Introduction to Solid State Physics...Introduction to Solid State Physics Prof. Igor Shvets...

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Introduction to Solid State Physics Prof. Igor Shvets [email protected] Lecture 7

Transcript of Introduction to Solid State Physics...Introduction to Solid State Physics Prof. Igor Shvets...

Page 1: Introduction to Solid State Physics...Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie Lecture 7 Equivalence of the Bragg and von Laue formulations In the next

Introduction to Solid State

Physics

Prof. Igor Shvets [email protected]

Lecture 7

Page 2: Introduction to Solid State Physics...Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie Lecture 7 Equivalence of the Bragg and von Laue formulations In the next

Equivalence of the Bragg and von Laue formulations

In the next few slides we will prove that both the von Laue

and Bragg formulations of X-ray diffraction are indeed

equivalent.

Von Laue states that d(k – k’) = 2pm as the condition for

constructive interference for reflection by points.

Bragg formulation states nλ = 2dSinθ as the condition for

constructive interference for specular reflection by planes.

To show von Laue is equivalent to the Bragg formulation we

will demonstrate how one could construct the family of Bragg

planes.

Page 3: Introduction to Solid State Physics...Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie Lecture 7 Equivalence of the Bragg and von Laue formulations In the next

Suppose the incident and scattered wave vectors, k and k’, satisfy

the Laue condition such that K = k’ – k is a reciprocal lattice vector.

k

k’

(-k) K = k’ - k

θ θ

Consider the lattice plane perpendicular to K. Both the incident

and scattered wave vectors make the same angle θ with this

plane.

Due to elastic scattering the magnitudes of k and k’ are equal.

So the direction of K = k’ – k bisects the angle between k and k’.

φ φ

So the scattering can be seen as

Bragg reflection from the family of

lattice planes perpendicular to K

Since the reciprocal lattice is also a

Bravais lattice, K is an integral

multiple of Ko, the shortest

reciprocal lattice vector in this

direction. K = nKo

From an earlier theorem we know

that

dnhenceanddo pp 22 KK

Equivalence of the Bragg and von Laue formulations

Page 4: Introduction to Solid State Physics...Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie Lecture 7 Equivalence of the Bragg and von Laue formulations In the next

k

k’

(-k)

K

θ θ

dnp2K

From the previous slide we know that the magnitude of K is given by;

Now consider the situation

geometrically.

By drawing a new line,

parallel to the line indicating

the plane, we can see that

the angles here are also θ. θ

θ kSinθ

kSinθ

And so the magnitude of K

can also be given by;

kSin2K

Equating the two we get;

p kSindn

Which, using the definition of the wave vector, k, gives the Bragg

condition dSinn 2

Equivalence of the Bragg and von Laue formulations

Page 5: Introduction to Solid State Physics...Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie Lecture 7 Equivalence of the Bragg and von Laue formulations In the next

Getting an accurate picture of the structure of a crystalline

material requires X-radiation that is as close to monochromatic

as possible. Another requirement to observe clear reflected

peaks is that the beam must be collinear.

In an X-ray tube, the interactions are between the electrons and

the target. The wavelength of the X-rays depends on the

structure of the electron orbitals and hence the material of the

anode.

Generating X-rays for Diffraction

Page 6: Introduction to Solid State Physics...Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie Lecture 7 Equivalence of the Bragg and von Laue formulations In the next

Elem. At.

#

K

(Å)

Char

Min

(keV)

Opt

kV Advantages (Disadvantages)

Cr 24 2.291 5.99 40

High resolution for large d-

spacings, particularly organics

(High attenuation in air)

Fe 26 1.937 7.11 40

Most useful for Fe-rich materials

where Fe fluorescence is a

problem (Strongly fluoresces Cr in

specimens)

Cu 29 1.542 8.98 45

Best overall for most inorganic

materials (Fluoresces Fe and Co K

and these elements in specimens can

be problematic)

Mo 42 0.710 20.00 80

Short wavelength good for small unit

cells, particularly metal alloys (Poor

resolution of large d-spacings;

optimal kV exceeds capabilities of

most HV power supplies.)

Common Anode Materials

Page 7: Introduction to Solid State Physics...Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie Lecture 7 Equivalence of the Bragg and von Laue formulations In the next

Following the Bragg law, each component wavelength of a

polychromatic beam of radiation directed at a single crystal of

known orientation and d-spacing will be diffracted at a discrete

angle.

Monochromators make use of this fact to selectively remove

radiation outside of a tunable energy range, and pass only the

radiation of interest.

Monochromatic X-rays

Generating X-rays for Diffraction

Page 8: Introduction to Solid State Physics...Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie Lecture 7 Equivalence of the Bragg and von Laue formulations In the next

An incident wave vector k will lead

to a diffraction peak if and only if

the tip of the wave vector lies on a

k-space Bragg plane (Laue

condition).

Since the set of all Bragg planes is a discrete family of planes, it

cannot begin to fill up three-dimensional k-space, and in general

the tip of k will not lie on a Bragg plane. Thus for a fixed X-ray

wavelength and fixed incident direction relative to the crystal axes

there will be in general no diffraction peaks at all.

In order to search experimentally for Bragg peaks, one must vary

either the magnitude of k (by changing the wavelength) or the

direction of k (usually done by changing the orientation of the

crystal).

Experimental geometries suggested by the Laue condition

Page 9: Introduction to Solid State Physics...Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie Lecture 7 Equivalence of the Bragg and von Laue formulations In the next

k’

The Ewald Construction – (Reciprocal space)

A sphere with radius k is drawn

about the tip of the vector k in

reciprocal space.

Consider the incident wave vector k in reciprocal space.

k

O

Diffraction peaks will be observed

only if the sphere cuts through a

point of the reciprocal lattice.

So diffraction peaks corresponding

to reciprocal vectors k’ - k = K will

be observed only if K gives a

reciprocal lattice point on the

surface of the sphere.

K

In general this will not result in a

peak, but one can observe peaks

either by sample alignment or by

powder method (see below).

Experimental geometries suggested by the Laue condition

Page 10: Introduction to Solid State Physics...Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie Lecture 7 Equivalence of the Bragg and von Laue formulations In the next

If a non-monochromatic X-ray

beam is used, this will result in a

range of wavelengths from λ0 to λ

1

k0

Draw two spheres based on the

two extreme wave vectors

k0=2πn/λ

0 and k

1=2πn/λ

1.

k1 Bragg peaks will be observed

corresponding to any reciprocal

lattice vectors lying within the

region between the two spheres.

What diffraction peaks will be

observed?

However, this is not a practical

proposition for material analysis.

Experimental geometries suggested by the Laue condition

Page 11: Introduction to Solid State Physics...Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie Lecture 7 Equivalence of the Bragg and von Laue formulations In the next

Experimental use of the Ewald Sphere

The Rotation Method

This method uses monochromatic X-rays but allows the angle of

incidence to vary.

θ - 2θ Scan; Both the sample

and detector are rotated.

2θ Scan; The sample is fixed

and the detector is rotated.

2θ 2θ θ

θ

2θ θ

Page 12: Introduction to Solid State Physics...Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie Lecture 7 Equivalence of the Bragg and von Laue formulations In the next

Bede-D1 High Resolution x-ray diffractometer

Equipment

Page 13: Introduction to Solid State Physics...Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie Lecture 7 Equivalence of the Bragg and von Laue formulations In the next

Inside view of Bede-D1 diffractometer

Source

optics

Sample stage

Detector

stage

Equipment

Page 14: Introduction to Solid State Physics...Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie Lecture 7 Equivalence of the Bragg and von Laue formulations In the next

Beam conditioner

Specimen

Incident beam

rotation

Tilt

Set analyzer

Detector

axis - 2

CCC Detector

Schematic of X-ray diffractometer

Page 15: Introduction to Solid State Physics...Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie Lecture 7 Equivalence of the Bragg and von Laue formulations In the next

The D1 System aligned for a triple axis scan, with the CCCs in

high resolution mode. The detector arm shown is a Triple Axis

Stage fitted with a single channel Si (111) Analyzer Crystal.

Beam Divergence: 20”

Schematic of Bede-D1 diffractometer

Page 16: Introduction to Solid State Physics...Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie Lecture 7 Equivalence of the Bragg and von Laue formulations In the next

Schematic triple axis maps arising from the structure shown. Both

structures could give rise to similar double axis rocking curves.

DAD = double axis diffraction, TAD = triple axis diffraction

X-ray Reciprocal Space Mapping (Contour map)

Page 17: Introduction to Solid State Physics...Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie Lecture 7 Equivalence of the Bragg and von Laue formulations In the next

43//// OFeMgO kk

Film maintains its fully

strained state even after

160 min annealing in air.

Films did not relax!

The volume of the

unit cell changes.

Reciprocal space map for magnetite films annealed for 160 min

X-ray Reciprocal Space Mapping (Contour map)

Page 18: Introduction to Solid State Physics...Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie Lecture 7 Equivalence of the Bragg and von Laue formulations In the next

MgO

Fe3O

4

MgAl2O

4

Fe3O

4

Splitting of diffraction spots

confirms the relaxation in

Fe3O

4/MgAl

2O

4

TEM studies - Selected Area Diffraction patterns

Page 19: Introduction to Solid State Physics...Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie Lecture 7 Equivalence of the Bragg and von Laue formulations In the next

RHEED is a technique used to characterize the surface of

crystalline materials. RHEED systems gather information only

from the surface layer of the sample.

Reflection High-Energy Electron Diffraction (RHEED) –

Recap

A RHEED system requires an electron source (gun), a

photoluminescent detector screen and a sample with a clean

surface all shown here.

Page 20: Introduction to Solid State Physics...Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie Lecture 7 Equivalence of the Bragg and von Laue formulations In the next

The process is as follows:

The electron gun generates a beam of electrons which strike the

sample at a very small angle relative to the sample surface.

Incident electrons diffract from atoms at the surface of the sample.

A small fraction of the diffracted electrons interfere constructively

at specific angles and form regular patterns on the detector.

The electrons interfere according to the position of atoms on the

sample surface.

The diffraction pattern at the detector is therefore a function of the

sample surface.

Reflection high-energy electron diffraction (RHEED)

Page 21: Introduction to Solid State Physics...Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie Lecture 7 Equivalence of the Bragg and von Laue formulations In the next

RHEED pattern after the

growth of 10 monolayer

of Magnetite on the MgO

substrate.

RHEED pattern of a MgO

single crystalline substrate

along <100> azimuth after

cleaning.

Reflection high-energy electron diffraction (RHEED)

Page 22: Introduction to Solid State Physics...Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie Lecture 7 Equivalence of the Bragg and von Laue formulations In the next

Reflection high-energy electron diffraction (RHEED)

RHEED pattern of a MgO

single crystalline substrate

along <110> azimuth after

cleaning.

RHEED pattern after the

growth of 10 monolayer

of Magnetite on the MgO

substrate.

Page 23: Introduction to Solid State Physics...Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie Lecture 7 Equivalence of the Bragg and von Laue formulations In the next

Exercise

A compound material composed of two fractions, both SC

lattice, with lattice constants of 0.399 and 0.401nm

respectively is characterised by an X-ray diffractometer with a

source operating at = 0.2020nm. Find the difference

between the angles of the (221) Bragg peaks produced by

each fraction.

Page 24: Introduction to Solid State Physics...Introduction to Solid State Physics Prof. Igor Shvets ivchvets@tcd.ie Lecture 7 Equivalence of the Bragg and von Laue formulations In the next

Problems/Questions?

Did you follow the process showing the equivalence of von Laue

and Bragg diffraction?

What is Ewald construction?

Why is it important to vary angle and/or wavelength of X-rays when

investigating diffraction peaks?

I would urge you to know the answers to these questions before

next time.

Good resources

Solid State Physics ~ Ashcroft, Ch. 6

Solid State Physics ~ Hook & Hall, Ch. 1

Introduction to Solid State Physics ~ Kittel, Ch. 2

The Physics and Chemistry of Solids ~ Elliott, Ch. 2