Information Structure and Sentence Structure

ENG 1520

Richard XiaoLancaster University

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Outline

Information structure (IS): Theoretical backgrounds

Information-flow principle and principles of end-focus and weight

Manifestations of IS in sentence structures

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What is information structure (IS)?

Broadly speaking, information structure encodes which part of a sentence is more informative in relation to a particular context

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“Information packaging”

Information structure can be said to “package” linguistic information with the aim of optimizing the information transfer in discourse It is primarily concerned with how a

message is sent rather than what the message is about, just as the packaging of toothpaste can affect its sales but not much of its contents

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Form vs. meaning

However, while information structure is more about FORM (how information is transferred) than MEANING (information itself), it plays an essential role in several aspects of meaning Essential for

the construction and coherence of a discourse

the choice of anaphoric elements Also necessary for the interpretation of

sentences with focus-sensitive particles (e.g. only, also, too), or adverbs of quantification (e.g. always, sometimes)

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Different focuses of only

Some examples showing different focuses of only

The focus in each example is marked in blue, which would receive a pitch accent in speech John only introduced Bill to Sue. John only introduced Bill to Sue. John only introduced Bill to Sue. John only introduced Bill to Sue.

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Linguistic means for IS

There are a range of linguistic means that can encode information structure, e.g. Intonation and prosody in speech Syntactic structures Word order

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Place of IS in grammar

Information structure is “a component of GRAMMAR, more specifically of SENTENCE GRAMMAR”, i.e. it is “a determining factor in the formal structuring of sentences” (Lambrecht 1994:3)

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Information structure: A dichotomy

Givenness(what is known vs. what is new)

Given/OldPresupposition Background

NewFocusFocus

Aboutness(what an utterance is about vs. how it is said)

TopicTheme

CommentRheme

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Givenness and aboutness: relationship

Q: What did John drink?

GIVEN/OLDBACKGROUND/PRESUPPOSITION

NEWFOCUS

John drank BEERS

TOPICTHEME

COMMENTRHEME

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Information structure of a sentence

Typically consists of two parts one less informative part that relates

the sentence to the preceding discourse (given, old, presupposed information)

one more informative part that moves the discourse forward

by adding new information or by modifying the old information given

or presupposed in preceding discourse

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Information-flow principle

Related to the normal ordering of information in English discourse, i.e. moving from given to new information

A question and two possible relies Q: When will we come back? - A) We’ll come back next week. - B) Next week we’ll come back.

In the two replies, the given information is marked in blue and new information is underlined

Which reply will you choose? Why? A) is better than B) The given-new order of information can contribute to the

cohesion of a text, because the given information at the beginning links the sentence to the previous discourse while the new information is usually taken up in the continuing discourse

The given-new order also helps the addressee to understand

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Principles of end-focus and end-weight

End-focus principle A clause normally has at least one point of

focus, which typically falls upon the end of the clause

End-weight principle Since new information often needs to be

presented more fully than the given information (e.g. by using a longer, more complex, “heavier” structure), the end-weight principle often works hand in hand with the end-focus principle

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End-focus and end-weight principles

A pair of examples A) It may take them a little while, but it is important

that you contact them to make a housing application and let them know of your needs.

B) It may take them a little while, but that you contact them to make a housing application and let them know of your needs is important.

Which sentence is more difficult to process? Why? Sentence B) is more difficult It is structurally unbalanced, and readers have

to keep a lot in memory before they reach the end of the sentence

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Initial position: a second point of focus

The end-weight principle states that the end of a clause is the most important point of focus

In addition to final position, the beginning of a clause is another point of focus Brilliant that was!

(=That was absolutely brilliant!) To this list it would be very desirable to add the

status of women and the distribution of income, housing and consumer durables.

The primary focus falls upon the underlined part in final position

“To this list" in initial position becomes a second focus, which also provides a cohesive link

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Information-flow principle vs. end-focus/weight principles

Normally agree with each other When the two are in conflict, the

information-flow principle can overrule the end-weight principle e.g. That similar relationships occur with these

two species under field conditions in Saskatchewan was suggested by Pickford (1960, 1966a).

The that-clause is placed in initial position to serve the information-flow principle by giving old information, even though this is a heavy structure

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Manifestations of IS

Passive Existential there Adverbial clause Clefting Extraposition Dislocation Fronting Inversion

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1) Passives

One important discourse function of passives is to accommodate information structure by Presenting information from given to new Maintaining the end-focus and end-weight Keeping the topic continuous in discourse

Most commonly, the subject contains given information while the agent presents new information, which means that in most passive sentences, the subject has a higher level of givenness than the agent phrase About 90% of the agent phrases bring in new

information (Biber et al 1999)

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>>Passives A two-sentence mini discourse

Almost all entrants to teaching in maintained and special schools in England and Wales complete a recognised course of initial teacher training.

A) Such courses are offered by university departments of education as well as by many polytechnics and colleges.

B) University departments of education as well as many polytechnics and colleges offer such courses.

Which option will you choose? Why? Option A) is better In accord with information-flow principle In accord with end-focus/weight principles Anaphoric use of such in initial position links the

sentence more closely to the preceding discourse

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>>Passives

In addition to maintaining information flow, passives can also help to keep the topic continuous so that the discourse is coherent A) The town is a major centre for the timber industry

and <the town> is surrounded by large industrial and shipping complexes in the river Dvina, <the town> stretching away to the White Sea about thirty kilometers to the north.

Topic of 3 clauses is continuous (the town) B) The town is a major centre for the timber industry

and large industrial and shipping complexes in the river Dvina surrounded it, <the town> stretching away to the White Sea about thirty kilometers to the north.

Topic is discontinuous (the town – large industrial and shipping complexes – the town)

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2) Existential there

There BE/EXIST + notional subject Conveying more information than the

mere existence of something, e.g. by indicating when or where it exists

As the obligatory elements of an existential sentence conveys little information, it usually has an adverbial or a post-modifier for the notional subject There were four witnesses to the ceremony at

the city’s Hotel Crillon.

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>>Existential there

The notional subject of an existential clause is usually an indefinite noun phrase introducing a new topic which is taken up in the continuing discourse There are some apparent contradictions.

For instance, the republics are encouraged to seek membership of the United Nations, although the union is to remain responsible for foreign relations.

New topic “some apparent contradictions” is introduced by existential there

One example of such contradictions (the republics vs. the union) is given in the continuing discourse

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>>Existential there

Existential constructions can help to avoid unbalanced sentence structure A) There are many people who believe

sincerely that you can train children for life without resorting to punishment.

B) Many people who believe sincerely that you can train children for life without resorting to punishment exist.

Which option do you prefer? Why? A) is better than B) Sentence balance, end-focus

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3) Adverbial clauses The placement of adverbial clauses can help to

maintain information flow If an adverbial clause contains given information,

it is usually placed in initial position to help with cohesion – in this case, the main clause presents new information And if that crisis goes on for years, it’s hard for

them to recollect what they were like before. “that crisis” in the conditional clause provides a

cohesive link New information is in end focus

In order to answer this question it is necessary to begin to read the charts as a way of structuring meaning…

“this question” in the adverbial of purpose provides a cohesive link

New information is in end focus

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>>Adverbial clauses

Conversely, when the main clause gives old information, the adverbial clause may appear in final position to present new information We had them at the hospital <Given>,

although I didn’t use them that often <New>.

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4) Clefting

A cleft sentence breaks information in a sentence into two parts in order to provide an extra focus to one piece of information

Two types of clefting it-cleft wh-cleft

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>>It-clefts

Nearly all syntactic roles other than the predicate can be brought into focus in it-cleft sentences to achieve cohesion and contrast The new freedoms go furthest in NHS Trusts and it is

there <primary focus> that we are seeing some of the greatest progress <end focus>.

"there" provides a backward link to NHS Trusts, and also gives the sentence a primary focus in addition to the end focus

[Canonical word order] …and we are seeing some of the greatest progress there. (less powerful)

Sir, I always thought it was bodies that required the seats, not souls <contrast>.

The focused element “bodies” forms a contrast with “souls”

[Canonical word order] …bodies, not souls, required the seats. (less powerful)

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>>Wh-clefts In wh-clefts, the focused elements can be

a noun phrase, a nominal clause, or an infinitive clause What she needed was a solid core of self (noun

phrase as focused element) What he urges is that they should have a

better knowledge of the past (nominal clause as focused element)

What you must do is tell Irina to keep him in the clinic till I can come. (infinitive phrase as focused element)

In sentences like these, the part marked up in blue is the primary focus, while the underlined wh-clause forms a second focus

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>>Two special wh-clefts Inverted wh-clefts and demonstrative wh-

clefts In both cases, the focused elements

usually provide reference to the preceding discourse Peace and quiet is what we want.

“peace and quite” was discussed in earlier text

This is what will determine the outcome of the election.

Focused demonstrative pronoun this points backwards to the early text

New information in the wh-clause forms the end focus

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5) Extraposition

Extraposition means moving subject or object clauses outside their normal positions

When this happens, the dummy it is used in subject position of the main clause, anticipating the extraposed clause as the logical subject

Extraposition can help with sentence balance to serve the end-focus principle

Four types of extraposition Extraposed that-clause Extraposed wh-clause Extraposed infinitive clause Extraposed gerund clause

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>>Extraposed that-clause

The dummy it functions as the subject while the that-clause is moved to the clause final position

It is obvious that some Conservative Members are living in a dream world. (“it BE adj. that”)

Canonical: That some Conservative Members are living in a dream world is obvious.

It seems unlikely that this provisional arrangement will last. (“it SEEM/APPEAR adj. that”)

Canonical: That this provisional arrangement will last seems unlikely.

It appears that he is afraid of me. (“it SEEM or APPEAR that”)

Canonical: That he is afraid of me appears (to be the case).

Canonical versions sound less natural, because they go against the principle of end-weight

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>>Extraposed wh-clause

The dummy it functions as the subject while the wh-clause is moved to the clause final position It is not clear how reliable the measurements

of heat flux from sonic devices are in cloud. Canonical: How reliable the measurements of

heat flux from sonic devices are in cloud is not clear.

For the same reason as for extraposed that-clauses, the canonical version sounds less natural

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>>Extraposed infinitive clause The dummy it functions as the subject

while the infinitive clause is moved to the clause final position It is essential to read the entire book and then go

back to this area. Canonical: To read the entire book and then go back

to this area is essential. James found it difficult to accept her explanation.

(object) Canonical: ?James found to accept her explanation

difficult. These canonical versions clearly sound

less natural than their extraposed counterparts When the infinitive clause functions as an object,

the canonical version is even less acceptable

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>>Extraposed gerund clause

The dummy it functions as the subject while the gerund clause is moved to the clause final position It’s very difficult getting supplies into Sarajevo.

Canonical: Getting supplies into Sarajevo is very difficult.

They found it fun skiing. (object) Canonical: They found skiing fun.

While a lengthy gerund clause can still destroy the balance in canonical word order, a short gerund clause in canonical form sounds as good as the extraposed version

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6) Dislocation

A construction with a pronoun in the main clause and a definite noun phrase before or after the main clause, which is used to mark the topic or for clarification

Typically found in conversation or fictional dialogue

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>>Two types of dislocation

Left-dislocation (preface): marking the topic One of the guys I work with, he said he

bought over $100 in Powerball tickets. He -> “one of the guys I work with” [topic] Underlined part: focus

Right-dislocation (noun phrase tag): for clarification, sometimes also for the end-focus effect of the noun phrase Has it got double doors, that shop?

Noun phrase tag clarifies what the pronoun it refers to; it also brings the noun phrase “that shop” into focus

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7) Fronting

Placing in initial position a clause element which normally follows the verb

Used for achieving focus and cohesion as it takes advantage of both final and initial points of focus

The fronted element usually refers to given information, or forms a contrast

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>>Examples of fronting What they can do, we can do.

Fronted object provides two points of focus and a contrast Such at least was his observation.

Fronted element “such” provides a cohesive link and an end-focus

Far more serious were the severe head injuries. Fronted predicative relates the sentence to preceding text

through a comparison; it also activates two points of focus Enclosed is a photograph of my late father Bert

Wakefield on site just after the war. Fronted non-finite construction achieves sentence balance

by presenting the structurally heavy new information in final position

[Brave though he is in facing adult audiences], the result is a bit of a cringe.

Underlined part moved before the subordinator though is clearly intensified; in addition, the end-focus falls upon new information

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8) Inversion

Refers to a reversal of the normal word order so that the verb precedes the subject

Helping with cohesion, information flow, intensification and placement of focus

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>>Examples of inversion

Next to it <Old> stood the engine which ran it, and the engineer <New>. Full (subject-verb) inversion Underlined part in initial position provides old

information Referential it in initial position increases cohesion Long subject appears at the end of the sentence Better than canonical with long subject: “The engine

which ran it, and the engineer stood next to it.” On no occasion did the number of protesters

reach more than a few hundred. Partial (subject-operator) inversion Force of the negative element is intensified by its

initial focus More powerful than canonical: “The number of

protesters did not reach more than a few hundred on any occasion.”

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Summary

The information structure of a sentence has two parts – one for given information and one for new information, and old information is normally presented before new information

The end and beginning of a clause are usually points of focus, but the structurally complex and informationally “heavier” part is normally placed in final position

Information structure is manifested in a great variety of sentence structures in English

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IS analysis exercise:Identify given and new information The micrometer1. A micrometer is an instrument which is used for

measuring small distances precisely.2. It can measure with a precision of 0.01 mm.3. A micrometer consists of a steel frame in the

shape of a semi-circle.4. Attached to one end of this semi-circular frame

is a small anvil.5. The other end of the frame extends outwards.6. A piece of metal in the shape of a cylinder fits

on this extension.7. The cylindrical part is called the barrel or

sleeve.8. Inside the barrel is a screw-thread.

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IS analysis exercise:Sample analysis

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Further readings Alonso, I. (2003) Improving text flow in ESL learner Compositions.

The Internet TESL Journal 9/2. URL: http://iteslj.org/Articles/Alonso-ImprovingFlow.html

Biber, D., Conrad, S. and Leech, G. (2002) Longman Student Grammar of Spoken and Written English. London: Longman.

Biber, D., Johansson, S., Leech, G., Conrad, S. and Finegan, E. (1999) Longman Grammar of Spoken and Written English. London: Longman.

Birner, B. and Ward, G. (1998) Information Status and Noncanonical Word Order in English. Amsterdam: Benjamins.

Jennifer A., Losongc, A., Wasow, T. and Ginstrom, R. (2000) Heaviness vs. Newness: The Effects of Structural Complexity and Discourse Status on Constituent Ordering. Language 76/1: 28-55.

Lambrecht, K. (1994) Information Structure and Sentence Form. London: CUP

Nwogu, K. (1995) Structuring scientific discourse. English Teaching Forum. 33/4: 22-27. URL: http://exchanges.state.gov/forum/vols/vol33/no4/p22.htm

Quirk, R., Greenbaum, S., Leech, G. and Svartvik, J. (1985) A Comprehensive Grammar of the English Language. London: Longman.

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Thank you!If you have any question, please feel free to ask or

email me z.xiao@lancaster.ac.uk

This PPT is available for download at http://www.lancs.ac.uk/postgrad/xiaoz/APR10.zip

Exercises to follow…