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    Insomnia and Depression Prior to Myocardial Infarction

    ROBERT

      M.

      CARNEY,  PHD, KENNETH

      E.

      FREEDLAND,

      PHD, AND

    ALLAN

      S.

      JAFFE,

      MD

    Insomnia  is  common among patients  who  subsequently experience  an  acute myocardial

    infarction (MI), and is a major symptom  of psychiatric depression.  The purpose  of this study

    was

     to

     determine what proportion

      of

     patients reporting insomnia prior

      to

     MI have depression.

    Of  70 patients with  a  recent  MI, 27 (39 ) reported having  had  insomnia  for two weeks or

    longer prior

      to

      their

      MI, 13 of

      whom

      (48 ) met

      diagnostic criteria

      for a

      major depressive

    episode (MDE). MDE accounted  for a significant proportion of the patients reporting insomnia

    prior to MI (p

     <

     0.0001). Furthermore, those patients with insomnia who did not meet diagnostic

    criteria  for MDE nevertheless  had three times as  many depressive symptoms, excluding sleep

    disturbance,

      as did

      those patients

      who did not

      experience insomnia prior

      to

      their

      MI (p <

    0.0009). The implications  of this finding  are discussed,  as well as possible explanations  for the

    relationship between insomnia, depression,

      and

     subsequent

     MI.

    INTRODUCTION

    Many patients who have suffered acute

    myocardial infarction (MIj report insom-

    nia

     in the

     weeks

     or

     months prior

      to the

    event (1-3). Nearly half

      of

     such patients

    reported frequent nocturnal awakenings

    during the six months prior to the event

    in a recent study. This incidence is greater

    than  the 33 incidence reported  for a

    group of hospitalized patients with non-

    cardiac medical illnesses  or 26 for a

    sample of medically healthy controls  (1).

    The increased frequency of insomnia was

    present even after controlling

     for the use

    of stimulants such

     as

     coffee and cigarettes.

    The etiology

     of

     this insomnia

     is

     unclear.

    From

      the

      Departments

      of

      Psychiatry

      and

      Medi-

    cine, Divisions  of Behavioral Medicine  and Cardiol-

    ogy, Washington University School of Medicine, St.

    Louis, Missouri.

    Address reprint requests

      to:

     Robert

      M.

      Carney,

    Ph.D., Jewish Hospital  of St.  Louis, Department  of

    Psychiatry,  216 S.  Kingshighway Boulevard,  St.

    Louis, MO 63110.

    Received

      for

      publication March

      6,

     1990; revision

    received July 17,

      1990.

    It could result from episodes of nocturnal

    myocardial ischemia which are known to

    occur in some persons with coronary ar-

    tery disease [CAD] (4).  Another possibil-

    ity,  however, is that insomnia prior to MI

    may

     be a

     symptom

     of

     clinical depression

    that

     we and

     others have documented

     to

    be common

     in

     patients with coronary

     ar-

    tery disease.

    A variety

      of

     psychological complaints,

    including anxiety, dysphoric mood, vital

    exhaustion, fatigue, and general malaise,

    have been commonly reported prior to

    acute  MI (1, 2). Insomnia, fatigue,  and

    general malaise  are classic symptoms of

    psychiatric depression. Thus, it is possible

    that depression could account for the high

    prevalence  of  insomnia, vital exhaus-

    tion,

    and

     general psychological distress

    observed

     in

     patients prior

     to

     acute

      myo-

    cardial infarction.

      The

     purpose

      of

      this

    study was to determine whether the pres-

    ence  of  major depressive disorder  ac-

    counts for a significant proportion of pa-

    tients reporting insomnia for two weeks

    or more prior to their myocardial infarc-

    tion.

    Psychosomatic Medicine 52:603-609 1990)

    6

    0033-3174/9O/5206-O6O3 O2 00/0

    Copyright © 1990 by the American Psycho

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    R. M. CARNEY et al.

    METHODS

    Subjects

    Subjects were recruited for this study from a

    sequential series of patients with documented acute

    myocardial infarction who were admitted to the

    Barnes Hospital Coronary Care Unit. Infarction was

    documented in all patients by the presence of chest

    pain compatible with ischemia, electrocardiographic

    changes, and a rising and falling pattern of MB-

    creatine kinase (MB-CK) characteristic of acute in-

    farction with at least one level above the upper

    bound of the reference range (5). Patients admitted

    to the study had to be: (1) under 70 years of age; (2)

    without history or evidence of a previous MI; (3)

    without history of angioplasty or coronary artery

    bypass surgery; (4) without severe diabetes or other

    chronic medical illnesses; (5) without present diag-

    nosis of congestive heart failure, valvular heart dis-

    ease (except mitral valve prolapse), or severe mental

    impairment; (6) able to complete the psychiatric

    diagnostic interview and psychological testing; (7)

    permitted by the patient's cardiologist to p articipate

    in the study.

    The first 70 patients who met these criteria and

    who agreed to participate were enrolled during the

    five to seven days immediately following the acute

    myocardial infarction.

    Procedure

    A modified version of the affective disorders sec-

    tion of the Diagnostic Interview Schedule (DIS) (6)

    was used to assess the presence of symptoms of

    depression and determ ine the presence and d uration

    of sleep complaints. The DIS is a structured inter-

    view developed by the National Institutes of Mental

    Health for epidemiologic studies of psychiatric dis-

    order. It has been shown in previous studies to be

    both reliable and valid (7-9). Modifications of the

    DIS included the addition of questions to determine

    the onset and duration of each symptom and ques-

    tions regarding the specific type of insomnia (sleep

    onset, interval, or terminal) experienced by the pa-

    tient. Following the DIS, patients were asked ques-

    tions regarding the presence and time of onset of

    symptoms of medical and cardiovascular illnesses,

    including angina. Patients were interviewed after

    agreeing to be enrolled in the study. The interview

    was administered by two lay interviewers with ex-

    tensive training and experience in administering the

    DIS.  Two senior clinicians independently reviewed

    the interview results for each subject and rendered

    diagnoses according to DSM-II1-R criteria (10). One

    hundred percent agreement was achieved between

    the two clinicians. The presence of a depressive

    disorder at the time of myocardial infarction was

    determined from the patients' retrospective report

    of the duration of the relevant symptoms that they

    had experienced prior to their myocardial infarction.

    All medical and demographic information was ob-

    tained from the patients' medical charts.

    RESULTS

    Twenty-seven (39%) of the 70 patients

    enrolled in the study reported insomnia

    for at least two weeks prior to acute in-

    farction. Sixteen (23%) of the 70 patients

    met DSM-III-R criteria for a major depres-

    sive episode (MDE) during the same

    period. None of the patients met the di-

    agnostic criteria for any of the other affec-

    tive disorders described in the DSM-III-R

    nosology.

    Thirteen of the 16 patients with MDE

    (81%) reported insomnia of at least two

    weeks' duration. Seven (54%) of these pa-

    tients complained of early morning awak-

    ening with an inability to return to sleep

    (terminal insomnia), and frequent awak-

    enings during the night (interval insom-

    nia),

     while six (46%) complained of these

    problems as well as a difficulty in falling

    asleep (sleep-onset insomnia). None of the

    MDE patients reported hypersomnia.

    Of the 54 patients who did not meet

    diagnostic criteria for MDE, 14 (26%) com-

    plained of insomnia. Nine (64%) of these

    patients reported interval and terminal

    insomnia; four (29%) terminal, interval,

    and sleep-onset; and one (7%) sleep-onset

    insomnia alone. Three of the patients

    without MDE complained of hypersom-

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    INSO MN IA DEPRESSION AN D MYO CAR DIAL INFARC TION

    nia. All three of these patients were being

    treated for coronary artery disease prior

    to their myocardial infarction and were

    taking beta-blockers and other medica-

    tions during the period of hypersomnia.

    Two of the patients were also taking anx-

    iolytics during this time.

    Forty-eight percent of all patients re-

    porting insomnia met DSM-III-R criteria

    for major depression. The difference in

    the proportions of patients w ith insomnia

    between the depressed and nondepressed

    groups was statistically significant (x

    2

      =

    14.65,

     df=   1,

     p < 0.0001). Additional anal-

    yses were planned in order to identify

    other potential causes of insomnia. Unfor-

    tunately, we were unable to obtain relia-

    ble information regarding caffeine con-

    sumption in the weeks preceding myocar-

    dial infarction. We were able to compare

    the proportions of patients who were pre-

    scribed medications or who had known

    medical illnesses sometimes associated

    with insomnia. Because there were only

    three patients who complained of hyper-

    somnia, we were unable to include them

    as a separate group in these analyses.

    However, since adding them to the non-

    insomnia group could obscure important

    differences, they were dropped from the

    remaining analyses. The results of these

    analyses, as well as comparisons of addi-

    tional demographic and medical infor-

    mation, are presented in Table 1. Demo-

    graphic and medical characteristics of pa-

    tients without MDE (with and without

    insomnia) and for patients with MDE

    were generally comparable, except for a

    higher proportion of females in the MDE

    group.

    Unlike some other psychiatric diagnos-

    tic systems (e.g., the Research Diagnostic

    Criteria) (11), DSM-III-R does not include

    a diagnosis of minor depression, except

    for dysthymia. The criteria for dysthymia

    require the presence of depressed mood

    and two or more additional depressive

    symptoms for at least six months. Al-

    though none of the patients without MDE

    met DSM-III-R criteria for dysthymia,

    many reported depressive symptoms that

    had been present for several weeks prior

    to their myocardial infarction. The mean

    number of depressive symptoms exclud-

    ing sleep disturbance present for two

    weeks or longer for patients without MDE

    who reported insomnia was 3.36, while

    those patients without insomnia reported

    a mean of 0.85 depressive symptoms dur-

    ing the same period (t = 3.54, df = 48, p <

    0.0009). Thus, although only 48% of the

    patients with insomnia met diagnostic cri-

    teria for MDE, the remaining patients re-

    porting insomnia had significantly more

    depressive symptoms than did those w ith-

    out insomnia. Furthermore, 25% of the

    patients without MDE but with insomnia

    reported having received psychiatric

    treatment at some time in the past. In

    contrast, none of the patients without in-

    somnia reported ever receiving psychiat-

    ric treatment (x

    2

     = 8.02, d/ =  1, p < 0.004).

    DISCUSSION

    Nearly half of the patients who com-

    plained of insomnia for two weeks or

    longer prior to their acute myocardial in-

    farction met criteria for a major depres-

    sive episode. Twenty-three percent of the

    total sample of patients met the DSM-III-

    R criteria for a major depressive episode.

    This rate is close to the 18% prevalence

    estimate of major depressive disorder re-

    portedly recently by Schleifer et al. (12)

    using the Research Diagnostic Criteria

    (11),  and to the 18% which we reported

    for CAD patients without myocardial in-

    farction. Patients with insomnia who did

    Psychosomatic Medicine 52:603-609 (1990)

    605

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    R M CARNEY et al

    TABLE 1. Means (Standard Deviations) and Frequencies of Selected Medical and Demographic

    Variables for MDE Patients and Non-MDE Patients with and with out Insomnia

    Variables

    Mean age

    Mean number o f alcoholic

    drinks weekly

    Mean number

     of

     cigarettes

    daily (current smokers)

    Current smokers

    Sex (% females)

    History of angina

    History o f  hypertension

    History o f diabetes

    Chronic lung disease

    Receiving beta-blockers

    Receiving sleep medications

    Receiving psychiatric medica-

    tions

    MDE

    N 16

    53.4 (8.2)

    2.9 (9)

    28.8(16.2)

    56

    50

    38

    38

    25

    6

    25

    6

    6

    Non-MDE

    Insomnia

    N = 14

    54.7(7.9)

    3.8 (5)

    30.0(11.0)

    43

    2 1

    23

    58

    14

    0

    19

    3

    0

    Non-MDE

    w/o

    Insomnia

    N = 37

    52.1 (10.6)

    4 .1   (5)'

    2 7 . 8 ( 1 5 . 6 )

    46

    14

    2 1

    40

    14

    0

    29

    7

    3

    F =

      =

     

    =

    X

    2

      =

    x

    2

      =

    x

    2

      =

    x

    2

      =

    x

    2

      =

    0.71

    1.16

    0.96

    =

      0.7

    =  8.2

    = 4.5

    =

      1.3

    =  0.5

    FETt

    X

    2

      =

    FET

    FET

    =

     0.6

    P

    NS*

    NS

    NS

    NS

    0.02

    NS

    NS

    NS

    NS

    NS

    NS

    NS

    * NS, not s ignificant.

    t FET, Fisher's exact test.

    not meet full criteria for major depression

    nevertheless reported more than three

    times

      as

      many symptoms

      of

     depression

    than did patients with normal sleep pat-

    terns.

      They also were significantly more

    likely

     to

     have received psychiatric treat-

    ment in the past. Thus, many of the  pa-

    tients with insomnia who

     did not

     have

    major depression may have experienced

    a minor or subclinical depression that

    included sleep disturbance.

    Consistent with previous studies

      of

    MDE in patients with coronary artery dis-

    ease (13), the re was a higher proportion of

    women

      in the

     MDE group.

      In

     fact,

     one

    half of the  total sample  of women met

    criteria

      for a

      major depressive episode.

    Among patients without MDE, there was

    no difference in the proportion of women

    between those with or without insomnia.

    No differences were found

     in

     the pres-

    ence of anginal symptoms between those

    with

      or

     without MDE,

     or

     between those

    with

      or

     without insomnia. Patients with

    insomnia were neither more

      nor

      less

    likely than the other patients to be taking

    medications that affect sleep. They were

    also no different from other patients with

    respect

      to age or any

      medical variable

    studied. Thus, their insomnia cannot eas-

    ily be explained by the presence of other

    chronic m edical illnesses or m edications.

    Unfortunately, we were not able to obtain

    reliable estimates of caffeine intake in the

    weeks preceeding the myocardial infarc-

    tion. Thus, greater caffeine consumption

    in the weeks prior to the acute infarction

    cannot

      be

     excluded

      as a

     possible expla-

    nation for insomnia in at least some of the

    patients. None

     of

      the patients who com-

    plained of insomnia had been previously

    diagnosed

      as

      having sleep apnea. How-

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    INSO MN IA DEPRESSION AN D MYO CAR DIAL INFARC TION

    ever, we were unable to rule out the pos-

    sibility that some patients had this disor-

    der.

    The use of a retrospective self-report

    interview to assess the presence of depres-

    sion and insomnia is a limitation of this

    study. Because of the difficulty in accu-

    rately predicting myocardial infarction,

    even among high risk patients with

    known coronary disease, it is difficult to

    study this question prospectively. For this

    reason, it is also difficult to use m ore

    reliable means, such as sleep EEG, of doc-

    umenting sleep disturbance. The DIS has

    been carefully validated and has been

    used in medical as well as psychiatric

    populations to assess depressive symp-

    toms.

      Nevertheless, patients with recent

    myocardial infarction may not accurately

    recall symptoms that occurred just prior

    to their infarction. Our data must there-

    fore be interpreted with caution.

    A recent study of insomnia in the gen-

    eral population reported by Ford and Ka-

    merow (14) showed a strong relationship

    not only between insomnia and depres-

    sion, but also between insomnia and anx-

    iety disorders. The interview employed in

    this study focused primarily on affective

    disorders, so it was not possible to deter-

    mine whether other psychiatric disorders

    were also associated with some of the

    cases of insomnia.

    Ford and Kamerow (14) also found that

    the risk of developing major depression

    within one year after the first interview

    was over 20 times greater for patients w ho

    continued reporting insomnia, suggesting

    that sleep disturbance in m any cases may

    be an early symptom of depression, or

    may reflect an underlying process of af-

    fective disturbance. Unfortunately, we

    did not obtain a follow-up interview of

    subjects in this study and thus have no

    information concerning how many of

    these patients subsequently developed a

    major depression. Clearly, future studies

    of insomnia prior to an infarction should

    evaluate pa tients for other psychiatric dis-

    orders, and include a follow-up assess-

    ment of psychiatric status.

    Although depression may account for

    many cases of insomnia in persons who

    subsequently experience a myocardial in-

    farction, and depression and insomnia are

    highly prevalent in these patients, the na-

    ture of the relationship betw een insomnia

    and depression and subsequent myocar-

    dial infarction remains unclear. If insom-

    nia and depression play an etiologic role

    in MI, it is still unclear whether depres-

    sion is the crucial factor, or if sleep dis-

    turbance, secondary to or independent of

    depression, is of primary importance .

    Depression is associated with an in-

    creased risk of myocardial infarction and

    other cardiac events (15, 16). Psychiatric

    patients with depression have higher

    rates of myocardial infarction than do pa-

    tients with other psychiatric disorders

    (17),

      and nearly two times the expected

    mortality due to cardiovascular disease

    (18).

      We have speculated previously that

    increased sympathetic tone associated

    with depression may be responsible for

    this relationship by placing additional

    stress on the cardiovascular system (15),

    or by accelerating the progression of ath-

    erosclerosis (19). It is possible, however,

    that sleep disturbance associated with

    depression is of primary importance .

    Medically well persons with major

    depression tend to begin rapid eye move-

    ment (REM) sleep earlier than do nonde-

    pressed persons (20-22), and they have a

    greater REM density during each sleep

    cycle (23). Many studies tha t have inves-

    tigated the relationship between stages of

    sleep and the incidence of nocturnal myo-

    cardial ischemia have reported an in-

    Psychosomatic Medicine 52:603-609 (1990)

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    R. M. CARNEY et al.

    creased frequency of anginal episodes

    during REM sleep, at least in a subset of

    patients (24, 25). Although the mecha-

    nisms underlying the relationship be-

    tween stages of sleep and nocturnal is-

    chemic episodes are not well understood

    (26),

      it is possible that patients with

    depression are at greater risk for noctur-

    nal ischemia as a result of some alteration

    of REM sleep.

    On the other hand, simply being awake

    at night, particularly if associated with

    getting out of bed, can produce silent is-

    chemic episodes in patients with CAD (4).

    An increased rate of ischemic episodes

    could place the patient with sleep disturb-

    ance at greater risk for myocardial infarc-

    tion or sudden cardiac death. Thus,

    depression may be significant in the etiol-

    ogy of myocardial infarction only because

    it is often associated with insomnia.

    The possibility that ischemic episodes

    may in fact be the cause of sleep disturb-

    ance must also be considered, although

    only a small number of patients reported

    having episodes of anginal pain at any

    time before their infarction. Perhaps si-

    lent ischemic episodes lead to sleepless-

    ness,  although the study by Barry et al.

    (4) suggests that being awake, and espe-

    cially getting out of bed, more often pre-

    cedes the ischemic event. We further can-

    not definitively exclude the possibility

    that some instances of insomnia could

    have been related to manifestations of

    congestive heart failure such as orthopnea

    and paroxysmal dyspnea, but a clear his-

    tory describing these symptoms was not

    elicited by the clinicians caring for the

    patients studied. Clearly, more research

    needs to be done to explore these various

    possibilities.

    In summary, a major depressive episode

    was diagnosed in nearly half of the pa-

    tients who reported insomnia for at least

    two weeks prior to an acute myocardial

    infarction. The remaining cases of insom-

    nia were associated with more than three

    times as many symptoms of depression

    than were reported by those patients

    without pre-MI insomnia. The signifi-

    cance of the relationship between insom-

    nia and depression and subsequent acute

    myocardial infarction remains unclear.

    Nevertheless, the diagnosis and treatment

    of major depression in patients at risk for

    myocardial infarction may be especially

    important. Not only can treating depres-

    sion be expected to improve the quality

    of life for these individuals, but it may

    reduce their incidence of acute myocar-

    dial infarction.

    The authors wish to

      acknowledge the

    contributions

      to this study of

      aren Clark,

    Adriaantje

      teVeJde, Laurie Smith,

     Judith

    SkaJa, and Peggy Boyd.

    Supported in part by

      the Heart

    Lung

    and BJood Institute, United States Public

    Health  Service Grant  No. 1 ROl HL42427-

    01

    and the  National Research Demonstra-

    tion Center Grant, SCOR in Ischemic Heart

    Disease Grant

      No.

     HL1764 6 National In-

    stitutes of Health Bethesda Maryland.

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