Eligible Assets and Credit-to-asset Ratio for Secured Credit

Effective from 7 Apr 2020

List of Eligible Assets (Excluding Stocks)

Asset Ty pes Cr edit-to-asset R atio

HKD T ime Depos its 100%

F oreig n Currency T ime or S a ving Deposits in

US D 90%

RM B 90%

O ther currencies 85%

Depos it Plus 70%

S tructured I nv estment Deposits ( Including Ca pital Protected I nvestment Depos its) 70%

Unit T rusts */Bonds *# /Certif ica tes of Depos it/Equity Link Notes/ Equity Link I nvestment with

Risk Ra ting 1 70%

Risk Ra ting 2 70%

Risk Ra ting 3 50%

Risk Ra ting 4 30%

Risk Ra ting 5 –

*e xclude the Non-e ligible Products lis te d be low. # F or ne w bonds is sue d on or afte r 17 M ar 2020, the timeline for ass ignme nt of Cre dit -to-asset Ratio for S e cured Cre dit F acility will be re vise d follow:

for ne w bonds is sue d be twe en 1 Jan to 30 Jun e ach ye ar, Cre dit -to-asset Ratio will be ass igned in S e p of the same ye ar (whe re applicable ) ;

for ne w bonds is sue d be twe en 1 Jul to 31 De c, Cre dit -to-asse t Ratio will be ass igned in M ar of ne xt ye ar (whe re applicable );

Ple ase re fe r to the re le vant bond te rm she et or the bond de tails in our we bs ite for the is sue date of the re le vant bond.

Gold 0% (Credit-to-a sset Ra tio for Gold (Wa y foong S tatement Gold) is remov ed from 20 Dec 2019)

List of Non-eligible Products (Capital in Nature Instruments and Other TLAC-eligible Instruments, Hedge Funds, Liquid Alternative Funds are not eligible)

Pr oduct Ty pe B ond / F und Code B ond / F und N ame

Bonds US 404280A N99 HS BC HO LDI NGS PLC 4% US D BO ND 3/30/2022

Bonds US 404280A L34 HS BC HO LDI NGS PLC 4. 875% US D BO ND 1/14/2022 Bonds US 404280A K50 HS BC HO LDI NGS PLC 5. 1% US D BO ND 4/5/2021 Bonds XS 0088317853 HS BC BA NK PLC 6. 5% GBP BO ND 7/7/2023 Bonds US 404280A M17 HS BC HO LDI NGS PLC 6. 1% US D BO ND 1/14/2042 Bonds XS 0429422271 HS BC HO LDI NGS PLC 6. 5% GBP BO ND 5/20/2024

Bonds US 404280A G49 HS BC HO LDI NGS PLC 6. 5% US D BO ND 5/2/2036 Bonds US 404280A H22 HS BC HO LDI NGS PLC 6. 5% US D BO ND 9/15/2037 Bonds US 404280A J87 HS BC HO LDI NGS PLC 6. 8% US D BO ND 6/1/2038

Unit T rust U62345 M A N A HL DI V ERS IFIED F UTURES LTD Unit T rust U62782 JPM GLO BA L M A CRO O PPO RTUNIT IES A (A CCUMULA TION) - A UD (HEDGED) Unit T rust U62783 JPM GLO BA L M A CRO O PPO RTUNIT IES A (A CCUMULA TION) - US D (HEDGED) Unit T rust U62784 JPM GLO BA L M A CRO O PPO RTUNIT IES A (A CCUMULA TION) - EUR

List of Eligible Stocks

HKS E

Code

S tock name Cr edit-to-

asset R atio

00001 CK HUTCHI S ON HO LDINGS LIM ITED 50%

00002 CLP HO LDI NGS LI M ITED 50%

00003 THE HO NG KO NG & CHI NA GA S CO M PA NY LI MITED

50%

00004 THE WHA RF (HO LDINGS) LI MITED 50%

00005 HS BC HO LDI NGS PLC 50%

00006 PO WER A S S ETS HO LDINGS LI MITED 50%

00008 PCCW LI M I TED 50%

00010 HA NG LUNG GRO UP LI M I TED 50%

00011 HA NG S ENG BA NK LI M I TED 50%

00012 HENDERS O N LA ND DEV ELOPMENT CO M PA NY LI MITED

50%

HKS E

Code

S tock name Cr edit-to-

asset R atio

00014 HYS A N DEV ELOPMENT CO MPA NY LI M I TED

50%

00016 S UN HUNG KA I PRO PERTIES LI MITED 50%

00017 NEW WO RLD DEV ELOPMENT CO MPANY LI M I TED

50%

00019 S WI RE PA CI FIC LI MITED 'A ' S HARES 50%

00020 WHEELO CK A ND CO M PA NY LI MI TED 50%

00023 THE BA NK O F EA S T A S IA LI MITED 50%

00027 GA LA XY ENTERTAINM ENT GRO UP

LI M I TED

50%

00066 M TR CO RPO RA TION LI MI TED 50%

00083 S I NO LA ND CO M PANY LI MITED 50%

List of Eligible Stocks (continued)

HKS E

Code

S tock name Cr edit-to-

asset R atio

00101 HA NG LUNG PRO PERTI ES LI MITED 50%

00123 YUEXI U PRO PERTY CO M PA NY LI MI TED 50%

00135 KUNLUN ENERGY CO M PA NY LI MI TED 50%

00144 CHI NA M ERCHA NTS HO LDINGS ( I NTERNA TIONA L) CO M PA NY LI MI TED

50%

00148 KI NGBO A RD CHEM ICAL HO LDINGS

LI M I TED

50%

00151 WA NT WA NT CHI NA HO LDINGS LI MITED 50%

00152 S HENZ HEN I NTERNATIONAL HO LDINGS

LI M I TED

50%

00165 CHI NA EV ERBRI GHT LI MITED 50%

00175 GEELY A UTO M OBILE HO LDINGS LI MITED 50%

00177 JI A NGS U EXPRESS WA Y CO MPA NY LI M I TED 'H' S HA RES

50%

00220 UNI -PRES I DENT CHINA HO LDI NGS LTD. 50%

00257 CHI NA EV ERBRI GHT I NTERNA TI ONAL

LI M I TED

50%

00267 CI T I C LI M ITED 50%

00270 GUA NGDO NG I NV ES TMENT LI MI TED 50%

00285 BYD ELECTRO NI C ( I NTERNATIONA L) CO M PA NY LI MITED

50%

00288 WH GRO UP LI M I TED 50%

00303 V TECH HO LDI NGS LI MITED 50%

00322 T I NGYI (CA YMAN I S LA NDS) HO LDINGS CO RP

50%

00323 M A A NS HA N I RON & S TEEL CO ., LI MITED

‘ H’ S HA RES

50%

00338 S I NO PEC S HANGHA I PETRO CHEMICA L CO M PA NY LI MITED ‘ H’ S HARES

50%

00347 A NGA NG S TEEL CO M PA NY LI MI TED 50%

00358 JI A NGXI CO PPER CO MPANY LIM ITED ‘ H’ S HA RES

50%

00371 BE I JI NG ENTERPRISES WA TER GRO UP

LI M I TED

50%

00384 CHI NA GA S HO LDI NGS LI MITED 50%

00386 CHI NA PETRO LEUM & CHEM ICAL CO RPO RA TIO N 'H' S HA RES

50%

00388 HO NG KO NG EXCHA NGES A ND CLEA RING LI M I TED

50%

00390 CHI NA RA I LWA Y GRO UP LTD 'H' S HA RES 50%

00392 BE I JI NG ENTERPRISES HO LDINGS LI MITED 50%

00425 M I NTH GRO UP LI M ITED 50%

00489 DO NGF ENG M O TOR GRO UP CO MPANY LI M I TED 'H' S HA RES

50%

00522 A S M PA CI FIC TECHNOLOGY LI MITED 50%

00548 S HENZ HEN EXPRESSWAY CO MPANY LI M I TED ‘ H’ S HARE

50%

00551 YUE YUEN I NDUS TRI AL (HO LDI NGS) LI M I TED

50%

00552 CHI NA CO M M UNICA TIONS S ERV ICES CO RPO RA TIO N LI MITED ‘ H’ S HARES

50%

00570 CHI NA TRA DI T IONA L CHI NESE M EDICINE HO LDI NGS CO MPA NY LI MITED

50%

00576 Z HEJI A NG EXPRESSWAY CO . LI MITED 'H' S HA RES

50%

00586 CHI NA CO NCH V ENTURE HO LDINGS LI M I TED

50%

00598 S I NO TRA NS LI MITED 'H' S HA RES 50%

00656 F O S UN I NTERNATIONA L LI MITED 50%

00659 NWS HO LDI NGS LI MITED 50%

00669 TECHTRO NI C I NDUSTRI ES CO M PA NY

LI M I TED

50%

00670 CHI NA EA S TERN A I RLINES CO RPORA TION LI M I TED ‘ H’ S HARES

50%

HKS E

Code

S tock name Cr edit-to-

asset R atio

00683 KERRY PRO PERTI ES LIM ITED 50%

00688 CHI NA O V ERS EA S LA ND A ND I NV ES TMENT LI MITED

50%

00694 BE I JI NG CA PI TA L I NTERNATIONA L A I RPO RT CO MPA NY LI MITED 'H' S HA RES

50%

00696 TRA V ELS KY TECHNOLOGY LI MITED ‘ H’

S HA RES

50%

00700 TENCENT HO LDI NGS LI MITED 50%

00728 CHI NA TELECO M CO RPORA TIO N LI MITED 'H' S HA RES

50%

00753 A I R CHI NA LI M ITED 'H' S HA RES 50%

00762 CHI NA UNI CO M (HO NG KO NG) LI MITED 50%

00772 CHI NA LI TERA TURE LTD 50%

00778 F O RTUNE REA L ES TA TE I NVESTM ENT TRUS T

50%

00788 CHI NA TO WER CO RPORA TIO N LTD - H S HS

50%

00813 S HI M A O PRO PERTY HO LDINGS LI MI TED 50%

00817 CHI NA JI NM A O HO LDINGS GRO UP LI M I TED

50%

00823 THE LI NK REA L ES TA TE I NVESTM ENT TRUS T

50%

00836 CHI NA RES O URCES PO WER HO LDINGS CO M PA NY LI MITED

50%

00857 PETRO CHI NA CO MPANY LIM ITED 'H' S HA RES

50%

00867 CHI NA M EDI CAL S YSTEM HO LDINGS

LI M I TED

50%

00868 XI NY I GLA S S HO LDINGS LI MITED 50%

00874 GUA NGZ HO U BA I YUNSHAN PHA RM A CEUTICAL HO LDINGS CO ., LTD.

'H' S HA RES

50%

00880 S JM HO LDI NGS LI MITED 50%

00881 Z HO NGS HENG GRO UP HO LDINGS LI M I TED

50%

00883 CNO O C LI M I TED 50%

00902 HUA NENG PO WER I NTERNA TIONA L, I NC. 'H' S HA RES

50%

00914 A NHUI CO NCH CEM ENT CO MPA NY LI M I TED 'H' S HA RES

50%

00916 CHI NA LO NGYUA N PO WER GRO UP CO RPO RA TIO N LI MITED 'H' S HARES

50%

00939 CHI NA CO NS TRUCTION BA NK CO RPO RA TIO N 'H' S HA RES

50%

00941 CHI NA M O BI LE LI MITED 50%

00958 HUA NENG RENEWA BLES CO RPO RATION LI M I TED

50%

00960 LO NGF O R PRO PERTI ES CO . LTD. 50%

00966 CHI NA TA I PING I NS URANCE HO LDINGS

CO M PA NY LI MITED

50%

00968 XI NY I S O LAR HO LDINGS LTD 50%

00981 S EM I CONDUCTOR M ANUF ACTURING

I NTERNA TIO NAL CO RPORA TIO N

50%

00992 LENO V O GRO UP LI MITED 50%

00998 CHI NA CI T I C BA NK CO RPORA TI ON LI M I TED 'H' S HA RES

50%

01038 CHEUNG KO NG I NF RA S TRUCTURE HO LDI NGS LI MITED

50%

01044 HENGA N I NTERNA TIONA L GRO UP

CO M PA NY LI MITED

50%

01055 CHI NA S O UTHERN A IRLINES CO MPA NY LI M I TED ‘ H’ S HARES

50%

01066 S HA NGDO NG WEI GAO GRO UP M EDI CAL

PO LYM ER CO MPA NY LI MITED ‘ H’ S HARES

50%

List of Eligible Stocks (continued)

HKS E

Code

S tock name Cr edit-to-

asset R atio

01088 CHI NA S HENHUA ENERGY CO MPANY LI M I TED 'H' S HA RES

50%

01093 CS PC PHA RM A CEUTICAL GRO UP LI MITED 50%

01099 S I NO PHA RM GRO UP CO . LTD. H S HA RES 50%

01109 CHI NA RES O URCES LA ND LI MITED 50%

01113 CHEUNG KO NG PRO PERTY HO LDINGS

LI M I TED

50%

01114 BRI LLI A NCE CHI NA A UTOM OTI VE HO LDI NGS LI MITED

50%

01169 HA I ER ELECTRONI CS GRO UP CO ., LTD 50%

01171 YA NZ HO U CO A L M INING ‘ H’ S HA RES 50%

01177 S I NO BI O PHARMA CEUTICAL LI MITED 50%

01186 CHI NA RA I LWA Y CO NS TRUCTION CO RPO RA TIO N LI MITED 'H' S HARES

50%

01193 CHI NA RES O URCES GA S GRO UP LIM ITED 50%

01199 CO S CO PA CI FIC LI MITED 50%

01288 A GRI CULTURA L BA NK O F CHI NA LI MITED ‘ H’ S HA RES

50%

01299 A I A GRO UP LI M ITED 50%

01313 CHI NA RES O URCES CEM ENT HO LDINGS LI M I TED

50%

01316 NEXTEER A UTO MOTIVE GRO UP LTD 50%

01336 NEW CHI NA LI F E I NSURA NCE CO M PA NY

LI M I TED

50%

01339 THE PEO PLE 'S I NS URANCE CO MPANY (GRO UP) O F CHI NA LI MITED 'H' S HA RES

50%

01359 CHI NA CI NDA A S SET M A NAGEMENT CO LTD

50%

01398 I NDUS TRI AL A ND CO M MERCIA L BA NK O F CHI NA 'H' S HA RES

50%

01530 3S BI O I NC 50%

01658 PO S TA L S A VINGS BK O F CHI NA -H S HA RES 50%

01766 CRRC CO RPO RA TIO N LIM ITED 50%

01776 GF S ECURI T I ES CO M PA NY LI MI TED 50%

01800 CHI NA CO M M UNICA TIONS CO NS TRUCTI ON CO MPANY LI MITED 'H' S HA RES

50%

01810 XI A O M I CO RPORA TION - W CLA S S B S HA RES

50%

01816 CGN PO WER CO LTD 50%

01876 BUDWEI S ER BREWING CO MPANY A PA C LI M I TED

50%

01888 KI NGBO A RD LA M INATES HO LDINGS LI M I TED

50%

01928 S A NDS CHI NA LTD. 50%

01929 CHO W TA I F O OK JEWELLERY GRO UP LI M I TED

50%

01958 BA I C M O TO R CO RPORATION LI MITED 50%

01972 S WI RE PRO PERTIES LI MITED 50%

01988 CHI NA M I NS HENG BA NKI NG CO RP., LTD. 'H' S HA RES

50%

01997 WHA RF REA L ES TATE I NV ESTMENT CO M PA NY LI MITED

50%

02005 S S Y GRO UP LI M ITED 50%

02007 CO UNTRY GA RDEN HO LDI NGS CO MPANY LI M I TED

50%

02009 BBM G CO RPO RA TI ON 'H' S HA RES 50%

02018 A A C TECHNO LO GIES HO LDINGS I NC. 50%

02020 A NTA S PO RTS PRO DUCTS LI MITED 50%

02128 CHI NA LES S O GRO UP HO LDINGS LI MITED 50%

02186 LUYE PHA RM A GRO UP LI MI TED 50%

02196 S HA NGHA I F OSUN PHA RM ACEUTICA L (GRO UP) CO M PA NY LI MI TED - 'H' S HA RES

50%

02202 CHI NA V A NKE CO LTD- H S HA RES 50%

HKS E

Code

S tock name Cr edit-to-

asset R atio

02208 XI NJI A NG GO LDWIND S CIENCE A ND TECHNO LO GY CO MPANY ‘ H’ S HARES

50%

02238 GUA NGZ HO U A UTO MOBI LE GRO UP

CO M PA NY LI MITED 'H' S HA RES

50%

02313 S HENZ HO U I NTERNA TIO NAL GRO UP HO LDI NGS LI MITED

50%

02314 LEE & M A N PA PER M A NUF ACTURING LI M I TED

50%

02318 PI NG A N I NS URA NCE (GRO UP) CO MPANY O F CHI NA LI M ITED 'H' S HA RES

50%

02319 CHI NA M ENGNI U DA I RY CO MPA NY LI M I TED

50%

02328 PI CC PRO PERTY A ND CA S UALTY CO M PA NY LI MITED 'H' S HA RES

50%

02333 GREA T WA LL M O TOR CO MPANY LI MITED 'H' S HA RES

50%

02338 WEI CHA I POWER CO M PANY LIM ITED 'H' S HA RES

50%

02357 A V I CHI NA I NDUSTRY A ND TECHNO LOGY CO M PA NY LI MITED ‘ H’ S HARES

50%

02380 CHI NA PO WER I NTERNATIONAL

DEV ELO PMENT LI MITED

50%

02382 S UNNY O PTI CA L TECHNO LOGY (GRO UP) CO M PA NY LI MITED

50%

02386 S I NO PEC ENGINEERING (GRO UP) CO . LTD

‘ H’ S HA RES

50%

02388 BO C HO NG KO NG (HO LDI NGS ) LIM ITED 50%

02588 BO C A V I A T ION LTD 50%

02601 CHI NA PA CI F IC I NSURA NCE (GRO UP) CO ., LTD. 'H' S HA RES

50%

02607 S HA NGHA I PHA RMACEUTI CALS HO LDING CO M PA NY LI MITED

50%

02628 CHI NA LI F E I NSURA NCE CO M PA NY LI M I TED 'H' S HA RES

50%

02638 HK ELECTRI C I NVESTMENTS A ND HK ELECTRI C I NV ES TMENTS LIM ITED

50%

02688 ENN ENERGY HO LDI NGS LI MITED 50%

02689 NI NE DRA GO NS PA PER (HO LDINGS) LI M I TED

50%

02777 GUA NGZ HO U R A ND F PRO PERTI ES CO ., LTD 'H' S HA RES

50%

02799 CHI NA HUA RO NG A S S ET M ANA GEMENT CO M PA NY LI MITED

50%

02800 TRA CKER F UND O F HO NG KO NG 50%

02822 CS O P F TS E CHINA A 50 ETF 50%

02823 I S HA RES A S IA TRUS T – I SHA RES

F TS E/XINHUA A 50 CHI NA I NDEX ETF

50%

02828 HA NG S ENG H-S HA RE I NDEX EXCHANGE TRA DED F UND

50%

02840 S PDR GO LD TRUS T 50%

02888 S TA NDA RD CHA RTERED PLC 50%

02899 Z I JI N M I NING GRO UP CO MPANY LI MITED ‘ H’ S HA RES

50%

03188 CHI NA A M C ETF S ERIES – CHI NAA MC CS I 300 I NDEX ETF (EXCHANGE -TRA DED F UND)

50%

03311 CHI NA S TA TE CO NS TRUCTION

I NTERNA TIO NAL HO LDINGS LI MITED

50%

03319 A -LI V I NG S ERVI CES CO LTD -H S HARES 50%

03320 CHI NA RES PHA RM A CEUTICAL GR LTD 50%

03323 CHI NA NA TI O NAL BUI LDING M ATERI AL CO M PA NY LI MITED ‘ H’ S HARES

50%

03328 BA NK O F CO M M UNICA TIO NS CO ., LTD 'H' S HA RES

50%

03383 A GI LE GRO UP HO LDI NGS LI MITED 50%

List of Eligible Stocks (continued)

HKS E

Code

S tock name Cr edit-to-

asset R atio

03606 F UYA O GLA S S I NDUSTRY GRO UP CO LI M I TED

50%

03618 CHO NGQ I NG RURA L CO M MERCIAL BA NK

CO M PA NY LI MITED - 'H' S HA RES

50%

03690 M EI TUA N DI ANPING - W CLA S S B S HA RES 50%

03699 DA LI A N WA NDA CO MMERCIAL

PRO PERTI ES CO LTD

50%

03799 DA LI F O O DS GRO UP CO MPANY LI MITED 50%

03898 Z HUZ HO U CS R T I MES ELECTRI C CO .,LTD. 'H' S HA RES

50%

03908 CHI NA I NTERNA TIONAL CA PI TAL CO RPO RA TIO N LI MITED - H S HA RES

50%

03968 CHI NA M ERCHA NTS BA NK CO . LTD 'H' S HA RES

50%

03969 CHI NA RA I LWA Y S IGNA L A ND CO M M UNI CATION CO RPORA TIO N LI M I TED – H S HA RE

50%

03988 BA NK O F CHI NA LI M ITED 'H' S HA RES 50%

03993 CHI NA M O LYBDENUM CO .,LTD. 'H' S HA RES

50%

06030 CI T I C S ECURI TIES CO MPANY LI MITED 'H'

S HA RES

50%

06060 Z HO NGA N O NLI NE P & C I NS URA NCE CO LTD H S HA RE

50%

06066 CS C F I NA NCI AL CO LTD – H S HA RES 50%

06808 S UN A RT RETA I L GRO UP LI M ITED 50%

06818 CHI NA EV ERBRI GHT BA NK CO M PANY LI M I TED

50%

06823 HKT TRUS T A ND HKT LI M I TED 50%

06837 HA I TO NG S ECURITI ES CO M PA NY LI M I TED- 'H' S HA RES

50%

06881 CHI NA GA LA XY S ECURIT IES CO . , LTD 'H' S HA RES

50%

06886 HUA TA I S ECURIT IES CO LTD 50%

09988 A LI BA BA GRO UP HO LDING LI MITED - S W 50%

00069 S HA NGRI -LA A SIA LTD 40%

00081 CHI NA O V ERS EA S GRA ND O CEANS GRO UP 40%

00087 S WI RE PA CI FIC LI MITED ‘ B’ S HARES 40%

00119 PO LY PRO PERTY GRO UP CO MPANY LI M I TED

40%

00173 K. WA H I NTERNA TIONA L HO LDINGS LI M I TED

40%

00179 JO HNS O N ELECTRIC HO LDI NGS LI MITED 40%

00200 M ELCO I NT ’L DEV LTD 40%

00242 S HUN TA K HO LDI NGS LI MITED 40%

00272 S HUI O N LA ND LI M I TED 40%

00293 CA THA Y PA CI FIC A I RWA YS LI MITED 40%

00341 CA F E DE CO RA L HO LDINGS LIM ITED 40%

00354 CHI NA S O FT I NTERNATIONA L LIM ITED 40%

00363 S HA NGHA I I NDUSTRIAL HO LDINGS LI M I TED

40%

00405 YUEXI U REA L ES TATE I NV ESTMENT TRUST 40%

00410 S O HO CHI NA LI MITED 40%

00440 DA H S I NG F I NA NCIA L HO LDINGS LI MI TED 40%

00460 S I HUA N PHA RM ACEUTICA L HLDGS GP LTD

40%

00494 LI A ND F UNG LI M I TED 40%

00546 F UF ENG GRO UP LI M ITED 40%

00581 CHI NA O RI ENTAL GRO UP CO MPA NY LI M I TED

40%

00604 S HENZ HEN I NV ES TMENT LI MITED 40%

00606 CHI NA A GRI - I NDUSTRI ES HO LDINGS LI M I TED

40%

HKS E

Code

S tock name Cr edit-to-

asset R atio

00631 S A NY HEA V Y EQUI PM ENT I NTERNA TIO NAL HO LDINGS CO MPANY LI M I TED

40%

00636 KERRY LO GI S T ICS NETWORK LIM ITED 40%

00665 HA I TO NG I NTERNA TIO NAL S ECURITIES GRO UP LI M I TED

40%

00743 A S I A CEM ENT (CHINA ) HO LDINGS CO RPO RA TIO N

40%

00751 S KYWO RTH DI GI TA L HO LDINGS LI MITED 40%

00816 HUA DI A N F UXI N ENERGY CO RPO RATION

LI M I TED

40%

00855 CHI NA WA TER A F FAI RS GRO UP LTD 40%

00956 CHI NA S UNTI EN GREEN ENERGY CO RPO RA TIO N LI MITED

40%

00973 L'O CCI TA NE I NTERNATIONA L S . A. 40%

01052 YUEXI U TRA NS PORT I NFRA STRUCTURE LTD

40%

01071 HUA DI A N PO WER I NTERNATIONA L CO RPO RA TIO N LI MITED 'H' S HARES

40%

01083 TO WNGA S CHI NA CO M PA NY LI MITED 40%

01112 HEA LTH N HA PPI NES S (H N H)I NTL HDGS 40%

01157 Z O O M LION HEA VY I ND S CIENCE 'H' S HS 40%

01211 BYD CO M PA NY LI MI TED ‘ H’ S HA RES 40%

01308 S I TC I NTERNATIONA L HO LDINGS CO M PA NY LI MITED

40%

01317 CHI NA M A PLE LEA F EDUCATION S YSTEMS LI M I TED

40%

01347 HUA HO NG S EM I CONDUCTOR LI MITED 40%

01368 XTEP I NTERNA TIONA L HO LDINGS LI MITED 40%

01382 PA CI F I C TEXT ILES HO LDINGS LIM ITED 40%

01508 CHI NA RE I NS URA NCE (GRO UP) CO RPO RA TIO N

40%

01513 LI V Z O N PHA RMACEUTI CAL GP I NC H S HS 40%

01558 Y I CHA NG HEC CHA NGJI A NG PHA R - H S HS 40%

01666 TO NG REN TA NG TECHNO LGI ES CO . LI M I TED ‘ H’ S HARES

40%

01728 CHI NA Z HENGTO NG A UTO S ERV ICES

HO LDI NGS LI MITED

40%

01788 GUO TA I JUNA N I NTERNATIONA L HO LDI NGS LI MITED

40%

01882 HA I T I AN I NTERNATIONA L HO LDINGS

LI M I TED

40%

01883 CI T I C TELECOM I NTERNA TI ONAL HLDGS 40%

01898 CHI NA CO A L ENERGY CO M PA NY LI MITED

‘ H’ S HA RES

40%

01910 S A M S ONITE I NTERNATIONA L S . A. 40%

01918 S UNA C CHI NA HO LDI NGS LI MITED 40%

01919 CO S CO S HI PPING HO LDINGS CO M PA NY LI M I TED - H S HA RES

40%

02039 CHI NA I NTL M A RI NE CO NTAINERS(G)C L 40%

02233 WES T CHI NA CEM ENT LTD 40%

02269 WUXI BI O LO GICS (CA YMAN) I NC. 40%

02282 M GM CHI NA HO LDINGS LIM ITED 40%

02331 LI NI NG CO LTD 40%

02611 GUO TA I JUNA N S EC CO LTD -H S HARES 40%

02727 S HA NGHA I ELECTRIC GRO UP CO MPA NY LI M I TED ‘ H’ S HARES

40%

02778 CHA M PI O N REA L ES TA TE I NVESTMENT TRUS T

40%

03333 CHI NA EV ERGRA NDE GRO UP 40%

03339 LO NKI NG HO LDI NGS LTD 40%

03377 S I NO -O CEAN LA ND HO LDINGS LIM ITED 40%

03380 LO GA N PRO PERTY HLDGS CO LTD 40%

List of Eligible Stocks (continued)

HKS E

Code

S tock name Cr edit-to-

asset R atio

03396 LEGEND HO LDI NGS CO RPORATION 40%

03808 S I NO TRUK (HO NG KO NG) LI MI TED 40%

03899 CI M C ENRI C HO LDI NGS LTD 40%

03933 THE UNI TED LA BO RA TORI ES I NTERNA TIO NAL HO LDINGS LI MITED

40%

03958 DF Z Q – H S HA RES 40%

06088 F I T HO N TENG LTD 40%

06098 CO UNTRY GA RDEN S ERV ICES HO LDI NGS CO M PA NY LI MITED

40%

06099 CHI NA M ERCHA NTS S EC CO LTD – H S HS 40%

06169 CHI NA YUHUA EDUCA TIO N CO RP LTD 40%

06869 YA NGTZ E O PTICAL F IBRE A ND CA BLE J S 40%

00142 F I RS T PA CIF IC CO MPANY LI MITED 30%

00168 TS I NGTA O BREWERY CO ., LTD 'H' S HA RES 30%

00302 CM GE TECHNO LO GY GRO UP LI MITED 30%

00308 CHI NA TRA V EL I NTERNA TIONA L I NV ES TMENT HO NG KO NG LI MITED

30%

00345 V I TA S OY I NTERNA TI ONAL HO LDINGS LI M I TED

30%

00435 S UNLI GHT REA L ES TA TE I NV TRUS T 30%

00525 GUA NGS HEN RA I LWAY CO MPANY LI M I TED ‘ H’ S HARES

30%

00590 LUK F O O K HO LDINGS ( I NTERNATIONA L) LI M I TED

30%

00754 HO PS O N DEV HLDGS LTD 30%

00799 I GG I NC 30%

00806 V A LUE PA RTNERS GRO UP LTD 30%

00808 PRO S PERI TY REA L ES TATE I NV TRUS T 30%

00819 T I A NNENG PO WER I NT’L LTD 30%

00826 T I A NGO NG I NTERNA TI ONAL CO MPA NY LI M I TED

30%

00839 CHI NA EDUCA TI ON GRO UP HO LDINGS

LTD

30%

00884 CI F I HO LDINGS (GRO UP) CO MPANY LI M I TED

30%

00921 HI S ENS E KELON ELEC HLDGS ‘ H’ S HS 30%

00934 S I NO PEC KA NTONS HO LDINGS LI MITED 30%

00991 DA TA NG I NTERNA TIO NAL PO WER GENERA TI ON CO M PANY LIM ITED 'H' S HA RES

30%

01098 RO A D KI NG I NF RA STRUCTURE LI MITED 30%

01119 I DREA M SKY TECHNO LO GY HO LDINGS LI M I TED

30%

01138 CO S CO S HI PPING EN TRA N CO LTD -H S HS 30%

01257 CHI NA EV ERBRI GHT GREENTECH LI MITED 30%

01310 HKBN LTD 30%

01378 CHI NA HO NGQ I AO GRO UP LIM ITED 30%

01448 F U S HO U YUA N I NTERNA TIONAL GRO UP LI M I TED

30%

01475 NI S S I N F OODS CO M PANY LIM ITED 30%

01515 CHI NA RES O URCES M EDI CAL HO LDI NGS CO LTD

30%

01528 RED S TA R M A CA LLINE GRO UP

CO RPO RA TIO N LI MITED

30%

01600 CHI NA T I A N LUN GA S HO LDINGS LI MITED 30%

01618 M ETA LLURGICA L CO RPORATION O F CHI NA LTD. ‘ H’ S HARES

30%

01765 HO PE EDUCA TI ON GRO UP CO LTD 30%

01778 CO LO UR LI F E S ERVICES GRO UP CO LI M I TED

30%

01787 S HA NDO NG GO LD M INI NG CO LTD - H S HA RES

30%

HKS E

Code

S tock name Cr edit-to-

asset R atio

01813 KWG GRO UP HO LDI NGS LI MITED 30%

01818 Z HA O JI N M INING I NDUSTRY CO MPANY LI M I TED 'H' S HA RES

30%

01836 S TELLA I NT 'L HLDGS LTD 30%

01913 PRA DA S . P. A 30%

01995 EV ER S UNS HI NE LI FESTYLE S VS GRP LTD 30%

02168 Y I NGDE GA S ES GRO UP CO MPA NY LI M I TED

30%

02343 PA CI F I C BA SIN S HI PPING LI MITED 30%

02359 WUXI A PPTEC CO LTD - H S HA RES 30%

02666 UNI V ERS A L M EDICAL F I N A ND TECH 30%

02669 CHI NA O V ERS EA S PRO PERTY HLDGS LTD 30%

02869 GREENTO WN S ERVI CE GRO UP CO MPANY LI M I TED

30%

02877 CHI NA S HI NEWAY PHA RMACEUTICA L GP 30%

02883 CHI NA O I LF IELD S ERVICES 'H' S HA RES 30%

03360 F A R EA S T HO RIZ ON LI MITED 30%

03613 BE I JI NG TO NG REN TA NG CH M ED CO LTD 30%

03633 Z HO NGYU GA S HO LDINGS LI MI TED 30%

03900 GREENTO WN CHI NA HO LDI NGS LI MITED 30%

03983 CHI NA BLUECHEM ICA L LTD. 'H' S HA RES 30%

03998 BO S I DENG I NT 'L HLDGS LTD 30%

06186 CHI NA F E I HE LIM ITED 30%

00041 GREA T EA GLE HO LDINGS LI MI TED 20%

00116 CHO W S A NG S A NG HLDGS I NT ’L LTD 20%

00215 HUTCHI S O N TELECOM MUNICATIONS HO NG KO NG HO LDI NGS LI MITED

20%

00268 KI NGDEE I NTERNATIONA L S OFTWA RE

GRO UP CO M PA NY LI MITED

20%

00291 CHI NA RES O URCES BEER (HLDGS) CO LTD 20%

00315 S M A RTO NE TELECO MMUNICA TIONS HO LDI NGS LI MITED

20%

00327 PA X GLO BA L TECHNO LOGY LTD 20%

00336 HUA BA O I NTERNA TIO NAL HO LDI NGS LI M I TED

20%

00382 EDV A NTA GE GRO UP HO LDINGS LI MI TED 20%

00467 UNI TED ENERGY GRO UP LI M ITED 20%

00506 CHI NA F O O DS LTD 20%

00512 CHI NA GRA ND PHA RM A CEUTICA L A ND HEA LTHCA RE HO LDI NGS LI MITED

20%

00520 XI A BUXI A BU CA TERING M A NAGEMENT (CHI NA )HO LDI NGS CO ., LTD

20%

00535 GEM DA LE P N I CO RP. LTD 20%

00588 BE I JI NG NO RTH S TAR CO M PA NY LI MI TED 'H' S HA RES

20%

00667 CHI NA EA S T EDUCA TION HO LDINGS LTD 20%

00698 TO NGDA GRO UP HO LDI NGS LI MITED 20%

00709 GI O RDA NO I NTERNA TIONA L LI MITED 20%

00777 NETDRA GO N WEBS OFT HO LDINGS LI M I TED

20%

00811 S I CHUA N XI NHUA WINS HARE CHA I NS TORE CO .,LTD. 'H' S HARES

20%

00853 M I CRO PO RT S CIENTI FIC CO RPORA TION 20%

00877 O -NET TECHNO LOGIES (GRO UP) LI MITED 20%

00906 CPM C HO LDI NGS LTD 20%

00945 M A NULI F E F I NANCIA L CO RPORATION 20%

01070 TCL M ULTI M EDIA TECH HLDGS LTD 20%

01072 DO NGF A NG ELECTRIC CO RP LTD 'H' S HS 20%

01128 WYNN M A CA U, LI MITED 20%

01212 LI F ES TYLE I NT ’L HLDGS LTD 20%

01234 CHI NA LI LA NG LTD 20%

List of Eligible Stocks (continued)

HKS E

Code

S tock name Cr edit-to-

asset R atio

01238 PO WERLO NG REA L ES TATE HLDGS LTD 20%

01293 GRA ND BA O XI N A UTO GRO UP LI MITED 20%

01302 LI F ETECH S CIENTIFIC CO RPORA TI ON 20%

01330 DYNA GREEN ENV I RONMENTA L PRO TECTI ON GRO UP CO LTD - H S HA RES

20%

01381 CA NV ES T ENV IRONMENTAL PRO TECTIO N

GRO UP CO M PA NY LI MITED

20%

01458 Z HO U HEI YA I NTERNATIONA L HOLDINGS CO M PA NY LI MITED

20%

01478 Q TECHNO LO GY (GRO UP) CO LTD 20%

01503 CHI NA M ERCHA NTS CO MM ERCIA L REA L ES TA TE I NVESTMENT TRUST

20%

01548 GENS CRI PT BI O TECH CO RPO RATI ON 20%

01569 M I NS HENG EDUCA TION GRO UP CO LTD 20%

01589 CHI NA LO GI S TICS PRO PERTY HO LDI NGS LI M I TED

20%

01628 YUZ HO U PRO PERTIES CO MPANY LTD 20%

01668 CHI NA S O UTH CI TY HO LDINGS LI MITED 20%

01675 A S I A INF O TECHNOLOGIES LI MITED 20%

01681 CO NS UN PHA RM A CEUTICA L GRO UP LI M I TED

20%

01686 S UNEV I S ION HO LDINGS LTD 20%

01727 HEBEI CO NS GRO UP CO RP LTD -H S HARES 20%

01772 GA NF ENG LI THI UM CO LTD - H S HA RES 20%

01773 T I A NLI EDUCA TIO N I NTL HO LDINGS LTD 20%

01789 A K M EDI CA L HO LDINGS LI MITED 20%

01806 HUI F U PA YM ENT LI MITED 20%

01833 PI NG A N HEA LTHCA RE A ND TECH CO LTD 20%

01848 CHI NA A I RCRA F T LEA SING GP HLDGS LTD 20%

01873 V I V A BI OTECH HO LDINGS 20%

01890 CHI NA KEPEI EDUCA TIO N GRO UP LI M I TED

20%

01951 JI NXI N F ERT ILITY GRO UP LI MITED 20%

01966 CHI NA S CE GRO UP HO LDI NGS LTD 20%

01999 M A N WA H HO LDI NGS LTD 20%

HKS E

Code

S tock name Cr edit-to-

asset R atio

02001 CHI NA NEW HI GHER EDUCA TION GP LTD 20%

02006 S HA NGHA I JI N JI ANG I NTERNA TIO NAL HO TELS (GRO UP) CO M PA NY LI M ITED 'H'

S HA RES

20%

02356 DA H S I NG BA NKI NG GRO UP LI M ITED 20%

02600 A LUM I NUM CO RPORA TION O F CHI NA

LI M I TED 'H' S HA RES

20%

02606 S I CHUA N LA NGUA NG JUS TBON S V S-H S HS

20%

02678 TEXHO NG TEXT ILE GRO UP LTD 20%

02833 HA NG S ENG I NDEX EXCHA NGE TRA DED F UND

20%

02866 CO S CO S HI PPING DEV ELO PMENT CO M PA NY LI MITED -H S HA RES

20%

02868 BEI JI NG CA PI TA L LA ND LTD ‘ H’ S HARES 20%

03306 JNBY DES I GN LTD 20%

03331 V I NDA I NTERNATIONA L HLDGS LTD 20%

03662 A O YUA N HEA LTHY LI FE GRO UP CO LTD 20%

03692 HA NS O H PHA RM ACEUTICA L GRO UP CO LTD

20%

03759 PHA RM A RO N BE I JI NG CO LTD - H S HS 20%

03813 PO U S HENG I NT 'L (HLDGS ) LTD 20%

03818 CHI NA DO NGXI A NG (GRO UP) CO ., LTD. 20%

03888 KI NGS O F T CO RPORA TIO N LI MITED 20%

03918 NA GA CO RP LTD 20%

06049 PO LY PRO PERTY DEVELO PMENT CO LTD -

H S HA RES

20%

06068 WI S DO M EDUCA TIO N I NTERNATIONA L HO LDI NGS CO MPA NY LI MITED

20%

06110 TO PS PO RTS I NTERNATIONA L HLDGS LTD 20%

06178 EV ERBRI GHT S ECURI TIES CO LTD -H S HS 20%

06198 Q I NGDA O PO RT I NTL CO LTD -H S HS 20%

06826 S HA NGHA I HA OHA I BI O TEC CO LTD 20%

06865 F LA T GLA S S GRO UP CO LTD - H S HA RES 20%

Please refer to the detailed list posted on Secured Credit page in HSBC public website for recent changes on Credit-to-asset Ratio.

Notes:

The above information is for reference only. The eligibility and relative percentage of the value of the available assets listed for inclusion in the calculation of the available credit limit shall be as determined by the Bank from time to time. The Bank may at its discretion add or remove the available assets listed from such eligibility, or increase or reduce the eligible percentage of the value thereof without prior notice.

If there is any discrepancy between the English and Chinese versions, the English version shall prevail.

HSBC is the first bank in Hong Kong to receive both ISO 9001:2008 Certification on investment and life insurance sales quality assurance and ISO 10002:2004 Certification on service quality management. We are committed to ensuring sales and service quality for customers, giving customers confidence when purchasing our products.