Initial Listing - OECD

Initial Listing DATABASE ON RESOURCES AND FACILITIES FOR QUALITY INFRASTRUCTURE INVESTMENT May 2019

Executive Summary

Introduction

At the 2016 G20 Hangzhou Summit, the G20 Leaders adopted a declaration “stressing the importance of quality infrastructure investment, which aims to ensure economic efficiency in view of life-cycle cost, safety, resilience against natural disaster, job creation, capacity building, and transfer of expertise and know-how on mutually agreed terms and conditions, while addressing social and environmental impacts and aligning with economic and development strategies”.

In 2018, the G20’s Infrastructure Working Group (IWG) identified the key elements for infrastructure growth in the “Roadmap to Infrastructure as an Asset Class”. The Roadmap is organised under three overarching pillars and seven work-streams. Quality Infrastructure is one of the key work-streams identified under the second pillar - improving the investment environment for infrastructure. In line with this objective, in 2019 the IWG has sought to develop Principles for Quality Infrastructure Investment (QII) in six categories, as follows:

Against this background, the G20 IWG has asked the Global Infrastructure Hub (GI Hub) to prepare an online database (the Database) of ‘resources’1 and ‘facilities’2

relating to QII. This work has been undertaken in conjunction with the Organisation for Economic

1 For the purpose of this Database, a “resource” refers to guidance materials, toolkits, study reports and other knowledge products pertaining to Quality Infrastructure Investment.

Cooperation and Development (OECD) and the World Bank Group (World Bank).

Throughout May 2019, the detailed QII Principles were developed by the IWG and the number of Principles increased from five to six. The GI Hub has updated the Database to reflect the IWG’s agreed position and will continue to reflect any changes required by the G20.

About the QII Database

The Japanese Presidency of the G20 has asked for the creation of a QII Database, to provide a one-stop reference to existing resources for policymakers, project agencies and the private sector to plan and implement quality infrastructure investments. The Database will be a dynamic reference tool for governments and practitioners involved in infrastructure planning and delivery. It is built on a review and classification of existing resources and facilities across the six identified categories of QII Principles.

The Database builds on an assessment of 466 materials, covering both resources and facilities, which are intended to guide stakeholders in planning and executing quality infrastructure investments. Apart from the classification of the materials under the six categories of QII Principles and various sub-categories, the Database also captures other salient aspects of the materials, including key objectives, year of publishing (for resources) / establishment (for facilities), geographic scope, sectoral focus, and policy area. The database content is organised under facilities and resources, as described below:

Resources: Under this grouping, 343 resources have been identified, under the headings of framework/toolkits (16%), reference guides (19%), study reports (13%), websites, data and analysis(20%), publications, academic papers, and others (32%).

Facilities: Under this grouping, 123 facilities have been identified, of which at least 50% provide multiple forms of support, including guarantees and technical assistance, project preparation, and investment support. Around 48% of the facilities identified provide project preparation assistance of

2 For the purpose of this Database, a “facility” refers to a program or ‘window’ offering financial support (in the forms of grants, equity investments, debt investments or project preparation support) pertaining to QII.

some form. The facilities are mainly managed by multilateral development banks (MDBs), national and sub-sovereign governments.

The compilation of the database under these two groupings follows a review of the G20/OECD/World Bank 2018 Stocktake of Tools and Instruments related to Infrastructure as an Asset Class, plus the GI Hub’s own database of resources and facilities, along withsubmissions to the GI Hub’s structured questionnaire by individual G20 countries, MDBs and other international organisations. In addition, these inputs have been supplemented by independent secondary research undertaken by the GI Hub. Following this mapping and compilation of information, the strategic fit of these resources and facilities to each of the six categories of QII Principles was identified.

Attached as Annex 1 is an instruction guide on using the online Database. The lists of resources and facilities, which can be found in Annexes 2 and 3, are organised by the name of the organisation(s) which has/have produced the resource or facility. It should be noted that the lists in Annexes 2 and 3 do not contain links to the resources and facilities, but these links are provided in the online version of the Database. Annex 4 is a sample of the template used to collect data from the contributing organisations. This template in Annex 4 refers to the original five draft principles, and GI Hub has since updated the Database to incorporate the sixth principle (now QII Principle 1) that was added as a result of the subsequent IWG agreement.

Annex 1 – How to Use the Database

The Database is intended to serve as a single-stop point of guidance for policymakers, practitioners, investors, citizens and project companies to access reference materials and resources for ensuring quality in infrastructure planning and delivery. The Database sets out: (i) master lists of resources and facilities supporting QII; (ii) the geographic scope of the resources and facilities; (iii) the sectoral focus and policy areas addressed by the resources and facilities; and (iv) additional information on the objectives of the resources and facilities. It is envisaged that the Database will be a dynamic knowledge product, which will be refined and updated on an ongoing basis.

The Database is structured to assist stakeholders in project planning and preparation by providing specific guidance materials and information on facilities for delivering quality infrastructure investment. For example, a project preparation agency based in a developing economy may wish to employ the latest practices in improving the economic efficiency of projects (which falls under Principle 2 of the QII), using resources developed by MDBs or by the governments of advanced economies. In such cases, policymakers may select all the resources associated with QII Principle 2. Policymakers may also select specific sub-categories under each principle for more targeted search results. Similar selections can be made in respect of the listed facilities.

A sample image of the draft version of the online database is provided below:

Annex 2 – Master List of Resources Sl no

Name of the Organisation publishing the resource

Title of the Resource Geographic scope Policy area focus P1 P2 P3 P4 P5 P6

1 AECOM The Future of Infrastructure: Voice of the People

Global No specified policy area Y Y N Y Y Y

2 African Development Bank, Asian Development Bank, Development Bank of Southern Africa, European bank for Reconstruction and Development, Islamic Development Bank, BNDES, CAF, Inter American Investment Corporation, Public-Private Infrastructure Advisory Facility, and World Bank

SOURCE Global Planning and project preparation Y Y Y Y Y Y

3 Asia-Pacific Economic Cooperation

APEC Guidebook on Quality of Infrastructure Development and Investment (Revision)

Asia-Pacific Cross-cutting policy areas Y Y Y Y Y Y

4 Arcadis Third Global Infrastructure Investment Index Global No specified policy area Y N N N N Y 5 Asian Development Bank ADB PPP monitor Asia No specified policy area N Y Y Y Y Y 6 Asian Development Bank Public-Private Partnership (PPP) Handbook Global No specified policy area N Y N N Y Y 7 Asian Development Bank Procurement Guidelines Global Procurement N N N Y N Y 8 Asian Development Bank PPP Operational Plan 2012-2020 Asia-Pacific Cross-cutting policy areas Y Y Y N Y Y 9 Asian Development Bank PPPs in Urban Bus Transport for the State of

Maharashtra, India India Cross-cutting policy areas N Y N N N Y

10 Asian Development Bank Bus Rapid Transport: Toolkit for Feasibility Studies

India Planning and project preparation Y Y Y Y Y Y

11 Asian Development Bank, European Bank for Reconstruction and Development, Inter-American Development Bank, the Islamic Development Bank, Multilateral Investment Fund, World Bank and Public-Private Infrastructure Advisory Facility

Multi-lateral Development Banks APMG PPP Certification Program

Global No specified policy area N Y N N N Y

12 AT Kearney Global Business Policy Council

Foreign Direct Investment Confidence Index Global No specified policy area Y Y Y N Y Y

13 Australia - ACT Government, Chief Minister, Treasury and Economic Development Directorate

The Capital Framework Australia, Australian Capital Territory

Planning and project preparation Y Y N N N Y


The Partnerships Framework – Guidelines for Unsolicited Proposals

Australia Procurement N Y N N Y Y


The Partnerships Framework – Guidelines for Public Private Partnerships

Australia Procurement N Y N N N Y

16 Australia - Department of Treasury and Finance, Government of Victoria

Investment Lifecycle and High Value High Risk Framework

Australia Planning and project preparation Y Y N N N N


Investment Management Standard Australia Planning and project preparation N Y Y N Y Y


Asset Management Accountability Framework

Australia Planning and project preparation N Y Y N Y Y

19 Australia, Department of Finance, Australian Government

National Framework for Traditional Contracting

Australia Cross-cutting policy areas N Y N N N Y


Risk Potential Assessment Tool (RPAT) Australia Planning and project preparation N Y N N N N


Guidance on Assurance Review Process Australia Planning and project preparation N Y N N N Y

22 Australia, Department of Infrastructure and Regional Development, Australia

National PPP Policy Framework Australia Cross-cutting policy areas N Y Y N Y Y

23 Australia, Department of Infrastructure and Transport, Australian Government

Infrastructure Planning and Delivery: Best Practice Case Studies Vol. 1

Australia Cross-cutting policy areas N Y N N N Y

24 Australia, Department of Infrastructure and Transport, Australian Government

Infrastructure Planning and Delivery: Best Practice Case Studies Vol. 2

Australia Cross-cutting policy areas N Y Y Y Y Y

25 Australia, Department of Infrastructure, Regional Development and Cities, Australian Government

National Guidelines for Infrastructure Project Delivery

Australia Cross-cutting policy areas N Y Y Y Y Y

26 Australia, Infrastructure Australia Assessment Framework Australia Planning and project preparation Y Y Y N Y Y 27 Australia, Infrastructure Australia Infrastructure Priority List Australia No specified policy area N N N N N Y 28 Boston Consulting Group (BCG) Bridging the Gap - Meeting the Infrastructure

Challenge with PPP Global No specified policy area N Y N N N Y

29 Brazil, Empresa de Planejamento e Logística

Centralised information repository to aid planning

Brazil Planning and project preparation N N N N Y Y

30 Brazil, National Agency for Water Transportation

Integrated environmental management system

Brazil Planning and project preparation N N Y N Y Y

31 Brazil, Secretaria de Estado de Desenvolvimento Econômico

Operations Manual for Minas Gerias Public-Private Program

Brazil Cross-cutting policy areas N Y Y N Y Y

32 Brazil, Secretariat PPI Accreditation of project studies Brazil Planning and project preparation N Y N N Y N 33 Brookings Development, Aid and Governance

Indicators (DAGI) by Brookings Institute Global Governance N N N N N Y

34 Canada, Government of British Columbia

Capital Asset Management Framework Canada Cross-cutting policy areas N Y N N N Y

35 Canada, Treasury Board Secretariat, Government of Canada

Project Complexity and Risk Assessment Tool

Canada Planning and project preparation N Y Y N Y N


Organizational Project Management Capacity Assessment Tool

Canada Planning and project preparation N Y N N Y Y


Guidelines to Implementing Budget 2011 Direction on Public-Private Partnerships

Canada Planning and project preparation N Y Y N Y Y

38 Canada, Treasury Board, Government of Alberta

PPP Framework and Guidelines Alberta Cross-cutting policy areas N Y Y Y Y Y

39 Canada, Treasury Board, Government of Alberta

Management Framework: Assessment Process

Canada Cross-cutting policy areas N Y Y Y Y Y

40 China International Contractors Association

The Belt and Road Infrastructure Development Index Report 2018

Global No specified policy area Y Y N N N Y

41 China International Contractors Association

Operational Manual for the Guide on Social Responsibility for Chinese International Contractors

Global No specified policy area Y Y Y Y Y Y

42 China, Ministry of Ecology and Environment

Directory on Construction Project Environmental Impact Assessment Classification Management

China Regulatory N N Y N N N

43 China, Ministry of Finance Guidelines for the administration of finance for PPP projects

China Cross-cutting policy areas Y Y Y N Y Y

44 China, Ministry of Finance Operational guidelines for PPP Mode (for trial implementation)

China Planning and project preparation N Y Y N Y Y

45 China, Ministry of Finance Guidance for the fiscal affordability assessment of PPP projects


46 China, Ministry of Finance Guidelines for Value-for-Money (VfM) evaluations of PPP projects

China No specified policy area N Y N N N Y

47 China, Ministry of Finance Guidelines on regulating the Project Database of the National PPP Integrated Information Platform


48 China, National Development and Reform Commission

Method for Tendering Announcements and Information Publicity

China Procurement N N N N N Y

49 China, National Development and Reform Commission

Method for Electronic Tendering and Bidding China Procurement N N N N N Y

50 China, National People’s Congress of People’s Republic of China

Environmental Impact Assessment Law of the People’s Republic of China

China Regulatory Y N Y N N N

51 China, State Council of People’s Republic of China

Regulation on construction project environmental protection management

China Regulatory Y N Y N N N

52 Deloitte A positive horizon on the road ahead? European Infrastructure Investors Survey 2016

Europe No specified policy area Y Y N N N Y

53 Economist Intelligence Unit InfraScope - Evaluating the environment for PPP in Asia-Pacific

Asia-Pacific No specified policy area N N N N N Y

54 Economist Intelligence Unit Evaluating the environment for public-private partnerships in Africa

Africa No specified policy area N Y N N N Y

55 Economist Intelligence Unit InfraScope - Evaluating the environment for public-private partnerships in Latin America and the Caribbean

Latin America and Caribbean

No specified policy area N Y N N N Y

56 EDHEC Infra and Global Infrastructure Hub

Towards Better Infrastructure Investment Products? A survey of investor’s perceptions and expectations from investing in infrastructure


57 EDHEC Infrastructure Institute EDHEC Infra database Global No specified policy area N Y N N N Y 58 EDHEC Risk Institute-Asia Benchmarking Long-Term Investment

in Infrastructure Global No specified policy area N Y N N N Y

59 European Bank for Reconstruction and Development

Public-Private Partnerships/Concessions Europe No specified policy area N N N N Y Y


Procurement Policies and Rules for projects financed by the European Bank for Reconstruction and Development

Europe Procurement N Y N N N Y


On the move: delivering automated fare collection

Europe No specified policy area N Y N N N Y


The art of the possible: smart management of assets in the water sector

Europe Project delivery N Y N N Y Y


Implementing Facilities Management services through PPPs

Europe Project delivery N Y N N N Y


From waste to resources: mobilising the private sector to deliver sustainable waste management

Europe Cross-cutting policy areas Y Y N N Y Y


Making district heating happen: pathways to financial sustainability

Europe No specified policy area N Y N N N Y


Policy Challenges in the Implementation of Performance-based Contracting for Road Maintenance

Europe Project delivery N Y N N N Y

67 European Commission Resource Book on PPP Case Studies Europe No specified policy area N Y N N N Y 68 European Investment Bank The Economic Appraisal of Investment

Projects at the EIB Europe No specified policy area Y Y N N N N

69 European Investment Bank Three Pillar Assessment (3PA) Europe Planning and project preparation, Procurement, Delivery

Y Y N N N N

70 European Investment Bank The Results Measurement (ReM) framework methodology

Europe Cross-cutting policy areas Y Y N N N N

71 European Investment Bank Environmental and Social Standards Europe Cross-cutting policy areas N N Y N Y N 72 European Investment Bank Guidance Note for Standard 3 on

Biodiversity and Ecosystems Europe Cross-cutting policy areas Y N Y N Y N

73 European Investment Bank Complaints Mechanism Procedures Europe No specified policy area N N Y N N N 74 European Investment Bank Climate Action – List of eligible sectors and

eligibility criteria Europe No specified policy area N N Y Y N N

75 European Investment Bank EIB Climate Strategy (available in English, French and German)

Europe Cross-cutting policy areas N N Y Y N N

76 European Investment Bank EIB Flood Risk Management Guide Europe Cross-cutting policy areas N N N Y N N 77 European Investment Bank The EIB Group Strategy on Gender Equality

and Women’s Economic Empowerment (available in English, French and German)

Europe No specified policy area N N N N Y N

78 European Investment Bank EIB water sector lending orientation: strengthening water security

Europe Cross-cutting policy areas Y Y Y Y N Y

79 European Investment Bank EIB and Energy: Delivering Growth, Security and Sustainability – EIB’s Screening and Assessment Criteria for Energy Projects (available in English, French and German)

Europe Cross-cutting policy areas Y N Y N N Y

80 European Investment Bank EIB Transport Lending Policy (available in English, French and German)

Europe Planning and project preparation Y N N N N Y

81 European Investment Bank Guide to Procurement for projects financed by the EIB (available in English and German)

Europe Procurement N N N N N Y

82 European Investment Bank Anti-Money Laundering and Combating Financing of Terrorism Framework (available in English, French and German)

Europe No specified policy area Y N N N N Y

83 European Investment Bank EIB Group Policy towards weakly regulated, non-transparent and non-cooperative jurisdictions and tax good governance

Europe No specified policy area Y N N N N Y

84 European Investment Bank and International Finance Corporation

Global Emerging Markets (GEMs) Risk database

Global Planning and project preparation N Y N N N Y

85 European PPP Expertise Centre The Guide to Guidance - How to Prepare, Procure and Deliver PPP Projects

Europe Cross-cutting policy areas N Y Y Y Y Y

86 Eurostat Freight Transport Statistics European Union No specified policy area N Y N N N Y 87 Financial Stability Board Evaluation of the effects of financial

regulatory reforms on infrastructure finance Global No specified policy area N Y N N N Y

88 Foster Infrastructure Comparative Study of Frameworks to protect the Long Term Interests of Pension Funds Investing in PPPs


89 Foster Infrastructure Study of Contractual Clauses for the Smooth Adjustment of Physical Infrastructure & Services through the lifecycle of PPP Cycle


90 G20 Leading Practices on Promoting and Prioritising Quality Investment

Global Cross-cutting policy areas N Y Y Y Y Y

91 G20 Moving forward the G20 Action Plan on the 2030 Agenda for Sustainable Development

Global No specified policy area Y Y N N Y Y

92 G20 G20 Principles for Promoting Integrity in Public Procurement

Global No specified policy area N N N N Y Y

93 G20 and OECD G20/OECD Report on G20 Investment Strategies

Global No specified policy area N Y N Y Y Y

94 G20 and OECD OECD Policy Framework for Investment Global Cross-cutting policy areas Y Y Y Y Y Y 95 G20 and OECD Checklist on Long-term Financing Strategies

and Institutional Investors Global Cross-cutting policy areas N Y Y Y Y Y

96 G20 and OECD G20/OECD Checklist on Long-term Investment Strategies and Institutional Investors (Updated Report)

Global No specified policy area N Y Y Y Y Y

97 G20 and OECD G20/OECD Principles of Corporate Governance

Global Governance N Y Y Y Y Y

98 G20-IFA WG Principles of MDBs’ Strategy for Crowding-in Private Sector Finance for Growth and sustainable Development


99 G7 G7 Ise-Shima Principles for Promoting Quality Infrastructure Investment

Global Cross-cutting policy areas Y Y Y Y Y Y

100 Germany, Federal Ministry of Finance

Administrative regulations relating to section 7 of the Federal Budget Code and related instructions

Federal Republic of Germany: Federal level

Planning and project preparation N Y N N N Y

101 Global Construction Perspective and Oxford Economics

Global Construction 2030 Global No specified policy area N N N N N Y

102 Global Infrastructure Facility GIF PROJECT READINESS ASSESSMENT (PRA)

Global Planning and project preparation N Y Y Y Y Y

103 Global Infrastructure Hub Infra Compass Global Cross-cutting policy areas N Y Y N Y Y 104 Global Infrastructure Hub Reference Tool on Inclusive Infrastructure

and Social Equity (Consultative Version) Global No specified policy area Y Y Y Y Y Y

105 Global Infrastructure Hub Leading Practices in Governmental Processes Facilitating Infrastructure Project Preparation

Global Planning and project preparation Y Y Y Y Y Y

106 Global Infrastructure Hub Managing PPP Contracts after Financial Close

Global Procurement N Y N N N Y

107 Global Infrastructure Hub Allocating Risks in PPP Contracts Global Cross-cutting policy areas N N N N N Y 108 Global Infrastructure Hub MDB Internal Incentives for Crowding-in

Private Investment in Infrastructure Global No specified policy area N Y Y Y Y Y

109 Global Infrastructure Hub, Asian Development Bank and OECD

Risk Mitigation and Allocation in Infrastructure in APEC Economies: Selected Good Practices (OECD)

APEC Planning and project preparation N Y Y Y Y Y

110 Grattan Institute Roads to riches: Better transport investment Australia Planning and project preparation Y Y N N N Y

111 IBM Institute for Business Value The Economy of Things: Extracting new value from the Internet of Things


112 IMF and World Bank Note on Policies to integrate Islamic finance into Global Finance

G20 No specified policy area N N Y Y Y Y

113 India, Department of Economic Affairs, Government of India

Report of the Committee on Revisiting and Revitalising Public Private Partnership Model of Infrastructure (in India)

India Governance N Y N N Y Y

114 India, Ministry of Finance, GOI PPP Guide for Practitioners India Cross-cutting policy areas N Y Y N Y Y 115 India, Ministry of Finance, GOI Appraisal and Approval of Publicly Funded

Schemes and Projects India Planning and project preparation N Y N N N Y

116 India, Ministry of Finance (MoF) Guidance for Formulation, Appraisal and Approval of Central Sector PPP Projects

India Planning and project preparation N Y Y N Y Y

117 India, National Highways Authority of India (NHAI)

NHAI Works Manual India Planning and project preparation N Y Y N Y Y

118 India, National Highways Authority of India (NHAI), Ministry of Shipping

Model Concession Agreements India Planning and project preparation N Y N N N N

119 Indonesia Infrastructure Guarantee Fund/ PT Penjaminan Infrastruktur Indonesia

Risk Allocation Guideline Indonesia Planning and project preparation N Y Y Y N Y

120 Indonesia, Investor Relations Unit – Republic of Indonesia

Republic of Indonesia Presentation Book Global No specified policy area N Y Y Y Y Y

121 Indonesia, Ministry of National Development Planning/ Bappenas

PPP Book 2018 Indonesia Planning and project preparation Y N Y N N Y

122 Indonesia, PT Sarana Multi Infrastruktur

Indonesia Infrastructure Library Indonesia Governance Y Y Y Y Y Y

123 InfraCompass Global Infrastructure Hub

Faster administration processes make Malaysia more competitive

Malaysia Regulatory N N N N N Y


Colombia's focus on regulation has made it an emerging economy leader

Colombia Regulatory N N N N N Y


Reforms trigger stronger private infrastructure market in Kenya

Kenya Regulatory N N N N N Y

126 Inframation Group InfraDeals trend report: 2015 Global No specified policy area N N N N N Y 127 Infrastructure Consortium for

Africa Infrastructure financing trends in Africa - 2016

Africa No specified policy area Y Y Y Y Y N

128 Infrastructure Consortium for Africa

Infrastructure financing trends in Africa - 2017

Africa No specified policy area Y Y Y Y Y N

129 Inter- American Development Bank

Inter- American Development Bank- Data sets

Global No specified policy area N N Y N Y Y

130 Inter-Agency Group of Economic and Financial Statistics

Principal Global indicators by IAG Global No specified policy area N Y N N N Y

131 Inter-American Development Bank

An Overview of the Brazilian PPP Experience from a Stakeholders’ Viewpoint

Brazil Cross-cutting policy areas Y Y N N Y Y


Institutionalizing Monitoring of Rural Water Services in Latin America: Lessons from El Salvador, Honduras and Paraguay

Latin America Regulatory N Y N N N Y


Analysis of the impact of increased Non-Conventional Renewable Energy generation on Latin American Electric Power Systems by IaDB

Americas No specified policy area Y Y N N N Y


Bringing PPPs into the SUNLIGHT - Synergies now and Pitfalls later



Rethinking our energy future: A White paper on Renewable Energy for the 3GFLAC Regional Forum

Americas No specified policy area Y Y Y N Y Y


Smart grids and its application in sustainable cities

Americas No specified policy area Y Y N N N N


Tool to evaluate the fulfillment of Good Corporate Governance Practices in Primarily State Owned Water and Sanitation Companies

Global Governance N N N N N Y


When it comes to Port Efficiency, are all developing regions equal?

Americas No specified policy area Y N N N N Y

139 International Airport Traffic Association

Economic Regulation Europe Regulatory N N N N N Y

140 International Budget Partnership Open Budget Index by International Budget Partnership

Global No specified policy area N N N N N Y

141 International Energy Agency World Energy Outlook 2018 Global No specified policy area N Y N N N Y 142 International Finance

Corporation (IFC) MDBs Global Toolbox Global No specified policy area N Y Y N Y Y

143 International Finance Corporation (IFC)

A Winning Framework for PPPs: Lessons from 60+ Projects

Global Cross-cutting policy areas N Y Y N Y Y

144 International Fund for Agricultural Development

Good Governance - An Overview Global Governance N Y N N N Y

145 International Labour Office, Geneva

Of Nets and Assets - Effects and impacts of employment-intensive programmes - A review of ILO experience

Global Cross-cutting policy areas N Y N N Y N

146 International Monetary Fund (IMF)

Public Investment Management Assessment (PIMA)

Global Governance Y N N N N Y


Public-Private Partnerships Fiscal Risk Assessment Model (PFRAM)

Global Governance Y N N N N Y


Framework for estimating SDG costing Global No specified policy area Y N N N N N

149 International Road Federation World Road Statistics Global No specified policy area N N N N N Y 150 International Transport Forum Quarterly Transport Statistics Global No specified policy area N Y N N N N 151 International Transport Forum PPPs for Transport Infrastructure:

Renegotiations, How to Approach Them and Economic Outcomes


152 International Transport Forum and OECD

Quantifying the Socio-economic Benefits of Transport



Strategic Infrastructure Planning: International Best Practice



Port Investment and Container Shipping Markets


155 Investment Experts Group, APEC

Guidebook on PPP Frameworks in the APEC Region

Global Cross-cutting policy areas N Y N N N Y

156 Italy, Ministry of Economy and Finance

The Italian Public Works Monitoring System (BDAP-MOP)

Italy Cross-cutting policy areas N Y N N N N

157 Italy, Ministry of Infrastructures and Transport

Italian guidelines for the evaluation of public infrastructure investments

Italy Planning and project preparation N Y Y N Y Y

158 Joint initiative by the European Investment Bank, Global Infrastructure Hub, Long-term Infrastructure Investors Association, OECD and the Club of Long Term Investors

Infrastructure Data Initiative Global No specified policy area N Y Y N Y Y

159 KPMG Infrastructure 100 Global No specified policy area N Y N N N Y 160 KPMG FORESIGHT - A Global Infrastructure

perspective - 10 emerging trends in 2016 Global No specified policy area N Y N N Y Y

161 KPMG KPMG Toll Benchmarking Study 2015 Global Regulatory N Y N N Y Y 162 Lawrence National Center for

Policy and Management Procurement of Public Infrastructure comparing P3 and Traditional Approaches

Canada Procurement N Y N N N Y

163 Marsh and McLennan companies

Closing the Finance Gap: Infrastructure Project Bankability in Asia


164 McKinsey & Company High stakes: How investors can manage risk in the new infrastructure environment

Global Cross-cutting policy areas N Y N N N N

165 McKinsey & Company Building across borders: The state of internationalisation in European public construction tenders


166 Mexico, BANOBRAS – National Bank for Public works and services of Mexico

Mexico Projects’ Hub Mexico Planning and project preparation, Procurement

N Y N N N Y

167 Mexico, Secretaria de Hacienda y Crédito Público – CEPEP (Ministry of Finance)

Methodology for Massive Transport Project Evaluation

Mexico Planning and project preparation N Y Y N Y Y

168 Mexico, Secretaria de Hacienda y Crédito Público – Unidad de Inversiones (Ministry of Finance, Investment Unit)

Guidelines for Cost Benefit Analysis Mexico Governance, Planning and project preparation, Procurement, Project delivery, Regulatory

N Y Y N Y Y

169 Mexico, Secretariat of Finance and Public Credit

PPP Manual Mexico Planning and project preparation N Y Y Y Y Y

170 Morningstar Morningstar Global Multi-Asset Infrastructure Index

Global Cross-cutting policy areas Y Y N N N Y

171 MSCI MSCI Core Infrastructure Indexes Global No specified policy area Y Y N N N Y 172 MSCI IPD Australia Unlisted Infrastructure Index Australia No specified policy area Y Y N N N Y 173 MSCI IPD Global Quarterly Infrastructure Direct

Asset Index Global No specified policy area Y Y N N N Y

174 Multilateral Development Banks 2014 Joint Report on Multilateral Development Banks' Climate Finance


175 Multilateral Development Banks Partnering to Build a Better World: MDBs’ Common Approaches to Supporting Infrastructure Development

Global Cross-cutting policy areas Y Y Y Y Y Y

176 Multilateral Development Banks MDB Action Plan on Balance Sheet Optimisation


177 Multilateral Development Banks Joint MDB Statement for Crowding-in Private Finance

Global No specified policy area N Y Y N Y Y

178 Multilateral Development Banks MDBs’ Joint Declaration of Aspirations on Actions to Support Infrastructure Investment

Global No specified policy area N Y Y Y Y Y

179 Nabarro Infrastructure Index: Bridging the Gap and Infrastructure Index: Attracting Investments


180 Netherlands, Ministry of Infrastructure and Water Management

Multi-Year Programme for Infrastructure, Spatial Planning and Transport

Netherlands Planning and project preparation Y Y Y N N Y

181 New Climate Economy Better Growth, Better Climate Global No specified policy area Y Y Y N Y Y 182 OECD OECD Principles for Private Sector

Participation in Infrastructure Global Cross-cutting policy areas Y Y Y Y Y Y

183 OECD G20/OECD high-level principles of long-term investment financing by institutional investors


184 OECD Report on effective approaches to support implementation of the G20/OECD high-level principles on long-term investment financing by institutional investors


185 OECD Investment Governance and the Integration of ESG Factors (OECD)

Global Governance Y N Y Y Y Y

186 OECD Infrastructure Financing Instruments and Incentives: A Taxonomy (OECD)

Global No specified policy area N Y Y Y N Y

187 OECD Guidance Note on Diversification of Financial Instruments for Infrastructure and SMEs

Global No specified policy area N N Y Y Y Y

188 OECD Private Sector Participation in Water Infrastructure: OECD Checklist for Public Action


189 OECD OECD Anti-Bribery Convention - Recommendation of the Council for Further Combating Bribery of Foreign Public Officials in International Business Transactions

OECD Governance Y N N Y N Y

190 OECD OECD High-Level Principles for Integrity, Transparency and Effective Control of Major Events and related Infrastructures

Global Governance N Y N N Y Y

191 OECD OECD Guidelines for Multinational Enterprises

Global Governance N N Y Y Y Y

192 OECD OECD DAC Blended Finance Principles for Unlocking Commercial Finance for the SDGs


193 OECD Making Blended Finance work for the SDGs (OECD)

Global No specified policy area Y Y Y N Y Y

194 OECD Principles for Public Governance of Public-Private Partnerships

Global Governance N Y N N N Y

195 OECD OECD Recommendation of the Council on Public procurement


196 OECD Recommendation of the OECD Council on fighting Bid rigging in Public procurement


197 OECD Recommendation of the OECD Council on Public Integrity


198 OECD Addressing Data Gaps In Long-Term Investment: An Agenda For Research


199 OECD International Development Statistics (IDS) Global No specified policy area N Y N N N Y 200 OECD OECD indicators of Product market

regulation Global Planning and project preparation N N Y N N N

201 OECD OECD Stats Global Cross-cutting policy areas N N Y N Y Y 202 OECD OECD Competition law and policy indicators Global No specified policy area N N N N N Y 203 OECD Global Pension Statistics by OECD Global Cross-cutting policy areas N Y N N N Y 204 OECD Foreign Direct Investment Restrictiveness

metric by OECD Global Regulatory N N Y N N Y

205 OECD Foreign Direct Investments (FDI) statistics – OECD data, Analysis and forecasts

Global No specified policy area N N Y N N Y

206 OECD OECD Blockchain primer Global Regulatory N Y N N N N 207 OECD Toolkit to enhance access to adaptation

finance Global No specified policy area N Y Y Y Y Y

208 OECD OECD public procurement performance indicators

Global Procurement N N N N N Y

209 OECD Pooling of Institutional Investors Capital - Selected Case Studies in Unlisted Equity Infrastructure


210 OECD Pension Fund Investment in Infrastructure: A Comparison Between Australia and Canada by OECD


211 OECD Quantitative indicators of long term investment finance, May 2015


212 OECD Private Financing and Government Support to Promote Long-term Investments in Infrastructure


213 OECD Pension Funds Investment in Infrastructure - Survey

Global No specified policy area N N Y N Y Y

214 OECD and G20 OECD Framework for the Governance of Infrastructure


215 OECD and G20 FM & CBG OECD Guidelines on Corporate Governance of State-Owned Enterprises

Global Governance N Y N Y Y Y

216 OECD, WBG STOCK-TAKING OF SELECTED POLICY INDICATORS ON THE ENABLING ENVIRONMENT FOR INFRASTRUCTURE INVESTMENT


217 Oliver Wyman Enhancing Private Infrastructure Investment in Brazil

Brazil No specified policy area N Y N N N Y

218 Oxford Economics Global Cities 2017 Global No specified policy area N N N N N Y 219 Oxford Economics The Economic Value of International

Connectivity The United Kingdom

No specified policy area Y Y N N N Y

220 Oxford Economics and PwC Assessing the global transport infrastructure market


221 Oxford Economics, International Road Transport Union, Inter-American committee on Ports, Organisation of American States

Economic and competitiveness gains from the adoption of best practices in intermodal maritime and road transport in the Americas

Americas No specified policy area Y Y N N N Y

222 Public-Private Infrastructure Advisory Facility

Toolkit for PPPs in Roads and Highways Global Cross-cutting policy areas N Y Y Y Y Y

223 Public-Private Infrastructure Advisory Facility

Water services and private sector in developing countries

Global Cross-cutting policy areas N Y N N Y Y

224 PwC Capital project and infrastructure spending outlook: Agile strategies for changing markets


225 PwC Capital projects: Is your board doing enough? A user-friendly board guide for effective capital projects oversight


226 PwC How to become a player in the P3 market (United States)

Americas Project delivery N Y N N N Y

227 PwC 15th PwC Global Power & Utilities Survey - The narrowing window for energy transformation


228 PwC CEE Transport Infrastructure - China and Belt & Road infrastructure

Europe No specified policy area N N N N N Y

229 PwC Investment and Taxation Guide Indonesia No specified policy area N Y Y Y Y Y 230 PwC Alternating Currents: Indonesian Power

Industry Survey 2018 Indonesia Governance N Y N N Y Y

231 PwC Connectivity and Growth - Issues and Challenges for Airport Investments


232 PwC The role and impact of specialist investors in UK infrastructure

United Kingdom No specified policy area N Y N N N Y

233 PwC Africa Power & Utilities Sector Survey Africa No specified policy area N Y N N N Y

234 PWC Closing the Infrastructure Gap: Addressing Risk

Australia No specified policy area N N N N N Y

235 PwC and Oxford Economics Future infrastructure spending in the US Americas No specified policy area N N N N N Y 236 PwC and Oxford Economics Building Indonesia’s future - Unblocking the

pipeline of infrastructure projects Indonesia No specified policy area N Y Y Y Y Y

237 Ramboll and Oxford Economics Impacts on the UK Economy through the Provision of International Connectivity

United Kingdom No specified policy area Y N N N N Y

238 Regulatory Policy Institute Governance, funding and finance for major infrastructure projects: bridging the gaps

United Kingdom No specified policy area N Y N N N Y

239 Republic of Korea, KDI PIMAC Sector-specific guidance on Pre-Feasibility Studies

Global Planning and project preparation Y Y Y N Y Y

240 Republic of Korea, Ministry of Economy and Finance

General Guidelines for Preliminary Feasibility Studies

Republic of Korea Planning and project preparation Y Y Y Y Y Y


Re-assessment Study of Feasibility Republic of Korea Planning and project preparation Y Y N N N Y


Guidelines for Total Project Cost Management (TPCM)

Republic of Korea Cross-cutting policy areas N Y Y N Y Y

243 Singapore, Ministry of Finance PPP Handbook (Version 2) Singapore Cross-cutting policy areas N Y N N N Y 244 South Africa, National Treasury Four-Stage Treasury Approval Process Africa Cross-cutting policy areas N Y Y N Y Y 245 South Africa, National Treasury Infrastructure Delivery Management System

(IDMS) and Standard for Infrastructure Procurement and Delivery Management (SIPDM)

Africa Planning and project preparation N Y N N N Y

246 South Africa, National Treasury Capital Planning Guidelines Africa Planning and project preparation N Y Y N Y Y 247 South Africa, National Treasury GTAC Programme and Project Management

(PPM) Toolkit Africa Cross-cutting policy areas N Y Y N Y Y

248 South Africa, National Treasury User guide for Budget Facility for Infrastructure (BFI) Financial Model

Africa Cross-cutting policy areas N Y N N N N

249 South Africa, National Treasury, Presidential Infrastructure Coordinating Commission and Department of Planning

Budget Facility for Infrastructure (BFI) Africa Planning and project preparation N Y N N Y Y

250 The South African National Roads Agency Ltd

A Users Guide to Tolling South Africa No specified policy area N Y N N N N

251 State Secretariat for Economic Affairs SECO Swiss Agency for Development and Cooperation Swiss Re

Public Private Partnerships for water supply and sanitation: Policy Principles

Global Governance Y Y N N Y Y

252 State Secretariat for Economic Affairs SECO Swiss Agency for Development and Cooperation Swiss Re

Public Private Partnerships for water supply and sanitation: implementation guidelines


253 Swiss Confederation Federal Department of Economic Affairs, Education and Research EAER

Review of successful urban water utility reforms

Global Project delivery Y Y N N Y Y

State Secretariat for Economic Affairs SECO

254 Swiss Confederation Federal Department of Economic Affairs, Education and Research EAER State Secretariat for Economic Affairs SECO

Urban water utility reform – A tool for analysis and dialogue


255 The Economist Corporate Network

Spanning Africa's Infrastructure Gap Africa No specified policy area N N N N N Y

256 Transparency International Corruption Perception Index Global No specified policy area N N N N N Y 257 United Kingdom, Department for

Transport Early Assessment and Sifting Tool United Kingdom Planning and project preparation N Y N N N N

258 United Kingdom, Her Majesty’s Treasury

The Green Book, Five Case Model United Kingdom Planning and project preparation Y Y Y N Y Y

259 United Kingdom, Infrastructure and Projects Authority (IPA)

Improving Infrastructure Delivery: Project Initiation Routemap

United Kingdom Planning and project preparation N Y Y N N Y


Benchmarking tunnelling costs and production rates in the UK

United Kingdom Planning and project preparation N Y N N N Y


UK National Infrastructure and Construction Pipeline

United Kingdom No specified policy area N N N N N Y


Integrated Assurance and Approvals Plan United Kingdom Planning and project preparation N Y N N N Y


Project Delivery Capability Framework United Kingdom Project delivery N N N N N Y


Government Online Skills Tool United Kingdom Project delivery N N N N N Y

265 United Kingdom, Office of Government Commerce

Gateway Review Process United Kingdom Planning and project preparation N Y N N N Y

266 United Nations United Nations Sustainable Development Goals


267 United Nations Economic and Social Commission for Asia and the Pacific (UNESCAP)

National PPP readiness assessment Global Cross-cutting policy areas N N N N N Y


Regulation in PPP projects: The case of Port Klang

Malaysia Regulatory N N N N N Y


PPP Case Studies Asia-Pacific No specified policy area N Y Y N Y Y

270 United Nations Economic Commission for Europe (UNECE)

Draft Guiding Principles on Good Governance in People-First PPPs for the UN SDGs


271 United Nations Economic Commission for Europe (UNECE)

Implementing the United Nations 2030 Agenda for Sustainable Development through effective, people first PPPs

Global No specified policy area Y Y Y N Y Y

272 United Nations Economic Commission for Latin America and the Caribbean (ECLAC)

Ports Ranking: Top 20 Latin American and Caribbean in 2014

Latin America and Caribbean

No specified policy area N N N N N Y

273 United Nations Economic Commission for Latin America and the Caribbean (ECLAC)

Maritime and Logistics Profile of Latin America

Americas No specified policy area N N N N N Y

274 Università degli studi di Cagliari, Italy

Data envelopment analysis (D.E.A) for urban road system performance assessment

Global Cross-cutting policy areas N Y Y N Y N

275 Università Roma Tre, Dipartimento di Economia, Italy

Data envelopment analysis (D.E.A) assessment of composite indicators of infrastructure endowment

Global Cross-cutting policy areas N N N N N Y

276 University of Sydney - John Grill Centre for Project leadership

Shifting Australia's Infrastructure Mindset to the long game

Australia Governance N Y N N N Y

277 WBG and G20 IWG WBG Practical solutions and models for addressing obstacles to institutional investment in infrastructure in developing countries


278 World Bank An Alternative Approach to Project Selection: The Infrastructure Prioritization Framework

Global Planning and project preparation N Y Y N Y Y

279 World Bank Country Readiness Diagnostic for Public-Private Partnerships


280 World Bank Procuring Infrastructure PPPs 2018 Global Regulatory N N N N N Y 281 World Bank World Bank PPP Screening toolkit Global Planning and project preparation N Y Y Y Y Y 282 World Bank A framework for disclosure in public-private

partnerships Global No specified policy area N Y N N N Y

283 World Bank 2017 Guidance on PPP Contractual Provisions


284 World Bank Annotated Public-private Partnership Risk Allocation Matrices


285 World Bank The Urban Rail Development Handbook Global Cross-cutting policy areas N Y N N Y Y 286 World Bank World Bank Open data Global Cross-cutting policy areas N Y Y N Y Y 287 World Bank Benchmarking Public Procurement by World

Bank Global Procurement N Y Y N N Y

288 World Bank Public Accountability Mechanisms by World Bank

Global No specified policy area N N N N Y Y

289 World Bank Doing Business by World Bank Global Regulatory N N N N N Y 290 World Bank Country Policy and Institutional Assessment Global No specified policy area N Y N N Y Y 291 World Bank World Development Indicators

(Infrastructure) Global No specified policy area N N N N N Y

292 World Bank A Checklist for Public-Private Partnership Projects

Global Cross-cutting policy areas N Y N N Y Y

293 World Bank Road PPPs and Payment Mechanisms Global No specified policy area N Y N N N Y

294 World Bank Private Sector Participation in Electricity Transmission and Distribution - Experiences from Brazil, Peru, The Philippines and Turkey by WB

Brazil, Peru, Philippines and Turkey


295 World Bank Best Practices in Public-Private Partnerships Financing in Latin America- the role of guarantees

Brazil, Chile, Columbia, Mexico and Peru


296 World Bank Best Practices in Public-Private Partnerships Financing in Latin America- subsidies by WB



297 World Bank Best Practices in Public-Private Partnerships Financing in Latin America - the role of innovative approaches



298 World Bank Private Capital for Railway Development China No specified policy area N Y N N N Y 299 World Bank Procurement Policies and procedures Global Procurement N Y N N N Y 300 World Bank PPP Online Course Global No specified policy area N Y Y Y Y Y 301 World Bank PPP Webinars Global No specified policy area N Y Y Y Y Y 302 World Bank Climate & Disaster Risk Screening Global Planning and project preparation N Y N Y N N 303 World Bank Climate Change Adaptation Global No specified policy area Y N N Y N N 304 World Bank The Decision Tree Framework. Global Planning and project preparation N Y N Y N N 305 World Bank Understanding Risk in an Evolving World:

Emerging Best Practices in Natural Disaster Risk Assessment

Global No specified policy area N Y N Y N Y

306 World Bank PPPs for Transportation: A Toolkit for Legislators

Americas No specified policy area N Y N N Y Y

307 World Bank Toolkit on Intelligent Transport Systems for Urban Transport


308 World Bank PPI Database Global No specified policy area N N N N N Y 309 World Bank PPP Knowledge Lab Global Cross-cutting policy areas N Y Y Y Y Y 310 World Bank Public-Private-Partnership Legal Resource

Centre (PPPLRC) Global Cross-cutting policy areas N Y Y N Y Y

311 World Bank and Economic Commission of Africa

A Railway Concessioning Toolkit Global Procurement N N N N N Y

312 World Bank and ESMAP International Experience with Open Access to Power Grids

Brazil, Peru, Turkey, India, Philippines, USA and Europe


313 World Bank and IMF WBG/IMF PPP Fiscal Risk Assessment Model (PFRAM)


314 World Bank and OECD WBG/OECD Project Checklist for PPPs Global Cross-cutting policy areas N Y N Y N Y 315 World Bank and PartnershipsIQ Financial Viability Support - Global efforts to

help create commercially viable PPPs Global No specified policy area N Y N N N Y

316 World Bank and Public-Private Infrastructure Advisory Facility

Policy Guidelines for Managing Unsolicited Proposals



Mobilizing Islamic Finance for Infrastructure Public-Private Partnerships

Global Regulatory N Y N N N Y


The State of Infrastructure PPPs in Countries Affected by Fragility, Conflict or Weak Institutions

Global Regulatory N Y N N N Y


Facts and Furphies in Benefit-Cost Analysis: Transport

Australia Planning and project preparation N Y N N Y N


The State of PPPs: Infrastructure PPS in Emerging Markets & Developing Economies 1991-2015



Lessons learned in output and performance-based Road Maintenance Contracts

Global Project delivery N Y N N Y Y


Port Reform Toolkit Second Edition Global Cross-cutting policy areas N Y Y N Y Y


Private Sector Participation in Light Rail/Metro Transit Initiatives



Urban Bus Toolkit Global No specified policy area N Y N N N Y


Railway Reform Toolkit Global Cross-cutting policy areas N Y N N N Y

326 World Bank, Asian Development Bank, and Inter-American Development Bank

PPP Reference Guide (Version 3), available in English, French, Spanish and Mandarin

Global Cross-cutting policy areas N Y Y Y Y Y

327 World Bank, IMF, G20 and OECD

Capital Market Instruments to Mobilise Institutional Investors to Infrastructure and SME Financing in Emerging Market Countries

Global No specified policy area N N Y Y Y Y

328 World Bank, Water and Sanitation Program

Beyond One-Size-Fits-All: Lessons Learned from Eight Water Utility PPPs in the Philippines

Philippines Cross-cutting policy areas N Y N N N Y

329 World Bank, World Health Organization, United Nations Statistics Division, International Renewable Energy Agency and International Energy Agency

Global Tracking Framework Global No specified policy area N Y Y N Y N

330 World Economic Forum Global Competitiveness Report 2018 Global No specified policy area N Y Y N Y Y 331 World Economic Forum Steps to prepare and accelerate PPP Global Planning and project preparation N Y Y N Y Y 332 World Economic Forum Strategic Infrastructure- Steps to Operate

and Maintain Infrastructure Efficiently and Effectively

Global Project delivery N Y Y Y Y Y

333 World Economic Forum Financial Development Index 2012 Global No specified policy area N Y N N N Y 334 World Economic Forum Renewable Infrastructure Investment

Handbook: A Guide for Institutional InvestorsGlobal No specified policy area N Y N Y N Y

335 World Economic Forum Creating New Models: Innovative Public-Private Partnerships for Inclusive Developing in Latin America

Latin America No specified policy area N Y Y Y Y Y

336 World Economic Forum Managing Transnational Infrastructure Programmes in Africa – Challenges and Best Practices

Africa Cross-cutting policy areas N Y N N N Y

337 World Economic Forum Strategic Infrastructure - mitigation of political and regulatory risk


338 World Economic Forum Infrastructure Investment Policy Blueprint


339 World Economic Forum Accelerating Infrastructure - New Evidence from International Financial Institutions

Global Planning and project preparation N Y Y N Y Y

340 World Economic Forum Infrastructure in Africa - a business approach to project acceleration

Africa Planning and project preparation N Y Y N Y Y

341 World Health Organization and UNICEF

Progress on drinking water, sanitation and hygiene

Global No specified policy area Y N Y N Y N

342 World Input-Output database World Input-Output database Global No specified policy area Y N N N N Y343 World Justice Report World Justice report rule of law index Global No specified policy area N N Y N Y Y

Annex 3 – Master List of Facilities SI no

Name of the organization offering the facility Name of the facility Geographic scope Policy area focus P1 P2 P3 P4 P5 P6

1 African Development Bank Green Bond Program Africa No specified policy area Y Y Y Y N Y2

African Development Bank Fund for African Private Sector Assistance (FAPA) Africa Planning and project preparation Y Y Y Y Y Y

3 African Development Bank NEPAD Infrastructure Project Preparation

Facility Africa Planning and project preparation Y Y Y Y Y Y

4 African Development Bank African Development Fund Project

Preparation Facility Global Planning and project preparation Y Y Y Y Y Y

5 African Development Bank Sustainable Energy Fund for Africa (SEFA) Africa Cross-cutting policy areas Y Y N N Y Y6

African Development Bank Africa Renewable Energy Fund Project Support Facility (AREF-PSF) Africa Cross-cutting policy areas Y Y Y Y Y Y

7 African Development Bank Seed Capital Assistance Facility (SCAF) Africa Cross-cutting policy areas Y Y Y Y Y Y8 African Development Bank Facility for Energy Inclusion (FEI) Sub-Saharan Africa No specified policy area Y Y Y N N Y 9 African Development Bank Africa50 Fund Africa No specified policy area Y Y Y N N N 10 African Development Bank,

Development Bank of Southern Africa

Development Bank of Southern Africa (DBSA) Project Preparation Fund

South Africa, SADC region Cross-cutting policy areas Y Y Y Y Y Y

11 African Ministers' Council on Water, African Development Bank

African Water Facility (AWF) Africa Cross-cutting policy areas Y Y Y Y Y Y

13 Agence Française de Développement

Sustainable Use of Natural Resources and Energy Finance (SUNREF) Africa Planning and project preparation Y Y Y Y Y Y

14 Asian Development Bank Asia Pacific Project Preparation Facility Asia-Pacific Planning and project preparation Y Y Y Y Y Y15 Asian Development Bank Cities Development Initiative for Asia Asia-Pacific Planning and project preparation Y Y Y Y Y Y16 Asian Development Bank Japan Fund for Poverty Reduction (JFPR) Asia-Pacific No specified policy area Y N N N Y Y17

Asian Development Bank Clean Energy Financing Partnership Facility (CEFPF) Asia-Pacific Cross-cutting policy areas Y Y Y Y Y Y

18 Asian Development Bank Water Financing Partnership Facility (WFPF) Asia-Pacific Cross-cutting policy areas Y Y Y Y Y Y19 Asian Development Bank Urban Financing Partnership Facility (UFPF) Global Cross-cutting policy areas Y Y Y Y Y Y20

Asian Development Bank Project Preparation and Start-up Support Facility (PPSSF) Vietnam Planning and project preparation Y Y Y Y Y Y

21 Asian Development Bank

Association of Southeast Asian Nations (ASEAN) Infrastructure Fund (AIF)

ASEAN countries Project delivery Y N N N Y Y

22 Asian Development Bank Pacific Infrastructure Advisory Center (PIAC) Asia-Pacific Cross-cutting policy areas Y Y Y Y Y Y23

Asian Development Bank Infrastructure Preparation and Innovation Facility (IPIF) Philippines Planning and project preparation Y Y Y Y Y Y

24 Asian Development Bank Canadian Climate Fund for the Private

Sector in Asia II ADB developing member countries No specified policy area Y Y Y N Y Y

25

Asian Development Bank Leading Asia’s Private Infrastructure Fund (LEAP)

ADB developing member countries (also eligible for ODA from Japan)

Cross-cutting policy areas Y Y Y Y Y Y

26 Asian Development Bank High-Level Technology Fund ADB developing

member countries Cross-cutting policy areas Y Y Y Y Y Y

27 Asian Infrastructure Investment Bank AIIB Project Preparation Special Fund AIIB member

countries Planning and project preparation Y Y Y N Y N

28 Australian Department of Foreign Trade Australia-Africa Partnerships Facility Africa No specified policy area Y Y Y Y Y Y

29 Banco Centroamericano de Integración Económica,Banco Nacional de Comercio Exterior

Fondo de Yucatán - Proyecto Mesoamérica Americas Cross-cutting policy areas Y Y Y Y Y Y

30 Banco Nacional de Desenvolvimento Economico e Social

BNDES FEP Pró-estruturação de Projetos (Project Structuring Fund)

Brazil and Latin America Planning and project preparation Y Y Y Y Y Y

31 Caixa Economica Federal Financial Instruments for Brazil Energy

Efficient Cities (FinBRAZEEC) Brazil Planning and project preparation Y Y Y Y Y Y

32

Caixa Economica Federal

Fundo de Apoio à Estruturação e ao Desenvolvimento de Projetos de Concessão e Parcerias Público-Privadas da União, dos Estados, do Distrito Federal e dos Municípios (CFEP)

Brazil Planning and project preparation Y Y Y Y Y Y

33 Chilean Deputy Chamber Fondo de Infraestructura S.A. Chile Cross-cutting policy areas Y Y Y Y Y Y34 China PPP Fund Corporation China PPP Fund China Project delivery Y Y Y Y Y Y 35 Climate Fund Managers Climate Investor One Global Project delivery Y Y Y Y Y Y36 Commonwealth of Australia and

the South Asia Region (SAR) of the World Bank

Partnership for South Asia Asia Cross-cutting policy areas Y Y Y Y Y Y

37 Department for International Development Nigerian Investment Advisory Facility (NIAF) Nigeria Planning and project preparation Y Y Y Y Y Y

38 Development Bank of Southern Africa, Agence Française de Développement

DBSA Infrastructure Project Preparation and Feasibility Study Fund Africa Cross-cutting policy areas Y Y Y Y Y Y

39 Economic Community of West African States (ECOWAS)

ECOWAS Project Preparation and Development Unit Africa Planning and project preparation Y Y Y Y Y Y

40 European Bank for Reconstruction and Development (EBRD)

Infrastructure Project Preparation Facility (IPPF) Europe Planning and project preparation Y Y Y Y Y Y

41 European Bank for Reconstruction and Development, Climate Investment Funds

Clean Technology Fund Global No specified policy area Y Y Y Y Y Y

42 European Commission Latin American Investment Facility (LAIF) Latin America and

Caribbean Cross-cutting policy areas Y Y Y Y Y Y

43 European Commission The Caribbean Investment Facility (CIF) Latin America and


44 European Commission and European Union Member States

EU-Africa Infrastructure Trust Fund (EU-AITF) Africa Governance Y Y Y Y Y Y

45 European Investment Bank Global Energy Efficiency and Renewable

Energy Fund (GEEREF) Global Governance Y Y Y Y N Y

46 European Investment Bank Western Balkans Investment Framework

Infrastructure Project Facility (WBIF-IPF) Western Balkans Cross-cutting policy areas Y Y Y Y Y Y

47 European Investment Bank Connecting Europe Facility (CEF) Europe No specified policy area Y Y N N N Y 48 European Investment Bank European Local Energy Assistance (ELENA) European Union Cross-cutting policy areas Y Y Y Y Y Y 49

European Investment Bank Municipal Project Support Facility Ukraine, Belarus, Georgia, Armenia, Azerbaijan, Moldova

Planning and project preparation, Delivery Y Y Y N Y Y

50

European Investment Bank Economic Resilience Initiative

Southern Neighbourhood and Western Balkans regions

No specified policy area Y Y N Y N N

51 European Investment Bank Mediterranean HotSpots Investment

Programme (MeHSIP)

Egypt, Jordan, Lebanon, Morocco, Palestine, Tunisia

Planning and project preparation Y N Y Y N N

52 European Investment Bank Mediterranean Public Private Partnership

Project Preparation Initiative (MED 5P)

Egypt, Jordan, Lebanon, Morocco and Tunisia

Planning and project preparation, Procurement, Delivery Y Y Y N Y N

53 European Investment Bank, Development Bank of Southern Africa

DBSA EIB Project Development and Support Facility (PDSF) Africa Cross-cutting policy areas Y Y Y Y Y Y

54 European Investment Bank, European Bank for Reconstruction and Development, European Commission

Joint Assistance to Support Projects in Eastern Europe (JASPERS)

20 EU countries and 4 accession countries

Cross-cutting policy areas Y Y Y Y Y Y

55 European Union Electrification Finance Initiative Africa No specified policy area Y Y N Y N Y56 Financial Fund for the

Development of the River Plate Basin

Technical Cooperation Fund - River Plate Basin Development Fund (FONPLATA)

Argentina, Bolivia, Brazil, Paraguay and Uruguay

Planning and project preparation Y Y Y Y Y Y

57 Financial Fund for the Development of the River Plate Basin

Finance Line - River Plate Basin Development Fund (FONPLATA)

Argentina, Bolivia, Brazil, Paraguay and Uruguay

Planning and project preparation Y Y Y Y Y Y

58 India, Ministry of Finance India Infrastructure Project Development

Fund (IIPDF) India Planning and project preparation Y Y Y Y Y Y

59 India, State of Tamil Nadu Project Development and Grant Fund

(PDGF) India Planning and project preparation Y Y Y Y Y Y

60 Indonesia Indonesia Infrastructure Guarantee Fund

(IIGF) Indonesia No specified policy area Y Y N N N Y

61 Indonesia Infrastructure Guarantee Fund, Ministry of Finance of Republic of Indonesia

Infrastructure Government Guarantee Indonesia No specified policy area Y Y N N N Y

62 Indonesia, Ministry of Finance Viability Gap Fund Indonesia No specified policy area Y Y N N N Y63 Indonesia, Ministry of Finance of

Republic of Indonesia Project Development Facility (PDF) Indonesia Cross-cutting policy areas Y Y Y Y Y Y

64 Inter-America Development Bank Climate Smart Agriculture Fund (CSAF) Americas Cross-cutting policy areas Y Y N Y Y Y

65 Inter-America Development Bank UK Sustainable Infrastructure Program (SIP) Americas Cross-cutting policy areas Y Y Y Y Y Y

66 Inter-American Development Bank Multilateral Investment Fund (FOMIN) Americas No specified policy area Y Y N N Y Y

67 Inter-American Development Bank Infrastructure Fund (Infrafund) Latin America and

Caribbean Planning and project preparation Y Y Y Y Y Y


Sustainable Energy and Climate Change (SECCI Fund)

Latin America and Caribbean Cross-cutting policy areas Y Y Y Y Y Y

69 Inter-American Development Bank IADB Aquafund Latin America and



Regional Infrastructure Integration Fund (RIIF)

Latin America and Caribbean Planning and project preparation Y Y Y Y Y Y


Facility to Support Public-Private Partnerships in Infrastructure

Brazil and Latin America Cross-cutting policy areas Y Y Y Y Y Y


Emerging and Sustainable Cities Multidonor Trust Fund (ESCI)

Latin America and Caribbean No specified policy area Y N Y Y Y Y


AgroLatin America and Caribbean 2025 Multidonor Trust Fund

Latin America and Caribbean Cross-cutting policy areas Y N N N Y Y


Special Program and Multidonor Fund for Biodiversity and Ecosystem Services

Latin America and Caribbean Cross-cutting policy areas Y N N N Y Y

75 Inter-American Development Bank NDC Invest Latin America and


76 Inter-American Development Bank Fund for Integration Infrastructure (FIRII) Americas Planning and project preparation Y Y Y Y Y Y


Canadian Climate Fund for the Private Sector in the Americas

Latin America and Caribbean Planning and project preparation Y Y N Y N Y

78 Inter-American Development Bank Climate and Clean Energy Facility Latin America and

Caribbean Planning and project preparation Y Y Y Y Y Y

79 Inter-American Development Bank Energy Efficiency Guarantee Mechanism Latin America and

Caribbean Planning and project preparation Y Y N N Y Y

80 Inter-American Development Bank Trade Finance Facilitation Program Latin America and

Caribbean No specified policy area Y Y N N Y Y

81 Inter-American Development Bank Trade and Supply Chain Finance Latin America and

Caribbean No specified policy area Y Y N N N Y


Multidonor Disaster Prevention Trust Fund (FDP)


83 Inter-American Development Bank, Fondo de Cooperación para Agua y Saneamiento

Spanish Cooperation Fund for Water and Sanitation in Latin America and the Caribbean (FECASALC)

Latin America and Caribbean Cross-cutting policy areas Y Y Y Y Y Y

84 Inter-American Development Bank, Inter American Investment Corporation

NDC Pipeline Accelerator Multi-Donor Trust Fund (ACL)


85 Inter-American Development Bank, International Finance Corporation, Banco Nacional de Desenvolvimento Economico e Social

Brazil Infrastructure Project Preparation Fund (PSP) Brazil Planning and project preparation Y Y Y Y Y Y

86 Inter-American Development Bank, United Nations Environment Programmes

Caribbean Regional Fund for Wastewater Management (CREW) Americas Cross-cutting policy areas Y Y Y Y Y Y

87 International Finance Corporation Blended Finance Facility (BFF) Global Project delivery Y Y N Y Y Y

88 International Finance Corporation Local Currency Financing Facility (LCF) Global Project delivery Y Y N Y Y Y

89 International Finance Corporation Risk Mitigation Facility (RMF) Global Project delivery Y Y N Y Y Y

90 International Finance Corporation

Infrastructure Development Collaboration Partnership Fund (DevCo) Global No specified policy area Y Y Y Y Y Y

91 International Finance Corporation Global SME Finance Facility Global Planning and project preparation Y Y N N Y Y


Global Agriculture and Food Security Program (GAFSP) Global Planning and project preparation Y Y Y Y Y Y


Managed Co-Lending Portfolio Program (MCPP) Infrastructure Emerging markets No specified policy area Y Y N N N Y

94 Japan Bank for International Cooperation

Global action for Reconciling Economic growth and Environmental preservation (GREEN) Facility


95 Japan Bank for International Cooperation

Global Facility to Promote Quality Infrastructure Investment for Environmental Preservation and Sustainable Growth (QI-ESG)


96 Japan International Cooperation Agency Private-Sector Investment Finance Emerging markets No specified policy area Y Y Y Y Y Y

97 Japan International Cooperation Agency, Inter-American Development Bank, IDB Invest

IDB CORE Latin America and the Caribbean No specified policy area Y Y Y Y Y Y

98 Mexico National Infrastructure Fund Trust Fund

(FONADIN) Mexico Cross-cutting policy areas Y Y Y Y Y Y

99 Mexico, BANOBRAS - National Bank for Public Works and Services of Mexico

BANOBRAS Mexico Planning and project preparation Y Y N N N Y

100Multilateral Investment Fund

Multilateral Investment Fund (MIF) New Frontiers in Public-Private Partnerships Program


101 Netherlands Development Finance Company Access to Energy Fund Global Project delivery Y Y Y Y Y Y

102 Netherlands Ministry of Foreign Affairs/Netherlands Enterprise Agency (RVO.nl)

DRIVE (Development Related Infrastructure Investment Vehicle) Global Project delivery Y Y Y Y Y Y

103 Netherlands Ministry of Foreign Affairs/Netherlands Enterprise Agency (RVO.nl)

D2B (Develop to Build) Global Planning and project preparation Y Y Y Y Y Y

104 Netherlands, Ministry of Foreign Affairs of the Netherlands/Dutch Development Bank

Building Prospects (formerly known as IDF) Global Project delivery Y Y Y Y Y Y

105 Nordic Development Fund Energy and Environment Partnership Africa No specified policy area Y Y Y Y N Y106 Overseas Private Investment

Corporation, the U.S. Department of State, the U.S. Trade and Development Agency

U.S.-Africa Clean Energy Finance Initiative (ACEF) Africa Planning and project preparation Y Y Y Y Y Y

107Philippines PPP Center Project Development and Monitoring Facility

(PDMF) Philippines Planning and project preparation Y Y Y Y Y Y

108 Philippines, National Economic and Development Authority Philippines (NEDA)

Project Development and Other Related Studies Fund (PDORS) Philippines Planning and project preparation Y Y Y Y Y Y

109 Private Infrastructure Development Group

Technical Assistance Facility (TAF) of the Private Infrastructure Development Group Global Cross-cutting policy areas Y Y Y Y Y Y

110 Private Infrastructure Development Group InfraCo Africa Africa Planning and project preparation Y Y Y Y Y Y

111 Saudi Arabia Saudi Fund for Development (SFD) Global No specified policy area Y N N N N Y112 Southern African Development

Community SADC Project Preparation and Development Unit Africa Planning and project preparation Y Y Y Y Y Y

113 Subsecretaría de Desarrollo Regional

Fondo Nacional de Desarrollo Regional (FNDR) Chile Planning and project preparation Y Y Y Y Y Y

114 United Nations Framework Convention on Climate Change Green Climate Fund (GCF) Global Cross-cutting policy areas Y Y Y Y Y Y

115 United Nations Industrial Development Organization, Renewable Energy and Energy Efficiency Partnership

Climate Technology Initiative Private Financing Advisory Network (CTI PFAN) Africa Cross-cutting policy areas Y Y N N Y Y

116 USAID USAID African Infrastructure Program Africa No specified policy area Y Y N N Y Y117

World Bank Public private infrastructure advisory facility (PPIAF) Global Cross-cutting policy areas Y Y Y Y Y Y

118 World Bank InfraVentures Global Planning and project preparation Y Y Y Y Y Y119 World Bank Policy & HR Development Fund Africa Planning and project preparation Y N N N Y Y120 World Bank and Government of

Japan Quality Infrastructure Investment (QII) Partnership Global Cross-cutting policy areas Y Y Y Y Y Y

121 World Bank, Asian Development Bank, Asian Infrastructure Investment Bank, European Bank for Reconstruction and Development, European Investment Bank, Inter-American Development Bank, International Finance Corporation and Islamic Development Bank

Global Infrastructure Facility (GIF) EMDEs Planning and project preparation, Cross-cutting policy areas

Y Y Y Y Y Y

122World Bank, AusAid South Asia Infrastructure for Growth Trust

Fund Asia Cross-cutting policy areas Y Y Y Y Y Y

123 World Bank, International Finance Corporation, Islamic Development Bank

Arab Financing Facility for Infrastructure (AFFI)

Middle East and North Africa Cross-cutting policy areas Y Y Y Y Y Y

Annex 4 – Sample response to GI Hub’s Request for Information

ANNEX A: QUALITY INFRASTRUCTURE INVESTMENT RESOURCE TEMPLATE

Title of the Resource Public Investment Management Assessment (PIMA)

Name of the Organisation Publishing the Resource

IMF

Author(s) Name(s) (last name, first initial) Type (select oneoption)

☐ academic paper ☐ reference guide ☐ report ⊠ framework/toolkit ☐ case study

☐ website ☐ data ☐ analysis ☐ other knowledge product

URL https://www.imf.org/external/np/fad/publicinvestment/Publication Date (yyyy.mm.dd)

2015.05.012018.05.10

Geographic Scope ⊠Global ☐Africa ☐Americas ☐Asia ☐Europe ☐Oceania ☐ or country (……………..)

Sector Focus(select one)

⊠ all sectors ☐ energy ☐ transport ☐ social infrastructure

☐ information and communications ☐ water, waste and sanitation ☐ other sector (……………..)

Policy Area Focus(select one)

⊠ governance ☐ planning and project

preparation ☐ procurement

☐ project delivery ☐ regulatory ☐ no specified policy area

QII Principle(select as many as may be appropriate)

Note: For guidance regarding the selection, see the Draft QII Principles and Table 1, below.

☐ Principle 1: Raising Economic Efficiency in View of Life-Cycle Cost ☐ Principle 2: Integrating Environmental Considerations in

Infrastructure Investments ☐ Principle 3: Building Resilience against Natural Disasters and Other

Risks ☐ Principle 4: Integrating Social Considerations in Infrastructure

Investment ⊠ Principle 5: Strengthening Infrastructure Governance

Abstract, including a description of the link to QII (maximum of approx. 100 words)

QII requires strong infrastructure governance (IG). Public Investment Management Assessment (PIMA) is a comprehensive assessment framework developed by the IMF to help countries strengthen IG.

The PIMA framework assesses 15 key institutions that are involved in the three major stages of the public investment cycle: planning, allocation and implementation.

Each PIMA assessment report includes an overview of strengths and weaknesses of a country’s IG, comparisons with peer countries, and a sequenced action plan to strengthen IG. A number of PIMA country reports have been published on the IMF website.

Date sent to GI Hub (yyyy.mm.dd)

2019.03.28

Initial Listing - OECD

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