Integrating CDU, FCC and product blending models into refinery planning.pdf

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    Computers and Chemical Engineering 29 (2005) 20102028

    Integrating CDU, FCC and product blending models intorefinery planning

    Wenkai Li a, Chi-Wai Hui a,, AnXue Li b

    a Chemical Engineering Department, Hong Kong University of Science and Technology, Clear Water Bay, Hong Kong, PR Chinab Daqing Refining & Chemical Company, PetroChina Company Limited, PR China

    Received 4 September 2003; received in revised form 23 June 2004; accepted 19 May 2005

    Available online 11 July 2005

    Abstract

    The accuracy of using linear models for crude distillation unit (CDU), fluidize-bed catalytic cracker (FCC) and product blending in refinery

    planning has been debated for decades. Inaccuracy caused by nonrigorous linear models may reduce the overall profitability or sacrifice

    product quality. On the other hand, using rigorous process models for refinery planning imposes unnecessary complications on the problem

    because these models lengthen the solution time and often hide critical issues and parameters for profit improvements. To overcome these

    problems, this paper presents a refinery planning model that utilizes simplified empirical nonlinear process models with considerations for

    crude characteristics, products yields and qualities, etc. The proposed model can be easily solved with much higher accuracy than a traditional

    linearmodel. This paper will present howthe CDU, FCCand product blending modelsare formulated and applied to refinery planning. Several

    case studies are used to illustrate the features of the refinery-planning model proposed.

    2005 Elsevier Ltd. All rights reserved.

    Keywords: Refinery; Planning; CDU; FCC; Product blending

    1. Introduction

    1.1. Two types of CDU and FCC models

    Crude distillation unit (CDU) and fluidize-bed catalytic

    cracking (FCC) are the major units in a refinery. To model

    them, two types of models rigorous and empirical ones

    are commonly used. Rigorous models simulate a CDU as a

    general distillation column, taking into account phase equi-

    librium, heat and mass balances along the whole column.

    Results of a rigorous model include flow rates and com-positions of all internal and external streams, and operating

    conditions such as tray temperatures and pressures. Consid-

    erable research has been carried out with the aim of devel-

    oping and/or improving rigorous CDU models. For example,

    Cechetti et al. (1963)applied simultaneous modeling of the

    main column and side strippers using the method. Their

    Corresponding author. Tel.: +852 2358 7137; fax: +852 2358 0054.

    E-mail address:[email protected] (C.-W. Hui).

    algorithm may fail to converge when modeling a CDU.Hess

    et al. (1977)extended this approach and proposed a Multi-

    method to increase the convergent speed and broaden the

    generality of the algorithm. Russell (1983) used a rather com-

    plicated inside-out class of methods to simulate CDU with

    good speed and wide specifications variety. Lang et al. (1991)

    proposed an algorithm that integrated bubble-point (BP) and

    sum-rates (SR) methods and showed that their calculated val-

    ues and the experimental data were in good agreement. In

    addition to these, some commercial software packages, such

    as Aspen Plus

    (Aspentech), PRO/II

    (SimSci-Esscor) andDESIGN IITM (ChemShare), have also been developed and

    are commonly used. These accurate simulation models are

    highly nonlinear due to the complexity of CDU.

    Empirical models use empirical correlations to establish

    material and energy balances for CDU. First proposed by

    Packie (1941), these models were further described in great

    detail by Watkins (1979). They are good for preliminary

    designs with sufficient plant data and/or experience from

    previous designs (Perry, Green, & Maloney, 1997).Because

    0098-1354/$ see front matter 2005 Elsevier Ltd. All rights reserved.

    doi:10.1016/j.compchemeng.2005.05.010

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    of their simplicity, relatively easy application and adequate

    accuracy to reflect actual conditions of a CDU, empirical

    models are suitable for overall optimization of a refinery.

    Besides the CDU, FCC is another important unit that

    strongly influences the profitability of a refinery. Many

    researchers have studied FCC models. Blanding (1953)

    developed a mathematical model based on a kinetic rateexpression.Jacob, Gross, Voltz, and Weekman (1976) pro-

    posed a more rigorous model using the concept of lumping

    groupings. These kinetic models can be used to calculate

    the conversion of FCC from operation parameters such as

    reaction temperature, feed composition, catalyst/oil ratio,etc.

    However, a planning model incorporated with these models

    will be rather complicated and slow. Some correlations have

    been developed to obtain the yield of FCC from simple feed

    properties and known conversion. Nelson (1958)andGary

    and Handwerk (2001)described different methods to obtain

    the yields of FCC products by predetermined charts and fig-

    ures. These correlations are very useful for obtaining typical

    yields for preliminary studies and to determine the trends ofproduct yields when changes are made in conversion levels

    (Gary & Handwerk, 2001).

    1.2. Current approaches to refinery planning

    Mathematical programming has been extensively studied

    and implemented for long-term plant-wide refinery plan-

    ning. Although accurate results of processing units can be

    obtained by using rigorous models, their complexity and the

    length of the solution time prevent them from being used

    commonly. Using rigorous models for planning might be an

    overkill (Barsamian, 2001). The inefficiency of solution oftenhides critical issues and parameters (Hartmann, 2001).Some

    commercial software, such as Aspen PIMSTM (Aspentech),

    applied nonlinear recursion algorithm to handle nonlineari-

    ties or provided interface to an external rigorous simulator

    to refinery planning. This could be a time-consuming pro-

    cedure due to the long solution time of external simulator.

    Zhang, Zhu, and Towler (2001)took into account the effect

    of changes in feed properties and operation conditions, using

    a linear constraint with some parameters (e.g., the base yields

    of CDU fractions and the sizes of swing cuts) not directly

    available in most of the refineries. In Zhangs work, due to

    the inaccuracies arising from assuming fixed volume/weight

    transfer ratios (the volume/weight percentage of a CDU frac-

    tion over the overall CDU feed) and linear models of CDU

    and FCC, the cutpoints of CDU and conversion of FCC may

    not be rigorously optimized. Results obtained in this way

    cannot guarantee that the properties of the final refinery prod-

    ucts meet the required specifications. Moro, Zanin, and Pinto

    (1998) andPinto, Joly, and Moro (2000) proposed a non-

    linear planning model that took into account the influences

    of feed properties and operation parameters such as sever-

    ity and temperature on unit operation cost and unit product

    yields. The overall accuracy of their planning model is lim-

    ited due to the application of some simple linear unit models

    Fig. 1. The flow diagram of fixed yield structure representations approach.

    such as FCC. Furthermore, the coefficients of highly non-

    linear property calculation correlations and the influences of

    operation condition on unit operation cost are not available in

    many refineries. Appropriate tradeoff between the accuracy

    and the solvability of process unit models remains an essen-

    tial challenge in refinery planning and these will be the main

    concern to be addressed in this paper.

    1.2.1. Approaches to modeling CDU in refinery planning

    To include product yields and properties of the crude oil

    distillation in a refinery-planning model, approaches that are

    lately reported include fixed yield structure representationsmodel, mode or categorization model (Brooks et al., 1999)

    and the Swing Cut model (Zhang et al., 2001). In the fixed

    yield structure representations model, distillation behavior is

    predetermined using the crude assay with an external distilla-

    tion simulation program. The simulation program determines

    cuts at designated temperature, and then passes the result-

    ing yield and property information to the LP planning model

    (Trierwiler & Tan, 2001). Fig.1 illustratesthe structure of this

    approach (simplified figure fromTrierwiler & Tan, 2001).A

    noticeable drawback of this approach is that the cutpoints of

    distillates are predetermined therefore cannot guarantee the

    optimality of the cutpoint settings for CDU distillates. Someresearchers (Trierwiler & Tan, 2001) applied a method called

    Adherent Recursion to optimize cutpoints. The results of

    LP planning model (new cutpoints) were sent back to simu-

    lation software to update the yields and properties. However,

    the long solution time of the simulation software running

    iteratively made it a time-consuming procedure to obtain the

    final results.

    In actual plant operation, CDU operations are often

    defined into several operating modes, such as gasoline mode

    or diesel mode, according to the crude properties, process

    constraints and marketing strategies, etc. Each mode has a

    set of predetermined cutpoints based upon the experience

    from the previous production settings. Until now, quite a few

    of refineries are still using these operating modes for plan-

    ning their operation due to the simplicity of this method.

    In the mode or categorization approach, the LP planning

    model selects one of the operation modes or the combi-

    nations of these modes to maximize the total profit. The

    challengelies in howto blendthese modeseffectively. Brooks

    et al. (1999) applied a visual approach using some figures

    to obtain optimal plan by blending operating modes. They

    first calculated the yields and properties of CDU fractions

    using rigorous CDU model. Then, taking into consideration

    the specifications of the final products, they used a spread-

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    Fig. 2. Swing cuts of distillates.

    sheet to blend CDU modes pair-wise in 1% steps. With the

    help of the spreadsheet, the procedure was performed visu-ally using some figures. However, applying their approach

    is rather time-consuming and, only the yield of certain CDU

    fraction being maximized, the total profit maximization of a

    refinery is still not guaranteed.

    Another widely used method is the swing cut modeling.

    Several swing cuts physically nonexistent are defined in the

    LP model. The definition of swing cut is illustrated inFig. 2

    (Zhang et al., 2001). In Fig.2, gross overhead(GO) andheavy

    naphtha (HN) are the two distillates of a CDU. In order to give

    the LP model the flexibility of adjusting the volume transfer

    ratios of GO and HN, two adjustable pseudo-cuts, shown as

    the two rectangles inFig. 2,are added. The range of a swingcut is defined as a certain ratio on the crude feed bounded by

    a lower and upper limit. For example, segments BD defined

    the amount of a cut (say 5% of the overall crude fed) that can

    go to either GO or HN. The final volume transfer ratio of GO

    is shown as segments AC. Similarly, afterthe apportionment

    of the HN swing cut, the final volume transfer ratio of HN

    can be shown as segments CE.

    Hartmann (1999)used swing cut, called balancing cut

    in his paper, to address the problem of setting cutpoints of a

    CDU. The cutpoints were changed after the analysis of the

    marginal values of intermediate streams and units. Zhang et

    al. (2001) determined the optimal flow rates of CDUfractions

    on the basis of fixed swing cuts. Theyfixed the size of a swing

    cut to a certain proportion of the total feed whose value is not

    available directly from a refinery.

    In general, two issues need to be considered in swing cut

    modeling: the sizes of swing cuts and the properties of the cut

    fractions. The size of a swing cut can either be expressed as

    certain volume transfer ratio on crude feed or as certain boil-

    ing temperature range. Some researchers estimate the size of

    a swing cut by experience.Zhang et al. (2001)used 5% and

    7% volume transfer ratio on crude feed as the sizes of naphtha

    andkeroseneswing cuts respectively. A typical 50 of boiling

    temperature range, can also be set to swing cuts (Trierwiler

    & Tan, 2001). Modelers commonly use a rather wide swing

    cut sizes in their initial LP run, and shorten the swing cut

    sizes subsequently. This is a time-consuming procedure and

    also risks blocking an optimum cutpoint value out of con-

    sideration (Trierwiler & Tan, 2001).Since the accurate sizes

    of swing cuts are unknown, some researchers divide swing

    cuts into small segments in an attempt to improve model-ing accuracy. Each segment is allowed to be blended with

    adjacent distillates individually. While this approach may

    improve accuracy, the size of the LP model grows signifi-

    cantly. This approach also involves applying complex mixed

    integer programming to obtain reasonable results (Trierwiler

    & Tan, 2001).

    In this paper, an effective method is proposed (see Sec-

    tion3) to determine the sizes of swing cuts. These sizes are

    obtained by using the WTRs of CDUfractions, which are cal-

    culated using the empirical procedure described byWatkins

    (1979)and ASTM boiling ranges for CDU fractions. Once

    the WTRs/swing cuts are determined, a planning model is

    then used to optimize cutpoints of CDU.The second issue is about the properties of swing cuts and

    fractions. Most of the research works of refinery planning

    assumed that the properties of CDU fractions and the swing

    cut materials are constant across their temperature ranges.

    However, moving a swing cut to its adjacent lighter distil-

    late will bring heavy ends to this lighter distillate. This will

    influence the properties such as octane number, pour point

    of the lighter distillate, and the sulfur and cloud point that

    are sensitive to heavy ends. Similarly, moving a swing cut

    to its adjacent heavier distillate will bring light ends to this

    heavier distillate, which will influence the octane number,

    pour point of the heavier distillate, especially properties suchas viscosity and flash point that are sensitive to light ends.

    Besides being influenced by swing cuts, distillate properties

    themselves are most often highly nonlinear, and this is the

    primary area where swing cut modeling fails to represent

    distillation behavior accurately (Trierwiler & Tan, 2001). To

    address these problems, regression models based upon crude

    properties will be used to calculate the octane numbers, pour

    points and API gravities of CDU distillates. Case studies are

    used to illustrate the importance of the properties calculation.

    In brief, the proposed refinery planning model optimizes

    CDU cutpoints by integrating a set of predefined operating

    modes into a modified swing cut method. The predefined

    CDU modes are used to determine the sizes of swing cuts

    (expressed as weight transfer ratio ranges (WTR) which will

    be definedin Section 3). Beside CDUcutpoints,the properties

    of CDU fractions, which are usually ignored in conventional

    planning models, are calculated using the basic crude data.

    1.2.2. Approaches to model FCC in refinery planning

    Pinto et al. (2000)used a linear model of FCC. Due to the

    nonlinearity of FCC behavior, a linear model of FCC may

    give inaccurate yields and properties of FCC distillates. Fig. 3

    (Decroocq, 1984)shows a typical FCC gasoline versus FCC

    conversion level curve. The nonlinearity of this figure, espe-

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    Fig. 3. The yield of FCC gasoline vs. FCC conversion.

    cially in highconversion area,is obvious.To accurately model

    FCCwithout introducing a toocomplex FCCmodel, a regres-

    sion model based upon the work fromGary and Handwerk

    (2001)is applied in the proposed refinery-planning model(Section4).

    2. Problem description

    An example shown inFig. 4is used to illustrate the pro-

    posed modeling techniques and solution methods. The refin-

    ery process contains four main processing units: CDU, FCC,

    gasoline blending (GB) and diesel oil blending (DB). At first,

    crude oil is separated into five fractions by CDU, namely,

    gross overhead (GO), heavy naphtha (HN), light distillate

    (LD), heavy distillate (HD) and bottom residua (BR). Then

    CDU bottom residua enter FCC as a feed to produce C2C4,

    FCC gasoline, total gas oil (TGO) and coke. Part of TGO isrecycled to become FCC feed. Note that for simplicity, vac-

    uum distillation unit (VDU) was not included in the system.

    CDU gross overhead, CDU heavy naphtha, FCC gasoline and

    MTBE enter GB to produce two products: 90# gasoline and

    93# gasoline. CDU light distillate and heavy distillate enter

    DB to produce another two products: 10# diesel oil and 0#

    diesel oil. C2C4 from FCC and TGO, which is not recycled,

    are sold as final products. Coke is assumed to be burned in

    regenerator thus valueless. The prices (yuan/t) of raw materi-

    als and products are shown in Table 1. The capacities of CDU

    and FCC are both 400 t/day; the operation costs of CDU and

    FCC are 20 and 110 yuan/t, respectively. The market demand

    for each product is 200 t/day. The octane number of MTBEis 101. The blending requirement of gasoline blending is that

    the octane number of 90# and 93# gasoline products should

    be equal to or greater than 90 and 93, respectively. The blend-

    ing requirement of diesel oil blending is that the pour point

    of10# and 0# diesel oil should be equal to or smaller than

    10 and 0 C, respectively. The objective of the problem is

    Fig. 4. Basic configuration of a refinery.

    Table 1

    Price data (yuan/t)

    Raw material Products

    MTBE Crude oil FCC C2C4 90# Gasoline 93# Gasoline 10# Deisel oil 0#Deisel oil FCC TGO

    3500 1400 2500 3215 3387 3000 2500 1500

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    to maximize the total profit of the refinery by varying the

    cutpoints of the CDU and conversion level of the FCC by

    taking into account the property changes of the intermediate

    and final products.

    3. Determination of the CDU weight transfer ratioranges (WTR)

    3.1. Determination of the volume transfer ratios of CDU

    fractions

    The objective of this section is to describe the procedure

    of determining the flow rate range of each CDU fraction. The

    ability of a refinery to meet all the specifications and condi-

    tions of final products is initially set by the CDU fractions

    (Brooks et al., 1999). Thus, the flow rates of CDU fractions

    are adjusted in a refinery all the time to produce different

    quality and specification of products. However, these flow

    rates cannot be changed arbitrarily, they can only be changedin their specific ranges. CDU is used to separate crude oil

    by distillation into fractions according to boiling point. It

    is the first major processing unit in the refinery. Crude oil

    is a mixture of some 100,000 liquid chemical compounds,

    primarily hydrocarbons ranging from methane to extremely

    heavy hydrocarbon molecules with up to 80 carbon atoms.

    A CDU fraction is a mixture that usually defined in terms of

    its ASTM (American Society for Testing Materials) boiling

    range. ASTM boiling range (seeAppendix A.1for details)

    defines the general composition of the fraction and is usually

    one of the key specifications for most distillates (Watkins,

    1979).Different refineries have slightly different definitionsof ASTM boiling ranges for CDU fractions. According to

    the definitions ofWatkins (1979), gross overhead consists

    of light-ends through 250275 F ASTM end point; heavy

    naphtha consists of pentane through 400F ASTMend point;

    light distillate has an ASTM boiling range of approximately

    300600 F; heavy distillate has an ASTM boiling range of

    approximately 525675 F. All distillates heavier than heavy

    distillate are called bottom residua. Bottom residua have an

    ASTM end point over 1300 F.

    Fig. 5 shows the TBP curve of a crude oil. True boil-

    ing point (TBP) distillation (see Appendix A.1 for details)

    is used to analyze the component distribution of a material

    being tested. This method uses a distillation column with

    certain number of stages and reflux so that the tempera-

    ture on the curve represents the actual (true) boiling point of

    the hydrocarbon material present at the corresponding vol-

    ume percentage (Watkins, 1979).The volumetric yield (also

    expressed as volume transfer ratio) of a CDU fraction can be

    obtained from the crude oil TBP curve and its boiling point.

    InFig. 5, points A, B, C and D represent the cut-

    points of GO, HN, LD and HD, respectively. Draw a dotted

    horizontal line through each point; then draw a dotted verti-

    cal line through the intersection of the dotted horizontal line

    and the crude oil TBP curve. The gap (such as segments EF,

    Fig. 5. Determination of the volume transfer ratios of CDU fractions.

    FG, GH and HI inFig. 5)between two neighbor dotted

    vertical lines determines the volume transfer ratio of a CDU

    fraction. In Fig. 5, the volume transfer ratios of GO, HN, LD,HD and BR are 11.5, 4.0, 21.0, 11.5 and 52 (=100 48.0),

    respectively.

    3.2. Determination of operation modes

    Since a CDU fraction is still a mixture of many hydro-

    carbons, it has a boiling range. To meet the demand for

    different specifications of products from different customers

    or to maximize the total profit, the refinery has to adjust the

    operation conditions to change the properties of CDU frac-

    tions; hence the boiling ranges of CDU fractions vary under

    differentoperation conditions. A typical ASTM boiling range

    of CDU fractions is listed inTable 2(Watkins, 1979). The

    end points (EPs, the temperature at which a distillate is 100%

    vaporized) and initial boiling points (IBPs, the temperature

    at which a distillate begins to boil) of CDU fractions pro-

    vided byWatkins (1979)are adopted inTable 2. The IBPs

    of HN and BR, which were not included in Watkins (1979),

    were estimated here (see Appendix A.2 for details). Note that

    Table 2

    ASTM boiling ranges of CDU fractions (F)

    CDU fractions Boiling range

    GO

    EP 260275

    HN

    IBP 270

    EP 325400

    LD

    IBP 300375

    EP 550600

    HD

    IBP 525575

    EP 675

    BR

    IBP 635652

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    Table 3

    TBP boiling ranges of CDU fractions (F)

    CDU fractions Boiling range

    GO

    EP 276.5290.9

    HN

    IBP 235.4EP 340.6418.4

    LD

    IBP 257.3325.1

    EP 577.9631.1

    HD

    IBP 488.6545.0

    EP 711.3

    BR

    IBP 611.8630.6

    most of the refineries provide ASTM boiling ranges to define

    CDU fractions, from which the boiling ranges can be adoptedinTable 2.

    Although ASTM boiling ranges can be easily obtained

    and usedconvenientlyfor product identifications, theycannot

    be used directly to estimate weight transfer ratios of CDU

    fractions. Thus, ASTM boiling ranges should be converted

    to TBP boiling ranges. The conversion method is described in

    Appendix A.4. Table 3 lists the converted TBP boiling ranges

    from the ASTM boiling ranges ofTable 2.

    Table 3provides rough TBP ranges of the CDU fractions.

    For instance, if GO is the preferable product, the EP of GO

    should be increased to its maximum value (290.9 F); if HN

    is the preferable product, then a smaller value (276.5 F) is

    assigned to the EP of GO. With this understanding, the TBP

    boiling ranges of three CDU operation modes can then be

    determined(Table 4). Theseoperation modes are maximizing

    heavy naphtha (MN), maximizing light distillate (ML) and

    maximizing heavy distillate (MH). The number of operation

    modes defined above is relatively small and thus has a poten-

    tial to reduce the size of a planning model. Note that the three

    Table 4

    TBP boiling ranges of CDU fractions in the three operation modes

    CDU fractions MN (F) ML (F) MH (F)

    GO

    EP 276.5 290.9 290.9

    HN

    IBP 235.4 235.4 235.4

    EP 418.4 340.6 340.6

    LD

    IBP 325.1 257.3 257.3

    EP 631.1 631.1 577.9

    HD

    IBP 545.0 545.0 488.6

    EP 711.3 711.3 711.3

    BR

    IBP 611.8 611.8 630.6

    operation modes defined here are used for demonstrating the

    approach in this paper. Other sets of operation modes, such as

    the frequently used five operation modes or the eight opera-

    tion modes defined in Brookset al. (1999), are categorized for

    other CDUs according to their design and operation condi-

    tions. In fact, the approach that we developed is independent

    of the number of operation modes. One can maximize theyield of only one product on any given operation (Watkins,

    1979). Thus, a CDU can be at only one operation mode at one

    time. A refinery can determine the operation of the CDU to

    be either at one of the operation modes or somewhere among

    these operation modes.

    3.3. Determination of cutpoints

    Due to the limitation of stage number and reflux ratio,

    the TBP boiling ranges of two adjacent CDU fractions

    always overlap. To specify the separation temperature being

    used in conventional distillation columns between two adja-

    cent fractions, a cutpoint is used. It is defined as the

    mid-point of the TBP overlapping temperatures (TBP cut-

    point = 0.5(EPL+ IBPH), where EPL is the EP of the light

    fraction and IBPHis the IBP of adjacent heavy fraction). The

    definition of TBP cutpoint between two fractions is shown

    inFig. 6 (Watkins, 1979). The TBP cutpoint (point D) is

    the average temperature of the EP of light fraction (point A)

    and the IBP of heavy fraction (point B). With the TBP cut-

    points among fractions determined, the corresponding vol-

    ume transfer ratios of CDU fractions can then be obtained

    using the procedure described in Section3.1.

    3.4. Determination of volume transfer ratio range (VTR)

    In a refinery, adjusting the cutpoints will change the vol-

    ume transfer ratios (hence flow rates) and properties of CDU

    fractions that affect the overall economics of the refinery. The

    cutpoints among CDU fractions can be calculated using the

    procedure proposed in Section3.3. These cutpoints are then

    used to determine VTR. The maximum volume transfer ratio

    of a CDU fraction is called the upper limit of the VTR while

    Fig. 6. Definition of cutpoint between two fractions.

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    Fig. 7. Definition of VTR.

    the minimum value, the lower limit of the VTR. This proce-

    dure is illustrated in Fig.7.ForMNmode,usingthedatagiven

    inTable 4, the cutpoints of HN can be calculated (256 F forGO/HN and 372F for HN/LD). Then the corresponding vol-

    ume transfer ratio of HN is obtained 10.6% (=24.2 13.6%)

    as shown by segments CD. Similarly, cutpoints in ML mode

    (263 FforGO/HNand299 F for HN/LD) canbe calculated,

    the corresponding volume transfer ratio of HN is obtained

    3.2% (=17.4 14.2%) as shown by segments AB. The cut-

    points in the MHmode are the same as those in the MLmode

    in this case, thus the volume transfer ratio of HN in MH mode

    is the same. The upper limit of the VTR of HN is then 10.6%

    and the lower limit is 3.2%. Thus, the VTR of HN is (3.2%

    and 10.6%).

    In a refinery, flow rates of CDU fractions are often basedon weight. It is more convenient to express the ratios of

    CDU fractions as weight transfer ratios. The volume trans-

    fer ratio in crude oil TBP curve should then be converted

    to weight transfer ratio and the VTRs become WTRs. To

    perform this conversion, the API gravity (API gravity =

    141.5/d15.615.6 131.5, where d15.615.6 is the specific density at

    60 F) has to be used. This API gravity is usually included in

    a crude assay. As an illustration, the crude assay data from

    Watkins (1979)are used here to calculate the API gravity of

    crude oil and CDU fractions (seeAppendix A.3for details).

    For the example illustrated in Fig. 7, the corresponding WTR

    is (2.8% and 9.5%).

    The VTR/WTR focuses on the transfer ratio range of a

    fraction while the commonly used swing cut is a pseudo-cut

    that exists between two fractions. The sizes of swing cuts

    can be determined with the knowledge of VTR/WTR, and

    vice versa. For the example illustrated in Fig. 7,the size of

    the swing cut (if expressed as volume ratio on crude feed)

    between GO and HN is 0.6% (=14.2 13.6%) which is small

    and the size of the swing cut between HN and LD is 6.8%

    (=24.2 17.4%) which is rather large. The accurate sizes of

    swing cuts can thus be determined by the procedure proposed

    in this paper. For easy integration of the CDU model with the

    main planning model, VTR/WTR is used in this paper.

    Fig. 8. Procedure for WTRs determination of CDU fractions.

    3.5. WTR determination procedure

    The procedure described in Sections 3.13.4 for determin-

    ing the WTR of CDU fractions is summarized in this section

    and illustrated inFig. 8.The manual procedure described by

    Watkins (1979),the accuracy of which is tested by rigorous

    simulationin Appendix B.1, is used for computer calculation.The procedure uses ASTM boiling ranges of CDU fractions

    and crude assay data available in most refineries. Thedetailed

    procedure consists of four major steps as follows.

    Step 1. The determination of ASTM D86 boiling ranges

    and operation modes

    The ASTM boiling ranges of CDU fractions can be

    obtained from refineries, CDU designers or from literatures

    (e.g., Gary & Handwerk, 2001). These ASTM boiling ranges

    are used as the starting point of the procedure proposed here.

    The ASTM boiling ranges used in this paper are listed in

    Table 2.These ASTM boiling ranges are converted to TBPboiling ranges using the correlations developed by Watkins

    (1979) (see Appendix A.4 for details). Other correlations

    (Arnold, 1985)for ASTM to TBP boiling range conversion

    can also be used according to their accuracies for different

    crude oils. The converted TBP boiling ranges are listed in

    Table 3and the TBP boiling ranges of the three operation

    modes are then determined and listed inTable 4.

    Step 2. Calculate the cutpoints for operation modes

    Thecutpoints for operation modes are calculated using the

    method describedin Section 3.3. For example,to calculatethe

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    Table 5

    Calculated cutpoints (F)

    GO/HN HN/LD LD/HD HD/BR

    MN 255.9 371.8 588.0 661.6

    ML 263.1 298.9 588.0 661.6

    MH 263.1 298.9 533.2 670.9

    cutpointbetween GOand HNin the MNmode, weknow from

    Table 4that EPL is 276.5F and IBPHis 235.4

    F, therefore

    the cutpoint of GO/HN is (276.5 + 235.4)0.5 = 255.9F. The

    calculated cutpoints are listed inTable 5.

    Step 3. Calculate CDU fractions weight transfer ratios for

    the operation modes

    The crude oil TBP data and CDU fractions API data from

    crude assay are correlated to form the crude oil TBP equa-

    tion and CDU fractions API equations (See Appendix A.3

    for details). The calculated cutpoints for operation modes

    (Table 5) are then sent to crude oil TBP equation to calculate

    the volume transfer ratios of CDU fractions. For example,

    the cutpoint for GO/HN in the MN mode (255.9 F) is sent

    to crude oil TBP equation and then the volume transfer ratio

    of GO (13.61) in this mode can be obtained. The API gravity

    of each fraction is calculated by inserting its volume trans-

    fer ratio into its API gravity equation. Using this calculated

    API gravity, the volume transfer ratio of a CDU fraction is

    then converted to weight transfer ratio. The above procedure

    is performed for each operation mode to obtain the weight

    transfer ratios of CDU fractions in each mode. The calculated

    API gravities of CDU fractions are listed in the last column

    ofTable 6.The calculated weight transfer ratios and volume

    transfer ratiosfor each operationmode arelisted in thesecondlast and the third last columns ofTable 6,respectively.

    Table 6

    Calculated transfer ratios and WTRs

    VTR (vol.%) WTR (wt.%) vol.% wt.% API

    GO

    H 14.23 11.73 MN 13.61 11.17 67.2

    L 13.61 11.17 ML 14.23 11.72 66.1

    MH 14.23 11.73 66.1

    HN

    H 10.60 9.46 MN 10.60 9.46 51.0

    L 3.17 2.79 ML 3.17 2.79 53.5

    MH 3.17 2.79 53.5LD

    H 27.79 26.21 MN 20.98 20.04 39.0

    L 20.98 20.04 ML 27.79 26.21 41.1

    MH 22.52 21.03 42.9

    HD

    H 13.04 12.89 MN 6.91 6.88 32.0

    L 6.91 6.87 ML 6.91 6.87 32.0

    MH 13.04 12.89 33.2

    BR

    H 47.90 52.45 MN 47.90 52.45 17.3

    L 47.04 51.56 ML 47.90 52.40 17.3

    MH 47.04 51.56 17.1

    Step 4. Determination of WTR

    After the weight transfer ratios corresponding to the

    operation modes obtained in Step 3, the maximum and

    minimum weight transfer ratios are selected from the modes

    for each CDU fraction. The maximum and minimum volume

    and weight transfer ratios are listed in the third and fourthcolumns ofTable 6,respectively. For example, the number

    11.73 in the fourth column is the maximum value of the three

    numbers (11.17, 11.72, 11.73) in the second last column; the

    number 11.17 in the fourth column is the minimum value

    of the three numbers (11.17, 11.72, 11.73) in the second

    last column. These maximum and minimum weight transfer

    ratios are then sent to the main planning model as WTRs to

    optimize the cutpoints of CDU fractions. It is assumed that

    the crude oil is Tia Juana Light and the crude assay data from

    Watkins (1979)are used in this paper. The calculated WTRs

    are also compared with results of rigorous simulation in

    Appendix B.2.

    4. Model for FCC fractions transfer ratios

    4.1. Description of the procedure

    A procedure for the determination of FCC fractions

    weight transfer ratios (the weight percentage of a FCC

    fraction over the overall FCC feed) as a function of FCC

    conversion is proposed in this section. The major operat-

    ing variables affecting the FCC conversion level are the

    cracking temperature, catalyst/oil ratio, space velocity, etc.

    The hand-calculation procedure described by Gary andHandwerk (2001) is implemented in our proposed procedure.

    The procedure is illustrated in Fig. 9. Firstly, we obtained

    FCC fractions yieldcorrelations (whenzeolite catalyst is used

    in FCC) from figures provided by Gary andHandwerk (2001)

    (seeAppendix Cfor details). Then the feed properties, API

    gravity and Watson characterization factor were read. The

    lower limit andupper limit of FCCconversion aredetermined

    according to FCC operation conditions such as the regener-

    ator coke burning ability. The conversion range used in this

    paper is (60% and 85%). This is followed up by a sequence

    of actions: Set the conversion level to its lower limit (60%),

    perform FCC material balance according to the procedure

    described byGary and Handwerk (2001), and calculate the

    weighttransfer ratiosof FCCfractions. Next,there is theneed

    to increase the conversion by a small value (2%) and calcu-

    late the weight transfer ratios corresponding to the current

    conversion level until the conversion level reaches its upper

    limit (85%). Finally, using the data obtained above, FCCfrac-

    tions weight transfer ratios and FCC conversion level are

    correlated. An equation of each FCC fraction weight transfer

    ratio versus FCC conversion level is now obtained and can

    be used in refinery-planning model to optimize the FCC con-

    version level.Table 7lists the correlations for FCC fractions

    (the feed properties is assumed to be: Watson characteriza-

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    Fig. 9. Procedure for correlations of FCC fractions weight transfer ratios.

    tion factor = 11.8, API = 19). In Table 7, WT represents

    the weight transfer ratio of C2C4 or FCC gasoline, etc.

    Conv represents the conversion level of FCC. For different

    feed properties of FCC, one can apply the same procedure

    described above to obtain the same type of correlations with

    different parameters.

    4.2. Discussion of the procedure

    The discrepancy between the correlations obtained above

    and the figures provided byGary and Handwerk (2001) is

    about 13%, which is within the accuracy of those figures.

    The procedure is much simpler and faster compared with

    a rigorous FCC model. The required input (API gravity and

    characterization factor of thefeed) canalso be easily obtained

    from refineries. The emphasis of the FCC model proposed

    in this paper was put on its solution speed and the effec-

    tiveness so that it can be integrated into the main planningmodel directly. Since the inputoutput relationship of FCC

    can be updated by some online learning methods or through

    Table 7

    Correlations for FCC fractions

    a0 a1 a2 z

    C2C4 0.20624 0.00323 3.6E05 72.92857

    Gasoline 0.44699 0.004367 5.7E05 72.92857

    TGO 0.2922 0.00842 3.59E06 72.92857

    Coke 0.05455 0.000816 1.73E05 72.92857

    WT = a0+ a1(convz) + a2(convz)2.

    the improvement of relevant technologies, the FCC model

    can be readily updated with higher accuracy.

    Further improvement for this procedure can be made by:

    Updating the figures provided by Gary and Handwerk

    (2001). It is pointed out (Magee, Maurice, & Mitchell,

    1993) that as the improvement of catalysts and unit design,the yield data of FCC fractions will change and hence cor-

    responding figures should be updated. Besides, the yield

    of gasoline versus conversion keeps increasing in the fig-

    ure provided inGary and Handwerk (2001). In reality, the

    yield of gasoline will decrease as the conversion increases

    to a certain value.

    It is assumed in this paper that the feed properties of FCC

    feed remain constant. However, the physical properties of

    the feed will change as the recycle stock or the CDU opera-

    tion conditions change. This should be considered in future

    works.

    5. Product blending

    Blending is a very important and complicated issue in

    refinery planning. As a demonstration, two commonly used

    blending models are described in this section. However, the

    whole modeling concept is not limited to these two blend-

    ing models, which can be replaced by other state-of-the-art

    models.

    5.1. Blending rule

    Some quality indicators, such as octane number and freez-ing point, are used to prove whether or not the gasoline meets

    the quality specifications. In the case of diesel oil, pour point,

    cetane number and viscosity, among others, are used as key

    quality indicators. In this paper, octane number (ON) and

    pour point (PP) are used as the quality index of gasoline and

    diesel oil, respectively.

    Gasoline blending

    In gasoline blending, the octane number of a blended

    product canbe simplycalculated using the following linear

    equations:

    Oifi = Opfp

    fi = fp

    whereOiis the octane number of intermediate streami,fithe flow rate of the intermediate stream i, Op the octane

    number of productp, andfpis the sum offi.

    Diesel oil blending

    For diesel blending, diesel properties such as pour point

    cannot be calculated using a simple linear equation. Some

    correlations have been proposed for diesel oil blending.

    Reid and Allen (1951)used linear combination of pour

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    Table 8

    Correlations of the properties of CDU fractions

    a0 a1 a2 z

    GO 58.8138 2.2372 0.0699 6.4876

    HN 49.9794 1.8023 0.0641 10.6140

    LD 395.9257a 4.7582 0.0454 26.3285

    HD 509.9056a 3.0821 0.0261 54.9158

    ON (or PP) = a0+ a1(Mid WTR-z) + a2(Mid WTR z)2.

    a Pour points of LD and HD are converted to the Rankine degree.

    point blending indexes of intermediate streams to pre-

    dict product pour points.Hu and Burns (1970)proposed a

    nonlinear one-parameter pour point equation. Semwal and

    Varshney (1995)proposed an improved nonlinear correla-

    tion, which is used in this paper:

    TBb =

    ni=1

    (Vi)A(Ti)

    B

    whereTb is the pour point of product, Vi andTi are vol-ume fraction and pour point (in the Rankine degree, R) of

    intermediate stream i, respectively. Four sets of parameters

    A and B are given in different pour point ranges. The

    wide pour point range (from 21 to 51 C) is used in this

    paper. The corresponding values of A and B are 1.105 and

    12.987, respectively.

    5.2. Calculation of the properties of CDU fractions

    The octane numbers or pour points of CDU fractions

    will change as the cutpoints of CDU change. In our plan-

    ning model, the octane numbers or pour points of CDU

    fractions are correlated to their mid-point weight transferratios. The relationship between mid-point volume transfer

    ratio (Mid VTR) and octane number/pour point are given by

    Watkins (1979). In this paper, mid-point weight transfer ratio

    (Mid WTR) is used instead of Mid VTR for consistence.

    The equations for relating mid-point weight transfer ratios

    and octane numbers/pour points from the crude assay data

    provided byWatkins (1979)are given inTable 8.InTable 8,

    the outputs of row GO and HN are octane numbers (ON)

    while theoutputs of row LD andHD arepour points(PP).

    6. Main flow diagram for solving therefinery-planning model

    The main flow diagram for solving the refinery-planning

    model is illustrated inFig. 10.The whole procedure consists

    of the following steps:

    Call CDU WTR determination model to calculate the

    maximum and minimum weight transfer ratios of CDU

    fractions.

    Call FCC yield model to obtain equations of FCC frac-

    tion weight transfer ratio versus FCC conversion. These

    equations are used in the refinery model.

    Fig. 10. Flow diagram for solving the refinery-planning model.

    Read initial data, which include the data of unit capacities,

    unit operation costs, initial octanenumbers andpour points

    and CDU WTRs.

    Integrate the CDU and FCC models with the main NLP

    planning model and solve the main model.

    Compare to the rigorous CDU and FCC models, the solu-

    tion time of the two CDU and FCC models proposed here

    was reduced significantly. In most of the cases tested in thisstudy, the CPU time needed to solve the main planning model

    is 0.10.2 s.

    7. Case studies

    Several case studies demonstrate the effectiveness of the

    CDU and FCC models proposed in this paper. The refinery-

    planning model is formulated in GAMS (Brooke, Kendrick,

    & Meeraus, 1992) on a 933 MHz Pentium III PC. The code

    MINOS5 in GAMS 2.25 is used for NLP. Theplanning model

    is described inAppendix D.

    The configuration of the cases studied here is illustrated in

    Fig. 4. The price data for these cases are listed in Table 1. The

    unit capacities, operation costs, market demands for products

    and blending requirements for blending units are described

    in Section2.The influences of different CDU cutpoint set-

    ting methods on total profit will be studied in Section 7.1

    while the influences of different FCC conversion level deter-

    mination methods on total profit and FCC fractions weight

    transfer ratios will be studied in Section7.2.Finally Section

    7.3studies the influences of different methods of determin-

    ing CDU fractions properties on total profit and the weight

    transfer ratios of CDU fractions.

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    fixed to certain values, for example, the octane numbers of

    GO and HN are fixed to 50.0 and 65.0, respectively and the

    pour points of LD and HD to 40.0 and 5.0 C respectively,

    then the total profit may be underestimated (the second row)

    or overestimated (the third row) and the corresponding CDU

    cutpoint setting and product yields will also be influenced.

    The reason is that the product quality in the second row wasunderestimated (The real octane number of 90# gasoline is

    92.7) while the product quality in the third row was overesti-

    mated (The real octane number of 90# gasoline is 88.3). The

    refinery may lose the potential of earning more money (the

    second row) or risk the products refused by customers (the

    third row). Thus, it is important to calculate the properties of

    CDU fractions using some correlations.

    8. Conclusions

    In this paper, the optimal planning strategies of refineries

    are studied and a procedure for the CDU WTRs determina-tion is proposed. A yield model is used for the determination

    of equations of FCC fractions weight transfer ratios versus

    FCC conversion level. With the CDU and FCC models inte-

    grated into the planning model, the CDU cutpoints and FCC

    conversion level can be optimized accurately. The proper-

    ties of CDU fractions are calculated in the model to reflect

    the influence of CDU cutpoints changes that guarantee the

    quality of the final products. Finally, several case studies are

    described and solved using the proposed planning model to

    illustrate the significance of the CDU and FCC models and

    the calculation of CDU fractions properties.

    Acknowledgments

    The authors would like to acknowledge financial sup-

    port from the Research Grant Council of Hong Kong (Grant

    No. HKUST6014/99P & DAG00/01.EG05), the National

    Science Foundation of China (Grant No. 79931000) and

    the Major State Basic Research Development Program

    (G2000026308).

    Appendix A

    A.1. Definition of ASTM and TBP curves

    True boiling point (TBP) isrun incolumns with 15or more

    theoretical plates, which provides a very accurate component

    distribution for the material being tested. However, due to the

    large sample size and time requirement, TBP tests are gener-

    ally only run on crude oilstreams.The ASTM D86test,which

    is the standardizedmethod established by the American Soci-

    ety for Testing Materials, is a batch laboratory distillation

    involving approximately one equilibrium stage and no reflux.

    ASTM D86 test is mainly applied for products and petroleum

    fractions such as CDU fractions. Typical TBP and ASTM

    Fig. A1. TBP and ASTM curves for a CDU distillate.

    curves of a CDU fraction are shown in Fig. A1. Points A

    and B inFig. A1are the initial boiling points (IBP) of TBP

    and ASTM curves of a CDU distillate, respectively. IBP is

    the temperature at which a distillate begins to boil. Points C

    and D inFig. A1are the end points (EP) of TBP and ASTM

    curves of a CDU distillate. EP is the temperature at whicha distillate is 100% vaporized. Even though the ASTM tests

    are the simplest and most common distillations performed

    on petroleum fractions, they do not provide the type of infor-

    mation given in TBP distillations necessary for prediction of

    operating conditions or equipment design. Thus, the ASTM

    data of petroleum fractions need to be converted to TBP data

    using some correlations.

    A.2. Estimation of the IBPs of HN and BR

    The IBPs of HN are estimated in this paper with the con-

    sideration of the ASTM (5-95) Gapbetween GO andHN. TheASTM (5-95) Gap defines the relative degree of separation

    between adjacent fractions.It is determinedby subtracting the

    95 vol.% ASTM temperature of a fraction from the 5 vol.%

    ASTM temperature of the adjacent heavy fraction (Watkins,

    1979).The ASTM (5-95) Gap between GO and HN recom-

    mended byWatkins (1979)is +20 to +30 F. The IBPs of BR

    are estimated using a trial-and-error method with the con-

    sideration of the TBP overlap between HD and BR. TBP

    overlap is determined by subtracting the TBP EP of a fraction

    from the TBP IBP of the adjacent heavy fraction (TBP over-

    lap=EPL IBPH). A TBP overlap of 80100F between HD

    and BR is recommended byWatkins (1979).

    A.3. Correlations of crude oil TBP curve and API

    gravity

    The crude oil TBP data and CDU fractions API data from

    crude assay provided byWatkins (1979)are correlated using

    LSM to form the crude oil TBP equation (Eq. (A.1)) and

    CDU fractions API equations (Eqs. (A.2) and (A.3)). The

    volume transfer ratios of CDU fractions can be calculated by

    inserting cutpoints into Eq.(A.1).Eq.(A.2)is obtained after

    correlating the API gravity data of CDU fractions (except

    BR) from crude assay data. The API gravity of BR is corre-

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    Fig. A2. Definition of mid-point volume transfer ratio.

    lated into Eq.(A.3). The API gravity of each fraction can be

    calculated by inserting the volume transfer ratio of each frac-

    tion into Eq.(A.2)or (A.3). Note that in Eq.(A.2), the APIgravity is correlated to the mid-point volume transfer ratios.

    The definition of a mid-point volume transfer ratio is shown

    inFig. A2.The mid-point volume transfer ratio of a CDU

    fraction is half of its volume transfer ratio plus the sum of the

    volume transfer ratios of fractions that are lighter than it. For

    example, inFig. A2,D is the mid-point of segments AB,

    E is the mid-point of segments BC, then the mid-point vol-

    ume transfer ratio of GO is shown by segments AD and the

    mid-point volume transfer ratio of HN is shown by segments

    AE (=AB + BE).

    VOL=

    6i=0

    ai(TBP CP z)i (A.1)

    where VOL is the percent volume transfer ratios, TBP CP

    the TBP cutpoint temperature; a0: 31.25, a1: 0.09775,

    a2: 3.22E06, a3: 7.646E08, a4: 1.1817E10, a5:

    2.28E14,a6: 1.366E16,z: 444.25

    API=

    8i=0

    ai(Mid Vol z)i (A.2)

    where API is the API gravity of the CDU fraction(except BR), Mid Vol the Mid-volume transfer ratio of the

    CDU fraction; a0: 35.4666, a1: 0.476, a2: 0.0034, a3:

    0.0005855,a4: 0.0000291,a5: 1.02E06,a6: 3.7E08,

    a7: 5.4E10,a8: 1.6E11;z: 41.97

    BR API=

    2i=0

    ai(Vol z)i (A.3)

    where BR API is the Bottom residua API gravity, Vol the

    percent volume transfer ratio of BR; a0: 15.552,a1: 0.2932,

    a2: 0.00199,z: 41.6875.

    A.4. Conversion of ASTM boiling ranges to TBP boiling

    ranges

    The ASTM boiling ranges are converted to TBP boiling

    ranges using the correlation proposed by Watkins (1979).

    The figure for the relationships between ASTM and TBP

    initial and final boiling points provided byWatkins (1979)are correlated in this paper to form Eqs. (A.4) and (A.5).

    The ASTM IBPs are converted to TBP IBPs using Eq.

    (A.4)while the ASTM EPs are converted to TBP EPs using

    Eq.(A.5):

    TBP IBP=

    4i=0

    ai(ASTM IBP z)i (A.4)

    where TBP IBP is the calculated TBP IBP, ASTM IBP the

    ASTM IBP; a0: 522.458, a1: 1.1274, a2: 8.27E05, a3:

    8.19E07,a4: 3.336E09,z: 555.0

    TBP EP=

    4i=0

    ai(ASTM EP z)i (A.5)

    where TBP EP is the calculated TBP EP, ASTM EP the

    ASTM EP; a0: 547.783, a1: 1.06536, a2: 8.53E06, a3:

    8.5E08,a4: 1.41E09,z: 521.769.

    Appendix B. Comparison with rigorous CDU

    simulation results

    Part of the manual method described by Watkins (1979) istransformed for computer calculation and applied for WTRs

    determination in this paper (described in Section3.5).In this

    appendix, the accuracies of the Watkins method, the WTRs

    determination procedure and the fractions property calcu-

    lation are tested by rigorous CDU simulation using Aspen

    Plus version 11.1 (Aspentech, 2001). The configuration of

    the CDU is the same as example 2.5 in Watkins (1979). The

    CDU has 29 stages in which the condenser is the first stage.

    Crude oil was fed at stage 26. There exist three sidestrippers,

    which draw oils from the main column at stages 7, 15 and

    21, respectively. Each sidestripper has four stages. The flow

    rates of thestripping steamsof the main columnand sidestrip-

    pers 13# are 12,000, 4292, 7250 and 4167 Ib/h, respectively.

    No pumparound exists in this example. The condenser and

    the bottom stage pressures are 27.8 and 38.5 psi, respec-

    tively. The furnace overflash is 2.0 volume percent of crude

    feed.

    The crude feed has a flow rate of 100,000 bbl/day, a tem-

    perature 200 F and pressure 60 psi. The crude oil is Tia Juana

    Light and the crude assay data (including the TBPcurve, light

    ends composition and the API gravity curve) fromWatkins

    (1979)are used. The simulation is carried out with pseudo-

    components spaced at 8 F in the range 100800 Fand10 F

    in the range 8001640 F.

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    Table B1

    Actual EP settings (F) used in the CDU simulation

    GO HN LD HD

    Watkins example 2.5 275 380 560 740

    MN 260 400 600 740

    ML 275 330 600 740

    MH 275 330 550 740

    B.1. Comparison of the Watkins CDU calculation

    results

    The end point settings of CDU fractions used in the Aspen

    PlussimulationarelistedinthefirstrowofTable B1. Notethat

    the EP of HD is changed to 740 F because the EPs of heavy

    fractions (HD and BR) calculated by Aspen Plus are higher

    due to different property calculation methods used by Aspen

    Plus and Watkins. Table B2 shows the Aspen Plus simulation

    results and the results calculated by Watkins. In Table B2, it

    can be seen that the difference of the mass balance between

    the two methods is rather small. For heat balance, as one ofthe figures showing the accuracy, the calculated heat duty of

    the condenser by Watkins is 205.147 MMBTU/h while by

    Aspen Plus is 203.914 MMBTU/h, where the difference is

    0.6%.

    The method by transforming the Watkins manual proce-

    dure to computer calculation is much faster than the Aspen

    Plus simulation. The CDU mass balance by the method

    described in Section 3.5 can be finished in 1 s while the Aspen

    Plus CDU simulation model needs around 30190 s to obtain

    the results. Another drawback of Aspen Plus CDU simulation

    model is its instability. We found that Aspen Plus CDU simu-

    lation modelsometimes gives us significantly differentresultseven though we only reinitialize the calculation without any

    changes or we change the value of a parameter a bit. It thus

    brings oscillations into main planning model when incorpo-

    rating Aspen Plus CDU simulation model into a commercial

    software such as Aspen PIMSTM (Aspentech). We conclude

    that the method described in Section3.5has higher accuracy

    than the traditional linear CDU models and better solution

    speed than a rigorous simulation model.

    B.2. Comparison of WTRs

    The Aspen Plus CDU simulation model is used to calcu-

    late the WTRs by setting the end points of CDU fractions at

    Table B3

    Weight transfer ratios of CDU fractions by Aspen Plus simulation

    Methods GO HN LD HD BR

    MN

    ASPEN 9.87 12.66 16.97 5.30 55.20

    This paper 11.17 9.46 20.04 6.88 52.45

    MLASPEN 12.04 2.45 25.47 4.58 55.46

    This paper 11.72 2.79 26.21 6.87 52.40

    MH

    ASPEN 12.05 2.47 21.43 10.22 53.83

    This paper 11.73 2.79 21.03 12.89 51.56

    Table B4

    WTRs of CDU fractions

    This paper ASPEN

    GO

    H 11.73 12.05

    L 11.17 9.87

    HNH 9.46 12.66

    L 2.79 2.45

    LD

    H 26.21 25.47

    L 20.04 16.97

    HD

    H 12.89 10.22

    L 6.87 4.58

    BR

    H 52.45 55.46

    L 51.56 53.83

    three operation modes (rows 24 inTable B1).The IBPs of

    CDU fractions are ignored for easy convergence. The weight

    transfer ratios of CDU fractions calculated by Aspen Plus

    CDU simulation model and method used in this paper are

    listed inTable B3.The calculated WTRs of CDU fractions

    are listed in Table B4. In Tables B3 and B4, it can beseen that

    thedifference of the results between the two methods is rather

    small. The differences may originate from different correla-

    tions used for property calculation and CDU mass balance

    and other unknown parameters such as the Murphree effi-

    ciencies of stages. In the Watkins manual calculation, some

    correlations were read from graphs, which may bring inac-

    curacies. For example, a curve for converting ASTM initial

    Table B2

    Results of CDU mass balance

    Methods GO HN LD HD BR

    Mass flow (Ib/h)

    ASPEN 142386 113245 203083 123952 682363

    Watkins 138802 116175 208728 124958 675879

    Mass ratio (%)

    ASPEN 11.26 8.95 16.05 9.80 53.94

    Watkins 10.98 9.19 16.51 9.88 53.45

    Difference (%) 2.48 2.63 2.82 0.85 0.91

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    Table B5

    ONs of CDU fractions

    WTRs ON

    This paper ASPEN This paper ASPEN

    GO

    H 11.73 12.05 60.2 60.0

    L 11.17 9.87 60.9 62.7HN

    H 9.46 12.66 42.2 42.4

    L 2.79 2.45 45.9 43.6

    boiling points to TBP initial boiling points (see Appendix A.4

    for details) wasused. With updated correlations, the accuracy

    of the calculation can be readily improved.

    B.3. Comparison of property calculation

    As the change of the weight transfer ratios of CDU frac-

    tions, the properties of CDU fractions will also change.Table B5lists the calculated octane numbers of GO and HN

    corresponding to the maximal and minimal weight transfer

    ratios. Note that due to the nonlinearity of the property cal-

    culation, the maximal and minimal values of CDU fractions

    properties may not happen when the weight transfer ratios

    take their maximal or minimal values. It can be seen that

    the octane numbers of CDU fractions change several units in

    different situations. Assuming fixed octane numbers of CDU

    fractions may not guarantee the quality of final products and

    may obtain sub-optimal planning results. Similar results can

    be obtained for pour points calculation of CDU fractions.

    Appendix C. Correlations of FCC fractions weight

    transfer ratios

    Relevant figures provided by Gary and Handwerk

    (2001)are correlated using LSM for computer calculation

    (Tables C1 and C2). As the results in Table C1show, the

    equationz =3

    i=1

    2j=1aij(x x-)

    i1(y y-

    )j1 should be

    used to calculate the weight or volume transfer ratios of FCC

    fractions or the API gravity of FCC fractions. In column z,

    Table C2

    Coefficients of C3 correlations

    a0 a1 a2 x- Maximum

    absolute bias

    C3 2.759957 0.0558333 0.000574 70 0.06

    WT% means the output is weight transfer ratio; VOL%means the output is volume transfer ratio and API means

    the output is API gravity. Columns xand y show the two

    input variables. In x, Conv is the FCC conversion level

    (in percentage); iny,Kis the Watson characterization factor

    of FCC feed and API is the API gravity of FCC feed. Note

    that Fuel Gas, C3=, C4=, i-C4, and n-C4 in Table C1 are

    aggregated into one FCC fraction C2C4 (Fig. 4) in our

    planning model, TGO is the aggregate of HGO and LGO.

    Table C2 shows the correlated result of C3. Theequation used

    for Table C2 is Vol = a0+ a1(conv x-) + a2(conv x-)2,

    where Vol is the volume transfer ration of C3 and Conv

    is the conversion level of FCC.

    Appendix D. Definitions and mathematical

    formulations of the main planning model

    D.1. Definitions of indices and parameters

    (a) Indices

    u different units in the refinery, represents CDU and

    FCC

    p different types of products, represents 90#, 93#

    gasoline,10#, 0# diesel oil, FCC C2C4 and FCC

    heavy oil, respectively

    s,ss different fractions from CDU, represents GO, HN,

    LD, HD and BR, respectively

    t different fractions from FCC, represents FCC

    C2C4, gasoline, HO and coke, respectively

    n coefficients of correlations

    (b) Sets

    U units in a refinery

    P types of products

    Table C1

    Coefficients of FCC fractions correlations

    z x y a11 a12 a21 a22 a31 a32 x y Maximum

    absolute bias

    Coke WT% Conv K 4.58 2.366 0.0644 0.02562 0.000887 0.00306 70 12.075 0.42

    Fuel Gas WT% Conv K 4.714 1.392 0.05092 0.01424 0.001166 0.0042 70 12.075 0.48

    C3= VOL% Conv API 5.793 0.2659 0.104 0.0077 0.001775 3.00E05 70 23 0.19

    C4= VOL% Conv API 8.515 0.0757 0.14736 0.00117 1.80E05 1.40E05 70 23 0.07

    i-C4 VOL% Conv API 5.956 0.1091 0.0998 0.001716 1.17E-05 1.10E05 70 23 0.06

    n-C4 VOL% Conv API 2.2747 0.064 0.03557 0.00077 5.30E05 1.00E05 70 23 0.10

    Gasoline VOL% Conv K 56.3968 6.7027 0.63864 0.28925 0.00486 0.016826 70 12.075 2.30

    HGO API Conv API 8.7429 0.04592 0.023367 0.00013 1.50E05 1.70E06 70.091 23 0.01

    TGO API Conv API 8.0929 0.078 0.0146 0.000595 0.00019 7.00E06 70.091 23 0.04

    Gasoline API Conv API 6.2337 0.00125 0.001804 0.00044 0.000119 2.623E05 70.091 23 0.01

    HGO VOL% Conv K 5.47656 0.08523 0.26131 0.0108 5.95E05 0.0002 77.5 12.075 0.21

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    S number of CDU fractions

    T number of FCC fractions

    VSSs,ss combinations when sequence order of ss less than

    that ofs. The order ofs increases from 1 to 5 as s

    changes froms1 to s5

    (c) Parametersa denss,n coefficients for specific gravities of LD and HD

    a fccrtot,n coefficients for FCC fractions weight transfer

    ratios

    a props,n coefficients for octane numbers of GO and HN,

    pour points of LD and HD

    CAPACITYu the capacity of units

    C prodp the price of productp

    C raw the price of crude oil

    C MTBE the price of MTBE

    C untu operation cost of unitu

    ON MTBE, ON U21 octane numbers of MTBE and FCC

    gasoline, respectively

    DMmaxp maximum demand for productp

    (d) Variables

    CDUrtios weight transfer ratio of CDU fractions

    Conv the conversion level of FCC

    Denss specific gravity of CDU fraction s. Only LDand HD

    are included

    Mid wts mid-point weight transfer ratio of CDU fractions,

    BR not included

    MTBEP01 quantity of MTBE that attends the blending of

    90# gasoline

    MTBEP02 quantity of MTBE that attends the blending of

    93# gasolineFcdu frts flow rate of CDU fractions

    Ffcc frtt flow rate of FCC fractiont

    FCCrtiot weight transfer ratio of FCC fractiont

    Frecycle the recycle ratio of FCC

    Prop CDUs property of CDU fraction s. It represents octane

    number for GO and HN, represents pour point (R)

    for LD and HD. BR not included

    profit total profit of the refinery

    qprodp production rate of productp

    UNITu load of unitu

    U11P01 quantity of GO that attends the blending of 90#

    gasoline

    U11P02 quantity of GO that attends the blending of 93#

    gasoline

    U12P01 quantity of HN that attends the blending of 90#

    gasoline

    U12P02 quantity of HN that attends the blending of 93#

    gasoline

    U13P03 quantity of LD that attends the blending of10#

    diesel oil

    U13P04 quantity of LD that attends the blending of 0# diesel

    oil

    U14P03 quantity of HD that attends the blending of10#

    diesel oil

    U14P04 quantity of HD that attends theblendingof 0# diesel

    oil

    U21P01 quantity of FCC gasoline that attends the blending

    of 90# gasoline

    U21P02 quantity of FCC gasoline that attends the blending

    of 93# gasoline

    VPU13P03, VPU14P03 volume flow rates of LD and HDthat attend the blending of10# diesel oil

    VPU13P04, VPU14P04 volume flow rates of LD and HD

    that attend the blending of 0# diesel oil

    D.2. Mathematical formulations

    D.2.1. Objective function

    Total profit = money earned by selling products

    crude oil cost

    MTBE cost unit operation costs.

    maximize profit=pP

    qprodpC prodp UNITu=u1C raw

    (MTBEP01 + MTBEP02)C MTBE

    uU

    UNITuC untu (obj)

    D.2.2. Constraints

    Material balance of units

    (i) The load of each unit should be less than its capacity:

    UNITu < CAPACITYu, uU (p1)

    Material balance of CDU fractions

    (ii) The flow rates of gross overhead or heavy naphtha

    from CDU equal the sum of gross overhead or heavy

    naphtha that attends the blending of 90# and 93#

    gasoline.

    Fcdu frts=s1 U11P01 U11P02= 0 (p2 1)

    Fcdu frts=s2 U12P01 U12P02= 0 (p2 2)

    (iii) The flow rates of light distillate or heavy distillate from

    CDU equal the sum of light distillate or heavy distil-

    late that attends the blending of10# and 0# dieseloil.

    Fcdu frts=s3 U13P03 U13P04= 0 (p2 3)

    Fcdu frts=s4 U14P03 U14P04= 0 (p2 4)

    (iv) The weight transfer ratio of each CDU fraction should

    be greater than its lower limit and less than its upper

    limit.

    0.1117 CDUrtios=s1 0.1173 (p3 1)

    0.0279 CDUrtios=s2 0.0946 (p3 2)

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    0.2004 CDUrtios=s3 0.2621 (p3 3)

    0.0687 CDUrtios=s4 0.1289 (p3 4)

    0.5156 CDUrtios=s5 0.5245 (p3 5)

    Note that the numbers 0.1117, 0.1173, etc., are CDU

    WTR limits calculated in CDU WTR determinationmodel. When the ASTM boiling ranges of CDU frac-

    tions or crude assay change, the WTR determination

    model should be calculated again and the above num-

    bers should be updated.

    (v) The sum of the weight transfer ratios of CDU fractions

    should be 1:

    s S

    CDUrtios =1 (p4)

    (vi) Calculate the flow rate of CDU fractions:

    Fcdu frts =UNITu=u1CDUrtios, s S (p5)

    (vii) Calculate the mid-point weight transfer ratios of CDU

    fractions:

    Mid wts =100(

    ssVSSs,ss

    CDUrtioss+ 0.5CDUrtios),

    s=s5, s S (p6)

    (viii) Calculate the octane numbers of GO and HN; the pour

    points of LD and HD:

    Prop CDUs=a prop

    s,n=n0+ a prop

    s,n=n1

    (Mid wts a props,n=n3)

    + a props,n=n2(Mid wts a props,n=n3)2,

    s=s5, s S (p7)

    When s equals s1 and s2, Prop CDUs represents the

    octanenumber of GO andHN. When s equalss3and s4,

    Prop CDUs represents the pour point of LD and HD.

    a props,n=n0,a props,n=n1,a props,n=n2 anda props,n=n3represent a0, a1, a2andz in row s ofTable 8. For exam-

    ple, when s equals s1 (GO), the values listed in the first

    row ofTable 8should be assigned to a props=s1,n=n0to

    a props=s1,n=n3, respectively.

    Material balance of FCC fractions

    (i) Calculate the weight transfer ratios of FCC fractions:

    FCCrtiot= a fccrtot,n=n0+ a fccrtot,n=n1

    (Conv a fccrtot,n=n3)+a fccrtot,n=n2)

    (Conv a fccrtot,n=n3)2, t T (p8)

    a fccrtot,n=n0, a fccrtot,n=n1, a fccrtot,n=n2 and

    a fccrtot,n=n3 represent a0, a1, a2 and z respec-

    tively in row tofTable 7. Rows t1 to t4 represent

    the first to fourth rows ofTable 7.

    (ii) Calculate the flow rates of FCC fractions:

    Ffcc frtt=UNITu=u2FCCrtiot, t T (p9)

    (iii) Calculate the FCC feed flow rate:

    UNITu=u2 =Fcdu frts=s5+ Frecycle (p10)

    (iv) Calculate the flow rate of FCC recycle:

    Frecycle Fcdu frts=s50.5 (p11 1)

    Frecycle Ffcc frtt=t3 (p11 2)

    0.5 is the upper limit of the recycle ratio used in this

    paper.

    (v) The FCC conversion level should be greater than its

    lower limit and less than its upper limit:

    85 Conv 60

    85 and 60 are respectively the upper limit and lower

    limit of FCC conversion level used in this paper.

    (vi) The flow rate of FCC gasoline equals the sum of FCC

    gasoline that attends 90# and 93# gasoline blending:

    Ffcc frtt=t2 U21P01 U21P02= 0 (p12)

    Gasoline blending

    (i) Read the octane numbers of MTBE and FCC gaso-

    line.ON U21 = 95, ON MTBE = 101Due to lack of data

    on FCC gasoline, the octane number of FCC gasoline is

    assumed to be fixed at 95.0 in the three cases in Table 12.

    This octane number can be correlated with the feed ofFCC using some correlations with data available. 101

    is the octane number of MTBE.

    (ii) The linear combination of the octane numbers of gross

    overhead, heavy naphtha, FCC gasoline and MTBE that

    attend90# gasoline blending shouldbe equal to or greater

    than 90.

    Prop CDUs=s1U11P01+ ON MTBE MTBEP01

    + Prop CDUs=s2U12P01+ ON U21 U21P01

    90qprodp=p01 0 (p13)

    The linear combination of the octane numbers of grossoverhead, heavy naphtha, FCC gasoline and MTBE that

    attend93# gasoline blending shouldbe equal to or greater

    than 93:

    Prop CDUs=s1U11P02+ ON MTBE MTBEP02

    + Prop CDUs=s2U12P02 + ON U21U21P02

    93qprodp=p02 0 (p14)

    Diesel oil blending

    The nonlinear correlation proposed by Semwal and

    Varshney (1995)is used in this paper.

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    Table D1

    Coefficients for specific gravities of LD and HD

    Fractions a denss,n=n0 a denss,n=n1 a denss,n=n2 a denss,n=n3

    s3 (LD) 0.8078 0.0033 1.824E5 26.3285

    s4 (HD) 0.8818 0.0022 1.407E5 54.9158

    (i) Calculate the specific gravities of LD and HD:

    Denss =a denss,n=n0+ a denss,n=n1

    (Mid wts a denss,n=n3)

    + a denss,n=n2(Mid wts a denss,n=n3)2,

    s= s3 s= s4 (p15)

    The above correlations are obtained by correlating the

    specific gravity data from crude assay provided by

    Watkins (1979). Thevalues of parameters used are listed

    inTable D1.(ii) Calculate the volumeflow rates of LDand HDfromtheir

    weight flow rates:

    U13P03= VPU13P03 Denss=s3 (p16 1)

    U14P03= VPU14P03 Denss=s4 (p16 2)

    U13P04= VPU13P04 Denss=s3 (p16 3)

    U14P04= VPU14P04 Denss=s4 (p16 4)

    (iii) The pour point of 10# diesel oil should be less

    than 10. The correlation proposed by Semwal andVarshney (1995)was rearranged to avoid possible over-

    flow of variables.

    Prop CDUs=s3

    473.69

    12.987VPU13P031.105

    +

    Prop CDUs=s4

    473.69

    12.987VPU14P031.105

    (VPU13P03 + VPU14P03)1.105 (p17)

    In the above equation, 473.69 (in degrees Rankine,

    R) is the maximum pour point of10# diesel oil.(iv) The pour point of 0# diesel oil should be less than 0:

    Prop CDUs=s3

    491.69

    12.987VPU13P041.105

    +

    Prop CDUs=s4

    491.69

    12.987VPU14P041.105

    (VPU13P04 + VPU14P04)1.105 (p18)

    In the above equation, 491.69 (in degrees Rankine,R) is the maximum pour point of 0# diesel oil.

    Product quantity

    (i) The production rate of each product equals the sum of

    the streams that attend its blending:

    qprodp=p01 =U11P01 + MTBEP01 + U12P01

    +U21P01 (p19)

    qprodp=p02 =U11P02 + MTBEP02 + U12P02

    +U21P02 (p20)

    qprodp=p03 =U13P03 + U14P03 (p21)

    qprodp=p04 =U13P04 + U14P04 (p22)

    qprodp=p05 =Ffcc frtt=t3 Frecycle (p23)

    qprodp=p06 =Ffcc frtt=t1 (p24)

    (ii) The production rate of each product sent to customers

    should be less than its market demand:

    qprodp DMmaxp (p25)

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