ILISA B.G. BERNSTEIN, PHARM.D., J.D. U.S. Food and Drug Administration
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Transcript of ILISA B.G. BERNSTEIN, PHARM.D., J.D. U.S. Food and Drug Administration
Getting Ready for theDrug Supply Chain Security Act (Title II of the Drug Quality and Security Act)
ILISA B.G. BERNSTEIN, PHARM.D., J.D.U.S. Food and Drug AdministrationCenter for Drug Evaluation and ResearchOffice of CompliancePresented at: Association of Food and Drug Officials Education ConferenceJune 13, 2014
Become familiar with the lawUnderstand stakeholder responsibilitiesBecome familiar with statutory dates of the lawCheck our FDA website - The DSCSA web page http://www.fda.gov/Drugs/DrugSafety/DrugIntegrityandSupplyChainSecurity/DrugSupplyChainSecurityAct/default.htm OverviewImplementation PlanLinks to FDA webinar(s)FDA DSCSA Public Workshop (May 8-9, 2014) UpdatesGet engaged in discussions
Getting Ready for the DSCSA*
Product tracingProduct verification Quarantine and investigation (steps for detection and response)NotificationRecordkeeping Product identificationWholesaler standards for licensureThird-party logistics provider standards for licensureEnhanced system 10 yearsPenaltiesNational uniform policyOverview of the DSCSA (enacted 11/27/2013)*
Stakeholders InvolvedDispenserManufacturerRepackagerThird-party logistics providerWholesale distributorFDAState officialsInternational regulatory counterpartsOthers*
DefinitionsDispenserDistributeIllegitimate productManufacturerPackageProductProduct identifierQuarantineRepackagerReturn
Standardized numerical identifierSuspect productTrading partnerTransactionTransaction historyTransaction informationTransaction statementWholesale DistributorAmong others...
Definitions: ScopeProductWhats covered: Prescription drug in finished dosage form for administration to a patient without further manufacturing (such as capsules, tablets, lyophilized products before reconstitution)Whats not covered:Blood or blood components intended for transfusionRadioactive drugs or biologicsImaging drugsCertain IV productsMedical gasHomeopathic drugsLawfully compounded drugsTransactionTransfer of product where a change of ownership occursExemptIntercompany distributionsDistribution among hospitals under common controlPublic health emergenciesDispensed pursuant to a prescriptionProduct sample distributionBlood and blood components for transfusionMinimal quantities by a licensed pharmacy to a licensed practitionerCharitable organizations Distributions pursuant to a merger or sale Certain combination productsCertain medical kitsCertain IV productsMedical gas distributionApproved animal drugs
Product TracingBeginning 1/1/2015, manufacturers, wholesaler drug distributors, repackagers, and many dispensers (primarily pharmacies beginning 7/1/2015) in the drug supply chain will provide information about a drug and who handled it each time it is sold in the U.S. market.This transaction documentation consists of:Transaction information (TI) which include lot number of product (except for certain wholesale drug distributor transactions)Transaction history (TH)Transaction statement (TS)FDA is required to establish standards for the exchange of transaction documentation no later than 11/27/2014.*
Definitions: Transaction Information, History, and StatementTransaction Information (TI): Proprietary or established name or names of the product; Strength and dosage form of the product; National Drug Code number of the product; Container size; Number of containers; Lot number of the product; Date of the transaction; Date of the shipment, if more than 24 hours after the date of the transaction; andBusiness name and address of the person from whom and to whom ownership is being transferred.Transaction History (TH): A statement in paper or electronic form, including the transaction information for each prior transaction going back to the manufacturer of the product.
Transaction Statement (TS): A statement, in paper or electronic form, that the entity transferring ownership in a transactionIs authorized as required under DSCSA; Received the product from a person that is authorized as required under DSCSA; Received transaction information and a transaction statement from the prior owner of the product, as required under the law; Did not knowingly ship a suspect or illegitimate product; Had systems and processes in place to comply with verification requirements under the law; Did not knowingly provide false transaction information; and Did not knowingly alter the transaction history.
Authorized Trading PartnersManufacturers and Repackagers: valid registration with FDA Wholesale distributors: valid State or Federal license and compliance with reporting requirements; considered authorized before federal licensing regulations effective if possesses valid license under State lawThird-party logistic provider: valid State or Federal license and compliance with reporting requirements; considered authorized before federal licensing regulations effective, unless FDA makes certain findings and gives noticeDispensers: valid State license
Beginning 1/1/2015 - trading partners must be authorized*
Product VerificationNo later than 1/1/2015, manufacturers, wholesaler drug distributors, repackagers, and many dispensers (primarily pharmacies) shall establish systems and processes to be able to comply with the verification requirements.
DefinitionsSuspect Product - reason to believe that the product is potentially:Counterfeit, diverted, stolen Subject of fraudulent transactionIntentionally adulterated or appears otherwise unfit for distribution such that would result in serious adverse health consequences or death to humansIllegitimate Product - credible evidence that the product actually is any of the above
Product Identification (Serialization)Beginning 4 years (11/27/2017), manufacturers, followed by repackagers (11/27/2018) shall place a unique product identifier on certain prescription drug packages2D bar codeProduct identifierNational Drug CodeSerial numberLot numberExpiration dateAfter 6 years (11/27/2019), wholesalers, followed by dispensers (11/27/2020), will only trade products with product identifiers.Verification requirements change once product is serialized. (Starting in 2017 for Manuf., 2018 for Repack., 2019 for Wholesale Dist. and 2020 for Dispensers)
Wholesaler Licensing and StandardsNo later than 11/27/2015, FDA is required to develop new federal standards for licensing of wholesale drug distributors and a federal system for wholesale drug distributor licensing for use when a state system does not meet federal standards. Beginning 1/1/2015, wholesale drug distributors shall report their licensing status and contact information to FDA. This information will then be made available in a public database.Coordination with appropriate state officials*
Third-Party Logistics Provider (3PL) Licensing and StandardsNo later than 11/27/2015, FDA is required to develop new federal standards for licensing of 3PLs and a federal system for 3PL licensing for use when a state system does not meet federal standards.The licensing regulations go into effect 1 year after regulations are finalized. At that time, 3PLs are required by federal law to obtain a state or federal license.Beginning 11/27/2014, 3PLs shall report their licensing status and contact information to FDA.*
Enhanced System 10 yearsEstablishes package level requirements for the interoperable, electronic tracing of products that shall go into effect 10 years after enactment of this Act, including those relating to:Electronic exchange of transaction information for each sale of certain prescription drugsVerification of product identifiers at the package levelPrompt response to suspect and illegitimate products when foundImproved efficiency of recalls*
DSCSA Implementation PlanThe law requires FDA to develop standards, guidances, regulations, pilot programs, and licensing programs and hold public meetings and other efforts to support efficient and effective implementation of the law.
FDA Offices involved in the implementationCenter for Drug Evaluation and Research (CDER) - LEADCenter for Biologics Evaluation and Research (CBER)Office of Regulatory Affairs (ORA)Office of the Commissioner (OC)Office of Chief CounselOffice of Policy/Office of PlanningOffice of External Affairs
Drug Supply Chain Security Act
Standards for the interoperable exchange of tracing information for finished, human, prescription drugs
Next StepsContinue development of standards for interoperable exchange of tracing informationReview and consider comments submitted to the public workshop docketContinue implementation of other DSCSA provisions*
Comments or questions to:email@example.com*