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Interagency Registry for Mechanically
Assisted Circulatory SupportNHLBI Contract #HHSN268200548198C
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NOTICE
INTERMACS is currently using Protocol 2.2;however, the slides that you are about to vieware in reference to Protocol 2.3.
Protocol 2.3 will go live on March 4, 2009.
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Learning Objectives
Participants will be familiar with the purpose andstructure of INTERMACS
Participants will know how to enroll and activatetheir centers in INTERMACS
Participants will be familiar with hospitalmembership criteria and the audit process
Participants will be familiar with INTERMACS
Adverse Event Definitions
Participants will know how to contactINTERMACS Support for help with enrollmentand data entry issues
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Implantation of an MCSS is not a simple, time -limited
treatment episode. Because of the patients totaldependence on the device and because problems canoccur at any time, clinical trial subjects should be followedclosely during the trials: they and other MCSS patientsshould be followed, through a registry, for the remainder oftheir lives...Maintaining a registry of MCSS recipientsshould be considered a routine aspect of this careThecommittee recommends that NHLBIsupport long termfollow up studies of an adequate sample of MCSS
patients.
The Art i f ic ial Hear t : Prototy pes Pol ic ies and Pat ients ; Ins t i tu te ofMedic ine Repo rt, 1991.
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NHLBI Contract #HHSN268200548198C
Award date: June 1, 2005Duration: 5 yearsTo: University of Alabama at BirminghamSubcontracts: United Network for Organ Sharing
University of PittsburghBrigham and Womens Hospital Cleveland Clinic
PI: James K. Kirklin, MDCo PIs: Robert L. Kormos, MD
Lynne W. Stevenson, MDDavid C. Naftel, PhD
Study Chair: James B. Young, MD
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Interagency
means
NHLBI, CMS, and FDANational Heart, Lung and Blood Institute Centers for Medicare and Medicaid Services Food and Drug Administration
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Steering CommitteeOperations Committee
Marissa Miller, Karen Ulisney, James Young, James Kirklin, LynneStevenson, Robert Kormos, Tim Baldwin, Patrice Nickens, David
Naftel, Leah Edwards, Eric Chen, Wolf Sapirstein
Subcommitees
Data Access,Analysis andPublications
F Pagani
Hospital Trainingand Standards
W. Pae
Adverse EventsAnd Adjudication
R KormosW Holman
Pediatrics
E Blume
Industry RelationsAnd
Device Development
J Watson
Focused Researchand
Mission Activities
S KoenigM Jessup
CoordinatorsCouncil
K ChisholmT Martin
S Wissman
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NHLBI
FDACMS
Clinical sites(data collection)
Physician
ExpertiseIndustry
Data AnalysisExpertise
Web-basedData entryExpertise
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Facilitate the refinement of patient selection to maximizeoutcomes with current and new device options.
Improve and expedite new device clinical trials by providinghistorical control data, reliable enough to serve as ObjectivePerformance Criteria (OPC) standards for FDA.
Develop consensus best practice guidelines to improve clinicalmanagement by reducing short and long term complications ofMCSD therapy.
Goals of the Registry
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Improve economic outcomes by identifying and optimizingfactors affecting cost-effectiveness.
Utilize MCSD Registry information to guide improvements intechnology, particularly as next generation devices evolve.
Promote research into the underlying pathophysiologicsubstrate of advanced heart failure in order to define and
promote the conditions necessary for myocardial recovery.
Evaluate parameters of quality of life before and after deviceimplantation.
Goals of the Registry (continued)
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Medical Center Eligibility
Any medical center in the United States
that has an active ventricular assist devicetherapy program is eligible to contribute toINTERMACS.
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INTERMACS Support
Available Monday - Friday, 8:00 5:00 EST
Rochelle TaylorINTERMACS Coordinator(804) 782-4869 [email protected]
Susan Groff INTERMACS Coordinator
(804) [email protected]
Ruth Henson
INTERMACS Audit Coordinator(804) [email protected]
Jo Smith INTERMACS Coordinator
(804) [email protected]
mailto:[email protected]:[email protected]:[email protected]:[email protected]:[email protected]:[email protected]:[email protected]:[email protected] -
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INTERMACS Support
Available Tuesday - Friday, 8:00 5:00 EST
Kathryn PhilibinAssistant Director, Clinical Affairs(804) [email protected]
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Participation Requirements1. Completion of INTERMACS online training (this PowerPoint
Presentation)2. Enrollment3. IRB Approval and IRB-approved Informed Consent
Templates, and current FWA number
4. Participation Agreement, signed by legally authorizedrepresentative of the hospital
5. Conflict of Interest Disclosure Form for each PrincipalInvestigator and all Co-Investigators
6. Documentation of Human Subjects Protection training forevery user who has INTERMACS-related contact withpatients
7. Completion of INTERMACS practical training (remoteMicrosoft Live Meeting session with INTERMACS Trainer)
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Requirement #1
INTERMACS Online Training
A minimum of one staff member from yourinstitution should review this online PowerPointpresentation in its entirety before proceeding tosteps 2 7.
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Requirement #2
Online Enrollment
Enroll your medical center by accessing thefollowing link: www.intermacs.org , then click onthe INTERMACS Membership link.
INTERMACS Support is available Monday
through Friday, 8:00 5:00 (EST) to providetechnical assistance. Contact INTERMACSSupport at [email protected] .
http://www.intermacs.org/mailto:[email protected]:[email protected]://www.intermacs.org/ -
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Enrollment (cont)
In order to complete the online enrollmentprocess, you will be required to assign staff tothe following roles from your facility:
Principal Investigator : responsible for oversight ofdata submission and registry compliance
Site Administrator : responsible as point person for data related inquiries, receipt of reports and auditcoordination
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Enrollment (cont)
Membership Changes after enrollmentprocess is complete:
Once initial enrollment has been completed, youwill no longer be able to make changes to yourINTERMACS account.
INTERMACS Support will add and remove staffmembers only as requested by your medicalcenter Site Administrator.
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Requirement #3 (cont.)
Informed Consents
Three patient Informed Consents may be
required by your IRB:
Patient consent for data entry into INTERMACSHIPAA Authorization
Blood and Tissue Collection
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Requirement #4Conflict of Interest Disclosure
Before data entry in INTERMACS cancommence, your Principal Investigator and anyCo-Investigator(s) must complete the Conflict ofInterest Disclosure Form included in the Manualof Operations, Appendix E, located at thefollowing link: www.intermacs.org , then click onthe All Things INTERMACS link.
http://www.intermacs.org/http://www.intermacs.org/ -
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Requirement #5Participation Agreement
Before entering patients, a legally authorizedrepresentative from your hospital is required to sign
the participation agreement. This form is located in theManual of Operations, Appendix D, and may bedownloaded and printed from the following link:www.intermacs.org , then click on the All ThingsINTERMACS link.
Please fax your participation agreement to INTERMACSSupport at 1-800-809-7688.
http://www.intermacs.org/http://www.intermacs.org/ -
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Requirement #6
Documentation of Human Subjects Training Documentation of Human Subjects Training
(CITI or other NIH-approved HST course) must
be submitted for every INTERMACS user whohas or intends to have INTERMACS-relatedcontact with patients.
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Requirement #7Practical Training
Complete a live, interactive training withINTERMACS Support after your center hassubmitted all required documents (IRB Approval,Informed Consent Templates, Human SubjectsTraining Documentation, Conflict of Interest
Disclosure Form, and Participation Agreement)
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Activation
Upon completion of all seven membershiprequirements, a medical center is eligible foractivation.
Once activated , your center will be eligible toenter patient data online at www.intermacs.org
Upon activation by INTERMACS Support, eachenrolled user at the medical center will receivenotification and usernames and passwords.
http://www.intermacs.org/http://www.intermacs.org/ -
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Data Security
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Data Security
INTERMACS is fully compliant with the HealthInsurance Portability and Accountability Act(HIPAA)
UNOS is Certified by the Health Resources andServices Administration (HRSA)
Access to INTERMACS data by UNOSpersonnel is limited based on job description
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Data Security (cont.)
The database and web servers reside in an environmentproviding multiple levels of physical and systemssecurity.
INTERMACS is fully compliant with the Security Act of2002 and the Federal Information System Management
Act. Routine audits verify compliance.
Microsoft best security practices and group policyrecommendations from the National Institute forStandards in Technology are followed for the Windows2003 framework.
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Data Security (cont.)
Servers are monitored 24 / 7 for intrusion andvulnerabilities by an integrated third party softwarepackage.
The network is protected by an anti-virus retrieval anddeployment system.
Firewall software prevents hacking, virus and otheroutside security risks.
Servers reside on a segmented part of the VLAN thatprotects it from any adverse internal forces.
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Users Access to INTERMACS
Access to INTERMACS is login and passwordprotected.
Logins and passwords are assigned to enrolledhospital participants by INTERMACS Supportand relayed via e-mail.
Know your username and password.
Keep them secure.
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Compliance
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INTERMACS Data Compliance
Participating medical centers must submit dataon all consented recipients of a durable, FDA-
approved MCSD.
Participating medical centers should maintain a
screening record of all MCSD recipients that donot meet the inclusion criteria for enrollment intoINTERMACS .
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Data Compliance (cont)
All data fields must be completed before a formcan be submitted.
Status Fields (ST = ) will provide alternativeoptions if requested data is unavailable.
Examples of Status field options may include:unknown
not donenot done, too sicknot done, other
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Data Submission Schedule
Patient Demographics 30 days from implant datePre-Implant 30 days from implant dateOperative Details 30 days from implant date1 Week Follow-up 30 days from implant dateDischarge 30 days from discharge date3 & 6 month Follow-ups 30 days from exam dateQ6 month Follow-ups 30 days from exam dateRehospitalization 30 days from occurrenceAdverse Events 30 days from occurrence
*Device Malfunction
Explant 30 days from date of explant Death 30 days from date of death* FDA requires initial device malfunctions be reported within 72 hours of occurrence. (See Users Guide for instructions)
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Site Audits
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Web-Based Data Entry
Application
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How will data be collected for
submission to INTERMACS? Medical Record Review
EUROQoL Questionnaire (Quality of Life patientself-assessment)
Trail Making Test (Neurocognitive evaluation)
Blood and Tissue information at:ImplantExplant/Transplant
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Time Points for Data Collection
Pre-Implant
Implant Hospitalization Discharge Form
Follow-Up
1 week, 1 Month, 3 Months, 6 Months and q 6 Months
Adverse Events (AEs) and Serious AdverseEvents (SAEs)
Rehospitalization Death
Explant/Transplant
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Adverse Event Definitions
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An episode of suspected internal or external bleeding that results in one or
more of the following:a. Death,b. Reoperation,c. Hospitalization,d. Transfusion of red blood cells as follows:
During first 7 days post implant Adults ( 50 kg): 4U packed red blood cells (PRBC) within any 24 hour
period during first 7 days post implant.
Pediatric (< 50 kg) : 20 cc/kg packed red blood cells (PRBC) within any24 hours period during first 7 days post implant.
After 7 days post implant
Any transfusion of packed red blood cells (PRBC) after 7 days followingimplant with the investigator recording the number of units given.(record number of units given per 24 hour period)
NOTE: Hemorrhagic stroke is considered a neurological event and not as a separate bleeding event.
Major Bleeding
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Cardiac Arrhythmia
Any documented arrhythmia that results inclinical compromise (e.g., diminished VAD flow,oliguria, pre-syncope or syncope) that requireshospitalization or occurs during a hospital stay.Cardiac arrhythmias are classified as 1 of 2types:
1) Sustained ventricular arrhythmia requiring
defibrillation or cardioversion.
2) Sustained supraventricular arrhythmia requiringdrug treatment or cardioversion.
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Pericardial Fluid Collection
Accumulation of fluid or clot in the pericardialspace that requires surgical intervention orpercutaneous catheter drainage.
This event will be subdivided into those withclinical signs of tamponade (e.g. increasedcentral venous pressure and decreasedcardiac/VAD output) and those without signs oftamponade.
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Device Malfunction
Device malfunction denotes a failure of one or more of the Componentsof the MCSD system which either directly causes or could potentiallyinduce a state of inadequate circulatory support (low cardiac outputstate) or death. The manufacturer must confirm device failure. Afailure that was iatrogenic or recipient-induced will be classified as anIatrogenic/Recipient-Induced Failure.
Device failure should be classified according to which componentsfails as follows:
1) Pump failure (blood contacting components of pump and any motor orother pump actuating mechanism that is housed with the blood contactingcomponents). In the special situation of pump thrombosis, thrombus is
documented to be present within the device or its conduits that result in orcould potentially induce circulatory failure.
2) Non-pump failure ( e.g., external pneumatic drive unit, electric powersupply unit, batteries, controller, interconnect cable, compliancechamber)
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Hemolysis
A plasma-free hemoglobin value that is greaterthan 40 mg/dl, in association with clinical signsassociated with hemolysis (e.g., anemia, low
hematocrit, hyperbilirubinemia) occurring afterthe first 72 hours post-implant.
Hemolysis related to documented non-device-related causes (e.g., transfusion or drug) isexcluded from this definition.
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Hepatic Dysfunction
An increase in any two of the following hepaticlaboratory values (total bilirubin, aspartate
aminotransferase/ AST and alanineaminotranferease/ ALT ) to a level greater thanthree times the upper limit of normal for thehospital, beyond 14 days post-implant (or ifHepatic dysfunction is the primary cause ofdeath).
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Hypertension
New onset of blood pressure elevation greaterthan or equal to 140 mm Hg systolic or 90 mmHg diastolic (pulsatile pump) or 110 mm Hg
mean pressure (rotary pump).
Pediatric patients: for patients under 18 yearsof age weighing < 50 kg, hypertension is defined
as systolic, diastolic, or mean blood pressuregreater than the 95th percentile for age whichrequires the addition of iv or oral therapy formanagement.
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Major Infection
A clinical infection accompanied by pain, fever, drainage and/orleukocytosis that is treated by anti-microbial agents (non-prophylactic).
A positive culture from the infected site or organ should be presentunless strong clinical evidence indicates the need for treatment despitenegative cultures.
The general categories of infection are listed below:
Localized Non-Device Infection
Infection localized to any organ system or region (e.g., mediastinitis)without evidence of systemic involvement (see sepsis definition),ascertained by standard clinical methods and either associated withevidence of bacterial, viral, fungal or protozoal infection, and/or requiringempirical treatment.
(continued on next slide)
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Myocardial Infarction
Two categories of myocardial infarction will be identified :
Peri-Operative Myocardial Infarction Clinical suspicion of myocardial infarction together with CK-MB or Troponin> 10 times the hospital upper limits of normal, found within 7 days followingVAD implant with local ECG findings consistent with acute myocardial
infarction. (This definition uses the higher suggested limit for serum markersdue to apical coring at the time of VAD placement, and does not use wallmotion changes because the apical sewing ring inherently creates new wallmotion abnormalities).
Non-Perioperative Myocardial Infarction Presence at greater 7 days post implant of two of the three following three
criteria:a) Chest pain which is characteristic of myocardial ischemia,b) ECG with a pattern or changes consistent with a myocardial infarction,andc) Troponin or CK (measured by standard clinical pathology/laboratorymedicine methods) greater than the normal range for the local hospital withpositive MB fraction ( 3% total CK). This should be accompanied by a newregional LV or RV wall motion abnormality on a myocardial imaging study.
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Neurological Dysfunction
Any new, temporary or permanent, focal or global neurological deficitascertained by a standard neurological examination (administered by aneurologist or other qualified physician and documented with appropriatediagnostic tests and consultation note). The examining physician willdistinguish between a transient ischemic attack (TIA), which is fullyreversible within 24 hours (and without evidence of infarction), and a stroke,which lasts longer than 24 hours (or less than 24 hours if there is evidenceof infarction). The NIH Stroke Scale (for patients > 5 years old) must be re-administered at 30 and 60 days following the event to document thepresence and severity of neurological deficits. Each neurological eventmust be subcategorized as:
1) Transient Ischemic Attack (acute event that resolves completely within 24 hourswith no evidence of infarction)
2) Ischemic or Hemorrhagic Cardiovascular Accident/CVA (event that persistsbeyond 24 hours or less than 24 hours associated with infarction on an imagingstudy.
In addition , to above, for patients < 6 months of age, any of the following:
3) New abnormality of head ultrasound
4) EEG positive for seizure activity with or without clinical seizure
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Psychiatric Episode
Disturbance in thinking, emotion or behavior thatcauses substantial impairment in functioning or
marked subjective distress requiringintervention. Intervention is the addition of newpsychiatric medication, hospitalization, orreferral to a mental health professional for
treatment. Suicide is included in this definition.
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Renal Dysfunction
Two categories of renal dysfunction will be identified:
Acute Renal Dysfunction Abnormal kidney function requiring dialysis (includinghemofiltration) in patients who did not require this procedureprior to implant, or a rise in serum creatinine of greater than 3times baseline or greater than 5 mg/dL (in children, creatininegreater than 3 times upper limit of normal for age) sustained forover 48 hours.
Chronic Renal Dysfunction An increase in serum creatinine of 2 mg/dl or greater abovebaseline, or requirement for hemodialysis sustained for at least90 days.
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Respiratory Failure
Impairment of respiratory function requiringreintubation, tracheostomy or (for patients older
than age 5 years) the inability to discontinueventilatory support within six days (144 hours)post-VAD implant. This excludes intubation forre-operation or temporary intubation for
diagnostic or therapeutic procedures.
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Right Heart Failure
Symptoms and signs of persistent rightventricular dysfunction [central venous pressure(CVP) > 18 mmHg with a cardiac index
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Arterial Non-CNS Thromboembolism
An acute systemic arterial perfusion deficit inany non-cerebrovascular organ system due tothromboembolism confirmed by one or more ofthe following:
1) standard clinical and laboratory testing2) operative findings3) autopsy findings
This definition excludes neurological events.
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Venous Thromboembolism Event
Evidence of venous thromboembolic event (e.g.deep vein thrombosis, pulmonary embolism) by
standard clinical and laboratory testing.
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Wound Dehiscence
Disruption of the apposed surfaces of a surgicalincision, excluding infectious etiology, and
requiring surgical repair.
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Other AE
An event that causes clinically relevant changesin the patients health (e.g. cancer)
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Demonstration Site
Please take the time to browse the Web-BasedData Application demo site prior to enrolling in alive practical training session:
https://test.intermacs.org/registry/login.aspx
Username: training1Password: training1
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Practical Web-Based DataEntry Training
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One coordinator from every participating centermust attend a live practical training session withINTERMACS Support prior to activation.
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The live practical training session may beattended remotely from any location that hasboth:
1. Telephone access2. High speed internet connection
The live session should take approximately 2
hours to complete.
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After your center has completed this onlinepresentation and submitted all required documentsto INTERMACS Support, please contact Rochelle
Taylor at 804-782-4869 or [email protected] toschedule a practical data entry training session.
mailto:[email protected]:[email protected]