Indonesia_Common Research Guideline on TM

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    DRAFT

    ASEAN COMMON GUIDELINE ON

    RESEARCH OF HERBAL MEDICINES

    [As part of TM/CAM]

    (Revse! verso"# $o"s!er"% t&e "p'ts of ')*

    +,t& -,+.# Co"s')tatve or0s&op# t&e Mer$'re#

    A"$o)1

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    Fore2or!

    It has been realized by ASEAN Member States that research and developmentpertaining to Traditional Medicine (TM) is an important issue in order to integrate orto synergize TM into the national health care system !esearch and development is

    a tool or a step to provide scienti"ic evidence #ith regard o" e""icacy and sa"ety "orhuman use o" TM "or prevention$ treatment$ or rehabilitation$ o" health problems$acting as either alternatives or complementary modalities

    In an e""ort to synchronize on ho# research and development o" TM is conductedamongst ASEAN member state in terms o" methodology$ it is important to develop%Common research guideline of herbal medicines. This guideline covers theessential principles o" research methodology on herbal medicines As the documentonly covers the essential principles$ each ASEAN Member State can or should"urther elaborate the document in order to ad&ust #ith their needs and local conte'tbased on their uniue traditional medicine and their regulations The rd ASEAN

    *ocal +oint o" Traditional Medicine (AT*TM) Meeting recommended thatdevelopment o" guidelines should be prioritised to the need o" ASEAN and to be inline #ith e'isting guidelines$ such as$ ,eneral ,uidelines "or Methodologies on!esearch and Evaluation on Traditional Medicine (-./ ,uideline) and !eseach,uidelines "or Evaluating Sa"ety and E""icacy o" .erbal Medicine (-+!/)

    0eeping in mind that herbal medicines has already been used in the community "romone generation to the ne't generation$ the research guideline #ill try to pay attentionnot only to e""icacy research$ but also the usage pattern research -ith regards tothe elaboration o" usage pattern$ the methodologies that can be used areethnomedicine study$ epidemiological study$ and health system study Mean#hile$"or proving the e""icacies$ the methodologies that can be used are e'perimentalstudy (randomized controlled trials double blind$ randomized trials open label$outcome study 2e"ore A"ter design$ or case report)

    *or e""icacy study$ the pipeline o" modern drug development should be "ollo#ed Theresearches begin #ith pre3clinical study$ phase 1$ phase 4$ and phase clinicaltrials$ and then go to mar5eting approval .o#ever$ "or indigenous herbal medicine$#hich has enough e""icacy and sa"ety data "rom ethnomedicine and observationalstudy$ the trials can go directly to randomized clinical trials (phase clinical trial) Inthis case$ the e""icacy3driven approach o" clinical trial or reverse pharmacology

    applies "or indigenous herbal medicine

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    +age

    *ore#ord 4

    6ontents I INTRODUCTION 7

    11 2ac5ground 7

    14 /b&ective 7

    1 Scope o" guideline

    17 8e"inition o" Terms 9

    1: !eseach priorities in ASEAN

    19 Interrelation bet#een ASEAN common reseach

    guideline #ith guidelines developed by other #or5ing

    groups under ASEAN Economic 6ommunity

    II GENERAL CONSIDERATIONS IN TM RESEARCH ;

    41 E'pected level o" evidence =

    III RESEARCH METHODS ON TM 1?

    .3+ St'!* of 'sa%e patter" 1?

    11 Ethnomedicine study 1?

    14 Epidemiological study 1?

    1 .ealth services study (health system study) 11

    4 St'!* of Eff$a$* a"! Safet* 11

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    .3.36 St'!* of eff$a$* a"! safet* of I"!%e"o's &er4a)TM

    I USING THE GUIDELINES 1:

    ANNEB 19

    2I2

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    I3 INTRODUCTION

    I3+3 Ba$0%ro'"!

    Traditional medicine (TM) has a long history and used #orld #ide$ ho#ever it variesgreatly "rom country to country The practice o" TM is in"luenced by a number o""actors such as culture$ history$ personal attitudes and philosophy In many cases$the theory and application o" TM are uite di""erent "rom those o" conventionalmedicine Even though it is claimed that TM is sa"e and e""ective as it is used "romone generation to another generation$ scienti"ic research is still needed "or providingrigorous evidence in relation to e""icacy and sa"ety

    It has been ac5no#ledged that conventional medicine uses the paradigm o"evidence based3 medicine$ meaning that doctors can only use therapeutic modalities

    that have been proved by uali"ied research to apply evidence based medicineprinciples The uantity and uality o" the sa"ety and e""icacy data on traditionalmedicine are "ar "rom su""icient to meet the criteria needed "or evidence basedmedicine practices

    The reasons "or the lac5 o" research data are due not only to health care policies$ butalso to a lac5 o" adeuate or accepted research methodology "or evaluatingtraditional medicine In order that researchers on herbal medicines have the sameperspective and can conduct uali"ied research$ it is o" importance to establish acommon research guideline o" herbal medicines in ASEAN Member States *romthis document$ it is hoped that research on herbal medicines can be synchronized or

    used as a re"erence in terms o" methodology on herbal medicines research amongstASEAN Member States

    DNote Addition o" consideration o" -./ and -+!/ guideline

    This guideline is a mandate "rom the AT*TM

    .erbal medicine is a modality o" TM6AM

    I3-3 O47e$tves

    To provide Dminimum standards andF common principles in developingadeuate and accepted research methodology "or researching on herbal

    medicines as TM6AM modalities in the ASEAN region

    To provide scienti"ic data to support the development o" appropriate health

    care system regulation as #ell as a milestone to integrate herbal medicines

    into the national health care system

    To ensure the sa"ety and e""icacy o" herbal medicines used in the health care

    system o" AMS

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    To strengthen and promote the rational use o" herbal medicines

    I3.3 S$ope of G'!e)"e

    As TM6AM modalities cover a number o" methods such as &erbal medicines$

    acupuncture$ massage manipulation$ steam sauna$ spiritual$ e'ercise

    (yoga)$ and diet$ this guideline is addressing research methodology "or herbal

    medicines as modalities o" TM6AM

    I363 Def"to" of Ter5s

    Traditional Medicine is the sum total o" the 5no#ledge$ s5ills and practices

    based on the theories$ belie"s and e'periences indigenous to di""erentcultures$ used in the maintenance o" health$ as #ell as in the prevention$diagnosis$ improvement or treatment o" physical and mental illnesses Theterms complementaryalternativenon3conventional medicine are usedinterchangeably #ith traditional medicine in some countries TM6AM consistso" herbal medicine and traditional procedure based therapies

    .erbal medicine is a medicine that contains either ra# or processed

    ingredients "rom one or more medicinal plants In some traditions$ materials o"animal origin may also be present .erbs include crude plant material such asleaves$ "lo#ers$ "ruits$ seeds$ stems$ #ood$ bar5$ roots$ rhizomes or othersplants parts .erbal medicines in this guideline can be divided into t#ocategories$ namely

    o Traditional herbal medicine is herbal medicine that has been used by a

    certain community "rom one generation to another generation andbecome indigenous 5no#ledge and practice o" the community

    o Ne# herbs or ne# herbal medicine is herbal medicine that is not to be

    indigenous 5no#ledge and practice o" the community$ or indigenousherbal medicine that is indicated "or ne# symptoms or ne# indication o"health problems

    D Note 6hoice on the use o" GtraditionalH or GindigenousH herbal medicineF

    Traditional procedure3based therapies are TM that use various techniues

    primarily #ithout the use o" medication$ ie acupuncture$ massage$osteopathy$ naturopathy$ chiropractic$ thermal medicine$ etc

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    !esearch is a systematic investigation to prove the truth by the use o"

    rigorous research methodology

    ,uideline is a document to determine a course o" action$ aiming to streamline

    particular process according to sound practice

    6ommon guideline is a principle document to provide common principles that

    can be elaborated "urther to go more operational

    >

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    I383Resear$& 9rortes " ASEAN

    !esearch priorities "or herbal medicines in ASEAN member states AMS is

    geared into health problems that to be the priorities in the member states As

    the characteristics o" herbal medicine are more subtle than modern medicine$

    it is advisable that the development o" herbal medicine is to address non

    communicable diseases and other degenerative diseases$ especilally "or

    promotive$ preventive$ treatment o" mild to moderate diseases or ad&unctive

    therapies$ as #ell as pallitaive and rehabilitative therapy

    +3:3 I"terre)ato" 4et2ee" ASEAN Co55o" Resear$& G'!e)"e 2t&

    G'!e)"es Deve)ope! 4* Ot&er or0"% Gro'ps '"!er ASEANE$o"o5$ Co55'"t* 9))ar

    [Note: input from the 3rdATFTM Meeting: To engage other related sectoral

    working group in the upcoming consultation workshop]

    [Note: Include one para how this guideline complements other guidelines,

    another para on the issue of claims in connection with commercial product

    orientation ]

    ;

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    II3 GENERAL CONSIDERATION IN TM RESEARCH

    II3+3 Le%a) $o"s!erato"

    AMS should promote the rational use o" herbal TM that has been scienti"ically

    validated To do so$ AMS should set a national policy "or "acilitating research and

    rational use o" herbal TM Education and training o" herbal TM either "or health

    pro"essionals and traditional healers are needed and should be standardized to

    obtain certain level o" competencies !egistration o" TM practitioners is very

    important as part o" national policy to guarantee the rational use o" herbal TM

    DNote Include inputs "rom +ro" Agus$ regarding the e'isting situation o" TM6AM

    #hether tolerant$ inclusive$ or integrative$ as this #ill implicate to research methodsF

    II3-3 Et&$a) $o"s!erato"

    !esearch on herbal TM has to be carried out in accordance #ith all relevant ethical

    guideline either "or animals and human beings !esearch on animals must be carried

    out #ith respect to their #el"are !esearch on human sub&ects must be carried out inaccordance #ith "our basic ethical principles$ ie &ustice$ respect "or persons$

    bene"icence and autonomy It is advisable that "or research in traditional medicine$

    including herbal medicines$ the Ministry o" .ealth research institutes could develop

    special Ethical 6ommitee o" .ealth !esearch "or Traditional and 6omplementary

    Medicine

    II3.3 I"!%e"o's 0"o2)e!%e of &er4a) TM

    .erbal TM has been used by traditional system o" health care "rom one generation to

    another +rolonged use o" herbal TM may prove the sa"ety and e""icacy There"ore$

    the research approach could should be di""erent bet#een indigenous herbal

    medicines and the herbal medicine that has not been indigenously practiced in the

    community (ne# herbs or ne# "ormulas)

    Traditional medicines are usually an integral part o" culture$ #hich #as already

    established #ithin certain ethnic group be"ore the development o" modern science

    !espect "or the principle o" TM practice (indigenous 5no#ledge) under study must be

    ta5en into consideration To appreciate the cultural aspects and local #isdom o"

    traditional medicine practice$ the ethnomedicine study approach should be done

    =

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    DNote Include inputs "rom +ro" Agus on 2ody o" 0no#ledge$ as basically research

    on traditional medicine is raise %indigenous medicine to be %6AM modalities #ith

    better evidenceF

    II363 Nat'ra) Reso'r$esASEAN tropical geographic areas have a #ealth o" biological resources arious

    5inds o" medicinal plants can gro# and produce the best uality "or herbal ra#

    materials ASEAN can be the locomotive o" traditional medicine development not

    only as support "or the abundant natural resources$ but also as a mar5et having

    tremendous potential There"ore$ research on medicinal plants should be carried out

    "or better health o" the people

    DNote Traditional herbs and ne# herbs should be inserted as AMS resourcesF

    II383 9'rposes of resear$&

    !esearch on TM may be &usti"ied by a number o" reasons The most important

    reason to do research on TM is to evaluate the sa"ety and e""icacy o" TM practice

    *or herbal medicines$ the research is conducted to validate a ne#3"ound plant

    material or a ne# combination o" herbal medicines$ or even a ne# indication$ a ne#

    dosage "orm$ or a ne# administrative route "or e'isting herbal medicines$ as #eel as

    to validate the indigenous practice o" herbal medicine in the community .erbal

    materials Simplicia$ semi3puri"ied$ or puri"ied herbal medicines may also be used "or

    research The reuirement o" evidence (the level o" evidence) to sa"ety and e""icacy

    o" TM practice should be ad&usted in terms o" research methodologies in accordance

    #ith the purpose o" researchDNote To raise indigenous 5no#ledge to 6AM 5no#ledge #ith better evidence$

    6hec5 "or terms o" simplicia$ completed #ith t#o domains o" TM6AM research ie

    research o" usage and research o" e""icacyF

    II3:3 Resear$& approa$&es

    !esearch on herbal TM has generally been carried out by individual researchers

    #or5ing independently /ne researcher may conduct research on to'icology$ but

    another researcher may conduct research directly on human studies This un3systematic$ scattered$ and isolated research approach is not e""ective "or providing

    evidence o" sa"ety and e""icacy

    A more systematic approach should be done "or conducting research on TM T&e

    frst stepis research to collect data (in"ormation) or literature revie# regarding t&e

    'se of TM " $o55'"t*#ithin its indigenous system (traditional system) *or this

    purpose$ the methodologies that can be used$ "or instance$ ethnomedicine study$

    epidemiology study$ and health services (health system) study T&e se$o"! stepis

    research to eva)'ate t&e safet* a"! eff$a$* of TM *or this purpose$ research

    should be conducted in seuence$ begin #ith pre3clinical study and human study

    1?

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    (phase 1$ phase 4A$ phase 4 2 and phase clinical trials) .o#ever$ "or indigenous

    herbal medicine that had have empirical data "rom ethnomedicine study and

    observational study the approach o" reverse pharmacology or e""icacy driven

    research can be conducted

    6onsider that research on TM reuires an adeuate budget$ in accordance #ith the

    conditions o" each AMS$ it is necessary to "ormulate the !esearch Agenda #hich

    contains research priorities !esearch priorities on traditional herbal medicine should

    consider the bene"its o" overcoming ma&or health problemsJ peoplecommunities are

    able to maintain their health by using medicinal plantsJ medicinal plants that could

    potentially develop as modern medicineJ and able to accelerate the peopleKs

    economy and compete in global mar5et The development o" guideline #ill also be

    supplemented by the needs o" individual AMS consider the need o" ASEAN Member

    States as #ell as the availability and comprehensiveness o" e'isting guideline

    DNote !esearch approach should capture ob&ectives

    3 Ne# herbs +re clinical study$ phase 1$ phase 4 a (preliminary$ or early

    e""icacy trial) and 4b (as one shot e""icacy trial$ advance e""icacy trial)

    3 Indigenous herbs use reverse pharmacology$ enough to do one shot e""icacy

    trial

    3 Need to de"ine reverse pharmacology

    3 +ut the last sentence in the bac5groundThe development bla bla

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    II3;3 Approprate E

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    3

    III3 RESEARCH METHODS ON TM

    [Note= 9$t're " A""e< I to 4e p)a$e! &ere a"! starte! 2t& so5e para333 as

    "tro33]

    III3+3 St'!* of 'sa%e patter"

    Study o" usage pattern is basically to identi"y the usage o" TM #ithin indigenous

    health system This study is very important to collect data (in"ormation) that can be

    used as base3line data "or "urther research to validate its sa"ety and e""icacy The

    study o" usage pattern may use ethnomedicine study$ epidemiological study$ and

    health services study (health system study)

    III3+3+3 Et&"o5e!$"e st'!*

    Ethnomedicine is the study o" ho# di""erent cultures vie# disease and ho# they treat

    or prevent it$ including the medical belie"s and practices o" indigenous cultures

    Ethnomedicine study is very importance to collect base3line data regarding

    indigenous practice o" TM Ethnomedicine can apply either "or herbal medicine

    practice or "or procedure3based practice 2y conducting ethnomedicine study$ "or

    herbal medicines$ it can be identi"ied the species medicinal plants that can be used

    "or traditional medicine practice$ as #ell as$ part o" plants used$ ho# to prepare$

    dosage (posology)$ indications$ etc *or procedure3based practice$ it can be

    identi"ied ho# traditional healers treat the patients #ith procedure3based techniue$

    "or e'ample$ massage$ energy trans"er$ spiritual$ manipulation$ etc The research

    methods "or ethnomedicine study basically use ualitative approach$ #hich utilize

    indepth intervie#$ "ocus group discussion$ participatory observation$ as #ell as$

    arte"act inuiry$ as data collection methods It sholud be accentuated that #ithin theethnomedicine study the researchers are the learners and the in"ormans

    (respondents) are the e'perts .ere ualitative approach o" inuiry should be

    considered seriously

    III3+3-3 Ep!e5o)o%$a) st'!*

    Epidemiology is the study o" the "actors determining and in"luencing the "reuency

    and distribution o" disease$ in&ury$ and other health3related events and their causes

    in a de"ined human population Epidemiological approach can be used "or TM in

    1

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    order to obtain in"ormation regarding the usage pattern o" TM in a de"ined population

    (community) *rom this study$ #e can identi"y the prevalence o" TM usage in the

    community and "actors that in"luence the usage o" TM in the community The study

    covers both descriptive and analytic studies$ depending on the ob&ectives o" the

    study This data (in"ormation) is very important to provide the magnitude o" issue (theusage o" TM)$ pattern o" usage$ as #ell as$ "actors that in"luence the usage o" TM

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    III3+3.3 Hea)t& serv$es st'!* (&ea)t& s*ste5 st'!*1

    .ealth services study$ or health system study$ is the study upon health care system$

    especially #ith regard o" e""iciency and e""ectiveness o" the health care system$ asintegral part o" socio3economic development "or population health as a #hole .ealth

    system study is very important to get macro perspective o" the health care system

    and identi"y its role "or improving health status o" the community In these terms$ it

    includes health policy research .ealth system research usually "ocuses on health

    problem o" priority$ action oriented$ multi3discipline$ client oriented$ timely conducted$

    simple$ and the results are delivered to clients (policy ma5ers) .ealth system

    research on TM$ "or instance$ are cost3e""ectiveness analysis study$ study on

    management and policy o" TM$ study on regulation o" TM$ etc$ #hich are o"

    importance "or policy ma5ers "or the improvement o" program development

    III3-3 St'!* of Eff$a$* a"! Safet*

    Study o" e""icacy and sa"ety is very important to guarantee the rational use o" TM in

    accordance #ith evidence3based medicine principle Study o" e""icacy and sa"ety

    begins #ith pre3clinical study (in3vitro and animal study) and continue #ith human

    study (clinical study) Animal study is important to obtain data regarding the potency

    o" clinical importance (e""icacy)$ pharmaco5inetics and pharmacodynamic pro"ile$ as

    #ell as$ sa"ety (acute to'icity$ sub3acute to'icity) .uman study (phase 1$ phase 4$

    and phase clinical trials) is important to provide data on e""icacy "or certainindication .o#ever$ as herbal medicines constitues o" multiconstituents o" chemical

    compounds$ pharmaco5inetics study can be ommited or #aived

    III3-3+3 Lterat're reve2

    In assessing the sa"ety andor e""icacy o" TM$ #hether herbal medicines or

    procedure3based therapies$ the "irst step is to conduct an evaluation o" literature

    reports The literature search should include re"erence boo5s$ revie# articles$

    systematic surveillance o" primary sources$ database searches$ and systematicrevie# It should be 5ept in mind$ ho#ever$ that re"erence boo5s and revie# articles

    might contain inaccurate in"ormation Nevertheless$ these sources #ill cite primary

    re"erences that can be consulted "or in3depth analysis The search pro"ile used

    should be recorded$ as should be details o" any re"erences cited$ #hether or not they

    are available *or herbal medicines$ the literature search should then be e'tended to

    gather in"ormation on closely related plant species "or chemota'onomic correlation

    [Note= "$)'!e 5eta>a"a)*ss as o"e 5et&o!o)o%* to stre"%t&e" t&e ev!e"$e

    "serte! after .3.3-363 e% post 5ar0et"% s'rva))a"$e]

    III3-3-3 ?'a)t* re@'re5e"ts of p)a"t 5atera)s a"! preparato"

    1:

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    !esearch on traditional herbal medicine must speci"y the uality reuirement o" plantmaterials or the prepapartion to be investigated There"ore$ the study results o" oneresearcher can be veri"ied by another researchers

    DNote Statement on uality o" plant materials should be "ully pharmaceutically

    standardized$ stablility test and other reuirements as e'planation para e'plainingthe pictureF

    The uality reuirements o" herbal medicine as testing materials "or clinical researchare basically as "ollo#s (+icture 4)

    19

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    9$t're +@uality reuirements o" herbal medicine as testing materials "or clinical research

    DNote crude herbs "ollo# hebal pharmacopeia$ modern preparation (tab$ capsule)reuire standard o" modern preparationF

    III3.3 St'!* of eff$a$* a"! safet* of "e2 &er4s / for5')a

    III3.3+3 9re>$)"$a) st'!*

    +re3clinical study on TM is very important to provide in"ormation on sa"ety (to'icity)

    and pharmacological pro"iles

    1) To'icity study is to evaluate the sa"ety o" TM on animals

    - Acute to'icity$ to evaluate detrimental e""ects o" TM #ithin 47 hours in animal

    study

    - Sub3chronic to'icity$ to evaluate detrimental e""ects o" TM a"ter the

    administration o" TM #ithin 13 months period in animal study

    - 6hronic to'icity "or long term use herbs ("or e'ample 8M) L 9 months

    -Special to'icity$ to evaluate mutagenic$ carcinogenic and teratogecic e""ect inanimal study *or special to'icity$ it depends on the people to be the target o"

    indication

    4) +harmacological study$ to evaluate pharmaco5inetics and pharmacodynamics

    pro"ile o" TM in animal study +harmaco5inetics is to evaluate the adsorbtion$

    distribution$ metabolism$ and e'cretion o" TM (herbal medicines)

    +harmacodinamics is to evaluate the e""ect o" TM on human body (clinical

    importance) .o#ever$ "or compound herbal medicine$ it is di""icult to evaluate

    pharmaco5inetic pro"ile as there are hundreds o" chemical substances in

    compound herbal medicines There"ore$ "or herbal medicine the study o"pharmaco5inetics can be ommited or #aived *or ne# compound herbal

    1>

    @ualityAssurance o"

    herbalmedicine

    preparations"or clinicalresearch

    alidation o"herbal medicine

    prepartions

    6ontaminationo" other

    /rganoleptic

    Macroscopic andmicroscopic test

    6hemical

    Ash content

    E'tract content

    6hromatographic pro"ile(,6MS *inger printing)

    Identi"ying components

    +esticide

    Microbe counts

    .eavy metalcontaminants (As$ +b$

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    medicines$ it is proposed that the evaluation o" pharmacodynamic e""ects on

    animal is very importance to identi"y the bene"it o" the compound "or clinical

    indications

    III3.3-3 C)"$a) st'!*

    6linical study is important to provide data regarding e""icacy and sa"ety o" TM on

    human beings (on clinical use)

    III3.3-3+3 9&ase + C)"$a) Tra)

    -ith regards to TM that has been established in traditional health care system "romone generation to the ne't$ the phase 1 clinical trial can be #aived It means that theclinical trial can go directly to phase clinical trial (see reverse pharmacology "orindigenous herbal medicine research)

    +hase 1 clinical trial is a trial given to 4?3? volunteers (usually healthy persons)2asically phase 1 clinical trial is to obtain data o" (i) sa"ety pro"ile o" TM intervention$(ii) to evaluate the relation bet#een dosage and pharmacological e""ects (posology)*or herbal medicines$ the pharmaco5inetics study can be #aived$ as herbalmedicine is consisting hundreds o" chemical substances It #ould be di""icult todecide #hich substances should be traced "or pharmaco5inetic study There"ore$phase 1 clinial trial o" herbal medicines is to address the issue o" sa"ety andpharmacodynamic e""ects

    III3.3-3-3 9&ase -A C)"$a) Tra)

    +hase 4 clinical trials are aimed to evaluate the sa"ety and early e""icacy o" TM inhuman study +hase 4 clinical trial uses a bigger sample (1??3?? sub&ects) Thebest design is !andomized 6ontrolled Trial (!6T) double blinds 2y using thisdesign$ the study can control the bias (sampling bias and intervention bias) *or TM$ho#ever it sometimes di""icult to conduct double blinds !6T design There"ore$ "orTM it is enough to have the design o" !6T #ithout blinding (a randomized open labelclinical trial) 2ut$ "or modern preparation types o" herbal mdecinice li5e tablets orcapsules$ it is still possible to implement a randomized double blind clinical trial

    DNote 4 options$ 1st option another term "or herbal medicine

    early e""icacy trial$4nd still use the +hase 4a and 4b but rede"ine the terms$- Add another e'planation paragraph

    - 4nd optionrede"ining phase 4A "or herbal medicinesF

    III3.3-3.3 9&ase -B . C)"$a) Tra)s

    +hase clinical trial is aimed to evaluate the sa"ety and e""icacy o" TM in the realclinical setting In phase 4 clinical trial$ the trial is done in closely controlled setting$ interms that everything is under strict control /n the contrary$ phase clinical trialsare done in the real clinical setting$ to obtain the data o" sa"ety and e""icacy "or real

    health care services *or conducting phase clinical trials$ multicenter study isapplied The best design is !andomized 6ontrolled Trial (!6T) double blinds As

    1;

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    again$ it is di""icult to conduct double blinds !6T design$ there"ore$ "or traditionalherbal medicine$ it is enough to apply the design o" !6T #ithout blinding (an openlabel randomized trial) 2ut$ "or modern preparation types o" herbal mdecinice li5etablets or capsules$ it is still possible to implement a randomized double blind clinicaltrial

    DNote need to rede"ine phase 42 6linical Trial "or herbal medicineF

    III3.3-363 9ost 5ar0et"% s'rve))a"$e-ill be "illed later based on agreement

    D 8r 0anchit -here possible and applicable$ post mar5eting surveillance "or drugside e""ect should be applied by the *8A authorityF

    III3.3.3 C)"$a) O't$o5e Meas're5e"t

    The proponents o" TM argue that the philosophy o" TM is di""erent #ith that o"modern medicine (allopathic medicine) The philosophy o" TM is holistic medicine8iseases are seen as imbalance (dis3ease) o" the #hole individuals #ith theirenvironment 8isease is seen as multi"actorial and comple' interaction o" thepsycho$ body$ mind$ spirit$ and environments The modalities o" therapy (herbalmedicines and procedure3based therapies) are trying to normalize the individuals bypromoting the potency o" healing by the individuals themselves

    *or these reasons$ the clinical outcome variables "or clinical trials should ta5e intoconsideration not only ob&ective parameters but also ta5e into considerationsub&ective parameters The ob&ective parameters are basically the parameters thatare measured by medical devices and laboratory analysis to obtain clinicalparameters "rom e'pert vie# (health pro"essionals) *rom anthropologicalperspective$ this 5ind o" variables are named etic (without h) perspective$ meaning#hat the e'pert vie# regarding %the disease /b&ective parameters$ to mention$ areblood pressure$ body #eight$ body temperature$ radiologic e'amination$ bloodpathologic parameters$ chemical analysis$ and the li5e

    .o#ever$ "or holistic approach$ sub&ective parameters are also o" importanceoutcome The sub&ective parameters are basically the parameters that are e'plored"rom the perspective o" the patient by structured uestionnaire$ semi3structured

    uestionnaire$ or un3 structured uestionnaire 8isease score improvement$uestionnaire o" uality o" li"e (-./ @uality o"

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    DNote Therapeutic claim to be mentioned hereAdd more e'planation on etic and emic perspectives as a holistic measurementF

    III3.363 St'!* of eff$a$* a"! safet* of "!%e"o's &er4a) TM

    *or the study o" e""icacy and sa"ety o" indigenous herbal TM$ the method that can be

    used is e""icacy driven research method In some o" the literatures$ e""icacy driven

    research method is called reverse pharmacology 2asically$ the study starts #ith

    ethnomedicine study (study #ithin the conte't that the TM is used and practiced)$

    then to see the e""icacy and sa"ety #ithin the conte't o" community is done an

    observational study$ eg to see the e""icacy and sa"ety #ithin the conte't o"indigenous practice I" there is a potency o" e""icacy and sa"ety$ the study can go

    directly to phase 4 clinical trial or go directly to phase clinical trials It depend to

    #hat e'tent the evidence obtained "rom obervational study (clinical observation)

    4?

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    The "lo# o" e""icacy driven research in Indigenous herbal herbal medicine ascompared to conventional pharmaceutical development is as illustrated in +icture 1

    9$t're +The "lo# o" e""icacy driven research in Indigenous herbal herbal medicine as

    compared to conventional pharmaceutical development

    To conduct a reverse pharmacology study "or indigenous herbal medicine$ the"ollo#ing suggested approach can be considered "or practical implementation

    a Ethnomedicine study and anthropological study to obtain the conte't$philosophical understanding$ dan utilization pattern o" herbal medicines2asically$ ethonomedicine and anthropological study apply ualitativeapproach (constructivism approach) !esearchers are considered as learners$respondents (in"ormans) as e'perts There"ore$ researchers are to learn theconte't$ the meanings$ the e'perience o" themes being investigated "rom therespondents

    b /bservational study (clinical observation) "or traditional practitioners to obtainsa"ety data and early e""icacy data The design o" observational study can bee""ectiveness study (#ith more "le'ible design)$ or clinical observation (#ith

    standardization o" herbal medicine preparation as testing materials)

    41

    6onventional pharmaceuticaldevelopment

    E""icacy driven research "orindigenous herbal medicine

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    c 6linical trial study to obtain the e""icacy and sa"ety data in more rigorousmethod 8epending on the strength o" evidence in observational study$ thetrials can go to phase 4 or phase clinical trials The consideration o" designis depending on the prior evidence obtained$ the practicality o" trials$ as #ellas the types o" herbal medicine preparation as material testing (crude herbs

    poeder$ tablets$ capsules$ etc) *or practicality$ a pragmatic clinical trial canbe used as an optional design *or crude herbs (simplicia) a randomized$open label$ clinical trial can be used In "acts$ "or modern preparation (tablets$capsules)$ a randomized$ double blind$ controlled trial can be conducted.ere$ there is a "le'ibility o" selecting the design depending on the level o"evidence to achieve

    44

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    I3 USING THE GUIDELINES

    This research guideline on TM "or ASEAN countries is a %common guideline As a

    common guideline$ this document is proposed to be used "or synchronizing the

    research methodology amongst ASEAN member states$ in terms o" basic principles

    .o#ever$ as the common guideline document$ this document is only covering the

    important essential principles under agreement amongst ASEAN member states

    There"ore$ to use this common guideline$ the ASEAN member states can or should

    "urther elaborate the guideline$ depending on local needs and conte't$ in line #ith

    member statesH traditional medicine and culture In "acts$ "or researchers o" herbal

    medicines must elaborate the credible re"erence or te'tboo5 regarding the method

    being used *or e'ample$ "or ethnomedine method$ the investigator should elaborate

    the detail method in ethnomedicine methodology resource materials *or

    epidemilogocal study$ the investigator should e'plore the detail method inepidemiology te'tboo5 *or randomized clinical trial$ the investigator should re"er to

    randomized clinical trial te'tboo5$ and so on

    Note= I"p't fro5 I4' I"!a& re%ar!"% a"ot&er ta4)e

    4

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    A""e< +

    Steps of Resear$& o" TM

    [Note= I"$)'!e a"ot&er se$to" o" "for5ato" s&ar"% 4et2ee" AMS]

    47

    St'!* of

    Use

    9atter"

    Ethnomedicine study

    Epidemiology study .ealth services

    research study (healthsystem study)

    St'!* of

    safet* a"!

    eff$a$*

    +re3clinical study

    +hase 1 clinical trial

    +hase 4 clinical trial +hase clinical trial

    +ost3mar5eting

    survaillance

    Integration into national health

    care system

    Evidence o" sa"ety and

    /bservational study "or

    sa"ety and e""icacy

    +hase 4 clinical trial

    +hase clinical trial

    +ost3mar5eting

    survaillance

    Indigenous *ormulas

    Ne# .erbs *ormulas

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    BIBLIOGRA9H

    1 8esigning and 6onducting .ealth System !esearch -orld .ealth /rganization,eneva$ 4??

    4 .o""mann$ 8 Medical .erbalism$ The Science and +ractice o" .erbal Medicine .ealingArt +ress$ !ochester3ermont$ India$ 4??

    $ 4??1

    = -./ ,uidelines on ,ood Agricultural and 6ollection +ractices (,A6+) "or Medicinal+lants -orld .ealth /rganization ,eneva$ 4??

    1? -./ Traditional Medicine Strategy 4??434??: -orld .ealth /rganization ,eneva$4??4

    11 -./3T8! /perational guidance In"ormation needed to support clinical trials o" herbal

    medicines14 -isnes5i