Huvelle Ellen S - Judicial Watch · of filing 4. (yours, not spouse's) FINANCIAL DISCLOSURE REPORT...
Transcript of Huvelle Ellen S - Judicial Watch · of filing 4. (yours, not spouse's) FINANCIAL DISCLOSURE REPORT...
Huvelle_Ellen_S
of filing
4.
(yours, not spouse's)
FINANCIAL DISCLOSURE REPORT
Page 2of13
Namt of Ptrson Reporting
Huvelle, Ellen S.
Date of Report
05/14/2009
Ill. N 0 N-INVESTMENT JN CO ME. (Reporting individual and spouse; supp. 17-14 of.filing instructions.)
A. Filer's Non-Investment Income
[Z] NONE (No reportable non-investment income.)
SOURCE AND TYPE INCOME
I.
2.
3.
4.
B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, compleu this section.
(Dollar amount not required e.xcepl/or honoraria.)
D NONE (No reportable non-investment income.)
SOURCE AND TYPE
I. 2008 self-employed, partner in law firm
2.
3.
4.
IV. REIMBURSEMENTS - transportation, lodging.food, entertainment
(Includes those to spouse and dependenl children; see pp. 15-17 instructions.)
D NONE (No reportable reimbursements.)
SOURCE DATES LOCATION PURPOSE
I. University of Virginia Law Sch February 23-24 Charlottesville, VA Moot Court Judge ool
2. Husband's law firm September 10-1 I New York, NY Dinner (see next column) Transportation, Food and Hotel for Nati onal Law Journal Dinner Honoring Min ority Lawyers
3.
ITEMS PAID OR PROVIDED
Transportation, Food and Hotel
5.
CREDITOR DESCRIPTION VALUE CODE
FINANCIAL DISCLOSURE REPORT
Page 3of13
Name of Person Reporting
Huvelle, Elleq S.
Dale of Report
05/14/2009
V, GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing i.nstructinns.)
[Z] NONE (No reportable gifts.)
SOURCE DESCRIPTION
I.
VALUE
2.
3.
4.
5.
VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)
D NONE (No reportable liabilities.)
I. HSBC Mortgage on Rental Prop., Washington, DC (Part VII, Line 119) M
2.
3.
4.
5.
_..,....
9/1/H
FINANCIAL DISCLOSURE REPORT
Page 4of13
Name of Person Reporting
HuveUe, Ellen S.
Date of Report
05/14/2009
VII. INVESTMENTS and TRUSTS - income, value, rransac0ons (lnc1uttes those of spouse and dependent children; see PP· 34-f>o of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period
(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div., ren Code 2 Meth od buy, sell, Month· Code 2 Code 1 buyer/seller (A·H) or inL) (J-P) Code 3 redemption) Day (J-P) (A·H) (ifprivate
(Q·W) transaction)
I . Morgan Stanley Active Assets Tax Free T D Interest N T rust
2. America Online (now named Time Warner) A Dividend J T
3. Cisco Systems None J T
4. iShares MSC! EAFE Fund D Dividend L T
. .
5. Oracle Corp. None K T
6. Missouri St. Health Edi Faes 5/125% due 01 B Interest Redeemed I/I K A /01/09
7. Cinco TX Municipal Utility 4.0% due B Interest L T
8. MFS Muni Bond B Dividend K T
9. Van Kampen Emerging Markets B Dividend J T
IO. Oppenheimer Developing Markets Fund c Dividend J T
11. Templeton Developing Markets c Dividend L T
12. AIM International Growth Fund c Dividend J T
13. Manulife Venture Annuity None L T
14 . iShares Sm Cap 600 Growth A Dividend J T
15. iShares S&P Latin America A Dividend Sold 7/1 K A
16. Allianz CCM Cap App Class C A Dividend K T
17. Calvert Large Growth Fd Cl C None J T
I. lDcomc Gain Codes: A=Sl,OOOorlcss B =Sl,001 • S2,500 c =S2.501 • $5,000 D =S5,00I • $15,000 E =S 15,00 I • S50,000
(Sec C<>lumns Bl end 04) F =S50,00I • SI00,000 G =SI00,001 • Sl,000,000 HI =St,000,001 • $5,000,000 H2 =More tbaD $5,000,000
2. V aluc Codes J =S 15,000 or less K =S15,00I • $50,000 L =$50,001. Sl00,000 M =SI00.001. $250,000
{Sec Columns CJ and DJ) N =$250,001 • S500,000 0 =$500,001 • Sl,000,000 Pl =SJ,000,001 • $5,000,000 P2 =$5,000,001 • S25,000,000 P3 =S25,000,001 • S50,000,000 P4 =Mon: tbaD $50,000,000
3. Value Method Codes Q =Appraisal R =C<>st (Real Estate Only) S =Assessment T =Cash Mana (Sec Column C2) U =Book Value V =Other w =Estimated
(I) (I)
19.
7/1
34.
Name of Person Reporting Datt of Report FINANCIAL DISCLOSURE REPORT
Page 5of13 Huvelle, Ellen S. ·05/14/2009
VII. INVESTMENTS and TRUSTS - income, vatue, transactions (lncluw those of spouse and dependeni children; see PP· u o of filing instrucrwns.J
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(2) (I) (2) (2) (3) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date
exempt from prior disclosure Code I div., rc:n Code2 Method buy, sell, Month-(A-H) or int.) (J-P) Code 3 redemption) Day
(Q-W)
18. MFS Int'l Growth Fd Cl C A Dividend J T
Value Gain Identity of
Code2 Code I buyer/seller
(J-P) (if private
transaction)
(A-H)
(4) (5)
Van Kampen Comstock Cl C A Dividend K T
20. Andover Minn GO Ref-B 2.500% due 2/1 /08
A Interest Redeemed 211 K A
21. , El Paso Co CO School Dist #038 5.500% d ue 12/1/08
D Interest Redeemed 12/1 L A
22. North East Independent Sch Dist TX 2.75 0% due 8/1/09
c Interest M T
23. Baker Hughes A Dividend J T
"24. Johnson & Johnson A Dividend K T . ..
25. Morgan Stanley India Investment Fund c Dividend J T
26. Powershares Wildhill Clean Energy None J T
27. Whole Foods Markets A Dividend J T
28. Wisdom Tree Large Cap Dividend ETF B Dividend K T
29. Eaton Vance Large Value Fund A Dividend K T
30. AllianceBemstein International Growth
-
A Dividend J T
31. Putnam New Value None Sold 11121 K A
32. Lubbock TX Health 5.0% 7/1/08 c Interest Redeemed 7/1 L A
33. Lauderdale FL 2. 75% I 0/01/08 c Interest Redeemed L A
Las Vegas NV 4.0% J0/01/09 c Interest M T
I. Income Gain Codes: A =S 1.000 or less B =Sl,OOt -S2.500 c =S2,50t • $5,000 D =S5,00t - St5,000 E =St5,00t - $50,000
(See Columns BI and 04) F =$50,001 -SI 00,000 G =S I OO,OOl -Sl,000,000 HI =Sl,000,00t - S5,000,000 H2 =More than SS,000,000
2. Value Codes J =Sl5,000 or less K =S15,00I - S50,000 L =SS0.001 - SI00,000 M =SI00,001 - $250,000
(See Columns Cl and DJ) N =S250,00I - $500,000 0 =S500,00I - Sl,000,000 Pl =Sl,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000
PJ =$25,000,001 -$50,000,000 P4 =More than $50,000,000
J. Value Method Codes Q =Appraisal R =Cost (Real E.sta!e Only) S = Asscssm011 T =Cash Market
{See Column C2) U =Book Value V =Other W =Estimated
FINANCIAL DISCLOSURE REPORT
Page 6of13
N1mt of Person Rrporting
Ruvelle , Ellen S.
D1tr of Rtport
05/14/2009
VII. INVESTMENTS and TRUSTS - incolnJ!, value, transactions (Includes those of spouse and dependent children; see PP· u-60 of filing instrucnons.J
D NONE (No reportable income, assets, or transactions.)
A. B. C. D.
Description of Assets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(I) (2) (I) (2) (I) (2) (3) (4) (5) Place '"(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month - Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A·H) (if private
(Q-W) transaction)
35. Montgomery Co MD 5.0% 10/01/12 B Interest L T
36. Arnex Centurion Bank 2.9% 12/10/09 None L T Buy 12/05 L
37. Bear Steams Co 7.625% 12/07/09 A Interest L T Buy 12/05 L
38. Indiana St Education 5.0% 02101109 B Interest M T Buy 4116 M
39. Market Vectors Gold Miners None J T Buy l l/24 J
40. MidFirst Bank CD 3.5% 06/25/08 B Interest Buy 01/22 L
41. Redeemed 06125 L
42. Morgan Stanley Bank CD 2.9% I 2/11/09 None L T Buy 12/05 L
43. Palm Beach Criminal 5.375% 06/01/l l B Interest L T Buy ll/24 L
44. Rydex Managed Futures Stategies Fund A Dividend K T Buy ll/24 K
45. Tulsa Co ISO 3.5% 08/01110 None M T Buy 06130 M
46. WestemBank PR CD 2.75% 02/02/09 None M T Buy 09/23 L
47. IRA #2 E Dividend 0 T
48. -Morgan Stanley Bank
49. -iShares S&P Small Cap Value
50. -iShares S&P 500 Growth
51. -iShares S&P 500 Value
I. Income Ga.in Codes: A =SI.ODO or less B =St.DOI· S25DO C 2.501 - SI.ODO D =SI.DOI - Sll. 000 E 15.DOI • SI0.000
(Su C<>lumns Bl and 04) f =S50.DOI • SI00.000 G =SIDO.DOI • Sl,000,000 HI =St.000,DOI. S5.000.000 H2 =Mor< than Sl,000.000
2. Value Codes J =$15,000 or less K =S15.DOI • S50.000 L =S50.DOI • SI00.000 M =SIOO,DOI. Sl.10.000
(Se<: C<>lumns Cl and 03) N =S250.00I • SID0.000 0 =SlDO.DOI • Sl.000.000 Pl =Sl.000.DOI • Sl,000.000 P2 =S5.000.DOI - S25,000,000
Pl =S25,000,DOI - Sl0,000.000 P4 =Mon: than SI0.000.000
J. Value M<1bod Codes Q=Appraisal R =Cost (Real Estate Only) S =Asscssmrn1 T=Casb Manet (See C<>lumn C2) U =Book Value v =-Other W =Estimated
-
FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report
Page 7of13 Huvelle., Ellen S, 0511412009
VII. INVESTMENTS and TRUSTS - income, value, rransacoons (Includes 11rose of spouse and dependen1 children: see PP· 34-M of filing insrructions.J
D NONE (No reportable income, assets, or transactions.)
A. B. C. D.
Description of Assets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(I) (2) {I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g ., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month- Code2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
52. -iShares Sm Cap Growth
.. --
53. -Genzyme Corp Buy 10/31 J
54. -Salomon Smith Barney 6.5% due 2/15/08 Redeemed 2115 K A
55. -Wal-Mart Stores 6.875% due 8/10/09
56. -Van Kampen Comstock
57. -MFS Value
58. -MFS Jnt'l Growth Fd
59. -Calvert Large Growth
60. -Goldman Sachs Small Cap Value
61. -Abbott Laboratories Buy J0/31 J
62. -American Gr. Fund
63. -American Inv. Co.
64. -Sentinel Small Company
65. -Delaware Small Cap Value
66. -AllianceBemstein International Value Fund Class C
67. -Dreyfus Premier Alpha Growth Fund Class c
68. -Dreyfus Premier New Leaders Fund Class c
I. lncomc Gain Codes: A =St.000 or less B =SI.DOI· Sl.SOO C =Sl.501 ·SS.ODO D=S5.00I - SIS.ODO E =SIS.001-SSD.OOO
(Sec Columns Bl and 04) F =S50.00I • SI00,000 G =SI00.001 -Sl,000,0DO HI =Sl,000,001 • SS,000,0DO Hl =More than SS,OD0,000
2. Va.Jue Codes J =SJ 5,000 or less K=Sll,001-SSO.OOO L =SS0.001 • SI00.000 M =SI00.001 - S250.000
(See Columns Cl and DJ) N =S250,00I • SS00.000 0 =SS00.001 -SI .000.000 Pl =Sl,000.001 -SS,000,000 Pl =SS.OD0.001 - S25.000.ooo
Pl =s2s.ooo.001 .. sso.000.000 P4 =More than sso.000.000
l. Value Method Codes Q =Appraisal R =CoS1 (Rul Estate Only) S =Assessment T =Cash Marl:et
(See Column C2) U =Book Value V =Other W =Estimated
FINANCIAL DISCLOSURE REPORT
Page 8of13
N•me of Person Reporting
Huvelle, Ellen S.
D•lr of Rrport
05/14/2009
VII. INVESTMENTS and TRUSTS - inco=, value, transactions (Includes those of spouse and dependent children; Set pp. 34-60 of .filing instructions.)
0 NONE (No reportable income, assets, or transactions.)
A. Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure -
69. -iShares MSC! EAFE
70. -MS FX Alpha Strategy Plus
71. -Eaton Vance Large Value
72. -Ivy Asset Strategy
73. Active Assets Tax Free
74. Apple Computer
75. Dell
76. iShares MSG! EAFE
77. iShares S&P 500 Growth
78. iShares S&P 500 Value
79. iShares Small CapGrowth
80. MS India Fund
81. Oyster Bay New York Public Improvements 5.0%
82. Van Kampen Emerging Markets Fund
83. Van Kampen Comstock
84. Oppenheimer Developing Markets Fund
85. Delaware Trend Fund
I. lncomc: Gain Codes: A =St,000 or less
(Sec Columns Bl 11Dd 04) F =$50,001 - SI00,000
2. Value Codes J =S 15,000 or less
(Sec Cohunns Cl aod DJ) N =$250,001 - $500,000
PJ =$25,000.001 -$50,000.000
3. Value Method Codes Q=Appraisal
(Sec Column C2) U ::::Book Value
B. C.
Income during Gross value at end of
reporting period reporting period
(I) (2) (I) Amount Type (e.g., Value Code I div., rent. Code 2 (A-H) or int.) (J-P)
D Interest N
None J
None J
B Dividend K
A Dividend K
c Dividend L
A Dividend K
D Dividend J
B Interest K
c Dividend K
A Dividend J
c Dividend J
B Dividend K
B =St,001 -SZ,500
G =$100,001 • Sl,000,000
K =$15,00t • S50.000
0 =S500,001 -Sl,000,000
R =CoSI (Real Estate Only)
v =Other
(2) (I) Value Type (e.g.,
Method buy, sell,
Code 3 redemption)
(Q·W)
T
T
T
T
T
T
T
T
T
T
T
T
T
C =S2.5DI -S5,000
Ill =Sl,000,001. $5,000,000
L =S5D.OOI -SI00,000
Pl =Sl,000,001 -S5,000,DOO
P4 =Mon: thaD $50,000,000
S =Assessment
w =Estimated
D.
Transactions during reporting period
(2) (3) (4) (5) Date Value Gain Identity of
Month - Code 2 Code I buyer/seller
Day (J-P) (A-H) (ifprivate transaction)
-
D =S5,001 • Sl5,000 E =St5.00I • S50,000
IU =Morethan $5,000,000
M =SI00.001 -S25D.OOO
f'2 =$5,000,001 - $25,000.000
T =Casb Market
.
(I) (2) (4) (5)
(Q-W)
93.
95.
97.
99.
FINANCIAL DISCLOSURE REPORT
Page 9of13
Name of Person Reporting
Huvelle, Ellen S.
Date of Repor1
·05114/2009
VII. INVESTMENTS and TRUSTS - income, varue, transactions onc1udes those of spouse and dependent children; ue PP· 34-60 of filing msrrucnans.J
D NONE (No reportable income, assets, or transactions.)
A. 8. c. D.
Description of Assets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(2)(I) (2) (I) (3) Value Gain Identity of Place "(X)" after each asset Amount Type (e.g., Value Type (e.g., Date Value
Code I Code 2 Method buy, sell, Month - Code 2 Code Iexempt from prior disclosure div., rent. buyer/seller (A-H) or int.) Code 3 redemption) Day (J-P)(J-P) (A-H) (ifprivate
transaction)
86. Allianz Cap App A Dividend J T
87. Calvert Large Growth N one J T
88. MFS Value A Dividend J T
89. Am. Inv. Co. of Am. A Dividend J T
90. Franklin Small Midcap Growth Fund A Dividend K T
91. AJM Constellation Fund None Sold 11/21 K A
92. Templeton Foreign Fund None Sold 1/21 L A
Lincoln National American Legacy None M T
94. Alpine Int'! Real Estate None Sold in K c
North Las Vegas Nv 4.35% I 1/01/10 c Interest M T
96. Russellville Ar 4.25% 2/1/12 c Interest Sold 8/1 M A Sale
MS Fx Alpha Plus Strat Port A Dividend K
98. AJM Tax Exempt Cash Fund A Dividend K T Buy 11121 K
Ameris Bank CD 4.0% 7/3012008 c Interest Buy 1/22 M
100. Sold 7130 M A
JOI. Bank of India 2/85% 3/18/2008 None M T Buy 9115 L
102. Capital One Bank 4.0% 02/08/J 0 None M T Buy 7131 L
I. Income Gain Coda:
(See Columns BI and 04)
2. Value Codes
(See Columns CJ and DJ)
3. Value Method Codes
(See Column C2)
A :Sl,000 or lcs.s
f =S50,001 • S 100,000
J =S 15,000 or Jess
N =$250,001 -$500,000
P3 =S25,000,00I - $50,000,000
Q =Appraisal
U =Book Value
B ESl,001 - $2,500
G =SJ00,001 • Sl,000,000
K =S15,00I - $50.000
O=S500,00l -Sl,000,000
R =CDS! (Real Esta1e Only) V =O!ber
C =S2,501 -S5,000
HI =SJ,000,001 -S5,000,000
L =S50.00I. SI00,000
Pl =Sl,000,001 - S5,000,000
P4 =More than $50,000,000
S =Assessment
W =Esrirna1erl
D =$5.001 - $15,000
H2 =More than $5,000,000
M =SI 00,00 I -$250,000
P2 =S5,000,00I -S25,000,000
T=Casb Marlcc:t
E =Sl5,00I -S50,000
-•
FINANCIAL DISCLOSURE REPORT
Page I 0of13
Name of Person Reporting
Huvelle, Ellen S.
Date of Report
- 0511412009
VII. INVESTMENTS and TR UE:TS - income, value, transactions (Includes those of spouse and dependenJ children; SU pp. 34-60 of .filing instructions.)
0 NONE (No reportable income, assets, or transactions-)
A. B. c. D.
Description of Assets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(I) (2) (J) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Ar.iount Type (e.g., Value Value T}PC (e.g., Dare Value Gain Identity of
exempt from prior disclosure Code l div., rent, Code 2 Method buy, sell, Month - Code 2 Code I buyer/seller (A-H) or inL) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
103. Connecticut Health Education 4.0% 7/01/ None M T Buy 7/1 M 2010
104. Midfirst Bank CD 3.5% 6/25/2008 B Interest Buy 1/22 L
105. Sold 6/25 L A
106. Sovereign Bank CD 2.9% 3/17/2009 Non.e M T Buy 9/15 L
107. !st Pacific Bank CD 4.05% 2/08/2010 None M T Buy 7/31 L
108. IRA #I A Dividend L T
109. -Morgan Stanley Bank
110. -Delaware Small Cap Value Fund
111. C&B A Interest 0 T
112. Cov. Fund LLC A Distribution J T
113. Greenwood at Clevel and Park LLC None J w
114. Rental Property, Washington, DC E Rent N w
1/3 Interest in -BarnstableI 15. None Sold 3/1 N G County, MA
116. Winslow Green Mutual Fund A Dividend J T Buy 7/19 J
117. Retirement Account E Dividend Pl T
118. -Dodge & Cox
119. -American Funds Growth Fund of Am.
I. Income Gain Coda: A =St ,000 or less B =St.001 -S2,500 C =S2,501 - S5,000 D =S5,00I - St5,000 E =SI 5,001 • S50,000
(Sec Col= Bl and 04) F =S50,00I - SI00.000 G =SI00.001 • Sl,000,000 HI =Sl.000.001 -S5,000.000 H1 =Mort than S5,000,000 2. Value Cocks J =SI5,000 or less K =SI5,00I -S50,000 L =S50,00I - SI00,000 M =SI00,001 • S250,Dro
(Se< Col= CI lllld DJ) N =S250,00I - S500,000 D =S500,00I - Sl,000,000 Pl =SI,000,001 • SS,000,000 P2 =SS,000.001 - S25,000,000
Pl =$25,000,001 - $50,000,000 P4 =More than SS0.000,000 3. Value Method Codes Q=Appraisal R =Cost (Real E.swe Only) S =Assessment T=Cash Marlcc:t
(See Column C2) U=Book Value V =Other W =Estimated
(3)
Name of Person Reporting Dale of Report FINANCIAL DISCLOSURE REPORT
Huvelle, Ellen S. 05/14/2009- Page 11 of 13
VII. INVESTMENTS and TRUSTS - incomL, value, transactions (Includes those of spouse and dependent children; see PP· 34--60 of _filing instructions.)
D NONE (No reportable income, assets, or transactions)
A. B. c_ D.
Description of Assets Income during Gross value at end of Tran sactions during reporting period
(includin g trust assets) reporting period reporting period
(l) (2) (l) (2) (l) (2) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempl from prior disclosuse Code I div., rent, Code 2 Method buy, sell, Month - Code 2 Code l buyer/seller (A-H) or int) (J-P) Code 3 redemptio n) Day (J-P) {A-H) (ifprivale
(Q-W) transaction)
120. -American Beacon Small Cap
12 J. -Ranier Small/Mid Cap Equity
122. -Lazard Emerging Ml<ls
123_ -Thornburg International
124. -Schwab Stable Value
125. -PIMCO Total Return Buy 1/15 K
L locomc Gain Codes: A =Sl.000 or less B =Sl,ClOI-S2.500 C =52,501 • S5,000 D =S5,00I - Sl5,000 E =$15,001-$50,000
(See Columns BI and 04) f =S50,00J -SJOO,ooo G =SI00,001 -Sl,000,000 HI =Sl,000,001 -SS,000,000 H2 =More than SS,000,000 2. Value Codes J=Sl5,000orless K =Sl5,00I - S50,000 L =S50,00I - S 100,000 M =SI00,001 -S250,000
(Sa: Columns CJ and DJ) N =$250,001 - $500,000 O =$500,001 -Sl,000,000 Pl =Sl,000,001 - SS,000,000 P2 =S5,000,00J - S25,000,000
P3 =$25,000,001 -S50,000,000 P4 =Mon: than SS0,000,000
l Value Method Codes Q=Appraisal R =Cost (Real Estale Only) S =Assessment T=CasbMarlcd
(See Column OJ U =Book Value v =Other w =Estimaied
Namt of Person Reporting Datt of Rtport FINANCIAL DISCLOSURE REPORT
Page 12of13 Huvelle, Ellen S. 05/)4/2009
VIII. ADDITIONAL INFOR1\1ATION OR EXPLANATIONS. (lndicateparto/ReporL)
Line 73 of the report filed on May I 0, 2008 showed a "partial sale" of E. V. Emerging Markets. In fact, it was a full sale, and the gain code should have been a "B." As a result, as of June 2007, I no longer held E.V. (Eaton Vance) Emerging Markets.
FINANCIAL DISCLOSURE REPORT
Page 13of13
Name of Person Reporting Date of Repor1
Huvelle, Ellen S. 051i412009
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 eL seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
NOTE: ANY INDIVJDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE nns REPORT MAY BE SUBJECT TO CIVJL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544