Hop Dong Giao Dich Hang Hoa Tai Vfcc (1)

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Cng ty CP u T Ti Chnh V Xy Dng Vit Nam a ch: Tng 3 Ta Nh Anh Minh S 36 Hong Cu ng a H Ni T/Fax: (04)- 32 595 542 Hotline: 0917 516 389 : [email protected]

CNG HA X HI CH NGHA VIT NAM c lp - T do - Hnh phc -----HP NG GIAO DCH HNG HO S: ........................... / HGD HH - Cn c B Lut Dn s s 33/2005/QH11 c Quc hi nc Cng ha x hi ch ngha Vit Nam thng qua ngy 14/06/2005; - Cn c Lut Thng mi s 36/2005/QH11 c Quc hi nc Cng ha x hi ch ngha Vit Nam thng qua ngy 14/06/2005; - Cn c Lut Giao dch in t s 51/2005/QH11 c Quc hi nc Cng ha x hi ch ngha Vit Nam thng qua ngy 29/11/2005; H Ni, ngy .... thng nm . , ti Vn phng Cng ty ......................... chng ti gm: I. BN A: CNG TY C PHN U T TI CHNH V XY DNG VIT NAM a ch: Tng 03, ta nh Anh Minh S 36 Hong Cu, ng a, H Ni in thoi: (04) 325 955 42 Email: [email protected] Ni cp: S KHT H Ni S ti khon: 037 0101 002 3838 M ti ngn hng: MSB CN Trn Duy Hng H Ni Ngi i din: ng HONG VN QUYT Chc v: GIM C Sau y gi tt l Cng ty II. BN B - KHCH HNG (vit ch in hoa): Ngy sinh: ../../. Ni sinh: ..... S CMND/H chiu: ..Ngy cp: .../..../.... Ni cp: ........ a ch thng tr: ... a ch lin lc: in thoi: ........ Di ng: ............ Fax:.. E-mail: .............................. S ti khon: .......................................... M ti ngn hng: .................................................... Sau y gi tt l: Khch hng Fax: (04) 325 955 42 Website: www.vfcc.vn Ngy cp: 08/09/2010

Giy chng nhn ng k kinh doanh s: 0104 894 312

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Cng ty CP u T Ti Chnh V Xy Dng Vit Nam a ch: Tng 3 Ta Nh Anh Minh S 36 Hong Cu ng a H Ni T/Fax: (04)- 32 595 542 Hotline: 0917 516 389 : [email protected]

Hai bn thng nht k kt hp ng khung giao dch hng ho (sau y gi tt l Hp ng) vi cc iu khon di y: iu 1: Phm vi quy nh Cc iu khon ti Hp ng ny cng vi cc ph lc ca Hp ng s c p dng cho cc giao dch hng ho ti VFCC. 1.1. Cc vn lin quan n giao dch hng ha, thanh ton, khng c quy nh c th ti Hp ng ny c iu chnh bi cc Quy Ch, quy nh, thng bo ca VFCC. 1.2. Mi vn khc lin quan n Hp ng, s c iu chnh bi cc Quy Ch, quy nh ca VFCC nu cc iu khon Hp ng ny quy nh l s c iu chnh bi Quy Ch . iu 2: Gii thch t ng Trong Hp ng ny, cc t ng di y c hiu nh sau: 2.1. Cc loi Lnh giao dch 2.1.1. Lnh khp th trng (Instant Execution): Lnh mua (Buy): L lnh mua ngay ti mc gi tt nht trn th trng. Lnh bn (Sell): L lnh bn ngay ti mc gi tt nht trn th trng. Lnh dng l (Stop loss): L lnh t mc dng l c th chp nhn. Khi gi th trng n mc dng l t trc th h thng s t ng khp lnh. Lnh cht li (Take Profit): L lnh t mc cht li mong mun. Khi gi th trng t n mc cht li t trc th h thng s t ng khp lnh. Nu t lnh Bn th gi cht li phi thp hn gi hin ti. Nu t lnh Mua gi cht li phi cao hn gi hin ti. 2.1.2. Lnh ch (Pending) Lnh gii hn mua (Buy Limit): L lnh xc nh mt mc gi c th nhm mua mt hp ng tng lai ti thi im hin ti hoc trong k hn nu gi th trng t n mc gi c xc nh ni trn. Mc gi ca lnh thp hn mc gi th trng ti thi im t lnh. Lnh gii hn bn (Sell Limit):

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Cng ty CP u T Ti Chnh V Xy Dng Vit Nam a ch: Tng 3 Ta Nh Anh Minh S 36 Hong Cu ng a H Ni T/Fax: (04)- 32 595 542 Hotline: 0917 516 389 : [email protected]

L lnh xc nh mt mc gi c th nhm bn mt hp ng tng lai ti thi im hin ti hoc trong k hn nu gi th trng t n mc gi c xc nh ni trn. Mc gi ca lnh cao hn mc gi th trng ti thi im t lnh. Lnh dng mua (Buy Stop): L lnh xc nh mc gi c th nhm mua mt hp ng tng lai ti thi im hin ti hoc trong tng lai nu gi th trng t n mc gi ni trn. Mc gi ca lnh cao hn mc gi th trng ti thi im t lnh. Lnh dng bn (Sell Stop): L lnh xc nh mc gi c th nhm bn mt hp ng tng lai ti thi im hin ti hoc trong tng lai nu gi th trng t n mc gi ni trn. Mc gi ca lnh thp hn mc gi th trng ti thi im t lnh. 2.1.3. Lnh hy (Cancellation): L lnh dng hy b lnh ra trc . 2.2. Cc loi hp ng giao dch hng ho 2.2.1. Hp ng giao ngay: L hp ng m gi c gi l gi giao ngay (gi c ca hng ha c mua bn trn th trng ngay ti thi im ny), ngha l vic giao hng v thanh ton c th din ra trong vng t ngy k t khi hp ng c k kt . 2.2.2. Hp ng k hn: L tha thun, theo bn bn cam kt giao v bn mua cam kt nhn hng ho ti mt thi im trong tng lai theo hp ng. 2.2.3. Hp ng tng lai: L tha thun giao dch hp ng mua hoc bn mt khi lng hng ho vi mc gi xc nh ti thi im giao dch v vic thanh ton, giao nhn c thc hin trong tng lai. Cc yu t trn hp ng giao dch hp ng tng lai hng ho nh loi hng ho, khi lng giao dch, ngy giao hng, ng tin nh gi... c chun ha theo thng l Quc t, khng c s m phn gia hai bn tham gia vo hp ng. 2.3. Cc nh ngha v gii thch: 2.3.1. Hng ha: L cc i tng c giao dch trong hp ng mua bn hng ha. 2.3.2. Ngy t lnh: Ngi dn ng thnh cng ! Page 3

Cng ty CP u T Ti Chnh V Xy Dng Vit Nam a ch: Tng 3 Ta Nh Anh Minh S 36 Hong Cu ng a H Ni T/Fax: (04)- 32 595 542 Hotline: 0917 516 389 : [email protected]

L ngy lnh ca khch hng c Cng ty tip nhn. 2.3.3. Ngy giao dch: L ngy lnh c khp gi trn h thng giao dch. Ngy giao dch c th trng hoc sau ngy t lnh. 2.3.4. Ngy thng bo u tin: L ngy u tin khch hng mua bn ti ni m ti khon giao dch hng ha bo cho VFCC nh giao nhn hng vt cht theo quy nh. 2.3.5. Ngy giao dch cui cng: L ngy kt thc giao dch mt hp ng tng lai. 2.3.6. Thng n hn: L thng m hp ng tng lai c thanh ton bng cch giao nhn hng ho vt cht hoc thanh ton bng tin theo quy nh. 2.3.7. Loi tin thanh ton: Tin ng Vit Nam/ la M. 2.3.8. Gi t lnh: L gi m khch hng mun mua / bn mt khi lng hng ho trn th trng thng qua sn giao dch hng ha. 2.3.9. Khi lng t lnh: L khi lng hng ho cn mua hoc bn th hin trn lnh giao dch. Khi lng giao dch c tnh bng Lot. Vi quy c: + 1 Lot = 1 tn vi hng ha: C ph, Cao su, Thp + 1 Lot = 100 uonce vi hng ha: Kim loi qu. 2.3.10. n v yt gi: Theo c t hp ng nim yt trn h thng phn mm ca VFCC cung cp. 2.3.11. Bc nhy gi Bc nhy khi lng: Bc nhy gi v bc nhy khi lng c quy nh theo c t hp ng nim yt trn h thng ca sn giao dch hng ha VFCC cung cp. 2.3.12. Ti khon thanh ton giao dch hng ha: L ti khon chuyn dng ca Cng ty ti mt hay nhiu ngn hng thanh ton nhn tin k qu v thanh ton giao dch ca khch hng. 2.3.13. Ti khon giao dch hng ha: Ngi dn ng thnh cng ! Page 4

Cng ty CP u T Ti Chnh V Xy Dng Vit Nam a ch: Tng 3 Ta Nh Anh Minh S 36 Hong Cu ng a H Ni T/Fax: (04)- 32 595 542 Hotline: 0917 516 389 : [email protected]

L ti khon khch hng m ti cng ty hoc i l thc hin giao dch. 2.3.14. Mc k qu ban u: L s tin k qu ti thiu m khch hng phi c trn ti khon giao dch hng ha theo quy nh ca VFCC. 2.3.15. S tin k qu b sung: L s tin Cng ty yu cu khch hng np/chuyn thm vo ti khon k qu trong trng hp s d trn ti khon k qu khng m bo mc k qu yu cu theo quy nh ca Cng ty duy tr trng thi m hoc khi ti khon ca khch hng chm mc cnh bo theo quy nh ca Cng ty. 2.3.16. Mc k qu duy tr: L s tin k qu ti thiu m khch hng phi c trn ti khon giao dch hng ha theo quy nh ca VFCC m bo ti khon vn c th giao dch bnh thng. 2.3.17. Mc x l: L mc do quy nh ca VFCC nu s tin trong ti khon thp hn mc k qu duy tr. 2.3.18. S d kh dng (Free Margin): L s tin k qu ca thnh vin kinh doanh hoc khch hng cha b phong ta c th rt hoc t lnh giao dch. 2.3.19. Khon li/l thc t: L khon li/l thc t (nu c) pht sinh t vic Khch hng sau khi ng tt c cc lnh giao dch. 2.3.20. Khon li/l trng thi: L s tin li/l pht sinh do s chnh lch gia gi cho mua v gi cho bn trn h thng giao dch. 2.3.21. Gi thanh ton: L mc gi do Sn giao dch hng ha cng b cui mi ngy giao dch lm c s tnh ton li l ty theo tng loi hp ng giao dch khch hng tham gia giao dch. 2.3.22. Gi khp lnh: L mc gi c xc nh t kt qu khp lnh, tha mn c nhu cu ca ngi mua v ngi bn v p dng cho tt c cc lnh c thc hin. 2.3.23. Ti khon ng nhp: L ti khon dng ng nhp vo h thng giao dch. Ngi dn ng thnh cng ! Page 5

Cng ty CP u T Ti Chnh V Xy Dng Vit Nam a ch: Tng 3 Ta Nh Anh Minh S 36 Hong Cu ng a H Ni T/Fax: (04)- 32 595 542 Hotline: 0917 516 389 : [email protected]

2.3.24. Mt khu giao dch: L chui k t xc thc khi ng nhp vo h thng giao dch. 2.4. Ph giao dch: L s tin khch hng phi tr cho Cng ty khi lnh ca khch hng c khp. Theo quy nh ca Cng ty. iu 3: Cc cam kt ca khch hng Khi k Hp ng ny, Khch hng cam kt vi Cng ty: 3.1. Khch hng c nng lc php l k kt v thc hin giao dch cc hp ng trn th trng hng ho. 3.2. Khch hng ch c thc hin giao dch trn th trng vi cc loi hng ho c VFCC cng b. Khch hng phi tun th cc Quy ch, quy nh ca Cng ty ban hnh. 3.3. S tin k qu giao dch hng ha khng c hng li v khch hng s khng phi mt ph khi s dng n by ti chnh ca Cng ty. 3.4. Cc vn pht sinh trong kinh doanh trc tuyn: 3.4.1. Khch hng truy cp dch v trc tuyn hoc bt c phn no trong dch v ny c th gp mt s hn ch khi h thng nng cp, th trng bin ng mnh hoc cc l do khc ngoi tm kim sot ca cng ty th cng ty khng chu trch nhim m bo vi khch hng khi s dng dch v trc tuyn ca cng ty. 3.4.2. Cng ty khng m bo vic truy cp hoc s dng dch v trc tuyn s khng b gin on hoc khng b li hoc m bo dch v trc tuyn p ng tiu chun hot ng hay cht lng c th. 3.4.3. Khch hng phi chu trch nhim ri ro pht sinh trong vic s dng dch v trc tuyn ngoi tm kim sot ca Cng ty. 3.4.4. Trong trng hp dch v trc tuyn b hn ch hoc khng th truy cp c th khch hng ng s dng cc phng tin dch v khc ca cng ty t lnh hay cp nht thng tin. 3.4.5. Khi t lnh qua dch v trc tuyn khch hng phi hiu rng lnh ca khch hng khng cn ngi i din ng k xt duyt li trc khi thc hin. Cng ty khng chu trch nhim vi khch hng v s mt mt hay mt i c hi do khch hng khng s dng c dch v trc tuyn t lnh hay truy cp thng tin. 3.4.6. iu khon min tr: Ngi dn ng thnh cng ! Page 6

Cng ty CP u T Ti Chnh V Xy Dng Vit Nam a ch: Tng 3 Ta Nh Anh Minh S 36 Hong Cu ng a H Ni T/Fax: (04)- 32 595 542 Hotline: 0917 516 389 : [email protected]

Cng Ty khng chu trch nhim i vi tt c cc tn tht, thit hi pht sinh trong cc trng hp xy ra li h thng lm thit hi ti kt qu giao dch li/l ca khch hng, cng ty s t ng tr li trng thi trc khi giao dch ca khch hng v khch hng ng khng tranh chp hay khiu kin cng ty vi bt c l do g v cng ty khng phi b p, khng bi thng thm bt c trng hp no ngoi vic cng thng nht tr li trng thi s d ban u trc khi giao dch cho nh u t. 3.4.7. Nh u t ng v tha nhn rng bin ng ca gi hng ha mang tnh khch quan v ri ro thua l l iu c th xy ra. 3.5. D liu v thng tin th trng Cng ty s khng chu trch nhim trong mi phng din vi khch hng: 3.5.1. S khng chnh xc hoc li do chm tr, b st d liu thng tin, tin nhn trong vic truyn v nhn d liu. 3.5.2. Nhng mt mt hay tn tht pht sinh t vic t lnh khng chnh xc, chm tr hoc ng truyn d liu b gin on hay nhng l do khng nm trong quyn kim sot ca cng ty. Cng ty ch xc nhn vic t lnh ca khch hng sau khi nhn c lnh y thng qua phng din in t hoc cc phng din khc m cng ty cho php. 3.6. i vi giao dch qua in thoi, khi Khch hng t lnh h thng ghi m s ghi nhn theo gi thc t. 3.7. Trong vng 24 (hai mi bn) gi k t khi nhn c xc nhn kt qu giao dch, Khch hng c ngha v thng bo cho Cng ty nu kt qu giao dch c sai st. Trong trng hp, Cng ty khng nhn c thng bo ca Khch hng trong thi gian trn xem nh Khch hng mc nhin cng nhn kt qu giao dch l hp l v hon ton chu trch nhim pht sinh lin quan n giao dch . 3.8. Cng ty c quyn khng thc hin lnh giao dch ca Khch hng trong cc trng hp sau: - Khch hng khai bo cc thng tin khng chnh xc. - S d ti khon k qu ca Khch hng khng p ng yu cu k qu theo quy nh ca sn giao dch hng ha. - Khch hng hiu v chp nhn rng kt qu kinh doanh ca mnh c phn nh qua cc ch tiu v li/ l thc t, li/ l d kin v cc ch tiu khc c th hin trn bo co v

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tnh hnh giao dch hng ngy c phn nh trn h thng giao dch ca sn giao dch hng ha VFCC. iu 4 : Thc hin giao dch 4.1. Ti khon ng nhp/mt khu giao dch 4.1.1. Mi khch hng sau khi k kt Hp ng khung ny v hon tt cc th tc lin quan s c Cng ty cung cp ti khon ng nhp v mt khu giao dch thc hin giao dch vi Cng ty. 4.1.2. Khch hng c trch nhim thay i mt khu giao dch ca mnh. 4.1.3. Khch hng phi t bo mt ti khon ng nhp, mt khu giao dch. Cng ty khng chu trch nhim v nhng tn tht pht sinh trong trng hp ti khon ng nhp, mt khu giao dch ca khch hng b tht lc, r r. 4.2. Phng tin giao dch 4.2.1. Mi Khch hng thng nht vic s dng in thoi, email hoc cc phng tin in t khc l cc phng tin giao dch c php trong vic t lnh v xc nhn giao dch hp ng trn th trng hng ho. Vic giao dch gia Cng ty v khch hng bng cc phng tin khc ch c chp thun khi c s ng bng vn bn ca hai bn. 4.2.2. Cng ty s thc hin ghi li cc ni dung t lnh thng qua cc phng tin giao dch c php v s dng cc bn ghi ny lm cn c gii quyt cc tranh chp pht sinh. Cc bn ghi ny l ti sn ring ca Cng ty v Cng ty khng c trch nhim phi cung cp cc bn ghi ny cho Khch hng hoc mt bn th 3 no ngoi tr cc c quan c thm quyn. Cng ty khuyn co khch hng nn c cc phng tin ph hp ghi li v lu gi cc ni dung trong giao dch cho ring mnh. 4.2.3. Bng vic chp thun cc phng thc giao dch c php trn, Khch hng ng rng Cng ty s khng chu trch nhim v bt c tn tht, thit hi, chi ph, li/ l no pht sinh do vic Khch hng khng th t lnh giao dch do cc li pht sinh ca phng tin giao dch (khng lin lc c do li ng truyn, mt tn hiu, lnh khch hng c thc hin chm). 4.3. Cc quy c 4.3.1. Thi gian lnh cn hiu lc: - Vi nhng lnh cha khp, Khch hng c quyn hy hoc thay i ni dung lnh. Vic hy hoc thay i thng qua in thoi hoc cc phng tin khc phi c Cng ty chp thun. Ngi dn ng thnh cng ! Page 8

Cng ty CP u T Ti Chnh V Xy Dng Vit Nam a ch: Tng 3 Ta Nh Anh Minh S 36 Hong Cu ng a H Ni T/Fax: (04)- 32 595 542 Hotline: 0917 516 389 : [email protected]

- Vic hy hoc thay i ni dung giao dch ch c hiu lc khi Cng ty thng bo cho Khch hng. - Lnh ca khch hng c th c khp ton b hoc mt phn ty theo loi hp ng giao dch. 4.3.2. Quy nh v thi gian nhn lnh ca khch hng: - Khch hng c th t lnh vo bt k thi im no ph hp vi thi gian giao dch theo hot ng ca th trng. 4.4. Xc nhn giao dch, bo co hng ngy v thng bo 4.4.1. Trng hp lnh ca khch hng c khp, Cng ty c th thng bo bng in thoi, email, tin nhn cho khch hng (nu khch hng c yu cu) hoc khch hng c th truy cp h thng giao dch trc tuyn theo di trng thi lnh. 4.4.2. i vi Hp ng giao ngay bn fax hp ng giao dch hng ho c th s c hai bn k kt trc 12 gi ca ngy lm vic sau . Bn chnh s c gi bng ng bu in v c hai bn k kt chm nht trong vng 06 (su) ngy lm vic k t ngy giao dch (khng k ngy l, ngh). 4.4.3. i vi Hp ng tng lai, khch hng xc nhn Hp ng thng qua phung tin giao dch trc tuyn. 4.5. Giao nhn hng ha 4.5.1. i vi hp ng giao ngay, khi lng giao nhn hng ti thiu theo Quy nh ca Cng ty cho tng loi hng ho v khi lng giao nhn hng thc t c th chnh lch vi khi lng hng ha khp lnh trong bin c Cng ty quy nh theo tng thi k. Vic thanh ton s cn c trn khi lng giao nhn hng thc t. 4.5.2. i vi nhng l hng giao ngay ang thc hin qun l ti kho ca Khch hng, sau khi lnh bn ca khch hng c khp, nu theo nh gi ca Cng ty, kho hng ca khch hng khng m bo iu kin lu tr hng ha, khch hng phi chuyn ton b l hng trn vo kho ca Cng ty trong vng 07 (by) ngy. Cng ty s c bo v qun l hng 24/24, ph bo v s do khch hng chi tr. 4.5.3. Nhng hp ng tng lai c thc hin giao nhn hng vt cht phi theo quy ch v giao nhn hng do sn giao dch hng ha VFCC ban hnh. iu 5: Kim sot s d ti khon k qu v tnh trng giao dch

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Cng ty CP u T Ti Chnh V Xy Dng Vit Nam a ch: Tng 3 Ta Nh Anh Minh S 36 Hong Cu ng a H Ni T/Fax: (04)- 32 595 542 Hotline: 0917 516 389 : [email protected]

5.1. Khi s d ti khon k qu chm mc k qu duy tr m Cng ty ban hnh theo quy nh ca sn giao dch hng ha VFCC, th khch hng phi b sung tin k qu m bo duy tr mc k qu theo quy nh, hoc khch hng s phi ng bt cc giao dch cn thit. 5.2. Nu khch hng khng ng bt lnh, hoc khng b sung k qu, sn giao dch VFCC c quyn ng lnh ca khch hng theo quy nh sn giao dch hng ha VFCC ban hnh. 5.3. Trong trng hp ti khon k qu ca khch hng khng tin b p nhng thit hi trong qu trnh gim lnh, khon chnh lch pht sinh ngoi phm vi tin k qu s c coi nh mt khon n m khch hng phi thanh ton cho Cng ty. iu 6: Rt tin k qu Tu thuc vo tng trng hp c th, s tin k qu rt ra c xc nh nh sau: 6.1. Nu Khch hng cha tt ton Hp ng tng lai hng ho: S tin c th rt (Free Margin) = Ti sn rng (Equity) S tin k qu giao dch (Margin) Nu Khch hng tt ton tt c Hp ng tng lai hng ho, Khch hng c rt s tin cn li ca ti khon giao dch sau khi thanh ton mi ngha v lin quan vi Cng ty. 6.2. Loi tin c rt: ng tin Vit Nam. 6.3. Thi gian v th tc rt tin k qu: Theo quy nh ca sn giao dch hng ha VFCC. iu 7: Tt ton lnh giao dch 7.1. Khch hng tt ton lnh bng mt hoc nhiu giao dch ngc chiu c tng bng Khi lng khp lnh cht li/l trc khi n hn hp ng. 7.2. Sn giao dch hng ha VFCC c ton quyn t ng tt ton mt phn hoc ton b lnh ca Khch hng m khng cn s chp thun ca Khch hng trong trng hp Khch hng khng b sung hoc b sung khng y k qu theo quy nh. 7.3. m bo t l k qu duy tr, trong trng hp bt buc phi ng lnh th sn giao dch s ng lnh v khch hng phi chu mi chi ph li l pht sinh lin quan n vic tt ton giao dch ny. iu 8: Quyn v ngha v ca Khch hng 8.1. Quyn ca Khch hng

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Cng ty CP u T Ti Chnh V Xy Dng Vit Nam a ch: Tng 3 Ta Nh Anh Minh S 36 Hong Cu ng a H Ni T/Fax: (04)- 32 595 542 Hotline: 0917 516 389 : [email protected]

8.1.1. Ngay sau khi nhn c s ti khon v mt khu, bn B c thc hin giao dch trong phm vi k qu ca mnh, rt khon k qu (mt phn hoc ton b) theo quy nh ca hp ng. 8.1.2. Yu cu chm dt hp ng bt c thi im no vi iu kin tt c giao dch trc c tt ton v phi thng bo cho bn A bit trc. 8.2. Ngha v ca Khch hng 8.2.1. Cung cp thng tin y , chnh xc v h s bn B theo quy nh hp ng. 8.2.2. Thc hin ng k qu hoc b sung khon k qu theo t l nht nh trong giao dch. 8.2.3. T chu trch nhim v kt qu kinh doanh li l trong qu trnh giao dch ca mnh. 8.2.4. Tun th c ch giao dch, nhp lnh mua - bn hng ha ca cng ty. 8.2.5. Khng tit l thng tin cho bn th 3 v cc ni dung lin quan n hp ng ny khi cha c cng ty ng , tr trng hp phi cung cp thng tin theo yu cu ca cc c quan nh nc c thm quyn theo quy dnh php lut. 8.2.6. Nh u t thanh ton ph giao dch v cc chi ph c lin quan cho cng ty. 8.2.7. Bi thng thit hi (nu c) cho cng ty trong trng hp cng ty chng minh c thit hi xy ra do li ca nh u t. 8.2.8. Thc hin ng nhng tha thun cam kt trong hp ng ny, ph lc hp ng, vn bn tha thun v vic sa i, b sung hp ng v cc cam kt, ti liu khc km theo (nu c). 8.2.9. Thanh ton cc ngha v thu pht sinh t vic giao dch trn th trng hng ho theo quy nh ca lut php Vit Nam. iu 9 : Quyn v ngha v ca Cng ty 9.1. Quyn ca Cng ty 9.1.1. Thc hin cc bin php cn thit nhm m bo trng thi s d giao dch ca bn B tng ng vi s d k qu theo quy nh ca bn A ti mi thi im. 9.1.2. iu chnh quy nh v mc k qu v biu ph giao dch. 9.1.3. Thc hin lnh dng l trong trng hp bin ng ca gi c th trng dn n bt li cho trng thi s d giao dch trc v s d k qu ca bn B khng m bo theo quy nh. Bn A c thc hin cc bin php cn thit, ng ht hoc khng ng ht cc trng thi s d giao dch trc m khng cn tham kho s ng hoc khng ng ca bn B. Ngi dn ng thnh cng ! Page 11

Cng ty CP u T Ti Chnh V Xy Dng Vit Nam a ch: Tng 3 Ta Nh Anh Minh S 36 Hong Cu ng a H Ni T/Fax: (04)- 32 595 542 Hotline: 0917 516 389 : [email protected]

9.1.4. c quyn ban hnh, thay i, b sung cc quy nh v c ch giao dch, gi giao dch, cc loi lnh, hnh thc, phng thc t lnh, hy lnh, thanh ton cc giao dch khp lnh n giao dch vng theo quy nh ti hp ng ny v cc quy nh khc ca cng ty trong tng thi im. 9.1.5. Ban hnh cc loi ph, mc ph, cch thc p dng ph khc nhau cho cc i tng khch hng khc nhau. 9.1.6. Phong ta ti khon giao dch ca nh u t trong trng hp nh u t vi phm hp ng ny. 9.2. Ngha v ca Cng ty 9.2.1. Gi b mt thng tin giao dch ca bn B. 9.2.2. Tip nhn v thc hin cc thng tin giao dch ca bn B. 9.2.3. Thc hin chi tr khon k qu theo yu cu ca bn B. 9.2.4. Bn A c trch nhim chi tr tin li t kt qu kinh doanh ca bn B. 9.2.5. Bn A c trch nhim cung cp s ti khon v mt khu cho bn B trong vng 24 gi tnh t thi im bn B np khon k qu. iu 10: Sa i b sung 10.1. Cng ty c th thay i cc iu khon trong hp ng bng cch thng bo cho khch hng bao gm thng bo bng cc phng tin in t v vn bn. tip tc s dng v truy cp trc tuyn khch hng phi ng vi bt c s thay i no trong hp ng. 10.2. y l hp ng hon chnh gia cc bn, lin quan n ni dung c nu trong hp ng, tt c cc thng lng d bng vn bn hay bng ming iu c a vo cc iu khon trong hp ng. Khng c ni dung no trong hp ng ny thay th hoc chuyn i quyn v ngha v ca bn kia theo hp ng ti khon ca khch hng. iu 11: Kt thc Hp ng Hp ng ny chm dt trong cc trng hp sau: 11.1. Khch hng c ngh bng vn bn gi n Cng ty v hon tt mi ngha v vi Cng ty. Hp ng ch c chm dt sau khi Cng ty thng ty bo cho khch hng tt c cc th tc lin quan c hon thnh v Cng ty ng chm dt hp ng. 11.2. Cng ty c quyn kt thc hoc hn ch s truy cp dch v trc tuyn ca khch hng cng nh kt thc hp ng ca khch hng bt c lc no khi khch hng khng tun th hoc khng thc hin y cc iu l v quy nh ca bn A. Ngi dn ng thnh cng ! Page 12

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11.3. Khch hng vi phm bt c tho thun no ti Hp ng ny. iu 12: Gii quyt tranh chp 12.1. Hai bn cam kt thc hin nghim tc cc iu khon, tha thun ca Hp ng ny. 12.2. Trong trng hp c tranh chp, hai bn cng bn bc gii quyt trn tinh thn thng lng, ha gii v hp tc. 12.3. Trong trng hp cc bn khng t thng lng, gii quyt c, v vic s a ra gii quyt ti Ta n. Bn n, phn quyt ca Ta n l quyt nh cui cng m hai bn phi chp hnh. n ph v mi ph tn s do bn c li chu. iu 13: iu khon chung 13.1. Cc Ph lc ca Hp ng l mt b phn khng th tch ri ca Hp ng ny. 13.2 Hp ng ny c hiu lc k t ngy k c lp thnh 02 bn c gi tr nh nhau, Khch hng gi 01 bn, Cng ty gi 01 bn. I DIN BN A I DIN BN B

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Cng ty CP u T Ti Chnh V Xy Dng Vit Nam a ch: Tng 3 Ta Nh Anh Minh S 36 Hong Cu ng a H Ni T/Fax: (04)- 32 595 542 Hotline: 0917 516 389 : [email protected]

CNG HA X HI CH NGHA VIT NAM c Lp T Do Hnh Phc --------------o0o-------------GIY CAM KT

Tn khch hng :. S ti khon :.

Hm nay, ngy..thng..nm..Ti c mt ti Cng ty u t ti chnh v xy dng Vit Nam k kt hp ng gia Ti v Qu cng ty. y, Ti xin cam kt rng Ti hon ton hiu r ni dung ca bn hp ng v tt c cc iu khon giao dch gia Ti vi Qu cng ty. c bit Ti hiu v vic kinh doanh trc tuyn l khng trnh khi nhng lc li do h thng, lm thit hi n kt qu giao dch ca Ti cng nh pha Cng Ty. Trong tt c nhng trng hp , Ti ng thng nht vi Cng Ty l tr li trng thi s d ban u trc khi xy ra li h thng m khng tranh chp hay khiu kin vi bt k l do g. V Ti cng bit vic u t khng trnh khi ri ro nn Ti s chu trch nhim hon ton v vic li/l v khng c mt l do no khiu ni hoc kin tha i vi Sn giao dch hng ha. H Ni, Ngy.. thng.. nm 20.. Nh u T (k, ghi r h tn)

HNG DN NP V RT TIN Ngi dn ng thnh cng ! Page 14

Cng ty CP u T Ti Chnh V Xy Dng Vit Nam a ch: Tng 3 Ta Nh Anh Minh S 36 Hong Cu ng a H Ni T/Fax: (04)- 32 595 542 Hotline: 0917 516 389 : [email protected]

GIAO DCH HNG HO I. QUY NH CHUNG 1. Nh u t c nhu cu giao dch hng ha ti Sn giao dch hng ha VFCC th nh u t phi np tin vo ti khon ngn hng m VFCC ch nh. 2. H thng cc ngn hng nhn tin giao dch hng ha ca nh u t ti VFCC l: - S ti khon: 037.01.01.002.3838 Ngn hng MSB CN Trn Duy Hng H Ni. - S ti khon: 0061100457888 Ngn hng qun i MB CN H Ni. - S ti khon: 10825233572011 Techcombank: CN Phng giao dch Hong Cu. 3. Nh u t m ti khon ti ngn hng no th s chu cc khon ph np tin/chuyn tin/rt tin (nu c) theo quy nh ca ngn hng . 4. Vic gi tin c thc hin t 08h00 22h00 cc ngy lm vic t th hai ti th su. Vic rt tin c thc hin t 08h00 16h00 cc ngy lm vic t th hai ti th su. II. HNG DN KHCH HNG NP TIN 1. Khch hng c th np tin theo cc hnh thc sau: - Np tin mt: + Ti Phng K Ton ca Sn giao dch hng ha VFCC Tng 3 Ta nh Anh Minh S 36 Hong Cu ng a H Ni. + Khch hng c th n 1 trong cc ngn hng m Cng ty C phn u t Ti chnh v xy dng Vit Nam c ti khon np tin. -Chuyn khon: Khch hng c th chuyn khon vo ti khon Cng ty C phn u t Ti chnh v xy dng Vit Nam m ti h thng cc ngn hng nh trn. 2. Khch hng chuyn khon/np tin vo ti khon Cng ty C phn u t Ti chnh v xy dng Vit Nam vi ni dung nh sau:

Ngi dn ng thnh cng !

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Cng ty CP u T Ti Chnh V Xy Dng Vit Nam a ch: Tng 3 Ta Nh Anh Minh S 36 Hong Cu ng a H Ni T/Fax: (04)- 32 595 542 Hotline: 0917 516 389 : [email protected]

Ngi nhn:

CNG TY C PHN U T TI CHNH V XY DNG VIT NAM

S tin (Ch : Khch hng np chn ...................................................... ng. theo n v ngn ng): Ni dung: (Chuyn tin vo ti khon ...................................................... s) Ch ti khon: S ti khon/ Chng minh nhn dn: Nguyn Vn A ... ......................................................

3. Ti khon giao dch ca khch hng s c chuyn tin vo ngay khi Cng ty C phn u t ti chnh v xy dng Vit Nam nhn c s tin khch hng chuyn khon/np. III. Hng dn khch hng rt tin 1. Khch hng lm th tc rt tin trc 16h00 trong cc ngy lm vic ti Sn giao dch hng ha VFCC ni m ti khon giao dch hng ho. VFCC s kim tra tnh hp l ni dung yu cu rt tin ca khch hng: - H tn ch ti khon giao dch hng ho: Nguyn Vn A - S ti khon giao dch hng ho:...................................... - H tn ngi yu cu rt tin chuyn khon: ............................................................ - S CMND: ............................... Ngy cp: ...../......./.......... Ni cp: ........................ - a ch: ...................................................................................................................... - S ti khon: ............................ ti Ngn hng ..................... Chi nhnh .............. - S tin: ..................... ng (Ch : Khch hng rt chn theo n v ngn ng) - Ni dung: ................................................................................................................... 2. Cng ty CP u t ti chnh v xy dng Vit Nam kim tra thng tin v cp nht vic rt tin vo h thng phn mm giao dch ngay khi pht sinh yu cu rt tin ca khch hng. Ngi dn ng thnh cng ! Page 16

Cng ty CP u T Ti Chnh V Xy Dng Vit Nam a ch: Tng 3 Ta Nh Anh Minh S 36 Hong Cu ng a H Ni T/Fax: (04)- 32 595 542 Hotline: 0917 516 389 : [email protected]

3. S giao dch hng ha s kim tra cc iu kin hp l sau khi nhn c yu cu khch hng giao dch, nu hp l th s giao dch hng ha chuyn khon cho VFCC chm nht ngy lm vic tip theo (ngy T+1) ty theo hnh thc hp ng giao dch hng ha m VFCC cng b trn website Cng ty, nu khng hp l th s giao dch hng ha s thng bo cho VFCC yu cu khch hng iu chnh. 4. Sau khi nhn c tin t s giao dch hng ha, VFCC tr tin cho khch hng ca mnh chm nht ngy lm vic tip theo (ngy T+1) ty theo hnh thc hp ng giao dch hng ha v c VFCC cng b trn website Cng ty. H Ni, ngy... thng .... nm 20... GIM C

HONG VN QUYT

Ngi dn ng thnh cng !

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