Intra-articular depot formulation principles: Role in the ...
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Intra-Articular Depot Formulation Principles: Role in theManagement of Postoperative Pain and Arthritic Disorders
CLAUS LARSEN,1 JESPER ØSTERGAARD,1 SUSAN W. LARSEN,1 HENRIK JENSEN,1 STINE JACOBSEN,2
CASPER LINDEGAARD,2 PIA H. ANDERSEN2
1Department of Pharmaceutics and Analytical Chemistry, Faculty of Pharmaceutical Sciences, University of Copenhagen,Universitetsparken 2, DK-2100 Copenhagen, Denmark
2Department of Large Animal Science, Large Animal Surgery, Faculty of Life Sciences, University of Copenhagen,Dyrlaegevej 48, DK-1870 Copenhagen, Denmark
Received 20 July 2007; revised 9 November 2007; accepted 3 January 2008
Published online 27 February 2008 in Wiley InterScience (www.interscience.wiley.com). DOI 10.1002/jps.21346
Corresponde6466; Fax: þ45-
Journal of Pharm
� 2008 Wiley-Liss
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ABSTRACT: The joint cavity constitutes a discrete anatomical compartment that allowsfor local drug action after intra-articular injection. Drug delivery systems providing localprolonged drug action are warranted in the management of postoperative pain and notleastarthriticdisorderssuchasosteoarthritis.Thepresentreviewsurveysvariousthemesrelated to the accomplishment of the correct timing of the events leading to optimal drugaction in the joint space over a desired time period. This includes a brief account on(patho)physiological conditionsandnovelpotentialdrugtargets (andtheir locationwithinthe synovial space). Particular emphasis is paid to (i) the potential feasibility of variousdepot formulationprinciples fortheintra-articularrouteofadministrationincludingtheirmanufacture, drug release characteristics and in vivo fate, and (ii) how release, masstransfer and equilibrium processes may affect the intra-articular residence time andconcentrationoftheactivespeciesattheultimatereceptorsite.�2008Wiley-Liss,Inc.andthe
American Pharmacists Association J Pharm Sci 97:4622–4654, 2008
Keywords: controlled release/delivery;
distribution; drug delivery system; formula-tion; intra-articular; osteoarthritis; parenteral depot formulation; postoperative pain;rheumatoid arthritis; targeted drug deliveryINTRODUCTION
Local drug action within the joint cavity is neededfor the treatment of arthritic disorders and therelief of pain and inflammation. After oral orparenteral (i.v., i.m., s.c.) administration, thetherapeutic agent is transported to the intra-articular site of action via the systemic circula-tion. In contrast, intra-articular (IA) injectionof suitable drug delivery systems (DDSs) mayenable the major part of the incorporated drug tobe released in the vicinity of the target area. Themost obvious advantage of this relatively simple
nce to: Claus Larsen (Telephone: þ45-3533-3533-6012.; E-mail: [email protected])
aceutical Sciences, Vol. 97, 4622–4654 (2008)
, Inc. and the American Pharmacists Association
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form of targeted drug delivery is that only aminimum amount of drug is required to exertthe desired pharmacological activity and thus,minimizing drug exposure to inappropriate sites.Further, direct joint instillation may constitutethe only realistic route of administration forchemical entities suffering from bioavailabilityproblems and extensive degradation in vivo.
Literature data indicate that dissolved small-molecule drugs are rapidly cleared from thesynovial space after IA injection. Maintenanceof therapeutic drug concentrations in the jointover extended periods of time can be achieved byrepeated IA administrations or more ideally, byimmobilization of the active agent in the form ofan injectable depot formulation from which thedrug is released in a controlled manner. Cur-rently, long-lasting (weeks) corticosteroid suspen-
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Figure 1. Schematic representation of the cross sec-tion of a synovial joint (top). Insert: An enlargement ofthe synovial lining. The arrows indicate ultrafiltrationof fluid from the fenestrated capillaries into the jointcavity and drainage of fluid from the cavity throughthe synovial interstitium into subsynovial space andlymphatics. Reprinted with permission from Micro-circulation.94
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sions constitute the only world wide availabledepot formulation type for the IA route ofadministration. Such depot injectables have beenused for more than three decades providingsymptomatic relief of pain in rheumatoid arthritis(RA) and osteoarthritis (OA).1–3 These two majorarthritic disorders strongly affect patient qualityof life and present significant costs to society interms of medical care and lost wages. The totalannual burden to arthritis has been estimated toequal 1–2.5% of the gross national product ofWestern nations.4 Identification of novel potentialdrug targets, not least in the area of OA,5–7 givesoptimism to the development of new disease-modifying therapies. These encouraging findingspose a strong incitement to the search forinnovative depot principles feasible for the IAroute of administration.8
The search for novel therapies providing localsustained drug action after IA administration ismultidisciplinary of nature since it has to befounded on adequate knowledge of chemical,pharmaceutical as well as biological disciplines.This may involve the identification of new targetsand subsequently, drug candidates effectivelyacting on such targets. Based on the knowledgeof (patho)physiological conditions, it furtherincludes the task of accomplishing (in a highlyreproducible manner) the correct timing of theevents leading to optimal drug action over adesired period of time.9 The primary aims of thisreview are (i) to discuss advantages/limitations ofvarious depot formulation principles in relation tothe IA route of administration and (ii) to give anaccount on factors influencing the fate of drugmolecules once released from the immobilizeddepot in the joint cavity. In the present review,attempts have also been made to present majorknowledge gained in various research areas thatis considered to constitute, at least in part, thebasis for rational design of novel prolonged releaseDDSs feasible for IA administration. Due tothe rather comprehensive literature related tosome of the latter research fields, the authors havefound it appropriate, in the treatise of certaintopics, to give references to recent reviews dealingwith these topics.
SYNOVIAL JOINTS
The bones of a synovial joint are separated by anarticular cavity containing the synovial fluid (SF)(Fig. 1). The adjoining surfaces of the bones are
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covered with a layer of articular cartilage and atwo-layer joint capsule encloses the cavity. Thejoint capsule consists of an outer fibrous capsuleand an inner synovial membrane (synovium).10
The various cell types populating the articularcartilage and the synovium as well as componentsof the synovial fluid are major targets for RA andOA related drug therapies. A brief account of thecomposition and function of these sites of drugaction is given below.
The Synovium
The synovial tissue has an extensive extracellularmatrix (ECM), the major components of whichare collagen and glycosaminoglycan (GAG). Thesuperficial synovial lining (synovial membrane)contains two cell types (type A/type B cells).Cellular adhesion molecules (CAMs), includingb1 integrins, probably play important roles in
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synovial lining organization through cell–cell andcell–ECM interactions.11 Immediately subjacentto the surface cells, a rich capillary network isfound. Lymphatic vessels are located in thesubsynovium. The synovium carries three majorfunctions (i) it constitutes a diffusional barrier tothe transport of solutes from the SF bulk solutionto the fenestrated microvessels and the lympha-tics (and visa versa), (ii) removal of foreignmaterial or debris from the SF by phagocyticaction of the type A cells of the synovial lining and,(iii) type B cell biosynthesis of hyaluronan andlubricin. The latter synovial fibroblasts aresuggested to play a major role in both initiatingand driving RA.12,13 In the arthritic synovium,macrophages (type A cells) are key players inchemokine production. These molecules exertchemotactic activity towards synovium-invadingleukocytes.14 Features of the synovium related tomass transfer processes are discussed in moredetail in a later section.
The Synovial Fluid
The synovial fluid (SF) fills the cavity of a synovialjoint. It is a viscous, non-Newtonian fluid exhibitingthixotropic properties. The normal human adultknee joint contains on the average 2 mL SF. Underpathological conditions the volume can increaseup to several hundred milliliters. The SF is con-sidered as a plasma dialysate and the concentra-tion of endogenous low molecular weight chemicalsubstances resembles that of plasma. In contrast,albumin and other proteins are present in the SFat a significantly lower concentration due to thesieving action of the synovial capillary walls andmatrix.15 Inflammation associated changes of theSF may include (i) a decrease of SF viscosity dueto enzyme-mediated cleavage of the hyaluronanchains, and (ii) an increase of the content ofplasma derived macromolecules caused by theenhanced leakiness of the synovial capillaries.16,17
Figure 2. Schematic representation of the sites ofaction of analgesics along the pain pathway from theperiphery to the central nervous system (CNS). Re-printed with permission from The Journal of Boneand Joint Surgery, Inc., Needham, MA, USA.26
The Articular Cartilage
Articular cartilage furnishes each moving, bonyportion of a joint with a smooth, frictionlesssurface. It is capable of reversible compression,distributing an applied load homogeneously, andminimizing contact stress to the underlying bone.These unique properties can be ascribed to thecomplex architecture of the avascular ECM of thecartilage which is composed of a highly organized
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water-filled network of type II collagen fibers andaggrecan-type proteoglycans. Structure and func-tion of many ECM components have been thesubject of several reviews.18–20 The structure andbiochemistry of mature articular cartilage aremaintained throughout life by the residentchondrocytes.10,21 Alteration of the normal bal-ance between chondrocyte anabolic and catabolicactivities might be effected by various stimuliincluding mechanical stress.21 In addition tobiomedical approaches to modulate chondrocyteactivity, also the potential applicability of carti-lage tissue engineering has been the subject ofintense research.22–24
COMMON IA DRUG THERAPIES ANDPOTENTIAL NEW DRUG TARGETS
Postoperative Pain Management AfterArthroscopic Procedures
Modern postoperative pain control focuses onearly mobilization and rapid discharge of patientsfollowing surgery. Satisfactory postoperative painrelief adds to decrease patient morbidity and mayreduce the risk of development of chronic painafter surgery.25 Major sites of action of analgesicsare depicted in Figure 2.26 Drug entrance into thetarget area may be accomplished by (i) transportvia the systemic circulation or (ii) direct instilla-tion into the proximity of the site of action.Achievement of optimal localized, therapeuticactivity after drug administration into discreteanatomical compartments, such as the joints,appears particularly promising. In the following, abrief overview over present IA strategies aiming
08 DOI 10.1002/jps
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at pain management after arthroscopic proce-dures of the knee is presented.
Although minimally invasive of nature, arthro-scopic procedures do produce pain and inflamma-tion. As a result patients may be prevented fromreturning to work for up to 2 weeks aftersurgery.26 Findings may suggest that aggressivepain management (including local IA drug thera-pies) in the early postoperative period can improveconvalescence after arthroscopy.27 Over the yearsthe efficacy of a significant number of drugs (anddrug combinations) to provide pain relief afterIA injection has been investigated. In recentreviews,26,28 attempts have been made to assessthe feasibility of such IA interventions. Analysesof compiled data indicate that efficacious IAmonotherapeutic approaches include (i) non-steroidal anti-inflammatory drugs (NSAIDs),29
(ii) local anesthetics30 (primarily bupivacaine),and (iii) morphine.31,32 A reasonable degree ofconsensus has, however, been reached that totalpostoperative pain relief is not achievable by useof a single analgesic agent or method. Therefore,multimodal analgesia (or balanced analgesia) ap-pears to constitute a rational approach to effectivepain management.33,34 Following arthroscopicprocedures promising pain alleviating effects ofdifferent IA multimodal analgesic regimens havebeen reported.35–38 Most of the combinations haveinvolved the use of 2–3 drug compounds selectedfrom the above mentioned groups comprisinglocal anesthetics, NSAIDs, and opiates. Further,interesting results have been reported by incor-porating anti-inflammatory steroids27,39–41 andthe a2-receptor agonist clonidine42,43 into suchmultimodal IA therapies. As regard future IAmultimodal therapies, particular attention hasto be paid to the optimization of the duration ofaction of the individual therapeutic agents.Tentatively, feasible depot formulations shouldenable simultaneous release of analgesics (localanesthetics or opiates over a 24 h period) and anti-inflammatory agents (NSAIDs or corticosteroidsover about 7 days). Potential pharmaceuticalavenues to reach this ambitious goal are discussedin a later section.
Figure 3. Pathogenesis of rheumatoid arthritis.Modified from Burrage et al.46
Arthritic Disorders
Among the more than 100 arthritic disorders, thetwo major diseases are RA and OA. Despite theinvolvement of different (and partly unknown)aetiologies and pathogeneses,44,45 the common
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thread linking RA and OA is progressive irrever-sible destruction of the cartilage, ligaments andbone in the affected joints.46 In the US, OA aloneleads to more than 500000 total joint replace-ments annually.47 Prevalences are estimated toabout 1% (RA) and 7% (OA). These diseases giverise to long-term disability and impose substantialburden to both patients and society.48–50 No curesare available, and current pharmacological inter-ventions addressing the pain are only moderatelyeffective.21 In addition to palliation of pain,current therapies primarily aim at slowing downdisease progression (see below).
Rheumatoid Arthritis
Typically, RA manifests as a symmetric anderosive polyarthritis. It is suggested that anti-gen(s) (of unknown origin) present in the jointtrigger an acute inflammation which upon an un-balanced host immune response may develop intoa chronic inflammation through a complex cas-cade of events.51 Briefly, in this process immunecells and macrophages home to the joint wherethey release inflammatory cytokines includinginterleukin (IL)-1 and tumor necrosis factor-alpha(TNF-a)46 (Fig. 3). These cytokines stimulatesynoviocytes to secrete matrix metalloproteinases(MMPs), the proteinases largely responsible forthe irreversible destruction of cartilage in thejoint.
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Figure 4. Pathogenesis of osteoarthritis. Modifiedfrom Burrage et al.46
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Current drug treatment options fall intofour main categories52 (i) NSAIDs, (ii) disease-modifying anti-rheumatic drugs (DMARDs), (iii)corticosteroids (occasionally), and (iv) biologics(antibodies and recombinant proteins). Aspects ofthe use of NSAIDs including implications of theirCOX-1 to COX-2 selectivity ratio have recentlybeen reviewed.53 Early use of DMARDs with theaim of aggressively preventing or reducing jointdamage has found broad acceptance. DMARDcombinations, including in particular metho-trexate,54–56 has become the cornerstone of mostRA treatment regimens.57,58 Despite manage-ment with such orally administered agents, manypatients do not respond adequately. For patientswith persistent disease, so-called biologics mayconstitute new opportunities in the treatment ofRA.59–61 These rather costly biological agentsreduce various inflammatory and immunologicalresponses by selectively blocking the effects ofcytokines (TNF-a and IL-1). Six products, to beadministered by injection (i.v. or s.c.), are cur-rently approved for the treatment of RA in theUS.59
Osteoarthritis
In contrast to RA, OA is usually located to one ora few joints. The principal morphological char-acteristic of OA is a slowly developing breakdownof the articular cartilage. In addition, changesoccur in bone, muscle and synovium.4,62,63 It issuggested that the major events in OA pathogen-esis are located within the cartilage itself and thatthe chondrocytes are major contributors to thepathology of this disease.21,46 Upon mechanicalinsults chondrocytes may release matrix degrad-ing proteinases. In addition, these cells produceproinflammatory cytokines which again maystimulate neighboring chondrocytes to produceMMPs, thereby creating their own inflammatoryenvironment46 (Fig. 4). On disease progression,cartilage-breakdown products may give rise toepisodes of (usually mild to moderate) synovitisthat at the end will lead to further upregulation ofMMP production.46,62
Current medical therapies of OA reduce thesymptoms (mainly pain) but are only moderatelyeffective. Oral treatment options embrace acet-aminophen, opioid analgesics, and NSAIDs.53 IAdrug therapies to alleviate pain include long-acting glucocorticoids and the injection of varioushyaluronic acid (HA) preparations.64–67 The con-cept of viscosupplementation is based on the
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hypothesis that IA injection of HA could helprestore the (lost) visco-elasticity of OA synovialfluid.64 In contrast to RA, there are no approveddisease-modifying osteoarthritis drugs (DMOADs).47
In recent years studies have been conducted toassess the disease-modifying capabilities of nutra-ceuticals (such as glucosamine and chondroitin),diacerhein and doxycycline.68,69 The efficacy ofthe above approaches, however, remains contro-versial.
Potential New Targets for Drug Regulationin OA and RA
In the area of arthritic disorders novel pharma-cotherapeutic options may emerge from theidentification of a vast number of potential targetsfor drug regulation. In depth treatise of thisexciting area is outside the scope of the presentreview. Since basic knowledge about targetenvironment and location is a prerequisite forthe formulation scientist, a brief account of somemajor targets is presented below (see also Tab. 1and the references given to recent reviews/original articles). The pro-inflammatory, cataboliccytokines, particularly TNF-a and IL-1, play acentral role in tissue destruction in OA and RA. InRA, inhibition of the activity of these cytokines (byuse of for example anti-TNF-a antibodies and IL-1receptor antagonists) have proven effective inretarding disease progression70 and such thera-pies might also be effective against OA.71–73
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Table 1. Potential Targets for Drug Regulation inArthritic Disorders
Targets References
Pro-inflammatory cytokines(primarily TNF-a and IL-1)
21,51,70–72,87,280–283
Matrix degrading enzymesMatrix metalloproteinases
(MMPs)46
Aggrecanases (ADAMTSs) 46,284,285Cysteine-dependent cathepsins 77,78
Growth factors 21,82,84Cell adhesion molecules (CAMs) 11,85
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Despite significant clinical success, there is still acohort of RA patients who do not respond tointerventions involving such biological thera-pies.70 This has encouraged the search foralternative anticytokine therapies including theuse of inhibitors of the enzymes responsible forgeneration of TNF-a (TACE: TNF-a convertingenzyme70,72) and IL-1 (ICE: IL-1 convertingenzyme7,74).
It appears that increased levels of ECMdegrading enzymes, prostaglandins, nitric oxideand other markers in arthritic fluids and tissuesare related to elevated levels of TNF-a and IL-1.71
Whereas the formation of reactive oxygen andnitrogen species at the site of inflammation givesrise to oxidative injuries in RA,75 a relationshipbetween cartilage lesion severity and cartilage orblood redox state in OA has apparently not beenestablished.76 Major enzyme families involved inthe degradation of proteins of the cartilage ECMencompass the MMPs, the ADAMTSs metallopro-teinases, and cysteine-dependent proteases suchas the cathepsins. Collagen degradation is mediatedalmost exclusively by MMPs. Members of theADAMTSs family participate in the cleavage ofcartilage proteoglycans. Traditionally, the cathe-psins were believed to exert nonspecific bulkproteolysis within the acidic environment of thelysosome. However, there is growing evidence forspecific extracellular functions of these enzymes.77,78
A decrease in pH from 7.1 to 5.5 at the cartilagesurface of OA patients has been observed. This lowpH may favor the action of cathepsins over variousmetalloproteases as regards ECM degradation.79
The ECM degrading enzymes are expressed bydifferent cells within the joint space. Theirrelative contribution to disease progression maydepend on disease stage and type of disease. Tothis end, it appears that the protease activity in
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RA synovial fluid, in general, exceeds that of OAsynovial fluid.80,81
In addition to hormones and cytokines, growthfactors (GFs) are endogenous molecules involvedin the regulation of cellular functions.82 Themetabolism of mature articular cartilage isregulated by a number of GFs that originate fromcellular production within the cartilage, as well asfrom the SF and surrounding tissues.83 Thesesignaling molecules have (among other functions)the capacity to stimulate chondrocyte anabolicactivity.21 GFs, such as insulin-like growth factor(IGF-1), the bone morphogenetic proteins (BMPs),and the transforming growth factor b (TGF-b),may therefore exert potentially reparative effectsin cartilage.21,47 In general, many GFs act overshort distances and have short biological half-lives. Thus, development of DDS that are capableof maintaining sufficiently high levels of variousGFs at defect sites for prolonged periods maysurmount this problem.84
The ability of cells to adhere to other cellsand extracellular matrices through CAMs plays acritical regulatory role in a variety of biologicalprocesses, including tissue remodeling and thedevelopment of inflammation. These molecules (orreceptors) are classified into four families.11 Theintegrin family comprises heterodimeric adhesionreceptors involved in the regulation of a number ofcellular processes, including cell growth, differ-entiation, apoptosis, as well as the regulation ofcell adhesion, migration and activation.85 Integ-rins are expressed in chondrocytes. Signalingthrough integrin adhesion molecules has beenassociated with cartilage damage, and with theproduction of proteinases and cartilage compo-nents by chondrocytes.46 Also synovial fibroblastsand macrophages express integrins which prob-ably are involved in synovial lining organizationthrough cell–ECM interactions.11 CAMs havegained acceptance as viable drug targets andanti-CAM biotherapeutics have reached the mar-ket in the treatment of autoimmune diseases likechronic plaque psoriasis, multiple sclerosis andCrohn’s disease.11,85 These antibodies haveyielded effective therapies, however, in manycases patients develop antibodies against thetherapeutic antibodies themselves. This has givenfurther incitement to the search for small-molecule drugs targeting CAMs such as collagenbinding integrins. Interestingly, also heparin-likemolecules may inhibit the action of leukocyteintegrins.86 As discussed in the following section,drug targeting might be accomplished by exploit-
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ing small-molecule ligands with affinity for CAMsas so-called functionalized transport groups inprodrug and DDS design. Examples of chemicalstructures of novel potential small-molecule drugcandidates in the area of arthritic disorders havebeen reported.7,74,78,87 Some of the above men-tioned potential targets for drug intervention inOA and RA are also of major interest in the area ofcancer research where several reviews have dealtwith the role of proteases (including MMPs)88–90
and integrins91,92 in tumor invasion and meta-stasis. Small-molecule prodrug approaches incancer drug targeting has recently been reviewedby de Groot.93
DRUG TRANSPORT AND DISTRIBUTIONPROCESSES IN A SYNOVIAL ENVIRONMENT
In the joint cavity, the solute drug molecule, oncereleased from the immobilized depot, may takepart in a number of reactions and distribution(equilibrium) processes before it is eventuallycleared from the synovial space. These processes,the relative importance of which is determined bythe physicochemical properties of the drug sub-stance and the barrier properties of the synoviumare sketched in Figure 5. Concomitant to bindingto components of the SF, (i) transport anddistribution into the synovium and articularcartilage, and (ii) subsequent uptake by synovio-cytes and chondrocytes, may occur. The presentsection will discuss the barrier properties of thesynovium and the cartilage as well as mechanismsrelated to transport into these joint tissues.Special attention is paid to the articular cartilagecontaining the perhaps least accessible drugtargets, that is, the chondrocytes and pharmaco-logically active agents released by these cells.
Transsynovial Transport
Due to its architecture, the synovium (Fig. 1)constitutes the main barrier for drug transport
Figure 5. Schematic representation of drug trans-port and distribution processes of the joint.
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out of the joint cavity. The healthy synovial liningis thin (60 mm94) and discontinuous withoutintercellular junctions. Together with the ECM,the synoviocytes function as a permeable, inho-mogeneous matrix.94 The healthy joint is pene-trated by capillaries close to the surface of thesynovium (modal depth 35 mm in man).94 Inchronic RA, thickening of the synovium occurs.This leads to an increase in the transport pathfrom the microvessels to the synovium—SFinterface.94 The synovial capillaries have fenes-trations facing the joint cavity thus adding toefficient solute exchange.94,95 Due to the fenestra-tion of the capillaries, plasma protein and bounddrug as well as the unbound (free) drug may enterinto the synovium.96 This tissue can be consideredas two barriers placed in series, that is, theinterstitial matrix and the synovial capillaryendothelium.97–99 The ECM constitutes the majordiffusional barrier for entry of small moleculesinto the synovial cavity whereas passage of theendothelium is the critical barrier for proteins.Flanking the synovium is the subsynoviumconsisting of loose connective tissue and fat cells.At the border between the synovium and sub-synovium are the terminal lymphatics drainingfluid and macromolecules from the joint cavity(Fig. 1).
Transsynovial transport and solute concentra-tions in the SF have been assessed in the evalu-ation of the efficiency of drug treatment regimensin relation to RA and OA where the SF concen-tration has been taken as a surrogate measure ofdrug concentrations in synovium and cartilage.96
Upon oral drug administration, observed jointCmax and tmax values are usually lower and occurat later time points, respectively, than the corres-ponding parameters in plasma.96,100,101 For manyNSAIDs, plasma/SF drug concentration ratioshave been found to reflect plasma/synovial proteinconcentration ratios. Further, free NSAID con-centrations have been found to be similar in thetwo compartments after attainment of steadystate conditions.96,100,101 Often the SF concen-trations are more sustained than plasma concen-trations after oral or i.v. administration.96,100,101
Due to continuous drug entrance from the bloodcompartment, IA elimination half-lives (t1/2)estimated from pharmacokinetic profiles obtainedfollowing oral administration may tend to under-estimate the ‘‘true’’ rate of drug disappearancefrom the SF after IA administration.96 By appro-priate corrections, however, reasonable estimatesof rates of disappearance from joints relevant to IA
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administration can be extracted from oral phar-macokinetic data. Table 2 contains a compilationof SF disappearance half-lives for some lowmolecular weight solutes and drugs as well as afew macromolecules. Additional data can be foundin the works of Day et al.96 (drugs) and Simkin andNilson102 (radio isotopes and albumin). As appar-ent, relatively fast disappearance from the jointis observed for small solutes with t1/2 values inthe range of about 0.1 to 6 h. In this connectiondisappearance kinetics from the joint cavity hasoften been described by simple first-order kinetics.However, several studies, for example,103–109 havefound biphasic clearance patterns after IA injec-tion, indicating the presence of a distributionphase associated with drug distribution from theSF to other joint tissues. An initial distributionphase is probably always present upon IAinstillation but may or may not be observeddepending on the study design.
For small molecules diffusion through the ECMis the major barrier because such solutes readilytraverse the fenestrated endothelium of thecapillaries. The concentration gradient requiredfor effective clearance of small molecules fromthe joint is maintained by the synovial bloodflow.110,111 Simkin and Pizzorno112 found synovialpermeability to correlate with diffusion coeffi-cients in water for benzyl alcohol, tritiated water,urate, urea, glucose and sucrose. Among thesesolutes benzyl alcohol disappeared significantlyfaster from the joint, which was suggested toreflect the lipophilicity of the molecule, allowingdiffusion to occur not only in the aqueous pores ofthe ECM between the synoviocytes but also acrosscell membranes. Collectively, these studies indi-cate that most small molecules cross the synoviumin both directions by diffusion. In a follow upstudy, Simkin and Pizzorno97 evaluated thesynovial permeability of plasma protein as wellas the above set of molecules in knee joints ofRA patients and normal individuals. The resultsobtained led to the proposal of the two barriermodel of the synovium. Owen et al. determinedthe disappearance half-lives of 125I-albumin,acetaminophen, salicylate and diclofenac uponIA administration to RA patients.103 The terminalhalf-lives of the drugs (listed in Tab. 2) were foundto increase with the fraction of drug bound toproteins (albumin) in the SF. Lymphatic clearanceof albumin was suggested to contribute to the drugefflux due to clearance of albumin bound drugamounting to 1%, 13%, and 48% of the totalclearance for acetaminophen, salicylate and diclo-
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fenac, respectively. An implication of the con-ducted analysis was a limiting half-life of highlyalbumin bound drugs equal to the terminal half-life of the albumin molecule itself (13.1 h).103
Simkin et al.113 also investigated the effect ofprotein binding on articular kinetics. Based on anexamination of data from oral dose studiesinvolving highly bound NSAIDs (>99%), theauthors found that synovial transport was muchtoo fast to be accounted for by synovial clearanceof albumin bound drug solely (Tab. 2). It wassuggested that fast association/dissociation kine-tics relative to drug transit time through thesynovial capillaries would make most of the bounddrug available for diffusion across the endothe-lium. Thus, synovial disappearance rates may notjust depend on drug affinity for proteins but alsoon binding avidity.98,113 Further studies arewarranted to elucidate this aspect of IA drugdisappearance kinetics. It is difficult to unravelthe exact importance of drug characteristics (e.g.,size, lipophilicity, charge, and protein binding) tosynovial disappearance rates. Lipophilicity hasbeen proposed to play a role.100,106,112 However, ahighly lipophilic drug may experience slow effluxfrom the joint as compared to small polarmolecules. This is the case for the lipophilic gas133Xe which was found to be extensively parti-tioned into fat tissue of the joint.106 Apparently,little information is available on the effect ofcharge on disappearance rates through thesynovium. In the early study of Simkin andPizzorno,112 it was found that synovial perme-ability of magnesium and calcium was lower thanfor the other small molecules investigated (e.g.,urea and benzyl alcohol).
Plasma proteins enter the SF (to differentextents) by crossing the endothelium and diffus-ing through the interstitial matrix. This process issize selective, that is, albumin escapes thecapillaries more readily as compared to fibrinogenand macroglobulins.98,114–116 This size depen-dency is partly reflected in the SF/serum proteinconcentration ratios although other factors affectthe concentration ratio as well.116 Inflammationincreases the endothelial permeability for pro-teins and consequently the SF protein concentra-tions as this is not fully counteracted by changesin lymphatic flow.97,99 The permeability increasefor proteins associated with inflammation is notalways followed by a similar increase in synovialpermeability of small solutes due to the dualbarrier construction (the ECM being the criticalbarrier to the transport of small molecules rather
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Table 2. Synovial Disappearance Half-Lives (t1/2) and Molecular Weights (MW) of Various Solutes�
Compound t1/2 (h) MW (g/mol) Comments References
131I-cartilage proteoglycan 12.5 2.5� 106 Rabbit knee 1223H-hyaluronan 10.2 0.09� 106 Rabbit knee 1243H-hyaluronan 13.2 >6� 106 Rabbit knee 12414C-hyaluronan 20.6 2.0� 106 Rabbit knee 286Hyaluronan 21.8–26.3 �3� 106 Rabbit knee 123131I-albumin 3.9 6.7� 104 Rabbit knee 122Albumin 1.23 6.7� 104 Rabbit knee 123125I-ulinastatin 1.3a; 5.6b 6.7� 104 Rabbit knee; affinity
for synovial tissue105
Sodium pertechnetate 0.82/1.78 186 Normal/arthritic rabbit knee 122Acridine orange 0.23 370 Rabbit knee 111Patent blue V 0.40 582 Rabbit knee 111Evans blue 0.92 963 Rabbit knee 111131I-albumin 5.9/12.2 6.7� 104 Canine wrist/knee 119131I� 0.55/0.78 131 Canine wrist/knee 119133Xe 0.11–0.18a; 0.57–1.3b 133 Canine knee 106Ceftiofur 5.1 524 Horse antebrachiocarpal joint 108Procaine 0.80 236 Horse hock joint; hydrolysis
occurs simultaneously287
131I-cross-linked hyaluronan 1.5; 39; 720 Triexponential kinetics,the latter t1/2 reflectingthe cross-linked HA
288
125I-albumin 13.1 6.7� 104 RA 103D2O 0.26 20 Normal and RA 150THO 0.19–0.26 20 Human knee, various conditions 11724Na 0.23/0.20/0.11 24 Normal/minor/more severe RA activity 14924Na 0.39 24 Normal and RA 150131I� 0.64/0.53 131 RA/OA 117133Xe 0.06a; 0.63b 133 RA 107133Xe 0.07–0.26a;0.58–4.0b 133 Human knee, various conditions 106Lidocaine 0.35 234 Arthroscopy patients 289Methotrexate 0.59a; 2.90b 454 RA 104Ceftazidime 0.6 547 Septic arthritis patient 290Diclofenac 5.2 296 RA 103Salicylic acid 2.4 138 RA 103Paracetamol 1.1 151 RA 103Diclofenac 1.5 296 RA/OA, oral dosing 291Etodolac 4.1 287 RA/OA, oral dosing 291Ibuprofen 1.9 206 RA/OA, oral dosing 291(R)- and (S)-ibuprofen 2.6 (R) and 2.3 (S) 206 RA, OA or gouty arthritis, oral dosing 292Indomethacin 3.3 358 RA/OA knee, oral dosing 291Tenoxicam 2.6 337 RA/OA knee, oral dosing 291Aclofenac 2.9 RA, oral dosing 113Flurbiprofen 3.4 244 RA, oral dosing 113Indomethacin 2.8 358 RA, oral dosing 113Ketoprofen 1.9 254 RA, oral dosing 113Naproxen (550 mg) 1.6 230 RA, oral dosing 113Naproxen (500 mg) 1.6 230 RA, oral dosing 113Naproxen (1000 mg) 3.1 230 RA, oral dosing 113Tenoxicam 2.8 337 RA, oral dosing 113Tiaprofenic acid 1.5 260 RA, oral dosing 113Tolmetin 2.2 257 RA, oral dosing 11314C-cortisone 1.3, 1.5 360 Two RA patients 15114C-hydrocortisone 1.0, 1.46, 1.8 362 Three RA patients 15114C-hydrocortisone 0.37a; 2.5–4.2b 362 RA 109
�Values relate to intra-articular administration in human knee joint unless otherwise noted.aSynovial distribution phase.bSynovial elimination phase.
JOURNAL OF PHARMACEUTICAL SCIENCES, VOL. 97, NO. 11, NOVEMBER 2008 DOI 10.1002/jps
INTRA-ARTICULAR DEPOT FORMULATION PRINCIPLES 4631
than the endothelium of the microvessels).97,117 Incontrast, escape of proteins from the joint occursthrough the lymphatic system, a process which isnot size selective for molecules with the size ofplasma proteins.102,114,116,118–120 In relation to thedesign of DDS it is of interest to know the sizelimitations to the lymphatic clearance from thejoint cavity. Rodnan and MacLachlan found thatthe human synovium was equally permeable toalbumin (67 kDa; res¼ 3.6 nm) and g-globulin(150 kDa; res¼ 5.6 nm).120 The res values areEinstein-Stokes diffusion radii.99 Studies in micerevealed diminished protein clearance rates of67–150 kDa proteins as compared to those oflower molecular weight proteins (14–47 kDa).121
To this end it has been found that hyaluronanand cartilaginous proteoglycans are not readilycleared by lymphatic drainage (Tab. 2).122–124 Thefate of particulate and vesicular DDS upon IAadministration is discussed in a following section.
Drug Transport into Cartilage
As revealed above, drugs are likely to distributefrom the SF into various joint tissues after IAadministration. Calculations on glucose trans-port, to feed the chondrocytes of the articularcartilage, have revealed that diffusion of thisnutrient in the relatively viscous SF, per se, mightbe too slow for reaching the center of larger joints.Instead joint motion is suggested to generateadditional solute transport by convection.94,125
Upon attainment of a uniform glucose concentra-tion in the SF, diffusion into cartilage is suffi-ciently fast to supply the chondrocytes with thisnutrient. Similar considerations may be of rele-vance for drug distribution in the joint cavity. Atthe SF-cartilage interface two major parametersgovern the efficiency of solute transport into thecartilage ECM, that is, the size and the charge ofthe solute. Quantitative descriptions relatingrates of diffusion and the latter intrinsic diffusant(drug) properties are lacking. Physicochemicalaspects of the effect of molecular size and chargeon drug accumulation within the cartilage arebriefly presented below.
For solutes, the effective (apparent) diffusioncoefficient for transport in cartilage, D, can berelated to the diffusion coefficient in aqueoussolution D via a so-called turtuosity factor l(expresses the actual solute diffusion lengthper unit thickness of cartilage) and a solute-membrane friction coefficient FSM (a size exclu-
DOI 10.1002/jps JOURNA
sion effect):126
D
D¼ 1
l2
1
1 þ DFSM
� �(1)
For macromolecules like dextran 10 and 40(about 10 and 40 kDa, respectively) D is very smallcompared to D due to a significantly enhancedfriction between the solute molecules and thepore walls (DFSM� 1). In this case (Eq. 2) mayapply:126
D ¼ 1
l2
1
FSM
� �(2)
Interestingly, studies may indicate that evenvery large molecules such as hemoglobulin(68 kDa) and dextran 40, may diffuse into carti-lage albeit at very low rates.126 This might beascribed to a rather inhomogeneous structure ofthe cartilage.127–130 In case of large molecules,transport efficiency into cartilage might to someextent be influenced by convection due to dynamiccompression.131–134
Cartilage proteoglycans are composed of a coreprotein to which at least one GAG chain is co-valently attached. The latter negatively chargedpolysaccharides are mainly chondroitin and ker-atin sulfate.18 Since overall electroneutrality hasto be maintained in cartilage the fixed negativecharges of the proteoglycans have to be balancedby more mobile cations. Consequently an osmoticpressure gradient as well as a potential differenceare created. The phenomenon corresponds to aDonnan exclusion effect. Therefore attempts havebeen made to model drug salt distribution in carti-lage within classical ion exchange theory.126,135–137
Within the cartilage, the total concentration ofcations for an electrolyte salt can be expressed as:
ZcationCcation ¼ ZanionCanion þ Cimmobile anion (3)
where C is the molar concentration in cartilage.Due to the fixed negative charge of the collagenousfiber network, cationic drug molecules have ahigher tendency to distribute into cartilagecompared to anions.135 Based on these earlyobservations efforts have been devoted to exploitthe ion exchange properties of the ECM toenhance drug accumulation in the cartilagetissue. Various positively charged organic mole-cules have been observed to distribute intocartilage.138–147 This includes (i) radiodiagnosticagents for joint imaging containing a N-quatern-ary functional group,142,143 (ii) N-quaternary
L OF PHARMACEUTICAL SCIENCES, VOL. 97, NO. 11, NOVEMBER 2008
4632 LARSEN ET AL.
analogues of anti-inflammatory oxicams,140,144
and (iii) a derivative of the potential DMOADdoxycycline.147
Modeling Joint Escape Kinetics
The elimination of low molecular weight drugs inthe solute state from the synovial cavity has beendescribed by first-order kinetics (Tab. 2). This isconsistent with the view that the interstitialmatrix is the limiting (diffusional) barrier.97,99
Accordingly, Ficks first law may be a suitablestarting point for describing the rate of drugdisappearance from the synovial cavity:112
dN
dt¼ �DA
xðCs � CpÞ (4)
where N is the number of drug molecules in thesynovial cavity, Cs and Cp are the drug concen-trations in the SF and plasma, respectively, D isthe diffusion coefficient, A the available area fordiffusion and x is the length of the diffusion path.Introducing Vs as the SF volume and assumingthat the systemic circulation acts essentially as asink (Cp 0) (Eq. 4) may be rewritten
dCs
dt¼ �kCs (5)
where k (¼DA/xVs) is the synovial escape (clear-ance) rate constant due to simple diffusion.Difference in chemical potential is the drivingforce of diffusion and in simple systems, such as adialysis cell, this can be approximated by theconcentration gradient. Pursuing the analogybetween the joint and a dialysis apparatus witha porous membrane impermeable to proteins andmacromolecules, it is apparent that Cs in (Eqs. 4and 5) should be the free drug concentrationrather than the total analytical concentrationnormally measured. A number of experimentalfindings complicate this simplified view: theinteraction of drug substances with the macro-molecules of the SF and articular cartilage as wellas the transport of protein bound drug out of thejoint cavity.103,113 As regard binding to tissuecomponents and macromolecules in the SF, directproportionality between the free and total drugconcentration may be found in case (i) the drugconcentration is much smaller than the concen-tration of binding sites148 and (ii) the attainmentof the distribution equilibria are fast. It may bedifficult to evaluate whether these prerequisitesare fulfilled. However, it may be the case forNSAIDs since the therapeutic drug concentra-tions are much smaller than that of their primary
JOURNAL OF PHARMACEUTICAL SCIENCES, VOL. 97, NO. 11, NOVEMBER 20
transport protein (albumin). The clearancekinetics of the SF proteins by the lymphaticshas been found to obey first-order kinetics119,122
and, consequently, this can also be expected forprotein bound drugs.103 Altogether, drug effluxfrom the joint cavity should follow first-orderkinetics when the following (idealized) conditionsprevail: the drug binding phenomena are con-centration independent and the various contri-buting transport processes can be characterizedas first-order processes. However, the rate con-stant k in (Eq. 5) should be replaced by a compositerate constant k0, which describes the observedtime dependence of the total synovial drugconcentration upon IA instillation. Support tothe adequacy of (Eq. 5) to describe synovialkinetics may be found in the series of studiesfollowing first-order kinetics for several half-livesfor various solutes119,122,149–151 This equation,however, does not take into account the distribu-tion phase observed in some studies (e.g.103,104)upon IA administration of drug solutions.
The transport equation outlined above may becombined with knowledge on the drug releasemechanism of a specific drug delivery system, toestimate the IA drug concentration versus timeprofile. Two limiting cases can be envisioned. Fordelivery systems providing a constant rate of drugrelease (krel; mole drug released per time and unitSF volume) an approximately constant synovialdrug concentration may be achieved for a period oftime:
dCs
dt¼ krel � k0Cs (6)
In contrast, for a DDS where release is governedby drug partitioning between the vehicle and theSF phase, the overall joint escape can be expectedto apply to first-order kinetics. Delivery systemsapproximating the former case (zero order drugrelease) may be suspensions of poorly solublesteroids. Indications, that this is the case, are thealmost constant plasma steroid concentrationsfound for prolonged time periods following aninitial phase of rapid drug appearance in thesystemic circulation.
ON FUTURE IA DRUG DELIVERY STRATEGIES
In this section a rationale for localized drugdelivery (based on pharmacokinetic considera-tions) is presented. Several parenteral depot
08 DOI 10.1002/jps
INTRA-ARTICULAR DEPOT FORMULATION PRINCIPLES 4633
formulation technologies have been investigatedfor the IA route of administration. A more com-prehensive treatise of aspects of the applicabilityof major depot formulation principles is given.This includes prolonged release properties, in vivofate and issues related to their manufacture.These considerations are also expected to be ofrelevance for other mentioned depot DDS typesof potential utility for novel IA depots in the areaof postoperative pain control and OA. Further, therole of in vitro models for quality control and theassessment of the controlled release capabilities ofpotential IA depot formulations is discussed. Theintriguing concept of gene transfer to arthriticjoints has been the subject of several reviews152–156
and is not considered further in the presentcontext.
Rationale for Localized Drug Delivery
For drugs that have to be transported to a discretesite of action (e.g., a knee joint) by the systemiccirculation, the fraction of the administered dosethat enters the target site is dependent on theextent of drug distribution to other tissues ofthe body.148 After completion of the drug distribu-tion phase, the amount of drug in the body at(steady state) equilibrium (CVD) is given by
CVD ¼ CVp þ CXn
i¼1
ViKi (7)
where C is the plasma concentration, VD is theapparent volume of distribution and, Vp refersto the plasma volume. Vi and Ki represent thevolume and the tissue-to-plasma ratio of drugconcentrations for the specific tissue (i), respec-tively, and n refers to the total number of tissuecompartments. Thus, the fraction of a given drugdose that reaches the particular joint ( fjoint) mightroughly be estimated from
fjoint ¼VjointKjoint
VD(8)
For major weight-bearing joints K values closeto unity are to be expected for most small-moleculedrugs. Although the magnitude of Vjoint mightvary to some extent with type and severity ofdisease, the key parameter influencing the size offjoint is VD that may vary widely (7–40000 L/70 kgbody weight) depending on the physicochemicalproperties of the individual drug compound.148 Tothis end it can be mentioned that after oral dosing,
DOI 10.1002/jps JOURNA
a steady state VD of about 90 L has been reportedfor the selective COX-2 inhibitor rofecoxib.157 Thisdrug has now been withdrawn from the marketdue to severe side effects after oral administra-tion. In addition to drug mixtures for multimodalanalgesia, local administration might thereforealso be considered for anti-arthritic drug candi-dates that are prohibited from oral administrationdue to severe systemic side effects or bioavail-ability problems. Direct IA instillation of depotformulations appears most realistic for futureanti-osteoarthritic drugs based on the fact that inOA only few joints are affected. The clinical courseof RA is characterized by a variable diseaseactivity of spontaneous remissions and exacerba-tions (flare-ups) of the chronic inflammatory jointprocess. In the case of episodes of discrete jointflare-ups158 and to treat resistant knee mono-arthritis159–161 local anti-inflammatory therapymight also be indicated.
Potential IA Depot Drug Delivery Systems
Aqueous glucocorticoid suspensions remain theonly world wide, commercially available depottype for IA injection. In addition, the performanceof a variety of depot principles have beeninvestigated in vivo (Tab. 3). Most of these studieshave been carried out in animals with the rabbitbeing the most frequently used animal model. Theadequacy of employed injection methodologies tominimize trauma, tissue damage and extra-articular leakage162–164 has not been optimallyaddressed in any of these experimental studies.Another common feature is the apparent lack ofinformation about the robustness of the obtainedin vivo data to minor changes in depot character-istics such as size (particles/droplets) and charge.In several studies it was reported that the IAadministered formulation in question was welltolerated. Although the lack of significant localtoxicity has to be documented through morecomprehensive studies, feasible biocompatibilitymight, in general, be anticipated since pharma-ceutical excipients of several of these formulationsalready constitute the building blocks of marketeddepots intended for other parenteral routes ofadministration.165
As apparent from Table 3, far the majority of theinvestigated therapeutic systems have involvedliposome or microsphere-based DDS. Numerousreports indicate that advanced drug deliveryliposomes might be of potential utility to overcome
L OF PHARMACEUTICAL SCIENCES, VOL. 97, NO. 11, NOVEMBER 2008
Ta
ble
3.
Over
vie
wof
Exp
erim
enta
lD
rug
Del
iver
yS
yst
ems
Ad
min
iste
red
Intr
a-A
rtic
ula
rly
Dru
g/M
odel
Com
pou
nd
An
imal
Mod
el/H
um
an
Com
men
tsR
efer
ence
s
Lip
osom
esC
orti
sol
21-p
alm
itate
Rabbit
(in
du
ced
art
hri
tis)
Dru
gin
corp
orate
din
lip
idbil
ayer
.177
Part
icle
size
not
defi
ned
.S
ust
ain
edan
ti-i
nfl
am
mato
ryef
fect
of3
days
171,1
73
Cor
tiso
l21-p
alm
itate
RA
pati
ents
Dru
gin
corp
orate
din
lip
idbil
ayer
.P
art
icle
size
not
defi
ned
.S
ust
ain
edan
ti-i
nfl
am
mato
ryef
fect
of14
days
174
Tri
am
cin
olon
eace
ton
ide
21-p
alm
itate
Rabbit
(in
du
ced
art
hri
tis)
Dru
gin
corp
orate
din
lip
idbil
ayer
.P
art
icle
size
not
defi
ned
.P
rolo
nged
rete
nti
onin
the
join
tca
vit
y(3
8%
rem
ain
ing
aft
er8
h)
com
pare
dto
free
tria
mci
nol
one
ace
ton
ide
inso
luti
on
172
Dex
am
eth
aso
ne
21-p
alm
itate
Rabbit
(hea
lth
y)
Dru
gin
corp
orate
din
lip
idbil
ayer
.P
art
icle
size
ran
ge:
0.1
–30m
m.
Op
tim
al
end
ocyto
sis
inp
art
icle
size
ran
ge:
0.7
5–5m
m175
Dex
am
eth
aso
ne
21-p
alm
itate
Rabbit
(hea
lth
yan
din
du
ced
art
hri
tis)
Dru
gin
corp
orate
din
lip
idbil
ayer
.P
art
icle
size
ran
ge:
160–750
nm
.T
he
am
oun
tof
dru
gre
main
ing
inth
ejo
int
incr
ease
sw
ith
part
icle
size
.P
rolo
nged
rete
nti
onin
the
join
t(3
6%
rem
ain
ing
aft
er6
h)
com
pare
dto
mic
rocr
yst
all
ine
tria
mci
nol
one
ace
ton
ide.
Up
tak
eof
lip
osom
al
dru
gin
the
syn
oviu
m1–2
days
aft
erin
ject
ion
.R
eten
tion
enh
an
ced
inh
ealt
hy
join
tsco
mp
are
dto
infl
am
edjo
ints
176
Met
hot
rexate
Rabbit
(hea
lth
yan
din
du
ced
art
hri
tis)
Dru
gen
trap
ped
inth
eaqu
eou
sp
hase
.M
ean
part
icle
size
:1.0
7m
m.
Rap
idle
ak
age
ofso
me
dru
gfr
omli
pos
omes
.P
rolo
nged
rete
nti
onin
the
join
t(4
6%
rem
ain
ing
aft
er24
h)
com
pare
dto
an
aqu
eou
sso
luti
onof
the
free
dru
g.
Low
up
tak
eof
lip
osom
e(d
ose
dep
end
ent)
by
syn
oviu
m
180
Met
hot
rexate
Rat
(in
du
ced
art
hri
tis)
Met
hot
rexate
an
alo
gu
e(a
ph
osp
hol
ipid
covale
ntl
ybou
nd
tom
eth
otre
xate
via
am
ide
bon
d)
inco
rpor
ate
din
toli
pid
bil
ayer
.M
ean
part
icle
size
:100
nm
(sm
all
)an
d1.2
mm
(larg
e).
Su
stain
edan
ti-i
nfl
am
mato
ryef
fect
for
21
days
(larg
eli
pos
omes
).P
rolo
nged
rete
nti
onin
the
join
t(6
%an
d29%
rem
ain
ing
aft
er24
hfo
rsm
all
an
dla
rge
lip
osom
es,
resp
ecti
vel
y)
com
pare
dto
the
free
dru
g
293
Tra
nsf
orm
ing
gro
wth
fact
or-b
1(T
GF
-b1)
Rabbit
(fu
ll-t
hic
kn
ess
art
icu
lar
cart
ilage
def
ects
)In
dic
ati
ons
ofan
acc
eler
ate
dea
rly-s
tage
rep
air
ofth
eart
icu
lar
cart
ilage
def
ects
294
Lact
ofer
rin
Mou
se(i
nd
uce
dart
hri
tis)
Dru
gm
ost
lik
ely
entr
ap
ped
inth
eaqu
eou
sp
hase
.P
osit
ivel
yan
dn
egati
vel
ych
arg
edli
pos
omes
.P
art
icle
size
not
defi
ned
.F
ast
dru
gre
lease
from
lip
osom
es.
Pro
lon
ged
rete
nti
onti
me
inth
ejo
int
ofth
ep
osit
ive
charg
edli
pos
ome
(15%
rem
ain
ing
aft
er24
h)
com
pare
dto
an
aqu
eou
sso
luti
onof
the
free
dru
g
295
Lid
ocain
eR
abbit
(hea
lth
y)
No
chara
cter
izati
onof
lip
osom
es.
Fast
dru
gtr
an
sfer
toth
eblo
odfo
rfr
eed
rug
as
wel
las
lip
osom
een
trap
ped
lid
ocain
e179
JOURNAL OF PHARMACEUTICAL SCIENCES, VOL. 97, NO. 11, NOVEMBER 2008 DOI 10.1002/jps
4634 LARSEN ET AL.
Ta
ble
3.
(Con
tin
ued
)
Dru
g/M
odel
Com
pou
nd
An
imal
Mod
el/H
um
an
Com
men
tsR
efer
ence
s
Dic
lofe
nac
Rabbit
(in
du
ced
art
hri
tis)
Dru
gen
trap
ped
inth
eaqu
eou
sp
hase
.L
ipos
omes
an
dn
ioso
mes
inco
rpor
ate
din
hyd
rop
hil
icp
olym
ergel
s(l
ipog
elos
omes
an
dn
iogel
osom
es).
Part
icle
size
:200–250
nm
.F
ast
dru
gre
lease
from
lip
osom
es(9
3%
aft
er48
h).
Slo
wer
rele
ase
from
lip
ogel
osom
es(5
0%
aft
er48
h).
Lon
ges
tre
ten
tion
inth
ejo
int
wit
hli
pog
elos
ome
(50–70%
rem
ain
ing
aft
er24
h)
178
Clo
dro
nate
Sh
eep
(in
du
ced
art
hri
tis)
Dru
gm
ost
lik
ely
entr
ap
ped
inth
eaqu
eou
sp
hase
.N
och
ara
cter
izati
onof
lip
osom
es.
Up
tak
eof
lip
osom
esin
the
syn
oviu
m.
No
ther
ap
euti
cef
fect
296
Clo
dro
nate
Mou
se(h
ealt
hy
an
din
du
ced
art
hri
tis)
Dru
gm
ost
lik
ely
entr
ap
ped
inth
eaqu
eou
sp
hase
.M
ean
part
icle
size
:1m
m.
Dep
leti
onof
ph
agoc
yti
cli
nin
gce
lls
wit
hin
3d
ays
297,2
98
Clo
dro
nate
Rabbit
(in
du
ced
art
hri
tis)
Dru
gm
ost
lik
ely
entr
ap
ped
inth
eaqu
eou
sp
hase
.P
art
icle
size
:200–300
nm
.195
Up
tak
eof
lip
osom
esin
syn
oviu
mte
mp
orary
an
ti-i
nfl
am
mato
ryan
dan
tier
osiv
eef
fect
299
Clo
dro
nate
RA
pati
ents
Dru
gm
ost
lik
ely
entr
ap
ped
inth
eaqu
eou
sp
hase
.P
art
icle
size
:120–160
nm
.D
eple
tion
ofsy
nov
ial
lin
ing
macr
oph
ages
.D
ecre
ase
exp
ress
ion
ofad
hes
ion
mol
ecu
les
inth
esy
nov
ial
lin
ing
(red
uce
din
flam
mati
on)
300
51C
r(r
ad
ion
ucl
ide)
Rabbit
(in
du
ced
art
hri
tis)
Aco
mp
lex
of51C
ran
da
lip
oph
ilic
chel
ato
rw
as
inco
rpor
ate
din
toth
eli
pid
ph
ase
.M
ean
part
icle
size
:100
nm
.M
ore
than
41%
rem
ain
ing
inth
ejo
int
aft
er21
days.
Acc
um
ula
tion
ofra
dio
act
ivit
yin
the
syn
oviu
m
301
Ben
zop
orp
hyri
nd
eriv
ate
-mon
oaci
dri
ng
Rabbit
(in
du
ced
art
hri
tis)
No
chara
cter
izati
onof
the
lip
osom
es.
Hig
hass
ocia
tion
ofth
ed
rug
toth
esy
nov
ium
.P
ossi
bil
ity
ofu
sin
gp
hot
odyn
am
icth
erap
yin
man
agem
ent
ofau
toim
mu
ne
dis
ord
ers
302
Dru
g/M
odel
Com
pou
nd
An
imal
Mod
el/H
um
an
Com
men
tsR
efer
ence
s
Mic
rosp
her
esN
one
Rabbit
(hea
lth
y)
Pol
yla
ctic
aci
d,
pol
ybu
tylc
yan
oacr
yla
te,
gel
ati
nan
dalb
um
inm
icro
sph
eres
.P
art
icle
size
:1–10m
m.
Alb
um
inm
icro
sph
eres
bes
tto
lera
ted
by
the
syn
ovia
lti
ssu
e.U
pta
ke
ofm
icro
sph
eres
into
the
syn
oviu
m.
Maxim
um
up
tak
efo
rp
art
icle
size
<5m
m
303
Ros
eB
engal
Rabbit
(in
du
ced
art
hri
tis)
Alb
um
inm
icro
sph
eres
.M
ean
part
icle
size
:3.5
mm
.R
ap
idin
itia
lre
lease
.P
rolo
nged
rete
nti
onin
the
join
t(9
–25%
rem
ain
ing
aft
er7
days)
com
pare
dto
the
free
mod
elco
mp
oun
d.
Up
tak
eof
mic
rosp
her
esin
toth
esy
nov
ium
304
(Con
tin
ued
)
DOI 10.1002/jps JOURNAL OF PHARMACEUTICAL SCIENCES, VOL. 97, NO. 11, NOVEMBER 200
INTRA-ARTICULAR DEPOT FORMULATION PRINCIPLES 4635
8
Ta
ble
3.
(Con
tin
ued
)
Dru
g/M
odel
Com
pou
nd
An
imal
Mod
el/H
um
an
Com
men
tsR
efer
ence
s
Pre
dn
isol
one
ortr
iam
cin
olon
eR
abbit
(hea
lth
y)
Hea
td
enatu
rate
dalb
um
inm
icro
sph
eres
.M
ean
part
icle
size
:23m
m.
Dec
rease
dp
lasm
aabso
rpti
onra
tefr
omm
icro
sph
eres
com
pare
dto
that
ofsu
spen
sion
s.N
ou
pta
ke
into
the
syn
oviu
m.
Pot
enti
al
ad
sorp
tion
ofm
icro
sph
eres
tosy
nov
ium
305
Dic
lofe
nac
Rabbit
(in
du
ced
art
hri
tis)
Alb
um
inan
dp
oly(l
act
ide-
co-g
lyco
lid
e)m
icro
sph
eres
.P
art
icle
size
:5–15m
m.
Sig
nifi
can
tin
itia
lbu
rst
rele
ase
(in
vit
ro).
No
sust
ain
edre
lease
effe
ctin
viv
o
306,3
07
Cel
ecox
ibR
at
(in
du
ced
art
hri
tis)
Ch
itos
an
mic
rosp
her
es.
Part
icle
size
:8–16m
m.
Sig
nifi
can
tin
itia
lbu
rst
rele
ase
(in
vit
ro).
Lim
ited
sust
ain
edre
lease
effe
ctin
viv
o
308,3
09
Nap
roxen
Rabbit
(in
du
ced
art
hri
tis)
Alb
um
inan
dp
oly(l
act
ide-
co-g
lyco
lid
e)m
icro
sph
eres
.P
art
icle
size
:5–10m
m.
Som
ein
itia
lbu
rst
rele
ase
(in
vit
ro).
PL
GA
mic
rosp
her
esm
ore
pro
mis
ing
than
alb
um
inm
icro
sph
eres
310
Dex
am
eth
aso
ne
Rabbit
(hea
lth
y)
Pol
y(D
,L-l
act
ide)
mic
rosp
her
es.
Part
icle
size
:40–110m
m.
Incr
ease
dm
olec
ula
rw
eigh
tof
pol
ym
erre
sult
edin
slow
erin
vit
rore
lease
from
mic
rosp
her
es.
No
dru
gd
etec
ted
inse
rum
wit
hin
24
h.
Dru
gd
etec
ted
insy
nov
ial
cavit
y(n
otin
the
SF
)u
pto
7d
ays
311
Cou
mari
n(fl
uor
esce
nt
dye)
Rabbit
(hea
lth
y)
D,L
-lact
icaci
dol
igom
erm
icro
sph
eres
.P
art
icle
size
s:20–100m
m;
100–200m
m.
Mic
rosp
her
elo
cali
zed
inp
opli
teal
fat
tiss
ue
(in
dep
end
ent
onp
art
icle
size
an
dm
olec
ula
rw
eigh
tof
olig
omer
)
312
Pacl
itaxel
Rabbit
(in
du
ced
art
hri
tis)
Pol
y(l
act
ide-
co-g
lyco
lid
e),
pol
y(L
-lact
ide)
,p
oly(c
ap
rola
cton
e)m
icro
sph
eres
.P
art
icle
size
s:1–20m
m;
35–100m
m.
Sh
ort
bu
rst
rele
ase
(5–7%
)fo
llow
edby
sust
ain
edre
lease
for
30
days
(in
vit
ro).
Infl
am
mato
ryre
spon
seu
sin
gsm
all
part
icle
size
sw
her
eas
larg
erp
art
icle
size
sw
ere
fou
nd
tobe
bio
com
pati
ble
313
Non
eR
at
(hea
lth
y)
Pol
y(D
,L-l
act
ide-
co-g
lyco
lid
e)m
icro
-an
dn
an
osp
her
esw
ith
mea
np
art
icle
size
sof
265
nm
an
d26.5
mm
,re
spec
tivel
y.
Dis
per
sion
ofm
icro
sph
eres
inth
ejo
int
cavit
y(p
oten
tial
ad
hes
ion
toth
esu
rface
ofth
esy
nov
ium
).U
pta
ke
ofn
an
osp
her
esin
the
syn
oviu
m.
314
Bet
am
eth
aso
ne
sod
ium
ph
osp
hate
Rabbit
(in
du
ced
art
hri
tis)
Pol
y(D
,L-l
act
ide-
co-g
lyco
lid
e)n
an
osp
her
es.
Part
icle
size
:300–490
nm
.D
ecre
ase
ofin
itia
lbu
rst
rele
ase
by
incr
easi
ng
ofth
em
olec
ula
rw
eigh
tof
the
pol
ym
er.
Su
stain
edan
ti-i
nfl
am
mato
ryef
fect
for
21
days
315
JOURNAL OF PHARMACEUTICAL SCIENCES, VOL. 97, NO. 11, NOVEMBER 2008 DOI 10.1002/jps
4636 LARSEN ET AL.
Ta
ble
3.
(Con
tin
ued
)
Dru
g/M
odel
Com
pou
nd
An
imal
Mod
el/H
um
an
Com
men
tsR
efer
ence
s
Met
hot
rexate
Rabbit
(hea
lth
y)
Pol
y(L
-lact
ide)
mic
rosp
her
es.
Part
icle
size
:60–190m
m.
Rap
idbu
rst
rele
ase
(in
vit
ro).
Ind
icati
onof
asl
igh
tly
pro
lon
ged
dru
gre
lease
com
pare
dto
the
free
dru
gin
aso
luti
on.
Rec
over
yof
small
dru
gam
oun
tsin
the
syn
ovia
lti
ssu
esaft
er24
h.
Pot
enti
al
dep
osit
ion
ofm
icro
sph
eres
inth
ead
ipos
ela
yer
316,3
17
Insu
lin
Mou
se(h
ealt
hy)
Pol
y(D
,L-l
act
ide-
co-g
lyco
lid
e)m
icro
sph
eres
.R
ap
idbu
rst
rele
ase
(in
vit
ro).
Insu
lin
act
ivit
y(s
tim
ula
tion
ofE
CM
syn
thes
is)
aft
erre
lease
from
mic
rosp
her
es
318
Hol
ium
-166
Rabbit
(hea
lth
y)
Pol
y(L
-lact
ide)
mic
rosp
her
es.
Part
icle
size
:2–13m
m.
Ret
enti
onin
the
join
tsp
ace
(98%
aft
er120
h).
No
up
tak
eby
the
lym
ph
nod
es319
Hol
ium
-166
Pati
ents
wit
hR
AC
hit
osan
mic
rosp
her
es.
Part
icle
size
not
defi
ned
.M
ost
ofth
ein
ject
edd
ose
rem
ain
slo
cate
din
the
join
tca
vit
y320,3
21
DD
SD
rug/M
odel
Com
pou
nd
An
imal
Mod
elC
omm
ents
Ref
eren
ces
Mis
cell
an
eou
sD
DS
Su
per
para
magn
etic
iron
oxid
en
an
opart
icle
sF
luor
esce
nt
dye
(Cy3.5
)S
hee
p(h
ealt
hy)
Su
per
para
magn
etic
iron
oxid
en
an
opart
icle
sco
ate
dw
ith
pol
yvin
yl
alc
ohol
.E
nfo
rced
up
tak
ein
toth
esy
nov
ium
by
an
extr
aco
rpor
all
yap
pli
edm
agn
et
322
Zyn
-Lin
ker
sTM
Re-
186
orY
-90
Rabbit
(hea
lth
y)
Syn
thet
icli
pid
–li
ke
mol
ecu
les
des
ign
edfo
rlo
cal
del
iver
y,
for
exam
ple
,of
rad
ion
ucl
ides
for
rad
iosy
nov
ecto
my.
Rap
idbin
din
gof
Zyn
-Lin
ker
sto
the
syn
oviu
m.
Loc
ali
zati
onan
dre
ten
tion
inth
ek
nee
regio
n(>
90%
aft
er4–6
days)
323
Com
ple
xG
ad
olin
ium
tetr
aaza
cycl
odod
ecan
ete
traace
tic
aci
d
Dog
(hea
lth
y)
Gd
-com
ple
xas
con
trast
agen
tsin
MR
imagin
gof
the
join
ts.
Mea
nIA
half
-lif
eof
the
com
ple
xcl
ose
to2
h
324
Ela
stin
-lik
ep
olyp
epti
des
(EL
P)
Non
eR
at
(hea
lth
y)
Th
erm
ogel
lin
gbio
pol
ym
ers
(EL
P)
that
aggre
gate
up
onIA
inje
ctio
n.
Pro
lon
ged
rete
nti
onin
the
join
tca
vit
y(n
onaggre
gati
ng
EL
P,
t 1/2¼
3.4
h;
aggre
gati
ng
EL
P,
t 1/2¼
3.7
days)
201
Calc
ium
alg
inate
Tra
nsf
orm
ing
gro
wth
fact
or-b
Rabbit
(ost
eoch
ond
ral
def
ects
)Im
pla
nta
tion
ofalg
inate
bea
ds
into
oste
och
ond
ral
def
ects
.S
low
invit
rore
lease
ofT
GF
-bfr
omalg
inate
(30%
to40%
rete
nti
onaft
er5
days)
.Im
pro
ved
rep
air
ofth
eart
icu
lar
cart
ilage
def
ects
325
(Con
tin
ued
)
DOI 10.1002/jps JOURNAL OF PHARMACEUTICAL SCIENCES, VOL. 97, NO. 11, NOVEMBER 2008
INTRA-ARTICULAR DEPOT FORMULATION PRINCIPLES 4637
Ta
ble
3.
(Con
tin
ued
)
DD
SD
rug/M
odel
Com
pou
nd
An
imal
Mod
elC
omm
ents
Ref
eren
ces
Gel
ati
nh
yd
rogel
mic
rosp
her
esB
asi
cfi
bro
bla
stgro
wth
fact
or(b
FG
F)
Rabbit
(hea
lth
yan
din
du
ced
art
hri
tis)
Mea
np
art
icle
size
:70m
m.
Ret
enti
onin
the
join
tca
vit
y(3
%re
main
ing
aft
er7
days)
.L
ocali
zati
onof
bF
GF
inso
ftti
ssu
e(i
ncl
ud
ing
syn
oviu
m)
bu
tn
otin
art
icu
lar
cart
ilage.
Ind
icate
ind
uce
dan
abol
icef
fect
son
cart
ilage
an
dsu
pp
ress
ion
ofth
ep
rogre
ssio
nof
OA
326
Gel
ati
n/c
hon
dro
itin
6-s
ulf
ate
mic
rosp
her
esA
lbu
min
an
dca
tala
se(m
odel
pro
tein
s)M
ouse
(hea
lth
y)
No
ph
agoc
yto
sis
ofth
em
icro
sph
eres
.M
icro
sph
eres
wer
efo
un
dto
be
non
infl
am
mato
ryin
viv
o196
Late
xp
art
icle
sN
one
Rat
(hea
lth
y)
Pol
yst
yre
ne
late
xaver
age
part
icle
size
:240
nm
.P
hagoc
yto
sis
ofsy
nov
ial
cell
sat
the
syn
oviu
m-c
art
ilage
jun
ctio
nw
as
stu
die
d.
Pot
enti
al
invol
vem
ent
ofbot
hty
pe
A(m
acr
oph
age-
lik
e)an
dty
pe
B(fi
bro
bla
st-l
ike)
syn
ovia
lce
lls,
chon
dro
cyte
san
dte
nd
once
lls
inth
ep
hagoc
yto
sis
327
4638 LARSEN ET AL.
JOURNAL OF PHARMACEUTICAL SCIENCES, VOL. 97, NO. 11, NOVEMBER 20
various barriers to drug delivery includingbiocompatibility, fast elimination and targetaccess.166,167 A safety concern to be consideredis, however, that one of the most frequentlyencountered clinical problems after infusion ofPEGylated liposomes into certain subjects is theinitiation of non-IgE-mediated hypersensitivityreactions. These pseudoallergic reactions arebelieved to arise via complement activation.168,169
In liposome-based product development alsocritical technology-oriented challenges mightemerge. These might relate to the large-scale(aseptic) manufacturing process as well as to theachievement of acceptable long-term physicalstability of the formulation.170 Water-solubledrugs are mainly entrapped in the aqueous space,whereas more lipophilic compounds can be inter-calated into the phospholipid bilayer. In the lattercase only modest drug loads can be accomplished.Liposomal preparations containing lipophilic cor-ticosteroid derivatives (Tab. 3) afforded sustainedanti-inflammatory activity after IA injection inthe rabbit and in man.171–176 The steroids weremost likely incorporated into the phosholipidbilayer. Shaw177 observed a diminished retentionof cortisol derivatives in dipalmitoyl phosphati-dylcholine liposomes as a function of decreasinglipophilicity of the investigated compounds afterapplying such liposomes to aqueous buffer. Incomparison to the steroid preparations, the morepolar drugs methotrexate, lidocaine and diclofe-nac experienced a much less pronounced prolon-gation of the IA residence time from liposomeformulations.178–180 Despite the limited number ofstudies performed (involving different experimen-tal conditions) it appears that the inherentsustained release capability of conventional lipo-some preparations is questionable. For drugsdissolved in the aqueous core, drug release isexpected to proceed through diffusion across theintact bilayer whereas burst release may resultfrom destruction of the phospholipid membranes.Analogously, drug liberation from degraded lipidmembranes, in case of the steroid liposomeformulations, will most likely lead to precipitationof the poorly soluble steroid derivative. Sinceadequate reference formulations containing therespective steroid derivative were not included inthe above mentioned studies it cannot be excludedthat the observed sustained anti-inflammatoryeffects were afforded by slow dissolution of theprecipitated drugs in the joint cavity. In thiscontext it should be mentioned that the Depo-Foam1 technology, that may show some resem-
08 DOI 10.1002/jps
INTRA-ARTICULAR DEPOT FORMULATION PRINCIPLES 4639
blance to multivesicular liposomes, may be usefulfor sustained drug delivery.181
Sustained release properties of biodegradablemicrosphere preparations (with the active agentdissolved or dispersed in a polymer-based matrix)are well-established. A number of microsphere-based products (duration of therapeutic activityranging from about 2 weeks to 3 months) areapproved for parenteral administration in areassuch as cancer and schizophrenia.182 Owing totheir excellent biocompatibility, the biodegrad-able polyesters poly(lactide-co-glycolide) (PLGA)are the most frequently used materials for themicroencapsulation of drugs. Despite the fact thatPLGA-based products have been launched, thedevelopment of therapeutic PLGA microspheresmight, however, be far from straightforward asdiscussed in more detail elsewhere.183,184 Othersynthetic polymers frequently used in the designof microparticles include polyanhydrides,185,186
poly(ortho esters)187 and poly-e-caprolactone.188
Polymeric matrices comprising polymers of nat-ural origin, such as albumin189 and chitosan,190
have also been investigated. The in vivo studiesperformed (Tab. 3) do not provide a clear-cutpicture of the capability of the microsphereapproach to substantially prolong the IA resi-dence time of drugs. In general, modification ofdrug release can be accomplished by the employ-ment of copolymers consisting of synthetic poly-mers endowed with different susceptibilities toundergo hydrolytic degradation or throughchange of drug lipophilicity by prodrug forma-tion.191 Basically, after an initial burst, drugliberation from such depots may involve (i) drugdiffusion out of the matrix, (ii) erosion of thematrix or (iii) a combination of these two releasemechanisms. Diffusion controlled release is tobe expected for small-molecule water-solubledrugs imbedded in hydrophilic polymer networkssuch as chitosan microspheres.192 As to themore hydrophobic synthetic polymers, poly-e-caprolactone188 and poly(ortho ester)187 micro-spheres degrade mainly by bulk hydrolysis andsurface erosion, respectively. In contrast PLGA(and probably also polyanhydride-based) micro-spheres may undergo both surface and bulk ero-sion. The underlying mechanism for bulk erosion(and the accompanying significant decrease in corepH) is not fully elucidated.183,193,194 Like lipo-somes, microspheres might be taken up by syno-vial macrophages after instillation into the jointspace. Size-dependent phagocytotic uptake havebeen observed (Tab. 3) but parameters like surface
DOI 10.1002/jps JOURNA
charge might also influence the efficiency of endo-cytosis where apparently a net negative surfacecharge prohibits extensive phagocytosis.195,196
Seemingly, glucocorticoids represent the onlydrug class that has been injected intra-articularlyin the form of depot suspensions. As mentioned ina previous section such formulations are reason-ably well tolerated although ‘‘steroid flare’’ reac-tions occasionally occur.197 In vitro phagocytosisof steroid crystals by leukocytes has beenreported,198 however, information about uptakeof solid steroid particles by synovial cells in vivo isapparently lacking. Drug appearance in the SFafter IA injection of aqueous suspensions ismainly governed by the dissolution rate of thepoorly soluble agent. According to the Noyes-Whitney equation, the dissolution rate is directlyproportional to the drug solubility and the totalsurface area of the solid particles. The parenteralsuspension may be an advantageous dosage formfrom the perspective that high drug load can beachieved and only a minimum of pharmaceuticalexcipients is needed. However, in spite of thesimplicity of this formulation type, parenteralsuspensions pose certain challenges to the man-ufacturing process and physical stability.199,200
Interestingly, aqueous solutions of certainelastin-like polypeptides (biopolymers with mole-cular weights in the order of 50 kDa) are observedto exhibit a phase transition above a giventransition temperature characterized by the for-mation of micron or submicron size aggregates(potential drug vehicles). In situ aggregate for-mation after IA injection of aqueous solutions ofsuch biopolymers in rats resulted in a significantlyprolonged IA residence time as compared to that ofthe dissolved biopolymer.201 Also patented depotDDS principles based on in situ gel formationmight be of potential interest for the IA route ofadministration.202,203 In fact, the in situ formingparenteral DDS approach may, in general, con-stitute a means to circumvent various criticalissues, such as physical stability and sterilization,related to the development of microparticulatesystems.204–206
On Novel IA Approaches for PostoperativePain Control
It is to be expected that future IA depots acting ina multimodal fashion should comprise at least oneanalgesic agent and one anti-inflammatory drug.In addition to the IA depot principles dealt withabove, it can be mentioned that in the area of
L OF PHARMACEUTICAL SCIENCES, VOL. 97, NO. 11, NOVEMBER 2008
4640 LARSEN ET AL.
local anesthetics several approaches to achievesustained drug action after various parenteralroutes of administration have been investigated.The therapeutic agents, mainly bupivacaine andlidocaine, have been incorporated into micro-spheres,207–216 liposomal formulations,217–223
lipid solutions (iophendylate),224–226 vegetableoil,227 liquid synthetic polymers,228 lipid–protein–sugar particles,229 injectable gels,230 dry emul-sions to be reconstituted prior to use,231 andlipospheres.232 Interestingly, inclusion of smallamounts of dexamethasone (about 0.04%) inbupivacaine microspheres has been demonstratedto prolong bupivacaine analgetic activity signifi-cantly in animal studies.211,212 Similar effectshave been observed in man as regards intercostalblockade207 and after subcutaneous infiltration ofbupivacaine microspheres.208 The mechanismsbehind the blockade-prolonging effect of gluco-corticoids are far from fully elucidated.208
Assuming that optimal pain relief after minorjoint surgery requires analgetic and anti-inflam-matory action locally at the site of trauma overabout 1 and 7 days, respectively, the first step inthe search for achievement of this therapeuticgoal might be to investigate the possibility ofusing combinations of already marketed drugproducts. Although sufficiently prolonged anti-inflammatory activity can be accomplished byusing suspensions of glucocorticoid ester deriva-tives such as methylprednisolone acetate (Depo-Medrol1), their onset of action might be relativelyslow. Also suspensions of poorly soluble esterprodrugs of the more potent steroid betametha-sone (e.g., Diprospan1)233 are used for IA injec-tion. In addition to the 17,21-dipropionylesterderivative, the latter product also containsbetamethasone in the form of the water-soluble21-phosphate ester. The rationale for incorpora-tion of the water-soluble prodrug is apparently toensure fast onset of drug action. After entranceinto the systemic circulation, 21-phosphate estersof various glucocorticoids are cleaved relativelyfast to give the parent drug.234,235 After i.v.injection of dexamethasone phosphate ester thein vivo conversion rate exceeded that observedafter prodrug incubation in full blood by a factor ofabout 25, suggesting that the major sites forphosphate ester bond cleavage are the highlyperfused organs, that is, the liver and kidney.236
In this connection, determination of betametha-sone pharmacokinetics after combined IA injec-tion of the acetate and phosphate 21-esters of thecorticosteroid led to the suggestion that the
JOURNAL OF PHARMACEUTICAL SCIENCES, VOL. 97, NO. 11, NOVEMBER 20
phosphate ester did seem to be an unnecessarypart of the combination due to rapid clearancefrom the joint cavity.237 Aqueous solutions ofmorphine and bupivacaine are marketed, andboth drugs (and in combinations) have demon-strated positive analgesic effects after IA injec-tion. However, as discussed in more detailelsewhere26 their effectiveness in the immediatepostoperative period are relatively short-lived (atbest 8–12 h in case of morphine).
In summary, it appears conceivable to suggestthat optimal IA multimodal analgesia is presentlynot achievable by combinations of existing pro-ducts due to the lack of sufficiently long-actingtherapies for abolishment of the acute painfollowing surgical injuries. Although speculative,prolongation of the effects of morphine andbupivacaine might potentially be achieved byadministering these agents in the form of poorlysoluble salts. It is well known that pamoic acidforms poorly soluble salts with many drugscontaining an amine functional group.238,239 Alsoother aromatic ortho-hydroxycarboxylic acidshave been observed to render relatively poorlysoluble amine salts240,241 including the NSAIDdiflunisal, that forms salts with morphine, bupi-vacaine as well as lidocaine. Use of the commonion effect for prolonging the release of bupivacainefrom mixed salt suspensions in vitro have recentlybeen reported.242 Compared with the use ofcombinations of drug products, an IA depot typecapable of controlled parallel release of ananalgesic and an anti-inflammatory agent may,a priori, exhibit therapeutic advantages. To thisend lipid solutions might be of potential interest.Oil depot injectables (mainly ester prodrugs ofantipsychotics and steroid hormones dissolvedin vegetable oils) for intramuscular and subcuta-neous administration have been in the market-place for decades.243–245 The fact that drug releaserates from such oil vehicles, at least in part, areinfluenced by the oil–water distribution coeffi-cient of the drug246,247 opens for the possibility ofdesign of depots with feasible delivery character-istics since manipulation of distribution coeffi-cients might be accomplished through prodrugformation (e.g., morphine ester prodrugs248) oroptimization of oil vehicle composition.249
On Novel IA Approaches in Arthritic Disorders
Whereas inhibition or modification of the activityof components of the SF might be of relevance in
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the treatment of arthritic disorders, the synoviumand the articular cartilage are considered addi-tional major target tissues for drug action asregard RA and OA, respectively. In a recentreview,250 approaches for targeting the inflamedsynovium via the systemic circulation have beendealt with in a highly competent manner. Inaddition to liposome approaches to providesynovial macrophage depletion following endocy-tosis,251 some of the strategies to confer regionalor cell-specific homing of therapeutic agents mightalso give inspiration to the development of novelIA depot formulations providing sustained as wellas targeted drug action. Based on results obtainedby using integrin antagonists,252–255 the prospectsfor the use of novel small-molecule antagonists ofcell-specific CAM molecules as pro-moieties injoint-targeted prodrug design appears especiallyattractive. Also synovial-specific transductionpeptides may be used as transport vectors tofacilitate drug access to activated synovial fibro-blasts.256 In case the ultimate target is locatedin the SF or within the articular cartilage,nonspecific phagocytotic uptake of the injecteddepot DDS by cells of the synovial lining isunwanted. Due to the architecture of the carti-lage, electrically neutral solute molecules withmolecular weights above approximately 10 kDahave been shown to get modest access to the innerspace of the ECM. It is therefore less likely thateven nanosize DDS should accumulate to anysignificant extent within the cartilage microen-vironment. These considerations may suggestthat prolonged delivery to cartilage sites of drugaction can only be accomplished when the drug isreleased from the immobilized depot directly intothe SF or perhaps preferably, at the interfacebetween the SF and the cartilage. In addition tosize, also the charge of the active agents isexpected to influence transport into the ECM ofthe cartilage. The high negative charge density ofthis matrix may limit the entrance of anionic drugcompounds. Transient masking of such negativecharges by prodrug design might abolish or atleast minimize this barrier to effective drugdistribution into the cartilage. Since nonspecificphagocytosis, at least theoretically, can be avoidedby careful control of particle size (distribution)and overall surface charge, it appears conceivableto suggest that a number of microparticulate-based depot types possesses the potential ofenabling slow drug release into the SF after IAinstillation. More detailed information about thein vivo fate of such depot types including the
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kinetics of drug release from the depot has,however, to be established through future studies.Interestingly, modulation of drug release mightalso be accomplished by using depot buildingblocks that are susceptible to degradationmediated by enzymes, the SF level of which isexpected to vary with the state of inflammation.To this end it has been shown that model proteinrelease rates from gelatin-chondroitin 6-sulfatemicrospheres varied with the concentration ofmatrix metalloproteases in the SF.196 Althoughspeculative, chitosan-based drug delivery systemsmight provide some degree of drug release at theSF-cartilage interface. Despite the fact that theamine groups of this polysaccharide are onlypartly ionized at physiological pH (pKa 6.3190)some affinity to the anionic ECM of the cartilagecan not be excluded. Further, this polysaccharideis of significant interest in the design of in situforming depot systems, since the physical proper-ties of polymeric chitosans change with theenvironmental pH. Under acidic conditions itforms a viscous solution, whereas the compoundtransforms into a gel at pH 7.4.257
In Vitro Release Models for Quality Control andFormulation Development Purposes
From a regulatory point of view the drug productspecifications is a key document through whichreproducible product quality, or in other wordsbatch to batch consistency of product perfor-mance, has to be documented. This documentationmay, dependent on the formulation type in ques-tion, embrace different product characteristics.On the other hand control of drug release ratefrom the formulation has to be demonstrated forall parenteral depots. In this field, therefore,development of suitable in vitro release models(for quality control as well as formulationdevelopment purposes) constitutes a significantchallenge, Currently, no regulatory approvedstandard methods exist for testing drug releasefrom controlled release parenteral products. Asregard such quality control methods, acceleratedin vitro release testing might be of particularutility for parenteral depots characterized by aduration of action exceeding a few weeks.258–260
Basically, employed in vitro release methodsmight be divided into three broad categories (i)sample and separate methods, (ii) continuous flowmethods, and (iii) dialysis techniques.261,262 TwoUSP (United States Pharmacopeia) apparatus,
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the reciprocal cylinder (apparatus 3) and the flowthrough cell (apparatus 4) have been recom-mended for controlled release parenterals.258–260
In addition to the use in quality control andformulation development, the in vivo relevance ofemployed in vitro methods should also be con-sidered.260 Dialysis membrane-based models arein general considered feasible only for the studyof drug release from depots intended for admin-istration sites for which drug release undernonsink conditions is prevailing.262,263 The dia-lysis technique has been used to study drug rele-ase from a variety of formulations, for example, oilsolutions,247 aqueous suspensions,241,242 micro-spheres,264,265 liposomes,266–268 nanoparticles,269
emulsions,270,271 and in situ forming DDS.272
Different experimental setups have been used,with the relatively simple dialysis bag techniquebeing the most widely used model.268–272 Thisincludes the Float A Lyzer1 tube system thatrecently has gained considerable inter-est.261,264,265 A bulk reverse dialysis bag techni-que270,271 has been applied in order to circumventproblems related to the maintenance of sinkconditions during the release studies. Othermodel modifications include the side-by-sidediffusion cell,270 a fractional dialysis method,267
the reciprocating dialysis tubes273 and the rotat-ing dialysis cell.241,242,246,247,249,274–279 Sincemodel related factors vary from model to model,rate constants obtained by using different meth-ods are not directly comparable.
In case of IA injection, the depot is administeredinto a small compartment (the joint cavity) inwhich the drug is released under nonsink condi-tions. Due to the noncontinuous nature of thesynovial lining, small-molecule drugs are mainlytransported out of this compartment and into theblood driven by a diffusional process.
In particular the rotating dialysis cell model,consisting of a small donor compartment (max.10 mL) and a large acceptor compartment (max.1000 mL) might appear attractive for investiga-tion of some key parameters influencing IA drugresidence times after local instillation of variousdepot DDS.241,242,247,276 In the area of in vitro–in vivo correlations, however, the latter method isexpected to be applicable primarily for simpledrug formulations. To this end the disappearanceof drugs (molecular weight range 137–2068 Da),applied to the donor cell of this model in the formof aqueous solutions, was found to obey strict first-order kinetics with half-lives in the range of 0.2–8 h.276 Interestingly, quite similar IA elimination
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half-lives have been reported in the literature(Tab. 2). The applicability of the rotating dialysiscell model to simulate the drug transfer rates outof the joint cavity is presently under investigationin our lab.
CONCLUDING REMARKS
Compared to oral administration, the advantageof intra-articular drug instillation is that only aminimum amount of drug is required to exert localactivity within the joint space. This relativelysimple form of localized drug delivery minimizesdrug exposure to inappropriate sites. Since drugsdissolved in the synovial fluid are rapidly elimi-nated from the joint (t1/2 of about 0.1–6 h),maintenance of therapeutic concentrations overextended periods of time necessitates the admin-istration of the drug in the form an injectabledepot formulation. There is still an unmet need forIA therapies providing optimal pain relief afterminor joint surgery. Such alleviation of post-operative pain, based on the concept of multi-modal analgesia, may involve concomitant releaseof analgesics and anti-inflammatory agents fromthe IA delivery system over about 1 and 7 days,respectively. In the area of osteoarthritis, approv-ed disease-modifying therapies are lacking. Noveltreatment options may arise from the identifica-tion of a vast number of potential targets for drugaction. Since OA usually affects a single or only afew joint(s), long-lasting IA technologies compris-ing future anti-arthritic agents hold promise.Several formulation principles are used in mar-keted (non-IA) parenteral depots despite the factthat, for example, their manufacture and physicalstability are far from straightforward. The per-formance of these depot types (and many others)after IA injection has been investigated primarilyin animal models. Promising results are achievedbut need to be substantiated by future studies. Tothis end, it has to be realized that localized drugdelivery not necessarily is synonymous withtargeted drug delivery, especially when the drugtarget is located in the articular cartilage whichmay constitute a significant barrier to highmolecular weight drugs. However, already avail-able results suggest that intra-articular depotformulations, containing drug mixtures for multi-modal analgesia or future arthritic disease-modifying agents, are likely to emerge within areasonable time horizon.
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INTRA-ARTICULAR DEPOT FORMULATION PRINCIPLES 4643
ACKNOWLEDGMENTS
The present contribution has been supportedby the Danish Medicinal Research Council, theDanish Rheumatism Association, and the DrugResearch Academy, Copenhagen Denmark.
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