Investor OnBoarding - Klarity RiskInvestor OnBoarding is a web-based solution specifically designed...
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1 A Powerful Solution to get your Clients Onboard! Investor OnBoarding is a web-based solution specifically designed for SS&C Advent Software and exclusively for Advent Portfolio Exchange ® (APX ® ) customers. Client on-boarding process can now be managed directly within APX, including regulatory categorization obligations (KYC), client investment profiling, investment suitability and appropriateness assessments as well as client risk requirements. Results include optimized client services and increased operational efficiency but also enhanced total client experience in the onboarding processes with your company. All in one, within your trusted APX platform! Key Features Benefit Contact Information KYC Questionnaire Services Classification Transmission only, Non Advisory, Advisory, Discretionary mandate Compliance Assessment Assessment of Appropriateness Assessment of Suitability Client Risk Rating Suggested Risk Profile based on Scoring Portfolio Information Client Risk Profile: Time Horizon and Risk Tolerance Portfolio creation Portfolio Code creation based on desired logic Model-Portfolio Association Model – Portfolio Matching The solution can be accessed over a client’s intranet, taking under consideration the existing APX assigned functional and data rights of the users. Relevant information is saved in APX Contact and Portfolio pages and/or printed for client review/signature. Template questionnaires as well as on boarding flows and processes, based upon the latest regulatory requirements, are delivered within the core package but both can be parametrized and configured as per client needs. Investor OnBoarding PRODUCT BRIEF
Transcript of Investor OnBoarding - Klarity RiskInvestor OnBoarding is a web-based solution specifically designed...
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A Powerful Solution to get your Clients Onboard!
Investor OnBoarding is a web-based solution specifically designed for SS&C Advent Software
and exclusively for Advent Portfolio Exchange® (APX®) customers.
Client on-boarding process can now be managed directly within APX, including regulatory
categorization obligations (KYC), client investment profiling, investment suitability and
appropriateness assessments as well as client risk requirements. Results include optimized client
services and increased operational efficiency but also enhanced total client experience in the
onboarding processes with your company. All in one, within your trusted APX platform!
Key Features Benefit
Contact Information KYC Questionnaire Services Classification Transmission only, Non Advisory,
Advisory, Discretionary mandate
Compliance Assessment Assessment of Appropriateness Assessment of Suitability
Client Risk Rating Suggested Risk Profile based on Scoring Portfolio Information Client Risk Profile: Time Horizon and Risk Tolerance Portfolio creation Portfolio Code creation based on desired logic Model-Portfolio Association Model – Portfolio Matching
The solution can be accessed over a client’s intranet, taking under consideration the existing APX
assigned functional and data rights of the users.
Relevant information is saved in APX Contact and Portfolio pages and/or printed for client
review/signature. Template questionnaires as well as on boarding flows and processes, based
upon the latest regulatory requirements, are delivered within the core package but both can be
parametrized and configured as per client needs.
Investor
OnBoarding
PRODUCT BRIEF
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PRODUCT BRIEF / ONBOARDING klarityrisk.com
To learn more about KlarityRisk and the advantages of Investor OnBoarding contact:
KlarityRisk 40 Gracechurch St. - London EC3V 0BT ‐ United Kingdom
Telephone: +44 (0) 207 118 7088 Email: [email protected] Website: www.klarityrisk.com
Copyright© 2016 KlarityRisk. All rights reserved. Information subject to change without notice. ONBOARDING is registered trademark of KlarityRisk. All other products or services are trademarks of their respective companies.
