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8/14/2019 Integrating CDU, FCC and product blending models into refinery planning.pdf
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Computers and Chemical Engineering 29 (2005) 20102028
Integrating CDU, FCC and product blending models intorefinery planning
Wenkai Li a, Chi-Wai Hui a,, AnXue Li b
a Chemical Engineering Department, Hong Kong University of Science and Technology, Clear Water Bay, Hong Kong, PR Chinab Daqing Refining & Chemical Company, PetroChina Company Limited, PR China
Received 4 September 2003; received in revised form 23 June 2004; accepted 19 May 2005
Available online 11 July 2005
Abstract
The accuracy of using linear models for crude distillation unit (CDU), fluidize-bed catalytic cracker (FCC) and product blending in refinery
planning has been debated for decades. Inaccuracy caused by nonrigorous linear models may reduce the overall profitability or sacrifice
product quality. On the other hand, using rigorous process models for refinery planning imposes unnecessary complications on the problem
because these models lengthen the solution time and often hide critical issues and parameters for profit improvements. To overcome these
problems, this paper presents a refinery planning model that utilizes simplified empirical nonlinear process models with considerations for
crude characteristics, products yields and qualities, etc. The proposed model can be easily solved with much higher accuracy than a traditional
linearmodel. This paper will present howthe CDU, FCCand product blending modelsare formulated and applied to refinery planning. Several
case studies are used to illustrate the features of the refinery-planning model proposed.
2005 Elsevier Ltd. All rights reserved.
Keywords: Refinery; Planning; CDU; FCC; Product blending
1. Introduction
1.1. Two types of CDU and FCC models
Crude distillation unit (CDU) and fluidize-bed catalytic
cracking (FCC) are the major units in a refinery. To model
them, two types of models rigorous and empirical ones
are commonly used. Rigorous models simulate a CDU as a
general distillation column, taking into account phase equi-
librium, heat and mass balances along the whole column.
Results of a rigorous model include flow rates and com-positions of all internal and external streams, and operating
conditions such as tray temperatures and pressures. Consid-
erable research has been carried out with the aim of devel-
oping and/or improving rigorous CDU models. For example,
Cechetti et al. (1963)applied simultaneous modeling of the
main column and side strippers using the method. Their
Corresponding author. Tel.: +852 2358 7137; fax: +852 2358 0054.
E-mail address:[email protected] (C.-W. Hui).
algorithm may fail to converge when modeling a CDU.Hess
et al. (1977)extended this approach and proposed a Multi-
method to increase the convergent speed and broaden the
generality of the algorithm. Russell (1983) used a rather com-
plicated inside-out class of methods to simulate CDU with
good speed and wide specifications variety. Lang et al. (1991)
proposed an algorithm that integrated bubble-point (BP) and
sum-rates (SR) methods and showed that their calculated val-
ues and the experimental data were in good agreement. In
addition to these, some commercial software packages, such
as Aspen Plus
(Aspentech), PRO/II
(SimSci-Esscor) andDESIGN IITM (ChemShare), have also been developed and
are commonly used. These accurate simulation models are
highly nonlinear due to the complexity of CDU.
Empirical models use empirical correlations to establish
material and energy balances for CDU. First proposed by
Packie (1941), these models were further described in great
detail by Watkins (1979). They are good for preliminary
designs with sufficient plant data and/or experience from
previous designs (Perry, Green, & Maloney, 1997).Because
0098-1354/$ see front matter 2005 Elsevier Ltd. All rights reserved.
doi:10.1016/j.compchemeng.2005.05.010
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of their simplicity, relatively easy application and adequate
accuracy to reflect actual conditions of a CDU, empirical
models are suitable for overall optimization of a refinery.
Besides the CDU, FCC is another important unit that
strongly influences the profitability of a refinery. Many
researchers have studied FCC models. Blanding (1953)
developed a mathematical model based on a kinetic rateexpression.Jacob, Gross, Voltz, and Weekman (1976) pro-
posed a more rigorous model using the concept of lumping
groupings. These kinetic models can be used to calculate
the conversion of FCC from operation parameters such as
reaction temperature, feed composition, catalyst/oil ratio,etc.
However, a planning model incorporated with these models
will be rather complicated and slow. Some correlations have
been developed to obtain the yield of FCC from simple feed
properties and known conversion. Nelson (1958)andGary
and Handwerk (2001)described different methods to obtain
the yields of FCC products by predetermined charts and fig-
ures. These correlations are very useful for obtaining typical
yields for preliminary studies and to determine the trends ofproduct yields when changes are made in conversion levels
(Gary & Handwerk, 2001).
1.2. Current approaches to refinery planning
Mathematical programming has been extensively studied
and implemented for long-term plant-wide refinery plan-
ning. Although accurate results of processing units can be
obtained by using rigorous models, their complexity and the
length of the solution time prevent them from being used
commonly. Using rigorous models for planning might be an
overkill (Barsamian, 2001). The inefficiency of solution oftenhides critical issues and parameters (Hartmann, 2001).Some
commercial software, such as Aspen PIMSTM (Aspentech),
applied nonlinear recursion algorithm to handle nonlineari-
ties or provided interface to an external rigorous simulator
to refinery planning. This could be a time-consuming pro-
cedure due to the long solution time of external simulator.
Zhang, Zhu, and Towler (2001)took into account the effect
of changes in feed properties and operation conditions, using
a linear constraint with some parameters (e.g., the base yields
of CDU fractions and the sizes of swing cuts) not directly
available in most of the refineries. In Zhangs work, due to
the inaccuracies arising from assuming fixed volume/weight
transfer ratios (the volume/weight percentage of a CDU frac-
tion over the overall CDU feed) and linear models of CDU
and FCC, the cutpoints of CDU and conversion of FCC may
not be rigorously optimized. Results obtained in this way
cannot guarantee that the properties of the final refinery prod-
ucts meet the required specifications. Moro, Zanin, and Pinto
(1998) andPinto, Joly, and Moro (2000) proposed a non-
linear planning model that took into account the influences
of feed properties and operation parameters such as sever-
ity and temperature on unit operation cost and unit product
yields. The overall accuracy of their planning model is lim-
ited due to the application of some simple linear unit models
Fig. 1. The flow diagram of fixed yield structure representations approach.
such as FCC. Furthermore, the coefficients of highly non-
linear property calculation correlations and the influences of
operation condition on unit operation cost are not available in
many refineries. Appropriate tradeoff between the accuracy
and the solvability of process unit models remains an essen-
tial challenge in refinery planning and these will be the main
concern to be addressed in this paper.
1.2.1. Approaches to modeling CDU in refinery planning
To include product yields and properties of the crude oil
distillation in a refinery-planning model, approaches that are
lately reported include fixed yield structure representationsmodel, mode or categorization model (Brooks et al., 1999)
and the Swing Cut model (Zhang et al., 2001). In the fixed
yield structure representations model, distillation behavior is
predetermined using the crude assay with an external distilla-
tion simulation program. The simulation program determines
cuts at designated temperature, and then passes the result-
ing yield and property information to the LP planning model
(Trierwiler & Tan, 2001). Fig.1 illustratesthe structure of this
approach (simplified figure fromTrierwiler & Tan, 2001).A
noticeable drawback of this approach is that the cutpoints of
distillates are predetermined therefore cannot guarantee the
optimality of the cutpoint settings for CDU distillates. Someresearchers (Trierwiler & Tan, 2001) applied a method called
Adherent Recursion to optimize cutpoints. The results of
LP planning model (new cutpoints) were sent back to simu-
lation software to update the yields and properties. However,
the long solution time of the simulation software running
iteratively made it a time-consuming procedure to obtain the
final results.
In actual plant operation, CDU operations are often
defined into several operating modes, such as gasoline mode
or diesel mode, according to the crude properties, process
constraints and marketing strategies, etc. Each mode has a
set of predetermined cutpoints based upon the experience
from the previous production settings. Until now, quite a few
of refineries are still using these operating modes for plan-
ning their operation due to the simplicity of this method.
In the mode or categorization approach, the LP planning
model selects one of the operation modes or the combi-
nations of these modes to maximize the total profit. The
challengelies in howto blendthese modeseffectively. Brooks
et al. (1999) applied a visual approach using some figures
to obtain optimal plan by blending operating modes. They
first calculated the yields and properties of CDU fractions
using rigorous CDU model. Then, taking into consideration
the specifications of the final products, they used a spread-
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Fig. 2. Swing cuts of distillates.
sheet to blend CDU modes pair-wise in 1% steps. With the
help of the spreadsheet, the procedure was performed visu-ally using some figures. However, applying their approach
is rather time-consuming and, only the yield of certain CDU
fraction being maximized, the total profit maximization of a
refinery is still not guaranteed.
Another widely used method is the swing cut modeling.
Several swing cuts physically nonexistent are defined in the
LP model. The definition of swing cut is illustrated inFig. 2
(Zhang et al., 2001). In Fig.2, gross overhead(GO) andheavy
naphtha (HN) are the two distillates of a CDU. In order to give
the LP model the flexibility of adjusting the volume transfer
ratios of GO and HN, two adjustable pseudo-cuts, shown as
the two rectangles inFig. 2,are added. The range of a swingcut is defined as a certain ratio on the crude feed bounded by
a lower and upper limit. For example, segments BD defined
the amount of a cut (say 5% of the overall crude fed) that can
go to either GO or HN. The final volume transfer ratio of GO
is shown as segments AC. Similarly, afterthe apportionment
of the HN swing cut, the final volume transfer ratio of HN
can be shown as segments CE.
Hartmann (1999)used swing cut, called balancing cut
in his paper, to address the problem of setting cutpoints of a
CDU. The cutpoints were changed after the analysis of the
marginal values of intermediate streams and units. Zhang et
al. (2001) determined the optimal flow rates of CDUfractions
on the basis of fixed swing cuts. Theyfixed the size of a swing
cut to a certain proportion of the total feed whose value is not
available directly from a refinery.
In general, two issues need to be considered in swing cut
modeling: the sizes of swing cuts and the properties of the cut
fractions. The size of a swing cut can either be expressed as
certain volume transfer ratio on crude feed or as certain boil-
ing temperature range. Some researchers estimate the size of
a swing cut by experience.Zhang et al. (2001)used 5% and
7% volume transfer ratio on crude feed as the sizes of naphtha
andkeroseneswing cuts respectively. A typical 50 of boiling
temperature range, can also be set to swing cuts (Trierwiler
& Tan, 2001). Modelers commonly use a rather wide swing
cut sizes in their initial LP run, and shorten the swing cut
sizes subsequently. This is a time-consuming procedure and
also risks blocking an optimum cutpoint value out of con-
sideration (Trierwiler & Tan, 2001).Since the accurate sizes
of swing cuts are unknown, some researchers divide swing
cuts into small segments in an attempt to improve model-ing accuracy. Each segment is allowed to be blended with
adjacent distillates individually. While this approach may
improve accuracy, the size of the LP model grows signifi-
cantly. This approach also involves applying complex mixed
integer programming to obtain reasonable results (Trierwiler
& Tan, 2001).
In this paper, an effective method is proposed (see Sec-
tion3) to determine the sizes of swing cuts. These sizes are
obtained by using the WTRs of CDUfractions, which are cal-
culated using the empirical procedure described byWatkins
(1979)and ASTM boiling ranges for CDU fractions. Once
the WTRs/swing cuts are determined, a planning model is
then used to optimize cutpoints of CDU.The second issue is about the properties of swing cuts and
fractions. Most of the research works of refinery planning
assumed that the properties of CDU fractions and the swing
cut materials are constant across their temperature ranges.
However, moving a swing cut to its adjacent lighter distil-
late will bring heavy ends to this lighter distillate. This will
influence the properties such as octane number, pour point
of the lighter distillate, and the sulfur and cloud point that
are sensitive to heavy ends. Similarly, moving a swing cut
to its adjacent heavier distillate will bring light ends to this
heavier distillate, which will influence the octane number,
pour point of the heavier distillate, especially properties suchas viscosity and flash point that are sensitive to light ends.
Besides being influenced by swing cuts, distillate properties
themselves are most often highly nonlinear, and this is the
primary area where swing cut modeling fails to represent
distillation behavior accurately (Trierwiler & Tan, 2001). To
address these problems, regression models based upon crude
properties will be used to calculate the octane numbers, pour
points and API gravities of CDU distillates. Case studies are
used to illustrate the importance of the properties calculation.
In brief, the proposed refinery planning model optimizes
CDU cutpoints by integrating a set of predefined operating
modes into a modified swing cut method. The predefined
CDU modes are used to determine the sizes of swing cuts
(expressed as weight transfer ratio ranges (WTR) which will
be definedin Section 3). Beside CDUcutpoints,the properties
of CDU fractions, which are usually ignored in conventional
planning models, are calculated using the basic crude data.
1.2.2. Approaches to model FCC in refinery planning
Pinto et al. (2000)used a linear model of FCC. Due to the
nonlinearity of FCC behavior, a linear model of FCC may
give inaccurate yields and properties of FCC distillates. Fig. 3
(Decroocq, 1984)shows a typical FCC gasoline versus FCC
conversion level curve. The nonlinearity of this figure, espe-
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Fig. 3. The yield of FCC gasoline vs. FCC conversion.
cially in highconversion area,is obvious.To accurately model
FCCwithout introducing a toocomplex FCCmodel, a regres-
sion model based upon the work fromGary and Handwerk
(2001)is applied in the proposed refinery-planning model(Section4).
2. Problem description
An example shown inFig. 4is used to illustrate the pro-
posed modeling techniques and solution methods. The refin-
ery process contains four main processing units: CDU, FCC,
gasoline blending (GB) and diesel oil blending (DB). At first,
crude oil is separated into five fractions by CDU, namely,
gross overhead (GO), heavy naphtha (HN), light distillate
(LD), heavy distillate (HD) and bottom residua (BR). Then
CDU bottom residua enter FCC as a feed to produce C2C4,
FCC gasoline, total gas oil (TGO) and coke. Part of TGO isrecycled to become FCC feed. Note that for simplicity, vac-
uum distillation unit (VDU) was not included in the system.
CDU gross overhead, CDU heavy naphtha, FCC gasoline and
MTBE enter GB to produce two products: 90# gasoline and
93# gasoline. CDU light distillate and heavy distillate enter
DB to produce another two products: 10# diesel oil and 0#
diesel oil. C2C4 from FCC and TGO, which is not recycled,
are sold as final products. Coke is assumed to be burned in
regenerator thus valueless. The prices (yuan/t) of raw materi-
als and products are shown in Table 1. The capacities of CDU
and FCC are both 400 t/day; the operation costs of CDU and
FCC are 20 and 110 yuan/t, respectively. The market demand
for each product is 200 t/day. The octane number of MTBEis 101. The blending requirement of gasoline blending is that
the octane number of 90# and 93# gasoline products should
be equal to or greater than 90 and 93, respectively. The blend-
ing requirement of diesel oil blending is that the pour point
of10# and 0# diesel oil should be equal to or smaller than
10 and 0 C, respectively. The objective of the problem is
Fig. 4. Basic configuration of a refinery.
Table 1
Price data (yuan/t)
Raw material Products
MTBE Crude oil FCC C2C4 90# Gasoline 93# Gasoline 10# Deisel oil 0#Deisel oil FCC TGO
3500 1400 2500 3215 3387 3000 2500 1500
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to maximize the total profit of the refinery by varying the
cutpoints of the CDU and conversion level of the FCC by
taking into account the property changes of the intermediate
and final products.
3. Determination of the CDU weight transfer ratioranges (WTR)
3.1. Determination of the volume transfer ratios of CDU
fractions
The objective of this section is to describe the procedure
of determining the flow rate range of each CDU fraction. The
ability of a refinery to meet all the specifications and condi-
tions of final products is initially set by the CDU fractions
(Brooks et al., 1999). Thus, the flow rates of CDU fractions
are adjusted in a refinery all the time to produce different
quality and specification of products. However, these flow
rates cannot be changed arbitrarily, they can only be changedin their specific ranges. CDU is used to separate crude oil
by distillation into fractions according to boiling point. It
is the first major processing unit in the refinery. Crude oil
is a mixture of some 100,000 liquid chemical compounds,
primarily hydrocarbons ranging from methane to extremely
heavy hydrocarbon molecules with up to 80 carbon atoms.
A CDU fraction is a mixture that usually defined in terms of
its ASTM (American Society for Testing Materials) boiling
range. ASTM boiling range (seeAppendix A.1for details)
defines the general composition of the fraction and is usually
one of the key specifications for most distillates (Watkins,
1979).Different refineries have slightly different definitionsof ASTM boiling ranges for CDU fractions. According to
the definitions ofWatkins (1979), gross overhead consists
of light-ends through 250275 F ASTM end point; heavy
naphtha consists of pentane through 400F ASTMend point;
light distillate has an ASTM boiling range of approximately
300600 F; heavy distillate has an ASTM boiling range of
approximately 525675 F. All distillates heavier than heavy
distillate are called bottom residua. Bottom residua have an
ASTM end point over 1300 F.
Fig. 5 shows the TBP curve of a crude oil. True boil-
ing point (TBP) distillation (see Appendix A.1 for details)
is used to analyze the component distribution of a material
being tested. This method uses a distillation column with
certain number of stages and reflux so that the tempera-
ture on the curve represents the actual (true) boiling point of
the hydrocarbon material present at the corresponding vol-
ume percentage (Watkins, 1979).The volumetric yield (also
expressed as volume transfer ratio) of a CDU fraction can be
obtained from the crude oil TBP curve and its boiling point.
InFig. 5, points A, B, C and D represent the cut-
points of GO, HN, LD and HD, respectively. Draw a dotted
horizontal line through each point; then draw a dotted verti-
cal line through the intersection of the dotted horizontal line
and the crude oil TBP curve. The gap (such as segments EF,
Fig. 5. Determination of the volume transfer ratios of CDU fractions.
FG, GH and HI inFig. 5)between two neighbor dotted
vertical lines determines the volume transfer ratio of a CDU
fraction. In Fig. 5, the volume transfer ratios of GO, HN, LD,HD and BR are 11.5, 4.0, 21.0, 11.5 and 52 (=100 48.0),
respectively.
3.2. Determination of operation modes
Since a CDU fraction is still a mixture of many hydro-
carbons, it has a boiling range. To meet the demand for
different specifications of products from different customers
or to maximize the total profit, the refinery has to adjust the
operation conditions to change the properties of CDU frac-
tions; hence the boiling ranges of CDU fractions vary under
differentoperation conditions. A typical ASTM boiling range
of CDU fractions is listed inTable 2(Watkins, 1979). The
end points (EPs, the temperature at which a distillate is 100%
vaporized) and initial boiling points (IBPs, the temperature
at which a distillate begins to boil) of CDU fractions pro-
vided byWatkins (1979)are adopted inTable 2. The IBPs
of HN and BR, which were not included in Watkins (1979),
were estimated here (see Appendix A.2 for details). Note that
Table 2
ASTM boiling ranges of CDU fractions (F)
CDU fractions Boiling range
GO
EP 260275
HN
IBP 270
EP 325400
LD
IBP 300375
EP 550600
HD
IBP 525575
EP 675
BR
IBP 635652
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Table 3
TBP boiling ranges of CDU fractions (F)
CDU fractions Boiling range
GO
EP 276.5290.9
HN
IBP 235.4EP 340.6418.4
LD
IBP 257.3325.1
EP 577.9631.1
HD
IBP 488.6545.0
EP 711.3
BR
IBP 611.8630.6
most of the refineries provide ASTM boiling ranges to define
CDU fractions, from which the boiling ranges can be adoptedinTable 2.
Although ASTM boiling ranges can be easily obtained
and usedconvenientlyfor product identifications, theycannot
be used directly to estimate weight transfer ratios of CDU
fractions. Thus, ASTM boiling ranges should be converted
to TBP boiling ranges. The conversion method is described in
Appendix A.4. Table 3 lists the converted TBP boiling ranges
from the ASTM boiling ranges ofTable 2.
Table 3provides rough TBP ranges of the CDU fractions.
For instance, if GO is the preferable product, the EP of GO
should be increased to its maximum value (290.9 F); if HN
is the preferable product, then a smaller value (276.5 F) is
assigned to the EP of GO. With this understanding, the TBP
boiling ranges of three CDU operation modes can then be
determined(Table 4). Theseoperation modes are maximizing
heavy naphtha (MN), maximizing light distillate (ML) and
maximizing heavy distillate (MH). The number of operation
modes defined above is relatively small and thus has a poten-
tial to reduce the size of a planning model. Note that the three
Table 4
TBP boiling ranges of CDU fractions in the three operation modes
CDU fractions MN (F) ML (F) MH (F)
GO
EP 276.5 290.9 290.9
HN
IBP 235.4 235.4 235.4
EP 418.4 340.6 340.6
LD
IBP 325.1 257.3 257.3
EP 631.1 631.1 577.9
HD
IBP 545.0 545.0 488.6
EP 711.3 711.3 711.3
BR
IBP 611.8 611.8 630.6
operation modes defined here are used for demonstrating the
approach in this paper. Other sets of operation modes, such as
the frequently used five operation modes or the eight opera-
tion modes defined in Brookset al. (1999), are categorized for
other CDUs according to their design and operation condi-
tions. In fact, the approach that we developed is independent
of the number of operation modes. One can maximize theyield of only one product on any given operation (Watkins,
1979). Thus, a CDU can be at only one operation mode at one
time. A refinery can determine the operation of the CDU to
be either at one of the operation modes or somewhere among
these operation modes.
3.3. Determination of cutpoints
Due to the limitation of stage number and reflux ratio,
the TBP boiling ranges of two adjacent CDU fractions
always overlap. To specify the separation temperature being
used in conventional distillation columns between two adja-
cent fractions, a cutpoint is used. It is defined as the
mid-point of the TBP overlapping temperatures (TBP cut-
point = 0.5(EPL+ IBPH), where EPL is the EP of the light
fraction and IBPHis the IBP of adjacent heavy fraction). The
definition of TBP cutpoint between two fractions is shown
inFig. 6 (Watkins, 1979). The TBP cutpoint (point D) is
the average temperature of the EP of light fraction (point A)
and the IBP of heavy fraction (point B). With the TBP cut-
points among fractions determined, the corresponding vol-
ume transfer ratios of CDU fractions can then be obtained
using the procedure described in Section3.1.
3.4. Determination of volume transfer ratio range (VTR)
In a refinery, adjusting the cutpoints will change the vol-
ume transfer ratios (hence flow rates) and properties of CDU
fractions that affect the overall economics of the refinery. The
cutpoints among CDU fractions can be calculated using the
procedure proposed in Section3.3. These cutpoints are then
used to determine VTR. The maximum volume transfer ratio
of a CDU fraction is called the upper limit of the VTR while
Fig. 6. Definition of cutpoint between two fractions.
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Fig. 7. Definition of VTR.
the minimum value, the lower limit of the VTR. This proce-
dure is illustrated in Fig.7.ForMNmode,usingthedatagiven
inTable 4, the cutpoints of HN can be calculated (256 F forGO/HN and 372F for HN/LD). Then the corresponding vol-
ume transfer ratio of HN is obtained 10.6% (=24.2 13.6%)
as shown by segments CD. Similarly, cutpoints in ML mode
(263 FforGO/HNand299 F for HN/LD) canbe calculated,
the corresponding volume transfer ratio of HN is obtained
3.2% (=17.4 14.2%) as shown by segments AB. The cut-
points in the MHmode are the same as those in the MLmode
in this case, thus the volume transfer ratio of HN in MH mode
is the same. The upper limit of the VTR of HN is then 10.6%
and the lower limit is 3.2%. Thus, the VTR of HN is (3.2%
and 10.6%).
In a refinery, flow rates of CDU fractions are often basedon weight. It is more convenient to express the ratios of
CDU fractions as weight transfer ratios. The volume trans-
fer ratio in crude oil TBP curve should then be converted
to weight transfer ratio and the VTRs become WTRs. To
perform this conversion, the API gravity (API gravity =
141.5/d15.615.6 131.5, where d15.615.6 is the specific density at
60 F) has to be used. This API gravity is usually included in
a crude assay. As an illustration, the crude assay data from
Watkins (1979)are used here to calculate the API gravity of
crude oil and CDU fractions (seeAppendix A.3for details).
For the example illustrated in Fig. 7, the corresponding WTR
is (2.8% and 9.5%).
The VTR/WTR focuses on the transfer ratio range of a
fraction while the commonly used swing cut is a pseudo-cut
that exists between two fractions. The sizes of swing cuts
can be determined with the knowledge of VTR/WTR, and
vice versa. For the example illustrated in Fig. 7,the size of
the swing cut (if expressed as volume ratio on crude feed)
between GO and HN is 0.6% (=14.2 13.6%) which is small
and the size of the swing cut between HN and LD is 6.8%
(=24.2 17.4%) which is rather large. The accurate sizes of
swing cuts can thus be determined by the procedure proposed
in this paper. For easy integration of the CDU model with the
main planning model, VTR/WTR is used in this paper.
Fig. 8. Procedure for WTRs determination of CDU fractions.
3.5. WTR determination procedure
The procedure described in Sections 3.13.4 for determin-
ing the WTR of CDU fractions is summarized in this section
and illustrated inFig. 8.The manual procedure described by
Watkins (1979),the accuracy of which is tested by rigorous
simulationin Appendix B.1, is used for computer calculation.The procedure uses ASTM boiling ranges of CDU fractions
and crude assay data available in most refineries. Thedetailed
procedure consists of four major steps as follows.
Step 1. The determination of ASTM D86 boiling ranges
and operation modes
The ASTM boiling ranges of CDU fractions can be
obtained from refineries, CDU designers or from literatures
(e.g., Gary & Handwerk, 2001). These ASTM boiling ranges
are used as the starting point of the procedure proposed here.
The ASTM boiling ranges used in this paper are listed in
Table 2.These ASTM boiling ranges are converted to TBPboiling ranges using the correlations developed by Watkins
(1979) (see Appendix A.4 for details). Other correlations
(Arnold, 1985)for ASTM to TBP boiling range conversion
can also be used according to their accuracies for different
crude oils. The converted TBP boiling ranges are listed in
Table 3and the TBP boiling ranges of the three operation
modes are then determined and listed inTable 4.
Step 2. Calculate the cutpoints for operation modes
Thecutpoints for operation modes are calculated using the
method describedin Section 3.3. For example,to calculatethe
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W. Li et al. / Computers and Chemical Engineering 29 (2005) 20102028 2017
Table 5
Calculated cutpoints (F)
GO/HN HN/LD LD/HD HD/BR
MN 255.9 371.8 588.0 661.6
ML 263.1 298.9 588.0 661.6
MH 263.1 298.9 533.2 670.9
cutpointbetween GOand HNin the MNmode, weknow from
Table 4that EPL is 276.5F and IBPHis 235.4
F, therefore
the cutpoint of GO/HN is (276.5 + 235.4)0.5 = 255.9F. The
calculated cutpoints are listed inTable 5.
Step 3. Calculate CDU fractions weight transfer ratios for
the operation modes
The crude oil TBP data and CDU fractions API data from
crude assay are correlated to form the crude oil TBP equa-
tion and CDU fractions API equations (See Appendix A.3
for details). The calculated cutpoints for operation modes
(Table 5) are then sent to crude oil TBP equation to calculate
the volume transfer ratios of CDU fractions. For example,
the cutpoint for GO/HN in the MN mode (255.9 F) is sent
to crude oil TBP equation and then the volume transfer ratio
of GO (13.61) in this mode can be obtained. The API gravity
of each fraction is calculated by inserting its volume trans-
fer ratio into its API gravity equation. Using this calculated
API gravity, the volume transfer ratio of a CDU fraction is
then converted to weight transfer ratio. The above procedure
is performed for each operation mode to obtain the weight
transfer ratios of CDU fractions in each mode. The calculated
API gravities of CDU fractions are listed in the last column
ofTable 6.The calculated weight transfer ratios and volume
transfer ratiosfor each operationmode arelisted in thesecondlast and the third last columns ofTable 6,respectively.
Table 6
Calculated transfer ratios and WTRs
VTR (vol.%) WTR (wt.%) vol.% wt.% API
GO
H 14.23 11.73 MN 13.61 11.17 67.2
L 13.61 11.17 ML 14.23 11.72 66.1
MH 14.23 11.73 66.1
HN
H 10.60 9.46 MN 10.60 9.46 51.0
L 3.17 2.79 ML 3.17 2.79 53.5
MH 3.17 2.79 53.5LD
H 27.79 26.21 MN 20.98 20.04 39.0
L 20.98 20.04 ML 27.79 26.21 41.1
MH 22.52 21.03 42.9
HD
H 13.04 12.89 MN 6.91 6.88 32.0
L 6.91 6.87 ML 6.91 6.87 32.0
MH 13.04 12.89 33.2
BR
H 47.90 52.45 MN 47.90 52.45 17.3
L 47.04 51.56 ML 47.90 52.40 17.3
MH 47.04 51.56 17.1
Step 4. Determination of WTR
After the weight transfer ratios corresponding to the
operation modes obtained in Step 3, the maximum and
minimum weight transfer ratios are selected from the modes
for each CDU fraction. The maximum and minimum volume
and weight transfer ratios are listed in the third and fourthcolumns ofTable 6,respectively. For example, the number
11.73 in the fourth column is the maximum value of the three
numbers (11.17, 11.72, 11.73) in the second last column; the
number 11.17 in the fourth column is the minimum value
of the three numbers (11.17, 11.72, 11.73) in the second
last column. These maximum and minimum weight transfer
ratios are then sent to the main planning model as WTRs to
optimize the cutpoints of CDU fractions. It is assumed that
the crude oil is Tia Juana Light and the crude assay data from
Watkins (1979)are used in this paper. The calculated WTRs
are also compared with results of rigorous simulation in
Appendix B.2.
4. Model for FCC fractions transfer ratios
4.1. Description of the procedure
A procedure for the determination of FCC fractions
weight transfer ratios (the weight percentage of a FCC
fraction over the overall FCC feed) as a function of FCC
conversion is proposed in this section. The major operat-
ing variables affecting the FCC conversion level are the
cracking temperature, catalyst/oil ratio, space velocity, etc.
The hand-calculation procedure described by Gary andHandwerk (2001) is implemented in our proposed procedure.
The procedure is illustrated in Fig. 9. Firstly, we obtained
FCC fractions yieldcorrelations (whenzeolite catalyst is used
in FCC) from figures provided by Gary andHandwerk (2001)
(seeAppendix Cfor details). Then the feed properties, API
gravity and Watson characterization factor were read. The
lower limit andupper limit of FCCconversion aredetermined
according to FCC operation conditions such as the regener-
ator coke burning ability. The conversion range used in this
paper is (60% and 85%). This is followed up by a sequence
of actions: Set the conversion level to its lower limit (60%),
perform FCC material balance according to the procedure
described byGary and Handwerk (2001), and calculate the
weighttransfer ratiosof FCCfractions. Next,there is theneed
to increase the conversion by a small value (2%) and calcu-
late the weight transfer ratios corresponding to the current
conversion level until the conversion level reaches its upper
limit (85%). Finally, using the data obtained above, FCCfrac-
tions weight transfer ratios and FCC conversion level are
correlated. An equation of each FCC fraction weight transfer
ratio versus FCC conversion level is now obtained and can
be used in refinery-planning model to optimize the FCC con-
version level.Table 7lists the correlations for FCC fractions
(the feed properties is assumed to be: Watson characteriza-
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Fig. 9. Procedure for correlations of FCC fractions weight transfer ratios.
tion factor = 11.8, API = 19). In Table 7, WT represents
the weight transfer ratio of C2C4 or FCC gasoline, etc.
Conv represents the conversion level of FCC. For different
feed properties of FCC, one can apply the same procedure
described above to obtain the same type of correlations with
different parameters.
4.2. Discussion of the procedure
The discrepancy between the correlations obtained above
and the figures provided byGary and Handwerk (2001) is
about 13%, which is within the accuracy of those figures.
The procedure is much simpler and faster compared with
a rigorous FCC model. The required input (API gravity and
characterization factor of thefeed) canalso be easily obtained
from refineries. The emphasis of the FCC model proposed
in this paper was put on its solution speed and the effec-
tiveness so that it can be integrated into the main planningmodel directly. Since the inputoutput relationship of FCC
can be updated by some online learning methods or through
Table 7
Correlations for FCC fractions
a0 a1 a2 z
C2C4 0.20624 0.00323 3.6E05 72.92857
Gasoline 0.44699 0.004367 5.7E05 72.92857
TGO 0.2922 0.00842 3.59E06 72.92857
Coke 0.05455 0.000816 1.73E05 72.92857
WT = a0+ a1(convz) + a2(convz)2.
the improvement of relevant technologies, the FCC model
can be readily updated with higher accuracy.
Further improvement for this procedure can be made by:
Updating the figures provided by Gary and Handwerk
(2001). It is pointed out (Magee, Maurice, & Mitchell,
1993) that as the improvement of catalysts and unit design,the yield data of FCC fractions will change and hence cor-
responding figures should be updated. Besides, the yield
of gasoline versus conversion keeps increasing in the fig-
ure provided inGary and Handwerk (2001). In reality, the
yield of gasoline will decrease as the conversion increases
to a certain value.
It is assumed in this paper that the feed properties of FCC
feed remain constant. However, the physical properties of
the feed will change as the recycle stock or the CDU opera-
tion conditions change. This should be considered in future
works.
5. Product blending
Blending is a very important and complicated issue in
refinery planning. As a demonstration, two commonly used
blending models are described in this section. However, the
whole modeling concept is not limited to these two blend-
ing models, which can be replaced by other state-of-the-art
models.
5.1. Blending rule
Some quality indicators, such as octane number and freez-ing point, are used to prove whether or not the gasoline meets
the quality specifications. In the case of diesel oil, pour point,
cetane number and viscosity, among others, are used as key
quality indicators. In this paper, octane number (ON) and
pour point (PP) are used as the quality index of gasoline and
diesel oil, respectively.
Gasoline blending
In gasoline blending, the octane number of a blended
product canbe simplycalculated using the following linear
equations:
Oifi = Opfp
fi = fp
whereOiis the octane number of intermediate streami,fithe flow rate of the intermediate stream i, Op the octane
number of productp, andfpis the sum offi.
Diesel oil blending
For diesel blending, diesel properties such as pour point
cannot be calculated using a simple linear equation. Some
correlations have been proposed for diesel oil blending.
Reid and Allen (1951)used linear combination of pour
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Table 8
Correlations of the properties of CDU fractions
a0 a1 a2 z
GO 58.8138 2.2372 0.0699 6.4876
HN 49.9794 1.8023 0.0641 10.6140
LD 395.9257a 4.7582 0.0454 26.3285
HD 509.9056a 3.0821 0.0261 54.9158
ON (or PP) = a0+ a1(Mid WTR-z) + a2(Mid WTR z)2.
a Pour points of LD and HD are converted to the Rankine degree.
point blending indexes of intermediate streams to pre-
dict product pour points.Hu and Burns (1970)proposed a
nonlinear one-parameter pour point equation. Semwal and
Varshney (1995)proposed an improved nonlinear correla-
tion, which is used in this paper:
TBb =
ni=1
(Vi)A(Ti)
B
whereTb is the pour point of product, Vi andTi are vol-ume fraction and pour point (in the Rankine degree, R) of
intermediate stream i, respectively. Four sets of parameters
A and B are given in different pour point ranges. The
wide pour point range (from 21 to 51 C) is used in this
paper. The corresponding values of A and B are 1.105 and
12.987, respectively.
5.2. Calculation of the properties of CDU fractions
The octane numbers or pour points of CDU fractions
will change as the cutpoints of CDU change. In our plan-
ning model, the octane numbers or pour points of CDU
fractions are correlated to their mid-point weight transferratios. The relationship between mid-point volume transfer
ratio (Mid VTR) and octane number/pour point are given by
Watkins (1979). In this paper, mid-point weight transfer ratio
(Mid WTR) is used instead of Mid VTR for consistence.
The equations for relating mid-point weight transfer ratios
and octane numbers/pour points from the crude assay data
provided byWatkins (1979)are given inTable 8.InTable 8,
the outputs of row GO and HN are octane numbers (ON)
while theoutputs of row LD andHD arepour points(PP).
6. Main flow diagram for solving therefinery-planning model
The main flow diagram for solving the refinery-planning
model is illustrated inFig. 10.The whole procedure consists
of the following steps:
Call CDU WTR determination model to calculate the
maximum and minimum weight transfer ratios of CDU
fractions.
Call FCC yield model to obtain equations of FCC frac-
tion weight transfer ratio versus FCC conversion. These
equations are used in the refinery model.
Fig. 10. Flow diagram for solving the refinery-planning model.
Read initial data, which include the data of unit capacities,
unit operation costs, initial octanenumbers andpour points
and CDU WTRs.
Integrate the CDU and FCC models with the main NLP
planning model and solve the main model.
Compare to the rigorous CDU and FCC models, the solu-
tion time of the two CDU and FCC models proposed here
was reduced significantly. In most of the cases tested in thisstudy, the CPU time needed to solve the main planning model
is 0.10.2 s.
7. Case studies
Several case studies demonstrate the effectiveness of the
CDU and FCC models proposed in this paper. The refinery-
planning model is formulated in GAMS (Brooke, Kendrick,
& Meeraus, 1992) on a 933 MHz Pentium III PC. The code
MINOS5 in GAMS 2.25 is used for NLP. Theplanning model
is described inAppendix D.
The configuration of the cases studied here is illustrated in
Fig. 4. The price data for these cases are listed in Table 1. The
unit capacities, operation costs, market demands for products
and blending requirements for blending units are described
in Section2.The influences of different CDU cutpoint set-
ting methods on total profit will be studied in Section 7.1
while the influences of different FCC conversion level deter-
mination methods on total profit and FCC fractions weight
transfer ratios will be studied in Section7.2.Finally Section
7.3studies the influences of different methods of determin-
ing CDU fractions properties on total profit and the weight
transfer ratios of CDU fractions.
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fixed to certain values, for example, the octane numbers of
GO and HN are fixed to 50.0 and 65.0, respectively and the
pour points of LD and HD to 40.0 and 5.0 C respectively,
then the total profit may be underestimated (the second row)
or overestimated (the third row) and the corresponding CDU
cutpoint setting and product yields will also be influenced.
The reason is that the product quality in the second row wasunderestimated (The real octane number of 90# gasoline is
92.7) while the product quality in the third row was overesti-
mated (The real octane number of 90# gasoline is 88.3). The
refinery may lose the potential of earning more money (the
second row) or risk the products refused by customers (the
third row). Thus, it is important to calculate the properties of
CDU fractions using some correlations.
8. Conclusions
In this paper, the optimal planning strategies of refineries
are studied and a procedure for the CDU WTRs determina-tion is proposed. A yield model is used for the determination
of equations of FCC fractions weight transfer ratios versus
FCC conversion level. With the CDU and FCC models inte-
grated into the planning model, the CDU cutpoints and FCC
conversion level can be optimized accurately. The proper-
ties of CDU fractions are calculated in the model to reflect
the influence of CDU cutpoints changes that guarantee the
quality of the final products. Finally, several case studies are
described and solved using the proposed planning model to
illustrate the significance of the CDU and FCC models and
the calculation of CDU fractions properties.
Acknowledgments
The authors would like to acknowledge financial sup-
port from the Research Grant Council of Hong Kong (Grant
No. HKUST6014/99P & DAG00/01.EG05), the National
Science Foundation of China (Grant No. 79931000) and
the Major State Basic Research Development Program
(G2000026308).
Appendix A
A.1. Definition of ASTM and TBP curves
True boiling point (TBP) isrun incolumns with 15or more
theoretical plates, which provides a very accurate component
distribution for the material being tested. However, due to the
large sample size and time requirement, TBP tests are gener-
ally only run on crude oilstreams.The ASTM D86test,which
is the standardizedmethod established by the American Soci-
ety for Testing Materials, is a batch laboratory distillation
involving approximately one equilibrium stage and no reflux.
ASTM D86 test is mainly applied for products and petroleum
fractions such as CDU fractions. Typical TBP and ASTM
Fig. A1. TBP and ASTM curves for a CDU distillate.
curves of a CDU fraction are shown in Fig. A1. Points A
and B inFig. A1are the initial boiling points (IBP) of TBP
and ASTM curves of a CDU distillate, respectively. IBP is
the temperature at which a distillate begins to boil. Points C
and D inFig. A1are the end points (EP) of TBP and ASTM
curves of a CDU distillate. EP is the temperature at whicha distillate is 100% vaporized. Even though the ASTM tests
are the simplest and most common distillations performed
on petroleum fractions, they do not provide the type of infor-
mation given in TBP distillations necessary for prediction of
operating conditions or equipment design. Thus, the ASTM
data of petroleum fractions need to be converted to TBP data
using some correlations.
A.2. Estimation of the IBPs of HN and BR
The IBPs of HN are estimated in this paper with the con-
sideration of the ASTM (5-95) Gapbetween GO andHN. TheASTM (5-95) Gap defines the relative degree of separation
between adjacent fractions.It is determinedby subtracting the
95 vol.% ASTM temperature of a fraction from the 5 vol.%
ASTM temperature of the adjacent heavy fraction (Watkins,
1979).The ASTM (5-95) Gap between GO and HN recom-
mended byWatkins (1979)is +20 to +30 F. The IBPs of BR
are estimated using a trial-and-error method with the con-
sideration of the TBP overlap between HD and BR. TBP
overlap is determined by subtracting the TBP EP of a fraction
from the TBP IBP of the adjacent heavy fraction (TBP over-
lap=EPL IBPH). A TBP overlap of 80100F between HD
and BR is recommended byWatkins (1979).
A.3. Correlations of crude oil TBP curve and API
gravity
The crude oil TBP data and CDU fractions API data from
crude assay provided byWatkins (1979)are correlated using
LSM to form the crude oil TBP equation (Eq. (A.1)) and
CDU fractions API equations (Eqs. (A.2) and (A.3)). The
volume transfer ratios of CDU fractions can be calculated by
inserting cutpoints into Eq.(A.1).Eq.(A.2)is obtained after
correlating the API gravity data of CDU fractions (except
BR) from crude assay data. The API gravity of BR is corre-
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Fig. A2. Definition of mid-point volume transfer ratio.
lated into Eq.(A.3). The API gravity of each fraction can be
calculated by inserting the volume transfer ratio of each frac-
tion into Eq.(A.2)or (A.3). Note that in Eq.(A.2), the APIgravity is correlated to the mid-point volume transfer ratios.
The definition of a mid-point volume transfer ratio is shown
inFig. A2.The mid-point volume transfer ratio of a CDU
fraction is half of its volume transfer ratio plus the sum of the
volume transfer ratios of fractions that are lighter than it. For
example, inFig. A2,D is the mid-point of segments AB,
E is the mid-point of segments BC, then the mid-point vol-
ume transfer ratio of GO is shown by segments AD and the
mid-point volume transfer ratio of HN is shown by segments
AE (=AB + BE).
VOL=
6i=0
ai(TBP CP z)i (A.1)
where VOL is the percent volume transfer ratios, TBP CP
the TBP cutpoint temperature; a0: 31.25, a1: 0.09775,
a2: 3.22E06, a3: 7.646E08, a4: 1.1817E10, a5:
2.28E14,a6: 1.366E16,z: 444.25
API=
8i=0
ai(Mid Vol z)i (A.2)
where API is the API gravity of the CDU fraction(except BR), Mid Vol the Mid-volume transfer ratio of the
CDU fraction; a0: 35.4666, a1: 0.476, a2: 0.0034, a3:
0.0005855,a4: 0.0000291,a5: 1.02E06,a6: 3.7E08,
a7: 5.4E10,a8: 1.6E11;z: 41.97
BR API=
2i=0
ai(Vol z)i (A.3)
where BR API is the Bottom residua API gravity, Vol the
percent volume transfer ratio of BR; a0: 15.552,a1: 0.2932,
a2: 0.00199,z: 41.6875.
A.4. Conversion of ASTM boiling ranges to TBP boiling
ranges
The ASTM boiling ranges are converted to TBP boiling
ranges using the correlation proposed by Watkins (1979).
The figure for the relationships between ASTM and TBP
initial and final boiling points provided byWatkins (1979)are correlated in this paper to form Eqs. (A.4) and (A.5).
The ASTM IBPs are converted to TBP IBPs using Eq.
(A.4)while the ASTM EPs are converted to TBP EPs using
Eq.(A.5):
TBP IBP=
4i=0
ai(ASTM IBP z)i (A.4)
where TBP IBP is the calculated TBP IBP, ASTM IBP the
ASTM IBP; a0: 522.458, a1: 1.1274, a2: 8.27E05, a3:
8.19E07,a4: 3.336E09,z: 555.0
TBP EP=
4i=0
ai(ASTM EP z)i (A.5)
where TBP EP is the calculated TBP EP, ASTM EP the
ASTM EP; a0: 547.783, a1: 1.06536, a2: 8.53E06, a3:
8.5E08,a4: 1.41E09,z: 521.769.
Appendix B. Comparison with rigorous CDU
simulation results
Part of the manual method described by Watkins (1979) istransformed for computer calculation and applied for WTRs
determination in this paper (described in Section3.5).In this
appendix, the accuracies of the Watkins method, the WTRs
determination procedure and the fractions property calcu-
lation are tested by rigorous CDU simulation using Aspen
Plus version 11.1 (Aspentech, 2001). The configuration of
the CDU is the same as example 2.5 in Watkins (1979). The
CDU has 29 stages in which the condenser is the first stage.
Crude oil was fed at stage 26. There exist three sidestrippers,
which draw oils from the main column at stages 7, 15 and
21, respectively. Each sidestripper has four stages. The flow
rates of thestripping steamsof the main columnand sidestrip-
pers 13# are 12,000, 4292, 7250 and 4167 Ib/h, respectively.
No pumparound exists in this example. The condenser and
the bottom stage pressures are 27.8 and 38.5 psi, respec-
tively. The furnace overflash is 2.0 volume percent of crude
feed.
The crude feed has a flow rate of 100,000 bbl/day, a tem-
perature 200 F and pressure 60 psi. The crude oil is Tia Juana
Light and the crude assay data (including the TBPcurve, light
ends composition and the API gravity curve) fromWatkins
(1979)are used. The simulation is carried out with pseudo-
components spaced at 8 F in the range 100800 Fand10 F
in the range 8001640 F.
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Table B1
Actual EP settings (F) used in the CDU simulation
GO HN LD HD
Watkins example 2.5 275 380 560 740
MN 260 400 600 740
ML 275 330 600 740
MH 275 330 550 740
B.1. Comparison of the Watkins CDU calculation
results
The end point settings of CDU fractions used in the Aspen
PlussimulationarelistedinthefirstrowofTable B1. Notethat
the EP of HD is changed to 740 F because the EPs of heavy
fractions (HD and BR) calculated by Aspen Plus are higher
due to different property calculation methods used by Aspen
Plus and Watkins. Table B2 shows the Aspen Plus simulation
results and the results calculated by Watkins. In Table B2, it
can be seen that the difference of the mass balance between
the two methods is rather small. For heat balance, as one ofthe figures showing the accuracy, the calculated heat duty of
the condenser by Watkins is 205.147 MMBTU/h while by
Aspen Plus is 203.914 MMBTU/h, where the difference is
0.6%.
The method by transforming the Watkins manual proce-
dure to computer calculation is much faster than the Aspen
Plus simulation. The CDU mass balance by the method
described in Section 3.5 can be finished in 1 s while the Aspen
Plus CDU simulation model needs around 30190 s to obtain
the results. Another drawback of Aspen Plus CDU simulation
model is its instability. We found that Aspen Plus CDU simu-
lation modelsometimes gives us significantly differentresultseven though we only reinitialize the calculation without any
changes or we change the value of a parameter a bit. It thus
brings oscillations into main planning model when incorpo-
rating Aspen Plus CDU simulation model into a commercial
software such as Aspen PIMSTM (Aspentech). We conclude
that the method described in Section3.5has higher accuracy
than the traditional linear CDU models and better solution
speed than a rigorous simulation model.
B.2. Comparison of WTRs
The Aspen Plus CDU simulation model is used to calcu-
late the WTRs by setting the end points of CDU fractions at
Table B3
Weight transfer ratios of CDU fractions by Aspen Plus simulation
Methods GO HN LD HD BR
MN
ASPEN 9.87 12.66 16.97 5.30 55.20
This paper 11.17 9.46 20.04 6.88 52.45
MLASPEN 12.04 2.45 25.47 4.58 55.46
This paper 11.72 2.79 26.21 6.87 52.40
MH
ASPEN 12.05 2.47 21.43 10.22 53.83
This paper 11.73 2.79 21.03 12.89 51.56
Table B4
WTRs of CDU fractions
This paper ASPEN
GO
H 11.73 12.05
L 11.17 9.87
HNH 9.46 12.66
L 2.79 2.45
LD
H 26.21 25.47
L 20.04 16.97
HD
H 12.89 10.22
L 6.87 4.58
BR
H 52.45 55.46
L 51.56 53.83
three operation modes (rows 24 inTable B1).The IBPs of
CDU fractions are ignored for easy convergence. The weight
transfer ratios of CDU fractions calculated by Aspen Plus
CDU simulation model and method used in this paper are
listed inTable B3.The calculated WTRs of CDU fractions
are listed in Table B4. In Tables B3 and B4, it can beseen that
thedifference of the results between the two methods is rather
small. The differences may originate from different correla-
tions used for property calculation and CDU mass balance
and other unknown parameters such as the Murphree effi-
ciencies of stages. In the Watkins manual calculation, some
correlations were read from graphs, which may bring inac-
curacies. For example, a curve for converting ASTM initial
Table B2
Results of CDU mass balance
Methods GO HN LD HD BR
Mass flow (Ib/h)
ASPEN 142386 113245 203083 123952 682363
Watkins 138802 116175 208728 124958 675879
Mass ratio (%)
ASPEN 11.26 8.95 16.05 9.80 53.94
Watkins 10.98 9.19 16.51 9.88 53.45
Difference (%) 2.48 2.63 2.82 0.85 0.91
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Table B5
ONs of CDU fractions
WTRs ON
This paper ASPEN This paper ASPEN
GO
H 11.73 12.05 60.2 60.0
L 11.17 9.87 60.9 62.7HN
H 9.46 12.66 42.2 42.4
L 2.79 2.45 45.9 43.6
boiling points to TBP initial boiling points (see Appendix A.4
for details) wasused. With updated correlations, the accuracy
of the calculation can be readily improved.
B.3. Comparison of property calculation
As the change of the weight transfer ratios of CDU frac-
tions, the properties of CDU fractions will also change.Table B5lists the calculated octane numbers of GO and HN
corresponding to the maximal and minimal weight transfer
ratios. Note that due to the nonlinearity of the property cal-
culation, the maximal and minimal values of CDU fractions
properties may not happen when the weight transfer ratios
take their maximal or minimal values. It can be seen that
the octane numbers of CDU fractions change several units in
different situations. Assuming fixed octane numbers of CDU
fractions may not guarantee the quality of final products and
may obtain sub-optimal planning results. Similar results can
be obtained for pour points calculation of CDU fractions.
Appendix C. Correlations of FCC fractions weight
transfer ratios
Relevant figures provided by Gary and Handwerk
(2001)are correlated using LSM for computer calculation
(Tables C1 and C2). As the results in Table C1show, the
equationz =3
i=1
2j=1aij(x x-)
i1(y y-
)j1 should be
used to calculate the weight or volume transfer ratios of FCC
fractions or the API gravity of FCC fractions. In column z,
Table C2
Coefficients of C3 correlations
a0 a1 a2 x- Maximum
absolute bias
C3 2.759957 0.0558333 0.000574 70 0.06
WT% means the output is weight transfer ratio; VOL%means the output is volume transfer ratio and API means
the output is API gravity. Columns xand y show the two
input variables. In x, Conv is the FCC conversion level
(in percentage); iny,Kis the Watson characterization factor
of FCC feed and API is the API gravity of FCC feed. Note
that Fuel Gas, C3=, C4=, i-C4, and n-C4 in Table C1 are
aggregated into one FCC fraction C2C4 (Fig. 4) in our
planning model, TGO is the aggregate of HGO and LGO.
Table C2 shows the correlated result of C3. Theequation used
for Table C2 is Vol = a0+ a1(conv x-) + a2(conv x-)2,
where Vol is the volume transfer ration of C3 and Conv
is the conversion level of FCC.
Appendix D. Definitions and mathematical
formulations of the main planning model
D.1. Definitions of indices and parameters
(a) Indices
u different units in the refinery, represents CDU and
FCC
p different types of products, represents 90#, 93#
gasoline,10#, 0# diesel oil, FCC C2C4 and FCC
heavy oil, respectively
s,ss different fractions from CDU, represents GO, HN,
LD, HD and BR, respectively
t different fractions from FCC, represents FCC
C2C4, gasoline, HO and coke, respectively
n coefficients of correlations
(b) Sets
U units in a refinery
P types of products
Table C1
Coefficients of FCC fractions correlations
z x y a11 a12 a21 a22 a31 a32 x y Maximum
absolute bias
Coke WT% Conv K 4.58 2.366 0.0644 0.02562 0.000887 0.00306 70 12.075 0.42
Fuel Gas WT% Conv K 4.714 1.392 0.05092 0.01424 0.001166 0.0042 70 12.075 0.48
C3= VOL% Conv API 5.793 0.2659 0.104 0.0077 0.001775 3.00E05 70 23 0.19
C4= VOL% Conv API 8.515 0.0757 0.14736 0.00117 1.80E05 1.40E05 70 23 0.07
i-C4 VOL% Conv API 5.956 0.1091 0.0998 0.001716 1.17E-05 1.10E05 70 23 0.06
n-C4 VOL% Conv API 2.2747 0.064 0.03557 0.00077 5.30E05 1.00E05 70 23 0.10
Gasoline VOL% Conv K 56.3968 6.7027 0.63864 0.28925 0.00486 0.016826 70 12.075 2.30
HGO API Conv API 8.7429 0.04592 0.023367 0.00013 1.50E05 1.70E06 70.091 23 0.01
TGO API Conv API 8.0929 0.078 0.0146 0.000595 0.00019 7.00E06 70.091 23 0.04
Gasoline API Conv API 6.2337 0.00125 0.001804 0.00044 0.000119 2.623E05 70.091 23 0.01
HGO VOL% Conv K 5.47656 0.08523 0.26131 0.0108 5.95E05 0.0002 77.5 12.075 0.21
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S number of CDU fractions
T number of FCC fractions
VSSs,ss combinations when sequence order of ss less than
that ofs. The order ofs increases from 1 to 5 as s
changes froms1 to s5
(c) Parametersa denss,n coefficients for specific gravities of LD and HD
a fccrtot,n coefficients for FCC fractions weight transfer
ratios
a props,n coefficients for octane numbers of GO and HN,
pour points of LD and HD
CAPACITYu the capacity of units
C prodp the price of productp
C raw the price of crude oil
C MTBE the price of MTBE
C untu operation cost of unitu
ON MTBE, ON U21 octane numbers of MTBE and FCC
gasoline, respectively
DMmaxp maximum demand for productp
(d) Variables
CDUrtios weight transfer ratio of CDU fractions
Conv the conversion level of FCC
Denss specific gravity of CDU fraction s. Only LDand HD
are included
Mid wts mid-point weight transfer ratio of CDU fractions,
BR not included
MTBEP01 quantity of MTBE that attends the blending of
90# gasoline
MTBEP02 quantity of MTBE that attends the blending of
93# gasolineFcdu frts flow rate of CDU fractions
Ffcc frtt flow rate of FCC fractiont
FCCrtiot weight transfer ratio of FCC fractiont
Frecycle the recycle ratio of FCC
Prop CDUs property of CDU fraction s. It represents octane
number for GO and HN, represents pour point (R)
for LD and HD. BR not included
profit total profit of the refinery
qprodp production rate of productp
UNITu load of unitu
U11P01 quantity of GO that attends the blending of 90#
gasoline
U11P02 quantity of GO that attends the blending of 93#
gasoline
U12P01 quantity of HN that attends the blending of 90#
gasoline
U12P02 quantity of HN that attends the blending of 93#
gasoline
U13P03 quantity of LD that attends the blending of10#
diesel oil
U13P04 quantity of LD that attends the blending of 0# diesel
oil
U14P03 quantity of HD that attends the blending of10#
diesel oil
U14P04 quantity of HD that attends theblendingof 0# diesel
oil
U21P01 quantity of FCC gasoline that attends the blending
of 90# gasoline
U21P02 quantity of FCC gasoline that attends the blending
of 93# gasoline
VPU13P03, VPU14P03 volume flow rates of LD and HDthat attend the blending of10# diesel oil
VPU13P04, VPU14P04 volume flow rates of LD and HD
that attend the blending of 0# diesel oil
D.2. Mathematical formulations
D.2.1. Objective function
Total profit = money earned by selling products
crude oil cost
MTBE cost unit operation costs.
maximize profit=pP
qprodpC prodp UNITu=u1C raw
(MTBEP01 + MTBEP02)C MTBE
uU
UNITuC untu (obj)
D.2.2. Constraints
Material balance of units
(i) The load of each unit should be less than its capacity:
UNITu < CAPACITYu, uU (p1)
Material balance of CDU fractions
(ii) The flow rates of gross overhead or heavy naphtha
from CDU equal the sum of gross overhead or heavy
naphtha that attends the blending of 90# and 93#
gasoline.
Fcdu frts=s1 U11P01 U11P02= 0 (p2 1)
Fcdu frts=s2 U12P01 U12P02= 0 (p2 2)
(iii) The flow rates of light distillate or heavy distillate from
CDU equal the sum of light distillate or heavy distil-
late that attends the blending of10# and 0# dieseloil.
Fcdu frts=s3 U13P03 U13P04= 0 (p2 3)
Fcdu frts=s4 U14P03 U14P04= 0 (p2 4)
(iv) The weight transfer ratio of each CDU fraction should
be greater than its lower limit and less than its upper
limit.
0.1117 CDUrtios=s1 0.1173 (p3 1)
0.0279 CDUrtios=s2 0.0946 (p3 2)
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0.2004 CDUrtios=s3 0.2621 (p3 3)
0.0687 CDUrtios=s4 0.1289 (p3 4)
0.5156 CDUrtios=s5 0.5245 (p3 5)
Note that the numbers 0.1117, 0.1173, etc., are CDU
WTR limits calculated in CDU WTR determinationmodel. When the ASTM boiling ranges of CDU frac-
tions or crude assay change, the WTR determination
model should be calculated again and the above num-
bers should be updated.
(v) The sum of the weight transfer ratios of CDU fractions
should be 1:
s S
CDUrtios =1 (p4)
(vi) Calculate the flow rate of CDU fractions:
Fcdu frts =UNITu=u1CDUrtios, s S (p5)
(vii) Calculate the mid-point weight transfer ratios of CDU
fractions:
Mid wts =100(
ssVSSs,ss
CDUrtioss+ 0.5CDUrtios),
s=s5, s S (p6)
(viii) Calculate the octane numbers of GO and HN; the pour
points of LD and HD:
Prop CDUs=a prop
s,n=n0+ a prop
s,n=n1
(Mid wts a props,n=n3)
+ a props,n=n2(Mid wts a props,n=n3)2,
s=s5, s S (p7)
When s equals s1 and s2, Prop CDUs represents the
octanenumber of GO andHN. When s equalss3and s4,
Prop CDUs represents the pour point of LD and HD.
a props,n=n0,a props,n=n1,a props,n=n2 anda props,n=n3represent a0, a1, a2andz in row s ofTable 8. For exam-
ple, when s equals s1 (GO), the values listed in the first
row ofTable 8should be assigned to a props=s1,n=n0to
a props=s1,n=n3, respectively.
Material balance of FCC fractions
(i) Calculate the weight transfer ratios of FCC fractions:
FCCrtiot= a fccrtot,n=n0+ a fccrtot,n=n1
(Conv a fccrtot,n=n3)+a fccrtot,n=n2)
(Conv a fccrtot,n=n3)2, t T (p8)
a fccrtot,n=n0, a fccrtot,n=n1, a fccrtot,n=n2 and
a fccrtot,n=n3 represent a0, a1, a2 and z respec-
tively in row tofTable 7. Rows t1 to t4 represent
the first to fourth rows ofTable 7.
(ii) Calculate the flow rates of FCC fractions:
Ffcc frtt=UNITu=u2FCCrtiot, t T (p9)
(iii) Calculate the FCC feed flow rate:
UNITu=u2 =Fcdu frts=s5+ Frecycle (p10)
(iv) Calculate the flow rate of FCC recycle:
Frecycle Fcdu frts=s50.5 (p11 1)
Frecycle Ffcc frtt=t3 (p11 2)
0.5 is the upper limit of the recycle ratio used in this
paper.
(v) The FCC conversion level should be greater than its
lower limit and less than its upper limit:
85 Conv 60
85 and 60 are respectively the upper limit and lower
limit of FCC conversion level used in this paper.
(vi) The flow rate of FCC gasoline equals the sum of FCC
gasoline that attends 90# and 93# gasoline blending:
Ffcc frtt=t2 U21P01 U21P02= 0 (p12)
Gasoline blending
(i) Read the octane numbers of MTBE and FCC gaso-
line.ON U21 = 95, ON MTBE = 101Due to lack of data
on FCC gasoline, the octane number of FCC gasoline is
assumed to be fixed at 95.0 in the three cases in Table 12.
This octane number can be correlated with the feed ofFCC using some correlations with data available. 101
is the octane number of MTBE.
(ii) The linear combination of the octane numbers of gross
overhead, heavy naphtha, FCC gasoline and MTBE that
attend90# gasoline blending shouldbe equal to or greater
than 90.
Prop CDUs=s1U11P01+ ON MTBE MTBEP01
+ Prop CDUs=s2U12P01+ ON U21 U21P01
90qprodp=p01 0 (p13)
The linear combination of the octane numbers of grossoverhead, heavy naphtha, FCC gasoline and MTBE that
attend93# gasoline blending shouldbe equal to or greater
than 93:
Prop CDUs=s1U11P02+ ON MTBE MTBEP02
+ Prop CDUs=s2U12P02 + ON U21U21P02
93qprodp=p02 0 (p14)
Diesel oil blending
The nonlinear correlation proposed by Semwal and
Varshney (1995)is used in this paper.
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Table D1
Coefficients for specific gravities of LD and HD
Fractions a denss,n=n0 a denss,n=n1 a denss,n=n2 a denss,n=n3
s3 (LD) 0.8078 0.0033 1.824E5 26.3285
s4 (HD) 0.8818 0.0022 1.407E5 54.9158
(i) Calculate the specific gravities of LD and HD:
Denss =a denss,n=n0+ a denss,n=n1
(Mid wts a denss,n=n3)
+ a denss,n=n2(Mid wts a denss,n=n3)2,
s= s3 s= s4 (p15)
The above correlations are obtained by correlating the
specific gravity data from crude assay provided by
Watkins (1979). Thevalues of parameters used are listed
inTable D1.(ii) Calculate the volumeflow rates of LDand HDfromtheir
weight flow rates:
U13P03= VPU13P03 Denss=s3 (p16 1)
U14P03= VPU14P03 Denss=s4 (p16 2)
U13P04= VPU13P04 Denss=s3 (p16 3)
U14P04= VPU14P04 Denss=s4 (p16 4)
(iii) The pour point of 10# diesel oil should be less
than 10. The correlation proposed by Semwal andVarshney (1995)was rearranged to avoid possible over-
flow of variables.
Prop CDUs=s3
473.69
12.987VPU13P031.105
+
Prop CDUs=s4
473.69
12.987VPU14P031.105
(VPU13P03 + VPU14P03)1.105 (p17)
In the above equation, 473.69 (in degrees Rankine,
R) is the maximum pour point of10# diesel oil.(iv) The pour point of 0# diesel oil should be less than 0:
Prop CDUs=s3
491.69
12.987VPU13P041.105
+
Prop CDUs=s4
491.69
12.987VPU14P041.105
(VPU13P04 + VPU14P04)1.105 (p18)
In the above equation, 491.69 (in degrees Rankine,R) is the maximum pour point of 0# diesel oil.
Product quantity
(i) The production rate of each product equals the sum of
the streams that attend its blending:
qprodp=p01 =U11P01 + MTBEP01 + U12P01
+U21P01 (p19)
qprodp=p02 =U11P02 + MTBEP02 + U12P02
+U21P02 (p20)
qprodp=p03 =U13P03 + U14P03 (p21)
qprodp=p04 =U13P04 + U14P04 (p22)
qprodp=p05 =Ffcc frtt=t3 Frecycle (p23)
qprodp=p06 =Ffcc frtt=t1 (p24)
(ii) The production rate of each product sent to customers
should be less than its market demand:
qprodp DMmaxp (p25)
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