Inaugural ACAMS FinTech Regulatory Summitfiles.acams.org/pdfs/2020/ACAMS-FinTech-Regulatory... ·...
Transcript of Inaugural ACAMS FinTech Regulatory Summitfiles.acams.org/pdfs/2020/ACAMS-FinTech-Regulatory... ·...
DIAMOND SPONSOR
acamsconferences.org/sanfrancisco
Inaugural ACAMS FinTechRegulatory Summit
March 4, 2020 | San Francisco, California
EARN 6 ACAMSCREDITS AT THECONFERENCE
FinTech RegulatorySummit
C O N F E R E N C E H I G H L I G H T S
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BENEFITS
OF ATTENDING
WHAT TO EXPECT
20+
EXPERT
SPEAKERS
6
TRAINING
HOURS
3+
NETWORKING
HOURS
• THE EXPERTS. As the industry leader in the
compliance/AFC space, we assemble a faculty of
noteworthy speakers who are there to inform you.
• NETWORKING. Meet and mingle with industry
peers and like-minded company looking to make
connections.
• IT HELPS YOU. This conference brings you up to
date on the transformative trends affecting your
profession – and in the process, positions you to
thrive in a time of great uncertainties.
• TAKEAWAYS. "Key Takeaways" end each
presentation and provide practical advice on how
to incorporate the acquired knowledge into
oversight systems that serve and protect
institutional interests going forward.
CONTINUING EDUCATION CREDITS
ACAMS members can receive 6 ACAMS credits for attending this event.
The meteoric rise of FinTech is rapidly disrupting
how financial services are developed, managed and
delivered. But along with competitive advantages
such as convenience and efficiency, FinTech firms
face legal and ethical responsibilities to build
effective compliance programs in areas such as
anti-money laundering, counter-terrorist financing
and privacy protection. On March 4, 2020, ACAMS
hosts its inaugural FinTech Regulatory Summit in
America’s innovation capital, San Francisco. Our
conference focuses specifically on unique
compliance challenges of FinTech organizations,
while offering practical guidance on building
oversight systems that can withstand regulatory
scrutiny.
INAUGURAL ACAMS FINTECH
REGULATORY SUMMIT
TOP SESSIONS
PROFESSIONALS RESPONSIBLE FOR:
• Reporting and SAR/STR Filing
• AML Risk Management
• Customer Due Diligence
• Transaction Monitoring and System Tuning
• AML Audits
• AML Training
• Sanctions Management
• New Product Compliance
• Managing Third-Party Payment
• Processors
• Regulatory Oversight
• Corporate and Investment Bankers
• Retail banking
SECTORS/INDUSTRIES:
• Accounting Firms
• Alternative Finance (online)
• Automation
• Banks
• Consulting Firms
• Credit Unions
• Financial Services Providers
• Insurance Companies
• IT for Tech
• Markets and Exchanges
• Money Services Businesses
• Payment Processors
• Regulatory Agencies
• Securities/Investment
• Software/Technology Providers
• Wealth Managers
• Virtual Currency
Reach your target market and enhance your brand impact. For information on advertising and sponsorship
opportunities, contact [email protected].
ONLINE FINANCIAL CRIME
Special presentation dedicated
to online financial crime
and what it means for FinTech
REGULATORY UPDATES
Master the latest regulatory
guidance while getting comfortable
with your compliance regime's
algorithms
IDENTITY FRAUD
Understanding the uses and limits
of biometrics including but beyond
facial recognition to combating
synthetic identify fraud
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C O N F E R E N C E H I G H L I G H T S
@acamsglobal @acams_aml acams acams@acams_aml
BECOME A SPONSOR OR EXHIBITOR AT AN ACAMS EVENT
WHO ATTENDS
8:00 AM – 5:30 PM
8:00 AM – 6:30 PM
8:00 AM – 9:00 AM
9:00 AM – 9:05 AM
9:05 AM – 9:45 AM
9:45 AM – 10:45 AM
10:45 AM – 11:20 AM
11:20 AM – 12:20 PM
12:20 PM – 1:30 PM
1:30 PM – 1:55 PM
1:55 PM – 2:55 PM
2:25 PM – 2:55 PM
2:55 PM – 3:55 PM
3:25 PM – 3:55 PM
3:55 PM – 4:15 PM
4:15 PM – 5:15 PM
5:15 PM – 5:30 PM
5:30 PM – 6:30 PM
Registration Desk Open
Exhibit Area Open
Networking Continental Breakfast in Exhibit Area
Welcome Remarks
Special Presentation: The Future of Financial Crime and What it Means for FinTech
FinTech Special Ops: Global Bank Strategies to Combat Next-Wave Payment Systems and Financial
Crime Risks
Networking Break in Exhibit Area
Up the Sandbox: Innovation Under the Regulatory Eye
Networking Lunch
FBI Special Presentation: Today’s Leading Cyber Threats
Heads in the Cloud: An Open Discussion on Trends in Disruption
AML Innovation Session Presented by Guardian Analytics
Fraud, Declawed: FinTech Strategies to Thwart Schemes, Scams and Scoundrels
Unlocking the Power of Innovation: New Technologies and Collaboration to Manage Risk
Presented by Refinitiv
Networking Break in Exhibit Area
The Revolution Will Be Digitized: Utilizing Digital Identity to Support FinTech Quality Assurance and
Risk Mitigation
Closing Remarks
Networking Reception
WEDNESDAY, MARCH 4
A G E N D A AT- A - G L A N C E
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9:45 AM – 10:45 AM
FinTech Special Ops: Global Bank Strategies to Combat
Next-Wave Payment Systems and Financial Crime Risks
• Ensuring that compliance is at the table for FinTech creation,
launch and partnerships
• Utilizing technology tools to reconcile enterprise-wide data
• Testing the benefits and limits of AI and machine learning in an
instant payments world
1:55 PM – 2:55 PM
Heads in the Cloud: An Open Discussion on Trends in
Disruption
• Reconciling instant payments compliance risks with FinTech
solutions
• Achieving financial inclusion with AI-enhanced transparency and
due diligence
• Unveiling the next generation of payment methods and
compliance technology such as the growing role of cloud
computing
4:15 PM – 5:15 PM
The Revolution Will Be Digitized: Utilizing Digital Identity to
Support FinTech Quality Assurance and Risk Mitigation
• Adapting the latest FATF guidance to achieve a solid onboarding
and verification process
• Customizing portable identity for your FinTech products
• Mastering tools for ongoing due diligence
11:20 AM – 12:20 PM
Up the Sandbox: Innovation Under the Regulatory Eye
• Mastering the latest regulatory guidance on innovation in
FinTech
• Adopting RegTech tools while staying in synch with your
regulators
• Shining light into the black box – making regulators comfortable
with your compliance regimes’ algorithms
2:55 PM – 3:55 PM
Fraud, Declawed: FinTech Strategies to Thwart Schemes,
Scams and Scoundrels
• Combating synthetic identify fraud with data matches, IP
location and TOR detection
• Using social media for verification and scam intelligence
• Understanding the uses and limits of biometrics including but
beyond facial recognition
• InSynch: Bringing AML, Fraud and IT into harmony
MARCH 4, 2020
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C O N F E R E N C E P R O G R A M
@acamsglobal @acams_aml acams acams@acams_aml
Gregg Fields, CAMSSenior Copywriter
ACAMS
Kieran Beer, CAMSChief Analyst and Director
of Editorial ContentACAMS
CONFERENCE SPEAKER
Amelia ChildressCapital and International
Compliance LeadSquare
Lisa Lechner, CAMSChief Compliance Officer
Mercari Inc.
Sam RosenfeldChairman and FounderVerdigris Holdings, Inc.
Victoria Edison, CAMSCompliance Director
Ant Financial
Eric I. GoldbergFintech and Consumer
Finance PartnerAkerman LLP
Vishal GossainVice President,
AML/ATF Analytics,Global Risk Management
Scotiabank
C O N F E R E N C E S P E A K E R S
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Robin Garrison, CAMS-AUDITPayment Systems Compliance
OfficerMainStreet Bank
Jas RandhawaCompliance Officer
Stripe, Inc.
Jim RichardsFounder and Principal
RegTech Consulting LLC
Daniel Sankey, CAMSGlobal Financial Crimes Officer
Coinbase
Keynote Speaker
Nathana O’Brien SharmaFaculty
Blockchain, Policy, Law & EthicsSingularity University
Alex Christian, CAMSDirector, Compliance
Metal Pay
Katie Elliott, CAMS Vice President,
Risk Managementand Compliance
Stanford Federal Credit Union
Jeff SidellChief Technology Officer
RDC
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S P O N S O R S A N D E X H I B I T O R S
@acamsglobal @acams_aml acams acams@acams_aml
EXHIBITOR
Accuity offers a suite of innovative solutions for payments and compliance professionals. Our
mission is to protect the invaluable reputations of payments and compliance professionals with a
portfolio of regtech solutions—from comprehensive data and innovative software that control risk
and compliance, to accurate and flexible tools that optimize payment processes. We apply our
unmatched expertise and experience to devise and deliver the right solution at the right time. It’s
how we strengthen our clients’ businesses – whether they’re financial institutions, fintechs,
corporations or governments – and prepare them more effectively for what’s to come.
EXHIBITOR
AML RightSource provides compliance executives with highly-trained financial crimes professionals.
Our teams seamlessly join your organization to mitigate financial crimes risk, regulatory scrutiny, and
potential financial loss. You benefit from our sole focus on financial crime in multiple industries, and
receive our industry leading value and customer satisfaction.”
EXHIBITOR
Chainalysis is the blockchain analysis company. We provide compliance and investigation software
to the world's leading banks, businesses, and governments. Our experts in financial crime and
economic analysis empower our customers to derive insights they can act on. Backed by Accel,
Benchmark, and other leading names in venture capital, Chainalysis builds trust in blockchains. For
more information, visit www.chainalysis.com.
EXHIBITOR
CipherTrace develops cryptocurrency Anti-Money Laundering, bitcoin forensic and blockchain threat
intelligence solutions. CipherTrace was founded in 2015 by experienced Silicon Valley entrepreneurs
with deep expertise in cybersecurity, eCrime, payments, banking, encryption, and virtual currencies.
DHS S&T and DARPA initially funded CipherTrace, and it is backed by leading venture capital
investors.
EXHIBITOR | AML INNOVATION SESSION SPONSOR
Guardian Analytics is the pioneer and leading provider of behavioral analytics and machine learning
solutions for fraud detection and AML. Hundreds of financial institutions have standardized on
Guardian Analytics’ innovative solutions to mitigate fraud risk and rely on the company’s Evidence
Lake™ Platform to fight modern crimes. With Guardian Analytics, financial institutions and
commercial organizations build trust, increase competitiveness, improve their customer experience
and scale operations.
EXHIBITOR
NICE Actimize, the industry’s largest and broadest provider of financial crime, anti-money
laundering, enterprise fraud and compliance solutions is the leader in Autonomous Financial Crime
Management. NICE Actimize drives the Autonomous journey with ActOne for investigation and case
management, as well as X-Sight, a cloud-based Financial Crime Risk Management
Platform-as-a-Service.
S P O N S O R S A N D E X H I B I T O R S
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EXHIBITOR I DIAMOND SPONSOR
RDC is a recognized leader in the delivery of decision-ready risk intelligence to global financial
institutions. A powerful combination of technology, open-source data and human intervention powers
RDC's risk intelligence which is trusted by customers as an essential element of their anti-money
laundering (AML), customer due diligence (CDD), vendor screening, anti-corruption and risk
management programs.
EXHIBITOR | AML INNOVATION SESSION SPONSOR
Refinitiv is one of the world’s largest providers of financial markets data and infrastructure, and
serves more than 40,000 institutions in over 190 countries. We deliver trusted risk management
solutions that encompass regulatory change, anti-bribery and corruption, third party and supply
chain risk, anti-money laundering, financial crime, KYC, and enterprise GRC management. To help
mitigate risk, Refinitiv provides end-to-end third-party risk management solutions to take your
internal processes from initial screening and due diligence through on-boarding and monitoring. At
our core is a unique open ecosystem of expert partners and curated products that uncovers
opportunity and drives change. To learn more, visit refinitiv.com.
EXHIBITOR
riskCanvas Financial Crimes Software Suites delivers one of the most technologically advanced
cutting-edge Big Data, automation and machine learning technologies designed to meet the
comprehensive needs of today’s financial crime environment. The platform addresses our client's
toughest Anti-Money Laundering (AML), Fraud, and Trade Surveillance regulatory needs. riskCanvas
encompasses a true end-to-end service offering with the purpose of providing robust solutions,
through our advisory services, our next-generation technology platform, and our deep bench of
Subject Matter Experts.
EXHIBITOR
Socure is the leader in Day Zero digital identity verification technology. Its predictive analytics
platform applies artificial intelligence and machine-learning techniques with trusted online/offline
data intelligence from email, phone, address, IP, social media and the broader internet to verify
identities in real-time. Socure powers financial inclusion, increasing acceptance as much as 40
percent for millennials and other thin-file consumers. It also reduces fraud for online new account
opening by up to 90 percent, lowers manually reviewed knowledge-based authentication (KBA) rates
by as much as 80 percent, and automates Customer Identification Program (CIP), Know Your
Customer (KYC) and anti-money laundering (AML) compliance initiatives. Socure was founded in
2012 and is based in New York City.
EXHIBITOR
Highly regulated firms rely on Thomson Reuters to identify the hidden risk of doing business with a
customer or third party and protect against regulatory & reputational risk. We provide Know Your
Customer (KYC) and Third Party customer identification solutions for any market or organization -- as
well as capabilities for client on-boarding, screening software, enhanced due diligence and
transaction monitoring – leveraging leading products such as World-Check and CLEAR.
FinTech RegulatorySummit
A C A M S C O N F E R E N C E S . O R G / S A N F R A N C I S C O
MAIN CONFERENCE
PRICING AND OFFERS
M E M B E R N O N - M E M B E R
Standard Price
$895 $995
Special rates availablefor Government officialsand groups of 3 or more.
Special rates may be availablefor Enterprise Members.
Please [email protected]
to register.
CONFERENCE VENUE
BespokeWestfield San Francisco Centre
845 Market St, Suite 450San Francisco, CA 94103 Hilton San Francisco Union Square
333 Ofarrell StreetSan Francisco, CA 94102
1.415.771.1400
Intercontinental San Francisco888 Howard Street
San Francisco, CA 941031.415.616.6500
The Clift Royal Sonesta495 Geary Street
San Francisco, CA 941021.415.775.4700
The Westin St. Francis San Francisco1.415.397.7000
335 Powell StreetSan Francisco, CA 94102
VICEROY HOTELS AND RESORTS:
Hotel Emblem San Francisco562 Sutter Street
San Francisco, CA 94102+1 415 433 4434
Hotel Zelos San Francisco12 Fourth Street
San Francisco, CA 94103+1 415 348 1111
Hotel Zeppelin San Francisco545 Post Street
San Francisco, CA 94102+1 415 563 0303
HOTEL ACCOMODATIONS
We recommend that you book your room at the following hotels, which can be found near the conference venue.