CONG TY C6 PHAN QUAN LY QUY IB

IB FUND MANAGEMENT JOINT STOCK COMPANYDja chi: Ting 9, so 52 Ph6 Le D<ii HAnh, Phutaig L€ D?i HAnh, Qu£n Hai BA Trung, TP. HA N$ii:IBFM

BAO CAO TAI CHINHQUY I NAM 2017

HA Npi, Thang 04 nam 2017

Mau s6 B01-CTQCONG TY C6 PHAN QUAN LY QUY IBTing 09, S6 52 Ph6 L€ Dÿi Hinh, P.L6 D?i Hinh, Q.Hai Bi Tnrng, TP.H4 N$i (Ban hanh theo ITsS 125/2011/TT-BTC ngay

5/9/2011 cua B$ Tai chlnh)SDT: 04.39695888 Fax: 04.36321446 MST:0102665814

BANG CAN D6I KE TOANTAI NGAY31/03/2017

!

THUYfcTMINH

MAClli TIEU s6cu6l QUY S6 DAU NAMS6A. Tai san ngan han 100 44,142,756,531 43,983,844,885

1. Tien va tirong dtroTig tien 110 V.01 5,065,704,020 2,005,107,022

-Ti&n 111 5,065,704,020 2,005,107,022

- Tircmg duong tien 1122. Cac khoan dau tir tai chinh nglin han 120 V.02 37,651,532,300 32,674,188,300

- Bau tu ngin han 121 37,705,478,676 32,860,638,300

- Dyr phong giam gia dau tu ngin han (*) 129 53,946,376 186,450,000

3. Cac khoan phai thu ng3n han 130 1,176,033,193 9,022,616,528

- Phai thu khich hang 131 8,537,175,000

-Tra trirac cho ngucri bin 132

- Phai thu npi bp ngin hÿn 133

- Phai thu hoat dong nghi?p vu 134 V.03 1,175,683,193 485,091,528

- Cac khoan phai thu khac 135 V.04 350,000 350,000

- D\r phdng phii thu ngin hjtn kh6 d6i (*) 1394. Hang ton kho 140

5. Tai san ng&n han khac 150 249,487,018 281,933,035

- Chi phi tra trurftc ng&n han 151 249,487,018 281,933,035

- Time GTGT dugc klniu trir 152

- Thue va cac khoan khic ph&i thu nha nu6c 154

- Giao djch mua ban l?i trai phieu chinh phu 157

- Tai sin ngSn h?n khac 158

B. Tai san dai han 200 743,626,695 818,109,036

1. Cac khoan phai thu dai han 210 248,258,550 248,258,550

- Phai thu khach hang 211

-Von kinh doanh a dcm vj tryc thupc 212

- Phai thu dai hÿn npi bp 213 V.05

- Phii thu dai han khac 218 V.06 248,258,550 248,258,550

- Du phong phii thu dii hyn kho doi (*) 2192. Tai san co djnh 220 63,803,235 67,589,097

2.1. T&i sin co djnh hthi hmh 221 V.07 63,803,235 67,589,097

- Nguyen gia 222 75,717,273 75,717,273

- Gia trj hao mon luy ke (*) 223 11,914,038 8,128,1762.2. Tii sin co djnh cho thue tai chrnh 224

- Nguyen gia 225

- Gii trj hao m6n luy k£ (*) 2262.3. Tii sin co djnh vo hinh 227 V.08

- Nguyen gia 228

- Gii trj hao m6n luy ke (*) 2292.4. Chi phi xay dimg cq ban da dang 230

3. Cac khoan dau tu- tai cliinh dai han 250 V.09

- Dau tu vio cong ty con 251

- Dau tu vao cong ty lien doanh lien ket 252

- Dau tu dii h?n khic 258

THUYfcTMINII

MA S6 CU6l QUY S6 DAU NAMCHi TIEU s6- D\r phbng gi&m gi£ d£u tu dai hÿn (ÿ) 259

431,564,9104. Tai san dai ban khac 260 502,261,389

- Chi phi tra trucrc dai han 431,564,910 502,261,389261 V.10

- Tai san thue thu nhQp ho5n ljii 262

- Tai san dai hgn khac 268

T6NG TAI SAN 270 44,886,383,226 44,801,953,921

NGUON V6N B

A. Ny phai tra 300 130,619,002 211,987,872

I. Nyngfinhan 310 130,619,002 211,987,8721, Vay ngSn hgn 3112. Phai tra nguai ban 312 908,721 1,501,372

3. Nguai mua tra tien truoc 313

4. Thue va cac khoan ph&i npp nhi nuac 314 V.ll 67,473,391 52,592,2625. PhAi tra nguai lap dpng 315 97,787,500

6. Chi phi phai tra 316 V.12 62,236,890 60,106,738

7. Ph&itr&nQibp 3178. C6c khoan phai tri phai npp ngin han khac 319 V.139. Dy phong ngan han ph&i tra 32010. Quy khen thucmg, phuc lgi 323

11. Giao dich mua ban lgi trai phieu chinh phu 32712. Doanh thu chua thyc hign ng5n han 328

II. Ny dai han 3301. Phai tra dai h?n cho nguai ban 3312. Phÿi tra d£i hÿn npi bp 3323. Phai tra dai hgn khac 3334. Vay va no dai han 334

5. Thue thu nh?p hoSn lÿi phai tr£ 335

6. Du phong try cap mat viec lam 3367. Dy phong phAi tra dai han 3378. Doanh thu chua thyc hi?n dai han 3389. Quy phat trien khoa hyc \k cong nghg 339

lO.Quy dy ph6ng boi thuimg thi?t hfii cho nha dau359

tuB. Neuon von chu su hfru 400 V.18 44,755,764,224 44,589,966,04941. Von dau tu cua chu sdr hftu 411 57,250,000,000 57,250,000,0002. Thjlng du von co phan 4123. Von khac cua chu scr huu 413 70,000,000 70,000,0004. Co phieu quy (*) 4145. Chenh lgch d&nh gi* lyi tii san 415

6.' Chenh lgch ty gia hoi doai 4167. Quy dau tu phdt trien 4178. Quy dy ph6ng tai chinh

9. Quy khac thupc von chu so hftu 41910. Lgi nhuan sau thue chua phan phoi 420 12,564,235,776 12,730,033,951

TONG CONG NGUON V6N (440 = 300 + 400) 440 44,886,383,226 44,801,953,921

Chi tieu C

Cac chi tieu ngoai bang can doi ke toan C1. Tai san co djnh thue ngoai 0012. Vyt tu, chung chi co gia nhan gift hy 0023. Tai san nhan ky cuyc 003

THXJYETMINI!

MACHI TliU S6 CU6l QUY S6 DAU NAMS6

4, Ngr kho doi da xir ly 004

5. Ngo?i tg cac lo?i 005

6. Chung khoan luru ky cua cong ty qu£n ly guff 006 9,514,160,000 7,498,600,000

6.1. Chung khoan giao djch 007 9,514,160,000 7,498,600,000

6.2. Chimg khoan lam ngimg giao djch 008

6.3. Chung khoan cdm co 0096.4. Chung khoan tarn gift 0106.5. Chung khoan cha thanh loan Oil

6.6. Chung khoan phong Ida cha rut 0126. 7. Chung khoan cha giao djch 013

6.8. Chung khoan ky qu)> dam bao khoan vay 014

6.9. Chung khoan sua loi giao djch 0157. Chung khoan chua liru ky cua cong ty quan ly

020 19,712,840,000 19,712,840,000

8. Tien giri cua nha dau tu uy thac 030 V.14 962,673,086 6,911,220,349

- Tien giri cua nha dau tu uy thac trong nuac 031 962,673,086 6,911,220,349

- Tien gui cua nha dau tu uy thac nirac ngoai 0329. Danh muc d£u tu cua nha dau tu uy thac 040 377,252,784,853V.15 521,137,734,900

9.1. Nha dau tu uy thac trong nude 041 377,252,784,853 521,137,734,9009.1. Nha dau tu uy th£c nir<5c ngoai 042

10. Cdc khoan phAi thu cua nh£ dSu tu uy thac 050 V.16 22,042,270,834 52,526,541,94511. Cac khoan phai tra cua nh& dau tu uy thac 051 V.17 1,247,673,760 631,063,776

nam 2017HaNi

Phu trach ke toan(Ky, ghi h(> tin)

YcoiSSW DocNgiriri lap(Ky, ghi hQ tin)

co]igdiu)

* c&mA"y

thaia 1

Tran Thj Thuy Dung Do Thj Sam Le Duy Than

C6NG TY C6 PHAN QUAN LY QUY IBTang 09, S6 52 Ph6 U Dai Hdnh, P.LC Dai Hdnh, Q.Hai Bd Tnmg, TP.Hd N$iSDT: 04.39695888 Fax: 04.36321446 MST:0102665814

Mau (6 B02-CTQ(Ban hanh theo TTsi 125/2011/TT-BTC

ngay 5/9/2011 cita B$ Tdi chlnh)

BAO CAO KtiT QUA HOAT D0NG KINH DOANHQUYINAM 2017

Luv ke tir dau ndm den cuoi quyQuÿThuyet

minh

MS ndyChi tieuso

Ndm trir6cNSm nay NSm nay Nim trirfrc

1. Doanh thu 1,030,193,054 417,914,167 1,030,193,054 417,914,16701 VI.1

2. Cdc khoan gidm trtr doanh thu 02

3. Doanh thu thuin ve hoat dpng

kinh doanh (10=01-02)1,030,193,054 417,914,167 1,030,193,05410 417,914,167

4. Chi phi hoyt dQng kinh doanli, gidv6n hang bdn

211,800,000 92,607,144 211,800,00011 VI.2 92,607,144

5. Lgri nhuan gOp cua hoyt dQngkinh doanh (20=10-11)_ 20 818,393,054 325,307,023 818,393,054 325,307,023

6. Doanh thu hoyt d$ng tai chlnh 5,470,048 222,978,85221 VI.3 5,470,048 222,978,852

7. Chi phi tdi chlnh 130,917,478 1,144,382,610 130,917,478 1,144,382,61022 VI.4

8. Chi phi qudn ly doanh nghiÿp 788,982,405 887,214,052VI.5 788,982,405 887,214,05225

9. L<ji nhuan thuan tir hoyt dyng

kinh doanh (30=20+(21-22)-25)165,798,17530 1,483,310,787 165,798,175 1,483,310,787

10. Thu nhdp khdc 31

11. Chi phi khdc 32 996,790 996,790

12. Lqi nhudn khdc (40 = 31 - 32) 40 996,790 996,790

13. T6ng lyi nhuan ke todn trirdc

thue (50 = 30 + 40)_ 165,798,175 1,484,307,57750 165,798,175 1,484,307,577

14. Thue TNDN hi$n hdnh 51 VI.6

15. Thu4 TNDN hoSn lyi 52

16. Lyi nhuan sau thue thu nh$p

doanh nghiyp (60=50-51-52)165,798,175 1,484,307,57760 165,798,175 1,484,307,577

17. Lfii trfin c6 phi6u (*) 70

7/d N(n,Ngiy tif dngCÿ ndm 2017CONB&Hg Grata Doc

,.*[ COLIQUAN LY QU9Jn.L

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Phy trach ke toan(Ky, ghi hg tin)

Ngirdi lap(Ky, ghi he tin) 7

TlTran Thj Thuy Dung Do Thj Sam L8 Duy Than

Miu *6 B03-CTQ(Ban hdnh theo TTs6125/2011/TT-BTC ngay

5/9/2011 cua BOTH chinh)

C6NG TY C6 PHAN QUAN QU? IBTing 09, s6 52 Phi Lt Dai Hanh, P.L« Dai Hanh, Q.Hai Bft Trung, TP.Ha N$iSDT: 04.39695888 Fax: 04.36321446 MST:0102665814

BAO CAO Ll/tJ CHUYfeN TIÿN T£Quy IMm 2017

Mi Thuyetso minh

Quy I Nim 2016Chi tieu Quy I Nim 2017

I. Luu chuyen tien tir boat d$ng kinh doanh 11. Lpi nhuan tru&c thue 01 165,798,175 1,484,307,577

2. Dieu chinh cho cac khoan

- Khau hao TSCD 02 3,785,862

- Cac khoan du phong 03 132,503,624 509,200,000

- Lai, lo clienh lech ty gia hoi dodi chua th\rc hi?n 04

- L3i, lo tu hoat dong diiu tu 05 1,874,591,652

- Chi phi lii vay 06

3. Lpi nhufin tit hopt dpng kinh doanh tru&c thay dot vSn luu dpng 08 37,080,413 118,915,925

- Ting, giam die khoan phai thu 09 3,001,742,959 18,149,280,255

- Ting, giam hing ton kho 10

- Ting, giam cic khodn phai tra (Khong k£ lai vay phai tri, thue thu nh$p

doanh nghigp phai nQp)_ 11 81,368,870 7,465,225

- Ting, giam chi phi tra trade. 12 103,142,496 260,802,016

- Tien ISi vay da tra 13- Thue thu nhjp doanh nghigp da n$p 14

- Tien khu khac tir hoat clong kinh doanh 15 210,758,550

- Tien chi khic cho hoat d$ng kinh doanh 16Luu chuyen tien thuan tie hop!dpng kinh doanh 20 3,060,596,998 17,551,338,53911. Lun chuyen tien tir hoat dqng dau tir

1. Ti6n chi de mua sim, xay dymg TSCD vi cac tdi sin dii han khac 212. Tien thu tu thanh ly, nhuong ban TSCD va cac tdi sin dai han khic 223. Tien chi mua cac edng cu ngr cua don vj khac 234. Tien thu tu thanh ly cac cong cu n? cua don vj khac 24

5. Ti6n chi dau tu gop v6n vio dom vj khac 25 17,322,037,5006. Tiin thu h6i diu tu gop von vio don vj khde 267. Tien thu co tuc vi lgi nhuan dupe chia 27Luu chuyen tien thuan tit hopt dong dau tu 30 17,322,037,500III. Lira chuyen tien tirhoat dong tai cliinh

1, Tien thu tu phat hanh co phi4u, trai phieu, nhjn von g6p cua chu so huu2. Tien chi tra von g6p cho cic chu so h£hi, mua lai co phieu cua cong ty daphdt hanh_._

31

32

3. Tien vay ngan han, dai han nhjn dupe 334. Tien chi tra no g6c vay 345. Tien chi tri ngr thu§ tai chinh 356. Co tuc, lgi nhuan da tra cho chu so hOu 36Luu chuyen tien thuan tit hopt dpng tai chinh 40Luu chuyen tien thuan trong ky (50 = 20+30+40) 50 3.060,596,998 229,301,039Tien vi tuong duomg tien dau ky 60 2,005,107,022 662,619,480Anh huong cua thay d6i ty gid hoi doai quy d6i ngoai ta 61

Tien vi tuong duorng tien cuoi ky (70 = 50+60+61) 5,065JQ4,020|70 V1I.35 891,920,519

dngOÿndm 2017I’hu trach ke toin

(Ky. ghi ho tin)

Ngtrdi lap(Ky. ghi ho tin)

Tran Thj Thiiy Dung D6 Thj Sint Le Duy Than

CONG TY C6 PHAN QUAN LY QUY IB

Tdng 9, S6 52 phS Le Dgi Hanh, Phircmg Le Dpi Hanh.Qugn Hai

Ba Trung. Ha n$i

M5U S6 B09-CTQ

(Ban hdnh Iheo TTso 125/2011/TT-BTC ngay5/9/2011 cua BQ Tai chlnh)

THUYET MINH BAO CAO TAI CHINHQuy Inam 2017

I DAC DlfeM HOAT DQNG C(JA CONG TY

1- Hinh thurc so' hiru von

Cong ty co phan quin ly quy IB 1i cong ty co phan dupe thinh lip tyi Hi Npi, Vipt Nam

Von dieu 1$ cua C6ng ty: 57,250,000,000 VND (Nim mirai biy ty hai trim nam muai tri$u dong).

Try sir chinh cua Cong ty tyi: Tang 9, so 52 pho Le Byi Hinh, Phuong Li Dai Hinh, Q.Hai Bi Tnmg, TP.Hinpi

2- Linh vprc hoat dyng

Cong ty Co phan quin ly quy IB li mpt cong ty co phan dupe thinh lip theo Giay phip thinh lip vi hoyt dpngkinh doanh so 29/UBCK-GP ngiy 03/03/2008 do Uy bin chung khoin Nhi nuac cap v<5ri ten ban dau li Cong tyco phan quin ly quy Dau Khl Toin Cau. Cong ty dupe cap giay phip dieu chinh so 34/GPDC-UBCK ngiy14/05/2012 dieu chinh giay phip thinh lip vi hoyt dpng ting von dieu Ip len 30,000,000,000 dong. Cong tydupe chinh thuc d6i ten thinh C6ng ty C6 phÿn quin ly quy dau tu IB v6i von dieu 1$ 57,250,000,000 dong thiri

giay phip so 22/GPDC-UBCK ngiy 03/09/2015 do Uy ban chung khoin Nhi Nude cip. Gi&y phep dieuchinh li so 32/GPDC-UBCK ngiy 09/12/2015 do Uy ban chung khoin Nhi Nude cap dupe doi tin thinh Congty c6 phan quin ly quy IB. Giay phep dieu chinh li so 10/GPDC-UBCK ngiy 27/06/2016 do Uy ban chungkhoin Nhi Nude c4p. Giay phip dieu chinh g4n nhat li s6 12/GPDC-UBCK ngiy 16/08/2016 do Oy ban chungkhoin Nhi Nude dip dieu chinh try sd chinh cua Cong ty ve: Tang 9, s6 52 pho Le Dpi Hinh, 'Phudng Le Dpi

Hinh, Q.Hai Bi Trung, TP.Hi npi. Cong ty dupe phip thyc hipn cic nghipp vy kinh doanh sau:

Quin ly quy dau tu chung khoin

Quin ly danh myc dau tu chung khoin

. - Tu van dau tu chung khoin

3- Tong so cong nhan vien tai ngiy 31/03/2017: 11 nhan vicn

n CHt DQ VA CHINH SACH TOAN AP DVNG TAI CONG TY

1 Nien dp ke toan

Nifin dp ke toin bit dau tir ngiy 01 thing 01 vi ket thuc vio ngiy 31 thing 12 hing nam.

Ky ke toin quy 1 nam 2017 dupe bit dau tir 01/01/2017 vi ket thuc vio 31/03/2017.

2 Don vj tien tp sir dpng trong ghi chep ke toan va nguyen tic. phuong phap chuyen doi cac dongtien khac:

Cic bio cio tii chinh cua Cong ty dupe trinh biy theo don vi dong Vipt Nam (VND).

m. Chuan muc va Che dp ke toan ap dung

1 Che dp ke toin ip dung

Cong ty ip dyng Ch4 dp Ke toin theo Thong tu so 125/2011/TT-BTC ngiy 05 thing 09 nim 2011 cua Bp Tiichinh. Theo thong tu niy hp thong bio cio tii chinh cua cong ty bao gom cic bio cio sau:

Bing Can d6i ke toin (dpng day du)

Bio cio ket qui hoat dpng kinh doanh (dpng day du)

theo

Mau s6 BOla-CTQ

Miu s6 B02a-CTQ

Mau so B09-CTQ

(Ban hanh Iheo TTsS125/2011/TT-BTC ngay5/9/2011 cua BQ Tai chinh)

CONG TY C6 PHAN QUAN LY QUY IB

Tdng 9, So 52 pho Le Dqi Hanh, Phvcmg Le Dei Hanh.Qugn Hai

Ba Tnmg, Ha n$i

Bio cio liru chuyen tien tp ( dpng day du)

Bing thuyet minh bio cao tai chinh

2 Tuvcn bo vipc tuan thu chuan mure ke toan va che dp ke toan do Bp Tai chinh ban hinh:

Cong ty da ip dpng cic Chuan mpe ke toan Vipt Nam vi cic vin bin hudng dan Chuan mpe do Nhi nude di banhanh. Ch£ dp ke toin cong ty dang ip dpng theo Thong tu 125/2011/TT-BTC ngiy 05/09/2011.

3 Hinh thirc so ke toan ap dung:

Cong ty thpc hipn hinh thuc so ke toin: Nhpt ky chung

IV. Cac chinh sich ke toin ip dung

Nguyen tic ghi nhan tien va cic khoan tuong duong tien

Tien vi cic khoin tuomg duerng tien bao gom tien mit tÿi. quy, cic khoan tien gui khong ky h?ui; cic khoin tienguri cd ky hÿn dudi 3 thing, cic khoin dau tu ngin hÿui cd kha ning thanh khoin cao, de dang chuyen doi thinhtien vi it rui ro liin quan den vipc bien dpng gii trj.

Dau tu chung khoin ngin ban

. Dau tu chung khoin ngin h?m dupe phan lopi thinh churng khoin niem yet vi chung khoin chua niem yet.Chung khoin niem yet dupe ghi nh$n ban dau theo gii mua vi dupe dinh gii l?i 4i ngiy lip bing can doi ketoin. Dau tu ngin h?m dupe ghi nh£n theo gii goc trir dp phong giim gii cic khoin dau tu chung khoin. Dp

phong giim gii cho cic khoin dau tu chung khoin dupe Cong ty thpc hipn theo hudng dan tpi Thong tu so228/2009/TT-BTC do Bp Tii chinh ban hinh ngiy 07/12/2009 vi Thong tu 146/2014/TT-BTC do Bp Tii chinhban hinh ngiy 06/10/2014.

Phuung phip ghi nhan TSCD vi Khau hao TSCD

Ap dpng theo Thong tu 45/2013/TT-BTC ngiy 25 thing 4 nim 2013.Tii sin co djnh h&u hinh dupe trlnh biy theo nguyen gii trir gii trj hao mdn luy ke. Nguyen gii tii sin co djnh

htru hinh bao gom gii mua vi toin bp cic chi phi khic lien quan trpe tiep den vipc dua tii sin vio Pang thii sinsing sir dpng. Cic chi phi phit sinh sau khi tii sin co djnh huu hinh di dupe dua vio hopt dpng nhu chi phi suachOa, bio dudng vi dpi tu thudng dupe hpeh toin vio bio cio ket qui hopt dpng kinh doanh tpi thdi diem chi phiphit sinh.Tii sin co djnh hihi hinh dupe khau hao theo phuemg phip ducmg thing dpa Pen thdi gian huu dpng ude tinhcua tii sin.

Doanh thu hoat dpng kinh doanh

Doanh thu hopt dpng kinh doanh bao gom doanh thu tu hopt dpng quin ly quy, quin ly danh mpe dau tu, tu van

dau tu chung khoin. Cic khoin doanh thu niy dupe ghi nhpn Pen bio cio ket qui hopt dpng kinh doanh tren casd hpp dong ky ket vi gii Pj thpc te thpc hipn.

Mau s6 B03a-CTQ

Mau s6 B09a-CTQ

Doanh thu hoat dpng tii chinh

Doanh thu tir hopt dpng tii chinh li lii thu dupe tir co phieu, trii phieu vi I9i tu cic hpp dong tien gui cd ky hpn

vi lii tien gui khong ky hpn,...

V- THONG TIN B6 SUNG CHO CAC KHOAN MVC TRINH BAY TRONG BANG CAN D6l K£ TOAN:

(Dam vi tinh: dong)

V.01 - Tien So cuoi ky So dau nam

- Tien m$t 9,276,115 9,526,115

- Tien gui Ngan hang 5,056,427,905 1,995,580,907

- Tucrng diromg tien

TONG CONG 5,065,704,020 2,005,107,022

So cuoi ky So dau n&mV.02 - Cac khoan dau tir tai chinhngan han So lugmg So lugmgGia trj Gia trj

- Co phieu dau tu ngSn hyn (chi tietdanh muc trai phieu bj giam giA/rui 2,922,700 2,721,14437,705,478,676 32,860,638,300

- TrAi phieu diiu tu ngSn hyn (chi tietdanh muc trAi phieu bj giAm gia/rui

- Chung chi quy (chi tiet danh myc

trai phieu bj giam giA/rui ro)

- Chung khoan khAc (chi tiet danhmyc trai phieu bj giam giA/rui ro)

- Dy phong dau tu ng£n han (53,946,376) (186,450,000)

Tong cyng 2,922,700 2,721,14437,651,532,300 32,674,188,300

So cuoi ky So dau namV.03- Cac khoan phai thu hoat dong ngliicp vu

- Phai thu hoyt dong quan ly qup dau tu chung khoanvA cong ty dau tu chung khoan

- PhAi thu hoyt dyng quAn ly danh muc dau tu 1,175,683,193 485,091,528

- Phai thu phi thudmg hoyt d$ng

- PhAi thu hoyt d$ng tu van dau tu chung khoAn

- PhAi thu tir hoyt dyng nghiyp vy khAc

Tong cyng 1,175,683,193 485,091,528

V.04- Cac khoan phai thu ngAn han khAc So cuoi ky So dau nAm

- PhAi thu tAi sAn thieu char xu ly

- PhAi thu ve co tutc vA lyi nhuyn dugc chia

- PhAi thu ngudi lao dyng

- PhAi thu nyi by ngAn hyn

- PhAi thu khAc: 350,000 350,000

D\r thu lai tiin gui

\D\e thu lai trdi phieu

Phai thu khac 350,000 350,000

Tong cyng 350,000 350,000

So cuoi ky So dau namV.05- Phai thu dii han 091 by

-Von cap cho don vj cap dudi

- Phai thu dki hyn n$i bp khac

Tong cyng

So cuoi ky So dau namV.06- Phai thu dai han khac

- Cic khoan tien nhyn uy thdc

- Phai thu dai hyn khac 248,258,550 248,258,550

Tong cyng 248,258,550 248,258,550

V.07 - Tang. giam tai san co djnh hiru hinh:

May moc,thi4t Phucmg tiyn vyn tai.truyen dan

Tong cpngKhoan myc Dyng cy quan lybi

Nguyen gia TSCD hiru hinh

So du dau ky 75,717,273 75,717,273

- Mua trong ky

-Giam trong ky(*)

So du cuoi ky 75,717,273 75,717,273

Gia trj hao mon luy ke

So du dau ky 8,128,176 8,128,176

- Khau hao trong ky 3,785,862 3,785,862

-Giam khau hao trong ky (*)

So du cuoi ky 11,914,038 11,914,038

Gia tri con lai cua TSCD hihi hinh

- Tyi ngiy dau nam-Tyi ngay cuoi ky 63,803,235 63,803,235

V.08- Tang, giam tai san co djnh vo hinh:

Quyen su dyng Quyen ph£t Ban quyensdng che

TSCD vohinh khac

Tong CQngKhoan mycdat hanh

Nguyen gii TSCD vo hinh

So du dau ky

- Mua trong ky

- Tang khac

- Thanh ly, nhugng ban

- Giam khac

So du cuoi ky

Gia trj hao mon luy ke

S6 du dau ky

- Khau hao trong ky

- Tang khac

- Thanh ly, nhu<?ng bdn

- Gidm khdc

So du cuoi ky

Gid trj con lai cua TSCD vd hinli

- Tpi ngay dau ky

- Tpi ngay cuoi ky

So cuoi ky So dau ndmTy dauV.09- Cdc khoan dau tu tai chinh dai han

So luyng So luyngtu Gia trj Gia trj

A- Dau tu vdo cong ty con

B- Dau tu vao cong ty lien doanh lien ket

C- Dau tu ddi hpn khac

D-D\r phdng gidm gid dau tu ddi hpn

So cuoi ky So dau namV.10 - Chi phi tra trute ddi han

- Chi phi tra trucrc khac 431,564,910 502,261,389

Cpng 431,564,910 502,261,389

V.ll- Thue vd cac khoan phai nop nhd nuoc So cuoi ky So dau nam

- Thue thu nhpp doanh nghipp

- Thue thu nh$p cd nhan 67,473,391 52,592,262

- Cdc lopi thue khdc

- Cdc khoan phi. 1? phi vd cdc khoan phdi npp khdc

Cpng 67,473ÿ91 52,592,262

So cuoi ky So dau kyV.12- Chi phi phdi tra

- Trich trudc chi phi tien lucmg trong thin gian nghiphep

- Chi phi phdi trd khdc 62,236,890 60,106,738

C?ng 62336,890 60,106,738

V.13- Cdc khoan phdi trd. phai npp ngdn han khdc So cuoi ky So dau ky

- Kinh phi c6ng dodn

- Bao hiem xa h$i

- Bdo hiem y te

- Phdi trd nha dau tu

- Phdi trd lgri nhupn sau thue ve NHCT

- Cdc khodn phai trd, phdi n§p khac

Cpng

V.14- Tien gui cua nha dau tu uy thac: So cuoi ky So dau ndm

- So du dau ky 6,911,220,349 658,018,863

- So tdng trong ky 183,690,432,086 566,906,385,062

- So gidm trong ky 189,638,979,349 560,653,183,576

- So du cu6i ky 962,673,086 6,911,220,349

So dau naniV.15- Danh muc dau tir cua nha dau tir uy thac So cu6i ky

15.1. Nha dau tv uy thac trong nvoc

- Danh myc co phieu 89,252,784,853 98,615,234,900

- Chung chi Tien giri

- Tien gvi NH c6 ky hyn

- Danh myc trai phieu 288,000,000,000 422,522,500,000

- Chung khoan phai sinh

- Danh myc c&c khoan dau tu theo chi djnh khac

Cyng 377,252,784,853 521,137,734,900

15.2. Nha dau tv uy thac nvfrc ngoai: So cuoi ky So dau nam

- Co phieu niem yet:

- Co phieu khong niem yet:

V.16. Cac khoan phai thu cua nhsi dau tv uy22,042,270,834 52,526,541,945

th&c

V.17. Cac khoan phai tra cua nha dau tv uy th£c 1,247,673,760 631,063,776

V.18. Tinh hinh ting, giam nguon von chu so' hiru

So dau ky So cuoi kyChi tieu T&ng trong ky Giam trong ky

2A 5 6 8

1. Von dau tu cua chu s<5r httu57,250,000,000 57,250,000,000

2. Th$ng du von co phan

3. Von kh&c cua chu scr hihi 70,000,000 70,000,000

4. c6 phieu quy

5. Chenh lych danh gid lyi tklsan

6. Chenh lych ty gi& h6i doii

7. Quy dau tu phat trien

8. Quy dy phdng tai chinh

9. Cdc Quy khac thupc vonchu so huu

10. Lyri nhuyn chua phan phoi (12,730,033,951) 598,128,524 432,330,349 (12,564,235,776)

44,755,764,224C?ng 44,589,966,049 598,128,524 432,330,349

VI. TH6NG TIN B6 SUNG CHO CAC KHOAN Myc TRINH BAY TRONG BAO CAO KETQUA HOAT DQNG KINH DOANH:

(Dart vj tinh: dong)

VI.1. Tong doanh Ihu boat d$ng nghiyp vu (M§ so 01) Ky nay Ky nay n3m triroc

+ D.thu hoyt d$ng quan ly quy DTCK va cong ty DTCK

+ Doanh thu hoyt dpng quin ly danh myc dau tu 1,030,193,054 417,914,167

+ Doanh thu tu phi thudmg hoyt dpng

+ Doanh thu hoyt dQng tu v4n dau tu chung khoan

+ Doanh thu khac

CQng 1,030,193,054 417,914,167

VI.2. Chi phi hoat dpng kinh doanh. gia von hang ban Ky nay Ky nay n5m triroc

+ Chi phi hoyt dpng quan ly quy DTCK va cong ty DTCK

+ Chi phi hoyt dpng quan ly danh myc dau tu chung khoan 211,800,000 92,607,144

+ Chi phi hoyt dpng tu van dau tu chung khoan

+ Chi phi hoyt dpng nghipp vy khac

+ Gi£ von hang ban

Cpng 211,800,000 92,607,144

V1.3. Doanh thu boat dQng tai chinh (M3 so 21) Ky n3y Ky niy n3m truo’c

- L3i tien gui 5,470,048 11,635,935

- Lai dau tu trai phicu. tin phieu

- Co tuc, lpi nhuyn dupe chia

- Doanh thu hoyt dpng dau tu mua bin chung khoan 211,342,917

- Hoan nhyp dy ph6ng

- Doanh thu hoat dpng tai chinh khde

Cpng 5,470,048 222,978,852

VI.4. Chi phi tai chinh (Ma so 22) Kyniy Ky nay nam truo’c

- Lai tien vay

- Chiet khau thanh toan. lai ban hang tra chym

- Lo do thanh ly cac khoan dau tu ngin hyn. dAi hyn

- Lo chenh lpch ty gia hoi doai da thyc hiyn

- Lo chenh lpch ty gia hoi doai chua thyc hiyn

- Chi ve mua ban chung khoan 1,651,612,800

- Dy ph6ng giam gia chung khoan kinh doanh (132,503,624) (509,200,000)

- Dy phdng giam gia c3c khoan dau tu dAi hyn

- Chi phi tai chinh khac 1,586,146 1,969,810

CQng (130,917,478) 1,144,382,610

VI.5. Chi phi quan ly doanh nghiyp Ky niy Ky n3y n3m truo’c

- Chi phi nhan vien 368,624,565 486,838,810

- Chi phi vyt liyu, cong cy 13m vipc 103,142,496 10,869,393

- Chi phi khau hao tai san co djnh 3,785,862

- Chi phi djeh vy mua ngoai 233,371,882 140,601,274

- Chi phi khic 80,057,600 248,904,575

C?ng 788,982,405 887,214,052

VL6. Chi phi thue thu nhap doanh nghifp hi$n h&nh (MS soKynSy Ky nSy nam triro'c

51)

- Chi phi thue thu nh?p doanh nghi?p tinh tren thu nh$p chju thuequy hi?n hanh

V. NHtfNG THONG TIN KHAC

Ha Npi, 4ihlltdng (ft nam 2017VTSng CWm DiePhu trach ke toan

(Ky, ghi rd h<? ten)

Ngirdi lap(Ky, ghi rd h<? ten) [WyÿWWfk tShÿong ddu)

hi CO PHAN V|Ti O \QUAN LV QHpoIri

‘1 ©

LeDuvThan/

Tran Thi Thuy Dung Do Thj Sam

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