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Investigations: Properly Executing a Compliance Investigation …€¦ · Senior Attorney, Novo...
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Investigations: Properly Executing
a Compliance Investigation
Initiated by a Whistleblower
Heather McCollum, JD, MHA, CCEP-I
Director Compliance, Shionogi Inc, Florham Park, NJ
Richard H. Walker, JD
Partner, King & Spalding; Former Director of Enforcement,
US Securities and Exchange Commission, New York, NY
Mehreen Zaman, JD
Senior Attorney, Novo Nordisk; Former Director of Investigations,
Endo Pharmaceuticals; Plainsboro, NJ
Susan Markel
Managing Director, AlixPartners; Former Chief Accountant, Division of Enforcement,
US Securities and Exchange Commission, Washington DC (Moderator)
Thursday, November 7, 2019
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As advertised -
Many conferences speak to Qui Tams and how to handle them, but most of the Qui
Tam issues like off-label marketing and product promotional issues are handled by
a team of compliance investigators. Discuss the things you need to consider when
handling a whistleblower investigation that differs from a regular investigation.
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