Integrated Modeling of High-Temperature Gate-Bias …neil/SiC_Workshop/Presentations_2015/pdf...

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D.P. Ettisserry, N. Goldsman Integrated Modeling of High-Temperature Gate-Bias (HTGB) Reliability Degradation in 4H-SiC Power MOSFETs Dev Ettisserry ECE Department UMD College Park Advisor: Prof. Neil Goldsman 10 th ARL Workshop on SiC Electronics 08/13/2015 UMD College Park

Transcript of Integrated Modeling of High-Temperature Gate-Bias …neil/SiC_Workshop/Presentations_2015/pdf...

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D.P. Ettisserry,N. Goldsman

Integrated Modeling of High-Temperature Gate-Bias (HTGB) Reliability Degradation in

4H-SiC Power MOSFETs

Dev EttisserryECE Department

UMD College Park

Advisor: Prof. Neil Goldsman

10th ARL Workshop on SiC Electronics08/13/2015

UMD College Park

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Overview

• Introduction• Reliability issues in 4H-SiC MOSFETs (Problem statements).• Integrated Modeling Approach

• Density Functional Theory plus related modeling tools.• High-temperature reliability modeling.• NO passivation and device reliability.• Summary

D.P. Ettisserry,N. Goldsman

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D.P. Ettisserry,N. Goldsman

Problem statementsCritical reliability concern – High-temperature Vth instability*

Room-Temperature ΔVth[1] High-Temperature ΔVth

[2]

* Measurements by our collaborators at U.S. Army Research Lab, Adelphi, MD.[1] A. J. Lelis et. al, IEEE T-ED, 55, no.8, 1835, 2008.[2] A. J. Lelis et. al, IEEE T-ED, 62, no.2, 316, 2015.

Development of Passivation processes• After identifying the root-causes of reliability degradation, how can we alter

device processing to mitigate them???• Effect of commonly used NO passivation.

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Integrated Modeling Approach

Density of States

Interatomic Forces

Ground state energy

Electron density

DFT

Trap levels and

Activation energies

Molecular dynamics

Passivation processes

Reliability / performance-

limiting mechanismsand models

GoodMOSFET!!!

Integrated Modeling

Bridging the gap between fundamental physics and

MOSFET engineering

TCAD / Rate equations

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Density Functional Theory• Schrodinger wave equation that accounts for all the electrons and nuclei in

the system and their interactions.

• The kinetic and potential energies are altered by quantum effects like Pauli’sexclusion – not quantifiable.

• DFT provides a tractable accurate solution for the ground state eigenvalues(energy) and electron density.

– Replaces the complicated interacting system Hamiltonian by a sum of non-interacting Hamiltonians.

– Uses electron density (one function in space) as the fundamental propertyinstead of ψtot.

∑∑∑∑∑≠≠ −

+∇−−

+−

−+∇−=

JI JI

JII

I Iji jiIi Ii

I

ii

e RReZZ

Mrre

RreZ

mH

22

22

,

22

2

21

221

Total wavefunction

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D.P. Ettisserry,N. Goldsman

Energy Levels of Defects from DFT

Interstitial defect

no: of electrons

bulk with Charged

Defect

Fermilevel

Valenceband

Chemicalpotential

Energy of Bulk w/o defect

(DFT)

Energy of Bulk w/ defect

(DFT)

• The defect formation reaction for different charge states

𝑏𝑏𝑏𝑏𝑏𝑏𝑏𝑏 + 𝐷𝐷 + 𝑞𝑞𝑒𝑒− → { [𝐷𝐷 + 𝑏𝑏𝑏𝑏𝑏𝑏𝑏𝑏]𝑞𝑞 }

• The feasibility of defect formation is given by its formation energy

𝐸𝐸𝑓𝑓𝑓𝑓𝑓𝑓𝑓𝑓,𝑞𝑞 = 𝐸𝐸[𝐷𝐷+𝑏𝑏𝑏𝑏𝑏𝑏𝑏𝑏]𝑞𝑞 − 𝐸𝐸𝑏𝑏𝑏𝑏𝑏𝑏𝑏𝑏 − µ𝐷𝐷 − 𝑞𝑞(𝐸𝐸𝐹𝐹 + 𝐸𝐸𝑣𝑣)

Example• Stability of the defect in its chargedstate q, and its trap level obtained fromformation energy vs Fermi level plot.

• Charge Transition Level (CTL), representing the thermodynamic trap level, is the intersection between two formation energy curves.

D & q

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High-temperature reliability modeling of 4H-SiC MOSFETs

• Amorphous SiO2 model generation• Role of oxide defects in reliability degradation.• Transient modeling of high-temperature Vth

instability.

[1] D.P. Ettisserry, N. Goldsman, A. Akturk, and A.J. Lelis, “Negative bias-and-Temperature-assisted activation of oxygen-vacancy hole traps in 4H-SiC MOSFETs,” accepted for publication by the Journal of Applied Physics.[2] D.P. Ettisserry et. al., “Modeling of oxygen-vacancy hole trap activation in 4H-SiC MOSFETs using Density FunctionalTheory and Rate Equation Analysis,” accepted for oral presentation at the Intl. Conference on Simulation of SemiconductorProcesses and Devices (SISPAD), 2015.

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• ΔVth vs log-stress time is linear.• Typically attributed to oxygen

vacancies (direct two-way tunnelingmodel [1, 2]).– Also, ESR evidence.3, 4

Reliability issues in 4H-SiC MOSFETs

Room-Temperature ΔVth[1]*

Critical reliability concern – High-temperature threshold voltage instability (ΔVth)

High-Temperature ΔVth[5]*

• ΔVth vs log-stress time is linear till ~125oC – due to switching hole traps.

• For T>125oC, excessive aggravation inΔVth .

Why???

[5] A. J. Lelis et. al, IEEE T-ED, vol. 62, no.2, pp.316-323, 2015.* Measurements by our collaborators at U.S. Army Research Lab, Adelphi, MD.

[1] A. J. Lelis et. al, IEEE T-ED, vol. 55, no.8, pp.1835–1840, 2008.[2] A. J. Lelis, and T. R. Oldham, IEEE Trans. Nuclear Science, vol. 41, no. 6, pp. 1835–1843, 1994.[3] J. F. Conley, P. M. Lenahan, A. J. Lelis, and T. R. Oldham, Appl. Phys. Lett. 67, 2179 (1995).[4] J. T. Ryan, P. M. Lenehan, T. Grasser, and H. Enichlmair, Appl. Phys. Lett. 96, 223509 (2010).

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D.P. Ettisserry,N. Goldsman

Amorphous SiO2 model generationMethod 1 – Sequential Back-bond Break (SBB Method)• New method – Exploits the periodicity of supercell models, inherent in DFT.• Represents bond-switched regions of oxide (high-amorphousness).

Method 2 – Quantum molecular dynamics• Represents non-bond-switched regions of oxide (low-amorphousness).

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D.P. Ettisserry,N. Goldsman

Amorphous SiO2 model – structural properties

• Bond angle and bond length distributionsagree well with other models generatedusing molecular dynamics [1].

• Pair correlation functions agree well withexperimental reports [2]. Further workwith larger models will be helpful toconfirm the results.

[1] F. Devynck et. al., Phys. Rev. B 76, 075351 (2007).[2] A. C. Wright., J. Non Crys. Solids, 179, 84-115 (1993).

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• The structural and electronicproperties of OVs in ‘bond-switched’ oxide regions (SBBmodel) was studied.

Oxygen vacancy (OV) defects in SBB models

Structures of OV in ‘bond-switched’ oxide regions:(1) Basic Low-energy Dimer, (2) High-energy forward-projected (fp), (3) High-energy back-projected (bp)

• Upon hole capture, basic dimer spontaneously forms positive fp.

• fp thermally transforms to bp.• Also, fp and bp are stable when

neutral.

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Electrical activity of OVs in SBB models

Electrical activity of OV in high disorder regions:• All configurations are electrically active permanently.• The +1/0 CTL moves to right consistently, as the OV assumes higher energy

configurations – predicts formation of ‘fixed’ positive charges.• These OVs in bond-switched regions contribute to room temperature Vth

instability.– Supports previous models [1,2].

[1] J. F. Conley, P. M. Lenahan, A. J. Lelis, and T. R. Oldham, Appl. Phys. Lett. 67, 2179 (1995).[2] J. T. Ryan, P. M. Lenehan, T. Grasser, and H. Enichlmair, Appl. Phys. Lett. 96, 223509 (2010).

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D.P. Ettisserry,N. Goldsman

Oxygen vacancies (OV) in MD models• Studied structural and electronic

properties of OVs in ‘non-bond-switched’ oxide regions (lowamorphousness).

Configurations of OV in silicon dioxide:Neutral:(1) Basic Low-energy Dimer,Positive (upon hole capture)(1) Low energy dimer (2) High-energy forward-projected (fp-bb1), (3) High-energy back-projected (bp-bb1),(4) High-energy forward-projected (fp-bb2), (5) High-energy back-projected (bp-bb2),

[1] M.A. Anders et.al., IIRW pp. 16-19, Oct. 2014.

• Thermal barriers for transformation calculated using DFT-based Nudged Elastic Band (NEB) method.

How do these structures behave electrically??

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Electrical properties of Oxygen vacanciesElectrical activity of Oxygen Vacancy:

• Basic neutral dimers are electrically inactive.

• Higher energy configurations are active.

[1] M.A. Anders et.al., IIRW pp. 16-19, Oct. 2014.

Under NBTS, neutral dimers are ‘activated’ to form active forward-projected and back-projected structures.

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Transient modeling of OV hole trap activation• What is the time dependence of activation process??? • Solve Arrhenius rate equations bases on DFT-calculated activation barriers!

- Activation barriers from DFT- k12 and k21 from SRH model

𝑏𝑏12 = σ𝑣𝑣𝑡𝑡𝑡𝑝𝑝 𝑇𝑇(𝑧𝑧,𝐹𝐹)

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D.P. Ettisserry,N. Goldsman

• The time-dependent total concentration of activated hole traps (positive charges) is translated to voltage shift.

• |Δ𝑉𝑉 (𝑡𝑡)| = 𝑞𝑞 𝑁𝑁 ∑𝑖𝑖=26 𝑥𝑥𝑖𝑖(𝑡𝑡)𝐶𝐶

Transient modeling of OV hole trap activation

[1] A. J. Lelis et. al, IEEE T-ED, vol. 62, no.2, pp.316-323, 2015.

[2] M.A. Anders et.al., IIRW pp. 16-19, Oct. 2014.

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RT Vth instability post HTGB stress

• The model explains:– Short-term reliability degradation [1].– Long-term reliability degradation [1].– ESR observations [2].

[1] A. J. Lelis et. al, IEEE T-ED, vol. 62, no.2, pp.316-323, 2015.[2] M.A. Anders et.al., IIRW pp. 16-19, Oct. 2014.

High amorphousregion

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NO Passivation of E’ centers

[1] D.P. Ettisserry et. al., “Mechanisms of Nitrogen incorporation at 4H-SiC/SiO2 interface during Nitric Oxide passivation –A first principles study,” accepted for oral presentation at the Intl. Conference on Silicon Carbide and Related Materials(ICSCRM), 2015.

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D.P. Ettisserry,N. Goldsman

Oxygen vacancy – NO treatment• NO molecule could be ‘trapped’ by oxygen vacancy to form

‘nitroxyl’ configuration.• ‘Nitroxyl’ can also be formed by incorporation of atomic

Nitrogen into oxide lattice near the interface.

• NO in oxide could lead to switching oxide traps, or fixed positive charges.

Overall effects of NO:– Carboxyl hole trap removal under dilute

NO - MitigatesΔVth [1].– NO can be counter productive –

switching oxide traps.– NO mitigates interface traps [2].– Thus, optimized NO passivation

mitigates Vth instability.

[1] D.P. Ettisserry et. al., J. Appl. Phys. 116, 174502 (2014).[2] G. Y. Chung et al., IEEE EDL, vol. 22, no. 4, pp. 176-178, 2001.

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Other effects on NO treatment – Counter-doping• NO can incorporate at the interface.

– Nitrogen substitution of C or counter-doping.

• Improved channel mobility [1].

– It could re-oxidize 4H-SiC surface.

– Create additional oxygen vacancy defects due to ‘scarcity’ of oxygen.

• Optimization of NO passivation is extremely important for improved MOSFETs !!!!

[1] G. Liu et al., IEEE EDL, vol. 34, no. 2, pp. 181-183, 2013.

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D.P. Ettisserry,N. Goldsman

Overall summary• Unified Density functional theory with device modeling techniques.

– Can solve practical problems encountered by semiconductor device physicistsand process engineers.

• Reliability and mobility models in semiconductor devices.• High Temperature ΔVth in 4H-SiC MOSFETs.

– Due to the activation of electrically ‘inactive’ oxygen vacancies to formswitching oxide hole traps over time.

– Long term reliability degradation is due to residual activated hole trap centers.• Passivation effects using molecular dynamics

– Nitric Oxide• Controlled NO could be effective, Excess NO can have adverse effects.• Counter-doping during NO passivation is energetically feasible.

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D.P. Ettisserry,N. Goldsman

Thank you, Questions?

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Additional defects involved in hole trapping

• Role of carbon-related defects• Stability-providing bonding mechanisms

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D.P. Ettisserry,N. Goldsman

• Atomic carbon has been suggested to be emitted into the oxideduring 4H-SiC oxidation [1].

• Our DFT based molecular dynamics simulation of atomic carbon inSiO2 resulted in the rapid formation of Si-O-C-Si bridges.

Single carbon interstitial in SiO2 – DFT Based Molecular Dynamics simulation

• The existence of carbon-containing interlayers has been observed inTEM measurements [2].

initial final

[1] Y. Hijikata, H. Yaguchi, and S. Yoshida, Applied Physics Express 2, 021203 (2009).[2] T. Zheleva, A. Lelis, G. Duscher, F. Liu, I. Levin, and M. Das, Appl. Phys. Lett. 93, 022108 (2008).

C interstitialSi-O-C-Si bridge

Yellow – CBlue - SiRed - O

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D.P. Ettisserry,N. Goldsman

Formation of carboxyl defect from Si-O-C-Si bridges in SiO2

• Exothermic reaction, energyreleased = ~2 eV

• Activation barrier = 0.5 eV

Carboxyl: Likely Defect !!

• Carboxyl defect, Si-[C=O]-Si, are more stable than Si-O-C-Sidefect – based on simple octet rule.

• Simple bond energy based calculations indicated ~3.2 eV energyrelease.

• The kinetics of conversion of Si-O-C-Si bridge to carboxylconfiguration was studied using nudged-elastic band method.

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D.P. Ettisserry,N. Goldsman

• Based on bandgap alignment, a +2 to neutral charge transition level is observed forcarboxyl defect within the 4H-SiC bandgap (at Ev,4H-SiC + 1.4 eV) – implies thatthe charge is electrically active.

Electrical activity of carboxyl defects in 4H-SiC MOSFETs

• The defect is predicted to be aborder trap.

• For 4H-SiC Fermi level > 1.4 eV,defect is neutral.

• For 4H-SiC Fermi level < 1.4 eV,defect is in +2 state (hole trap).

• Thus, the defect is a border hole trapcausing Vth instability.

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D.P. Ettisserry,N. Goldsman

• In the neutral state, Si-C band length corresponds to that in 4H-SiC.

• Weak bond due to the electronegative carboxyl oxygen imparting partial positivecharge to carbon – Coulomb repulsion between partially positive Si and C.

• The bond can be broken by radiation or high applied bias and temperature makingit positively charged (h+ trapping) – similar to Si-Si precursor bond in E’ centers.

Structural transformations in the carboxyl defect

• In the stable +2 state, significantpuckering and back-bonding ofpositive Si with oxygen wasobserved – similar to O vacancyhole traps.

• This structural change impartsstability in +2 state.

• Significant resemblance with well-established E’ center hole traps.

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D.P. Ettisserry,N. Goldsman

• In the neutral state, at high ELF of 0.89,two lone pairs on Oxygen are distinctlyvisible.

• By comparing with Lewis perspective ofbonding, this indicates a carbon-oxygendouble bond (C=O).

• In the stable +2 state, at a high ELF of0.89, a single lone pair was observed oncarboxyl oxygen.

Bonding in the carboxyl defect - ELF• This indicates a triple bond

between C and O.

• Apart from puckering, the increasein C-O bond order from 2 to 3imparts stability to the defect in +2state. ESR invisible in 0 and +2.

Si SiC

O

Si SiC

O

Si SiC

O

O

h+

h+

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• Mobility degradation in 4H-SiC MOSFETs

D.P. Ettisserry,N. Goldsman

• Drift Diffusion simulation of 4H-SiC MOSFET.• Algorithm for trap characterization.

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Performance issues in 4H-SiC MOSFETs

[1] N. Saks et. al., APL 77, No. 20, 3281 (2000).[2] J.M. Knaup et al., PRB 71, 235321 (2005)

Critical performance concern – Very low channel electron mobility

Typical Dit spectrum [2]Poor Hall and effective mobility [1]

• Very poor Hall mobility.• Even poorer effective mobility.• Very high density of interface traps near the conduction band edge.

– Poor quality of interface.

Identify the number of distinct defects, their atomic make-up, their energy levels andindividual concentrations.

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2D-Device Simulation of a SiC power MOSFET

50A DMOSFET cross section

• Solve equations simultaneously.• Allows us to calculate I-V

characteristics based on the internalstructural detail of the device andprobe inside the device whereexperiments can not reach.

[1] S. Potbhare et al., IEEE TED, 55, no 8, pp. 2029-2040, 2008.[2] S. Potbhare et al., J. Appl. Phys., 044515, 2006.[3] S. Potbhare, et al., IEEE TED, 55, No.8, pp. 2061-2070, 2008. [4] S.K. Powell et al., J. Appl. Phys. 92, 4053 (2002).

D.P. Ettisserry,N. Goldsman

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( ) ( ) ( )TzzFNNemTkT

iOTit

BC ,,

1163*

2

⋅+

=επµ

Coulomb Scattering Mobility

Trapped Charge

Bulk MobilityBulk Phonons and Impurity Scattering

( ) min

minmax

1

300

µµµ

µ γ

η

+

+

=B

B

ref

B

ND

TT

Doping

Surface Roughness Mobility

( ) ( )TFLemmET

SRdcSR

12

122**

3

2 ⋅∆

=⊥

µ

Step HeightCorrelation

Length

( ) ( )||ETvT sat

HF =µ

High Field Mobility

Saturation Velocity

Experimentally Verified Mobility Models

( )3

1

⊥⊥

+=TE

BEATSPµ

Surface Phonon Mobility

D.P. Ettisserry,N. Goldsman

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• Interface trap density modeled as exponential –represents experiments [1,2]

Methodology: Trap characterization

[1] V.V. Afanas’ev, et al., Phys. Stat. sol (a), vol. 162, pp. 321-337, 1997. [2] N.S. Saks et al, APL. 76, 2250 (2000).

Part 1 - Drift-Diffusion Simulation

D.P. Ettisserry,N. Goldsman

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• Energy gap is discretized into N parts.

Part 2 - Algorithm

• Assume m traps, sample space is NCm.

1.6 3.2

h1

h3

h2

• Pick a set { Ej }, (j = 1 to m) from the sample space.

• For a given gate bias andtemperature, find fermilevel and f (E) from DDsimulation.

1 equation, m unknowns

D.P. Ettisserry,N. Goldsman

• Find total occupied trapdensity.

Methodology: Trap characterization (contd..)

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.

.

.

Temp 1

Temp p

Is [h1,h2,…hm] same for all T

T1

Tp

Defects are at [E1 E2…Em]

Missing some defects.

Repeat with new m !

(n+1)Xm

mX1

(n+1)X1

(n+1)XmmX1

(n+1)X1

1 1 ……. 1 N_tot

1 1 ……. 1 N_tot

• To form a system of equations, the process is repeated for n voltages, n>m

D.P. Ettisserry,N. Goldsman

Methodology: Trap characterization (contd..)

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Next step: Use DFT to find atomic nature of defect

Results: Major mobility-limiting traps• Based on the methodology, three trap types are predicted.• Temperature invariance < 20 %

• E1 : 2.8-2.85 eV (2.3 X 1011 / cm2)• E2 : 3.05 eV (5.4 X 1011 / cm2)• E3 : 3.1-3.2 eV (1 X 1012 / cm2)

• Trap energies match with traps determined by experiments • DLTS [1] and • C-V measurements [2]

[1] A.F. Basile et al., J. Appl. Phys. 109, 064514 (2011). [2] N.S. Saks et al., Appl. Phys. Lett. 76, 2250 (2000).

D.P. Ettisserry,N. Goldsman

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Trap identification from DFT

• Considered trap levels of two possible SiC defects.

– Si vacancy [1,2].– Carbon dimer defect [3,4].

[1] C.J. Cochrane et al., Appl. Phys. Lett. 100, 023509 (2012).[2] M.S. Dautrich et al., Appl. Phys. Lett. 89, 223502 (2006).[3] F. Devynck et al., Phys. Rev. B 84, 235320 (2011).[4] X. Shen et al., J. Appl. Phys. 108, 123705 (2010).D.P. Ettisserry,

N. Goldsman

• No trap level seen near the conduction band edge from Si vacancy.

– Unlikely to be a major cause of poor mobility.

• C dimer defect gave trap levels close to conduction band edge.

– Similar to the energy extracted by our methodology.

• By comparison, the nature of defect at 3.1-3.2 eV could be Carbon dimer.

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D.P. Ettisserry,N. Goldsman

Overall summary

• Proposed a methodology that combines drift-diffusion simulation and density functional theory to predict:

– The existence of three types of mobility reducing defect in SiC/SiO2 interface.

– High density of interface trapping likely from Carbon dimer defects in SiCside of the interface.

• Unified Density functional theory with device modeling techniques.– Can solve practical problems encountered by semiconductor device physicists

and process engineers.• Reliability and mobility models in semiconductor devices.

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Thank you, Questions?

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Backup slides

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D.P. Ettisserry,N. Goldsman

• In the neutral state, at high ELF of0.9, two lone pairs on Oxygen aredistinctly visible.

• By comparing with Lewisperspective of bonding, this showsC-O single bond.

• In the stable +2 state, a single lonepair was seen on carboxyl oxygen -indicates a C=O double bond.

• Apart from puckering, increase inC-O bond order from 1 to 2 impartsstability to the defect in +2 state.

Bonding in the H2-passivated carboxyl defect• Resembles carboxyl defect and

continues to act as hole trap – H2has no/minimal effect. ESRinvisible defect in 0 and +2states.

h+

Si SiC

O

SiO

h+

H

Si SiC

O

Si SiC

O

HH

H

H

H

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D.P. Ettisserry,N. Goldsman

Switching oxide hole trap model• Holes tunnel into and out of near-interfacial

border hole traps, causing Vth instability.– Two-way tunneling model– Explains room temperature Vth instability [1].– Depth of oxide traps into which holes tunnel

change at a rate of ~2Ǻ per decade of stresstime.

• Predicts ΔVth vs log-stress time to belinear, as seen experimentally.

Room Temperature ΔVth - background

• Well-known switching oxide hole trap = E’ centers (Oxygen vacancy) [2].– Traditionally held responsible for Vth instability in 4H-SiC and Si MOSFETs.– Observed using electron spin resonance spectroscopy [3, 4].

[1] A. J. Lelis et. al, IEEE T-ED, vol. 55, no.8, pp.1835–1840, 2008.[2] A. J. Lelis, and T. R. Oldham, IEEE Trans. Nuclear Science, vol. 41, no. 6, pp. 1835–1843, 1994.[3] J. F. Conley, P. M. Lenahan, A. J. Lelis, and T. R. Oldham, Appl. Phys. Lett. 67, 2179 (1995).[4] J. T. Ryan, P. M. Lenehan, T. Grasser, and H. Enichlmair, Appl. Phys. Lett. 96, 223509 (2010).

C-related defects ???

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D.P. Ettisserry,N. Goldsman

Problem statementsCritical reliability concern – High-temperatureVth instability*

Room-Temperature ΔVth[1]

High-Temperature ΔVth[2]

* Measurements by our collaborators at U.S. Army Research Lab, MD.[1] A. J. Lelis et. al, IEEE T-ED, 55, no.8, 1835, 2008.[2] A. J. Lelis et. al, IEEE T-ED, 62, no.2, 316, 2015.[3] N. Saks et. al., APL 77, No. 20, 3281 (2000).[4] J.M. Knaup et al., PRB 71, 235321 (2005)

Critical performance concern – Very lowchannel electron mobility

Typical Dit spectrum [4]

Poor Hall and effective mobility [3]

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D.P. Ettisserry,N. Goldsman

Nitric Oxide Diffusion

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D.P. Ettisserry,N. Goldsman

Bandgap alignment

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D.P. Ettisserry,N. Goldsman

Thermal transitions between OV configurations• Activation barriers for thermal transitions between various OV configurations (in low disorder

oxide regions).• Calculated from DFT (Nudged Elastic Band method).

• Barriers are generally lower for positively charged states → negative bias is critical for trap activation.

Activation barrier calculations

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D.P. Ettisserry,N. Goldsman

Switching oxide hole trap model• Holes tunnel into and out of near-interfacial

border hole traps, causing Vth instability.– Two-way tunneling model– Explains room temperature Vth instability [1].– Depth of oxide traps into which holes tunnel

change at a rate of ~2Ǻ per decade of stresstime.

• Predicts ΔVth vs log-stress time to belinear, as seen experimentally.

Room Temperature ΔVth - background

• Well-known switching oxide hole trap = E’ centers (Oxygen vacancy) [2].– Traditionally held responsible for Vth instability in 4H-SiC and Si MOSFETs.– Observed using electron spin resonance spectroscopy [3, 4].

[1] A. J. Lelis et. al, IEEE T-ED, vol. 55, no.8, pp.1835–1840, 2008.[2] A. J. Lelis, and T. R. Oldham, IEEE Trans. Nuclear Science, vol. 41, no. 6, pp. 1835–1843, 1994.[3] J. F. Conley, P. M. Lenahan, A. J. Lelis, and T. R. Oldham, Appl. Phys. Lett. 67, 2179 (1995).[4] J. T. Ryan, P. M. Lenehan, T. Grasser, and H. Enichlmair, Appl. Phys. Lett. 96, 223509 (2010).

C-related defects ???

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• Under NBTS, inactive neutral dimers are ‘activated’ to form electrically active structures.

• What is the time dependence of activation process??? - Very critical to Vth stability

𝑑𝑑𝑥𝑥1𝑑𝑑𝑡𝑡 = −𝑏𝑏12𝑒𝑒

−𝐸𝐸12𝑏𝑏 𝑇𝑇 𝑥𝑥1 + 𝑏𝑏21𝑒𝑒

−𝐸𝐸21𝑏𝑏 𝑇𝑇 𝑥𝑥2

𝑑𝑑𝑥𝑥2𝑑𝑑𝑡𝑡

= − 𝑏𝑏21𝑒𝑒−𝐸𝐸21𝑏𝑏 𝑇𝑇 + 𝑣𝑣0𝑒𝑒

−𝐸𝐸23𝑏𝑏 𝑇𝑇 + 𝑣𝑣0𝑒𝑒

−𝐸𝐸25𝑏𝑏 𝑇𝑇 𝑥𝑥2 + 𝑏𝑏12𝑒𝑒

−𝐸𝐸12𝑏𝑏 𝑇𝑇 𝑥𝑥1

+ 𝑣𝑣0𝑒𝑒−𝐸𝐸32𝑏𝑏 𝑇𝑇 𝑥𝑥3 + 𝑣𝑣0𝑒𝑒

−𝐸𝐸52𝑏𝑏 𝑇𝑇 𝑥𝑥5𝑑𝑑𝑥𝑥3

𝑑𝑑𝑡𝑡= − 𝑣𝑣0𝑒𝑒

−𝐸𝐸32𝑏𝑏 𝑇𝑇 + 𝑣𝑣0𝑒𝑒

−𝐸𝐸34𝑏𝑏 𝑇𝑇 + 𝑣𝑣0𝑒𝑒

−𝐸𝐸35𝑏𝑏 𝑇𝑇 𝑥𝑥3 + 𝑣𝑣0𝑒𝑒

−𝐸𝐸23𝑏𝑏 𝑇𝑇 𝑥𝑥2

+ 𝑣𝑣0𝑒𝑒−𝐸𝐸43𝑏𝑏 𝑇𝑇 𝑥𝑥4 + 𝑣𝑣0𝑒𝑒

−𝐸𝐸53𝑏𝑏 𝑇𝑇 𝑥𝑥5

𝑑𝑑𝑥𝑥5𝑑𝑑𝑡𝑡

= − 𝑣𝑣0𝑒𝑒−𝐸𝐸52𝑏𝑏 𝑇𝑇 + 𝑣𝑣0𝑒𝑒

−𝐸𝐸56𝑏𝑏 𝑇𝑇 + 𝑣𝑣0𝑒𝑒

−𝐸𝐸53𝑏𝑏 𝑇𝑇 𝑥𝑥5 + 𝑣𝑣0𝑒𝑒

−𝐸𝐸25𝑏𝑏 𝑇𝑇 𝑥𝑥2

+ 𝑣𝑣0𝑒𝑒−𝐸𝐸65𝑏𝑏 𝑇𝑇 𝑥𝑥6 + 𝑣𝑣0𝑒𝑒

−𝐸𝐸35𝑏𝑏 𝑇𝑇 𝑥𝑥3

𝑑𝑑𝑥𝑥4𝑑𝑑𝑡𝑡 = − 𝑣𝑣0𝑒𝑒

−𝐸𝐸43𝑏𝑏 𝑇𝑇 + 𝑣𝑣0𝑒𝑒

−𝐸𝐸46𝑏𝑏 𝑇𝑇 𝑥𝑥4 + 𝑣𝑣0𝑒𝑒

−𝐸𝐸34𝑏𝑏 𝑇𝑇 𝑥𝑥3 + 𝑣𝑣0𝑒𝑒

−𝐸𝐸64𝑏𝑏 𝑇𝑇 𝑥𝑥6

�𝑖𝑖=1

6

𝑥𝑥𝑖𝑖 = 1

Transient modeling of OV hole trap activation - 1

- Activation barriers from DFT- k12 and k21 from SRH

D.P. Ettisserry,N. Goldsman

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D.P. Ettisserry,N. Goldsman

Density Functional Theory (2)• Bonn-Oppenheimer approximation

– Nuclei are much more massive than electrons. So, they are consideredstill.

– Thus, the electronic Hamiltonian becomes

– The nuclei-nuclei potential can be separately calculated.

• Hohenberg-Kohn theorem 1– The ground state energy, E[n(r)], of a multi-body system is a unique

functional of electron density, n(r).

• Hohenberg-Kohn theorem 2– The n(r) which minimizes E[n(r)] is the true ground state n(r)

corresponding to the solution of SWE.

• While the energy functional is the sum of all kinetic and potentialenergies, the effect of QM interactions are not explicitly known. Inshort, the mathematical form of the functional is unknown.

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D.P. Ettisserry,N. Goldsman

Molecular dynamics from DFT• Can determine the time evolution of atoms in a system.• From DFT, force on individual atom is calculated.• Force on atom i due to j’s= - (gradient of energy in ground state, E) From DFT

• Verlet Algorithm for tracking the position of atoms in time:𝑑𝑑2

𝑑𝑑𝑡𝑡2 𝑅𝑅𝑖𝑖 =𝐹𝐹𝑖𝑖𝑀𝑀𝑖𝑖

𝑅𝑅𝑖𝑖 𝑡𝑡 + Δ𝑡𝑡 = 2𝑅𝑅𝑖𝑖 𝑡𝑡 + 𝑅𝑅𝑖𝑖 𝑡𝑡 − Δ𝑡𝑡 +Δ𝑡𝑡 2

𝑀𝑀𝑖𝑖𝐹𝐹𝑖𝑖(𝑅𝑅𝑗𝑗)

Discretization in time to solve the differential equation.

From Newton’s law:

𝐹𝐹𝑖𝑖 𝑅𝑅𝑗𝑗 = −𝜕𝜕𝐸𝐸𝜕𝜕𝑅𝑅𝑖𝑖

• By tracking Ri, the trajectories of atoms are calculated.• Can study

• diffusion,• chemical reactions (passivation), etc

Effect of temperature included externally (velocity rescaling)

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D.P. Ettisserry,N. Goldsman

Electrical activity of defects in 4H-SiC MOSFETsWhich defects matter in 4H-SiC MOSFETs ?

• The Fermi Level is restricted tomove within 4H-SiC bandgap.

• Bandgap lineup between 4H-SiCand SiO2 is very critical.• Calculated from DFT or internal

photoemission [1].

Bandgap lineup procedure using DFT [2]

Defect in SiO2 or 4H-SiC or interface

InactiveActive

Charge Transition Level located within

4H-SiC BG?Y N

[2] C. G. Van de Walle et. al., Phys. Rev. B 34, no. 8, pp. 5621- 5634 (1986).

[1] V. V. Afanas’ev et. al., J. Appl. Phys. 79, 3108 (1996).

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D.P. Ettisserry,N. Goldsman

Density Functional Theory

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D.P. Ettisserry,N. Goldsman

Density Functional Theory - Flow

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D.P. Ettisserry,N. Goldsman

• The by-product of NO passiation reaction with the carboxyl defect is theNCO molecule – important to know if this creates new defects.

• NCO molecules are large – seen to be trapped inside SiO2 void.

• Reacts with NO molecule to give N2 and CO2.

Significance of isocyanate molecule (NCO)

Observations:• Intermediate product include

nitrosil isocyanate – activationbarrier of 0.2 eV.

• This is followed by a cyclicintermediate.

• N2 and CO2 are formed withenergy release of ~ 3 eV.

• N2 and CO2 diffuses outrelatively easily, completing thedefect passivation reaction.

• NCO is unlikely to create newdefects in SiO2.

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D.P. Ettisserry,N. Goldsman

3. Overall results on Passivation1

– Studied the mechanism of NO treatment of carboxyl defect.

• NO was seen to remove the defect.

• Excess NO seen to result in positive charge build-up.

• Controlled NO passivation to improve Vth instability.

• By-products of the reaction do not create additional defects.

– Was seen to create hole traps similar to the original carboxyl defects.

– Unlikely to be effective in improving Vth instability.

• NO passivation

• H2 passivation

[1] D.P. Ettisserry, N. Goldsman, A. Akturk, and A. Lelis, under review with the Journal of Applied Physics.

• F passivation– Passivates E’ and carboxyl – related hole traps completely. Effect of

dielectric constant reduction requires further study.

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• In the neutral state, at high ELF of0.9, two lone pairs on Oxygen aredistinctly visible.

• By comparing with Lewisperspective of bonding, this showsC-O single bond.

• In the stable +2 state, a single lonepair was seen on carboxyl oxygen -indicates a C=O double bond.

• Apart from puckering, increase inC-O bond order from 1 to 2 impartsstability to the defect in +2 state.

Bonding in the H2-passivated carboxyl defect• Resembles carboxyl defect and

continues to act as hole trap – H2has no/minimal effect. ESRinvisible defect in 0 and +2states.

h+

Si SiC

O

SiO

h+

H

Si SiC

O

Si SiC

O

HH

H

H

H

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D.P. Ettisserry,N. Goldsman

Amorphous SiO2 model generation

Method 1• New method – Exploits the periodicity of supercell models, inherent in DFT.

– An Si-O-Si linkage is randomly broken.– The disconnected Si is puckered by 166 pm to back-bond with rear oxygen, making the Oxygen

triply coordinated.– One of the original Si attached to the triply coordinated O is broken and puckered to generate a

new triply coordinated O.– Process is repeated until the puckered Si meets the original dangling O, repairing the damage.

• Represents regions of oxide with high-amorphousness.

Method 2• Melt-and –quench Molecular dynamics.• Represents regions of oxide with low-amorphousness.

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Important considerations• In theory, one could form infinite number of equations in the over-

determined system – but works only for carefully chosen lowvoltages.

• To minimize errors, the algorithm is applied at low voltages. Voltages at which the equations are formed are chosen in such

a way that change in Fermi level is large (or large f(E)). Also, Trap-filling happens at low voltages.

• It should be made sure that the Fermi level is such that it falls in the“region of interest” for traps (in case of SiC, near conduction band).

Limitation:• Cannot resolve mid-gap trap energies. All the mid-gap traps are fully occupied even at low gate bias

due to large SiC/SiO2 work-function difference.

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D.P. Ettisserry,N. Goldsman

• Chemical bonding can be studied using Electron LocalizationFunction (ELF).

• ELF is the conditional probability of finding an electron in thevicinity of another electron with the same spin – gives a measure ofPauli’s exclusion.

• Defined such that high ELF implies high electron localization –indicates lone pairs, bonding pairs and dangling bonds.

• These different electron localizations occur at local maxima in ELF.

• Plotted as isosurfaces at different values to distinctly “see”chemical bonding.

• ELF used to study bonding transformations in defects during holecapture – help to identify defect stabilizing mechanisms.

Electron Localization Function [1] from DFT

[1] B. Silvi and A. Savin, Nature 371, 683–686 (1994).

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BTS measurements

[1] B. Silvi and A. Savin, Nature 371, 683–686 (1994).