IEEE TRANSACTIONS ON INDUSTRY APPLICATIONS, VOL. 52,...

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IEEE TRANSACTIONS ON INDUSTRY APPLICATIONS, VOL. 52, NO. 4, JULY/AUGUST 2016 3461 Interleaved SEPIC Power Factor Preregulator Using Coupled Inductors In Discontinuous Conduction Mode With Wide Output Voltage Chuan Shi, Student Member, IEEE, Alireza Khaligh, Senior Member, IEEE, and Haoyu Wang, Member, IEEE Abstract—A power factor preregulator (PFP) usually serves as the first stage of an active two-stage ac/dc converter in a variety of applications including inductive heating systems, wireless charging systems, and onboard chargers for plug-in electric vehicles. Con- ventionally, boost-type PFPs are utilized to regulate the dc-link voltage at a fixed voltage; however, a variable dc-link voltage can enhance the overall efficiency of the converters. In this paper, an interleaved single-ended primary inductor converter (SEPIC) with coupled inductors is proposed as the PFP stage for two-stage ac/dc converters. The converter is designed to operate in discontinuous conduction mode in order to achieve soft switching for switches and diodes. The directly coupled inductors are utilized to reduce the number of magnetic components and decrease the input current ripple. A 500-W interleaved SEPIC PFP prototype is designed to verify the benefits of this converter. The experimental results show that the converter can maintain high efficiency over a wide range of dc-link voltage. Index Terms—Coupled inductors, discontinuous conduction mode (DCM), interleaved converter, power factor preregulator (PFP), single-ended primary inductor converter (SEPIC). I. INTRODUCTION T O IMPROVE the power quality of the gird, high power factor (PF) and low total harmonics distortion (THD) are required for the grid-connected ac/dc converters. Nowadays, two-stage active ac/dc converters have been widely used in a variety of applications such as onboard chargers for plug-in electric vehicles (PEVs), inductive heating systems, and wire- less charging systems [1]–[3]. The two-stage ac/dc converters are typically composed of a power factor preregulator (PFP) stage followed by an isolated dc/dc stage, as shown in Fig. 1 [1]. A dc/dc resonant converter is usually selected as the sec- Manuscript received January 21, 2016; revised March 10, 2016; accepted April 05, 2016. Date of publication April 13, 2016; date of current version July 15, 2016. Paper 2016-IACC-0098.R1, presented at the 2015 IEEE Applied Power Electronics Conference and Exposition, Charlotte, NC, USA, Mar. 15– 19, and approved for publication in the IEEE TRANSACTIONS ON INDUSTRY APPLICATIONS by the Industrial Automation and Control Committee of the IEEE Industry Applications Society. This work was supported in part by the U.S. National Science Foundation under Grant 1507546. The authors are with the Maryland Power Electronics Laboratory, Electrical and Computer Engineering Department, Institute for Systems Research, Uni- versity of Maryland, College Park, MD 20742 USA (e-mail: [email protected]; [email protected];). H. Wang was with University of Maryland, College Park, MD 20742 USA. He is now with ShanghaiTech University, Shanghai, China. (e-mail: [email protected]). Color versions of one or more of the figures in this paper are available online at http://ieeexplore.ieee.org. Digital Object Identifier 10.1109/TIA.2016.2553650 Fig. 1. Typical structure of two-stage active ac/dc converters. Fig. 2. Two-stage battery charger system. ond stage due to its attractive features such as soft switching, galvanic isolation, and high-efficiency near resonant frequency. The objective of a PFP stage is to improve power qual- ity and reduce harmonic contamination. The topology for the PFP stage is a diode bridge followed by a boost-type converter [1]. Although the boost-type PFP converters can provide effi- ciencies over 98% [4], [5], the overall efficiency of the two- stage converter is reduced significantly if the second-stage resonant converter cannot operate near the resonant frequency. In the application of onboard battery chargers for PEVs, as shown in Fig. 2, an LLC resonant converter stage follows a boost-type PFP stage [6]–[8]. The output voltage of the LLC converter is regulated by pulse–frequency modulation. The res- onant frequency is the optimal operation frequency associated with the highest efficiency. The operating frequency of the LLC converter moves away from the resonant frequency when the battery voltage is lower than the rated voltage at a lower state of charge. Consequently, the efficiency of the LLC converter drops significantly. To achieve the highest possible efficiency, i.e., ensure operation at resonant frequency, the input voltage of the LLC converter can be regulated to follow the output battery voltage [9]–[11]. Due to the wide variation of the battery pack, the dc-link voltage should be regulated over a wide range and sometimes become less than the PFP’s input voltage [12], [13]. However, the output voltage of boost-type topologies cannot be lower than the input voltage. 0093-9994 © 2016 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission. See http://www.ieee.org/publications standards/publications/rights/index.html for more information.

Transcript of IEEE TRANSACTIONS ON INDUSTRY APPLICATIONS, VOL. 52,...

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IEEE TRANSACTIONS ON INDUSTRY APPLICATIONS, VOL. 52, NO. 4, JULY/AUGUST 2016 3461

Interleaved SEPIC Power Factor Preregulator UsingCoupled Inductors In Discontinuous Conduction

Mode With Wide Output VoltageChuan Shi, Student Member, IEEE, Alireza Khaligh, Senior Member, IEEE, and Haoyu Wang, Member, IEEE

Abstract—A power factor preregulator (PFP) usually serves asthe first stage of an active two-stage ac/dc converter in a variety ofapplications including inductive heating systems, wireless chargingsystems, and onboard chargers for plug-in electric vehicles. Con-ventionally, boost-type PFPs are utilized to regulate the dc-linkvoltage at a fixed voltage; however, a variable dc-link voltage canenhance the overall efficiency of the converters. In this paper, aninterleaved single-ended primary inductor converter (SEPIC) withcoupled inductors is proposed as the PFP stage for two-stage ac/dcconverters. The converter is designed to operate in discontinuousconduction mode in order to achieve soft switching for switches anddiodes. The directly coupled inductors are utilized to reduce thenumber of magnetic components and decrease the input currentripple. A 500-W interleaved SEPIC PFP prototype is designed toverify the benefits of this converter. The experimental results showthat the converter can maintain high efficiency over a wide rangeof dc-link voltage.

Index Terms—Coupled inductors, discontinuous conductionmode (DCM), interleaved converter, power factor preregulator(PFP), single-ended primary inductor converter (SEPIC).

I. INTRODUCTION

TO IMPROVE the power quality of the gird, high powerfactor (PF) and low total harmonics distortion (THD) are

required for the grid-connected ac/dc converters. Nowadays,two-stage active ac/dc converters have been widely used in avariety of applications such as onboard chargers for plug-inelectric vehicles (PEVs), inductive heating systems, and wire-less charging systems [1]–[3]. The two-stage ac/dc convertersare typically composed of a power factor preregulator (PFP)stage followed by an isolated dc/dc stage, as shown in Fig. 1[1]. A dc/dc resonant converter is usually selected as the sec-

Manuscript received January 21, 2016; revised March 10, 2016; acceptedApril 05, 2016. Date of publication April 13, 2016; date of current version July15, 2016. Paper 2016-IACC-0098.R1, presented at the 2015 IEEE AppliedPower Electronics Conference and Exposition, Charlotte, NC, USA, Mar. 15–19, and approved for publication in the IEEE TRANSACTIONS ON INDUSTRY

APPLICATIONS by the Industrial Automation and Control Committee of theIEEE Industry Applications Society. This work was supported in part by theU.S. National Science Foundation under Grant 1507546.

The authors are with the Maryland Power Electronics Laboratory, Electricaland Computer Engineering Department, Institute for Systems Research, Uni-versity of Maryland, College Park, MD 20742 USA (e-mail: [email protected];[email protected];).

H. Wang was with University of Maryland, College Park, MD 20742USA. He is now with ShanghaiTech University, Shanghai, China. (e-mail:[email protected]).

Color versions of one or more of the figures in this paper are available onlineat http://ieeexplore.ieee.org.

Digital Object Identifier 10.1109/TIA.2016.2553650

Fig. 1. Typical structure of two-stage active ac/dc converters.

Fig. 2. Two-stage battery charger system.

ond stage due to its attractive features such as soft switching,galvanic isolation, and high-efficiency near resonant frequency.

The objective of a PFP stage is to improve power qual-ity and reduce harmonic contamination. The topology for thePFP stage is a diode bridge followed by a boost-type converter[1]. Although the boost-type PFP converters can provide effi-ciencies over 98% [4], [5], the overall efficiency of the two-stage converter is reduced significantly if the second-stageresonant converter cannot operate near the resonant frequency.

In the application of onboard battery chargers for PEVs, asshown in Fig. 2, an LLC resonant converter stage follows aboost-type PFP stage [6]–[8]. The output voltage of the LLCconverter is regulated by pulse–frequency modulation. The res-onant frequency is the optimal operation frequency associatedwith the highest efficiency. The operating frequency of the LLCconverter moves away from the resonant frequency when thebattery voltage is lower than the rated voltage at a lower stateof charge. Consequently, the efficiency of the LLC converterdrops significantly. To achieve the highest possible efficiency,i.e., ensure operation at resonant frequency, the input voltage ofthe LLC converter can be regulated to follow the output batteryvoltage [9]–[11]. Due to the wide variation of the battery pack,the dc-link voltage should be regulated over a wide range andsometimes become less than the PFP’s input voltage [12], [13].However, the output voltage of boost-type topologies cannot belower than the input voltage.

0093-9994 © 2016 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission.See http://www.ieee.org/publications standards/publications/rights/index.html for more information.

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Fig. 3. Traditional SEPIC PFP converter.

Additionally, the boost-type PFPs are not the most suitabletopologies for inductive heating applications, where the high-frequency ac magnetic field should be generated to deliver powerover a distance by a subsequent resonant converter stage [3]. Awide output voltage variation is required in this application dueto a need for variable power levels for heating. Similar to on-board charger application, a fixed dc-link voltage would resultin lower overall efficiency particularly in light loads by usinga resonant dc/dc converter stage controlled by pulse frequencymodulation. For such applications, a PFP stage capable of pro-viding a wide regulated dc-link voltage, such as a single-endedprimary inductor converter (SEPIC) PFP, can improve the over-all efficiency of the systems to a great extent.

The SEPIC topology, shown in Fig. 3, has been investigatedas the PFP in ac/dc converters in various applications includ-ing standalone photovoltaic systems and LED lighting systems[14]–[23]. In a SEPIC PFP, the output voltage can be eitherhigher or lower than the input voltage. The voltage and currentstresses of diodes and switches, in a traditional SEPIC converter,are much higher than a boost-type topology at the same powerlevel. Thus, the traditional SEPIC topology is not widely usedfor high power applications [24]. The bridgeless SEPIC PFPconverters have been investigated to reduce the conduction lossof the diode bridge in [15]–[18]. However, the voltage and cur-rent stresses of switches are not reduced, and the power levelis usually limited to less than 150 W, due to voltage and cur-rent limitations of switches in the orders of 300 V and 10 A,respectively. In addition, in the continuous conduction mode(CCM), the SEPIC converters have large hard-switching losses,especially in high-frequency operation. Therefore, the efficien-cies are low for a traditional SEPIC converter operated in CCM.In [3], the power level is increased by interleaving two SEPICconverters. However, this topology is constructed by directlyparalleling two traditional SEPIC converters, and consequently,the input current ripple is large in discontinuous conductionmode (DCM) operation.

In this paper, a two-phase interleaved SEPIC ac/dc converterwith coupled inductors is proposed to serve as the PFP stage witha wide range of output dc-link voltage. Its topology is shown inFig. 4. The input power is shared evenly between two phasesto reduce the current stresses of the switches and diodes, andconsequently, the power level can be increased. Since the CCMoperation causes large switching losses, the DCM operation isselected to enable soft switching. The zero voltage switching(ZVS) can be realized for the MOSFET’S to reduce the switchinglosses, while the zero current switching (ZCS) can be realizedfor diodes D1 and D2 to eliminate reverse recovery losses [14].In order to reduce the number of magnetic components, the

Fig. 4. Proposed interleaved SEPIC PFP converter.

Fig. 5. Equivalent circuit of the proposed interleaved SEPIC converter.

corresponding inductors in two phases are directly coupled.The input current ripple could be significantly reduced throughproper design of the coupled inductors.

This paper is organized as follows. The principle of operationis presented in Section II. The theoretical analyses are elaboratedin Section III. Furthermore, experimental results of a 500-Wprototype are demonstrated in Section IV for validation of theanalyses. Finally, Section V concludes this paper.

II. OPERATION PRINCIPLE

In Fig. 4, the rectified voltage after the diode bridge can bemodeled as an equivalent variable dc source Vg . Assuming thatthe dc-link capacitor CDC and two middle capacitors C1 , C2 arelarge enough and their voltage ripples are negligible comparedwith their steady-state voltages. The output capacitor can bemodeled with an equivalent dc source Vo . Since the middlecapacitors C1 and C2 have the same steady-state voltages asthe input rectified voltage Vg , the two middle capacitors can bemodeled as the equivalent variable dc source Vg [24], as shownin Fig. 5.

The analyses are separated into the higher output voltagecase and the lower output voltage case as the output voltage ofa SEPIC converter can be either higher or lower than the inputpeak voltage. These two cases are analyzed in this section usingthe derived equivalent model.

A. Lower Output Voltage Case

The output voltage of PFP stage can be lower than the inputpeak voltage. In DCM operation, the duty cycle is less than 0.5,and it is also less than the duty cycle derived in CCM operationwith the same output voltage [24].

The typical waveforms of the converter in DCM are shown inFig. 6, in which there are six modes in one switching cycle. Thereare three modes in each of the positive and the negative half-cycle operations. Here, only three modes in positive half cycle

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SHI et al.: INTERLEAVED SEPIC POWER FACTOR PREREGULATOR USING COUPLED 3463

Fig. 6. Typical waveforms of the interleaved SEPIC converter in DCM.

are analyzed due to the symmetry of operation. The equivalentcircuit for each mode is shown in Fig. 7.

In this two-phase interleaved topology, the corresponding in-ductors in two phases are coupled using the same cores with thesame coupling coefficients. The inductor L1 is coupled with L2 ,while the inductor L3 is coupled with inductor L4 . These four in-ductors have the same self-inductances and mutual inductances.In each operation mode, the voltages across inductors L1 and L4are the same in each operation mode. Thus, the inductor currentsiL1 and iL4 have similar waveforms as shown in Fig. 6. Similarwaveforms are valid for inductors L2 and L3 .

1) Mode I (t0–t1): In this mode, as shown in Fig. 7(a), theswitch S1 is ON, while the switch S2 is OFF. The diode D1 is OFF,and diode D2 is ON. The voltages across both inductors L1 andL4 are Vg . Therefore, the inductor currents iL1 and iL4 increaseat the same rates. The current through S1 , iS1 is the sum of theinductor currents iL1 and iL4 . Meanwhile, voltages across bothinductors L2 and L3 are −Vo . Thus, the inductor currents iL2and iL3 decrease at the same rates, and the current through diodeD2 iD2 is the sum of these two inductor currents.

As the inductors L1 and L2 are directly coupled, the core fluxis affected by both inductor currents iL1 and iL2 . The mutualinductance M is defined as

M =√

L12 · L21 (1)

where L12 is the mutual inductance induced by the inductorcurrent iL1 in inductor L2 , and L21 is the mutual inductanceinduced by the inductor current iL2 in inductor L1 . Since themutual inductance of inductors L1 and L2 is the same, the mutualinductance M has the same value as L12 and L21 . Additionally,the coupling coefficient k is defined as

k =M√

L1 · L2(2)

where L1 and L2 are self-inductances of the first coil and thesecond coil.

Fig. 7. Equivalent circuits in DCM. (a) Mode I. (b) Mode II. (c) Mode III.

The voltages and currents of the mutually coupled inductorscan be expressed as

V = L1diL1

dt+ M

diL2

dt(3)

−Vo = MdiL1

dt+ L2

diL2

dt. (4)

Equations (3) and (4) can be rearranged as

diL1

dt=

Vg + kVo

(1 − k2)L1(5)

diL2

dt=

Vo + kVg

(1 − k2)L2. (6)

Seen from Fig. 6, the inductor current iL2 decreases all thetime and changes the flowing direction in this mode. The currentthrough diode D2 iD2 keeps on decreasing. The variations ofinductor currents ΔiL1 and ΔiL2 can be expressed as

ΔiL1 =Vg + kVo

(1 − k2)L1D′T (7)

ΔiL2 =Vo + kVg

(1 − k2)L2D′T (8)

where T is the switching period, and D′T is the time intervalbetween t0 and t1 .

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3464 IEEE TRANSACTIONS ON INDUSTRY APPLICATIONS, VOL. 52, NO. 4, JULY/AUGUST 2016

2) Mode II (t1–t2): At t1 , the current through diode D2 iD2 ,which is the sum of inductor currents iL2 and iL3 , drops to zero.Then, the diode turns off with ZCS. Meantime, the inductorcurrents iL3 and iL2 flow in a loop composed of the inductorL3 , the capacitor C2 , the inductor L2 , and the equivalent voltagesource Vg , as shown in Fig. 7(b).

The variations of inductor currents iL3 and iL2 are the samedue to the same voltages across inductors L3 and L2 . In addition,the average current of iL3 is higher than the average current ofiL2 [17]. Thus, at t1 , when the inductor currents iL3 and iL2drop to minimum, the inductor current iL3 is higher than iL2with iL3 as positive value and iL2 as negative value, as shown inFig. 6. The current flows from inductor L3 to inductor L2 in theaforementioned loop containing inductors L3 and L2 . Assumingthat the resistances of inductors and capacitors in this loop arenegligible, the loop current remains constant from t1 to t2 , asexpressed

iL3 = −iL2 = const. (9)

The inductor current iL1 changes with a higher rate in com-parison to Mode I as expressed in Eq. (10). The current ofcoupled inductor L2 is constant, and only sets the flux bias

diL1

dt=

Vg

L1. (10)

Consequently, the variation of inductor current ΔiL1 can beexpressed as

ΔiL1 =Vg

L1(D − D′)T (11)

where D is the duty cycle. Similar expressions are valid for theinductor L4 .

3) Mode III (t2–t3): As shown in Fig. 7(c), both switchesare OFF in this mode. The diode D2 is OFF, while the diode D1turns ON. The constant current flows in the aforementioned loopconsisting of inductors L2 and L3 . The inductor currents iL1and iL4 decrease from maximum values, and the sum of themflows through the diode D1 . The voltages across both inductorsL1 and L4 are −Vo . The inductor current iL1 decreases at a rateexpressed as

diL1

dt= −Vo

L1. (12)

Consequently, the variation of inductor current ΔiL1 can beshown as

ΔiL1 = −Vo

L1(0.5 − D)T. (13)

Similar expressions are applicable for the inductor L4 .

B. Higher Output Voltage Case

The waveforms of higher output voltage case are similar tothose of lower output voltage case. In DCM, the operationprinciples of higher output voltage case are similar to those oflower output voltage case. In a switching cycle, there are six

modes, among which only three modes are analyzed due to thesymmetry of operation.

1) Mode I: The inductor currents iL1 and iL2 increase simul-taneously at small rates. Similar to the lower output voltage case,the slew rates of inductor current iL1 and iL2 are expressed as

diL1

dt=

Vg

(1 + k)L1(14)

diL2

dt=

Vg

(1 + k)L2. (15)

Thus, the inductor current variations ΔiL1 and ΔiL2 can beexpressed as

ΔiL1 =Vg

(1 + k)L1(D − 0.5)T (16)

ΔiL2 =Vg

(1 + k)L2(D − 0.5)T. (17)

Since the L3 and L4 have the same inductance values as L1 andL2 , similar equations can be derived for the inductor currentsiL3 and iL4 .

2) Mode II: Similar to the lower output voltage case, theslew rates of inductor currents iL1 and iL2 are expressed as

diL1

dt=

Vg + kVo

(1 − k2)L1(18)

diL2

dt= − Vo + kVg

(1 − k2)L2. (19)

The inductor current iL3 decreases and changes the directionin this mode. The current through diode D2 keeps on decreasing.D′T is the time interval between the diode D2 turn-on and turn-off. The variations of inductor currents ΔiL1 and ΔiL2 can beexpressed as

ΔiL1 =Vg + kVo

(1 − k2)L1D′T (20)

ΔiL2 =Vo + kVg

(1 − k2)L2D′T. (21)

3) Mode III (t2–t3): At t2 , the current through diode D2drops to zero. Then, the diode turns off with ZCS. Meanwhile,the currents of inductors L2 and L3 circulate in a loop composedof the inductor L3 , the capacitor C2 , the inductor L2 , and theequivalent voltage source Vg . The constant current flows frominductor L2 to inductor L3 . Thus,

iL3 = −iL2 = const. (22)

The inductor current iL1 changes with a higher rate in com-parison to Mode I as expressed in (23). The current of coupledinductor L2 is constant, and only sets the flux bias

diL1

dt=

Vg

L1. (23)

Therefore, the inductor current variations ΔiL1 can be ex-pressed as

ΔiL1 =Vg

L1(D − D′)T (24)

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SHI et al.: INTERLEAVED SEPIC POWER FACTOR PREREGULATOR USING COUPLED 3465

Similar expressions are valid for inductor L4 .

III. ANALYSIS OF THE PROPOSED PFP TOPOLOGY

Based on the operation principles for higher output voltageand lower output voltage cases, the detailed analysis can beconducted to set the critical parameters of power componentsand to assess the circuit performance. Relevant expressions arederived in this section. The analyses are based on the assumptionof unity PF and a constant output voltage due to a large outputfilter capacitance.

A. Reduced Input Current Ripple by Coupled Inductors

In this section, the input current ripple is calculated in DCMoperation. Although the two SEPIC converters work in DCMoperation individually, the input current maintains CCM fea-tures with a small input current ripple.

As shown in Fig. 6, from t0 to t1 , the current of L1 increases,and the current of L2 decreases. In this interval, the input currentvariation Δi1 is the sum of the current variations of inductorsL1 and L2 . It can be expressed as

Δi1 =(

Vg + kVo

(1 − k2)L1− Vo + kVg

(1 − k2) L2

)D′T. (25)

From t1 to t2 , the current of L2 becomes constant, and thecurrent of L1 increases at a different rate. The input currentvariation Δi2 is expressed as

Δi2 =Vg

L1(D − D′)T. (26)

The input current ripple is the sum of the two variationsΔi1and Δi2 . Thus,

Δi = Δi1 + Δi2 = a · D′T + b · (D − D′)T (27)

where a and b are the weighted coefficients

a =Vg − Vo

(1 + k)L, b =

Vg

L(28)

where L = L1 = L2 .The coefficient a is much smaller than coefficient b, and

consequently, the input current ripple is mostly determined bythe second term based on (27). Thus, the input current becomeslarger as the converter works in deeper DCM operation. In orderto reduce the input current ripple, the converter should operateunder DCM in close proximity to boundary conduction mode(BCM). When D’ becomes equal to D, the converter works inBCM with minimum input current ripple.

Compared with the input current ripples of traditional SEPICand interleaved SEPIC with noncoupled inductors, the inputcurrent ripple is significantly reduced. The expressions for inputcurrent ripples are listed in Table I.

B. Worst Case for DCM Operation and Minimum CouplingCoefficient

As shown in Fig. 6, most of the inductor current variationshappen when the currents in the mutually coupled inductors

TABLE IINPUT CURRENT RIPPLES OF THREE TOPOLOGIES

Topology Input current ripple

Traditional SEPIC T Vg LD ′

Interleaved SEPIC (non-coupled) Vg − Vo LD ′T +Vg

L(D − D ′)T

Interleaved SEPIC (coupled) Vg − Vo (1 + k)LD ′T +Vg

L(D − D ′)T

change rapidly in opposite directions. Thus, the inductor currentvariation can be simplified as

ΔiL ≈ Vg + kVo

(1 − k2) L2DT. (29)

Equation (29) can be rearranged as

ΔiL ≈ [(1 − k) D + k] · VoT

(1 − k2) L2. (30)

Assume the output voltage Vo is constant. With fixed k andL2 parameters, (30) shows that the inductor current variationmonotonically increases with the duty cycle. At peak input volt-age, the duty cycle would reach its minimum value, and thecurrent ripple would be minimum. Meantime, the instantaneousvalue of current Ig would be maximum at peak input voltage,as shown in

Ig = Ipsin(θ) (31)

where θ is equal to π/2 + kπ rad, and k is an integer.In other words, the peak input voltage corresponds to the

largest instantaneous current and the smallest current ripple.Thus, the peak input voltage is the worst case to maintain theDCM operation in a grid cycle. Designing the circuit to operateunder DCM in this worst case can ensure DCM operation forthe entire period.

The coupling coefficient k is critical for ensuring the DCMoperation. According to (29), given a smaller coupling coef-ficient, the inductor current variation would become smaller,and it would be harder for the converter to operate in DCM.Hence, there exists the minimum coupling coefficient kmin cor-responding to the operation in BCM, which shares the samesoft-switching features as the DCM operation. Fig. 8 showsthe typical waveforms of BCM operation in higher output volt-age case.

In Fig. 8, there are four modes in one switching cycle. At t2 ,the inductor currents iL2 and iL3 reach minimum values, andthe sum of these two currents is the current through diode D2 ,which drops to zero. At the same time, switch S2 turned ON, andthe diode D2 is turned OFF with ZCS. Thus, it is proved that theconverter operates in BCM.

The kmin can be obtained by simulation. In Table II, thekmin , is obtained for different inductances of inductor L2 inboth higher output voltage case and lower output voltage case.

According to Table II, kmin increases with inductance L2 .Based on (29), with the inductance of L2 increasing, the couplingcoefficient has to increase to keep the inductor current variation

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Fig. 8. Typical waveforms of the converter with km in in higher output voltagecase.

TABLE IIL2 AND CORRESPONDING MINIMUM COUPLING COEFFICIENT

Inductance L2 km in (lower Vo u t case) km in (higher Vo u t case)

200 μH 0.6693 0.1397300 μH 0.7837 0.4475400 μH 0.8391 0.5909500 μH 0.8719 0.6749600 μH 0.8936 0.7301

unchanged so that the inductor current iL2 can enter DCM inthe worst case. The same principle is valid for other inductors.

When designing the components, the coupling coefficient khas to be set higher than the minimum value for especiallychosen inductances to ensure DCM. However, k cannot be toomuch higher than the calculated minimum value. Otherwise,the converter would work in deep DCM resulting in large inputcurrent ripple according to (27) and (28).

C. Theoretical Estimation of Circuit Performance

For simplicity of analysis, it is assumed that the coupled PFPoperates under DCM in close proximity to BCM. The analysisis conducted in BCM for the proposed converter. In BCM oper-ation, the diodes turn off with ZCS when the currents throughthem decrease to zero. Hence, the reverse recovery losses areeliminated due to ZCS turn-off. As for the two MOSFETs, theZVS turn-on is enabled since the currents through the switchesdecrease to zero before they turn on. Consequently, the turn-onswitching losses are ignored.

The current ripples of the coupled inductors are assumed tobe triangular waveforms. The ripple is assumed to be half of thepeak value for CCM operation, which is a common assumptionin designing inductors in SEPIC circuits [21]. Table III shows

TABLE IIICOMPARISON OF THREE TOPOLOGIES

Topology Interleaved SEPICBCM-PFP

Interleaved SEPICCCM-PFP

Traditional SEPICCCM-PFP

Input ripple current(high frequency)

Vg − Vo

(1 + k)LDT

(2D − 1)Vg

(1 + k)LDVg

L

Inductor RMScurrent

√306

P in

VP K

√216

P in

VP K

√213

P in

VP K

Output voltage rippleP in

4Vo Co fs

(D − 0.5)P in

Vo Co fs

DP in

Vo Co fs

Output cap peakCurrent ripple (lowfrequency)

4VP K P in

Vo (VP K + Vo )4VP K P in

Vo (VP K + Vo )4VP K P in

Vo (VP K + Vo )

Fig. 9. Loss breakdown at full load at Vin = 110 Vac. (a) CCM-PFP atVout = 190 V. (b) Proposed PFP at Vout = 190 V. (c) CCM-PFP at Vout =90 V. (d) Proposed PFP at Vout = 90 V.

the comparison of three different topologies to highlight thebenefits of the proposed topology.

As it can be seen from Table III, the proposed topology hasmuch lower current ripple and output voltage ripple comparedwith the traditional SEPIC PFP. The interleaved topology hasreduced input current ripple and output voltage ripple. The useof coupled inductors allows the converter to have the samecount of magnetic cores as the traditional SEPIC converter.The DCM operation reduces the switching losses to a largeextent, while the input current ripple and output voltage rippleare kept close to the CCM operation. Hence, the efficiency isimproved significantly.

To validate the improved efficiency of the proposed PFP,theoretical loss analyses are conducted for the proposed PFPand the interleaved SEPIC CCM-PFP. The loss breakdowns arecalculated for both topologies at full load condition at Vin = 110Vac, Vout = 190 V (for higher Vout case), and Vout = 90 V (forlower Vout vase). The loss breakdowns include the switchinglosses of MOSFETs, the diode reverse recovery losses, the switchconduction losses, the diode conduction losses, the core lossesof inductors, and the equivalent series resistance losses of SEPICcapacitors. The results of loss breakdown are shown in Fig. 9.

At the full load, the efficiencies of the interleaved SEPICCCM-PFP are 94.6% and 94.3% for Vout = 190 V and Vout =90 V, respectively. In comparison, the efficiencies of the pro-posed topology are 97.8% and 96.6% for Vout = 190 V and

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SHI et al.: INTERLEAVED SEPIC POWER FACTOR PREREGULATOR USING COUPLED 3467

Fig. 10. Topology and control scheme of the proposed interleaved SEPICconverter.

Vout = 90 V, respectively. The proposed PFP has higher effi-ciency than the interleaved SEPIC CCM-PFP at different outputvoltages due to the soft-switching feature. Furthermore, the cal-culated efficiency curves of the proposed PFP are shown inFig. 23.

IV. DESIGN CONSIDERATIONS AND EXPERIMENTAL RESULTS

In this section, a 500-W interleaved SEPIC converter withcoupled inductors is designed to validate the theoretical analysis.The experiments are conducted to validate the advantages of theproposed topology.

A. Control Scheme

The proposed control scheme requires three sensors (inputvoltage, input current, and output voltage). The topology and thecontrol scheme are shown in Fig. 10. Only one current sensoris used to sample the total current of the two-phase interleavedPFP converter. The sawtooth carrier signals of switches S1 andS2 have 180° phase shift. The control is implemented in a DSPcontroller. In the voltage control loop, the voltage error betweenthe output voltage and its reference voltage is fed to the voltage-loop PI controller Gv to generate the reference signal of theinput current. Then, the current error between this generatedcurrent reference and input current is fed to the current-loop PIcontroller Gi to adjust the duty ratio for switches S1 and S2 .

B. Design of Critical Components

1) Intermediate Capacitor: In a SEPIC converter, the inter-mediate capacitor has two tasks: 1) to keep a constant voltagein a switching period; and 2) to follow the variation of the inputvoltage [14]. Thus, the selection of this capacitor is constrainedby both the grid frequency fl , and the switching frequency fs .The resonant frequency of the intermediate capacitor and theinput inductor has to be much larger than the line frequency toavoid the oscillation of the input current. On the other hand,this resonant frequency has to be much lower than the switchingfrequency to reduce the voltage ripple of the intermediate ca-pacitor. The large voltage ripple causes large power loss on the

Fig. 11. Coupled inductor applied in the circuit.

intermediate capacitor, which reduces the efficiency and reducesthe life of the intermediate capacitor

fr =12π

√1

C(L1 + L2)(32)

fl < fr < fs. (33)

In the experiment, the operation frequency of the PFP fs is setas 150 kHz, and the fr is set as 10 kHz. Thus, the intermediatecapacitor can be selected as 1 μF.

2) Inductors and Coupling Coefficient: A proper couplingcoefficient for the entire range of output dc-link voltage is criticalfor the performance of the circuit. A coupling coefficient muchhigher than the minimum value kmin increases the input currentripple. On the other hand, a low coupling coefficient increasesthe size of the coupled inductor because a larger magnetic corewould be needed without significantly increasing coil turns.

In order to select a proper coupling coefficient, the inductanceof coupled inductors should be taken into consideration. Onone hand, the inductance cannot be too small. As shown inTable II, the kmin value of the higher output voltage case ismuch smaller than that of the lower output voltage case givena small inductance L2 . However, the kmin should not be toomuch different for these two cases. Otherwise, the converterwould enter deep DCM in higher output voltage case, resultingin significantly increased input current ripple in this case. On theother hand, the inductance L2 cannot be too large because thecoil turns increase largely for higher inductance L2, resulting inmuch larger size of the coupled inductors.

According to Table II, the inductance of 400 μH with a mini-mum coupling coefficient of 0.8391 is selected for both coupledinductors. To ensure the DCM operation, the coupling coeffi-cient is chosen as 0.85.

To implement the coupled inductor, the ETD44 core is se-lected, and Litz wire is adopted to build the coils due to the highswitching frequency. Coils of both coupled inductors have 24turns. The air gap is tuned to be 0.3 mm to set the coupling co-efficient as 0.85. As the voltage stress between the two coupledinductors is really high, a large air gap (5 mm) is incorporatedbetween the two coils. An image of the coupled inductor, de-signed for this application, is shown in Fig. 11.

The parameters of all the components in the two-phase in-terleaved SEPIC converter with coupled inductors are listed inTable IV.

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TABLE IVDESIGN PARAMETERS OF THE CONVERTER

Parameter Symbol Value

Input voltage V i n 85–135 Vac, 60 HzOutput voltage Vo 50–200 VSEPIC capacitor C1 , C2 1 μFInput inductor L1 , L2 400 μHOutput inductor L3 , L4 400 μHCoupling coefficient k 0.85Switching Frequency fs 150 kHzOutput capacitor CD C 2 mF

Fig. 12. Simulation result for Vin = 110 Vac, Vo = 90 V, and Pout =370 W.

C. Simulation Results

In order to validate the advantages of the proposed topol-ogy and the designed parameters, simulations are conducted for90-V output voltage and 180-V output voltage cases. The induc-tance is set as 400 μH for all the inductors with 0.85 couplingefficient. The input voltage is 110 Vac. The simulation resultsare shown in Figs. 12 and 13. The DCM operation can be ob-served from the inductors current waveforms. According to thesimulation results in Fig. 12, the input voltage is in phase withthe input current. The PF is 0.998, and the THD of the input cur-rent is 3.5%. According to Fig. 13, the PF is 0.996, and the THDof the input current is 3.1%. As the output voltage is higher thanthe input voltage, the currents of L1 and L2 are mostly positive.In simulation, an ideal diode bridge is utilized to rectify the acinput voltage.

D. Experimental Results

In order to verify the analysis and the design, experimentalinvestigation of the proposed PFP converter is performed withthe components listed in Table IV. A 500-W/110-V prototypeis designed, which is shown in Fig. 14. A TMS320F28335 dig-

Fig. 13. Simulation result for Vin = 110 Vac, Vout = 180 V, and Pout =360 W.

Fig. 14. Photograph of the designed two-phase interleaved SEPIC PFP withcoupled inductors.

ital signal processor is used to control the converter operatingin DCM.

Table IV provides the maximum and minimum output volt-ages, in which the proposed converter can be operated over alarge range of input voltages. When the input voltage is 85 Vac,the output voltage can be stepped down to as low as 50 V. Whenthe input voltage is 135 Vac, the output voltage can be steppedup to as high as 200 V. The limits of output voltage vary with theinput voltage. For simplicity, a typical scenario is demonstratedin the experimental section, in which the input voltage is set as110 Vac, and waveforms shown for output voltages at 90 and190 V to demonstrate the step-up and step-down features of theproposed interleaved SEPIC converter.

The ac input voltage at 110 VRMS (60 Hz) is provided by acontrollable Chroma 61605 ac power supply. Figs. 15–18 showthe current and voltage waveforms for lower output voltage case.

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SHI et al.: INTERLEAVED SEPIC POWER FACTOR PREREGULATOR USING COUPLED 3469

Fig. 15. Waveforms of drive pulse, inductor currents iL 1 and iL 2 in loweroutput voltage case.

Fig. 16. Waveforms of drive pulse, inductor currents iL 2 and iL 3 in loweroutput voltage case.

In Fig. 15, the waveforms of the inductor currents iL1 and iL2 inDCM operation are shown. With the switch S1 ON, the inductorcurrent iL1 increases rapidly. At the same time, the inductorcurrent iL2 drops rapidly until the current through the diodedecreases to zero. In Fig. 16, the waveforms of the inductorcurrents iL2 and iL3 in DCM operation are presented. Since theaverage input current was lower than the average output current,the inductor currents iL2 drop below zero, while the inductorcurrents iL3 are maintaining a positive minimum current value.The sum of inductor current iL2 and iL3 decreases and getsvery close to zero. At this moment, switch S2 turns ON. In otherwords, the converter almost works in BCM. Hence, the experi-mental results are consistent with the theoretical analyses.

In Fig. 17, the zoom-out waveforms of inductor current iL1and iL2 are shown. The waveforms of the input voltage, inputcurrent, and output voltage at steady state are shown in Fig. 18.The output voltage is regulated at 90 V, and the output power is370 W with the PF measured as 0.997.

Figs. 19–22 demonstrate the current and voltage waveformsfor higher output voltage case. In Fig. 19, the waveforms of theinductor currents iL1 and iL2 in DCM operation are presented.With the switch S1 ON, the inductor current iL1 increases rapidly.At the same time, the inductor current iL2 drops quickly until thecurrent through the diode becomes zero. In Fig. 20, the wave-forms of the inductor currents iL1 and iL4 in DCM operation

Fig. 17. Waveforms of drive pulse, inductor currents iL 1 and iL 2 in loweroutput voltage case.

Fig. 18. Steady-state waveforms of output current, input current, and inputvoltage in lower output voltage case, Pout = 370 W.

Fig. 19. Waveforms of drive pulse, inductor currents iL 1 and iL 2 in higheroutput voltage case.

are given. Since the average input current is higher than the av-erage output current, the inductor current iL4 becomes negative,while the inductor current iL1 has a positive minimum value.There are six operation modes in a switching period, and theconverter works in DCM. In Section III, the theoretical analysisshows that the converter would work under DCM in higher out-put voltage case if the coupling coefficient k is larger than thekmin of the higher output voltage case. Thus, the experimentalresults confirm the theoretical analysis.

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Fig. 20. Waveforms of drive pulse, inductor currents iL 1 and iL 4 in higheroutput voltage case.

TABLE VTHD OF INPUT CURRENT VERSUS POWER AT DIFFERENT Vout CASES

Lower Vo u t Case Higher Vo u t Case

Power (W) THD (%) Power (W) THD (%)105 9.8 138 10.3179 7.8 268 8.2262 6.7 340 6.9370 6.0 423 6.2495 5.7 498 5.8

Fig. 21. Waveforms of drive pulse, inductor currents iL 1 and iL 2 in higheroutput voltage case.

The zoom-out waveforms of inductor current iL1 and iL2 areshown in Fig. 21. In Fig. 22, the waveforms of the input voltage,input current, and output voltage at steady state are shown. Theoutput voltage is regulated at 190 V, and the output power is402 W with the PF equal to 0.991.

In Figs. 18 and 22, the zero-crossing distortion of input cur-rents happens due to the forward voltage drop of diodes in thediode bridge, which is utilized to rectify the ac input voltage.Furthermore, when the input voltage is close to zero, the inputcurrent cannot ramp up quickly due to small voltages acrossinductors L1–L4 . The current slew rate needed to reach the ref-erence input current exceeds the available current slew rate, sothe input current lags behind the reference input current for a

Fig. 22. Steady-state waveforms of output voltage, input current and inputvoltage in higher output voltage case, Pout = 402 W.

Fig. 23. Calculated and measured efficiency curves of the proposed PFP atVin = 110 Vac.

short period of time, resulting in the zero-crossing distortion ofthe input current.

The THD of input current is shown in Table V for Vout = 90 Vand Vout = 190 V at Vin = 110 V at different power levels. Theefficiency curve at Vin = 110 Vac is shown in Fig. 23. Theefficiency is 96% at 500 W.

V. CONCLUSION

This paper proposed a novel interleaved two-phase SEPICPFP with inductors directly coupled. The directly coupled in-ductors can reduce the number of magnetic components anddecrease the input current ripple. The key circuit and designfeatures are summarized as follows. The power level of SEPICPFP is improved by interleaving two SEPIC converters, thevoltage and current stresses of the diodes and switches arelargely reduced, improving the power level up to 500 W. Highefficiency is maintained over a wide range of dc-link volt-age. The converter is designed to operate in DCM in order toachieve ZVS for switches and ZCS for diodes. The input currentripple is reduced by properly designing the coupled inductors.The inductance and coupling coefficient are carefully selectedfor the coupled inductors to ensure the DCM operation in closeproximity to BCM operation over the wide range of dc-linkvoltage.

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SHI et al.: INTERLEAVED SEPIC POWER FACTOR PREREGULATOR USING COUPLED 3471

A 500-W prototype is built to validate the advantages of thisproposed PFP. The experimental results show that the proposedinterleaved SEPIC PFP can provide a wide output dc-link volt-age from 90 to 190 V at 110-Vac input voltage, and the efficiencyis over 96% at 500 W over a wide range of dc-link voltage withPF over 0.99.

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Chuan Shi (S’16) received the B.S. degree in elec-trical engineering from Wuhan University, Wuhan,China, in 2013. He is currently working toward thePh.D. degree at the University of Maryland, Univer-sity of Maryland, MD, USA.

He was an Intern at Altera, Inc., Austin, TX,USA, during 2015. He received the 2016 Harry K.Wells Energy Research Fellowship from the Univer-sity of Maryland Energy Research Center, Universityof Maryland. His current research interests includemodeling, analysis, design, and control of power elec-

tronic converters for plug-in hybrid electric vehicles (PHEVs), as well as thepower management of battery/ultracapacitor hybrid energy storage systems forPHEVs.

Alireza Khaligh (S’04–M’06–SM’09) is currentlyan Associate Professor with the Electrical and Com-puter Engineering (ECE) Department and the Insti-tute for Systems Research, University of Maryland(UMD) , College Park, MD, USA. His major researchinterests include modeling, analysis, design, and con-trol of power electronic converters for transportationelectrification, renewable energies, energy harvest-ing, and microrobotics. He is an author/co-author ofmore than 140 journal and conference papers.

He received various awards and recognitions in-cluding the 2015 Inaugural Institute for Systems Research (ISR) Junior FacultyFellowship from the Institute for Systems Research, UMD; the 2013 GeorgeCorcoran Memorial Award from the ECE Department, UMD; the 2013 BestVehicular Electronics Paper Award from the IEEE Vehicular Technology So-ciety; and the 2010 Ralph R. Teetor Educational Award from the Society ofAutomotive Engineers. He was the General Chair of the 2016 IEEE AppliedPower Electronic Conference and Exposition (APEC), the Program Chair ofthe 2015 IEEE APEC, the Assistant Program Chair of the 2014 IEEE APEC,the General Chair of the 2013 IEEE Transportation Electrification Conferenceand Exposition, and the Program Chair of the 2011 IEEE Vehicle Power andPropulsion Conference. He is a Distinguished Lecturer of the IEEE VehicularTechnology Society and also a Distinguished Lecturer of the IEEE IndustryApplications Society. He is an Editor for the IEEE TRANSACTIONS ON VEHICU-LAR TECHNOLOGY, an Associate Editor for the IEEE TRANSACTIONS ON POWER

ELECTRONICS, and an Associate Editor for the IEEE TRANSACTIONS ON TRANS-PORTATION ELECTRIFICATION.

Haoyu Wang (S’12–M’14) received the bachelor’sdegree in electrical engineering with distinguishedhonor from Zhejiang University, Hangzhou, China,in 2009, and the Ph.D. degree in electrical engineer-ing from the University of Maryland, College Park,MD, USA, in 2014.

He was a Design Engineer at GeneSiC Semi-conductor, Inc., Dulles, VA, USA, in 2012. He iscurrently a Tenure Track Assistant Professor withthe School of Information Science and Technology,Shanghai Tech University, Shanghai, China. His re-

search interests include power electronics, plug-in electric and hybrid electricvehicles, the applications of widebandgap semiconductors, renewable energyharvesting, and power management integrated circuits.