INTERNATIONAL MARITIME ORGANIZATION E · 1.4.2 intervals between the periodical surveys of...

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I:\FSI\17\11.doc For reasons of economy, this document is printed in a limited number. Delegates are kindly asked to bring their copies to meetings and not to request additional copies. INTERNATIONAL MARITIME ORGANIZATION IMO E SUB-COMMITTEE ON FLAG STATE IMPLEMENTATION 17th session Agenda item 11 FSI 17/11 16 January 2009 Original: ENGLISH/ FRENCH REVIEW OF THE SURVEY GUIDELINES UNDER THE HSSC AMENDMENTS TO THE CODE FOR THE IMPLEMENTATION OF MANDATORY IMO INSTRUMENTS Report of the Correspondence Group Part 1 Submitted by France SUMMARY Executive summary: This document contains the report of the intersessional Correspondence Group on the Review of the Survey Guidelines under the HSSC and of the Code for the Implementation of Mandatory IMO Instruments Strategic direction: 5.2 High-level action: 5.2.1 Planned output: 5.2.1.2 Action to be taken: Paragraph 21 Related documents: FSI 16/WP.2; FSI 16/11; FSI 16/INF.4; FSI 16/INF.5; FSI 15/12/1; FSI 14/11/3 and FSI 13/12/1 General 1 At its sixteenth session the FSI Sub-Committee formed the Correspondence Group on the Review of the Survey Guidelines under the HSSC, under the coordination of France, giving it the following terms of reference: .1 to further develop the draft amendments to the Survey Guidelines under the HSSC while identifying the status of the list of amendments to relevant instruments using, as a basis, annexes 1 and 2 of document FSI 16/WP.2, in accordance with the course of action approved by the Sub-Committee;

Transcript of INTERNATIONAL MARITIME ORGANIZATION E · 1.4.2 intervals between the periodical surveys of...

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For reasons of economy, this document is printed in a limited number. Delegates are kindly asked to bring their copies to meetings and not to request additional copies.

INTERNATIONAL MARITIME ORGANIZATION

IMO

E

SUB-COMMITTEE ON FLAG STATE IMPLEMENTATION 17th session Agenda item 11

FSI 17/11 16 January 2009 Original: ENGLISH/

FRENCH

REVIEW OF THE SURVEY GUIDELINES UNDER THE HSSC

AMENDMENTS TO THE CODE FOR THE IMPLEMENTATION OF MANDATORY IMO INSTRUMENTS

Report of the Correspondence Group

Part 1 Submitted by France

SUMMARY

Executive summary:

This document contains the report of the intersessional Correspondence Group on the Review of the Survey Guidelines under the HSSC and of the Code for the Implementation of Mandatory IMO Instruments

Strategic direction:

5.2

High-level action:

5.2.1

Planned output:

5.2.1.2

Action to be taken:

Paragraph 21

Related documents:

FSI 16/WP.2; FSI 16/11; FSI 16/INF.4; FSI 16/INF.5; FSI 15/12/1; FSI 14/11/3 and FSI 13/12/1

General 1 At its sixteenth session the FSI Sub-Committee formed the Correspondence Group on the Review of the Survey Guidelines under the HSSC, under the coordination of France, giving it the following terms of reference:

.1 to further develop the draft amendments to the Survey Guidelines under the HSSC

while identifying the status of the list of amendments to relevant instruments using, as a basis, annexes 1 and 2 of document FSI 16/WP.2, in accordance with the course of action approved by the Sub-Committee;

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.2 to develop further, in close co-operation with the Secretariat, draft amendments to the Code for the Implementation of Mandatory IMO Instruments while identifying the items in document FSI 16/INF.4 that had not been dealt with to date in the amendments to the Code and have been left for future amendments, using as a basis the annexes to documents FSI 16/11 (annex 2) and FSI 16/INF.4, in accordance with the course of action approved by the Sub-Committee;

.3 to consider further the drafting of survey guidelines addressing AFS through the

possible addition of an appendix either to the Survey Guidelines under the HSSC or to resolution MEPC.102(48);

.4 to prepare a draft MSC/MEPC resolution or circular concerning guidance on the

timing of replacement of existing certificates by the certificates issued after the entry into force of amendments to certificates in IMO instruments; and

.5 to submit a report to FSI 17.

2 Representatives of the following countries took part in the correspondence group�s work: Angola, Australia, the Bahamas, Canada, China, Cyprus, Denmark, Finland, France, Germany, Greece, Italy, Japan, Liberia, Malta, the Marshall Islands, New Zealand, Norway, Panama, the Republic of Korea, the Russian Federation, Spain, Sweden, Turkey, the United Kingdom and the United States. Observers from the non-governmental organization IACS (International Association of Classification Societies) also took part. 3 The group used the �Correspondence Group Forum� internet platform provided in the Organization�s GISIS website. It hopes that all members will become familiar with this means of exchange and will exploit its potential to the full in the future. Review of resolution A.997(25) 4 The work of the correspondence group focuses on amendments to the relevant IMO regulatory instruments. The group addressed the requirements deriving from the amendments that will enter into force up to and including 31 December 2009. 5 In addition, in our preparation of the draft resolution we have taken into account editorial comments concerning resolution A.997(25) made by the Organization�s Publishing Service, which were kindly passed to us by the Secretariat. We wish to thank the Publishing Service for its careful scrutiny of resolution A.997(25). 6 The outcome of the correspondence group�s work is set out in annex 1. 7 Regarding the inclusion of guidelines relating to the International Convention on the Control of Harmful Anti-Fouling Systems on Ships, the majority of the members who contributed were of the opinion that it would be advisable to refrain from mentioning that convention in the HSSC Survey Guidelines. 8 References to the AFS Convention have thus been crossed out pending confirmation by the Sub-Committee whether the check for the onboard presence of an AFS Certificate should be retained in the guidelines.

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9 The Sub-Committee may consider it necessary to ensure that the certificate required under the AFS Convention is kept on board. Thus, only matters relating to the above-mentioned verification have been kept in square brackets, pending the decision of the Sub-Committee. 10 The survey guidelines which have been developed in view of the AFS Convention are contained in the document in annex 4. This document could be attached to resolution MEPC.102(48). 11 One member of the correspondence group expressed the opinion that it is now time to revise the whole of resolution MEPC.102(48) in the light of experience gained. 12 In accordance with a decision taken by the Sub-Committee at its fourteenth session, the group has not included in the Guidelines any provisions of the 2004 Ballast Water Management Convention. However, since certain provisions of that convention entered into force implicitly on 1 January 2009, the group suggests that the Sub-Committee should refer to the provisions of document BWM.2/Circ.7. Amendments to resolution A.996(25) 13 The work of the correspondence group focuses on amendments to the relevant IMO regulatory instruments and also takes into account the new provisions adopted since the last session whose entry into force extends until 2010. 14 The outcome of the group�s work on amendments to the Code for the Implementation of IMO mandatory instruments is set out in annex 2. Identification of items that have not been dealt with to date 15 The group reviewed documents FSI 15/12/1 and FSI 16/INF.4 in order to identify items within them that have not been dealt with to date. 16 The outcome of the group�s work after considering the above-mentioned documents is set out in annex 3. Preparation of a draft MSC-MEPC circular on Guidance on the timing of replacement of existing certificates by the certificates issued after the entry into force of amendments to certificates in IMO instruments 17 One member of the group recalled that the Marine Environment Protection Committee had dealt with a comparable situation at its fifty-fourth session and had approved circular MEPC.1/513 (18 April 2006) stating the terms of validity of IOPP certificates and their supplements issued prior to the entry into force of the revised MARPOL Annex I on 1 January 2007. 18 The group decided to adopt a similar approach to that taken by the MEPC and drafted the joint MSC-MEPC circular contained in annex 5.

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Consideration of consolidated audit summary reports 19 The Sub-Committee will recall its decision that the Correspondence Group on Consolidated Audit Summary Reports should work under the auspices of our group. We are grateful to the delegation of the United Kingdom for coordinating this part of the work. 20 The summary of that particular group�s work is contained in part 2 of this report. Action requested of the Sub-Committee 21 The Sub-Committee is invited to consider the results of the group�s work and take action as appropriate.

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ANNEX 1

PROPOSED AMENDMENTS TO THE SURVEY GUIDELINES UNDER THE HARMONIZED SYSTEM OF SURVEY AND CERTIFICATION

(RESOLUTION A.997(25)) FOR THE PURPOSE OF 1974 SOLAS AND 1966 LL CONVENTIONS, 1988 SOLAS AND LL PROTOCOLS,

AND IBC AND IGC CODES

(Supplements and revisions to annex 1 of document FSI 16/WP.2) 1 Proposed modification for Table of Contents Appendixes 21 [Appendix 3 SURVEY GUIDELINES UNDER THE 2004

INTERNATIONAL CONVENTION FOR THE CONTROL AND MANAGEMENT OF SHIPS. BALLAST WATER SEDIMENTS]

170

2 Proposed modification to General � 1 Introduction. 1.1 These Guidelines supersede the guidelines adopted by resolution A.948(23) A.997(25)

and take account of the Harmonized System of Survey and Certification in the following instruments:

1.2 These Guidelines contain amendments to statutory instruments which have entered into

force up to and including 31 December 2009: (see appendix 1): 1.4.2 intervals between the periodical surveys of equipment covered by the Cargo Ship Safety

Equipment Certificate are alternatively alternately two and three years instead of two years;

3 Proposed modification to General � 2 Types of survey In 2.8.1, 2.8.3, 2.8.5, 2.8.7: complete the reference as follow:

MARPOL 73/78, Annex IV, regulation 4.1.1 MARPOL 73/78, Annex VI, regulation 5(1)(a) 4 Proposed modification to General � 5.2 Extending to five years a certificate issued for less than five years Last 4 lines read: �in accordance with SOLAS 74/88/04 regulation I/14(b)(ii), LLC 66/88/04 article 19(2)(b), MARPOL 90/04, Annex I, regulation 10.2.2, MARPOL 90/04 Annex II regulation 10.2.2, MARPOL Annex VI IV, regulation 8.2.2, MARPOL Annex VI regulation 9(2)(b), the IBC Code 83/90/04, regulation 1.5.6.6.2 1.5.6.2.2, the IGC Code 83/90/04, regulation 1.5.6.2.2, the BCH Code 85/90/00, regulation 1.6.6.2.2.�

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5 Proposed modification to General � 5.8 Surveys required after transfer of the ship to the flag of another State Second sentence reads: �When so requested, the Government of the State whose flag the ship was formally formerly entitled to fly is obliged to forward, as soon as possible, to the new Administration copies of certificates carried by the ship before the transfer and, if available, copies of the relevant survey reports and records, such as record of safety equipment and conditions of assignment for load line.� 6 Proposed modification to General � 5.10 Inspection of the outside of the passenger ship�s bottom Last paragraph reads: �If a survey in dry-dock is not completed within the maximum intervals referred to above, the Passenger Ship Safety Certificate should cease to be valid until the survey in dry-dock is completed.� 7 Proposed modification to General � 5.11 Survey of radio installations First sentence reads: �The survey of the radio installations, including those used in life-saving appliances, should always be carried out by a qualified radio surveyor who has necessary knowledge of the requirements of the 1974 SOLAS Convention, the International Telecommunication Union�s Radio Regulations and the associated performance standards for radio equipment.� 8 Proposed modification to General � 5.12 Survey of the automatic identification system (AIS) Last sentence reads: �The survey of the automatic identification system should be carried out using suitable test equipment capable of performing all the relevant measurements required by these guidelines The survey of the automatic identification system should be carried out using suitable test equipment capable of performing all the relevant measurements required by and in accordance with the Guidelines on Annual Testing of the Automatic Identification System (AIS) MSC.1/Circ.1252.� 9 Proposed new section 6 to General � 6 Appendixes Appendix 1: Summarize the amendments of mandatory instruments reflected in the Annex 1 to 4 to facilitate the amendment of the Survey Guidelines under the HSSC in the future. Appendix 2: Diagrammatic arrangement of the Harmonized system of survey and certification. 10 Proposed modification for Annex 1 � 1 GUIDELINES FOR SURVEYS FOR THE CARGO SHIP SAFETY EQUIPMENT CERTIFICATE − 1.1 Initial surveys (EI) 1.1.1.11bis checking navigation bridge visibility (SOLAS 74/00, reg. V/22); (EI) 1.1.1.21 examining the plans for the positioning of, and the specification for, the

navigation lights, shapes and sound signalling equipment (International Regulations for Preventing Collisions at Sea (COLREG) in force, regs. rules 20 to 24, 27 to 30 and 33);

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(EI) 1.1.1.24 checking the provision and specification of the long-range identification and tracking system (SOLAS 04, reg. V/19-1);

(EI) 1.1.3.25 examining the provision and positioning and checking the operation of, as

appropriate, the navigation lights, shapes and sound signalling equipment (International Regulations for Preventing Collisions at Sea (COLREG) in force, regs. rules 20 to 24, 27 to 30 and 33);

(EI) 1.1.3.28.13 transmitting heading device providing heading information to radar,

plotting aids and automatic identification system equipment and voyage data recorder;

(EI) 1.1.3.30 checking the record of the voyage data recorder annual performance test

(SOLAS 74/00, reg. V/18); (EI) 1.1.3.31 checking that a valid conformance test report of the long range

identification and tracking system is available on board (SOLAS 04, reg. V/19-1);

(EI) 1.1.4.1 checking the deck foam system, including the supplies of foam

concentrate, and testing that the minimum number of jets of water at the required pressure in the fire main is obtained (see (EI) 1.1.3.1) when the system is in operation (SOLAS 74/00, reg. II-2/10.88; FSSC ch.15) (SOLAS 74/88, reg. II-2/61);

(EI) 1.1.5.6 confirming that the training manual and training aids for the life-saving

appliances have been provided and are available in the working language of the ship (SOLAS 74/00, reg. III/35);

11 Proposed modification for Annex 1 � 1 GUIDELINES FOR SURVEYS FOR THE CARGO SHIP SAFETY EQUIPMENT CERTIFICATE � 1.2 Annual surveys (EA) 1.2.1.23 confirming that the training manual and training aids for the life-saving

appliances are on board available on board in the working language of the ship (SOLAS 74/00, reg. III/35);

(EA) 1.2.2.16 checking that the falls used in launching appliances have been periodically

inspected and have been renewed as necessary in the past 5 years (SOLAS 74/00, reg. III/20);

(EA) 1.2.2.26 checking that the required the navigation lights, shapes and sound

signalling equipment are in order (International Regulations for Preventing Collisions at Sea (COLREG) in force, regs. rules 20 to 24, 27 to 30 and 33);

(EA) 1.2.2.29 checking the rotational deployment of MES (SOLAS 74/88,

reg. III/20.8.2; LSAC section 6.2.2.2); (EA) 1.2.2.31 checking that a valid conformance test report of the long range

identification and tracking system is available on board, where fitted (SOLAS 04 reg. V/19-1);

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12 Proposed modification for Annex 1 � 2 GUIDELINES FOR SURVEYS FOR THE CARGO SHIP SAFETY CONSTRUCTION CERTIFICATE − 2.1 Initial surveys (CI) 2.1.1.1, (CI) 2.1.1.2, (CI) 2.1.1.3, (CI) 2.1.2.7, (CI) 2.1.3.1, (CI) 2.1.3.2, (CI) 2.1.3.3, (CI) 2.1.3.4, (CI) 2.1.3.5, (CI) 2.1.3.6, (CI) 2.1.3.7, (CI) 2.1.3.8, (CI) 2.1.6.1: adding a reference to new SOLAS Ch. II-1 (MSC 216(82)) (CI) 2.1.1.7 examining the plans for the structural fire protection, including ventilation

systems, in accommodation and service spaces, control stations and machinery spaces and oil fuel and lubricating oil systems (SOLAS 74/00, regs. II-2/4.4, 4.2.2, 4,2.2.3, 4.2.2.3, 4.2.2.4, 4.2.2.5, 4.4, 5.2, 5.3.1, 5.3.2, 6.2, 6.3, 7.5.5, 7.7, 8.2, 8.4, 9.2.1, 9.2.2, 9.3, 9.5, 9.7.1, 9.7.2, 9.7.3, 9.7.5.2, 11.2, 11.3, 11.4, 11.5 and 17) (SOLAS 74/88 regs.II-2/42 to 52 (except 45 and 51)).

(CI) 2.1.1.10 examining the arrangements for the openings in the shell plating below the

freeboard deck, (SOLAS 09 reg. II-1/15); (CI) 2.1.1.8, (CI) 2.1.1.9, (CI) 2.1.1.11, (CI) 2.1.1.12: reference to SOLAS 74/88 Ch. II-1 changed to II-2 (CI) 2.1.2.7 checking the access to spaces in the cargo area of oil tankers

(SOLAS 74/00, reg. II-1/12-2) (SOLAS 74/88/92 reg. II-1/12-2) (SOLAS 04, reg. II-1/3-6).

(CI) 2.1.3.1, (CI) 2.1.3.2, (CI) 2.1.3.3, (CI) 2.1.3.4, (CI) 2.1.3.5, (CI) 2.1.3.6, (CI) 2.1.3.7, (CI) 2.1.3.8, (CI) 2.1.6.1: New reference to SOLAS 09 Ch. II-1 (CI) 2.1.3.9 confirming that the machinery, boilers and other pressure vessels,

associated piping systems and fittings are installed and protected so as to reduce to a minimum any danger to persons on board, due regard being given to moving parts, hot surfaces and other hazards (SOLAS 74/00 reg. II-2/4.2 (except 4.2.2.3.4 relating to remote closing of valves included in safety equipment)) (SOLAS 74/88 reg. II-1/26) (SOLAS 74/88 and reg. II-2.15 (except 15.25 15.2.5));

(CI) 2.1.3.45, (CI) 2.1.3.46, (CI) 2.1.3.48: adding references to SOLAS 74/00 reg. II-2/4.2.2.3 (CI) 2.1.3.61bis Confirming that dedicated sea water ballast tanks arranged in ships and

double side skin spaces arranged in bulk carriers of 150 m in length and upward [for ships to which the building contract is placed on or after 1/7/2008] when appropriate have been coated in accordance with resolution MSC. 215(82) (SOLAS 74/00/04 reg. II-1/3-2)

13 Proposed modification for Annex 1 � 2 GUIDELINES FOR SURVEYS FOR THE CARGO SHIP SAFETY CONSTRUCTION CERTIFICATE − 2.2 Annual surveys (CA) 2.2.1.14, (CA) 2.2.2.3, (CA) 2.2.2.4, (CA) 2.2.2.5, (CA) 2.2.2.6, (CA) 2.2.2.34: adding a reference to new SOLAS Ch. II-1 (MSC 216(82))

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(CA) 2.2.1.19bis confirming that the suitable Material Safety Data Sheets are available on board

(CA) 2.2.1.23 confirming, for that bulk carriers of 150 m in length and upwards of single

skin construction designed to carry solid bulk cargoes having a density of 1,780 kg/m3 and above, constructed before 1 July 1999, have, after the implementation date given in SOLAS 94/97 reg. XII/3, sufficient stability and strength to withstand flooding of the foremost cargo hold (SOLAS 74/97 reg. XII/3, 4, 5 and 6);

(CA) 2.2.1.28 Confirming that the coating technical file is available on board [ships to

which the building contract is placed on or after 1/7/2008][when appropriate] (SOLAS 74/00/04 reg. II-1/3-2)

(CA) 2.2.2.4bis examining the arrangements for closing openings in the shell plating below

the freeboard deck (SOLAS 09 reg. II-1/15); (CA) 2.2.2.24 confirming, as far as practicable, that no changes have been made in the

structural fire protection, examining any manual and automatic fire doors and proving their operation, testing the means of closing the main inlets and outlets of all ventilation systems and testing the means of stopping power ventilation systems from outside the space served (SOLAS 74/00 regs.II-2/4.4, 5.2, 5.3.1, 5.3.2, 5.3.2, 6.2, 6.3, 7.5.5, 7.7, 8.2, 8.3, 8.4, 9.2.1, 9.2.3, 9.3, 9.4.2, 9.5, 9.7.1, 9.7.2, 9.7.3, 9.7.5.2, 11.2, 11.3, 11.4, 11.5, 19.3.8, 19.3.10, 20.2.1 and 20.3) (SOLAS 74/88 regs.II-2/42 to 44, 46 to 50 and 52);

(CA) 2.2.2.35 Confirming that the coating system in dedicated SWB tanks in ships and

double side skin spaces arranged in bulk carriers of 150m in length and upward [for ships to which the building contract is placed on or after 1/7/2008] [when appropriate] is maintained and that maintenance, repair and partial recoating are recorded in the coating technical file (SOLAS 74/00/04 reg. II-1/3-2)

(CA) 2.2.3.15 confirming that the corrosion prevention system fitted to dedicated ballast

water tanks of oil tankers and bulk carriers [to which the building contract has been placed before 1/7/2008] [when appropriate] is maintained (SOLAS 74/00/04 reg. II-1/3-2);

(CA) 2.2.4.1, (CIn) 2.3.4.1, (CR) 2.4.4.1: the provisions of (CA) 2.2.3.1. 14 Proposed modification for Annex 1 � 2 GUIDELINES FOR SURVEYS FOR THE CARGO SHIP SAFETY CONSTRUCTION CERTIFICATE − 2.4 Renewal surveys (CR) 2.4.5 For the hull, machinery and equipment of cargo ships, concerning the

additional requirements for bulk carriers the renewal survey should consist of the provisions of (CI) 2.1.3.63. :

(CR) 2.4.5.1 the provisions of (CI) 2.1.3.63 and 2.1.3.64.

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15 Proposed modification for Annex 1 � 4 GUIDELINES FOR SURVEYS FOR THE CARGO SHIP SAFETY RADIO CERTIFICATE − 4.1 Initial surveys (RI) 4.1.1 For the radio installations, including those used in life-saving appliances,

of cargo ships the examination of plans and designs should consist of: (RI) 4.1.2.12 examining the radiotelephone distress frequency watch receiver

(SOLAS 74/88 regs.IV/7 and 14), including (RI) 4.1.2.18.1 checking for correct operation on Channel 16 and one other by testing with

another fixed or portable VHF installation (SOLAS 74/88 reg. IV/14); (RI) 4.1.2.10.3, 4.1.2.14.2, 4.1.2.15.2, 4.1.2.16.2 : the word �programme� changed to �program� for sake of consistency with the text of the Convention 16 Proposed modification for Annex 1 � 4 GUIDELINES FOR SURVEYS FOR THE CARGO SHIP SAFETY RADIO CERTIFICATE − 4.3 Renewal surveys (RR) 4.3.2 For the radio installations, including those used in radio life-saving

appliances, on of cargo ships the renewal survey should consist of: 17 Proposed modification for Annex 1 � 5 GUIDELINES FOR SURVEYS FOR THE PASSENGER SHIP CERTIFICATE − 5.1 Initial surveys (PI) 5.1.1.1, (PI) 5.1.1.2, (PI) 5.1.1.3, (PI) 5.1.1.4, (PI) 5.1.1.5, (PI) 5.1.1.6, (PI) 5.1.1.7, (PI) 5.1.2.3, (PI) 5.1.2.4, (PI) 5.1.2.5, (PI) 5.1.2.6, (PI) 5.1.2.7, (PI) 5.1.2.8, (PI) 5.1.2.9, (PI) 5.1.2.10, (PI) 5.1.2.12, (PI) 5.1.2.14, (PI) 5.1.2.16, (PI) 5.1.2.17, (PI) 5.1.2.18, (PI) 5.1.2.19, (PI) 5.1.3.1: adding a reference to new SOLAS Ch. II-1 (MSC 216(82)) (PI) 5.1.1.26 examining the plans for the positioning of, and the specification for, the

navigation lights, shapes and sound signalling equipment (International Regulations for Preventing Collisions at Sea (COLREG) in force regs. rules 20 to 24, 27 to 30 and 33);

(PI) 5.1.1.30 checking for the provision and specification of the long rage identification

and tracking system (SOLAS 04, reg. V/19-1); (PI) 5.1.2.2 confirming the arrangements for the subdivision, including the ship�s

stability in the damaged condition, and checking the subdivision load lines (SOLAS 74/88 regs.II-1/4 to 8, 13 and 16) (SOLAS 09 regs. II-1/6, 7, 7-1, 7-2, 7-3, 8, 14, 18);

(PI) 5.1.2.3bis confirming that dedicated sea water ballast tanks have an approved coating

system [for ships to which the building contract is placed on or after 1/7/2008] [when appropriate] (SOLAS 74/00/04 reg. II-1/3-2)

(PI) 5.1.2.11bis confirming the arrangements for closing sidescuttles and their deadlights,

also scuppers, sanitary discharges and similar openings and other inlets and discharges in the shell plating below the bulkhead deck (SOLAS 09 reg. II-1/13);

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(PI) 5.1.2.13bis confirming that gangway, cargo and fuelling ports fitted below the

bulkhead deck can be effectively closed and that the inboard end of any ash or rubbish chutes are fitted with an effective cover; (SOLAS 09 reg. II-1/13);

(PI) 5.1.2.15bis confirming the arrangements to maintain the watertight integrity above the

bulkhead deck (SOLAS 09 reg. II-1/17, 17-1); (PI) 5.1.2.19(bis) confirming that the arrangement for monitoring special category spaces or

ro-ro spaces, when fitted, is satisfactory (SOLAS 09 reg. II-1/23) (PI) 5.1.2.38 confirming that the control system for the auxiliary steering gear, in the

steering gear compartment and, if this gear is power-operated, from the navigating bridge, are is operating satisfactorily and that the latter is independent of the control system for the main steering gear (SOLAS 74/88 reg. II-1/29);

(PI) 5.1.2.99 examining the provision and positioning and checking the operation of, as

appropriate, the navigation lights, shapes and sound signalling equipment (International Regulations for Preventing Collisions at Sea in force, regs. rules 20 to 24, 27 to 30 and 33);

(PI) 5.1.2.102bis checking that a valid conformance test report of the long range and

identification tracking system is available on board (SOLAS 04 reg. V/19-1);

(PI) 5.1.2.121 examining the 406 MHz satellite EPIRB (SOLAS 74/88 regs. IV/7 and 14),

including: (PI) 5.1.3.2(bis) confirming that documented operating procedures for closing and securing

the openings in special category spaces and ro-ro spaces are available on board (SOLAS 09 reg. II-1/23)

(PI) 5.1.3.4, (PI) 5.1.3.5: Reference to SOLAS 74/88 Ch. II-1 changed to Ch/II-2 (PI) 5.1.3.8 confirming that the training manual for the life-saving appliances has been

provided [and is available] in the working language of the ship (SOLAS 74/00/04 reg. III/35);

(PI) 5.1.2.114.3, (PI) 5.1.2.118.2, (PI) 5.1.2.119.2, (PI) 5.1.2.120.2: the word �programme� changed to �program� for sake of consistency with the text of the Convention 18 Proposed modification for Annex 1 � 5 GUIDELINES FOR SURVEYS FOR THE PASSENGER SHIP CERTIFICATE − 5.2 Renewal surveys (PR) 5.2.1.14, (PR) 5.2.1.15, (PR) 5.2.1.16, (PR) 5.2.2.2, (PR) 5.2.2.3, (PR) 5.2.2.4, (PR) 5.2.2.5, (PR) 5.2.2.6, (PR) 5.2.2.7, (PR) 5.2.2.8, (PR) 5.2.2.9, (PR) 5.2.2.10, (PR) 5.2.2.12, (PR) 5.2.2.14, (PR) 5.2.2.15, (PR) 5.2.2.16: adding a reference to new SOLAS Ch. II-1 (MSC 216(82))

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(PR) 5.2.1.13bis confirming that the opening and the closing and locking of side scuttles positioned below the bulkhead deck are being recorded in the log-book (SOLAS 09 reg. II-1/13, 22);

(PR) 5.2.1.16(bis) confirming that documented operating procedures for closing and securing

the openings in special category spaces and ro-ro spaces are available on board (SOLAS 09 reg. II-1/23)

(PR) 5.2.1.18 confirming that the fire control plans are permanently exhibited or,

alternatively, that emergency booklets have been provided and a duplicate of the plans or that the emergency booklet is available in a prominently marked enclosure external to the ship�s deckhouse (SOLAS 74/88 reg. II-2/20);

(PR) 5.2.1.29 confirming that a table or curve of residual deviations for the magnetic

compass is available and that a diagram of the radar installations shadow sectors is displayed (SOLAS 74/00 reg. V/19);

(PR) 5.2.1.35 checking the provisions of (PI) 5.1.3.11 to (PI) 5.1.3.16; (PR) 5.2.1.40 checking that the annual test has been carried out for the Satellite EPIRB

and, if applicable, that shore-based maintenance has been carried out at intervals not exceeding five years (SOLAS 74/04 reg. IV/15);

(PR) 5.2.2.3bis confirming that dedicated sea water ballast tanks have been coated in

accordance with resolution MSC.215(82) [for ships to which the building contract is placed on or after 1/7/2008] [when appropriate] (SOLAS 74/00/04 reg. II-1/3-2)

(PR) 5.2.2.11bis examining the arrangements for closing side scuttles and their deadlights,

also scuppers, sanitary discharges and similar openings and other inlets and discharges in the shell plating below the bulkhead deck (SOLAS 09 reg. II-1/15);

(PR) 5.2.2.13bis confirming that gangway, cargo and fuelling ports fitted below the

bulkhead deck may be effectively closed and that the inboard ends of any ash or rubbish chutes are fitted with an effective cover (SOLAS 09 reg. II-1/15);

(PR) 5.2.2.17(bis) confirming, that the arrangement for monitoring special category spaces or

ro-ro spaces, when fitted, is satisfactory (SOLAS 09 reg. II-1/23) (PR) 5.2.2.44 confirming that the engine-room telegraph giving visual indication of the

orders and answers both in the machinery space and on the navigating navigation bridge is operating satisfactorily (SOLAS 74/88, reg. II-1/37);

(PR) 5.2.2.56 examining the fire pumps and fire main and the disposition of the

hydrants, hoses and nozzles and the international shore connection and checking that each fire pump, including the emergency fire pump, can be operated separately so that two jets of water are produced simultaneously from different hydrants at any part of the ship whilst the required pressure

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is maintained in the fire main (SOLAS 74/00 reg. II-2/10.2; FSSC chs.2 and 12) (SOLAS 74/88 regs.II-2/4 and 19);

(PR) 5.2.2.61 examining the provision of fire-extinguishing systems for the spaces

containing paint and/or flammable liquids and deep-fat cooking equipment in accommodation and service spaces (SOLAS 74/00 regs.II-2/10.6.3 and 10.6.4; FSSC chs.5, 6 and 7) (SOLAS 74/88 ch.II-2 reg. II-2/15.2.5);

(PR) 5.2.2.63 examining and testing, as far as practicable, any fire detection and fire

alarm arrangements in machinery spaces, if applicable, accommodation and service spaces and control spaces (SOLAS 74/00 reg. II-2/27 (except 7.5.5, 7.6 and 7.9); FSSC ch.9) (SOLAS 74/88 regs. II-2/11, 12, 13, 13-1, 14, 36 and 41);

(PR) 5.2.2.69 examining and testing the main inlets and outlets of all ventilation systems

and proving checking that the power ventilation is capable of being stopped from outside the space served (SOLAS 74/00 reg. II-2/5.2.1) (SOLAS 74/88 regs. II-2/16 and 32);

(PR) 5.2.2.83 checking the rotational deployment of MES (SOLAS 74/88

reg. III/20.8.2 ; LSAC section 6.2.2.2); (PR) 5.2.2.95 checking that the required navigation lights, shapes and sound signalling

equipment are in order (International Regulations for Preventing Collisions at Sea in force (COLREG), regs. rules 20 to 24, 27 to 30 and 33);

(PR) 5.2.2.98 checking that a valid conformance test report of the long range

identification and tracking system is available on board, where fitted (SOLAS 04 reg. V/19-1);

(PR) 5.2.2.102 and (PR) 5.2.2.103: adding the word �checking� at the beginning of the sentence 19 Proposed modification for Annex 3 � 1 GUIDELINES FOR SURVEYS FOR THE INTERNATIONAL OIL POLLUTION PREVENTION CERTIFICATE − 1.1 Initial surveys (OI) 1.1.2.12, (OI) 1.1.6.9: read �for oil tanker of 5,000 tonnes deadweight �� (OI) 1.1.6.10 confirming, for oil tankers of 5,000 tonnes deadweight and above, that

arrangements are in place to provide prompt access to shore-based damage stability and residual structural strength computerized calculation 0programsme (MARPOL 90/04 Annex I reg. 37.4).

20 Proposed modification for Annex 3 � 1 GUIDELINES FOR SURVEYS FOR THE INTERNATIONAL OIL POLLUTION PREVENTION CERTIFICATE − 1.2 Annual surveys (OA) 1.2.1.15 checking from the certificates for the type approval of the oil filtering

equipment (MARPOL 90/04 Annex I regs. 14 and 15); (OA) 1.2.2.7, (OA) 1.2.4.15: read �for oil tanker of 5,000 tonnes deadweight ��

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(OA) 1.2.3.3 confirming the segregation of oil fuel and water ballast systems and that the arrangements prohibit the carriage of oil in forepeak tanks or in spaces forward of the collision bulkheads (MARPOL 90/04 Annex I reg. 16);

(OA) 1.2.4.12 examining the piping systems associated with the discharge of dirty ballast

or oil-contaminated water including the part flow system, if fitted (MARPOL 90/04 Annex I reg. 30);

21 Proposed modification for Annex 3 − 1 GUIDELINES FOR SURVEYS FOR THE INTERNATIONAL OIL POLLUTION PREVENTION CERTIFICATE − 1.3 Intermediate surveys (OIn) 1.3.3.3 examining the oil content meter (15 ppm alarm and bilge monitor) for

obvious defects, deterioration or damage and checking the record of calibration of the meter when done in accordance with the manufacturer�s operational and instruction manual (MARPOL 90/04 Annex I reg. 14).

(OIn) 1.3.4.2 examining the oil discharge monitoring and control system and the oil

content meter for obvious defects, deterioration or damage, and to check checking the record or of calibration of the meter when done in accordance with the manufacturer�s operational and instruction manual (MARPOL 90/04 Annex I reg. 31);

(OIn) 1.3.4.4.3 examining at least two selected cargo tanks for the express purpose of

verifying the continued effectiveness of the installed crude oil washing and stripping systems. If the tank cannot be gas-freed for the safe entry of the surveyor, an internal examination should not be conducted. In this case this examination may be conducted in conjunction with the internal examination of cargo tanks required in (Cm) (CIn) 2.3.3.3 in Annex 1;

22 Proposed modification for Annex 3 − 1 GUIDELINES FOR SURVEYS FOR THE INTERNATIONAL OIL POLLUTION PREVENTION CERTIFICATE − 1.4 Renewal surveys (OR) 1.4.4.12 confirming for oil tankers of 5,000 tonnes deadweight and above that

arrangements are in place to provide prompt access to shore based damage stability and residual structural strength computerized calculation programsmes (MARPOL 90/04 Annex I reg. 37.4).

23 Proposed modification for Annex 3 − 2 GUIDELINES FOR SURVEYS FOR THE INTERNATIONAL POLLUTION PREVENTION CERTIFICATE FOR THE CARRIAGE OF NOXIOUS LIQUID SUBSTANCES IN BULK (NI) 2.1.2.2 when necessary, conducting the water test for assessing the stripping

quantity, as required (MARPOL73/78/90/04 Annex II reg. 12 and App.5); (NA) 2.2.2.6 confirming that the ventilation equipment for residue removal is as

approved (MARPOL 90/04 Annex II reg. 13 and App.7); (NA) 2.2.2.8 examining any additional requirements listed on the International

Certificate for the Carriage of Noxious Liquids Substances in Bulk.

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24 Proposed modification for Annex 3 − SURVEY GUIDELINES UNDER THE MARPOL CONVENTION − 2 GUIDELINES FOR SURVEYS FOR THE INTERNATIONAL POLLUTION PREVENTION CERTIFICATE FOR THE CARRIAGE OF NOXIOUS SUBSTANCES IN BULK − 2.4 Renewal surveys (NR) 2.4.2.3 when necessary, conducting the water test for assessing the stripping

quantity, as required (MARPOL 90/04 Annex II reg. 12 and App. 5); 25 Proposed modification for Annex 3 − 4 GUIDELINES FOR SURVEYS FOR THE INTERNATIONAL AIR POLLUTION PREVENTION CERTIFICATE AND THE NOX TECHNICAL CODE (AA) 4.2.2.2.7 confirm that there is a record of fuel changeover, this record should take

form of a log-book as described by the Administration (regulation 14.6 14(6) of Annex VI)*;

(AA) 4.2.2.3.1 confirm that no new installation or equipment except those covered by

(AA) 3.2.2.3.1 have been fitted to the ship after 19 May 2005. (regulation 12.1 12(1) of Annex VI);

(AA) 4.2.3.1 after a satisfactory survey, endorsing the International Prevention of Air

Pollution Certificate International Air Pollution Prevention Certificate; (Ain) 4.3 Intermediate survey: change (Ain) to (AIn) in all the chapter for sake of consistency with standards adopted. (AiIn) 4.3.3.1 after a satisfactory survey, endorsing the International Prevention of Air

Pollution Certificate International Air Pollution Prevention Certificate; (AR) 4.4.3.1 after satisfactory survey the International Prevention of Air Pollution

Certificate International Air Pollution Prevention Certificate; should be issued.

26 Proposed modification for Annex 4 � 1 GUIDELINES FOR THE SURVEYS FOR THE INTERNATIONAL CERTIFICATE OF FITNESS FOR THE CARRIAGE OF DANGEROUS CHEMICALS IN BULK AND THE CERTIFICATE OF FITNESS FOR THE CARRIAGE OF DANGEROUS CHEMICALS IN BULK − 1.1 Initial surveys (DI) 1.1.1.2 examining the plans for the ship type, location of the cargo tanks, cargo

containment, materials of construction, cargo temperature control, cargo tank vent systems, [continuous monitoring of the concentration of flammable vapours], environmental control, electrical installations, fire protection and fire extinction, instrumentation and the provision, specification and stowage of the equipment for personnel protection (IBC Code 83/90/00, chs.2, 4, 6, 7, 8, 9, 10, 11, 13 and 14)

(DI) 1.1.2.21bis examining the system for continuous monitoring of the concentration of

flammable vapours and confirming that the installation tests have been satisfactorily completed (IBC Code 83/90/00, ch.11);

* This information could be contained in the engine-room log-book, the deck log-book, the official log-book, the

oil record book or a separate log-book solely for this purpose.

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27 Proposed modification for Annex 4 � 1 GUIDELINES FOR THE SURVEYS FOR THE INTERNATIONAL CERTIFICATE OF FITNESS FOR THE CARRIAGE OF DANGEROUS CHEMICALS IN BULK AND THE CERTIFICATE OF FITNESS FOR THE CARRIAGE OF DANGEROUS CHEMICALS IN BULK − 1.2 Annual surveys (DA) 1.2.2.10 examining, as far as practicable, the cargo tank vent system, including

the pressure/vacuum valves and secondary means to prevent over- or under-pressure and devices to prevent the passage of flame (IBC Code 83/90/00 ch.8 and , MSC.102(73), MEPC.79(43), ch.8) (BCH Code 85/90/00 ch.IIE and MEPC.80(43), ch.IIE);

(DA) 1.2.2.16bis confirming that the system for continuous monitoring of the concentration

of flammable vapours is satisfactory (IBC Code 83/90/00, ch.11); 28 Proposed modification for Annex 4 − 2 GUIDELINES FOR SURVEYS FOR THE INTERNATIONAL CERTIFICATE OF FITNESS FOR THE CARRIAGE OF LIQUEFIED GASES IN BULK (GI) 2.1.2.11.2 Cargo control and monitoring systems such as level gauging; equipment,

temperature sensors, pressures gauges, cargo pump room and compressors, and proper control of cargo heat exchanges, if operating;

(GI) 2.1.2.12 examining the hull for cold spots following the first loaded voyage

(IGC Code 83/90/00, ch. 4); 29 Proposed modification for Appendix 1 − SUMMARY OF AMENDMENTS TO MANDATORY INSTRUMENTS REFLECTED IN THE SURVEY GUIDELINES UNDER HSSC SOLAS 1974 [up to and including the 2004 amendments (resolutions MSC.170(79) and

MSC. 194(80), MSC 214(81), MSC 216(82) Annex 1 and 2 Alternatively: [up to and including the 2006 amendments, (resolution MSC

194(80) Annex 2, 214(81), MSC 216(82) Annex 1 and Annex 2 except MSC 194(80) Annex 2 Para.2 to Para. 13 and MSC 201(81))]]

IBC Code up to and including the 2004 amendments (Res. MSC.176(79), and

Res. MEPC.119(52) and MSC 219(82)) 30 Proposed modification for Appendix 2 − THE HARMONIZED SYSTEM OF SURVEY AND CERTIFICATION − DIAGRAMMATIC ARRANGEMENT

Code of types of survey:

I _ Initial R � Renewal P � Periodical In � Intermediate A � Annual

***

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ANNEX 2

PROPOSED AMENDMENTS TO THE CODE FOR THE IMPLEMENTATION OF MANDATORY IMO INSTRUMENTS, 2007

SUMMARY OF AMENDMENTS TO MANDATORY INSTRUMENTS

NOT REFLECTED IN THE CODE Instruments Amendments Entry into force SOLAS 1974 Res. MSC.194(80), 2005 Amendments 01.01.2009 Res. MSC.201(81), 2006 Amendments 01.07.2010 Res. MSC.216(82), 2006 Amendments 01.01.2009 01.07.2010 Res. MSC.239(83), 2007 Amendments 01.07.2009 Res. MSC.240(83), 2007 Amendments 01.07.2009 Res. MSC 256(84), 2007 Amendments 01.01.2010 Res. MSC 257(84), 2007 Amendments 01.01.2010

FSS Code Res. MSC.206(81), 2006 Amendments 01.07.2010 Res. MSC.217(82), 2006 Amendments 01.07.2008

01.07.2010 LSA Code Res. MSC.207(81), 2006 Amendments 01.07.2010 Res. MSC.218(82), 2006 Amendments 01.07.2008 IMDG Code Res. MSC 262(84), 2008 Amendments 01.01.2010 IBC Code Res. MSC.219(82), 2006 Amendments 01.01.2009 Res. MEPC. 166(56), 2006 Amendments 01.01.2009 IGC Code Res. MSC. 220(82), 2006 Amendments 01.07.2008 ISM Code Res. MSC.195(80), 2005 Amendments 01.01.2009 ISPS Code Res. MSC.196(80), 2005 Amendments 01.01.2009 1994 HSC Code Res. MSC. 221(82), 2006 Amendments 01.07.2008 Res. MSC. 259(84), 2008 Amendments 01.01.2010 2000 HSC Code Res. MSC. 222(82), 2006 Amendments 01.07.2008 Res. MSC. 260(84), 2008 Amendments 01.01.2010 Res. A.739(18), as amended Res. MSC.208(81), 2006 Amendments 01.07.2010 Res. A.744(18), as amended no amendments adoptedyet Res. MSC.215(82) no amendments adoptedyet 01.07.2008 IS Code, 2008 no amendments adopted yet 01.07.2010

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Instruments Amendments Entry into force SOLAS PROT 1988 Res. MSC.204(81), 2006 Amendments Res. MSC. 227(82), 2006 Amendments 01.07.2008 Res. MSC.240(83), 2007 Amendments 01.07.2009 MARPOL Res. MEPC.156(55), 2006 Amendments 01.01.2010 Res. MEPC.164(56), 2007 Amendments 01.12.2008 Res. MEPC.176(58), 2008 Amendments 01.07.2010

Res. MEPC.94(46), as amended All resolutions, as far as adopted, are to be reflected IBC Code Res. MEPC.166(56), 2007 Amendments 01.01.2009 BCH Code All resolutions, as far as adopted, are to be reflected NOx Code Res. MEPC.177(58), 2008 Amendments 01.07.2010

STCW 1978 Res. MSC.203(81), 2006 Amendments 01.01.2008

STCW Code Part A Res. MSC.209(81), 2006 Amendments 01.01.2008 LL PROT 1988 Res. MSC.223(82), 2006 Amendments 01.07.2008

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ANNEX 1

OBLIGATIONS OF CONTRACTING GOVERNMENTS/PARTIES

The following table contains a non-exhaustive list of obligations, including those obligations imposed when a right is exercised.

Obligations of Contracting Governments/Parties Source Summary description Comments

STCW 78 Reg. VI/5

Mandatory minimum requirements for the issue of certificates of proficiency for ship security officers

in force 1.1.08 by Res. MSC.203(81)

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ANNEX 2

SPECIFIC FLAG STATE OBLIGATIONS The following table contains a non-exhaustive list of obligations, including those obligations imposed when a right is exercised.

Specific flag State obligations Source Summary description Comments

LL 66 and LL PROT 88 Annex I, reg. 22

Scuppers, inlets and discharges

amended by res. MSC.223(82) (in force 1.7.08)

SOLAS 74 Reg. II-1/3-2.2 Reg. II-1/3-2 Reg. II-1/3-2.4 Reg. II-1/3-4.22 and 3-4.3 Reg. II-1/3-4.2.2 and 3-4.3 Reg. II-1/3-8.3 Reg. II-1/3-9.1 Reg. III/20.11.1 and 20.11.2 Reg. III/20.11.1, 20.11.2 and [20.11.3] Reg. III/26.3.1 and 26.3.2 Reg. V/19-1.6 [Reg. V/19-1.9.1]

Approval of corrosion prevention systems of seawater ballast tanks Maintenance of the protective coating Approval of emergency towing arrangements on tankers Appropriate requirements of towing and mooring equipment Means of embarkation and disembarkation [Periodic servicing of launching appliances and, on-load release gear and automatic release hooks � thorough examination at the annual surveys] Approval of fast rescue boats and their launching appliances on ro-ro passenger ships LRIT � Type approval [Decide that not to be provided LRIT information]

deleted after 1.7.08 by res. MSC.216(82) in force 1.7.08 by res. MSC.216(82) Editorial correction in force 1.1.07 by res. MSC.194(80) 01.01.2010 by MSC.256(84) in force 1.7.06 [in force 1.7.08 by res. MSC.216(82)] deleted after 1.7.08 by res. MSC.216(82) in force 1.1.08 by Res. MSC.202(81) [in force 1.1.08 by Res. MSC.202(81)]

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Specific flag State obligations Source Summary description Comments

Reg. V/19-1.9.2 Reg. XI-1/6

Communicate to the Organization Each Administration shall conduct investigations of marine casualties and incidents,

in force 1.1.08 by Res. MSC.202(81) 01.01.2010 by MSC.257(84)

FSS Code Para 4/3.2.2.2 Para 7/2.1 Para 7/2.1.1.1 Para 7/2.1.1.2 Para 7/2.2 Para 7/2.3 Para 9/2.6

Approval of the foam concentrate Fixed pressure water-spraying fire-extinguishing systems - approval Type approval of spraying nozzles Number and arrangement of nozzles Equivalent systems � approval Fixed pressure water-spraying fire-extinguishing systems for cabin balconies − approval Fixed fore detection and fire alarm systems for cabin balconies � approval

in force 1.7.08 by res. MSC.217(82) in force 1.7.08 by res. MSC.217(82) deleted after 1.7.08 by res. MSC.217(82) deleted after 1.7.08 by res. MSC.217(82) amended by res. MSC.217(82) (in force 1.7.08) in force 1.7.08 by res. MSC.217(82) in force 1.7.08 by res. MSC.217(82)

LSA Code Para 4.4.1.2

Endorsement of lifeboat certificate of approval

replaced by res. MSC.218(82) (in force 1.7.08)

ISPS Code Part A.3 Part A.5

International code for the security of ships and port facilities Responsibilities of Contracting Governments Declaration of security

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Specific flag State obligations Source Summary description Comments

Part A.7 Part A.9 Part A.15 Part A.16 Part A.19

Ship security Ship security plan Port facility security assessment Port facility security plan Verification and certification for ships

1994 HSC Code Para 8.9.1.2 Para 8.9.1.3 Para 8.9.7.2 [Para 8.9.11] Para 8.9.12

Approval of novel life-saving appliances or arrangements Notification to the Organization Deployment intervals of MES [Novel life-saving appliances or arrangements] Notification to the Organization

in force 1.7.08 by res. MSC.221(82) in force 1.7.08 by res. MSC.221(82) in force 1.7.08 by res. MSC.221(82) in force 1.7.08 by res. MSC.221(82) in force 1.7.08 by res. MSC.221(82)

2000 HSC Code Para 1.4.36 Para 1.9.1.1.4 Para 1.9.7 [Para 2.7.2]

Determination of �maximum operational weight� Transit voyage � satisfied to the arrangement The worst intended conditions and the operational limitations [Calculation � estimation of KG]

Para 1.4.36 is renumbered as para 1.4.37 by res. MSC.222(82) (in force 1.7.08) in force 1.7.08 by res. MSC.222(82) in force 1.7.08 by res. MSC.222(82) [in force 1.7.08 by res. MSC.222(82)]

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Specific flag State obligations Source Summary description Comments

Para 2.7.4 and 2.14.2 Para 4.8.10 Para 7.3.2 Para 7.7.1.1.9 Para 7.7.3.2.6 Para 7.7.5.5 Para 7.17.3.1.5

Inclining and stability information � approval Evacuation demonstration Approval of structural fire protection details Fire detection system Additional quantity of fire-extinguishing medium Maximum length of fire hoses Water spray system � approval

Para 2.7.4 is renumbered as para 2.7.5 by res. MSC.222(82) (in force 1.7.08) in force 1.7.08 by res. MSC.222(82) Para 7.3.2 is renumbered as para 7.3.3 by res. MSC.222(82) (in force 1.7.08) in force 1.7.08 by Res. MSC.222(82) Para 7.7.3.2.6 is renumbered as para 7.7.3.3.6 by Res. MSC.222(82) (in force 1.7.08) deleted after 1.7.08 by Res. MSC.222(82) in force 1.7.08 by Res. MSC.222(82)

BCH Code Section 1.8 Section 2.17 Chapter IV Para 5A.3.1

New products � establishing suitable conditions � notification to IMO Structural materials for tank construction, etc. Approval of special requirements for specific chemicals Procedures and Arrangements Manual � approval

amended by Res. MEPC.144(54) (in force 1.8.07) deleted after 1.8.07 by Res. MEPC.144(54) amended by Res. MEPC.144(54) (in force 1.8.07) deleted after 1.8.07 by Res. MEPC.144(54)

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Specific flag State obligations Source Summary description Comments

Res. MEPC.94(46), as amended Para 13

Condition assessment scheme Issue, suspension or withdrawal of Statement of Compliance

amended by Res. MEPC.155(55) (in force 1.3.08)

Res. MSC.215(82) Para 3.2 Para 3.4.1 Para 4.4.3 Section 5 Para 6.1.1 Section 7

Performance standard for protective coatings Inspection of surface preparation and coating processes Coating technical file The Technical Data Sheet and Statement of Compliance or Type Approval Certificate � verification Coating system approval Verification of equivalent qualification of coating inspector Verification requirements

in force 1.7.08 by res. MSC.215(82) in force 1.7.08 by res. MSC.215(82) in force 1.7.08 by res. MSC.215(82) in force 1.7.08 by res. MSC.215(82) in force 1.7.08 by res. MSC.215(82) in force 1.7.08 by res. MSC.215(82)

IS Code, 2008 Part A, Ch. 1.2 Part A, Ch. 2.1.3 Part A, Ch. 2.3 Part A, Ch. 3

International code on intact stability, 2008 Criteria demonstrating sufficient ship�s stability in critical stability situation in waves Stability criteria where anti-rolling devices are installed Severe wind and stability criterion Special criteria for certain types of ships

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ANNEX 5

INSTRUMENTS MADE MANDATORY UNDER IMO CONVENTIONS

SOLAS 74 Res. MSC.215(82) reg. II-1/3-2.2

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ANNEX 6

SUMMARY OF AMENDMENTS TO MANDATORY INSTRUMENTS

REFLECTED IN THE CODE The amendments of mandatory instruments reflected in the Annexes 1 through 4 are summarized below to facilitate the amendment of corresponding tables in the future. SOLAS 1974 up to and including the 2004 amendments

(Res. MSC.194(80)) up to and including the 2006 amendments (Res. MSC.216(82) Annex 1, except Res. MSC 194(80) Annex 2 and Res. MSC.201(81)); Res. MSC 256(84); MSC 257(84)

FSS Code Res. MSC.98(73) up to and including the 2006 amendments (Res. MSC.217(82) Annex 1, except Res. MSC.206(81))

LSA Code Res. MSC.48(66) up to and including the 2006 amendments (Res. MSC.218(82), except Res. MSC.207(81))*

IMDG Code up to and including Res. MSC 262(84)

IGC Code up to and including the 2004 amendments Res. MSC.177(79)

up to and including the 2006 amendments (Res. MSC.220(82))

ISM Code up to and including Res. MSC.195(80)

ISPS Code up to and including Res. MSC.196(80)

1994 HSC Code up to and including the 2004 amendments Res. MSC.174(79)

up to and including the 2006 amendments (Res. MSC.221(82)) ; Res. MSC. 259(84)

2000 HSC Code up to and including the 2004 amendments

Res. MSC.175(79) up to and including the 2006 amendments (Res. MSC.222(82)); Res. MSC. 260(84)

Res. MSC.215(82) no amendments yet adopted IS Code, 2008 no amendments yet adopted

SOLAS PROT 1988 up to and including the 2004 amendments (Res. MSC.171(79)) up to and including the 2006 amendments (Res. MSC.227(82), except Res. MSC.204(81))

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MARPOL up to and including the 2006 amendments (Res. MEPC.154(55)) up to and including the 2007 amendments (Res. MEPC.164(56), except Res. MEPC.156(55)); Res MEPC.176(58)

STCW 1978 up to and including the 1997 amendments (Res. MSC.66(68)) up to and including the 2006 amendments (Res. MSC.203(81))

STCW Code Part A up to and including the 2004 amendments (Res. MSC.180(79)

up to and including the 2006 amendments (Res. MSC.209(81)) LL PROT 1988 up to and including the 2004 amendments (Res. MSC.172(79)) up to and including the 2006 amendments (Res. MSC.223(82))

***

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ANNEX 3

STATUS OF AMENDMENTS TO RESOLUTION A997(25) FOR CONSIDERATION BY THE SECRETARIAT D Amendment included in Res.A 997(25) TBD Amendment to be considered in the future N/A Amendment not to be included in Res.A 997(25) 1) FSI 15/12/1 Instrument Chapter

or annex New (N) or existing (E) regulations or Articles

Subject matter Entry into force

Adopting instrument

Status

SOLAS II-2 E 9 Containment of fire 01/07/2010 MSC.201(81) TBD E 15 Arrangements for oil fuel, lubricating oil and other flammable oils TBD SOLAS III E 7 Personal life-saving appliances 01/07/2010 MSC.201(81) TBD SOLAS IV E 7 Radio equipment: General 01/07/2010 MSC.201(81) TBD E 9 Radio equipment: Sea areas A1 and A2 TBD E 10 Radio equipment: Sea areas A1, A2 and A3 TBD SOLAS V E 22 Navigation bridge visibility 01/07/2010 MSC.201(81) TBD SOLAS V E 2 Definitions 01/01/2008 MSC.202(81) D N 19-1 Long-range identification and tracking of ships D SOLAS I E 10 (Part B) � Survey and certifications MSC.204(81) D SOLAS II-1 N 3-2 (Part A-1) � Protective coatings of dedicated seawater ballast tanks

in all types of ships and double-side skin spaces of bulk carriers 01/07/2008 MSC.216(82)

D SOLAS II-2 E 1 (Part A) � Application 01/07/2008 MSC.216(82) D E 3 (Part A) � Definitions D E 4 (Part B) � Probability of ignition D E 5 (Part B) � Fire growth potential D E 6 (Part B) � Smoke generation potential and toxicity D E 7 (Part C) � Detection and alarm D E 9 (Part C) � Containment of fire D E 10 (Part C) � Fire fighting D

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Instrument Chapter or annex

New (N) or existing (E) regulations or Articles

Subject matter Entry into force

Adopting instrument

Status

SOLAS III E 6 (Part B) � Communications 01/07/2008 MSC.216(82) D E 11 (Part B) � Survival craft muster and embarkation arrangements D E 14 (Part B) � Stowage of rescue boats D E 19 (Part B) � Emergency training and drills D E 20 (Part B) � Operational readiness, maintenance and inspections D E 21 (Part B) � Survival craft and rescue boats D E 26 (Part B) � Additional requirements for ro-ro passenger ships D E 31 (Part B) � Survival craft and rescue boats D E 32 (Part B) � Personal life-saving appliances D E 35 (Part B) � Training manual and on-board training aids D SOLAS XII E 6 Structural and other requirements for bulk carriers 01/07/2008 MSC.216(82) D E 12 Hold, ballast and dry space water ingress alarms D E 13 Availability of pumping systems D SOLAS Appendix Passenger Ship Safety Certificate, Cargo Ship Safety Construction

Certificate and Cargo Ship Safety Certificate; 01/07/2008 MSC.216(82)

N/A Record of Equipment for the Passenger Ship Safety Certificate

(Form P);

N/A Record of Equipment for the Cargo Ship Safety Equipment

Certificate (Form E);

N/A Record of Equipment for the Cargo Ship Safety Certificate (Form C); N/A Record of Equipment for the Cargo Ship Safety Certificate (Form C). N/A SOLAS II-1 N 1 (Part A) � Application 01/01/2009 MSC.216(82) D N 2 (Part A) � Definitions D N 3 (Part A) � Definitions relating to parts C, D and E D N 4 (Part B) � General D N 5 (Part B-1) � Intact stability information D N 5-1 (Part B-1) � Stability information to be supplied to the master D N 6 (Part B-1) � Required subdivision index R D

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N 7 (Part B-1) � Attained subdivision index A D N 7-1 (Part B-1) � Calculation of the factor pi D N 7-2 (Part B-1) � Calculation of the factor si D N 7-3 (Part B-1) � Permeability D N 8 (Part B-1) � Special requirements concerning passenger ship stability D N 8-1 (Part B-1) � System capabilities after a flooding casualty on

passenger ships

D N 9 (Part B-2) � Double bottom in passenger ships and cargo ships

other than tankers

D N 10 (Part B-2) � Construction of watertight bulkheads D N 11 (Part B-2) � Initial testing of watertight bulkheads, etc. D N 12 (Part B) � Peak and machinery space bulkheads. Shaft tunnels, etc. D N 13 (Part B-2) � Openings in watertight bulkheads below the bulkhead

deck in passenger ships

D D N 13-1 (Part B-2) � Openings in watertight bulkheads and internal decks

in cargo ships

D N 14 (Part B-2) � Passenger ships carrying goods vehicles and

accompanying personnel

D N 15 (Part B-2) � Openings in the shell plating below the bulkhead deck

of passenger ships and the freeboard deck of cargo ships

D N 15-1 (Part B-2) � External openings in cargo ships D N 16 (Part B-2) � Construction and initial tests of watertight doors,

sidescuttles, etc.

D N 16-1 (Part B-2) � Construction and initial tests of watertight decks,

trunks, etc.

D N 17 (Part B-2) � Internal watertight integrity of passenger ships above

the bulkhead deck

D

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N 17-1 (Part B-2) � Integrity of the hull and superstructure, damage prevention and control on ro-ro passenger ships

D

D N 18 (Part B-3) � Assigning, marking and recording of subdivision load

lines for passenger ships

D D N 19 (Part B-4) � Damage control information D N 20 (Part B-4) � Loading of passenger ships D N 21 (Part B-4) − Periodical operation and inspection of watertight

doors, etc. in passenger ships

D D N 22 (Part B-4) � Prevention and control of water ingress, etc. D N 22-1 (Part B-4) � Flooding detection systems for passenger ships

carrying 36 or more persons constructed on or after 1 July 2010

D D N 23 (Part B-4) � Special requirements for ro-ro passenger ships D N 24 (Part B-4) � Prevention and control of water ingress, etc. in cargo

ships

D N 25 (Part B-4) � Water level detectors on single hold cargo ships other

than bulk carriers

D SOLAS II-1 E 41 (Part D) � Main source of electrical power and lighting systems 01/07/2010 MSC.216(82) TBD N 55 (Part F) � Alternative design and arrangements TBD SOLAS II-2 E 3 (Part A) � Definitions 01/07/2010 MSC.216(82) TBD E 7 (Part C) � Detection and alarm TBD E 8 (Part C) � Control of smoke spread TBD E 9 (Part C) � Containment of fire TBD E 10 (Part C) � Fire fighting TBD

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E 13 (Part D) � Means of escape TBD N 21 (Part G) � Casualty threshold, safe return to port and safe areas TBD N 22 (Part G) � Design criteria for systems to remain operational after a

fire casualty

TBD N 23 (Part G) � Safety centre on passenger ships TBD SOLAS III E 4 (Part A) � Evaluation, testing and approval of life-saving

appliances and arrangements 01/07/2010 MSC.216(82)

TBD N 38 (Part C) � Alternative design and arrangements TBD SOLAS Appendix N Record of Equipment for the Passenger Ship Safety Certificate

(Form P) Record of Equipment for the Cargo Ship Safety Equipment Certificate (Form E) Record of Equipment for the Cargo Ship Safety Certificate (Form C)

01/07/2008 MSC.227(82)

D FSS Code 5 N 1 Application 01/07/2010 MSC.206(81) TBD 2 Engineering specifications TBD FSS Code 4 6 7 9 E 3 Engineering specifications 01/07/2008 MSC.217(82) D E 2 Engineering specifications D E 2 Engineering specifications D E 2 Engineering specifications D FSS Code 9 E 2 Engineering specifications 01/07/2010 MSC.217(82) TBD LSA Code I E 1.2 General requirements for life-saving appliances 01/07/2010 MSC.207(81) TBD II E 2.1 Lifebuoys TBD E 2.2 Lifejackets TBD E 2.3 Immersion suits TBD E 2.4 Anti-exposure suits TBD LSA Code I II IV V

VI VII E 1.1 Definitions 01/07/2008 MSC.218(82)

D E 1.2 General requirements for life-saving appliances D

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E 2.2 Lifejackets D E 2.3 Immersion suits D E 4.1 General requirements for liferafts D E 4.2 Inflatable liferafts D E 4.3 Rigid liferafts D E 4.4 General requirements for lifeboats D E 4.5 Partially enclosed lifeboats D E 4.6 Totally enclosed lifeboats D E 4.7 Free-fall lifeboats D E 5.1 Rescue boats D E 6.1 Launching and embarkation appliances D E 7.2 General alarm and public address system D IBC Code 11 17 18

19 E Application 01/01/2009 MSC.219(82)

D N Summary of minimum requirements D N List of chemicals to which the Code does not apply D N

11.1

Index of products carried in bulk D IGC Code 1 3 11 12

19 E 1.3 Definitions 01/07/2008 MSC.220(82)

D E 3.3 Cargo pump-rooms and cargo compressor rooms D E 11.1 Fire safety requirements D E 11.2 Fire water main equipment D E 11.5 Cargo compressor and pump-rooms D E Mechanical ventilation in the cargo area D E Summary of minimum requirements D

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BCH Code Preamble E 01/08/2007 MSC.212(81) I D E 1.1 Purpose also D E 1.4 Definitions MEPC.144(54) D II E 1.7 Effective date D E 1.8 New products D N 2.17 General D E 2.18 Additional requirements D III E E − Fire protection D E 3.13 Fire safety arrangements D E F − Personnel protection D IV E 4.12 Materials of construction D E 4.15 Cargo contamination D V E 5.2 Cargo information D VA E Additional measurements for the protection of the marine

environment

D VI E Summary of minimum requirements D VIII E 8.3 Applicability D Appendix E Model form of Certificate of Fitness for the Carriage of Dangerous

Chemicals in Bulk

D 1994 HSC Code

1 E General comments and requirements 01/07/2008 MSC.221(82) N/A

8 E Life-saving appliances and arrangements N/A 13 E Navigational equipment N/A 14 E Radiocommunications N/A Annex 1 E Form of high-speed craft safety certificate N/A Annex 7 E Stability of multihull craft N/A

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2000 HSC Code

1 E General comments and requirements 01/07/2008 MSC.222(82) N/A

2 E Buoyancy, stability and subdivision N/A 4 E Accommodation and escape measures N/A 6 E Anchoring, Towing and berthing N/A 7 E Fire safety N/A 8 E Life-saving appliances and arrangements N/A 10 E Auxiliary systems N/A 11 E Remote control, alarm and safety systems N/A 13 E Shipborne navigational systems and equipment and voyage data

recorders

N/A 14 E Radiocommunications N/A 18 E Operational requirements N/A Annex 1 E Form of high-speed craft safety certificate and record of equipment N/A Annex 6 E Stability of hydrofoil craft N/A Annex 7 E Stability of multihull craft N/A Annex 8 E Stability of monohull craft N/A Annex 9 E Definitions, requirements and compliance criteria related to

operational and safety performance

N/A Annex 10 E Criteria for testing and evaluation of seats N/A Annex 12 N Factors to be considered in determining craft operating limitations N/A 1966 LL II N 22 Scuppers, inlets and discharges 01/07/2008 MSC.223(82) D III N 39 Minimum bow height and reserve buoyancy D CAS Part 1 N 7 CAS survey requirements 01/03/2008 MEPC.155(55) D N 13 Statement of compliance D

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Unified interpretations SOLAS XII 4 Damage stability requirements applicable to bulk carriers MSC/Circ.1178 N/A XII 5 Structural strength of bulk carriers N/A SOLAS II-1 39236 Access to and within spaces in the cargo area of oil tankers and

bulk carriers MSC.1/Circ.1197

N/A XII 26 General N/A 41 Main source of electrical power and lighting systems N/A 12 Hold, ballast and dry space water ingress alarms MSC.1/Circ.1197 N/A SOLAS II-2 3.34 Definition for oil fuel unit MSC.1/Circ.1203 N/A 9.2.4.2.5 Protection from cargo area N/A 9.3.1 Penetrations in fire-resistive divisions and prevention of heat

transmission

N/A 10.7.1.4

19.3.2 Fixed gas fire-extinguishing systems for general cargo

N/A Sources of ignition N/A SOLAS II-1 10 Peak and machinery space bulkheads, shaft tunnels, etc., in

passenger ships MSC.1/Circ.1211

N/A II-1 12 Peak and machinery space bulkheads, shaft tunnels, etc. (revised

SOLAS chapter II-1)

N/A SOLAS V 19.2.5.1 Shipborne navigational equipment and systems MSC.1/Circ.1224 N/A IGC Code Interpretation and application of the IGC Code for ships carrying

liquefied carbon dioxide in bulk MSC.1/Circ.1213

N/A MARPOL VI 12 Ozone-depleting substances MEPC.1/Circ.540 N/A 14 Sulphur Oxides (SOx) N/A 16 Shipboard incinerators N/A 18 Fuel oil quality N/A

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NOx Code 3 5 3.2 Test cycles and weighting factors to be applied MEPC.1/Circ.540 N/A 5.9.6 Test sequence N/A 5.9.9 Re-checking the analysers N/A 5.1 Test report N/A Others SOLAS II-1/III Guidelines on alternative design and arrangements for SOLAS

chapters II-1 and III MSC.1/Circ.1212

N/A SOLAS II-2/III Issue of Exemption Certificates under the 1974 SOLAS

Convention and amendments thereto SLS.14/Circ.115/

A dd.3 N/A SOLAS III Measures to prevent accidents with lifeboats MSC.1/Circ.1206 N/A SOLAS XII Application of SOLAS regulation XII/6.3 on corrosion prevention

of dedicated seawater ballast tanks in all types of ships and double-side skin spaces of bulk carriers and application of the performance standard for protective coatings for dedicated seawater ballast tanks in all types of ships and double-side skin spaces of bulk carriers

MSC.1/Circ.1198

N/A 2) FSI 16/INF.5 Instrument Chapter

or annex New (N) or existing (E) regulations or Articles

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Status

SOLAS VI N 5-1 Material safety data sheets 1/7/2009 MSC.239(83) D SOLAS Appendix E Form of Safety Certificate for Passenger Ships 1/7/2009 MSC.239(83) N/A Form of Nuclear Passenger Ship Safety Certificate Form of Nuclear Cargo Ship Safety Certificate

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SOLAS Appendix E Form of Safety Certificate for Passenger Ships 1/7/2009 MSC.240(83) N/A Protocol, Form of Safety Construction Certificate for Cargo Ships N/A 1988 Form of Safety Equipment Certificate for Cargo Ships Form of Safety Certificate for Cargo Ships MARPOL I E 38.2.5 Reception facilities outside Special Areas 1/12/2008 MEPC.164(56) N/A IV E 11.1.1 Discharge of sewage IBC Code 11 E 11.1.1 Application 1/1/2009 MEPC.166(56) D E 11.1.4 Application 17 N Summary of minimum requirements 1/1/2009 MEPC.166(56) D 18 N List of products to which the Code does not apply 1/1/2009 MEPC.166(56) D 19 N Index of products carried in bulk 1/1/2009 MEPC.166(56) D INF Code 2 E 2 Damage stability 1/7/2009 MSC.241(83) N/A Unified interpretation SOLAS II-1 E Interpretation of alterations and modifications of a major character MSC.1/Circ.1246 N/A SOLAS II-1 E 3-2 Unforeseen delay in delivery of ships MSC.1/Circ.1247 N/A SOLAS II-2 E 3.6 Protection of fuel oil MSC.1/Circ.1239 N/A E 4.5.1.1 Protection of fuel oil E 4.5.1.2 Location of paint lockers within the cargo block E 4.5.1.3 Location of paint lockers within the cargo block E 9.7.3.1.2 Fire category of fan rooms serving engine-rooms E 10.4.3 Storage of fire-extinguishing media forward the cargo holds E 20.6.2 Portable fire-fighting appliances in cargo holds loaded with

vehicles with fuel in their tanks

SOLAS III E 31.1.4 Remotely located survival craft MSC.1/Circ.1243 N/A MARPOL I 12A Oil fuel tank protection MEPC56 N/A MARPOL I 25.3.3 Hypothetical outflow of oil MEPC56 N/A MARPOL I 22 Pump-room bottom protection MEPC56 N/A

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IBC Code 3 3.2.1 Location of paint lockers within cargo block MSC.1/Circ.1241 N/A FSS Code 5 E 2.1.3.3 Storage of fire-extinguishing media forward the cargo holds MSC.1/Circ.1240 N/A Others SOLAS II-1 E 19 Guidelines for damage control plans and information to the master MSC.1/Circ.1245 N/A SOLAS II-2 E 7.10 Guidelines for the approval of fixed fire detection and fire alarm

systems for cabin balconies MSC.1/Circ.1242 N/A

SOLAS II-2 E Guidelines for evacuation analysis for new and existing passenger ships

MSC.1/Circ.1238 N/A

SOLAS II-2 E 10 Amendments to the revised guidelines for the approval of equivalent MSC.1/Circ.1237 N/A FSS Code 5 E Water-based fire-extinguishing systems for machinery spaces and

cargo pump-rooms (MSC/Circ.1165)

SOLAS III E Symbol of infant lifejacket MSC.1/Circ.1244 N/A SOLAS V E 19 Guidelines on annual testing of the automatic identification

system (AIS) MSC.1/Circ.1252 N/A

SOLAS V E 19 Differences between RCDS and ECDIS SN.1/Circ.207/ Rev.1

N/A

MARPOL I E 1.11 Establishment of the date on which the amendments to regulation 1.11 of MARPOL Annex I, in respect of the southern South Africa waters special area, shall take effect

1/8/2008 MEPC.167(56) N/A

MARPOL I E 1.11.5 Establishment of the date on which regulation 1.11.5 of MARPOL 1/8/2008 MEPC.168(56) N/A V E 5(1)(e) Annex I and regulation 5(1)(e) of MARPOL Annex V, in respect

of the Gulfs area, shall take effect

BWM Annex E B-3.3 Application of the International Convention for the Control and Management of Ships. Ballast Water and Sediments, 2004

A.1005(25) N/A

***

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ANNEX 4

[The survey guidelines below supplement the Guidelines for survey and certification of anti-fouling systems on ships adopted on 11 October 2002 by Resolution MEPC.102(48).]

SURVEY GUIDELINES UNDER THE INTERNATIONAL CONVENTION ON THE CONTROL OF HARMFUL ANTI-FOULING SYSTEMS ON SHIPS (AFS 2001)

(FI) 1.1 Initial survey (FI) 1.1.1 confirming that a Declaration and supporting information from the anti-fouling

system manufacturer specifying that the anti-fouling system and, where applicable, the sealer coat intended to be applied to the ship is in compliance with the requirements of the Convention is provided. (AFS 2001)

(FI) 1.1.2 confirming that the relevant containers of the anti-fouling system show same

data as the supporting information. (AFS 2001) (FI) 1.1.3 confirming that the existing anti-fouling system, controlled under Annex 1 of the

Convention has been removed or that a sealer coat has been applied. (AFS 2001) (FI) 1.1.4 verifying, where applicable, that the relevant containers of the sealer coat

applied show same data as the supporting information. (AFS 2001) (FI) 1.1.5 for ships of 24 m or more in length but less than 400 GT, confirming that the

owner or owner�s authorized agent has completed a Declaration on Anti-Fouling System. (AFS 2001)

(FR) 1.2 Survey when the anti-fouling systems are changed or replaced (FR) 1.2.1 confirming that a Declaration and supporting information from the anti-fouling

system manufacturer specifying that the anti-fouling system and, where applicable, the sealer coat intended to be applied to the ship is in compliance with the requirements of the Convention is provided. (AFS 2001)

(FR) 1.2.2 confirming that the relevant containers of the anti-fouling system show same

data as the supporting information. (AFS 2001) (FR) 1.2.3 confirming that the existing anti-fouling system, controlled under Annex 1 of the

Convention has been removed or that a sealer coat has been applied. (AFS 2001) (FR) 1.2.4 verifying, where applicable, that the relevant containers of the sealer coat

applied show same data as the supporting information. (AFS 2001) (FR) 1.2.5 for ships of 24 m or more in length but less than 400 GT, confirming that the

owner or owner�s authorized agent has completed a Declaration on Anti-Fouling System. (AFS 2001)

***

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ANNEX 5

DRAFT MSC/MEPC CIRCULAR

GUIDANCE ON THE TIMING OF REPLACEMENT OF EXISTING CERTIFICATES BY THE CERTIFICATES ISSUED AFTER THE ENTRY INTO FORCE OF

AMENDMENTS TO CERTIFICATES IN IMO INSTRUMENTS The Marine Safety Committee, at its eighty-sixth session [(27 May to 5 June 2009)] and the Marine Environment Protection Committee at its fifty-ninth session [(13 to 17 July 2009)] reviewed the matter of the replacement of existing certificates by the certificates issued after the entry into force of amendments to certificate in IMO instruments. In conducting such a review, both Committees noted that a comparable case was already addressed by the Marine Environment Protection Committee at its fifty-fourth session (20 to 24 March 2006). The Committee then approved circular MEPC.1/Circ.513 Validity of the IOPP Certificate and Supplements issued under the current MARPOL Annex I after 1 January 2007, subsequently released on 18 April 2006. Both Committees agreed to adopt the following guidance with regard to the replacement of existing certificates by the certificate issued after the entry into force of amendments to certificates in all IMO instruments (such as the Load-Lines Convention, the SOLAS Convention and the MARPOL Conventions and Codes made mandatory under these Conventions): 1. In cases where the ship has not to comply with new requirements, the certificate (and its

attachment, if any) is not reissued until its expiry; 2. In cases where the ship has to comply with new requirements, the certificate (and its

attachment, if any) is re-issued at the opportunity of the first survey occurring after the date of entry into force of the amendments;

3. Where a ship is subjected to a modification or conversion which involves an additional

survey, the certificate (and its attachment, if any) is re-issued. Member Government and Parties to the IMO Conventions are invited to note the above and to bring this Circular to the attention of all parties concerned, in particular port State control officers under their jurisdiction.

__________