Investment Banks in NY and DC

Capital IQ Company Screening Report

Company Name Exchange:Ticker Geographic Locations Company Type

11 T Partners - New York City Area (Primary) Private Company399 Venture Partners, Inc - New York City Area (Primary) Private Company747 Capital LLC - New York City Area (Primary) Private CompanyA. S. Goldmen & Co., Inc. - New York City Area (Primary) Private CompanyA.B. Watley Direct, Inc. - New York City Area (Primary) Private CompanyA.W. Bertsch, Inc. - New York City Area (Primary) Private CompanyAB Watley Group Inc. (OTCPK:ABWG) OTCPK:ABWG New York City Area (Primary) Public CompanyAbel/Noser Corp. - New York City Area (Primary) Private CompanyABG Sundal Collier, Inc. - New York City Area (Primary) Private CompanyABLE Alpha Trading Ltd. - New York City Area (Primary) Private CompanyAble Global Partners LLC - New York City Area (Primary) Private CompanyABN AMRO Securities (USA) LLC - New York City Area (Primary) Private CompanyABN AMRO Securities LLC - New York City Area (Primary) Private CompanyAcacia Capital, Inc. - New York City Area (Primary) Private CompanyAchelous Partners, LLC - New York City Area (Primary) Private CompanyACI Capital Group, LLC - New York City Area (Primary) Private CompanyAcquest International - New York City Area (Primary) Private CompanyAct Capital Management, Inc - New York City Area (Primary) Private CompanyAdelphia Capital, LLC - New York City Area (Primary) Private CompanyAdMedia Partners, Inc. - New York City Area (Primary) Private CompanyAdvanced Funding Solutions, LLC - New York City Area (Primary) Private CompanyAeb Corporation - New York City Area (Primary) Private CompanyAegis Capital Corporation - New York City Area (Primary) Private CompanyAegis Energy Advisors Corp. - New York City Area (Primary) Private Company

- New York City Area (Primary) Assets/Products

Agile Equity, LLC - New York City Area (Primary) Private CompanyAGM Partners LLC - New York City Area (Primary) Private CompanyAgriCapital Corporation - New York City Area (Primary) Private CompanyAIG Advisor Group, Inc. - New York City Area (Primary) Private CompanyAIG Equity Sales Corp. - New York City Area (Primary) Private CompanyAK Capital LLC - New York City Area (Primary) Private CompanyAkin Bay Company LLC - New York City Area (Primary) Private CompanyAlberdale Capital, LLC - New York City Area (Primary) Private CompanyAlbert Fried & Company, LLC - New York City Area (Primary) Private CompanyAleutian Capital Group - New York City Area (Primary) Private CompanyAlexander, Wescott & Company, Inc. - New York City Area (Primary) Private CompanyAllegiant Capital Advisors LLC - New York City Area (Primary) Private CompanyAllegro Advisors LLC - New York City Area (Primary) Private Company

AG Asset Management LLC, Small Cap and Mid Cap Core Operations

Allen & Company Incorporated - New York City Area (Primary) Private CompanyAllen & Company LLC - New York City Area (Primary) Private CompanyAllen Holding Inc. - New York City Area (Primary) Private CompanyAlliance Capital Partners, Inc. - New York City Area (Primary) Private Company

- New York City Area (Primary) Private CompanyAllomet Partners LLC - New York City Area (Primary) Private CompanyAlpha Capital Corporation - New York City Area (Primary) Private CompanyAlpha Finance US Corporation - New York City Area (Primary) Private CompanyAlpine Capital Group LLC - New York City Area (Primary) Private CompanyAltamarCapital - New York City Area (Primary) Private CompanyAlterity Partners - New York City Area (Primary) Private CompanyAlternative Capital Partners, LLC - New York City Area (Primary) Private CompanyAlvarez & Marsal Securities, LLC - New York City Area (Primary) Private Company

- New York City Area (Primary) Private Company

Alvarez & Marsal, LLC - New York City Area (Primary) Private Companyalzeon partners LLC - New York City Area (Primary) Private CompanyAMA Capital Partners LLC - New York City Area (Primary) Private CompanyAmerican Corporate Services. Inc. - New York City Area (Primary) Private Company


American International Securities, Inc. - New York City Area (Primary) Private CompanyAmerican Medtech Advisors LLC - New York City Area (Primary) Private Company


American Securities BD Co LP - New York City Area (Primary) Private CompanyAmerican Securities Management L.P. - New York City Area (Primary) Private CompanyAmerican Union Securities, Inc. - New York City Area (Primary) Private CompanyAmericorp Securities Inc - New York City Area (Primary) Private CompanyAmerivest Partners LLC - New York City Area (Primary) Private CompanyAmex ETF Services LLC - New York City Area (Primary) Private CompanyAmherst Securities - New York City Area (Primary) Private CompanyAmundi Distributors, Inc. - New York City Area (Primary) Private CompanyAnchin Capital Advisors LLC - New York City Area (Primary) Private CompanyAncore Resources International, Inc. - New York City Area (Primary) Private Company


Anniston Capital, Inc. - New York City Area (Primary) Private CompanyAnvil Advisors, LLC - New York City Area (Primary) Private CompanyANZ Securities Inc. - New York City Area (Primary) Private CompanyApollo Global Securities, LLC - New York City Area (Primary) Private CompanyAqueduct Capital Group, LLC - New York City Area (Primary) Private CompanyAramar Capital Group, LLC - New York City Area (Primary) Private CompanyArcadia Securities LLC - New York City Area (Primary) Private CompanyArdour Capital Investments, LLC - New York City Area (Primary) Private CompanyArsht & Company, Inc. - New York City Area (Primary) Private CompanyArview Holdings, Inc. - New York City Area (Primary) Private CompanyAsante Partners LLC - New York City Area (Primary) Private CompanyAshir Capital, Inc. - New York City Area (Primary) Private CompanyAsia Capital Group, Ltd. - New York City Area (Primary) Private CompanyAsiel & Co LLC - New York City Area (Primary) Private Company

Allianz Global Investors Distributors

Alvarez & Marsal Transaction Advisory Group LLC

American Express Company Capital Trust II

American Securities Advisors, LLC, Investment Banking Arm

Andrew, Alexander, Wise & Company, Incorporated

Astor Group LLC - New York City Area (Primary) Private CompanyAthelera LLC - New York City Area (Primary) Private CompanyAtlas Advisors, LLC - New York City Area (Primary) Private CompanyAtlas Capital Services, LLC - New York City Area (Primary) Private CompanyAtlas Strategic Advisors LLC - New York City Area (Primary) Private CompanyAton Securities, Inc - New York City Area (Primary) Private CompanyAtwood Capital Partners - New York City Area (Primary) Private CompanyAudobon Securities Inc. - New York City Area (Primary) Private CompanyAuerbach Grayson and Company, LLC - New York City Area (Primary) Private CompanyAurora Capital LLC - New York City Area (Primary) Private CompanyAvalon Group, Ltd. - New York City Area (Primary) Private CompanyAvatar Securities, LLC - New York City Area (Primary) Private CompanyAvec Capital, LLC - New York City Area (Primary) Private CompanyAxiom Capital Management Inc. - New York City Area (Primary) Private CompanyAXIOM SGI - New York City Area (Primary) Private CompanyAzla Advisors - New York City Area (Primary) Private CompanyB M I Holding (Del) (Inc) - New York City Area (Primary) Private CompanyBACAP Alternative Advisors, Inc. - New York City Area (Primary) Private CompanyBaker Martin Capital, LLC - New York City Area (Primary) Private CompanyBanca IMI Securities Corp. - New York City Area (Primary) Private CompanyBanco do Brasil Securities LLC - New York City Area (Primary) Private CompanyBankers International Corporation - New York City Area (Primary) Private Company

- New York City Area (Primary) Private CompanyBarclay Investments, Inc. - New York City Area (Primary) Private CompanyBarclays Capital Inc. - New York City Area (Primary) Private Company


Barker Capital, LLC - New York City Area (Primary) Private CompanyBarman Capital LLC - New York City Area (Primary) Private CompanyBarnett & Partners, LLC - New York City Area (Primary) Private CompanyBarney Smith International Inc - New York City Area (Primary) Private CompanyBaron Capital, Inc. - New York City Area (Primary) Private CompanyBartlett Investors - New York City Area (Primary) Private CompanyBaxter Bold & Company - New York City Area (Primary) Private CompanyBaxter Energy Partners, LLC - New York City Area (Primary) Private CompanyBaytree Capital Associates, LLC - New York City Area (Primary) Private CompanyBBA Icatu Securities Inc. - New York City Area (Primary) Private CompanyBBVA Securities Inc. - New York City Area (Primary) Private CompanyBCMS Corporate, LLC - New York City Area (Primary) Private CompanyBear Hunter Structured Products, LLC - New York City Area (Primary) Private CompanyBear Stearns Capital Markets Inc. - New York City Area (Primary) Private CompanyBear Stearns Capital Trust I - New York City Area (Primary) Private CompanyBear Stearns Capital Trust II - New York City Area (Primary) Private CompanyBear Stearns Capital Trust III - New York City Area (Primary) Private CompanyBear Stearns Capital Trust V - New York City Area (Primary) Private CompanyBear Stearns Corporate Lending Inc. - New York City Area (Primary) Private CompanyBear Stearns N Y Inc - New York City Area (Primary) Private CompanyBear Wagner Specialists LLC - New York City Area (Primary) Private CompanyBear, Stearns & Co. Inc. - New York City Area (Primary) Private CompanyBeech Hill Securities, Inc. - New York City Area (Primary) Private CompanyBell Investment Group, Inc. - New York City Area (Primary) Private Company

Banorte-Ixe Securities International,

Barington Capital Group, L.P, Investment Banking Arm

Belstone Capital LLC - New York City Area (Primary) Private CompanyBenchmark Capital Consulting, Inc. - New York City Area (Primary) Private CompanyBenchmarq Trading LLC - New York City Area (Primary) Private CompanyBenedetto, Gartland & Company, Inc. - New York City Area (Primary) Private CompanyBentley Associates L.P. - New York City Area (Primary) Private CompanyBentley Securities Corporation - New York City Area (Primary) Private CompanyBerchwood Partners LLP - New York City Area (Primary) Private CompanyBerenson & Company, Inc. - New York City Area (Primary) Private CompanyBering Strait, Inc. - New York City Area (Primary) Private CompanyBerkery, Noyes & Co., LLC - New York City Area (Primary) Private CompanyBerkshire Capital Securities LLC - New York City Area (Primary) Private Company



Bessemer Investor Services, Inc. - New York City Area (Primary) Private CompanyBexil Securities LLC - New York City Area (Primary) Private CompanyBGC Brokers, Inc. - New York City Area (Primary) Private CompanyBGC Financial Group, Inc. - New York City Area (Primary) Private CompanyBGC Financial, L.P. - New York City Area (Primary) Private CompanyBGC Partners, Inc. (NasdaqGS:BGCP) NasdaqGS:BGCP New York City Area (Primary) Public Company


BGC Partners, L.P. - New York City Area (Primary) Private CompanyBHF Securities Corp. - New York City Area (Primary) Private CompanyBIDS Holdings, L.P. - New York City Area (Primary) Private CompanyBIDS Trading, L.P. - New York City Area (Primary) Private CompanyBIO-IB, Inc. - New York City Area (Primary) Private CompanyBishop, Rosen & Co., Inc. - New York City Area (Primary) Private CompanyBlack Oak Capital LLC - New York City Area (Primary) Private CompanyBlackEagle Advisors LLC - New York City Area (Primary) Private Company

- New York City Area (Primary) Private Company- New York City Area (Primary) Private Company

Blackrock Capital Markets, LLC - New York City Area (Primary) Private CompanyBlackrock Investments, LLC - New York City Area (Primary) Private CompanyBlackRock’s Advisory Services Group - New York City Area (Primary) Private CompanyBlackstone Advisory Partners LP - New York City Area (Primary) Private Company


Blaylock & Company Inc. - New York City Area (Primary) Private CompanyBlaylock Robert Van, LLC - New York City Area (Primary) Private CompanyBlitzer, Clancy & Company - New York City Area (Primary) Private CompanyBloomberg Powermatch, LLC - New York City Area (Primary) Private CompanyBloomberg Tradebook, LLC - New York City Area (Primary) Private CompanyBloomingdale Road Capital, LLC - New York City Area (Primary) Private CompanyBlue Lion Ventures LLC - New York City Area (Primary) Private CompanyBlue Trading, LLC - New York City Area (Primary) Private CompanyBlueStone Capital Partners,LP - New York City Area (Primary) Private CompanyBNJ Capital Securities Corp. - New York City Area (Primary) Private CompanyBNP Paribas Prime Brokerage, Inc. - New York City Area (Primary) Private Company

Bernard L. Madoff Investment Securities LLCBernard L. Madoff Investment Securities LLC, Market Making Division

BGC Partners, Inc., Prior to Merger with eSpeed, Inc.

Blackhawk Partners, Inc., Advisory Blackhawk Partners, Physical Commodities Trading Group

Blackstone Holdings III L.P. prior to merger with Blackstone Holdings IV L.P.

BNP Paribas Securities Corp. - New York City Area (Primary) Private CompanyBNY Capital Markets, Inc. - New York City Area (Primary) Private Company


BNY ConvergEx Group, LLC - New York City Area (Primary) Private CompanyBNY Investment Center Inc. - New York City Area (Primary) Private CompanyBNY Mellon Capital Markets, LLC - New York City Area (Primary) Private CompanyBNY Mellon Clearing, LLC - New York City Area (Primary) Private Company



BofA Merrill Lynch International Limited - New York City Area (Primary) Private Company- New York City Area (Primary) Private Company





BofA Merrill Preferred Capital Trust V - New York City Area (Primary) Private CompanyBois Capital, LLC - New York City Area (Primary) Private CompanyBollinger, Wells, Lett, & Co. Inc. - New York City Area (Primary) Private CompanyBondDesk Trading LLC - New York City Area (Primary) Private CompanyBonds Direct Securities LLC - New York City Area (Primary) Private Company

OTCPK:BDCG New York City Area (Primary) Public CompanyBozano, Simonsen Securities, Inc. - New York City Area (Primary) Private CompanyBPC Group LLC - New York City Area (Primary) Private CompanyBradesco Securities, Inc. - New York City Area (Primary) Private CompanyBradley Woods & Co. Ltd. - New York City Area (Primary) Private CompanyBraver Stern Securities LLC - New York City Area (Primary) Private CompanyBrean Murray, Carret & Co., LLC - New York City Area (Primary) Private CompanyBrenner Securities Corp - New York City Area (Primary) Private CompanyBrentwood Capital Corp. - New York City Area (Primary) Private CompanyBrill Securities, Inc. - New York City Area (Primary) Private Company

- New York City Area (Primary) Private CompanyBrinson Patrick Securities Corporation - New York City Area (Primary) Private CompanyBrittany Capital Group Inc. - New York City Area (Primary) Private CompanyBroad Street Trading LLC - New York City Area (Primary) Private CompanyBroadband Capital Management LLC - New York City Area (Primary) Private CompanyBroadcort Capital Corp. - New York City Area (Primary) Private CompanyBroadpoint Securities, Inc. - New York City Area (Primary) Private CompanyBroadsword Partners, LLC - New York City Area (Primary) Private CompanyBroadWall Capital, LLC - New York City Area (Primary) Private CompanyBrocair Partners LLC - New York City Area (Primary) Private CompanyBrock Capital Group LLC - New York City Area (Primary) Private CompanyBrock Securities LLC - New York City Area (Primary) Private Company

BNY ConvergEx Execution Solutions, LLC

BofA Merrill Lynch (Fund Placement Group)BofA Merrill Lynch Bank & Trust Co., BofA Merrill Lynch Credit Products,

BofA Merrill Lynch Preferred Capital Trust IBofA Merrill Lynch Preferred Capital Trust IIBofA Merrill Lynch Preferred Capital Trust IIIBofA Merrill Lynch Preferred Capital Trust IVBofA Merrill Lynch Preferred Funding I BofA Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bonds.com Group, Inc.

Brimberg & Co., Investment Banking

BrokerageAmerica, Inc. - New York City Area (Primary) Private CompanyBrook Asset Management L.L.C. - New York City Area (Primary) Private CompanyBrooks, Houghton & Company, Inc. - New York City Area (Primary) Private CompanyBrookville Capital Partners LLC - New York City Area (Primary) Private CompanyBrundage Story & Rose LLC - New York City Area (Primary) Private Investment FirmBryan Glass Securities, Inc. - New York City Area (Primary) Private CompanyBryant Park Capital Securities, Inc. - New York City Area (Primary) Private Company


Bryant Park Capital, Inc. - New York City Area (Primary) Private CompanyBrylane Capital Corp. - New York City Area (Primary) Private CompanyBT Securities Corporation - New York City Area (Primary) Private CompanyBT Wolfensohn - New York City Area (Primary) Private CompanyBTG Pactual US Capital Corp. - New York City Area (Primary) Private CompanyBuccino & Associates, Inc. - New York City Area (Primary) Private CompanyBuchwald Capital Advisors LLC - New York City Area (Primary) Private CompanyBurlington Capital Markets, Inc. - New York City Area (Primary) Private CompanyBurlington Securities & Anisfi - New York City Area (Primary) Private CompanyBurnham Securities Inc. - New York City Area (Primary) Private CompanyBusiness Development Asia LLC - New York City Area (Primary) Private CompanyButler, Chapman & Co. LLC - New York City Area (Primary) Private CompanyButtonwood Securities, Inc. - New York City Area (Primary) Private CompanyC I B C Oppenheimer Holdings, Inc - New York City Area (Primary) Private CompanyC.E. Unterberg, Towbin - New York City Area (Primary) Private CompanyCahn Capital Corp. - New York City Area (Primary) Private CompanyCain Brothers & Company, LLC - New York City Area (Primary) Private CompanyCaisse des Dépôts Securities Inc. - New York City Area (Primary) Private CompanyCalgary Enterprises, Inc. - New York City Area (Primary) Private CompanyCaliburn Venture Advisors LLC - New York City Area (Primary) Private CompanyCalico Capital Group, LLC - New York City Area (Primary) Private CompanyCAMBIUM USA, Inc. - New York City Area (Primary) Private CompanyCambridge International Partners, Inc. - New York City Area (Primary) Private CompanyCampell Vanderslice Furman, L.P. - New York City Area (Primary) Private CompanyCantor Fitzgerald & Co. - New York City Area (Primary) Private CompanyCantor Fitzgerald Brokerage, L.P. - New York City Area (Primary) Private CompanyCantor Fitzgerald, L.P. - New York City Area (Primary) Private CompanyCapitalEngine, Inc. - New York City Area (Primary) Private CompanyCapitalKey Advisors, Inc. - New York City Area (Primary) Private CompanyCaprio Management LLC - New York City Area (Primary) Private CompanyCapstone Holdings Group LLC - New York City Area (Primary) Private CompanyCarey Financial, LLC - New York City Area (Primary) Private CompanyCarl H. Pforzheimer & Co. - New York City Area (Primary) Private CompanyCarl Marks Advisory Group LLC - New York City Area (Primary) Private CompanyCarl Marks Capital Advisors LLC - New York City Area (Primary) Private CompanyCarlin Equities Corp. - New York City Area (Primary) Private CompanyCarlton Advisory Services, Inc. - New York City Area (Primary) Private CompanyCarlton Capital Inc. - New York City Area (Primary) Private CompanyCarnegie, Inc. - New York City Area (Primary) Private CompanyCarriage Hill - New York City Area (Primary) Private CompanyCarter Securities, LLC - New York City Area (Primary) Private CompanyCasesa Shapiro Group LLC - New York City Area (Primary) Private Company

Bryant Park Capital Valuation Services LLC

Casimir Capital L.P. - New York City Area (Primary) Private CompanyCastleOak Securities, L.P. - New York City Area (Primary) Private CompanyCazenove Inc. - New York City Area (Primary) Private CompanyCDG Group, LLC - New York City Area (Primary) Private CompanyCedar Petrochemicals, Inc. - New York City Area (Primary) Private CompanyCenterboard Group - New York City Area (Primary) Private CompanyCenterboard Securities, LLC - New York City Area (Primary) Private CompanyCenterview Partners LLC - New York City Area (Primary) Private CompanyCentreInvest Inc. - New York City Area (Primary) Private CompanyCentrum Securities LLC - New York City Area (Primary) Private CompanyCerulean Advisors LLC - New York City Area (Primary) Private CompanyCF Global Trading, LLC - New York City Area (Primary) Private CompanyCFC Capital LLC - New York City Area (Primary) Private CompanyChapdelaine & Co. Incorporated - New York City Area (Primary) Private Company

- New York City Area (Primary) Private CompanyChapdelaine Credit Partners - New York City Area (Primary) Private CompanyChapman, Spira & Carson, LLC - New York City Area (Primary) Private CompanyChardan Capital Markets, LLC - New York City Area (Primary) Private CompanyCharles Jordan & Co., LLC - New York City Area (Primary) Private CompanyCharles Morgan Securities, Inc. - New York City Area (Primary) Private CompanyCharles Street Securities, Inc. - New York City Area (Primary) Private CompanyCharles Vista LLC - New York City Area (Primary) Private CompanyCharlotte & Bates Inc. - New York City Area (Primary) Private CompanyChart Group Advisors - New York City Area (Primary) Private CompanyChartered Capital Advisers, Inc. - New York City Area (Primary) Private CompanyChartered Capital LLC - New York City Area (Primary) Private CompanyChase Securities, Inc. - New York City Area (Primary) Private CompanyChatham Energy, LLC - New York City Area (Primary) Private CompanyCHELA Technology Partners, LLC - New York City Area (Primary) Private CompanyChelsea Watchmens Service Inc - New York City Area (Primary) Private CompanyChestnut Hill Partners, LLC - New York City Area (Primary) Private CompanyChimera Securities, LLC - New York City Area (Primary) Private CompanyChiron Capital LLC - New York City Area (Primary) Private CompanyChiron Partners, LLC - New York City Area (Primary) Private CompanyChristman, Peters & Madden - New York City Area (Primary) Private CompanyChurchill Capital USA, Inc. - New York City Area (Primary) Private CompanyCIBC Delaware Holdings Inc. - New York City Area (Primary) Private CompanyCicerone Capital LLC - New York City Area (Primary) Private CompanyCIFCO International Group - New York City Area (Primary) Private CompanyCIS Capital Markets LLC - New York City Area (Primary) Private CompanyCIT Capital Securities LLC - New York City Area (Primary) Private CompanyCiti Swapco Inc. - New York City Area (Primary) Private CompanyCiticorp Securities Services, Inc. - New York City Area (Primary) Private CompanyCiticorp Securities, Inc. - New York City Area (Primary) Private CompanyCitigroup Capital Strategies - New York City Area (Primary) Private CompanyCitigroup Global Capital Markets Inc. - New York City Area (Primary) Private CompanyCitistreet Financial Services LLC - New York City Area (Primary) Private CompanyCJI Capital Markets, Inc. - New York City Area (Primary) Private CompanyClairfield International - New York City Area (Primary) Private CompanyClassic Strategies Group LLC - New York City Area (Primary) Private CompanyClyburn Capital Management, Ltd. - New York City Area (Primary) Private Company

Chapdelaine Corporate Securities &

CMET Finance Holdings, Inc. - New York City Area (Primary) Private CompanyCMI Capital Market Investment LLC - New York City Area (Primary) Private CompanyCoady Diemar Partners, LLC - New York City Area (Primary) Private Company

- New York City Area (Primary) Private CompanyCohen Specialists LLC - New York City Area (Primary) Private CompanyCohen, Duffy, McGowan & Co. LLC. - New York City Area (Primary) Private CompanyColebrooke Capital, Inc. - New York City Area (Primary) Private CompanyColeman & Company Securities, Inc. - New York City Area (Primary) Private CompanyCollins Sivy - New York City Area (Primary) Private CompanyCollins Stewart LLC - New York City Area (Primary) Private CompanyColumbia Strategy LLC - New York City Area (Primary) Private CompanyColumbus Nova Partners LLC - New York City Area (Primary) Private CompanyCommerz Markets LLC - New York City Area (Primary) Private CompanyCommodore Funding Corp. - New York City Area (Primary) Private CompanyCommonwealth Associates, L.P. - New York City Area (Primary) Private Company

- New York City Area (Primary) Private CompanyCompass Advisers Group, LLC - New York City Area (Primary) Private CompanyCondor Securities Inc. - New York City Area (Primary) Private CompanyConsulting For Strategic Growth I, Ltd. - New York City Area (Primary) Private Company


Convergence Advisors LLC - New York City Area (Primary) Private CompanyConvergEx Global Markets Limited - New York City Area (Primary) Private CompanyConvertible Capital - New York City Area (Primary) Private CompanyCora Capital Advisors, LLC - New York City Area (Primary) Private Company


Corinthian Partners, L.L.C. - New York City Area (Primary) Private CompanyCorporate Fuel Advisors LLC - New York City Area (Primary) Private Company

OTCPK:COUV New York City Area (Primary) Public CompanyCOSCO Capital Management LLC - New York City Area (Primary) Private CompanyCoView Capital, Inc. - New York City Area (Primary) Private Company


Cowen and Company, LLC - New York City Area (Primary) Private Company- New York City Area (Primary) Public Company

Cowen Securities LLC - New York City Area (Primary) Private Company- New York City Area (Primary) Private Company

Credit Agricole Securities (USA) Inc. - New York City Area (Primary) Private CompanyCredit Lyonnais Rouse (USA) Limited - New York City Area (Primary) Private CompanyCredit Suisse (USA), Inc. - New York City Area (Primary) Private Company


Credit Suisse Management LLC - New York City Area (Primary) Private CompanyCremac LLC - New York City Area (Primary) Private CompanyCrescent Fund LLC, Advisory Arm - New York City Area (Primary) Private CompanyCrest Advisors LLC - New York City Area (Primary) Private CompanyCromwell, Morgan - New York City Area (Primary) Private CompanyCross Border Enterprises, L.L.C. - New York City Area (Primary) Private Company

Cohen & Company Capital Markets,

Commonwealth Australia Securities

Continental Stock Transfer & Trust Company, Inc.

Coral Reef Capital, L.L.C., Investment Banking Arm

Corporate Universe, Inc.

Cowen & Co., LLC, Private-Client Business

Cowen Group, Inc., Prior to Reverse Merger with Ramius, LLC

Crédit Agricole Cheuvreux North America Inc

Credit Suisse Group AG, New York Branch

Crucible Capital Group, Inc. - New York City Area (Primary) Private CompanyCrusader Financial Group, Inc. - New York City Area (Primary) Private CompanyCrusader Securities, LLC - New York City Area (Primary) Private CompanyCSCA Capital Advisors, LLC - New York City Area (Primary) Private CompanyCSG Partners, LLC - New York City Area (Primary) Private CompanyCue Capital, LP - New York City Area (Primary) Private Company


Cuttone & Company, Inc. - New York City Area (Primary) Private CompanyCypress Associates LLC - New York City Area (Primary) Private CompanyD. E. Shaw Securities, L.L.C. - New York City Area (Primary) Private CompanyD. E. Shaw Valence, L.L.C. - New York City Area (Primary) Private CompanyD. Weckstein & Co. Inc. - New York City Area (Primary) Private CompanyD.H. Blair Investment Banking Corp. - New York City Area (Primary) Private CompanyD.R. Saul & Co. Inc. - New York City Area (Primary) Private CompanyDabbah Securities Corp. - New York City Area (Primary) Private Company


Daiwa Capital Markets America Inc. - New York City Area (Primary) Private CompanyDalton Kent Securities Group Inc - New York City Area (Primary) Private CompanyDanford Capital Group - New York City Area (Primary) Private CompanyDanske Markets Inc. - New York City Area (Primary) Private CompanyDanson Partners, LLC - New York City Area (Primary) Private CompanyDaroth Capital Advisors LLC - New York City Area (Primary) Private CompanyDaroth Capital LLC - New York City Area (Primary) Private CompanyDas Consulting LLC - New York City Area (Primary) Private CompanyDavey & Unno Inc. - New York City Area (Primary) Private Company

- New York City Area (Primary) Private CompanyDavid N. Deutsch & Company LLC - New York City Area (Primary) Private Company

- New York City Area (Primary) Private CompanyDBS Vickers Securities (USA) Inc. - New York City Area (Primary) Private CompanyDDW Partners - New York City Area (Primary) Private CompanyDe Guardiola Advisors, Inc. - New York City Area (Primary) Private CompanyDeAM Investor Services, Inc. - New York City Area (Primary) Private CompanyDefoe Capital, Ltd. - New York City Area (Primary) Private CompanyDelzanno & Co. Inc. - New York City Area (Primary) Private CompanyDeMatteo Monness LLC - New York City Area (Primary) Private CompanyDeSilva & Phillips, LLC - New York City Area (Primary) Private CompanyDeucalion Advisors, LLC - New York City Area (Primary) Private CompanyDeutsche Bank Global Markets - New York City Area (Primary) Private CompanyDeutsche Bank Securities Inc. - New York City Area (Primary) Private CompanyDevelopment Corporation for Israel - New York City Area (Primary) Private CompanyDevon Value Advisers - New York City Area (Primary) Private CompanyDexia Securities USA - New York City Area (Primary) Private CompanyDexia Securities USA LLC - New York City Area (Primary) Private CompanyDF King Worldwide LLC - New York City Area (Primary) Private CompanyDFG Corporation - New York City Area (Primary) Private CompanyDFG Investment Advisors - New York City Area (Primary) Private CompanyDG European Securities Corp. - New York City Area (Primary) Private CompanyDH Capital, LLC - New York City Area (Primary) Private CompanyDiamond Edge Capital Partners, LLC - New York City Area (Primary) Private Company

Cushman & Wakefield Sonnenblick Goldman LLC

Daiwa Capital Markets America Holdings Inc.

David J Greenberg and Associates

Davidson Kempner Service Company,

Diaz & Altschul Group LLC - New York City Area (Primary) Private CompanyDigital Capital Advisors, LLC - New York City Area (Primary) Private CompanyDillon Read & Co. Inc. - New York City Area (Primary) Private CompanyDimension Brokerage LLC - New York City Area (Primary) Private CompanyDimension Trading Group, LLC - New York City Area (Primary) Private CompanyDinosaur Securities, LLC - New York City Area (Primary) Private CompanyDirect Access Group, LLC - New York City Area (Primary) Private CompanyDirect Access Partners, LLC - New York City Area (Primary) Private Company

OTCPK:MKTS.Q New York City Area (Primary) Public Company

Dirks & Company Inc. - New York City Area (Primary) Private CompanyDivine Capital Markets LLC - New York City Area (Primary) Private CompanyDME Securities, LLC - New York City Area (Primary) Private CompanyDnB NOR Markets, Inc. - New York City Area (Primary) Private CompanyDoft & Company, Incorporated - New York City Area (Primary) Private CompanyDome Securities Corp. - New York City Area (Primary) Private CompanyDominick & Dominick LLC - New York City Area (Primary) Private Company


Dooley Associates, LLC - New York City Area (Primary) Private CompanyDorfman Securities Inc. - New York City Area (Primary) Private CompanyDoughty Hanson & Co. Securities Inc. - New York City Area (Primary) Private CompanyDouglas & Co. Municipals Inc. - New York City Area (Primary) Private CompanyDowling Hales Securities, LLC - New York City Area (Primary) Private CompanyDoyle Miles & Co. LLC - New York City Area (Primary) Private CompanyDPEC Capital, Inc. - New York City Area (Primary) Private CompanyDrake & Co. Inc. - New York City Area (Primary) Private CompanyDrake Capital Securities, Inc. - New York City Area (Primary) Private CompanyDresdner Kleinwort - Grantchester, Inc. - New York City Area (Primary) Private CompanyDSIL Investment Services LLC - New York City Area (Primary) Private CompanyDTCC Deriv/SERV LLC - New York City Area (Primary) Private CompanyDuff & Phelps Corporation - New York City Area (Primary) Private CompanyDuke & Co. Inc. - New York City Area (Primary) Private CompanyDuncan Capital Group LLC - New York City Area (Primary) Private CompanyDunlevy & Co. Inc. - New York City Area (Primary) Private CompanyDupont Securities Group, Inc. - New York City Area (Primary) Private CompanyDurham Capital Corporation - New York City Area (Primary) Private CompanyDVB Capital Markets LLC - New York City Area (Primary) Private CompanyDynamica Group, LLC - New York City Area (Primary) Private CompanyDZ Financial Markets LLC - New York City Area (Primary) Private Company

NasdaqGS:ETFC New York City Area (Primary) Public Company

e-bitda, LLC - New York City Area (Primary) Private CompanyE. H. Smith, Jacobs & Co., Inc. - New York City Area (Primary) Private CompanyE1 Asset Management, Inc. - New York City Area (Primary) Private CompanyEA Markets LLC - New York City Area (Primary) Private CompanyEA Markets Securities LLC - New York City Area (Primary) Private CompanyEagle Advisers, Inc. - New York City Area (Primary) Private CompanyEarlyBirdCapital, Inc. - New York City Area (Primary) Private CompanyEAS Advisors, LLC - New York City Area (Primary) Private CompanyEast Wind Advisors, LLC - New York City Area (Primary) Private Company

Direct Markets Holdings Corp. (OTCPK:MKTS.Q)

Donaldson, Lufkin & Jenrette Securities Corporation

E*TRADE Financial Corporation (NasdaqGS:ETFC)

Eastbrook Capital Group LLC - New York City Area (Primary) Private CompanyEastdil Secured LLC - New York City Area (Primary) Private CompanyeBOND Securities - New York City Area (Primary) Private CompanyeBullion, Inc. - New York City Area (Primary) Private Company


Ecoban Securities Corporation - New York City Area (Primary) Private CompanyEdgemont Capital Partners, L.P. - New York City Area (Primary) Private CompanyEdgeRock Realty Advisors LLC - New York City Area (Primary) Private CompanyEFA Partners LLC - New York City Area (Primary) Private CompanyEGS Securities Corp. - New York City Area (Primary) Private Company


Eladian Partners LLC - New York City Area (Primary) Private CompanyElectronic Trading Group, LLC - New York City Area (Primary) Private CompanyElixir Advisors - New York City Area (Primary) Private CompanyElkins McSherry Inc. - New York City Area (Primary) Private CompanyEmerging Growth Partners - New York City Area (Primary) Private CompanyEmissary Capital, LLC, Advisory Arm - New York City Area (Primary) Private CompanyEmpirical Research Partners LLC - New York City Area (Primary) Private CompanyEnclave Capital LLC - New York City Area (Primary) Private CompanyEndeavor Capital Holdings Group LLC - New York City Area (Primary) Private CompanyEndeavor Holdings, Inc. - New York City Area (Primary) Private CompanyEndicott Financial Advisors, LLC - New York City Area (Primary) Private CompanyEos Management, L.P. - New York City Area (Primary) Private Investment FirmEquilink Capital Partners LLC - New York City Area (Primary) Private CompanyEquitrade Partners - New York City Area (Primary) Private CompanyEquity Stock Transfer, LLC - New York City Area (Primary) Private Company


ESC Advisors - New York City Area (Primary) Private CompanyEssex & York Inc. - New York City Area (Primary) Private CompanyEstreich & Company, Inc. - New York City Area (Primary) Private CompanyETICO Capital LLC - New York City Area (Primary) Private CompanyEtkin & Company, Incorporated - New York City Area (Primary) Private CompanyEtradex, Corp. - New York City Area (Primary) Private CompanyEugene Simonoff & Associates Inc. - New York City Area (Primary) Private CompanyEULAV Securities, Inc. - New York City Area (Primary) Private CompanyEureka Capital Markets, LLC - New York City Area (Primary) Private CompanyEuro Brokers Investment Corporation - New York City Area (Primary) Private CompanyEuroConsult Capital, LLC - New York City Area (Primary) Private CompanyEuroConsult, Inc. - New York City Area (Primary) Private CompanyEuropean American Advisors, Inc. - New York City Area (Primary) Private CompanyEuropean American Equities, Inc. - New York City Area (Primary) Private CompanyEvercore Group L.L.C. - New York City Area (Primary) Private CompanyEvercore Partners Inc. (NYSE:EVR) NYSE:EVR New York City Area (Primary) Public CompanyEvolution Media Capital, LLC - New York City Area (Primary) Private CompanyExane, Inc. - New York City Area (Primary) Private CompanyExcel Partners Holdings LLC - New York City Area (Primary) Private CompanyExotix USA Inc. - New York City Area (Primary) Private CompanyFAB Capital Corporation - New York City Area (Primary) Private Company

eBullion, Inc., Prior to Merger with Man Loong Bullion Company Limited

EisnerAmper LLP, Investment Banking Arm

Ernst & Young Transaction Advisory Services Co., Ltd.

FAB Securities of America, Inc. - New York City Area (Primary) Private CompanyFagenson Frankel & Streicher LLC - New York City Area (Primary) Private CompanyFairfield International Managers - New York City Area (Primary) Private CompanyFBN Securities, Inc. - New York City Area (Primary) Private CompanyFG Companies, LLC - New York City Area (Primary) Private CompanyFGR Associates LLC - New York City Area (Primary) Private CompanyFieldstone Aviation LLC - New York City Area (Primary) Private CompanyFieldstone Capital Group, LLC - New York City Area (Primary) Private CompanyFieldstone Private Capital Group, Inc. - New York City Area (Primary) Private CompanyFieldstone Services Corp. - New York City Area (Primary) Private CompanyFimat Futures USA LLC - New York City Area (Primary) Private CompanyFinancial Commerce Network Inc. - New York City Area (Primary) Public Company


Financial Resources Group, LLC - New York City Area (Primary) Private CompanyFinanco Securities, LLC - New York City Area (Primary) Private CompanyFinanco, Inc. - New York City Area (Primary) Private CompanyFine Equities, Inc. - New York City Area (Primary) Private CompanyFinotec Group Inc. (OTCPK:FTGI) OTCPK:FTGI New York City Area (Primary) Public Company


First Cambridge Securities Corporation - New York City Area (Primary) Private CompanyFirst Capital Investors Inc. - New York City Area (Primary) Private CompanyFirst Dominion Capital, L.L.C. - New York City Area (Primary) Private CompanyFirst Investors Corporation - New York City Area (Primary) Private CompanyFirst Madison Securities Inc - New York City Area (Primary) Private CompanyFirst Merger Capital, Inc. - New York City Area (Primary) Private CompanyFirst Metropolitan Securities, Inc. - New York City Area (Primary) Private CompanyFirst New York Securities, LLC - New York City Area (Primary) Private Company

- New York City Area (Primary) Private CompanyFirstrade Securities Inc. - New York City Area (Primary) Private CompanyFive Prime Advisors, LLC - New York City Area (Primary) Private CompanyFleet Securities, Inc. - New York City Area (Primary) Private CompanyFocus Advisory, LLC - New York City Area (Primary) Private CompanyFocus Partners LLC - New York City Area (Primary) Private CompanyForbes Private Capital Group - New York City Area (Primary) Private CompanyFordham Financial Management, Inc. - New York City Area (Primary) Private CompanyFordham Holdings Group Inc. - New York City Area (Primary) Private Company


Forex Capital Markets LLC - New York City Area (Primary) Private CompanyForex Trading, Inc. - New York City Area (Primary) Private CompanyForos Group LLC - New York City Area (Primary) Private CompanyForos Securities LLC - New York City Area (Primary) Private CompanyForum Capital Partners - New York City Area (Primary) Private CompanyForward Profit Investing LLC - New York City Area (Primary) Private CompanyFoundation Ventures, LLC - New York City Area (Primary) Private CompanyFrancis P. Maglio & Co., Inc. - New York City Area (Primary) Private CompanyFranklin Hamilton LLC - New York City Area (Primary) Private CompanyFred Alger & Company, Incorporated - New York City Area (Primary) Private CompanyFredericks Michael & Co. - New York City Area (Primary) Private Company

Financial Information Services Agency Of New York

First Albany Companies, Inc., Private Client Group

First Wall Street Capital International,

Forefront Capital Markets Management, LLC, Advisory Arm

Freeman & Co. - New York City Area (Primary) Private CompanyFriedman, Turbidy & Company, Inc. - New York City Area (Primary) Private CompanyFulcrum Global Partners, LLC - New York City Area (Primary) Private CompanyFundamental Brokers Inter-Dealer - New York City Area (Primary) Private CompanyFurther Lane Securities L.P. - New York City Area (Primary) Private CompanyFusion Advisory Partners Inc. - New York City Area (Primary) Private CompanyFXCM Inc. (NYSE:FXCM) NYSE:FXCM New York City Area (Primary) Public CompanyG-Trade Services LLC - New York City Area (Primary) Private CompanyG.C. Andersen Partners, LLC - New York City Area (Primary) Private CompanyGalatioto Sports Partners LLC - New York City Area (Primary) Private CompanyGalileo Global Advisors LLC - New York City Area (Primary) Private CompanyGalileo Global Securities LLC - New York City Area (Primary) Private Company


Garban Broking Services Llc (Del) - New York City Area (Primary) Private CompanyGateway Overseas Inc - New York City Area (Primary) Private CompanyGavekal Securities LLC - New York City Area (Primary) Private CompanyGC Securities - New York City Area (Primary) Private CompanyGCO Services LLC - New York City Area (Primary) Private CompanyGDR Privée, Inc. - New York City Area (Primary) Private CompanyGelband & Company - New York City Area (Primary) Private CompanyGeller Biopharm Inc. - New York City Area (Primary) Private CompanyGeneric Trading Associates Llc - New York City Area (Primary) Private CompanyGenesis Securities, LLC - New York City Area (Primary) Private CompanyGeneva Capital Corp. - New York City Area (Primary) Private CompanyGentry Securities, LLC - New York City Area (Primary) Private Company


Gerson Global Advisors - New York City Area (Primary) Private CompanyGETCO Execution Services, LLC - New York City Area (Primary) Private Company



GFI Group Inc. (NYSE:GFIG) NYSE:GFIG New York City Area (Primary) Public CompanyGFI Securities LLC - New York City Area (Primary) Private CompanyGFInet, Inc. - New York City Area (Primary) Private CompanyGH Venture Partners, LLC - New York City Area (Primary) Private CompanyGilford Securities Incorporated - New York City Area (Primary) Private CompanyGill and Roeser Holdings, Inc. - New York City Area (Primary) Private CompanyGiuliani Capital Advisors LLC - New York City Area (Primary) Private CompanyGKK Manager LLC - New York City Area (Primary) Private CompanyGlacier Partners Corporation - New York City Area (Primary) Private CompanyGlacier Securities, LLC - New York City Area (Primary) Private CompanyGLC Advisors & Co., LLC - New York City Area (Primary) Private CompanyGLC Securities Corp. - New York City Area (Primary) Private CompanyGleacher & Co. - New York City Area (Primary) Private Company

NasdaqGS:GLCH New York City Area (Primary) Public Company

Global Arena Capital Corporation - New York City Area (Primary) Private Company

Galileo Weather Risk Management Advisors LLC

Georgeson Shareholder Securities Corporation

Getzler Henrich & Associates LLC, Investment Banking ArmGF Capital Management & Advisors, LLC, Investment Banking Arm

Gleacher & Company, Inc (NasdaqGS:GLCH)


Global Equities Group Inc. - New York City Area (Primary) Private CompanyGlobal Gaming & Hospitality LLC - New York City Area (Primary) Private CompanyGlobal Strategic Associates, LLC - New York City Area (Primary) Private Company

OTCPK:GBIR New York City Area (Primary) Public Company

Glocap Advisors LLC - New York City Area (Primary) Private CompanyGMP Securities, LLC - New York City Area (Primary) Private CompanyGoldin Associates L.L.C. - New York City Area (Primary) Private CompanyGoldman Sachs Capital I - New York City Area (Primary) Private CompanyGoldman Sachs Capital II - New York City Area (Primary) Private CompanyGoldman Sachs Capital III - New York City Area (Primary) Private CompanyGoldman Sachs Capital IV - New York City Area (Primary) Private CompanyGoldman Sachs Capital V - New York City Area (Primary) Private CompanyGoldman Sachs Capital VI - New York City Area (Primary) Private CompanyGoldman Sachs Credit Partners L.P. - New York City Area (Primary) Private Company


Goldman Sachs Jbwere Inc - New York City Area (Primary) Private CompanyGoldman, Sachs & Co. - New York City Area (Primary) Private CompanyGoldmark Advisers, Inc. - New York City Area (Primary) Private CompanyGoldNames, Inc. - New York City Area (Primary) Private CompanyGoldsmith & Harris Incorporated - New York City Area (Primary) Private CompanyGoodrich Capital LLC - New York City Area (Primary) Private CompanyGordian Group, LLC - New York City Area (Primary) Private CompanyGordon, Haskett Capital Corporation - New York City Area (Primary) Private Company


Gottbetter Capital Markets, LLC - New York City Area (Primary) Private CompanyGottesman Company - New York City Area (Primary) Private CompanyGramercy Partners LLC - New York City Area (Primary) Private CompanyGrand Capital Corp - New York City Area (Primary) Private CompanyGrand Charter Group, Inc. - New York City Area (Primary) Private CompanyGrandwood Capital LLC - New York City Area (Primary) Private CompanyGrandwood Securities LLC - New York City Area (Primary) Private CompanyGreat Eastern Securities, Inc. - New York City Area (Primary) Private CompanyGreat Northern Mortgage Corp. - New York City Area (Primary) Private CompanyGreen Drake Capital Corp. - New York City Area (Primary) Private CompanyGreen Exchange LLC - New York City Area (Primary) Private CompanyGreen River Energy Partners - New York City Area (Primary) Private Company


Greene Street Advisors - New York City Area (Primary) Private CompanyGreenhill & Co., Inc. (NYSE:GHL) NYSE:GHL New York City Area (Primary) Public CompanyGreenhill & Co., LLC - New York City Area (Primary) Private CompanyGreensLedge Capital Markets LLC - New York City Area (Primary) Private Company


GreenX Holdings LLC - New York City Area (Primary) Private Company

Global Emerging Markets North America, Inc.

Globus International Resources Corp. (OTCPK:GBIR)

Goldman Sachs Group, Inc., Goldman Sachs Commodity Index & Two Equity Index Families

Gotham Private Equity Partners, L.P., Advisory Arm

GreenCrest Capital Management LLC, Advisory Arm

Greentech Capital Advisors Securities, LLC

Gridley & Company LLC - New York City Area (Primary) Private CompanyGriffin Securities, Inc. - New York City Area (Primary) Private CompanyGroton Partners LLC - New York City Area (Primary) Private CompanyGroupArgent LLC - New York City Area (Primary) Private CompanyGrowth Insight, Inc. - New York City Area (Primary) Private CompanyGrowth Strategy Group, Inc. - New York City Area (Primary) Private CompanyGrupo Salinas Investments - New York City Area (Primary) Private CompanyGruppo, Levey & Co. - New York City Area (Primary) Private CompanyGuggenheim Capital Markets, LLC - New York City Area (Primary) Private CompanyGuggenheim Liquidity Services, LLC - New York City Area (Primary) Private CompanyGuggenheim Real Estate Advisors - New York City Area (Primary) Private CompanyGuggenheim Securities, LLC - New York City Area (Primary) Private CompanyH&H Capital Partners - New York City Area (Primary) Private CompanyH.C. Wainwright & Co., Inc. - New York City Area (Primary) Private CompanyH4 Capital LP - New York City Area (Primary) Private Company


Halcyon Cabot Partners, Ltd. - New York City Area (Primary) Private CompanyHales & Company Inc. - New York City Area (Primary) Private CompanyHammond Hanlon Camp LLC - New York City Area (Primary) Private CompanyHans Utsch & Company - New York City Area (Primary) Private CompanyHAP Trading, LLC - New York City Area (Primary) Private CompanyHapoalim Securities U.S.A., Inc. - New York City Area (Primary) Private CompanyHarbor Hills Partners, LLC - New York City Area (Primary) Private Company

- New York City Area (Primary) Private CompanyHarborside Plus, Inc. - New York City Area (Primary) Private CompanyHarmon & Co. - New York City Area (Primary) Private CompanyHarris Nesbitt Corp. - New York City Area (Primary) Private CompanyHassel & Co., Inc. - New York City Area (Primary) Private CompanyHastings Capital Group, LLC - New York City Area (Primary) Private CompanyHavkit Corporation - New York City Area (Primary) Private CompanyHayfield Capital LLC - New York City Area (Primary) Private CompanyHCFP Brenner Securities LLC - New York City Area (Primary) Private CompanyHeadwaters Capital LLC, Advisory Arm - New York City Area (Primary) Private CompanyHealthPro BioVentures LLC - New York City Area (Primary) Private CompanyHeartland Securities Corp - New York City Area (Primary) Private CompanyHedge Fund Capital Partners, LLC - New York City Area (Primary) Private CompanyHeights Partners Inc - New York City Area (Primary) Private CompanyHenderson Brothers Holdings, Inc. - New York City Area (Primary) Private CompanyHenley Advisors, LLC - New York City Area (Primary) Private CompanyHermes Capital Advisors, LLC - New York City Area (Primary) Private CompanyHerold Insurance Agency, Inc. - New York City Area (Primary) Private CompanyHexagon Securities LLC - New York City Area (Primary) Private CompanyHFP Capital Markets LLC - New York City Area (Primary) Private CompanyHickey Freihofner Capital - New York City Area (Primary) Private CompanyHighline Research Advisors - New York City Area (Primary) Private CompanyHighlink Partners, LLC - New York City Area (Primary) Private CompanyHill Street Capital LLC - New York City Area (Primary) Private CompanyHobbs Melville Securities Corp. - New York City Area (Primary) Private CompanyHochstin & Company - New York City Area (Primary) Private CompanyHolbrook Capital LLC - New York City Area (Primary) Private Company

Hackett Ventures, LLC, Investment Banking Arm

Harbor View Strategic Investments,

Hold Brothers LLC - New York City Area (Primary) Private CompanyHomesavers Relief LLC - New York City Area (Primary) Private CompanyHornblower & Weeks, Inc. - New York City Area (Primary) Private CompanyHowland Partners LLC - New York City Area (Primary) Private CompanyHSBC Markets Inc. - New York City Area (Primary) Private CompanyHSBC Securities (USA) Inc. - New York City Area (Primary) Private CompanyHT Capital Advisors, LLC - New York City Area (Primary) Private CompanyHudson Capital Energy, LLC - New York City Area (Primary) Private CompanyHudson Capital Group, LLC - New York City Area (Primary) Private CompanyHughes Klaiber LLC - New York City Area (Primary) Private CompanyHussar & Company - New York City Area (Primary) Private CompanyHyde Park Advisors, LLC - New York City Area (Primary) Private CompanyHyundai Securities (America) Inc. - New York City Area (Primary) Private CompanyIAR Securities Corp. - New York City Area (Primary) Private CompanyIcahn & Co., Inc. - New York City Area (Primary) Private CompanyICE Clear U.S., Inc. - New York City Area (Primary) Private CompanyICE Execution Services, LLC - New York City Area (Primary) Private CompanyICICI Securities Inc. - New York City Area (Primary) Private CompanyIcon Securities Corporation - New York City Area (Primary) Private CompanyIDB Capital Corp. - New York City Area (Primary) Private CompanyIDG Capital Group, Inc. - New York City Area (Primary) Private CompanyIDX Capital, LLC - New York City Area (Primary) Private CompanyIfg Commodities Usa Ltd. - New York City Area (Primary) Private CompanyIFS Capital Advisors, LLC - New York City Area (Primary) Private CompanyIKON Global Markets, Inc. - New York City Area (Primary) Private CompanyIMaCS Virtus Global Partners Inc. - New York City Area (Primary) Private CompanyIMI Capital Markets USA Corp. - New York City Area (Primary) Private CompanyImpetus Capital, LLC - New York City Area (Primary) Private CompanyIndiGo Securities, LLC - New York City Area (Primary) Private Company


Indxx - New York City Area (Primary) Private CompanyING (U.S.) Capital LLC - New York City Area (Primary) Private CompanyING Capital LLC - New York City Area (Primary) Private CompanyING Capital Markets L.L.C. - New York City Area (Primary) Private CompanyING Financial Markets LLC - New York City Area (Primary) Private Company

- New York City Area (Primary) Private CompanyInGlobalVest, Inc. - New York City Area (Primary) Private CompanyInnovation Advisors, Inc. - New York City Area (Primary) Private CompanyInstinet Clearing Services, Inc. - New York City Area (Primary) Private CompanyInstinet Global Holdings, Inc. - New York City Area (Primary) Private CompanyInstinet Group Incorporated - New York City Area (Primary) Private CompanyInstinet Incorporated - New York City Area (Primary) Private CompanyInstinet, LLC - New York City Area (Primary) Private CompanyInSync Analytics LLC - New York City Area (Primary) Private CompanyIntaglio Partners, LLC - New York City Area (Primary) Private CompanyIntegral Derivatives, LLC - New York City Area (Primary) Private CompanyIntegrated Finance Limited, LLC - New York City Area (Primary) Private CompanyIntegration Capital & Trade, Inc. - New York City Area (Primary) Private CompanyIntegrity Research Associates, LLC - New York City Area (Primary) Private CompanyIntegrity Square LLC - New York City Area (Primary) Private Company

Industrial and Commercial Bank of China Financial Services LLC

Ingalls & Snyder LLC, Broker Dealer

Intelligent Edge Advisors, LLC - New York City Area (Primary) Private CompanyIntelligenxe, Inc. - New York City Area (Primary) Private CompanyInteracciones Global Inc. - New York City Area (Primary) Private CompanyInterMerchant Securities, LLC - New York City Area (Primary) Private CompanyInternational Venture Partners, L.L.C. - New York City Area (Primary) Private CompanyIntervest Securities Corporation - New York City Area (Primary) Private CompanyInterwest United Ltd - New York City Area (Primary) Private CompanyINTL Commodities, Inc. - New York City Area (Primary) Private CompanyINTL FCStone Inc. (NasdaqGS:INTL) NasdaqGS:INTL New York City Area (Primary) Public CompanyINTL FCStone Securities Inc. - New York City Area (Primary) Private CompanyIntrade, LLC - New York City Area (Primary) Private CompanyIntrepid LLC - New York City Area (Primary) Private CompanyInvemed Associates - New York City Area (Primary) Private CompanyInverlink USA, Inc. - New York City Area (Primary) Private Company


Investec USA Holdings Corp. - New York City Area (Primary) Private CompanyNYSE:ITG New York City Area (Primary) Public Company

Ion Partners LLC - New York City Area (Primary) Private CompanyiQ Venture Partners, Inc. - New York City Area (Primary) Private CompanyiQ Ventures, Inc. - New York City Area (Primary) Private CompanyISG Solid Capital Markets, LLC - New York City Area (Primary) Private CompanyISI Capital, LLC, Brokerage Arm - New York City Area (Primary) Private CompanyIsrael A. Englander & Co, Inc. - New York City Area (Primary) Private CompanyItau BBA USA Securities, Inc. - New York City Area (Primary) Private CompanyITF Global Partners - New York City Area (Primary) Private CompanyITG Inc. - New York City Area (Primary) Private CompanyIXE Securities, LLC. - New York City Area (Primary) Private CompanyJ H Darbie & Co. Inc. - New York City Area (Primary) Private CompanyJ. Aron & Company, Inc. - New York City Area (Primary) Private CompanyJ. W. Barclay & Co., Inc. - New York City Area (Primary) Private Company


J.J. Kenny Drake, Inc. - New York City Area (Primary) Private CompanyJ.P. Morgan Clearing Corp. - New York City Area (Primary) Private CompanyJ.P. Morgan Futures Inc. - New York City Area (Primary) Private Company


J.P. Morgan Mortgage Capital Inc. - New York City Area (Primary) Private CompanyJ.P. Morgan Securities LLC - New York City Area (Primary) Private Company

- New York City Area (Primary) Private CompanyJackie Beer Consulting - New York City Area (Primary) Private Company


James Barclay Alan Ltd. - New York City Area (Primary) Private CompanyJAS Securities, LLC - New York City Area (Primary) Private CompanyJC Flowers & Co., LLC, Advisory Arm - New York City Area (Primary) Private CompanyJDA Partners LLC - New York City Area (Primary) Private CompanyJefferies Bache Financial Services Inc. - New York City Area (Primary) Private CompanyJefferies Bache, LLC - New York City Area (Primary) Private Company

Investec Ernst & Company, Correspondent Clearing Business

Investment Technology Group Inc. (NYSE:ITG)

J.E. Sheehan & Co., Investment Banking Arm

J.P. Morgan Index Funding Company, LLC

J.P. Morgan Ventures Energy

Jacobson Partners, Investment Banking Arm

Jefferies Broadview - New York City Area (Primary) Private CompanyJefferies Execution Services Inc. - New York City Area (Primary) Private CompanyJefferies Group LLC - New York City Area (Primary) Private CompanyJefferies LLC - New York City Area (Primary) Private CompanyJeffrey Williams & Co. LLC - New York City Area (Primary) Private CompanyJesup & Lamont Group Holdings, Inc. - New York City Area (Primary) Private CompanyJesup & Lamont Securities Corporation - New York City Area (Primary) Private CompanyJesup & Lamont, Inc. (OTCPK:JLIC) OTCPK:JLIC New York City Area (Primary) Public Company


JF Capital Advisors - New York City Area (Primary) Private CompanyJG Capital Inc. - New York City Area (Primary) Private CompanyJina Advisory Group - New York City Area (Primary) Private CompanyJKF Advisors LLC - New York City Area (Primary) Private Company


John Carris Investments, LLC - New York City Area (Primary) Private CompanyJohn Thomas Financial, Inc. - New York City Area (Primary) Private CompanyJohn W. Loofbourrow Associates, Inc. - New York City Area (Primary) Private CompanyJoseph Capital LLC - New York City Area (Primary) Private CompanyJoseph Gunnar & Co., LLC - New York City Area (Primary) Private CompanyJoseph Stevens & Company, Inc. - New York City Area (Primary) Private CompanyJosephthal & Co., Inc. - New York City Area (Primary) Private CompanyJosephthal Group, Inc. - New York City Area (Primary) Private CompanyJP Morgan Chase Capital IX - New York City Area (Primary) Private CompanyJSM Capital Holding Corp. - New York City Area (Primary) Private CompanyJunewicz & Co. Inc. - New York City Area (Primary) Private CompanyKabrik Trading, LLC - New York City Area (Primary) Private Company

OTCPK:KDNG New York City Area (Primary) Public CompanyKankaku Securities (America), Inc. - New York City Area (Primary) Private CompanyKatz, Kane & Co., LLC - New York City Area (Primary) Private CompanyKaufman Bros., L.P. - New York City Area (Primary) Private CompanyKaupthing New York Inc. - New York City Area (Primary) Private CompanyKaupthing Securities, Inc. - New York City Area (Primary) Private CompanyKBC Financial Products USA Inc. - New York City Area (Primary) Private CompanyKBC Securities USA Inc. - New York City Area (Primary) Private CompanyKBW LLC - New York City Area (Primary) Private CompanyKeane Securities Co., Inc. - New York City Area (Primary) Private CompanyKeaton Financial Services (Inc) - New York City Area (Primary) Private CompanyKeefe, Bruyette, & Woods, Inc. - New York City Area (Primary) Private Company


Kellogg Group, LLC - New York City Area (Primary) Private Company- New York City Area (Primary) Private Company

Kellogg Specialist Group, L.L.C. - New York City Area (Primary) Private CompanyKendall Capital Partners, L.P. - New York City Area (Primary) Private CompanyKern, Suslow Securities, Inc. - New York City Area (Primary) Private CompanyKestenbaum Associates LLC - New York City Area (Primary) Private CompanyKevin Dann & Partners LLC - New York City Area (Primary) Private CompanyKey & Company LLC - New York City Area (Primary) Private Company

Jewish Agency For Israel North American Council

JM Bryant Capital Partners, private co. of Laidlaw & Company

Kading Companies, SA

Kellogg Capital Group, LLC, Specialist Operations on American Stock Exchange

Kellogg Partners Institutional Services LLC

Key Business Advisory Services, Inc. - New York City Area (Primary) Private CompanyKGS-Alpha Capital Markets LP - New York City Area (Primary) Private CompanyKidder Peabody Group Inc. - New York City Area (Primary) Private CompanyKidder, Peabody & Co. Incorporated - New York City Area (Primary) Private CompanyKidron Capital Advisors LLC - New York City Area (Primary) Private CompanyKidron Corporate Advisors LLC - New York City Area (Primary) Private CompanyKim Eng Securities USA, Inc. - New York City Area (Primary) Private Company


Kinetic Advisors, LLC - New York City Area (Primary) Private CompanyKKR Capital Markets LLC - New York City Area (Primary) Private CompanyKlein Maus and Shire Incorporated - New York City Area (Primary) Private CompanyKLR Group, LLC - New York City Area (Primary) Private CompanyKnights Group, Advisory Arm - New York City Area (Primary) Private Company


Kota Global Securities Inc. - New York City Area (Primary) Private CompanyKPMG Corporate Finance LLC - New York City Area (Primary) Private CompanyKramer Trautman & Co Inc - New York City Area (Primary) Private CompanyKTA Capital, LLC - New York City Area (Primary) Private CompanyKudu Advisors LLC - New York City Area (Primary) Private CompanyL G Amtread Inc - New York City Area (Primary) Private CompanyL J R Holdings, Inc - New York City Area (Primary) Private CompanyLaBranche & Co. Inc. - New York City Area (Primary) Private CompanyLaBranche & Co. LLC - New York City Area (Primary) Private Company



LaBranche Financial Services, LLC - New York City Area (Primary) Private CompanyLaBranche Structured Products LLC - New York City Area (Primary) Private CompanyLaconia Capital Corporation - New York City Area (Primary) Private CompanyLadder Capital Securities LLC - New York City Area (Primary) Private CompanyLadenburg Thalmann & Co. Inc. - New York City Area (Primary) Private CompanyLaidlaw & Company (UK) Ltd. - New York City Area (Primary) Private CompanyLaidlaw Global Securities, Inc. - New York City Area (Primary) Private CompanyLaird Squared LLC - New York City Area (Primary) Private CompanyLampert Capital Markets Inc. - New York City Area (Primary) Private CompanyLampert Debt Advisors - New York City Area (Primary) Private CompanyLandmark Ventures Inc. - New York City Area (Primary) Private CompanyLarkspur Capital Corporation - New York City Area (Primary) Private CompanyLawrence Helfant LLC - New York City Area (Primary) Private CompanyLazard Capital Markets, LLC - New York City Area (Primary) Private CompanyLazard Freres & Co. LLC - New York City Area (Primary) Private CompanyLBR Partners - New York City Area (Primary) Private CompanyLCMCommodities, LLC - New York City Area (Primary) Private CompanyLebenthal & Co., LLC - New York City Area (Primary) Private CompanyLedgemont Capital Group LLC - New York City Area (Primary) Private CompanyLedgemont Capital Markets LLC - New York City Area (Primary) Private CompanyLegacy Partners Group LLC - New York City Area (Primary) Private CompanyLegend Merchant Group, Inc. - New York City Area (Primary) Private Company

Kimelman & Baird, LLC, Investment Banking Arm

Kohlberg Kravis Roberts & Co., Investment Banking Arm

LaBranche & Co. LLC, AMEX Equity Specialist OperationLaBranche & Co. LLC, NYSE Designated Market Maker Business

Legend Securities, Inc. - New York City Area (Primary) Private CompanyLehman Brothers - Equities Division - New York City Area (Primary) Private Company



- New York City Area (Primary) Private Company- New York City Area (Primary) Private Company- New York City Area (Primary) Private Company- New York City Area (Primary) Private Company









Lehman Brothers Holdings, Inc. - New York City Area (Primary) Public CompanyLehman Brothers Inc. - New York City Area (Primary) Private CompanyLehman Brothers OTC Derivatives, Inc. - New York City Area (Primary) Private CompanyLek Securities Corporation - New York City Area (Primary) Private CompanyLenox Hill Capital Advisors, Inc. - New York City Area (Primary) Private CompanyLetys Fashion Design Inc. - New York City Area (Primary) Private CompanyLeveraged Credit Management, Inc. - New York City Area (Primary) Private CompanyLexicon Partners (US) LLC - New York City Area (Primary) Private CompanyLexington Capital Partners & Co. - New York City Area (Primary) Private CompanyLiability Solutions Inc. - New York City Area (Primary) Private CompanyLIATI Capital, LLC - New York City Area (Primary) Private CompanyLIATI Group, LLC - New York City Area (Primary) Private CompanyLiberty Associates Inc. - New York City Area (Primary) Private CompanyLighthouse Financial Group, LLC - New York City Area (Primary) Private CompanyLightspeed Financial, Inc. - New York City Area (Primary) Private CompanyLightspeed Trading, LLC - New York City Area (Primary) Private CompanyLightstone Securities, LLC - New York City Area (Primary) Private CompanyLime Brokerage LLC - New York City Area (Primary) Private CompanyLionShares.com - New York City Area (Primary) Private CompanyLionTree Advisors, LLC - New York City Area (Primary) Private CompanyLipman Capital Group Inc. - New York City Area (Primary) Private Company

Lehman Brothers - Private Investment ManagementLehman Brothers Commodity Services, Inc.Lehman Brothers Financial Products, Lehman Brothers Holdings Capital Lehman Brothers Holdings Capital Lehman Brothers Holdings Capital Trust IIILehman Brothers Holdings Capital Trust IVLehman Brothers Holdings Capital Trust IXLehman Brothers Holdings Capital Lehman Brothers Holdings Capital Trust VILehman Brothers Holdings Capital Trust VIILehman Brothers Holdings Capital Trust VIIILehman Brothers Holdings Capital Lehman Brothers Holdings Capital Trust XILehman Brothers Holdings Capital Trust XIILehman Brothers Holdings Inc., European and Middle Eastern Equities and Investment Banking Operation

Liquid Prime Services, Inc. - New York City Area (Primary) Private CompanyLiquidnet Holdings, Inc. - New York City Area (Primary) Private CompanyLiquidnet Quantitative Trading Services - New York City Area (Primary) Private CompanyLiquidnet, Inc. - New York City Area (Primary) Private CompanyLivingston Securities LLC - New York City Area (Primary) Private CompanyLloyds America Securities Corporation - New York City Area (Primary) Private CompanyLloyds Securities Inc. - New York City Area (Primary) Private CompanyLoanX, Inc. - New York City Area (Primary) Private CompanyLodging Advisors LLC - New York City Area (Primary) Private CompanyLoughlin Management Partners+Co - New York City Area (Primary) Private CompanyLouis Capital Markets, LP - New York City Area (Primary) Private CompanyLudlow Capital, Inc. - New York City Area (Primary) Private CompanyLUMA Partners LLC - New York City Area (Primary) Private CompanyLuminary Capital LLC - New York City Area (Primary) Private CompanyLyden Dolan Nick & Co., LLC - New York City Area (Primary) Private CompanyLynch, Jones & Ryan, Inc. - New York City Area (Primary) Private CompanyM&A International Inc. - New York City Area (Primary) Private CompanyM. R. Beal & Company - New York City Area (Primary) Private CompanyM.C. Alcamo & Co., Inc. - New York City Area (Primary) Private CompanyM.E.S.A. Securities, Inc. - New York City Area (Primary) Private CompanyM.J. Whitman LLC - New York City Area (Primary) Private CompanyM.S. Farrell & Co., Inc. - New York City Area (Primary) Private CompanyM.S. Farrell Holdings, Inc. - New York City Area (Primary) Private CompanyMacAllaster, Pitfield & MacKay, Inc. - New York City Area (Primary) Private Company


Macquarie Capital (USA) Inc. - New York City Area (Primary) Private CompanyMacquarie Securities (USA) Inc. - New York City Area (Primary) Private CompanyMacro Risk Advisors LLC - New York City Area (Primary) Private CompanyMadison Alley Global Ventures - New York City Area (Primary) Private CompanyMadison Capital Group, LLC - New York City Area (Primary) Private CompanyMadison Park Group - New York City Area (Primary) Private CompanyMadison Stock Transfer, Inc. - New York City Area (Primary) Private CompanyMadison Williams and Company LLC - New York City Area (Primary) Private Company


Maidstone Financial, Inc. - New York City Area (Primary) Private CompanyMainsail Group, LLC - New York City Area (Primary) Private CompanyMallon & Associates - New York City Area (Primary) Private CompanyMan Group USA Inc. - New York City Area (Primary) Private Company


Manhattan Investment Partners, LLC - New York City Area (Primary) Private CompanyMantra Capital LLC - New York City Area (Primary) Private CompanyMaran Coal Corporation - New York City Area (Primary) Private CompanyMarco Polo Network Inc. - New York City Area (Primary) Private CompanyMarco Polo Partners - New York City Area (Primary) Private CompanyMarco Polo Securities Inc. - New York City Area (Primary) Private CompanyMaren Group, LLC - New York City Area (Primary) Private CompanyMarketaxess Corporation - New York City Area (Primary) Private CompanyMarketing Management Group, Inc. - New York City Area (Primary) Private Company

MacKenzie Partners, Investment Banking Arm

Mahler & Emerson, Inc., Investment Banking Arm

Man Investments Inc, Investment Banking Arm

MarkitSERV LLC - New York City Area (Primary) Private CompanyMarlin & Associates Holding LLC - New York City Area (Primary) Private CompanyMARV Capital, Inc. - New York City Area (Primary) Private CompanyMAS Capital Inc. - New York City Area (Primary) Private CompanyMasson & Company, LLC - New York City Area (Primary) Private CompanyMatrix Capital Group, Inc. - New York City Area (Primary) Private CompanyMatthew Bass & Associates Inc. - New York City Area (Primary) Private CompanyMaxim Group, LLC - New York City Area (Primary) Private CompanyMay Davis Partners, LLC - New York City Area (Primary) Private CompanyMBSC LLC - New York City Area (Primary) Private CompanyMBSC Securities Corporation - New York City Area (Primary) Private CompanyMc Fadden, Farrell & Smith, L.P. - New York City Area (Primary) Private Company

- New York City Area (Primary) Private CompanyMCC Securities, Inc. - New York City Area (Primary) Private CompanyMccauley Securities Ltd - New York City Area (Primary) Private CompanyMcFarland Dewey & Co. - New York City Area (Primary) Private CompanyMcGovernWang LLC - New York City Area (Primary) Private CompanyMcKim & Company LLC - New York City Area (Primary) Private CompanyMcKim Capital Inc. - New York City Area (Primary) Private CompanyMea Advisors LLC - New York City Area (Primary) Private CompanyMedia Advisory Partners, LLC - New York City Area (Primary) Private CompanyMediaTech Capital Partners LLC - New York City Area (Primary) Private CompanyMediobanca Securities USA LLC - New York City Area (Primary) Private CompanyMercer Capital, Ltd. - New York City Area (Primary) Private CompanyMercer Partners Inc. - New York City Area (Primary) Private Company

- New York City Area (Primary) Private CompanyMercury Capital Advisors Group LP - New York City Area (Primary) Private CompanyMercury Capital Advisors, LLC - New York City Area (Primary) Private CompanyMercury Equity Group, LLC - New York City Area (Primary) Private CompanyMeredith Financial Group Inc. - New York City Area (Primary) Private CompanyMeredith Whitney Advisory Group LLC - New York City Area (Primary) Private CompanyMeredith Whitney Securities, LLC - New York City Area (Primary) Private CompanyMerger & Acquisition Services, Inc. - New York City Area (Primary) Private CompanyMerger Insight LLC - New York City Area (Primary) Private CompanyMeridian Equity Partners, Inc. - New York City Area (Primary) Private CompanyMerrill Lynch & Co., Inc. - New York City Area (Primary) Private CompanyMerrill Lynch Capital Services, Inc. - New York City Area (Primary) Private CompanyMerrill Lynch Capital Trust I - New York City Area (Primary) Private CompanyMerrill Lynch Capital Trust II - New York City Area (Primary) Private CompanyMerrill Lynch Capital Trust III - New York City Area (Primary) Private CompanyMerrill Lynch Global Holdings, Inc. - New York City Area (Primary) Private CompanyMerrill Lynch Group, Inc. - New York City Area (Primary) Private Company

- New York City Area (Primary) Private Company- New York City Area (Primary) Assets/Products

- New York City Area (Primary) Assets/ProductsMESA - New York City Area (Primary) Private CompanyMessier Partners, LLC - New York City Area (Primary) Private CompanyMethuselah Advisors, LLC - New York City Area (Primary) Private CompanyMetzler Corporation - New York City Area (Primary) Private CompanyMeyers Associates, L.P. - New York City Area (Primary) Private Company

Mc Laughlin, Piven, Vogel Securities,

Merchant & Schumacher Associates,

Merrill Lynch Professional Clearing Merrill Lynch, Employee Stock Purchase Plan BusinessMerrill Lynch, Securities Pricing

Meyers Pollock Robbins, Inc. - New York City Area (Primary) Private CompanyMF Global Finance North America Inc. - New York City Area (Primary) Private CompanyMF Global Holdings Ltd. - New York City Area (Primary) Public CompanyMF Global Market Services LLC - New York City Area (Primary) Private CompanyMFR Securities Inc. - New York City Area (Primary) Private CompanyMG Financial LLC - New York City Area (Primary) Private CompanyMGN Capital - New York City Area (Primary) Private CompanyMichaelangelo Lp - New York City Area (Primary) Private CompanyMid-Market Securities, LLC - New York City Area (Primary) Private CompanyMidCap Advisors, LLC - New York City Area (Primary) Private CompanyMiddlemarch Advisors, LLC - New York City Area (Primary) Private CompanyMidtown Partners & Co, LLC - New York City Area (Primary) Private CompanyMidwood Securities, Inc. - New York City Area (Primary) Private CompanyMille Capital Corp. - New York City Area (Primary) Private CompanyMillennium Securities Corp - New York City Area (Primary) Private CompanyMiller Buckfire & Co., LLC - New York City Area (Primary) Private CompanyMiller Mathis & Co., LLC - New York City Area (Primary) Private CompanyMiller Tabak + Co., LLC - New York City Area (Primary) Private CompanyMillrock Partners, LLC - New York City Area (Primary) Private CompanyMineral Trading Corporation - New York City Area (Primary) Private CompanyMintz & Co. LLC - New York City Area (Primary) Private CompanyMismi, Inc. - New York City Area (Primary) Private CompanyMission Capital Advisors, LLC - New York City Area (Primary) Private CompanyMitsubishi UFJ Securities (USA), Inc. - New York City Area (Primary) Private Company

- New York City Area (Primary) Private CompanyMizuho Securities USA, Inc. - New York City Area (Primary) Private CompanyMLV & Co - New York City Area (Primary) Private CompanyMMC Securities Corp. - New York City Area (Primary) Private CompanyMN Associates - New York City Area (Primary) Private CompanyMoelis & Company L.P. - New York City Area (Primary) Private CompanyMolecular Securities Inc. - New York City Area (Primary) Private Company


Monness, Crespi, Hardt & Co., Inc. - New York City Area (Primary) Private CompanyMontrose Capital Management Ltd. - New York City Area (Primary) Private CompanyMoorgate Partners - New York City Area (Primary) Private CompanyMorgan Joseph Holdings Inc. - New York City Area (Primary) Private CompanyMorgan Joseph TriArtisan Capital LLC - New York City Area (Primary) Private CompanyMorgan Joseph TriArtisan Group Inc. - New York City Area (Primary) Private CompanyMorgan Joseph TriArtisan LLC - New York City Area (Primary) Private Company


Morgan Schiff & Co., Inc - New York City Area (Primary) Private CompanyMorgan Stanley & Co. LLC - New York City Area (Primary) Private CompanyMorgan Stanley (NYSE:MS) NYSE:MS New York City Area (Primary) Public CompanyMorgan Stanley Capital Group, Inc. - New York City Area (Primary) Private CompanyMorgan Stanley Capital Services LLC - New York City Area (Primary) Private CompanyMorgan Stanley Capital Trust II - New York City Area (Primary) Private CompanyMorgan Stanley Capital Trust IV - New York City Area (Primary) Private CompanyMorgan Stanley Capital Trust IX - New York City Area (Primary) Private CompanyMorgan Stanley Capital Trust V - New York City Area (Primary) Private Company

Mitsui Bussan Commodities (USA),

Monarch Financial Corporation of America, Inc.

Morgan Keegan Healthcare Investment Banking

Morgan Stanley Capital Trust VI - New York City Area (Primary) Private CompanyMorgan Stanley Capital Trust VII - New York City Area (Primary) Private CompanyMorgan Stanley Capital Trust VIII - New York City Area (Primary) Private CompanyMorgan Stanley Capital Trust X - New York City Area (Primary) Private CompanyMorgan Stanley Capital Trust XI - New York City Area (Primary) Private CompanyMorgan Stanley Capital Trust XII - New York City Area (Primary) Private CompanyMorgan Stanley Capital Trust XIII - New York City Area (Primary) Private Company

- New York City Area (Primary) Private CompanyMorgan Stanley Distribution, Inc. - New York City Area (Primary) Private CompanyMorgan Stanley Distributors Inc. - New York City Area (Primary) Private Company


- New York City Area (Primary) Private CompanyMorgan Stanley Prime Brokerage - New York City Area (Primary) Private Company


Morgan Stanley Senior Funding, Inc. - New York City Area (Primary) Private Company- New York City Area (Primary) Private Company

Morgen, Evan & Company, Inc. - New York City Area (Primary) Private CompanyMorgen, Evan International - New York City Area (Primary) Private CompanyMorpheus Capital Advisors LLC - New York City Area (Primary) Private CompanyMS Securities Services, Inc. - New York City Area (Primary) Private Company

- New York City Area (Primary) Private CompanyMTS Health Partners, L.P. - New York City Area (Primary) Private CompanyMTS Securities, LLC - New York City Area (Primary) Private CompanyMunicipal Partners, Inc. - New York City Area (Primary) Private CompanyMurdock Capital Partners Corp. - New York City Area (Primary) Private CompanyMuriel Siebert & Co. - New York City Area (Primary) Private CompanyMurphy & Durieu, L.P. - New York City Area (Primary) Private CompanyMurray Street Investment Trust I - New York City Area (Primary) Private Company


- New York City Area (Primary) Private CompanyMVP Financial LLC - New York City Area (Primary) Private CompanyMVP Holdings Corp. - New York City Area (Primary) Private CompanyMy Transfer Agent, LLC - New York City Area (Primary) Private CompanyMystic Capital Advisors Group, LLC - New York City Area (Primary) Private CompanynabCapital Securities, LLC - New York City Area (Primary) Private CompanyNabsecurities, LLC - New York City Area (Primary) Private CompanyNandra Group, Inc. - New York City Area (Primary) Private Company

- New York City Area (Primary) Private CompanyNASDAQ OMX Information, LLC - New York City Area (Primary) Private CompanyNASDAQ Options Services, LLC - New York City Area (Primary) Private CompanyNathan & Lewis Securities Inc - New York City Area (Primary) Private CompanyNational Australia Capital Markets, LLC - New York City Area (Primary) Private CompanyNational Financial Services, LLC - New York City Area (Primary) Private Company

OTCBB:NHLD New York City Area (Primary) Public Company

National Securities Corporation - New York City Area (Primary) Private CompanyNatixis Capital Markets, Inc. - New York City Area (Primary) Private Company

Morgan Stanley Derivative Products

Morgan Stanley DW Inc., Investment Banking ArmMorgan Stanley Flexible Agreements

Morgan Stanley Real Estate Advisor, Morgan Stanley Secured Financing

Morgan Stanley Smith Barney BHM I, LLC

MTN Capital Partners LLC, Advisory

Musa Capital Advisors, Ltd, Merchant Banking ArmMVision Private Equity Advisers USA

Nanes Delorme Capital Management

National Holdings Corporation (OTCBB:NHLD)

Natixis Financial Products LLC - New York City Area (Primary) Private CompanyNatixis North America LLC - New York City Area (Primary) Private CompanyNatixis Securities Americas LLC - New York City Area (Primary) Private CompanyNatixis Securities North America Inc. - New York City Area (Primary) Private Company


Natwest Group Holdings Corporation - New York City Area (Primary) Private CompanyNavidar Group LLC - New York City Area (Primary) Private CompanyNBC International (USA), Inc. - New York City Area (Primary) Private CompanyNCG Markets, Inc. - New York City Area (Primary) Private CompanyNear Earth LLC - New York City Area (Primary) Private CompanyNeedham & Company, LLC - New York City Area (Primary) Private CompanyNet Worth Solutions, Inc. - New York City Area (Primary) Private CompanyNetCap Corporation - New York City Area (Primary) Private Company


Neuringer Capital, LLC - New York City Area (Primary) Private CompanyNew Castle Financial Services LLC - New York City Area (Primary) Private CompanyNew Centurion Capital Partners, LLC - New York City Area (Primary) Private CompanyNew Harbor Incorporated - New York City Area (Primary) Private CompanyNew York Block Exchange LLC - New York City Area (Primary) Private CompanyNew York Capital Corporation - New York City Area (Primary) Private CompanyNew York Nuclear Corp. - New York City Area (Primary) Private CompanyNew York Stock Exchange, Inc. - New York City Area (Primary) Private CompanyNewbury Capital Partners, LLC - New York City Area (Primary) Private CompanyNewedge USA, LLC - New York City Area (Primary) Private CompanyNewfield Capital, Inc. - New York City Area (Primary) Private CompanyNewOak Capital LLC - New York City Area (Primary) Private CompanyNexus Global Partners LLC - New York City Area (Primary) Private CompanyNexus Health Capital, LLC - New York City Area (Primary) Private CompanyNichols Safina Lerner & Co Inc - New York City Area (Primary) Private CompanyNicoletti & Company, Inc. - New York City Area (Primary) Private Company


Nl Holding Corp (Del) - New York City Area (Primary) Private CompanyNoble Financial Group, Inc. - New York City Area (Primary) Private CompanyNobleTrading.com, Inc. - New York City Area (Primary) Private CompanyNoga Commodities (Canada) Inc - New York City Area (Primary) Private CompanyNoga Holding Usa De Corp - New York City Area (Primary) Private CompanyNomura America Finance, LLC - New York City Area (Primary) Private CompanyNomura Holding America, Inc. - New York City Area (Primary) Private CompanyNomura Securities International, Inc. - New York City Area (Primary) Private CompanyNomura Securities North America, LLC - New York City Area (Primary) Private CompanyNoonMark Advisors LLC - New York City Area (Primary) Private CompanyNordberg Capital, Inc. - New York City Area (Primary) Private CompanyNorth Haven Partners, Inc. - New York City Area (Primary) Private CompanyNorth Sea Partners LLC - New York City Area (Primary) Private CompanyNortheast Securities Inc. - New York City Area (Primary) Private CompanyNova Capital Global Markets, LLC - New York City Area (Primary) Private CompanyNS Capital Markets, LLC - New York City Area (Primary) Private Company

Natsource LLC, Energy Broking Businesses based in New York and Calgary

Neuberger Berman Inc., Investment Banking Arm

Nikko Asset Management Americas, Inc., Investment Banking Arm

Numis Securities Inc. - New York City Area (Primary) Private CompanyNYFIX Millennium, L.L.C. - New York City Area (Primary) Private CompanyNYLIFE Securities LLC - New York City Area (Primary) Private Company


NYSE Regulation, Inc. - New York City Area (Primary) Private CompanyOasis Capital Partners, Inc. - New York City Area (Primary) Private CompanyOberon Securities, LLC - New York City Area (Primary) Private CompanyObjective Equity LLC - New York City Area (Primary) Private CompanyOceana Partners, LLC - New York City Area (Primary) Private CompanyOdeon Capital Group LLC - New York City Area (Primary) Private CompanyOdin Advisors, LLC - New York City Area (Primary) Private CompanyOne World Trading (Corporation) - New York City Area (Primary) Private Company


Oppenheimer & Co. Inc. - New York City Area (Primary) Private CompanyNYSE:OPY New York City Area (Primary) Public Company

OppenheimerFunds Distributor, Inc. - New York City Area (Primary) Private Investment Firm- New York City Area (Primary) Private Company

Optionable Inc. (OTCBB:OPBL) OTCBB:OPBL New York City Area (Primary) Public CompanyOPY Credit Corp. - New York City Area (Primary) Private CompanyOrmes Capital Markets, Inc. - New York City Area (Primary) Private CompanyOscar Gruss and Son Incorporated - New York City Area (Primary) Private CompanyOunavarra Capital LLC - New York City Area (Primary) Private CompanyOxford Advisors LLC - New York City Area (Primary) Private CompanyPacific Alliance Limited, LLC - New York City Area (Primary) Private CompanyPacmid Technologies, LLC - New York City Area (Primary) Private CompanyPactual Capital Corporation - New York City Area (Primary) Private CompanyPalathena & Partners - New York City Area (Primary) Private CompanyPALAZZO Securities LLC - New York City Area (Primary) Private CompanyPaley Dixon, Inc. - New York City Area (Primary) Private CompanyPali Capital, Inc. - New York City Area (Primary) Private CompanyPali Holdings, Inc. - New York City Area (Primary) Private CompanyPalladian Advisors - New York City Area (Primary) Private CompanyPalladium Capital Advisors, LLC - New York City Area (Primary) Private CompanyPan American Securities Inc - New York City Area (Primary) Private CompanyParagon Capital Markets, Inc. - New York City Area (Primary) Private CompanyParagon Capital Partners, LLC - New York City Area (Primary) Private CompanyParamount BioCapital, Inc. - New York City Area (Primary) Private CompanyPareto Securities Inc. - New York City Area (Primary) Private CompanyParibas Capital Markets - New York City Area (Primary) Private CompanyParibas North America, Inc. - New York City Area (Primary) Private CompanyPario Capital LLC - New York City Area (Primary) Private CompanyParity Energy, Inc. - New York City Area (Primary) Private CompanyPark Avenue Securities LLC - New York City Area (Primary) Private CompanyPark Hill Group LLC - New York City Area (Primary) Private CompanyPark Hill Real Estate Group LLC - New York City Area (Primary) Private CompanyPark Madison Partners LLC - New York City Area (Primary) Private CompanyPark Sutton Advisors, LLC - New York City Area (Primary) Private Company

NYLIFE Structured Asset Management Company Ltd.

Oppenheimer & Co. Division of Fahnestock

Oppenheimer Holdings Inc.

OppenheimerFunds Distributor, Inc., Investment Banking Arm


Peconic Securities - New York City Area (Primary) Private CompanyPeers & Co. - New York City Area (Primary) Private CompanyPegasus Holding Corp. - New York City Area (Primary) Private CompanyPelion Financial Group, Inc. - New York City Area (Primary) Private CompanyPenserra Securities LLC - New York City Area (Primary) Private CompanyPerella Weinberg Partners LP - New York City Area (Primary) Private Company

- New York City Area (Primary) Private CompanyPerry Corp. - New York City Area (Primary) Private Investment FirmPerth Advisors LLC - New York City Area (Primary) Private CompanyPeter J. Solomon Company - New York City Area (Primary) Private CompanyPetsky Prunier LLC - New York City Area (Primary) Private CompanyPharus Advisors, LLC - New York City Area (Primary) Private CompanyPhoenix Capital Resources - New York City Area (Primary) Private CompanyPhoenix Partners Group LP - New York City Area (Primary) Private CompanyPhoenix Securities Corporation - New York City Area (Primary) Private CompanyPIES Trust I - New York City Area (Primary) Private CompanyPIES Trust II - New York City Area (Primary) Private CompanyPIMCO Investments LLC - New York City Area (Primary) Private CompanyPineBridge Securities LLC - New York City Area (Primary) Private CompanyPipeline Financial Group, Inc. - New York City Area (Primary) Private CompanyPipeline Trading Systems, LLC - New York City Area (Primary) Private CompanyPKL Capital, LLC - New York City Area (Primary) Private CompanyPlatinum Equities Inc. - New York City Area (Primary) Private CompanyPluris Valuation Advisors, LLC - New York City Area (Primary) Private CompanyPlutus Capital Partners LLC - New York City Area (Primary) Private CompanyPoliwogg Holdings, Inc. - New York City Area (Primary) Private CompanyPOM Partners LLC - New York City Area (Primary) Private CompanyPond Securities Corp. - New York City Area (Primary) Private CompanyPoten Energy Services, LLC - New York City Area (Primary) Private CompanyPrestige Financial Center, Inc - New York City Area (Primary) Private CompanyPricingDirect Inc. - New York City Area (Primary) Private CompanyPrimary Capital LLC - New York City Area (Primary) Private CompanyPrime Charter Ltd - New York City Area (Primary) Private CompanyPrime Dealer Services Corp. - New York City Area (Primary) Private CompanyPrimus Financial Products, LLC - New York City Area (Primary) Private CompanyPrivate Corporate Advisors, Inc. - New York City Area (Primary) Private CompanyProcured Risk Solutions - New York City Area (Primary) Private Company


Protocol Capital Management, LLC - New York City Area (Primary) Private CompanyProvidence Capital, Inc. - New York City Area (Primary) Private CompanyProvident Group Ltd. - New York City Area (Primary) Private CompanyPrudential Bache Securities, LLC - New York City Area (Primary) Private CompanyPrudential Equity Group, LLC - New York City Area (Primary) Private CompanyPruzan & Co. LLC - New York City Area (Primary) Private CompanyPuma Capital, LLC - New York City Area (Primary) Private CompanyPunk, Ziegel & Company - New York City Area (Primary) Private CompanyPuritan Financial Group, Inc. - New York City Area (Primary) Public Company

Parkview Ventures LLC, Advisory Services

Perrin Holden & Davenport Capital

Prodos Capital Management LLC, Advisory Arm


PW Mattingly & Co - New York City Area (Primary) Private Company- New York City Area (Primary) Private Company

Quality Management Consultants, LLC - New York City Area (Primary) Private CompanyQuantitative Brokers, LLC - New York City Area (Primary) Private CompanyQuest Partners LLC - New York City Area (Primary) Private Company


Quick & Reilly, Inc. - New York City Area (Primary) Private CompanyQuirk, Carson, Peppet, Inc. - New York City Area (Primary) Private CompanyR. D. Smith & Co. - New York City Area (Primary) Private CompanyR.F. Lafferty & Co., Inc. - New York City Area (Primary) Private CompanyR.L. Renck & Co., Inc. - New York City Area (Primary) Private CompanyR.W. Pressprich & Co. Inc. - New York City Area (Primary) Private CompanyRabo Securities USA, Inc. - New York City Area (Primary) Private CompanyRain Hill Group, Inc. - New York City Area (Primary) Private CompanyRaine Securities LLC - New York City Area (Primary) Private CompanyRamius Securities LLC - New York City Area (Primary) Private CompanyRB International Markets (USA) LLC - New York City Area (Primary) Private CompanyRBC Carlin - New York City Area (Primary) Private CompanyRBS Securities Corporation - New York City Area (Primary) Private CompanyRcap Securities Inc - New York City Area (Primary) Private CompanyRCG Equity Finance - New York City Area (Primary) Private CompanyRCGM, LLC - New York City Area (Primary) Private Investment FirmRCM Saratoga Capital LLC - New York City Area (Primary) Private Company

NYSE:RCAP New York City Area (Primary) Public CompanyRecap Urban Ventures, L.P. - New York City Area (Primary) Private CompanyRedi Markets, LLC - New York City Area (Primary) Private CompanyRedlich & Company LLC - New York City Area (Primary) Private CompanyRedwood Brokerage Services, LLC - New York City Area (Primary) Private CompanyRedwood Capital Group, LLC - New York City Area (Primary) Private CompanyRefco Group Ltd., LLC - New York City Area (Primary) Private Company

- New York City Area (Primary) Assets/ProductsRegeneration Capital Group, LLC - New York City Area (Primary) Private CompanyReinvention Capital Advisors Co. - New York City Area (Primary) Private CompanyReligare Capital Markets (USA) LLC - New York City Area (Primary) Private CompanyRemien Capital, Inc. - New York City Area (Primary) Private CompanyRenCap Securities, Inc. - New York City Area (Primary) Private Company

- New York City Area (Primary) Private CompanyResource Holdings, Inc. - New York City Area (Primary) Private CompanyResurrection Advisors LLC - New York City Area (Primary) Private CompanyRevere Securities Corporation - New York City Area (Primary) Private Company

- New York City Area (Primary) Private CompanyRhone Group Advisors LLC - New York City Area (Primary) Private CompanyRice Financial Products Company - New York City Area (Primary) Private CompanyRickel & Associates, Inc. - New York City Area (Primary) Private CompanyRidgewood Group International, Inc. - New York City Area (Primary) Private CompanyRIM Securities LLC - New York City Area (Primary) Private CompanyRiverbank Capital Securities, Inc. - New York City Area (Primary) Private Company

Pustorino, Puglisi & Co., LLP, Investment Banking Arm

Quadrangle Group LLC, Investment Banking Arm

Quick & Reilly Inc, Prior to the acquisition by Fleet Securities, Inc.

RCS Capital Corporation

Refco, Inc., Futures Brokerage

Republic New York Securities

Reznick Capital Markets Securities,

Riverside Capital - New York City Area (Primary) Private CompanyRJ Easton Ltd. - New York City Area (Primary) Private CompanyRK Equity Capital Markets, LLC - New York City Area (Primary) Private CompanyRoan Capital Partners LP - New York City Area (Primary) Private CompanyRobeco Securities, L.L.C. - New York City Area (Primary) Private CompanyRobert Fleming Holdings Inc. - New York City Area (Primary) Private CompanyRobert Mitani LLC - New York City Area (Primary) Private CompanyRoberts Mitani LLC - New York City Area (Primary) Private Company


Roc Global Securities, LLC - New York City Area (Primary) Private CompanyRockwood Group, LLC - New York City Area (Primary) Private CompanyRockwood Real Estate Advisors LLC - New York City Area (Primary) Private CompanyRodman & Renshaw, LLC - New York City Area (Primary) Private CompanyRoosevelt & Cross, Inc - New York City Area (Primary) Private CompanyRosenblatt Securities Inc. - New York City Area (Primary) Private CompanyRossoff & Company LLC - New York City Area (Primary) Private CompanyRoth Post Advisors - New York City Area (Primary) Private CompanyRothschild Inc. - New York City Area (Primary) Private CompanyRothschild North America Inc. - New York City Area (Primary) Private CompanyRoyal Alliance Associates, Inc. - New York City Area (Primary) Private CompanyRoyal Hutton Securities Corp - New York City Area (Primary) Private CompanyRudder Capital LLC - New York City Area (Primary) Private Company


Russo Securities, Inc. - New York City Area (Primary) Private CompanyS&P/Dow Jones Indices LLC - New York City Area (Primary) Private CompanyS. Goldman Advisors LLC - New York City Area (Primary) Private CompanyS. Goldman Capital, LLC - New York City Area (Primary) Private CompanyS.B. Cantor and Co., Inc. - New York City Area (Primary) Private CompanySagent Advisors, LLC - New York City Area (Primary) Private CompanySalomon Brothers Inc. - New York City Area (Primary) Private CompanySamuel A. Ramirez & Co., Inc. - New York City Area (Primary) Private CompanySanabe & Associates, LLC - New York City Area (Primary) Private CompanySandler O'Neill + Partners, L.P. - New York City Area (Primary) Private CompanySantana Investments - New York City Area (Primary) Private CompanySantander Investment Securities, Inc. - New York City Area (Primary) Private CompanySAR Holdings Inc - New York City Area (Primary) Private CompanySaratoga Capital, LLC - New York City Area (Primary) Private CompanySarius Capital Group - New York City Area (Primary) Private CompanySavills LLC - New York City Area (Primary) Private CompanySavoy Capital Advisors Inc. - New York City Area (Primary) Private CompanySawaya Segalas & Co., LLC - New York City Area (Primary) Private CompanySaxis Group, LLC - New York City Area (Primary) Private CompanySBC Warburg Dillion Read Inc. - New York City Area (Primary) Private CompanyScarsdale Equities LLC - New York City Area (Primary) Private CompanyScavone, McKenna, Cloud & Co. LLC. - New York City Area (Primary) Private CompanyScb Inc., Investment Banking Arm - New York City Area (Primary) Private CompanySchonfeld Group Holdings LLC - New York City Area (Primary) Private Company


Robotti & Company Incorporated, Investment Banking Arm

Russell Bedford Stefanou Mirchandani LLP, Financial Advisory Arm

Schroder & Co. Inc., Correspondent Clearing Business

SCIUS Capital Group LLC - New York City Area (Primary) Private CompanySCIUS Securities, LLC - New York City Area (Primary) Private CompanySCO Securities LLC - New York City Area (Primary) Private CompanyScotia Capital (USA) Inc. - New York City Area (Primary) Private CompanyScott-Macon Securities, Inc. - New York City Area (Primary) Private CompanyScott-Macon, Ltd. - New York City Area (Primary) Private CompanyScura Partners Securities LLC - New York City Area (Primary) Private CompanySea Port Group Securities, LLC - New York City Area (Primary) Private CompanySeabury Group LLC - New York City Area (Primary) Private CompanySeahawk Capital Partners, Inc. - New York City Area (Primary) Private CompanySeaview Securities LLC - New York City Area (Primary) Private CompanySEB Enskilda Inc. - New York City Area (Primary) Private CompanySecondMarket, Inc. - New York City Area (Primary) Private CompanySecure Strategy Group, LLC - New York City Area (Primary) Private CompanySecured Capital Corp. - New York City Area (Primary) Private Company


Seidel & Shaw LLC - New York City Area (Primary) Private CompanySeidman & Co., Inc. - New York City Area (Primary) Private CompanySeligman Data Corp. - New York City Area (Primary) Private CompanySeligman Securities, Inc. - New York City Area (Primary) Private CompanySeneca Financial Group, Inc. - New York City Area (Primary) Private CompanySequoia Capital Advisors LLC - New York City Area (Primary) Private CompanySG Americas Securities, LLC - New York City Area (Primary) Private CompanySG Barr Devlin - New York City Area (Primary) Private Company


SG Structured Products, Inc. - New York City Area (Primary) Private CompanySGI Cambium, LLC, Advisory Arm - New York City Area (Primary) Private CompanyShamus Group, Inc. - New York City Area (Primary) Private CompanySharpe Capital Inc - New York City Area (Primary) Private Company


NasdaqCM:SIEB New York City Area (Primary) Public CompanySilver Grove Advisors - New York City Area (Primary) Private CompanySilver Lane Advisors LLC - New York City Area (Primary) Private CompanySilver Leaf Partners, LLC - New York City Area (Primary) Private CompanySimon Securities, Inc. - New York City Area (Primary) Private CompanySixpoint Partners, LLC - New York City Area (Primary) Private Company


Skatoff & Company, LLC - New York City Area (Primary) Private CompanySkelton Carter Hall & Company - New York City Area (Primary) Private CompanySky Capital Holdings Limited - New York City Area (Primary) Private CompanySky Capital LLC - New York City Area (Primary) Private CompanySkyBlue Capital LLC - New York City Area (Primary) Private CompanySkystream Markets Inc. - New York City Area (Primary) Private CompanySlusser Associates, Inc. - New York City Area (Primary) Private CompanySMB Capital, LLC - New York City Area (Primary) Private CompanySMBC Capital Markets, Inc. - New York City Area (Primary) Private CompanySmith Asset Management, Inc. - New York City Area (Primary) Private Company

Seer Capital Management LP, Financial Advisory Arm

SG Cowen Securities Corporation, Correspondent Clearing Business

Sidoti & Company, LLC, Investment Banking ArmSiebert Financial Corp.

SJ Partners, Investment Banking Services

Smith Barney Inc. - New York City Area (Primary) Private CompanySmith New Court Inc (Del) - New York City Area (Primary) Private CompanySociete Generale North America, Inc. - New York City Area (Primary) Private CompanySoFi Securities, LLC - New York City Area (Primary) Private CompanySogotrade - New York City Area (Primary) Private Company


Solid ISG Capital Market, LLC - New York City Area (Primary) Private CompanySonenshine Partners - New York City Area (Primary) Private CompanySontag Advisory, LLC - New York City Area (Primary) Private Company


South Richmond Security Inc. - New York City Area (Primary) Private CompanySouth Street Securities LLC - New York City Area (Primary) Private CompanySparring Partners Capital - New York City Area (Primary) Private Company

- New York City Area (Primary) Private Company- New York City Area (Primary) Assets/Products

SPECTRUM Capital Partners, LLC - New York City Area (Primary) Private CompanySpencer Clarke LLC - New York City Area (Primary) Private CompanySpencer Trask Investment Banking - New York City Area (Primary) Private Company

- New York City Area (Primary) Private CompanySperry, Mitchell & Company, Inc. - New York City Area (Primary) Private CompanySPP Capital Partners LLC - New York City Area (Primary) Private CompanySpring Hill Capital Partners, LLC - New York City Area (Primary) Private CompanySpurrier Capital Partners, LLC - New York City Area (Primary) Private CompanySQN Securities, LLC - New York City Area (Primary) Private CompanySRS Capital LLC - New York City Area (Primary) Private CompanySt. James Capital Holdings, Inc. - New York City Area (Primary) Private Company


Stanton, Walker & Company - New York City Area (Primary) Private CompanyStarr Securities Incorporated - New York City Area (Primary) Private CompanyStartbank - New York City Area (Primary) Private CompanyStedman Gardner & Paris LLC - New York City Area (Primary) Private CompanyStephens Cori Capital Advisors - New York City Area (Primary) Private CompanyStillwater LLC - New York City Area (Primary) Private Company


Stocktrade Network, Inc. - New York City Area (Primary) Private CompanyStone Ridge Partners LLC - New York City Area (Primary) Private CompanyStoneCastle Securities, LLC - New York City Area (Primary) Private CompanyStonington Corporation - New York City Area (Primary) Private CompanyStormHarbour Partners LP - New York City Area (Primary) Private CompanyStormHarbour Securities, LP - New York City Area (Primary) Private CompanyStrategas Securities, LLC - New York City Area (Primary) Private CompanyStuart Coleman & Co., Inc. - New York City Area (Primary) Private CompanySummit Securities Group LLC - New York City Area (Primary) Private CompanySungard Institutional Brokerage Inc. - New York City Area (Primary) Private CompanySunrise Financial Group Inc. - New York City Area (Primary) Private CompanySunrise Group - New York City Area (Primary) Private Company

Soleil Securities Corporation, Investment Banking Arm

SoundView Technology Group, Prior to being acquired by Wit Capital

Spear, Leeds & Kellogg Specialists, Spear, Leeds & Kellogg, Fixed Income Business

Spencer Winston Securities

Standard & Poor’s Securities Evaluations, Inc.

Stires, O'Donnell & Company, Incorporated

Sunrise Securities Corp. - New York City Area (Primary) Private CompanySuppes Securities, Inc. - New York City Area (Primary) Private CompanySurge Trading Group Inc. - New York City Area (Primary) Private CompanySurge Trading Inc. - New York City Area (Primary) Private CompanySurya Capitale Securities LLC - New York City Area (Primary) Private CompanySuttonPark Holdings, Inc. - New York City Area (Primary) Private CompanySwarthmore Associates, LLC - New York City Area (Primary) Private CompanySwedbank First Securities, LLC - New York City Area (Primary) Private CompanySwergold, Chefitz & Sinsabaugh, Inc. - New York City Area (Primary) Private CompanySwiss American Securities Inc. - New York City Area (Primary) Private CompanySWM Securities, Inc - New York City Area (Primary) Private CompanySynergy Capital I, LLC - New York City Area (Primary) Private CompanyT.D. Securities, Inc. - New York City Area (Primary) Private CompanyT3 Capital Management, LLC - New York City Area (Primary) Private CompanyTachyon Capital Management, LLC - New York City Area (Primary) Private CompanyTAG Energy Partners, LLC - New York City Area (Primary) Private CompanyTaglich Brothers, Inc. - New York City Area (Primary) Private CompanyTangent Capital Partners, LLC - New York City Area (Primary) Private CompanyTango Equity Inc. - New York City Area (Primary) Private CompanyTanner & Co., Inc. - New York City Area (Primary) Private CompanyTAP Advisors LLC - New York City Area (Primary) Private CompanyTargets Trust V - New York City Area (Primary) Private CompanyTD AMERITRADE, Inc. - New York City Area (Primary) Private CompanyTD Securities (USA) LLC - New York City Area (Primary) Private Company

- New York City Area (Primary) Private CompanyTechnology Partners (Holdings) LLC - New York City Area (Primary) Private CompanyTegris Advisors LLC - New York City Area (Primary) Private Company


TerraNova Capital Partners, Inc. - New York City Area (Primary) Private CompanyTeten Advisors, LLC - New York City Area (Primary) Private CompanyTFS Derivatives Corporation - New York City Area (Primary) Private CompanyTFS-ICAP LLC - New York City Area (Primary) Private CompanyThe Bascetta group - New York City Area (Primary) Private CompanyThe Beacon Group, LLC - New York City Area (Primary) Private CompanyThe Bear Stearns Companies, LLC - New York City Area (Primary) Private CompanyThe Behringer Group - New York City Area (Primary) Private CompanyThe Benchmark Company, LLC. - New York City Area (Primary) Private CompanyThe BlackPool Group, Inc. - New York City Area (Primary) Private CompanyThe Bridgeford Group, Inc. - New York City Area (Primary) Private Company


The Carson Group - New York City Area (Primary) Private CompanyThe CenterCap Group, LLC - New York City Area (Primary) Private CompanyThe Chesapeake Group - New York City Area (Primary) Private Company



The Dellacorte Group, Advisory Arm - New York City Area (Primary) Private CompanyThe Edward Andrews Group Inc. - New York City Area (Primary) Private Company

Teachers Personal Investors Services

Telsey Advisory Group LLC, Investment Banking Arm

The Buckingham Research Group, Brokerage Services

The Cushman & Wakefield Capital Markets GroupThe Delaware Bay Company, Inc., Prior to Change in Line of Business

The Elite Agency Ltd - New York City Area (Primary) Private Company- New York City Area (Primary) Private Company

The EpiGroup LLC - New York City Area (Primary) Private CompanyNYSE:GS New York City Area (Primary) Public Company

The GreensLedge Group LLC - New York City Area (Primary) Private Company- New York City Area (Primary) Private Company

The Grimaldi Group, Inc. - New York City Area (Primary) Private CompanyThe Griswold Company, Inc. - New York City Area (Primary) Private CompanyThe Harlan Company, Inc - New York City Area (Primary) Private CompanyThe Hickory Group, LLC - New York City Area (Primary) Private CompanyThe Jordan, Edmiston Group, Inc. - New York City Area (Primary) Private CompanyThe Kinetic Group - New York City Area (Primary) Private CompanyThe Nassau Group, Inc. - New York City Area (Primary) Private CompanyThe PrinceRidge Group LLC - New York City Area (Primary) Private CompanyThe Pullman Group LLC - New York City Area (Primary) Private CompanyThe Raine Group LLC - New York City Area (Primary) Private CompanyThe Reid Group LLC - New York City Area (Primary) Private CompanyThe Seaport Group LLC - New York City Area (Primary) Private CompanyThe Shattan Group, - New York City Area (Primary) Private CompanyThe Silverfern Group, Inc. - New York City Area (Primary) Private CompanyThe Taconic Group, Inc. - New York City Area (Primary) Private CompanyThe Trade Reporting Facility, LLC - New York City Area (Primary) Private CompanyThe Transaction Auditing Group, Inc. - New York City Area (Primary) Private Company


The Turris Group, Inc. - New York City Area (Primary) Private CompanyThe Utendahl Group - New York City Area (Primary) Private CompanyThe Wall Street Group, Inc. - New York City Area (Primary) Private CompanyThe Williams Capital Group, L.P. - New York City Area (Primary) Private CompanyThe Zanett Group - New York City Area (Primary) Private CompanyThe Zanett Securities Corporation - New York City Area (Primary) Private Companythinkorswim Group Inc. - New York City Area (Primary) Private CompanyThreadstone Advisors, LLC - New York City Area (Primary) Private CompanyThree Ocean Partners LLC - New York City Area (Primary) Private Company


Ticonderoga Securities LLC - New York City Area (Primary) Private CompanyTiedemann Boltres Partners LLP - New York City Area (Primary) Private CompanyTigress Financial Partners LLC - New York City Area (Primary) Private CompanyTime Equities Securities, LLC - New York City Area (Primary) Private CompanyTM Capital Corp. - New York City Area (Primary) Private CompanyTong Yang Esae Capital - New York City Area (Primary) Private CompanyTopeka Capital Markets Inc. - New York City Area (Primary) Private CompanyTorreya Partners LLC - New York City Area (Primary) Private CompanyTorsiello Capital Partners LLC - New York City Area (Primary) Private CompanyTouchstone Group, LLC - New York City Area (Primary) Private CompanyToussaint Capital Partners, LLC - New York City Area (Primary) Private Company


The Environmental Financial Consulting Group, Inc.

The Goldman Sachs Group, Inc. (NYSE:GS)

The Greenwich Group International,

The Transportation Group (Capital) Limited

TIAA-CREF Individual & Institutional Services, LLC

Tower Square Securities Inc. and Walnut Street Securities, Inc.

Tower Square Securities, Inc. - New York City Area (Primary) Private CompanyTown Hall Capital, LLC - New York City Area (Primary) Private CompanyTrade.com Global Markets Inc - New York City Area (Primary) Private CompanyTrade.Com Online Securities, Inc. - New York City Area (Primary) Private CompanyTradeweb Markets LLC - New York City Area (Primary) Private CompanyTradition (global Clearing) Inc. - New York City Area (Primary) Private CompanyTradition (North America) Inc. - New York City Area (Primary) Private CompanyTradition Asiel Securities, Inc. - New York City Area (Primary) Private CompanyTradition Financial Services Inc. - New York City Area (Primary) Private CompanyTradition Securities and Futures, Inc. - New York City Area (Primary) Private CompanyTransPacific Group LLC - New York City Area (Primary) Private CompanyTriangle Capital LLC - New York City Area (Primary) Private CompanyTriax Capital Advisors, LLC - New York City Area (Primary) Private CompanyTriCap International LLC - New York City Area (Primary) Private CompanyTrilogy Capital Partners, Inc. - New York City Area (Primary) Private CompanyTrinity Funding Company L.L.C. - New York City Area (Primary) Private CompanyTrinity Plus Funding Company LLC - New York City Area (Primary) Private CompanyTriPoint Global Equities, LLC - New York City Area (Primary) Private Company


Triumph Global Securities, Ltd. - New York City Area (Primary) Private CompanyTriumph Worldwide Companies Ltd - New York City Area (Primary) Private CompanytrueEX Group LLC - New York City Area (Primary) Private CompanyTrump Securities, LLC - New York City Area (Primary) Private CompanyTucker Anthony Cleary Gull - New York City Area (Primary) Private CompanyTucker Anthony, MidAtlantic Division - New York City Area (Primary) Private CompanyTullett & Tokyo Securities, Inc. - New York City Area (Primary) Private Company



Twenty-First Securities Corp. - New York City Area (Primary) Private CompanyU.S. Corporate Ventures Group, Inc. - New York City Area (Primary) Private CompanyUBS Investment Bank, Americas - New York City Area (Primary) Private Company


UCC Capital Corporation - New York City Area (Primary) Private CompanyUnibanco Securities, Inc. - New York City Area (Primary) Private CompanyUniCredit Capital Markets LLC - New York City Area (Primary) Private CompanyUnion Square Capital LLC - New York City Area (Primary) Private CompanyUnited States Financial Group Inc NY - New York City Area (Primary) Private Company


US Financial Investments Inc. - New York City Area (Primary) Private CompanyUst Financial Services Corp - New York City Area (Primary) Private CompanyUtendahl Capital Partners, L.P. - New York City Area (Primary) Private CompanyValores Capital Partners LLC - New York City Area (Primary) Private CompanyValufinder Group, Inc. - New York City Area (Primary) Private CompanyVan Der Moolen Usa, Llc - New York City Area (Primary) Private CompanyVan Eck Securities Corporation - New York City Area (Primary) Private Company

Triton Equity Partners, LLC, Investment Banking Arm

Tuohy Brothers Investment Research, Inc., Investment Banking ArmTwelfth Automatic Common Exchange Security Trust

UBS Warburg LLC (Fund Placement Group)

Unity Financial Strategists, Inc., Advisory Arm


VC Arjent Ltd. - New York City Area (Primary) Private CompanyVcap Ltd. - New York City Area (Primary) Private CompanyVelez Capital Management, LLC - New York City Area (Primary) Private CompanyVertical Group - New York City Area (Primary) Private CompanyVerticalCrossings.com Inc. - New York City Area (Primary) Private CompanyVesey Street Investment Trust I - New York City Area (Primary) Private CompanyVesey Street Investment Trust II - New York City Area (Primary) Private CompanyvFinance Capital, L.C. - New York City Area (Primary) Private CompanyVioly & Company - New York City Area (Primary) Private Company

- New York City Area (Primary) Private CompanyViriathus Capital LLC - New York City Area (Primary) Private CompanyVirtu Financial BD LLC - New York City Area (Primary) Private CompanyVirtu Financial LLC - New York City Area (Primary) Private CompanyVirtus Global Partners - New York City Area (Primary) Private CompanyViscogliosi & Company, Inc. - New York City Area (Primary) Private CompanyVision Financial Markets LLC - New York City Area (Primary) Private CompanyVista Research Brokerage, Inc. - New York City Area (Primary) Private CompanyVistaWEB.com - New York City Area (Primary) Private CompanyVStock Transfer, LLC - New York City Area (Primary) Private CompanyVyapar Capital Market Partners LLC - New York City Area (Primary) Private CompanyW.J. Nolan & Company, Inc. - New York City Area (Primary) Private CompanyW.P. Trading Ltd. - New York City Area (Primary) Private CompanyWainwright Securities Inc. - New York City Area (Primary) Private CompanyWall Street Discount Corp. - New York City Area (Primary) Private CompanyWall Street Realty Capital, Inc. - New York City Area (Primary) Private CompanyWallachBeth Capital, LLC - New York City Area (Primary) Private CompanyWaller Capital Partners, LLC - New York City Area (Primary) Private CompanyWalnut Street Securities, Inc. - New York City Area (Primary) Private CompanyWalsh Manning Securities Inc. - New York City Area (Primary) Private CompanyWalter N. Frank & Company LLC - New York City Area (Primary) Private CompanyWang Investment Associates, Inc. - New York City Area (Primary) Private CompanyWasserstein Perella & Co., Inc. - New York City Area (Primary) Private CompanyWatch Hill Partners LLC - New York City Area (Primary) Private CompanyWaterfall Victoria Master Fund, Ltd - New York City Area (Primary) Private CompanyWE Hutton & Co. - New York City Area (Primary) Private CompanyWealth Partners Capital LLC - New York City Area (Primary) Private CompanyWeatherly Securities Corporation - New York City Area (Primary) Private CompanyWebco Securities, Inc. - New York City Area (Primary) Private Company


Weiskopf Silver Specialists LLC - New York City Area (Primary) Private CompanyWellfleet Partners, Inc. - New York City Area (Primary) Private CompanyWellington Shields & Co., LLC - New York City Area (Primary) Private CompanyWells Fargo Prime Services, LLC - New York City Area (Primary) Private CompanyWertheim Schroder & Co. Inc - New York City Area (Primary) Private CompanyWest End Capital and Advisory, LLC - New York City Area (Primary) Private CompanyWest End Capital Partners LLC - New York City Area (Primary) Private Company

- New York City Area (Primary) Public Company

Van Husen Brandt Luxemburg O'neil Quillian & Affiliates, Inc.

Violy, Byorum & Partners Holdings,

WeiserMazars LLP, Financial Advisory Arm

Westech Capital Corp., Prior to Reverse Merger with Tejas Inc.

Westlb Ag New York - New York City Area (Primary) Private CompanyWestLB Securities Incorporated - New York City Area (Primary) Private CompanyWestminster Securities Corporation - New York City Area (Primary) Private CompanyWeston Financial Services LLC - New York City Area (Primary) Private Company


Westrock Advisors, Inc. - New York City Area (Primary) Private CompanyWestwood Capital, LLC - New York City Area (Primary) Private CompanyWhale Securities Co., L.P. - New York City Area (Primary) Private CompanyWharton Capital Markets LLC - New York City Area (Primary) Private CompanyWharton Capital Partners LTD - New York City Area (Primary) Private CompanyWheatley Asset Management LLC - New York City Area (Primary) Private CompanyWhitaker Securities, LLC - New York City Area (Primary) Private CompanyWhite Bay Pt, LLC - New York City Area (Primary) Private CompanyWhite, Weld & Co. - New York City Area (Primary) Private CompanyWhitestone Capital Group, Inc. - New York City Area (Primary) Private CompanyWhitestone Communications, Inc. - New York City Area (Primary) Private CompanyWildwood Capital LLC - New York City Area (Primary) Private Company

- New York City Area (Primary) Private CompanyWillis Securities, Inc. - New York City Area (Primary) Private CompanyWinchester Fiduciary Services Limited - New York City Area (Primary) Private CompanyWinchester Realty, LLC - New York City Area (Primary) Private CompanyWJB Capital Group, Inc. - New York City Area (Primary) Private CompanyWolet Capital Corporation - New York City Area (Primary) Private CompanyWolfe Trahan Securities - New York City Area (Primary) Private Company


WoodLake Group, LLC - New York City Area (Primary) Private CompanyWorldco Llc - New York City Area (Primary) Private CompanyWTS Proprietary Trading Group, LLC - New York City Area (Primary) Private CompanyWynston Hill Capital LLC - New York City Area (Primary) Private CompanyXL Capital Investment Partners Inc. - New York City Area (Primary) Private CompanyXP Securities, LLC - New York City Area (Primary) Private CompanyYamaichi International (America), Inc. - New York City Area (Primary) Private CompanyYoung & Partners LLC - New York City Area (Primary) Private CompanyYves Hentic & Co. - New York City Area (Primary) Private CompanyZealous ATS, LLC - New York City Area (Primary) Private CompanyZealous Capital Markets, LLC - New York City Area (Primary) Private CompanyZolfo Cooper LLC - New York City Area (Primary) Private Company

Weston International Capital Markets LLC.

William Street Commitment

Wolfensohn & Company, L.L.C., Advisory Arm

Industry Classifications

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Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)



Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)




Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)

Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)



Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)



Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)

Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)


Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)










Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)












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Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)






Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)




Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)





Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)


Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)





Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)

Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)





Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)







Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)


Capital IQ Company Screening Report

Company Name Exchange:Ticker Geographic Locations Company Type

Advanfort Company - Washington, D. C. (Primary) Private CompanyAmPac-TDJ LLC - Washington, D. C. (Primary) Private CompanyARC Securities, LLC - Washington, D. C. (Primary) Private CompanyAstris Finance, LLC - Washington, D. C. (Primary) Private CompanyBGR Capital & Trade, LLC - Washington, D. C. (Primary) Private Company

- Washington, D. C. (Primary) Private CompanyCapital House Merchant Banking LLC - Washington, D. C. (Primary) Private CompanyCapital Resources Group Inc - Washington, D. C. (Primary) Private CompanyCapital Resources, Inc. - Washington, D. C. (Primary) Private CompanyCentral European Capital LLC - Washington, D. C. (Primary) Private CompanyChertoff Capital, LLC - Washington, D. C. (Primary) Private Company

- Washington, D. C. (Primary) Private CompanyCorporate Advisors, Inc. - Washington, D. C. (Primary) Private CompanyCorporatebank Financial Services, Inc - Washington, D. C. (Primary) Private CompanyEastWest Financial Services Ltd. - Washington, D. C. (Primary) Private CompanyEducation Capital, LLC - Washington, D. C. (Primary) Private CompanyEngland Securities, LLC - Washington, D. C. (Primary) Private CompanyEwing Capital, Inc. - Washington, D. C. (Primary) Private CompanyFederal City Capital Advisors, LLC - Washington, D. C. (Primary) Private CompanyFerris, Baker Watts, Inc. - Washington, D. C. (Primary) Private CompanyFinra Regulation Inc - Washington, D. C. (Primary) Private CompanyFOCUS LLC - Washington, D. C. (Primary) Private CompanyHamilton Securities Group - Washington, D. C. (Primary) Private CompanyICMA-RC Services, LLC - Washington, D. C. (Primary) Private CompanyIndian River Advisors, LLC - Washington, D. C. (Primary) Private CompanyInterBank Capital Partners - Washington, D. C. (Primary) Private CompanyIris Capital Partners - Washington, D. C. (Primary) Private CompanyJefferies Quarterdeck - Washington, D. C. (Primary) Private CompanyJohnston, Lemon & Co. Incorporated - Washington, D. C. (Primary) Private CompanyJohnston-Lemon Group Inc. - Washington, D. C. (Primary) Private CompanyKalorama Capital - Washington, D. C. (Primary) Private CompanyKalorama Realty Capital - Washington, D. C. (Primary) Private Company

- Washington, D. C. (Primary) Private Company

Kormendi\Gardner Partners - Washington, D. C. (Primary) Private CompanyLegacy Ptrs. & Co., LLC - Washington, D. C. (Primary) Private CompanyM M P Capital Partners Lp - Washington, D. C. (Primary) Private CompanyMercator Capital - Washington, D. C. (Primary) Private CompanyMilestone Advisors, LLC - Washington, D. C. (Primary) Private Company

Brouillette, Barry, Farmer & Korando,

Compass Point Research & Trading,

Kimberly, Brunell, Lehmann, and Company

Milestone Merchant Partners LLC - Washington, D. C. (Primary) Private CompanyMillstein & Co. LLC - Washington, D. C. (Primary) Private CompanyPhillips Capital - Washington, D. C. (Primary) Private CompanyPotomac Investment Services - Washington, D. C. (Primary) Private CompanyRittenhouse Capital Partners LLC - Washington, D. C. (Primary) Private CompanyScully Capital Services Inc. - Washington, D. C. (Primary) Private CompanySuccess Trade Securities, Inc. - Washington, D. C. (Primary) Private CompanyTaylor Companies, Inc. - Washington, D. C. (Primary) Private CompanyTaylor-DeJongh, Inc. - Washington, D. C. (Primary) Private CompanyThe Food Partners LLC - Washington, D. C. (Primary) Private CompanyULLICO Investment Company, Inc. - Washington, D. C. (Primary) Private CompanyUnion Dime, Inc. - Washington, D. C. (Primary) Private CompanyUnited Global Resources, LLC - Washington, D. C. (Primary) Private CompanyWachtel & Co., Inc. - Washington, D. C. (Primary) Private CompanyWashington Investment Service Inc - Washington, D. C. (Primary) Private CompanyWyatt Matas & Associates, LLC - Washington, D. C. (Primary) Private Company

Industry Classifications

Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)Investment Banking and Brokerage (Primary)


Investment Banks in NY and DC

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