IINNVVAASSTT PPRRIIMMEE SSEERRVVIICCEESS Multi  Asset  -­‐  Global  Coverage  

1.  Corporate History & Culture

2.  Prime Services Access

3.  FX & Precious Metals Liquidity

4.  Global Equity & Futures DMA CFDs

5.  Cash Index, Commodity & Bespoke CFD instruments

6.  Industry Leading Trading Platforms & Execution Options

7.  Cutting Edge Technology Solutions & Connectivity

8.  Capital Efficiency

9.  Tailored Reporting

OVERVIEW

Invast’s size, scale and financial strength, combined with over fifty years of experience in global financial markets has allowed us to develop a market leading Prime-of-Prime solution for institutional clients. Invast Prime Services combines market access, leverage, liquidity, connectivity & reporting solutions all via a tailored client offering. Listed on the JASDAQ stock exchange in March 2006 Invast Securities Co. is the leading member of the Tokyo Financial Exchange by share of deposits. With entities regulated by the JSFA in Japan & ASIC in Australia, Invast employs the Japanese principle of Kaizen かいぜん (continuous improvement) to every facet of our business offering.

CORPORATE HISTORY & CULTURE

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PRIME SERVICES ACCESS

Invast has one of the largest retail client bases in the Japanese FX market. These volumes have facilitated the creation of an exceptional, aggregated pool of liquidity made up of over 20 unique liquidity providers – a number of whom are price aggregators themselves.

v  Invast aggregates prices from over 20 unique L.P.s, including bank, non-bank as well as liquidity available from our internal ECN trader network where orders can be matched directly against other clients of Invast.

v  Over 50 FX Pairs.

v  Spot Precious Metals offered against USD and a range of other currencies.

v  Leverage up to 200:1 for FX portfolios.

With each additional liquidity provider and the growth of our client-to-client ECN network comes the opportunity for better pricing & execution for all of Invast’s clients, this has seen Invast become a liquidity provider of choice in the Prime Services space.

FX & PRECIOUS METALS LIQUIDITY

v  Direct Market Access (DMA) to 21 Global Equity Exchanges & DMA to 7 Global Futures Exchanges.

v  Live, level 2 data streaming and full exchange order book history including VWAP, traded volumes and auction match pricing.

v  Access to pre & post market auctions.

v  Advanced order execution options including algorithmic & strategy orders such as VWAP & Iceberg.

v  Order destination flexibility. Lit market and alternate exchange matching, centre-point & dark liquidity order matching available.

v  Live marked-to-market portfolio monitor across multiple asset.

GLOBAL DMA CFDS

Exchange   Exchange  Name  

AMS   Amsterdam  Exchange  

ARC   NYSE  ARCA  Exchange  

ASX   Australian  Exchange  

AXW   Australian  Warrant  &  ETF  Exchange  

BRU   Belgium  Euronext  Exchange  

ETR   German  Exchange  

HEL   Finland  OMX  Nordic  Exchange  

HKE   Hong  Kong  Exchange  

IDX   Indonesia  Exchange  

KLS   Bursa  Malaysia  Exchange  

KOS   KOSDAQ  

KRX   Korean  Exchange  

KOS   London  Stock  Exchange  

MAD   Madrid  and  Regional  Exchange  

MTA   Borsa  Italian  Exchange  

NAS   Nasdaq  Exchange  

NYS   New  York  Exchange  

PAR   NYSE  Paris  Euronext    

SGX   Singapore  Exchange  

SHG   Shanghai  Exchange  

TKS   Tokyo  Exchange  

Exchange   Exchange  Name  

CBT   Chicago  Board  of  Trade  

CME   Chicago  MercanPle  Exchange  

ERX   Eurex  

HKF   Hong  Kong  Exchange  Futures  LIF   NYSE  Liffe  Equity  &  Index  DerivaPves  

SFE   ASX  24  Sydney  Futures  Exchange  

SMX   Singapore  Exchange  Futures  

DMA  Equity  CFDs   DMA  Futures  CFDs  

Alongside our DMA Futures offering, Invast offer a range of CFDs over various Global Markets instruments. Invast also offers bespoke trading instruments that target market niches not covered by existing delta 1 derivatives.

v  Cash Indices.

v  Commodities – Rolling futures commodity products.

v  Precious metals against a range of currencies.

v  Dual listed stocks & ADRs.

v  Bespoke relative value instruments.

v  Leveraged ETFs & ETPs

BESPOKE CFDS

v  Exchange Order-Book Connectivity & Interaction

v  Full Depth of Market Transparency

v  Advanced Execution Options & Order Management Capabilities

v  Global Equity & Futures coverage over 30 Exchanges

v  Hugely popular with leading trading & analytical technologies

v  Supports external applications such as MAM and PAMM services

v  FX, Precious Metals, Index & Commodity CFDs

Invast provides a range of industry leading trading platforms backed by sophisticated and cutting edge technology. The breadth of the platform offering allows clients to find a solution suited to their trading style and investment needs.

v  Industry renowned FX trading platform from Integral

v  Low Latency

v  FX & Precious Metals v  Full Depth of Market Transparency

v  Sophisticated FlexTrade front end GUI

v  Advanced Trading Functionality and Risk Analytics

v  Bespoke Reporting

v  FX, Precious Metals, Index & Commodity CFDs

EXECUTION PLATFORMS

v  A turnkey solution for institutional and high volume clients looking to access market leading liquidity

v  As part of any FIX API solution, Invast will be able support the

integration of client liquidity bridges

TECHNOLOGY & CONNECTIVITY

As would be expected of one of the largest brokers in Japan, our technology and technical expertise is second to none. Our cutting edge technology and connectivity solutions are tailored to the specific needs of each of our clients. v  GGlloobbaall CCoonnnneeccttiivviittyy

Invast is able to support client connections from around the world including your choice of aggregator and server location (Equinix Data Centres in LD4 and NY4).

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v  FFIIXX AAPPII SSoolluuttiioonnss FIX API solutions for both Flex Trade and Integral allows clients to use their own front end GUI, minimise latency and execute algorithmic trading. As part of any FIX API solution, Invast will be able support the integration of client liquidity bridges.

v  MMTT44 BBrriiddggee Connecting your own X-Core to Invast’s X-Core over the Prime XM liquidity bridge allows you to access discounted pricing your Prime XM bridge when receiving liquidity exclusively from Invast

v  EECCNN RRoouuttiinngg Institutional clients are able to become price makers into Invast’s price stream.

Against a global backdrop of capital constraints and limited credit and NOP, Invast Prime Services provides institutional clients the commercial flexibility and global access that is required to grow a successful financial services enterprise in the current era. Capital efficiency is primarily achieved through lower portfolio margins than traditional prime broking services, tailored leverage and net open position (NOP) limits and the ability to efficiently allocate collateral across various asset classes all inside one prime facility. This flexibility provides our clients with outstanding capital efficiency and reduced administrative burden. Client funds remain completely segregated from those of Invast at all times. With a multi-asset class offering, truly global coverage, the supporting technology infrastructure and a culture of forming genuine partnerships, Invast’s clients can remain focussed on building their businesses instead of managing capital requirements with multiple bilateral service providers.

CAPITAL EFFICIENCY

Invast offers a range of customised reporting options across the various asset classes and trading platforms. We work with clients across the globe to determine their operational and regulatory reporting requirements and pride ourselves on providing tailored solutions. v  Integration with Administrators

v  Bespoke Reporting

v  Live GUI Access

v  White-labelling available.

TAILORED REPORTING

Invast Prime Services’ clients benefit from a flexible and transparent offering that encompasses exceptional foreign exchange liquidity, direct market access to major equity and futures exchanges, bespoke technological integration and the ability to leverage the truly global reach of our multiple prime broker relationships. Backed by the financial strength of a listed Japanese parent and with an unsurpassed commitment to Prime Services, Invast should be your partner of choice for Prime Services.

SUMMARY

GGeeooffff LLaasstt –– DDiirreeccttoorr Institutional Liquidity D + 612 9083 1341 M + 614 0326 3445 E  glast@invast.com.au

JJaammeess AAlleexxaannddeerr -- DDiirreeccttoorr Head of Institutional Sales D + 612 9083 1340 M + 614 2285 4407 E  jalexander@invast.com.au

NNiicckk BBrriissccooee -- DDiirreeccttoorr Institutional Sales D + 612 9083 1343 M + 614 0397 6897 E  nbriscoe@invast.com.au

DDaavviidd VVaannssttoonnee –– AAssssoocciiaattee DDiirreeccttoorr Institutional Sales D + 612 9083 1342 M + 614 2069 1674 E  dvanstone@invast.com.au

EEmmaaiill: team.institutionalsales@invast.com.au SSkkyyppee: Institutional.Invast

GGaavviinn WWhhiittee -- CCEEOO D + 612 9083 1310 M + 614 0460 7238 E  gwhite@invast.com.au

CONTACT OUR TEAM

TThhoommaass SSuutthheerrllaanndd –– AAssssoocciiaattee DDiirreeccttoorr Institutional Sales D + 612 9083 1364 E  tsutherland@invast.com.au