hood-myth of asian style democracy.pdf

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The Myth of Asian-Style Democracy Steven J. Hood Asian Survey, Vol. 38, No. 9. (Sep., 1998), pp. 853-866. Stable URL: http://links.jstor.org/sici?sici=0004-4687%28199809%2938%3A9%3C853%3ATMOAD%3E2.0.CO%3B2-%23 Asian Survey is currently published by University of California Press. Your use of the JSTOR archive indicates your acceptance of JSTOR's Terms and Conditions of Use, available at http://www.jstor.org/about/terms.html. JSTOR's Terms and Conditions of Use provides, in part, that unless you have obtained prior permission, you may not download an entire issue of a journal or multiple copies of articles, and you may use content in the JSTOR archive only for your personal, non-commercial use. Please contact the publisher regarding any further use of this work. Publisher contact information may be obtained at http://www.jstor.org/journals/ucal.html. Each copy of any part of a JSTOR transmission must contain the same copyright notice that appears on the screen or printed page of such transmission. The JSTOR Archive is a trusted digital repository providing for long-term preservation and access to leading academic journals and scholarly literature from around the world. The Archive is supported by libraries, scholarly societies, publishers, and foundations. It is an initiative of JSTOR, a not-for-profit organization with a mission to help the scholarly community take advantage of advances in technology. For more information regarding JSTOR, please contact [email protected]. http://www.jstor.org Sat Jul 14 13:14:34 2007

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The Myth of Asian-Style Democracy

Steven J Hood

Asian Survey Vol 38 No 9 (Sep 1998) pp 853-866

Stable URL

httplinksjstororgsicisici=0004-46872819980929383A93C8533ATMOAD3E20CO3B2-23

Asian Survey is currently published by University of California Press

Your use of the JSTOR archive indicates your acceptance of JSTORs Terms and Conditions of Use available athttpwwwjstororgabouttermshtml JSTORs Terms and Conditions of Use provides in part that unless you have obtainedprior permission you may not download an entire issue of a journal or multiple copies of articles and you may use content inthe JSTOR archive only for your personal non-commercial use

Please contact the publisher regarding any further use of this work Publisher contact information may be obtained athttpwwwjstororgjournalsucalhtml

Each copy of any part of a JSTOR transmission must contain the same copyright notice that appears on the screen or printedpage of such transmission

The JSTOR Archive is a trusted digital repository providing for long-term preservation and access to leading academicjournals and scholarly literature from around the world The Archive is supported by libraries scholarly societies publishersand foundations It is an initiative of JSTOR a not-for-profit organization with a mission to help the scholarly community takeadvantage of advances in technology For more information regarding JSTOR please contact supportjstororg

httpwwwjstororgSat Jul 14 131434 2007

THE MYTH OF ASIAN-STYLE DEMOCRACY

Steven J Hood

In recent years there has been significant scholarship and discussion devoted to the study of the so-called Asian-style democracy or soft authoritarianism At the heart of this controversy is the claim that Asia is a different place from the West and therefore must construct political regimes that suit the unique conditions of its cultures While it makes sense to nurture market economies by government and business working together politics must reflect the group orientedness or communitarian concerns of Asias Confucian cultures This means certain liberties such as freedom of speech assembly and competition for political office are sharply limited and government intervention in private interests may occur in an effort to pre- serve cultural attributes East Asians admire Some leaders such as Singa- pores Lee Kuan Yew argue that Asias communitarian values are superior to the values of the West and can keep Asia from having to deal with the problems the West faces such as economic stagnation and dislocation violent crime and general social malaise For this reason governments in East Asia-most notably Singapore and Malaysia-and some commentators in Ja- pan South Korea Taiwan and the West have argued that a political system that is part-democratic part-authoritarian is still highly developed In fact they say it is an improvement on the typical liberal form of democracy found in the West

Steven J Hood is Professor and Chair of the Department of Politics and International Relations Ursinus College Collegeville Pennsylvania

O 1998 by The Regents of the University of California

1 Some scholars who have written generally favorable assessments of this concept include Bilahari Kausikan Governance that Works Journal of Democracy (JOD) 82 (April 19971 pp 24-33 Linda Chao Ramon H Myers and James A Robinson Promoting Effective Democ- racy Chinese Style Taiwans National Development Conference Asian Survey 377 (July 1997) pp 669-82 Francis Fukuyama Asias Soft Authoritarian Alternative New Perspec- tives Qunrterlj~ 92 (Spring 1992) pp 60-64 and The Illusion of Exceptionalism JOD 83 (July 1997) pp 146-50 Clark D Neher Asian-Style Democracy Asinn Survey 3411 (No- vember 1994) pp 949-61 Denny Roy Singapore China and the Soft Authoritarian Chal-lenge Asin~z Survey 343 (March 1994) pp 231-42 and Meredith Woo-Cumings The New Authoritarianism in East Asia Currerlr Histov 93587 (December 1994) pp 413-16

854 ASIAN SURVEY VOL XXXVIII NO 9 SEPTEMBER 1998

It is the purpose of this article to analyze these claims In particular I will consider several questions What is the character of the so-called Asian-style democracies or soft authoritarian regimes Is Asian-style democracy in fact democratic authoritarian or both Is the liberal model of democracy ill- suited to East Asian conditions I propose that the Asian-style democracies or soft authoritarian regimes of East Asia are really regimes that have failed to complete the transition to democracy They have been liberalized to a significant degree and in some cases have held regular elections but democ- racy has not evolved These regimes are similar to the democmduradicta-blanda regimes identified by Philippe Schmitter-having some pluralist aspects though they remain dominated by a single ruler or a ruling group2 They are neither the unique democratic systems their proponents claim them to be nor are they improved hybrid regimes that are superior to the liberal regimes of the West With the passage of time some or most of these re- gimes will continue to develop democratic institutions until they become lib- eral democracies that make no special claim of being unique democratic systems

Asian-Style Democracy Asian-style democracy advocates focus heavily on the communitarian aspects of East Asian culture It is suggested that Asian societies have always been more concerned with the welfare of the group over the individual than have Western ~oc ie t i e s ~ At the root of this argument is the claim that Confucian- ism teaches individuals that they are connected through human relationships to one another and that the welfare of the family and community suffers if individuals focus on their own selfish interests For this reason it is argued that the concept of natural rights is alien to Asians and in fact unnatural It goes against the sensibilities of Asians raised in a Confucian culture to think of themselves first What is natural for Westerners is therefore something quite entirely different from what is natural for East Asians

While some scholars have made attempts to show the liberal nature of Confucianism I would agree with proponents of the Asian-style democracy that Confucianism is inherently anti-rights in its o~ienta t ion~ The concept of

2 Pliilippe C Sclimitter Dogmas and Dilemmas o f Democracy JOD 52 (April 1994) pp 57-67

3 Neher Asian-Style Democracy p 949 and Fareed Zakaria Culture Is Destiny A n Interview with Lee Kuaii Yew Foreign Affairs 73 2 (MarcliApril 1994) pp 109-29

4 Some scholars attempt to identify aspects o f Confucianism that establish liberal ideals in East Asia See for example W m Theodore de Bary Tile Liberal Tradition in China (New York Columbia University Press 1983) Gilbert Rozman ed Tile Enst Asicin Regiorl Coifi~ciiirl Her-itnge nnd Its 12fodern A~lciptatioi~ (Princeton NJ Princeton University Press 1991) Mab Huang Zhong-guo chuan-tong yu dang-dai guo-ji ren-guati guan-nian [Chinese tradition and the contemporary debate about international human rights] Hunlnrl Rights Tribune 2 1 1 (Winter

rights developed in the West and was precipitated by the discovery of nature This discovery is essential in order to separate nature from human affairs Leo Strauss reminds us that natural right and therefore political rights must be unlcnown as long as the idea of nature is unknown The discovery of nature is the work of philo~ophy~ If nature remains undiscovered political thought continues to rest on ancestral tradition and thought The ancestral is accepted as divine law Thus traditional societies often believe their ances- tors were purer or superior to them If authority is not doubted philosophy cannot emerge and political life remains bound within nature For this rea- son the emergence of the idea of natural right presupposes the doubt of a~ thor i ty ~

For the concept of rights to be developed philosophy had to discover na- ture first Religious-based philosophies in the West led to but did not dis- cover nature because of the premise that all living things were created by God and were subject to Gods will Modern Western philosophers (and their ancient Greek forebears) broke philosophy and politics away from religion thus making the development of the idea of rights possible While classical Confucianism was skeptical of religion and discouraged religious worship it nevertheless did not develop a concept of human beings as independent free- thinking entities capable of discovering the good life on their own The good life was prescribed for them This claim to a natural authority above individ- uals is a denial of conditions necessary to realize and enjoy rights To a certain extent contemporary Confucianists challenge this view but it is a vulgarized form of classical Confucianism that is practiced under that name today Hence certain democratic concepts as well as rights and rights lan- guage have been borrowed from the West either from exposure to Western democratic practice or by borrowing from Western political philosophy

Scholars who have found value in Confucian thought have read too much into selective passages in their hope to establish a space for human beings that is independent of the state But while a few select passages in the Con- fucian canon may indicate that there is a possibility Confucian scholars thought about something resembling rights their intent was to keep the Con- fucian tradition (an authoritarian one) intact To profess otherwise is a distor- tion of Confucian principles What is really being claimed by proponents of

1992) pp 34-35 Joseph Chan A Confucian Perspective of Huinan Rights in The East Asinri C~nlerlgefor H I ~ I I I O I IRigl~tsed Joanne R Bauer and Daniel A Bell (Cambridge England Cambridge University Press forthcoming) and L H MLing and Chih-yu Shih Confucianism with a Liberal Face The Meaning of Democratic Politics in Postcolonial Taiwan R e i ~ i e ~ ~ oj Politics 60l (Winter 1998) pp 55-82

5 Leo Strauss Vrirlrriil Right iirld History (Chicago University of Chicago Press 1950) 11 81

6 Ibid 1 84

I

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Asian-style democracy is that Confucianism is communitarian in nature am in general agreement with this assessment though I believe there are key differences between the communitarianism of Confucianism and that which is found in the Western tradition I shall address this later

Proponents argue that in the East Asian communitarian tradition govern- ment plays a special role in governance that their counterparts do not in the West It is natural that patron-client relations exist in East Asian regimes as leaders and people tied together through a complex web of interdependencies and bonds of loyalty perform reciprocal acts and d u t i e ~ ~ Leaders provide goods and services and loyal clients provide political and economic support Government leaders are respected for having greater information and insight into local and national conditions and are therefore trusted to do the right thing Political authority whether sanctioned by free elections or not is respected and hierarchy is held to be natural and good A strong state is not feared as it is in the West but rather is considered to be the logical outcome of societies united in a common course for managing political and economic affairs and providing national security Dominant political parties such as Japans pre-1993 Liberal Democratic Party (LDP) Singapores Peoples Ac- tion Party (PAP) and Taiwans Kuomintang (KMT) are examples of politi- cians seeking consensus Though all of these parties are factionalized they provide a united front to collect and organize the interests of society into a workable package of economic and political policies Thus the Confucian virtues of harmony and cooperation are preserved Lucien Pye argues that cultural traditions such as Confucianism are decisive in determining the course of political de~elopment ~ All of this contributes to the claim made by East Asian leaders and scholar-proponents of Asian-style democracy that the prevailing values in Asia have been different enough from those in the West to make Western democracy unachievable [there]l0

Some Western proponents recognize the hypocrisy of certain rationaliza- tions for Asian over Western values namely that Asian values are sometimes claimed to justify political repression At the same time they also find some validity to the fears East Asians have when looking to the model of democ- racy found in a West that is plagued by high levels of unemployment ram- pant crime and disorderly societies in generalll Such scholars also harbor

7 Kausikan Governance that Works pp 29-30 8 Lucian W Pye Money Politics and Transitions to Democracy in East Asia Asian Survey

373 (March 1997) pp 213-28 9 Lucien W Pye (with Mary W Pye) Asiar~Poicer iiizd Politics Tile C~dt~ l ra l ojDiiileilsioi~~

Aurhorih (Cambridge Mass Harvard University Press 1985) p vii 10 Neher Asian-Style Democracy p 958 11 Roy Sof t Authoritarian Challenge pp 240-42 Joseph Chan Hong Kong Singapore

and Asian Values A n Alternative View JOD 82 (April 1997) pp 35-50

STEVEN J HOOD 857

hope that Asian-style democracy will evolve into a form of democracy more in keeping with that found in the West Afterall Confucianism like other cultural systems can pick and choose those cultural elements that fit with the political order one is trying to build12 Such claims are based on the assumption that East Asia puts the community first thereby establishing eco- nomic and social rights whereas the West has failed in this regard They also argue Asians are not as likely to want to protest government policies and are neither as suspicious of government nor as jealous of their rights as are indi- vidualist Westerners l3

Some Thoughts on Community and Individualism

Nearly all of the claims made by those sympathetic to the Asian-style democ- racy argument center on the idea of East Asians desires to place the needs of the group above those of the individual In too many cases scholars have accepted this view without much qualificatio~l or explanation yet there is substantial evidence that there are other views and practices in East Asia that contradict the assumption of collective over individual rights

Not all scholars are in agreement that Confucianism leads to collectivism In his study of social capital and trust in economic systems Francis Fukuyama found that individuals in most countries in East Asia demonstrated little trust for people outside of their immediate families and patron-client business relations14 Fukuyama believes Confucianism has taught the Chi- nese and other Asians to look first to the family and a few patrons and clients outside of it when seeking people with whom to do business This has re- sulted in low levels of the trust needed for building small firms into larger ones and improving their ability to compete with the Japanese and the West in a more dynamic way Other scholars have found the same thing and indi- cate that culturally business owners in Confucian societies tend not to be as willing to look out for the good of their companies and countries as they should because of their desire to keep control within the family15 The Chi- nese sociologist Fei Xiaotong blames Confilcianism for this lack of trust within society He argues that rather than Confilcianism building a family ethic for society Confucianism actually encourages Chinese to look out for

12 Fukuyama The Illusion of Exceptionalisin p 148 13 For a critique of this position see Tatsuo Iiioue Liberal Democracy and Asian Values

in Tlze Ensr Asinrz Ci7iillerzge for Hzrrnnn Riglzrs 14 Francis Fukuyama Trzlsr Tlze Social Viirzles nrzd rite Crenriorz of Piospeiit (New York

Free Press 1995) 15 Karl J Fields Erzterpiise nizd tile Srcire irz Koien orid Tainnrz (Ithaca NY Corliell Uni-

versity Press 1995) especially pp 76-77 See also Yung-Myung Kiln Asian-Style Democ- racy A Critique froin East Asia Asirirz Sur~ey 3712 (December 1997) pp 1119-34

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themselves by relying on complex networks of relationships rather than on well-organized private civic and government institutions similar to those Westerners create16 In a networked society like Chinas Fei argues that individuals learn to use the system to acquire personal goods and services and rarely look out for the good of society

Although some of Feis arguments lack careful analysis and elaboration Confucianism does indeed teach loyalty over morality In demonstrating this point Confucius criticized a government official who boasted that in his country a citizen would turn his father in to the authorities if his father had stolen a sheep Confucius argued it was superior for the father to conceal the misconduct of the son and the son the misconduct of his father-that this was the upright thing to do Similarly the Confucian scholar Mencius argued that a brother would never turn against his brother even if his brother plotted against his life nor would a son turn in his father for murder even if it meant that the son was the emperor and had to give up the throne in order to protect his father from being arrested for such a crime I do not believe East Asian governnlents are in current agreement with Confucius or Mencius in terms of looking out for the good when it comes to the examples used above I am confident that at face value leaders would suggest it is necessary to turn in criminals from ones family in order to protect the interests of society Con- fucian filial piety though most often teaches parents and children to look out for one another and it is the family-not the state the local region or the village-that is the most referred to group in most of the Confucian writings

In this regard the emphasis on family differs very little from the situation John Locke faced when trying to break down the way people thought about families in order to pave the way for a liberal regime Locke sets out in his First and Second Treatise of Gover~zznzent to break family authority and loy- alty by trying to dispel the belief that natural law has given fathers all author- ity in family life and that this authority came from God He furthermore wanted to explain away the role of the divine from public life in order to create rights to own property These were necessaiy first steps in getting human beings to understand their natural rights In this regard proponents who argue for the unique group-oriented concern that East Asians supposedly hold on to would do well to consider that the roots of authoritarianism in the West also belong to a hierarchical structure where the authority of fathers and political leaders was unexamined

Chinese leaders in part following the lead of Lee Kuan Yew have been some of the most vocal advocates of the collectivist claim citing both tradi- tional Chinese cultural concerns for community over individual and Marxist

16 Fei Xiaotong Froril the Soil The Fo~rrzdcitioi~s of Chinese Sociep trans by Gary G Hamilton and Wang Zheng (Berkeley University of California Press 1992)

justifications for the same The Chinese government suggests Chinese people are different from Westerners in that they have different historical back- grounds social systems and cultural traditions as well as a different tradition of human rights For China this means that the focus must be on economic cultural and social rights above those of the individual17 At one time the KMT regime on Taiwan used to make similar comments in explaining why it was necessary for the party to maintain its monopoly of political power over the people As liberalization eventually gave way to democracy the party found itself seeking legitimacy through the ballot box and other conventional ways that political parties seek legitimacy in established democratic systems Since its authoritarian days the KMT has offered formal apologies for the denial of citizens rights during the period of martial law and admitted mis- takes in usurping power

The Meiji reformers who wrote Japans pre-war Constitution also made special claims that Japan did not need Western concepts of liberalism and could stand on traditional Japanese values That very idea proved problem- atic for democratic reformers after the Second World War and has continued during the period of LDP dominance up to the 1993 party split and even in part to today Some observers openly wonder if the democratic experiment will continue in Japan unless the system transforms itself into a regime more like those found in the Westls Former South Korean leaders former Philip- pine President Ferdinand Marcos and others have all pointed to special ex- ceptions that prevented the realization of democracy in their respective coun- tries almost none of which are taken seriously now that democracy has taken hold in these countries Furthermore such claims are not unique to Asia Current Peruvian President Alberto Fujimori advocated taking personal con- trol of the political system in his country to guide it through a period of economic and political stalemate and uncertainty Democracy it has been claimed cluttered the prospects for prosperity and security in Peru Military officers in Chile decided the countrys situation by the early 1970s warranted overthrowing a democratically elected regime in order to save the country because Chiles special conditions begged for strong government authority to prevent the democratically elected leaders from ruining the country Similar arguments have been made in Eastern Europe where former communists and nationalist leaders have pointed to unique situations that warrant authoritarian regimes of whatever sort rather than the confusion and messiness of democ- racy Beyond individual leaders single party states are generally a menace to democracy and constitute one of the major obstacles preventing democratiz-

17 State Council of the Peoples Republic of China Hcrnniz Rights in CI~irln (November 1991) in Beijirzg Review 4445 (November 3-10 1991) pp 8-9 17

18 Haruhiro Fukui and Shigelco N Fukai Japan in 1996 Between Hope and Uncertainty Asirir~ Slrrcey 37l (January 1997) p 28

860 ASIAK SURVEY VOL XXXVIII NO 9 SEPTERIBER 1998

ing regimes from becoming consolidated19 In addition with the exception of the PAP in Singapore parties once dominant in East Asian states have become less so and increasingly corrupt Broad-based government support has weakened and public cynicism has increased

Government leaders who espouse Asian values often do so out of a fear of chaos They envision democracy in new states to be volatile and established Western democracies to be in decline This view is in part a reflection of these leaders distrust toward their own populations Machiavelli advised the prince to always be on the alert against the people and those around him and much the same ethic is at work in part-authoritarian and part-democratic soci- eties Montesquieu pointed out that what makes authoritarian regimes dan- gerous is not that the leader holds all power over the people rather they are dangerous because the people fear the leaders and the leaders the people thus making the leaders suspicious of those around them including even so-called loyal associates This can be seen in the tight discipline inferiors are ex- pected to demonstrate as authoritarian superiors keep a watchful eye Lee Kuan Yew may not hold a formal government post but he has the power to replace leaders who do not go by the rules he established within the Sin- gaporean hierarchy Similarly Hu Yaobang may have been Deng Xiaopings close associate as was Zhao Ziyang but in an authoritarian regime survival is the first principal superiors operate by In a question of survival therefore Hu and Zhao were expendable

Authoritarians use ideology to justify their rule just as a democratic regime relies on its own There is a difference however A democracy generally relies on its philosophical foundations to teach patriotism and bolster the re- gime through means of support both active (voting campaigning voicing political opinions seeking redress of grievances) and passive (belonging to civic organizations obeying the law teaching virtues of self-reliance practic- ing tolerance) Authoritarian ideology may also have normative purposes but in large measure propaganda is used to maintain and legitimize the re- gimes monopoly on power over the people For this reason authoritarian ideologies are very similar in their approaches pointing to the unique or spe- cial problems of a country the resolution of which necessitates authoritarian control or the temporary suspension of democratic practices When such problems start to lose their importance regimes begin to rely on legal-ra- tional justifications to legitimize their rule20 This in turn results in calls to liberalize regimes The governments of Singapore and China have reacted to their fear of chaos by claiming unique Asian values In this way they can put

19 Samuel P Huntington Democracy for the Long Haul JOD 72 (April 1996) pp 8-9 20 Samuel P Huntington and Clement H Moore Authoritarian Politics in ~Moderrz Sociew

The Djnnrizics of Established One-Party Sjsterns (New York Basic Books 1970) especially pp 32-40

off having to wrestle with democratization Their arguments as to why they are culturally unique are intellectually weak and not supported by other states in the East Asian region that are already progressing along the democratic path In short East Asian authoritarians are really no different from leaders in other regions of the world who call for the suspension of democracy or claim to have found a better alternative that suits their individual countries

In these pre-democratic societies power configurations would have to be changed if rights of the people were recognized In the most basic analysis rights are what people want-not simply to gratify selfish interests as some might claim but because there is a sense of justice inherent in the concept of individual rights Indeed Hegel argued that it is this sense of freedom and justice that legitimizes and brings about the realization of political rights If there is a people with a sense of justice a sense of freedom rights are the most logical outcome and the safest way of ensuring the dignity of individu- als and the creation of civil society

The question that needs to be asked however is would the establishment of individual political rights harm a society that did emphasize collective over individual rights It is true that communitarian concerns can be eroded by too much reliance on rights Tocqueville found in the early American repub- lic a possible answer to this question He believed the American system worked because Americans believed themselves to be completely equal in their rights and privileges to every other person This was in part an out- growth of Colonial Americas puritan past but also because democracy had changed much about American society for the better Instead of becoming a country of disinterested and selfish individuals Americans had learned to organize themselves into all kinds of civic organizations some with political purposes but most without an immediate one The ethic within these organi- zations was democratic and the general feeling was that no person should esteem him or herself above others21 It is in this regard that one discovers two things The first is that the West has come to pay too much attention to individual rights at the expense of virtues that enable societies to strengthen communitarianism This would in part account for the social malaise in the West that Asian leaders find so disturbing The second is that the establish- ment of democracy does not mean an end to meaningful family life nor an end of concern for societys needs This point is reaffirmed by Bellah Put- nam Bell and others who argue that communitarian principles (democratic virtues) are what facilitate and protect community life22 Asian political

21 Sanford Kessler Tocquevilles Ci1il Religion American Christianity and the Prospects for Freeclotn (Albany NY State University of New York Press 1994)

22 Robert N Bellah et al Habits of the Heart Individ~mlism cmcl Commitment in American L+ (Berkeley University of California Press 1985) Robeit D Putnam Making Democracj Work Civic Trcidilions irl Modern Imly (Princeton NJ Princeton University Press 1993) and

862 ASIAN SURVEY VOL XXXVIII KO 9 SEPTEMBER 1998

thought may not forward communitarian ideas in the same way that the West does but the existence of some of these same virtues in Asian philosophy indicates that East Asians can be as receptive to democratic virtues as Wes- teiners are held to be23

Traditional Societies and Political Development

Is the soft authoritarianism or Asian-style democracy of East Asia in fact a hybrid regime model or is it really a case of the passing of a traditional regime type I have already suggested at the outset of this asticle that what is being considered here is really a handful of cases where regimes have not completed their transition to democracy A few decades ago few policy makers in the West paid much attention to rights violations committed by authoritarian regimes in East Asia It was accepted that these regimes were not democratic but at some time may become so This view was supported by the low level of economic development in East Asia that existed during the 1950s and 1960s The economic miracles had not yet occurred and little was said about political repression and the lack of political development in the region Much the same situation obtains today in other parts of the world Even though the West is more concerned with human rights violations and lagging development in the Third World than was the case in the 1950s Westeiners actually pay very little attention to countries whose level of de- velopment fails to command their respect in regards to economic might and regional power configurations Prestige is gained today by having a strong vibrant economy and a highly developed political system namely democ- racy

China does command respect today for several reasons Strategically China is poised to become a superpower It is already a regional power mili- tarily and its economic strength has grown impressively since 1978 There have been fundamental economic and social reforms that have sparked the imagination of some in the West to think that China could be on the road to democratization South Korea Taiwan Thailand Singapore and other East Asian states have also seen strong economic growth and evolution in their political systems For these reasons the West has taken a keen interest in the development of those states When the US becomes interested in other

Bowling Alone Americas Declining Social Capital JOD (January 1995) and Daniel A Bell Democracy in Confucian Societies The Challeuge of Justification in Tovarils Illiberal De- nzociacy in Pacgc Asin ed Daniel A Bell et al (Oxford St Martins 1995) pp 36-40

23 Edward Shils Reflections on Civil Society and Civility in Chinese Intellectual Tradi- tion in Coizfi(cintz Traditions in East Asintz Modernio Moral Educntiorl cirld Ecorzonlic Cnltnre in Jripan nnd the Four Mini Drrigons ed Tu JVeiming (Cambridge Harvard University Press 1996)

countries affairs there is likely to be conflict when its norms of political rights clash with the norms authoritarian regimes employ to maintain political power For this reason South Korea and Taiwan were sharply criticized by Washington during the late 1980s for withholding political rights while Washington paid relatively little attention to far grosser violations of rights in other countries of the world Similarly Singapore China North ICorea and others are now way out of step compared to other countries in the region who respect rights Japan South Korea Taiwan and others have either democra- tized or taken significant measures to liberalize their political systems It is in the Wests interest to keep the liberalization process going until democra- cies have consolidated and rights are respected throughout Asia Here is where the problem lies for those who have accepted the Asian-style democ- racy model as an honorable domain for a regime to aspire to Because the process of liberalization is a difficult one leaders get caught between two worlds-one authoritarian the other democratic All of the countries in East Asia that claim to have different cultural needs than the West are coming from conditions shifting from scarcity to security in terms of socioeconomic well-being But as Ronald Inglehart suggests the process of democratic so- cialization has not yet caught up with the forces of economic modernization This has meant that the various aspects of traditional authority still in force will take perhaps another generation or more to change Even then those societies will have to learn a new culture of liberty and rights24 Again what Tocqueville observed on his visit to America is telling He found that de- mocracy in terms of accepting a tradition of political rights and strong reli- ance on supportive virtues created a democratic ethic that penetrated even churches and family life For most of these East Asian countries the process of liberalization is well underway with policies in place to improve literacy and increase both access to information and participation in economic and- to a limited degree-political decision making Modernization theorists have for some time pointed out that these are the very processes that encourage the passing of traditional society Authoritarians introduce legal-rational social structures that eventually lead to elite conflict compromise and a democratic compact

The view I am presenting here is not without controversy Many if not most comparativists have tended to disregard the importance of the linear model of political development in lieu of the model of democratization intro- duced by Whitehead Schmitter ODonnell and others who emphasize the

24 Ronald Inglehart Modenzizcirion cirzd Posr~nodenzizariorz C ~ l r ~ ~ m l Ecorzornic cirzd Polit- ical Change irz 43 Societies (Princeton NJ Princeton University Press 1997) especially pp 11 15 and 33 and Chapter Two

864 ASIAN SURVEY VOL XXXVIII NO 9 SEPTEMBER 1998

importance of short term negotiations and compromise^^^ But political or economic moments are not likely to take place unless there is enough eco- nomic specialization differences in opinion about social welfare and polit- ical disagreement to encourage opposition leaders and critics within govein- ment to challenge traditional bases of power What country in East Asia has not had to meet the demands of an opposition in the course of economic development On their own governments do not have enough information or ideas to be able to provide answers to all of a societys problems as a country develops Singapore may eventually reach a point where the govern- ment will have to relent and seek the advice of opposition politicians and end their suppression of free speech and other policies China is not going to be able to hold back the forces of modernization for long without having to accommodate some alternative governance views It has already done so But the Beijing leadership will have to compromise more or risk political disintegration These are the lessons of South Korea Taiwan and the Philip- pines and it is a lesson that is being learned anew as each country in East Asia continues to meet the demands of their lnodernizing societies

Does all this mean that there is no Asian road to democracy There is no doubt culture plays a significant role in how countries democratize Scholars have shown that cultural differences have an effect on when and in some respects how a country democratizes Countries with dominant Catholic populations generally democratize more slowly than do countries with dorni- nant Protestant population^^^ Similarly the patterns of both authoritarian- ism and political liberalization differ in Catholic and Protestant countries27 So how might East Asian countries democratize Will there be a wholesale rejection of Western-style liberalism with its reliance on rights and virtues

In some respects the East Asian suspicion of rights is good The Ameri- can founders hoped both that people would be jealous of their rights but at the same time that the new republic would rely more on Christian virtues to govern their own lives and their families than on political rights Compro- mise fair play tolerance and moderation are essential to the maintenance of a vibrant democracy Hence in some respects Asias slow acceptance of rights creates no need for alarm As governments and people learn to work

25 Guillermo ODonnell and Philippe Schmitter Trnrzsitiorzs froin Authoritnrinn Rule Ten- tative Conclusions About Urzcertairz Denzocrncies (Baltimore Johns Hopkins University Press 1986) pp 40-41

26 Samuel P Huntington The Third W7n11e Democmtizntion in the Late T~verztietll Centlrr) (Norman Okla University of Oklahoma Press 1991) pp 75-85

27 Juan J Linz and Alfred Stepan Probleins of Deinocmtic Tiarzsition and Consolidation Souillern Europe South America nnd Post-Coi~zinunist Eltrope (Baltimore Johns Hopkins Uni- versity Press 1996) p 453

STEVEN J HOOD 865

together and compromises are made democracy is learned just as it is every-where else in the world

There are some areas where Asian-characteristics of the liberalization and democratization process can be anticipated

Political leaders both conservatives clinging to power and reformers who want to liberalize the system will practice a fair degree of Confucian paternalism They will use language that sustains their authority as morally good suggesting that they are better informed than the masses and have skills that make them uniquely quali-fied to lead the people

Like most authoritarian regimes economic and political crises will test Confucian ways of running government Moral appeals will continue to be made but rights and legal language will find greater acceptance Government leaders will be held individually responsible for specific policies This will erode support for traditiori-a1 leaders who previously paid little or no attention to democratic accountability

As authority is challenged a new virtue based on compromise and the sharing of information among political and economic elites will penetrate society Private or-ganizations will take on democratic aspects and Confucian loyalties will come into question if they contradict democratic practices Family relationships will retain Confucian characteristics though the relationship between children and parents will be somewhat more akin to family life in the West where the structure of the family is less hierarchical

Though rights will continue to be held in suspicion confidence will be built upon the assumption that basic rights can usually be equated with moral living Hence popular claims will be made that Asian rights are unique and universal

The tension between liberal rights and communitarian principles will always be present in Asian democracies just as it is in the West There will be greater discus-sion among scholars across the globe about this tension Minor differences over how rights are viewed in East Asia and the rest of the world will continue to be pointed out even though these differences will be insignificant

Thus the Asian path to democracy likely will follow the paths taken by other countries in other parts of the world though there will be distinctive Asian characteristics The important thing for Asians and non-Asians to re-member is that the usurpation of rights by government leaders is neither a cultural right nor a cornmunitarian virtue There is a growing international consensus on rights language and democratic virtues It is the commonality of this discussion that is crucial for the health of democratic societies

Sharing a Liberal Heritage Some Asian leaders and perhaps some scholars who study Asia feel uncom-fortable in accepting the principles of liberalism in an Asian setting Since liberalism has its roots in the intellectual and religious traditions of the West it is deemed inappropriate for Asian countries While it is true that liberalism was first developed in the West this does not mean it is a tradition that is

866 ASIAN SURVEY VOI XXXVIII NO 9 SEPTEMBER 1998

exclusively owned by Westerners Liberalism itself is a recognition of the inherent worth of individuals and free societies Citizens in liberal societies readily point out that liberty and tmst are missing in authoritarian regimes Because they are missing individual potential is thwarted arbitrary rules are enforced from above evil is not punished by established norms of justice and civil society is riot possible Asian leaders are correct to point out the contradictions in Western states that have abandoned communitarian values and as a result have suffered in terms of rampant crime and social and famil- ial decay This is not the fault of liberalism however The existence of soci- eties that esteem family values does not suggest that democracy or liberal rights are inappropriate Similarly societies claiming strong communitarian notions of cooperation harmony and consensus can adopt a rights tradition Contemporary literature suggests all these ideals are important for the main- tenance of democracy28

Francis Fukuyamas now famous suggestion that we are reaching the end of history and that democracy is a global phenomenon may be premature29 But it is true that in East Asia and throughout the world authoritarian regimes are collapsing A successful authoritarian regime is able to restrict power to a small ruling elite or single sovereign That model of governance has been in decline for some time in East Asia Authoritarianism leaves nothing for gov- ernments and people to aspire to Even Chinese scholars who prior to the crisis at Tiananmen had discussed various kinds of authoritarianism as an alternative to communism have abandoned this notion Their interests have turned directly to dem~cra t i za t ion ~~ Democracy is much less limiting and ultimately more adept at fulfilling human needs and desires than authoritari- anism For this reason in spite of the efforts of Lee Kuan Yew and Jiang Zemin Tocqueville was correct when he proclaimed that any attempt to check democracy would be an attempt to resist an i n e ~ i t a b i l i t y ~ ~ While de- mocracies may differ somewhat in structure and process there is only the liberal model of democracy All others claiming unique status are authorita- rian regimes or regimes that have not yet completed the transition to democ- racy

28 See for instance Jean Bethke Elshtain Deinocrc~c~oil Trial (IVew York Basic Books 1995) and Thornas L Pangle The Enobli~lg of Dernocrac~ Tlze Chciller~ge of the Posrrnodem Age (Baltimore Johns Hopkins University Press 1992)

29 Francis Fukuyarna The End of History and rile Last Mail (New York Free Press 1992) 30 See He Baogang Tile Denzocrntic I~nplicnfions of Civil Socieh irt Cltinn (New York St

klartins Press 1997) and Tlte Der~~oc~wtizfltion of Clliila (London Routledge 1996) 31 Alexis de Tocqueville De~nocmcy in Ainericn trans by George Lawrence ed by J P

Meyer (IVew York Harper Perennial 1966) vol 1 p 7

Page 2: hood-myth of asian style democracy.pdf

THE MYTH OF ASIAN-STYLE DEMOCRACY

Steven J Hood

In recent years there has been significant scholarship and discussion devoted to the study of the so-called Asian-style democracy or soft authoritarianism At the heart of this controversy is the claim that Asia is a different place from the West and therefore must construct political regimes that suit the unique conditions of its cultures While it makes sense to nurture market economies by government and business working together politics must reflect the group orientedness or communitarian concerns of Asias Confucian cultures This means certain liberties such as freedom of speech assembly and competition for political office are sharply limited and government intervention in private interests may occur in an effort to pre- serve cultural attributes East Asians admire Some leaders such as Singa- pores Lee Kuan Yew argue that Asias communitarian values are superior to the values of the West and can keep Asia from having to deal with the problems the West faces such as economic stagnation and dislocation violent crime and general social malaise For this reason governments in East Asia-most notably Singapore and Malaysia-and some commentators in Ja- pan South Korea Taiwan and the West have argued that a political system that is part-democratic part-authoritarian is still highly developed In fact they say it is an improvement on the typical liberal form of democracy found in the West

Steven J Hood is Professor and Chair of the Department of Politics and International Relations Ursinus College Collegeville Pennsylvania

O 1998 by The Regents of the University of California

1 Some scholars who have written generally favorable assessments of this concept include Bilahari Kausikan Governance that Works Journal of Democracy (JOD) 82 (April 19971 pp 24-33 Linda Chao Ramon H Myers and James A Robinson Promoting Effective Democ- racy Chinese Style Taiwans National Development Conference Asian Survey 377 (July 1997) pp 669-82 Francis Fukuyama Asias Soft Authoritarian Alternative New Perspec- tives Qunrterlj~ 92 (Spring 1992) pp 60-64 and The Illusion of Exceptionalism JOD 83 (July 1997) pp 146-50 Clark D Neher Asian-Style Democracy Asinn Survey 3411 (No- vember 1994) pp 949-61 Denny Roy Singapore China and the Soft Authoritarian Chal-lenge Asin~z Survey 343 (March 1994) pp 231-42 and Meredith Woo-Cumings The New Authoritarianism in East Asia Currerlr Histov 93587 (December 1994) pp 413-16

854 ASIAN SURVEY VOL XXXVIII NO 9 SEPTEMBER 1998

It is the purpose of this article to analyze these claims In particular I will consider several questions What is the character of the so-called Asian-style democracies or soft authoritarian regimes Is Asian-style democracy in fact democratic authoritarian or both Is the liberal model of democracy ill- suited to East Asian conditions I propose that the Asian-style democracies or soft authoritarian regimes of East Asia are really regimes that have failed to complete the transition to democracy They have been liberalized to a significant degree and in some cases have held regular elections but democ- racy has not evolved These regimes are similar to the democmduradicta-blanda regimes identified by Philippe Schmitter-having some pluralist aspects though they remain dominated by a single ruler or a ruling group2 They are neither the unique democratic systems their proponents claim them to be nor are they improved hybrid regimes that are superior to the liberal regimes of the West With the passage of time some or most of these re- gimes will continue to develop democratic institutions until they become lib- eral democracies that make no special claim of being unique democratic systems

Asian-Style Democracy Asian-style democracy advocates focus heavily on the communitarian aspects of East Asian culture It is suggested that Asian societies have always been more concerned with the welfare of the group over the individual than have Western ~oc ie t i e s ~ At the root of this argument is the claim that Confucian- ism teaches individuals that they are connected through human relationships to one another and that the welfare of the family and community suffers if individuals focus on their own selfish interests For this reason it is argued that the concept of natural rights is alien to Asians and in fact unnatural It goes against the sensibilities of Asians raised in a Confucian culture to think of themselves first What is natural for Westerners is therefore something quite entirely different from what is natural for East Asians

While some scholars have made attempts to show the liberal nature of Confucianism I would agree with proponents of the Asian-style democracy that Confucianism is inherently anti-rights in its o~ienta t ion~ The concept of

2 Pliilippe C Sclimitter Dogmas and Dilemmas o f Democracy JOD 52 (April 1994) pp 57-67

3 Neher Asian-Style Democracy p 949 and Fareed Zakaria Culture Is Destiny A n Interview with Lee Kuaii Yew Foreign Affairs 73 2 (MarcliApril 1994) pp 109-29

4 Some scholars attempt to identify aspects o f Confucianism that establish liberal ideals in East Asia See for example W m Theodore de Bary Tile Liberal Tradition in China (New York Columbia University Press 1983) Gilbert Rozman ed Tile Enst Asicin Regiorl Coifi~ciiirl Her-itnge nnd Its 12fodern A~lciptatioi~ (Princeton NJ Princeton University Press 1991) Mab Huang Zhong-guo chuan-tong yu dang-dai guo-ji ren-guati guan-nian [Chinese tradition and the contemporary debate about international human rights] Hunlnrl Rights Tribune 2 1 1 (Winter

rights developed in the West and was precipitated by the discovery of nature This discovery is essential in order to separate nature from human affairs Leo Strauss reminds us that natural right and therefore political rights must be unlcnown as long as the idea of nature is unknown The discovery of nature is the work of philo~ophy~ If nature remains undiscovered political thought continues to rest on ancestral tradition and thought The ancestral is accepted as divine law Thus traditional societies often believe their ances- tors were purer or superior to them If authority is not doubted philosophy cannot emerge and political life remains bound within nature For this rea- son the emergence of the idea of natural right presupposes the doubt of a~ thor i ty ~

For the concept of rights to be developed philosophy had to discover na- ture first Religious-based philosophies in the West led to but did not dis- cover nature because of the premise that all living things were created by God and were subject to Gods will Modern Western philosophers (and their ancient Greek forebears) broke philosophy and politics away from religion thus making the development of the idea of rights possible While classical Confucianism was skeptical of religion and discouraged religious worship it nevertheless did not develop a concept of human beings as independent free- thinking entities capable of discovering the good life on their own The good life was prescribed for them This claim to a natural authority above individ- uals is a denial of conditions necessary to realize and enjoy rights To a certain extent contemporary Confucianists challenge this view but it is a vulgarized form of classical Confucianism that is practiced under that name today Hence certain democratic concepts as well as rights and rights lan- guage have been borrowed from the West either from exposure to Western democratic practice or by borrowing from Western political philosophy

Scholars who have found value in Confucian thought have read too much into selective passages in their hope to establish a space for human beings that is independent of the state But while a few select passages in the Con- fucian canon may indicate that there is a possibility Confucian scholars thought about something resembling rights their intent was to keep the Con- fucian tradition (an authoritarian one) intact To profess otherwise is a distor- tion of Confucian principles What is really being claimed by proponents of

1992) pp 34-35 Joseph Chan A Confucian Perspective of Huinan Rights in The East Asinri C~nlerlgefor H I ~ I I I O I IRigl~tsed Joanne R Bauer and Daniel A Bell (Cambridge England Cambridge University Press forthcoming) and L H MLing and Chih-yu Shih Confucianism with a Liberal Face The Meaning of Democratic Politics in Postcolonial Taiwan R e i ~ i e ~ ~ oj Politics 60l (Winter 1998) pp 55-82

5 Leo Strauss Vrirlrriil Right iirld History (Chicago University of Chicago Press 1950) 11 81

6 Ibid 1 84

I

856 ASIAN SURVEY VOL XXXVIII NO 9 SEPTEMBER 1998

Asian-style democracy is that Confucianism is communitarian in nature am in general agreement with this assessment though I believe there are key differences between the communitarianism of Confucianism and that which is found in the Western tradition I shall address this later

Proponents argue that in the East Asian communitarian tradition govern- ment plays a special role in governance that their counterparts do not in the West It is natural that patron-client relations exist in East Asian regimes as leaders and people tied together through a complex web of interdependencies and bonds of loyalty perform reciprocal acts and d u t i e ~ ~ Leaders provide goods and services and loyal clients provide political and economic support Government leaders are respected for having greater information and insight into local and national conditions and are therefore trusted to do the right thing Political authority whether sanctioned by free elections or not is respected and hierarchy is held to be natural and good A strong state is not feared as it is in the West but rather is considered to be the logical outcome of societies united in a common course for managing political and economic affairs and providing national security Dominant political parties such as Japans pre-1993 Liberal Democratic Party (LDP) Singapores Peoples Ac- tion Party (PAP) and Taiwans Kuomintang (KMT) are examples of politi- cians seeking consensus Though all of these parties are factionalized they provide a united front to collect and organize the interests of society into a workable package of economic and political policies Thus the Confucian virtues of harmony and cooperation are preserved Lucien Pye argues that cultural traditions such as Confucianism are decisive in determining the course of political de~elopment ~ All of this contributes to the claim made by East Asian leaders and scholar-proponents of Asian-style democracy that the prevailing values in Asia have been different enough from those in the West to make Western democracy unachievable [there]l0

Some Western proponents recognize the hypocrisy of certain rationaliza- tions for Asian over Western values namely that Asian values are sometimes claimed to justify political repression At the same time they also find some validity to the fears East Asians have when looking to the model of democ- racy found in a West that is plagued by high levels of unemployment ram- pant crime and disorderly societies in generalll Such scholars also harbor

7 Kausikan Governance that Works pp 29-30 8 Lucian W Pye Money Politics and Transitions to Democracy in East Asia Asian Survey

373 (March 1997) pp 213-28 9 Lucien W Pye (with Mary W Pye) Asiar~Poicer iiizd Politics Tile C~dt~ l ra l ojDiiileilsioi~~

Aurhorih (Cambridge Mass Harvard University Press 1985) p vii 10 Neher Asian-Style Democracy p 958 11 Roy Sof t Authoritarian Challenge pp 240-42 Joseph Chan Hong Kong Singapore

and Asian Values A n Alternative View JOD 82 (April 1997) pp 35-50

STEVEN J HOOD 857

hope that Asian-style democracy will evolve into a form of democracy more in keeping with that found in the West Afterall Confucianism like other cultural systems can pick and choose those cultural elements that fit with the political order one is trying to build12 Such claims are based on the assumption that East Asia puts the community first thereby establishing eco- nomic and social rights whereas the West has failed in this regard They also argue Asians are not as likely to want to protest government policies and are neither as suspicious of government nor as jealous of their rights as are indi- vidualist Westerners l3

Some Thoughts on Community and Individualism

Nearly all of the claims made by those sympathetic to the Asian-style democ- racy argument center on the idea of East Asians desires to place the needs of the group above those of the individual In too many cases scholars have accepted this view without much qualificatio~l or explanation yet there is substantial evidence that there are other views and practices in East Asia that contradict the assumption of collective over individual rights

Not all scholars are in agreement that Confucianism leads to collectivism In his study of social capital and trust in economic systems Francis Fukuyama found that individuals in most countries in East Asia demonstrated little trust for people outside of their immediate families and patron-client business relations14 Fukuyama believes Confucianism has taught the Chi- nese and other Asians to look first to the family and a few patrons and clients outside of it when seeking people with whom to do business This has re- sulted in low levels of the trust needed for building small firms into larger ones and improving their ability to compete with the Japanese and the West in a more dynamic way Other scholars have found the same thing and indi- cate that culturally business owners in Confucian societies tend not to be as willing to look out for the good of their companies and countries as they should because of their desire to keep control within the family15 The Chi- nese sociologist Fei Xiaotong blames Confilcianism for this lack of trust within society He argues that rather than Confilcianism building a family ethic for society Confucianism actually encourages Chinese to look out for

12 Fukuyama The Illusion of Exceptionalisin p 148 13 For a critique of this position see Tatsuo Iiioue Liberal Democracy and Asian Values

in Tlze Ensr Asinrz Ci7iillerzge for Hzrrnnn Riglzrs 14 Francis Fukuyama Trzlsr Tlze Social Viirzles nrzd rite Crenriorz of Piospeiit (New York

Free Press 1995) 15 Karl J Fields Erzterpiise nizd tile Srcire irz Koien orid Tainnrz (Ithaca NY Corliell Uni-

versity Press 1995) especially pp 76-77 See also Yung-Myung Kiln Asian-Style Democ- racy A Critique froin East Asia Asirirz Sur~ey 3712 (December 1997) pp 1119-34

858 ASIAN SURVEY VOL XXXVIII NO 9 SEPTEMBER 1998

themselves by relying on complex networks of relationships rather than on well-organized private civic and government institutions similar to those Westerners create16 In a networked society like Chinas Fei argues that individuals learn to use the system to acquire personal goods and services and rarely look out for the good of society

Although some of Feis arguments lack careful analysis and elaboration Confucianism does indeed teach loyalty over morality In demonstrating this point Confucius criticized a government official who boasted that in his country a citizen would turn his father in to the authorities if his father had stolen a sheep Confucius argued it was superior for the father to conceal the misconduct of the son and the son the misconduct of his father-that this was the upright thing to do Similarly the Confucian scholar Mencius argued that a brother would never turn against his brother even if his brother plotted against his life nor would a son turn in his father for murder even if it meant that the son was the emperor and had to give up the throne in order to protect his father from being arrested for such a crime I do not believe East Asian governnlents are in current agreement with Confucius or Mencius in terms of looking out for the good when it comes to the examples used above I am confident that at face value leaders would suggest it is necessary to turn in criminals from ones family in order to protect the interests of society Con- fucian filial piety though most often teaches parents and children to look out for one another and it is the family-not the state the local region or the village-that is the most referred to group in most of the Confucian writings

In this regard the emphasis on family differs very little from the situation John Locke faced when trying to break down the way people thought about families in order to pave the way for a liberal regime Locke sets out in his First and Second Treatise of Gover~zznzent to break family authority and loy- alty by trying to dispel the belief that natural law has given fathers all author- ity in family life and that this authority came from God He furthermore wanted to explain away the role of the divine from public life in order to create rights to own property These were necessaiy first steps in getting human beings to understand their natural rights In this regard proponents who argue for the unique group-oriented concern that East Asians supposedly hold on to would do well to consider that the roots of authoritarianism in the West also belong to a hierarchical structure where the authority of fathers and political leaders was unexamined

Chinese leaders in part following the lead of Lee Kuan Yew have been some of the most vocal advocates of the collectivist claim citing both tradi- tional Chinese cultural concerns for community over individual and Marxist

16 Fei Xiaotong Froril the Soil The Fo~rrzdcitioi~s of Chinese Sociep trans by Gary G Hamilton and Wang Zheng (Berkeley University of California Press 1992)

justifications for the same The Chinese government suggests Chinese people are different from Westerners in that they have different historical back- grounds social systems and cultural traditions as well as a different tradition of human rights For China this means that the focus must be on economic cultural and social rights above those of the individual17 At one time the KMT regime on Taiwan used to make similar comments in explaining why it was necessary for the party to maintain its monopoly of political power over the people As liberalization eventually gave way to democracy the party found itself seeking legitimacy through the ballot box and other conventional ways that political parties seek legitimacy in established democratic systems Since its authoritarian days the KMT has offered formal apologies for the denial of citizens rights during the period of martial law and admitted mis- takes in usurping power

The Meiji reformers who wrote Japans pre-war Constitution also made special claims that Japan did not need Western concepts of liberalism and could stand on traditional Japanese values That very idea proved problem- atic for democratic reformers after the Second World War and has continued during the period of LDP dominance up to the 1993 party split and even in part to today Some observers openly wonder if the democratic experiment will continue in Japan unless the system transforms itself into a regime more like those found in the Westls Former South Korean leaders former Philip- pine President Ferdinand Marcos and others have all pointed to special ex- ceptions that prevented the realization of democracy in their respective coun- tries almost none of which are taken seriously now that democracy has taken hold in these countries Furthermore such claims are not unique to Asia Current Peruvian President Alberto Fujimori advocated taking personal con- trol of the political system in his country to guide it through a period of economic and political stalemate and uncertainty Democracy it has been claimed cluttered the prospects for prosperity and security in Peru Military officers in Chile decided the countrys situation by the early 1970s warranted overthrowing a democratically elected regime in order to save the country because Chiles special conditions begged for strong government authority to prevent the democratically elected leaders from ruining the country Similar arguments have been made in Eastern Europe where former communists and nationalist leaders have pointed to unique situations that warrant authoritarian regimes of whatever sort rather than the confusion and messiness of democ- racy Beyond individual leaders single party states are generally a menace to democracy and constitute one of the major obstacles preventing democratiz-

17 State Council of the Peoples Republic of China Hcrnniz Rights in CI~irln (November 1991) in Beijirzg Review 4445 (November 3-10 1991) pp 8-9 17

18 Haruhiro Fukui and Shigelco N Fukai Japan in 1996 Between Hope and Uncertainty Asirir~ Slrrcey 37l (January 1997) p 28

860 ASIAK SURVEY VOL XXXVIII NO 9 SEPTERIBER 1998

ing regimes from becoming consolidated19 In addition with the exception of the PAP in Singapore parties once dominant in East Asian states have become less so and increasingly corrupt Broad-based government support has weakened and public cynicism has increased

Government leaders who espouse Asian values often do so out of a fear of chaos They envision democracy in new states to be volatile and established Western democracies to be in decline This view is in part a reflection of these leaders distrust toward their own populations Machiavelli advised the prince to always be on the alert against the people and those around him and much the same ethic is at work in part-authoritarian and part-democratic soci- eties Montesquieu pointed out that what makes authoritarian regimes dan- gerous is not that the leader holds all power over the people rather they are dangerous because the people fear the leaders and the leaders the people thus making the leaders suspicious of those around them including even so-called loyal associates This can be seen in the tight discipline inferiors are ex- pected to demonstrate as authoritarian superiors keep a watchful eye Lee Kuan Yew may not hold a formal government post but he has the power to replace leaders who do not go by the rules he established within the Sin- gaporean hierarchy Similarly Hu Yaobang may have been Deng Xiaopings close associate as was Zhao Ziyang but in an authoritarian regime survival is the first principal superiors operate by In a question of survival therefore Hu and Zhao were expendable

Authoritarians use ideology to justify their rule just as a democratic regime relies on its own There is a difference however A democracy generally relies on its philosophical foundations to teach patriotism and bolster the re- gime through means of support both active (voting campaigning voicing political opinions seeking redress of grievances) and passive (belonging to civic organizations obeying the law teaching virtues of self-reliance practic- ing tolerance) Authoritarian ideology may also have normative purposes but in large measure propaganda is used to maintain and legitimize the re- gimes monopoly on power over the people For this reason authoritarian ideologies are very similar in their approaches pointing to the unique or spe- cial problems of a country the resolution of which necessitates authoritarian control or the temporary suspension of democratic practices When such problems start to lose their importance regimes begin to rely on legal-ra- tional justifications to legitimize their rule20 This in turn results in calls to liberalize regimes The governments of Singapore and China have reacted to their fear of chaos by claiming unique Asian values In this way they can put

19 Samuel P Huntington Democracy for the Long Haul JOD 72 (April 1996) pp 8-9 20 Samuel P Huntington and Clement H Moore Authoritarian Politics in ~Moderrz Sociew

The Djnnrizics of Established One-Party Sjsterns (New York Basic Books 1970) especially pp 32-40

off having to wrestle with democratization Their arguments as to why they are culturally unique are intellectually weak and not supported by other states in the East Asian region that are already progressing along the democratic path In short East Asian authoritarians are really no different from leaders in other regions of the world who call for the suspension of democracy or claim to have found a better alternative that suits their individual countries

In these pre-democratic societies power configurations would have to be changed if rights of the people were recognized In the most basic analysis rights are what people want-not simply to gratify selfish interests as some might claim but because there is a sense of justice inherent in the concept of individual rights Indeed Hegel argued that it is this sense of freedom and justice that legitimizes and brings about the realization of political rights If there is a people with a sense of justice a sense of freedom rights are the most logical outcome and the safest way of ensuring the dignity of individu- als and the creation of civil society

The question that needs to be asked however is would the establishment of individual political rights harm a society that did emphasize collective over individual rights It is true that communitarian concerns can be eroded by too much reliance on rights Tocqueville found in the early American repub- lic a possible answer to this question He believed the American system worked because Americans believed themselves to be completely equal in their rights and privileges to every other person This was in part an out- growth of Colonial Americas puritan past but also because democracy had changed much about American society for the better Instead of becoming a country of disinterested and selfish individuals Americans had learned to organize themselves into all kinds of civic organizations some with political purposes but most without an immediate one The ethic within these organi- zations was democratic and the general feeling was that no person should esteem him or herself above others21 It is in this regard that one discovers two things The first is that the West has come to pay too much attention to individual rights at the expense of virtues that enable societies to strengthen communitarianism This would in part account for the social malaise in the West that Asian leaders find so disturbing The second is that the establish- ment of democracy does not mean an end to meaningful family life nor an end of concern for societys needs This point is reaffirmed by Bellah Put- nam Bell and others who argue that communitarian principles (democratic virtues) are what facilitate and protect community life22 Asian political

21 Sanford Kessler Tocquevilles Ci1il Religion American Christianity and the Prospects for Freeclotn (Albany NY State University of New York Press 1994)

22 Robert N Bellah et al Habits of the Heart Individ~mlism cmcl Commitment in American L+ (Berkeley University of California Press 1985) Robeit D Putnam Making Democracj Work Civic Trcidilions irl Modern Imly (Princeton NJ Princeton University Press 1993) and

862 ASIAN SURVEY VOL XXXVIII KO 9 SEPTEMBER 1998

thought may not forward communitarian ideas in the same way that the West does but the existence of some of these same virtues in Asian philosophy indicates that East Asians can be as receptive to democratic virtues as Wes- teiners are held to be23

Traditional Societies and Political Development

Is the soft authoritarianism or Asian-style democracy of East Asia in fact a hybrid regime model or is it really a case of the passing of a traditional regime type I have already suggested at the outset of this asticle that what is being considered here is really a handful of cases where regimes have not completed their transition to democracy A few decades ago few policy makers in the West paid much attention to rights violations committed by authoritarian regimes in East Asia It was accepted that these regimes were not democratic but at some time may become so This view was supported by the low level of economic development in East Asia that existed during the 1950s and 1960s The economic miracles had not yet occurred and little was said about political repression and the lack of political development in the region Much the same situation obtains today in other parts of the world Even though the West is more concerned with human rights violations and lagging development in the Third World than was the case in the 1950s Westeiners actually pay very little attention to countries whose level of de- velopment fails to command their respect in regards to economic might and regional power configurations Prestige is gained today by having a strong vibrant economy and a highly developed political system namely democ- racy

China does command respect today for several reasons Strategically China is poised to become a superpower It is already a regional power mili- tarily and its economic strength has grown impressively since 1978 There have been fundamental economic and social reforms that have sparked the imagination of some in the West to think that China could be on the road to democratization South Korea Taiwan Thailand Singapore and other East Asian states have also seen strong economic growth and evolution in their political systems For these reasons the West has taken a keen interest in the development of those states When the US becomes interested in other

Bowling Alone Americas Declining Social Capital JOD (January 1995) and Daniel A Bell Democracy in Confucian Societies The Challeuge of Justification in Tovarils Illiberal De- nzociacy in Pacgc Asin ed Daniel A Bell et al (Oxford St Martins 1995) pp 36-40

23 Edward Shils Reflections on Civil Society and Civility in Chinese Intellectual Tradi- tion in Coizfi(cintz Traditions in East Asintz Modernio Moral Educntiorl cirld Ecorzonlic Cnltnre in Jripan nnd the Four Mini Drrigons ed Tu JVeiming (Cambridge Harvard University Press 1996)

countries affairs there is likely to be conflict when its norms of political rights clash with the norms authoritarian regimes employ to maintain political power For this reason South Korea and Taiwan were sharply criticized by Washington during the late 1980s for withholding political rights while Washington paid relatively little attention to far grosser violations of rights in other countries of the world Similarly Singapore China North ICorea and others are now way out of step compared to other countries in the region who respect rights Japan South Korea Taiwan and others have either democra- tized or taken significant measures to liberalize their political systems It is in the Wests interest to keep the liberalization process going until democra- cies have consolidated and rights are respected throughout Asia Here is where the problem lies for those who have accepted the Asian-style democ- racy model as an honorable domain for a regime to aspire to Because the process of liberalization is a difficult one leaders get caught between two worlds-one authoritarian the other democratic All of the countries in East Asia that claim to have different cultural needs than the West are coming from conditions shifting from scarcity to security in terms of socioeconomic well-being But as Ronald Inglehart suggests the process of democratic so- cialization has not yet caught up with the forces of economic modernization This has meant that the various aspects of traditional authority still in force will take perhaps another generation or more to change Even then those societies will have to learn a new culture of liberty and rights24 Again what Tocqueville observed on his visit to America is telling He found that de- mocracy in terms of accepting a tradition of political rights and strong reli- ance on supportive virtues created a democratic ethic that penetrated even churches and family life For most of these East Asian countries the process of liberalization is well underway with policies in place to improve literacy and increase both access to information and participation in economic and- to a limited degree-political decision making Modernization theorists have for some time pointed out that these are the very processes that encourage the passing of traditional society Authoritarians introduce legal-rational social structures that eventually lead to elite conflict compromise and a democratic compact

The view I am presenting here is not without controversy Many if not most comparativists have tended to disregard the importance of the linear model of political development in lieu of the model of democratization intro- duced by Whitehead Schmitter ODonnell and others who emphasize the

24 Ronald Inglehart Modenzizcirion cirzd Posr~nodenzizariorz C ~ l r ~ ~ m l Ecorzornic cirzd Polit- ical Change irz 43 Societies (Princeton NJ Princeton University Press 1997) especially pp 11 15 and 33 and Chapter Two

864 ASIAN SURVEY VOL XXXVIII NO 9 SEPTEMBER 1998

importance of short term negotiations and compromise^^^ But political or economic moments are not likely to take place unless there is enough eco- nomic specialization differences in opinion about social welfare and polit- ical disagreement to encourage opposition leaders and critics within govein- ment to challenge traditional bases of power What country in East Asia has not had to meet the demands of an opposition in the course of economic development On their own governments do not have enough information or ideas to be able to provide answers to all of a societys problems as a country develops Singapore may eventually reach a point where the govern- ment will have to relent and seek the advice of opposition politicians and end their suppression of free speech and other policies China is not going to be able to hold back the forces of modernization for long without having to accommodate some alternative governance views It has already done so But the Beijing leadership will have to compromise more or risk political disintegration These are the lessons of South Korea Taiwan and the Philip- pines and it is a lesson that is being learned anew as each country in East Asia continues to meet the demands of their lnodernizing societies

Does all this mean that there is no Asian road to democracy There is no doubt culture plays a significant role in how countries democratize Scholars have shown that cultural differences have an effect on when and in some respects how a country democratizes Countries with dominant Catholic populations generally democratize more slowly than do countries with dorni- nant Protestant population^^^ Similarly the patterns of both authoritarian- ism and political liberalization differ in Catholic and Protestant countries27 So how might East Asian countries democratize Will there be a wholesale rejection of Western-style liberalism with its reliance on rights and virtues

In some respects the East Asian suspicion of rights is good The Ameri- can founders hoped both that people would be jealous of their rights but at the same time that the new republic would rely more on Christian virtues to govern their own lives and their families than on political rights Compro- mise fair play tolerance and moderation are essential to the maintenance of a vibrant democracy Hence in some respects Asias slow acceptance of rights creates no need for alarm As governments and people learn to work

25 Guillermo ODonnell and Philippe Schmitter Trnrzsitiorzs froin Authoritnrinn Rule Ten- tative Conclusions About Urzcertairz Denzocrncies (Baltimore Johns Hopkins University Press 1986) pp 40-41

26 Samuel P Huntington The Third W7n11e Democmtizntion in the Late T~verztietll Centlrr) (Norman Okla University of Oklahoma Press 1991) pp 75-85

27 Juan J Linz and Alfred Stepan Probleins of Deinocmtic Tiarzsition and Consolidation Souillern Europe South America nnd Post-Coi~zinunist Eltrope (Baltimore Johns Hopkins Uni- versity Press 1996) p 453

STEVEN J HOOD 865

together and compromises are made democracy is learned just as it is every-where else in the world

There are some areas where Asian-characteristics of the liberalization and democratization process can be anticipated

Political leaders both conservatives clinging to power and reformers who want to liberalize the system will practice a fair degree of Confucian paternalism They will use language that sustains their authority as morally good suggesting that they are better informed than the masses and have skills that make them uniquely quali-fied to lead the people

Like most authoritarian regimes economic and political crises will test Confucian ways of running government Moral appeals will continue to be made but rights and legal language will find greater acceptance Government leaders will be held individually responsible for specific policies This will erode support for traditiori-a1 leaders who previously paid little or no attention to democratic accountability

As authority is challenged a new virtue based on compromise and the sharing of information among political and economic elites will penetrate society Private or-ganizations will take on democratic aspects and Confucian loyalties will come into question if they contradict democratic practices Family relationships will retain Confucian characteristics though the relationship between children and parents will be somewhat more akin to family life in the West where the structure of the family is less hierarchical

Though rights will continue to be held in suspicion confidence will be built upon the assumption that basic rights can usually be equated with moral living Hence popular claims will be made that Asian rights are unique and universal

The tension between liberal rights and communitarian principles will always be present in Asian democracies just as it is in the West There will be greater discus-sion among scholars across the globe about this tension Minor differences over how rights are viewed in East Asia and the rest of the world will continue to be pointed out even though these differences will be insignificant

Thus the Asian path to democracy likely will follow the paths taken by other countries in other parts of the world though there will be distinctive Asian characteristics The important thing for Asians and non-Asians to re-member is that the usurpation of rights by government leaders is neither a cultural right nor a cornmunitarian virtue There is a growing international consensus on rights language and democratic virtues It is the commonality of this discussion that is crucial for the health of democratic societies

Sharing a Liberal Heritage Some Asian leaders and perhaps some scholars who study Asia feel uncom-fortable in accepting the principles of liberalism in an Asian setting Since liberalism has its roots in the intellectual and religious traditions of the West it is deemed inappropriate for Asian countries While it is true that liberalism was first developed in the West this does not mean it is a tradition that is

866 ASIAN SURVEY VOI XXXVIII NO 9 SEPTEMBER 1998

exclusively owned by Westerners Liberalism itself is a recognition of the inherent worth of individuals and free societies Citizens in liberal societies readily point out that liberty and tmst are missing in authoritarian regimes Because they are missing individual potential is thwarted arbitrary rules are enforced from above evil is not punished by established norms of justice and civil society is riot possible Asian leaders are correct to point out the contradictions in Western states that have abandoned communitarian values and as a result have suffered in terms of rampant crime and social and famil- ial decay This is not the fault of liberalism however The existence of soci- eties that esteem family values does not suggest that democracy or liberal rights are inappropriate Similarly societies claiming strong communitarian notions of cooperation harmony and consensus can adopt a rights tradition Contemporary literature suggests all these ideals are important for the main- tenance of democracy28

Francis Fukuyamas now famous suggestion that we are reaching the end of history and that democracy is a global phenomenon may be premature29 But it is true that in East Asia and throughout the world authoritarian regimes are collapsing A successful authoritarian regime is able to restrict power to a small ruling elite or single sovereign That model of governance has been in decline for some time in East Asia Authoritarianism leaves nothing for gov- ernments and people to aspire to Even Chinese scholars who prior to the crisis at Tiananmen had discussed various kinds of authoritarianism as an alternative to communism have abandoned this notion Their interests have turned directly to dem~cra t i za t ion ~~ Democracy is much less limiting and ultimately more adept at fulfilling human needs and desires than authoritari- anism For this reason in spite of the efforts of Lee Kuan Yew and Jiang Zemin Tocqueville was correct when he proclaimed that any attempt to check democracy would be an attempt to resist an i n e ~ i t a b i l i t y ~ ~ While de- mocracies may differ somewhat in structure and process there is only the liberal model of democracy All others claiming unique status are authorita- rian regimes or regimes that have not yet completed the transition to democ- racy

28 See for instance Jean Bethke Elshtain Deinocrc~c~oil Trial (IVew York Basic Books 1995) and Thornas L Pangle The Enobli~lg of Dernocrac~ Tlze Chciller~ge of the Posrrnodem Age (Baltimore Johns Hopkins University Press 1992)

29 Francis Fukuyarna The End of History and rile Last Mail (New York Free Press 1992) 30 See He Baogang Tile Denzocrntic I~nplicnfions of Civil Socieh irt Cltinn (New York St

klartins Press 1997) and Tlte Der~~oc~wtizfltion of Clliila (London Routledge 1996) 31 Alexis de Tocqueville De~nocmcy in Ainericn trans by George Lawrence ed by J P

Meyer (IVew York Harper Perennial 1966) vol 1 p 7

Page 3: hood-myth of asian style democracy.pdf

854 ASIAN SURVEY VOL XXXVIII NO 9 SEPTEMBER 1998

It is the purpose of this article to analyze these claims In particular I will consider several questions What is the character of the so-called Asian-style democracies or soft authoritarian regimes Is Asian-style democracy in fact democratic authoritarian or both Is the liberal model of democracy ill- suited to East Asian conditions I propose that the Asian-style democracies or soft authoritarian regimes of East Asia are really regimes that have failed to complete the transition to democracy They have been liberalized to a significant degree and in some cases have held regular elections but democ- racy has not evolved These regimes are similar to the democmduradicta-blanda regimes identified by Philippe Schmitter-having some pluralist aspects though they remain dominated by a single ruler or a ruling group2 They are neither the unique democratic systems their proponents claim them to be nor are they improved hybrid regimes that are superior to the liberal regimes of the West With the passage of time some or most of these re- gimes will continue to develop democratic institutions until they become lib- eral democracies that make no special claim of being unique democratic systems

Asian-Style Democracy Asian-style democracy advocates focus heavily on the communitarian aspects of East Asian culture It is suggested that Asian societies have always been more concerned with the welfare of the group over the individual than have Western ~oc ie t i e s ~ At the root of this argument is the claim that Confucian- ism teaches individuals that they are connected through human relationships to one another and that the welfare of the family and community suffers if individuals focus on their own selfish interests For this reason it is argued that the concept of natural rights is alien to Asians and in fact unnatural It goes against the sensibilities of Asians raised in a Confucian culture to think of themselves first What is natural for Westerners is therefore something quite entirely different from what is natural for East Asians

While some scholars have made attempts to show the liberal nature of Confucianism I would agree with proponents of the Asian-style democracy that Confucianism is inherently anti-rights in its o~ienta t ion~ The concept of

2 Pliilippe C Sclimitter Dogmas and Dilemmas o f Democracy JOD 52 (April 1994) pp 57-67

3 Neher Asian-Style Democracy p 949 and Fareed Zakaria Culture Is Destiny A n Interview with Lee Kuaii Yew Foreign Affairs 73 2 (MarcliApril 1994) pp 109-29

4 Some scholars attempt to identify aspects o f Confucianism that establish liberal ideals in East Asia See for example W m Theodore de Bary Tile Liberal Tradition in China (New York Columbia University Press 1983) Gilbert Rozman ed Tile Enst Asicin Regiorl Coifi~ciiirl Her-itnge nnd Its 12fodern A~lciptatioi~ (Princeton NJ Princeton University Press 1991) Mab Huang Zhong-guo chuan-tong yu dang-dai guo-ji ren-guati guan-nian [Chinese tradition and the contemporary debate about international human rights] Hunlnrl Rights Tribune 2 1 1 (Winter

rights developed in the West and was precipitated by the discovery of nature This discovery is essential in order to separate nature from human affairs Leo Strauss reminds us that natural right and therefore political rights must be unlcnown as long as the idea of nature is unknown The discovery of nature is the work of philo~ophy~ If nature remains undiscovered political thought continues to rest on ancestral tradition and thought The ancestral is accepted as divine law Thus traditional societies often believe their ances- tors were purer or superior to them If authority is not doubted philosophy cannot emerge and political life remains bound within nature For this rea- son the emergence of the idea of natural right presupposes the doubt of a~ thor i ty ~

For the concept of rights to be developed philosophy had to discover na- ture first Religious-based philosophies in the West led to but did not dis- cover nature because of the premise that all living things were created by God and were subject to Gods will Modern Western philosophers (and their ancient Greek forebears) broke philosophy and politics away from religion thus making the development of the idea of rights possible While classical Confucianism was skeptical of religion and discouraged religious worship it nevertheless did not develop a concept of human beings as independent free- thinking entities capable of discovering the good life on their own The good life was prescribed for them This claim to a natural authority above individ- uals is a denial of conditions necessary to realize and enjoy rights To a certain extent contemporary Confucianists challenge this view but it is a vulgarized form of classical Confucianism that is practiced under that name today Hence certain democratic concepts as well as rights and rights lan- guage have been borrowed from the West either from exposure to Western democratic practice or by borrowing from Western political philosophy

Scholars who have found value in Confucian thought have read too much into selective passages in their hope to establish a space for human beings that is independent of the state But while a few select passages in the Con- fucian canon may indicate that there is a possibility Confucian scholars thought about something resembling rights their intent was to keep the Con- fucian tradition (an authoritarian one) intact To profess otherwise is a distor- tion of Confucian principles What is really being claimed by proponents of

1992) pp 34-35 Joseph Chan A Confucian Perspective of Huinan Rights in The East Asinri C~nlerlgefor H I ~ I I I O I IRigl~tsed Joanne R Bauer and Daniel A Bell (Cambridge England Cambridge University Press forthcoming) and L H MLing and Chih-yu Shih Confucianism with a Liberal Face The Meaning of Democratic Politics in Postcolonial Taiwan R e i ~ i e ~ ~ oj Politics 60l (Winter 1998) pp 55-82

5 Leo Strauss Vrirlrriil Right iirld History (Chicago University of Chicago Press 1950) 11 81

6 Ibid 1 84

I

856 ASIAN SURVEY VOL XXXVIII NO 9 SEPTEMBER 1998

Asian-style democracy is that Confucianism is communitarian in nature am in general agreement with this assessment though I believe there are key differences between the communitarianism of Confucianism and that which is found in the Western tradition I shall address this later

Proponents argue that in the East Asian communitarian tradition govern- ment plays a special role in governance that their counterparts do not in the West It is natural that patron-client relations exist in East Asian regimes as leaders and people tied together through a complex web of interdependencies and bonds of loyalty perform reciprocal acts and d u t i e ~ ~ Leaders provide goods and services and loyal clients provide political and economic support Government leaders are respected for having greater information and insight into local and national conditions and are therefore trusted to do the right thing Political authority whether sanctioned by free elections or not is respected and hierarchy is held to be natural and good A strong state is not feared as it is in the West but rather is considered to be the logical outcome of societies united in a common course for managing political and economic affairs and providing national security Dominant political parties such as Japans pre-1993 Liberal Democratic Party (LDP) Singapores Peoples Ac- tion Party (PAP) and Taiwans Kuomintang (KMT) are examples of politi- cians seeking consensus Though all of these parties are factionalized they provide a united front to collect and organize the interests of society into a workable package of economic and political policies Thus the Confucian virtues of harmony and cooperation are preserved Lucien Pye argues that cultural traditions such as Confucianism are decisive in determining the course of political de~elopment ~ All of this contributes to the claim made by East Asian leaders and scholar-proponents of Asian-style democracy that the prevailing values in Asia have been different enough from those in the West to make Western democracy unachievable [there]l0

Some Western proponents recognize the hypocrisy of certain rationaliza- tions for Asian over Western values namely that Asian values are sometimes claimed to justify political repression At the same time they also find some validity to the fears East Asians have when looking to the model of democ- racy found in a West that is plagued by high levels of unemployment ram- pant crime and disorderly societies in generalll Such scholars also harbor

7 Kausikan Governance that Works pp 29-30 8 Lucian W Pye Money Politics and Transitions to Democracy in East Asia Asian Survey

373 (March 1997) pp 213-28 9 Lucien W Pye (with Mary W Pye) Asiar~Poicer iiizd Politics Tile C~dt~ l ra l ojDiiileilsioi~~

Aurhorih (Cambridge Mass Harvard University Press 1985) p vii 10 Neher Asian-Style Democracy p 958 11 Roy Sof t Authoritarian Challenge pp 240-42 Joseph Chan Hong Kong Singapore

and Asian Values A n Alternative View JOD 82 (April 1997) pp 35-50

STEVEN J HOOD 857

hope that Asian-style democracy will evolve into a form of democracy more in keeping with that found in the West Afterall Confucianism like other cultural systems can pick and choose those cultural elements that fit with the political order one is trying to build12 Such claims are based on the assumption that East Asia puts the community first thereby establishing eco- nomic and social rights whereas the West has failed in this regard They also argue Asians are not as likely to want to protest government policies and are neither as suspicious of government nor as jealous of their rights as are indi- vidualist Westerners l3

Some Thoughts on Community and Individualism

Nearly all of the claims made by those sympathetic to the Asian-style democ- racy argument center on the idea of East Asians desires to place the needs of the group above those of the individual In too many cases scholars have accepted this view without much qualificatio~l or explanation yet there is substantial evidence that there are other views and practices in East Asia that contradict the assumption of collective over individual rights

Not all scholars are in agreement that Confucianism leads to collectivism In his study of social capital and trust in economic systems Francis Fukuyama found that individuals in most countries in East Asia demonstrated little trust for people outside of their immediate families and patron-client business relations14 Fukuyama believes Confucianism has taught the Chi- nese and other Asians to look first to the family and a few patrons and clients outside of it when seeking people with whom to do business This has re- sulted in low levels of the trust needed for building small firms into larger ones and improving their ability to compete with the Japanese and the West in a more dynamic way Other scholars have found the same thing and indi- cate that culturally business owners in Confucian societies tend not to be as willing to look out for the good of their companies and countries as they should because of their desire to keep control within the family15 The Chi- nese sociologist Fei Xiaotong blames Confilcianism for this lack of trust within society He argues that rather than Confilcianism building a family ethic for society Confucianism actually encourages Chinese to look out for

12 Fukuyama The Illusion of Exceptionalisin p 148 13 For a critique of this position see Tatsuo Iiioue Liberal Democracy and Asian Values

in Tlze Ensr Asinrz Ci7iillerzge for Hzrrnnn Riglzrs 14 Francis Fukuyama Trzlsr Tlze Social Viirzles nrzd rite Crenriorz of Piospeiit (New York

Free Press 1995) 15 Karl J Fields Erzterpiise nizd tile Srcire irz Koien orid Tainnrz (Ithaca NY Corliell Uni-

versity Press 1995) especially pp 76-77 See also Yung-Myung Kiln Asian-Style Democ- racy A Critique froin East Asia Asirirz Sur~ey 3712 (December 1997) pp 1119-34

858 ASIAN SURVEY VOL XXXVIII NO 9 SEPTEMBER 1998

themselves by relying on complex networks of relationships rather than on well-organized private civic and government institutions similar to those Westerners create16 In a networked society like Chinas Fei argues that individuals learn to use the system to acquire personal goods and services and rarely look out for the good of society

Although some of Feis arguments lack careful analysis and elaboration Confucianism does indeed teach loyalty over morality In demonstrating this point Confucius criticized a government official who boasted that in his country a citizen would turn his father in to the authorities if his father had stolen a sheep Confucius argued it was superior for the father to conceal the misconduct of the son and the son the misconduct of his father-that this was the upright thing to do Similarly the Confucian scholar Mencius argued that a brother would never turn against his brother even if his brother plotted against his life nor would a son turn in his father for murder even if it meant that the son was the emperor and had to give up the throne in order to protect his father from being arrested for such a crime I do not believe East Asian governnlents are in current agreement with Confucius or Mencius in terms of looking out for the good when it comes to the examples used above I am confident that at face value leaders would suggest it is necessary to turn in criminals from ones family in order to protect the interests of society Con- fucian filial piety though most often teaches parents and children to look out for one another and it is the family-not the state the local region or the village-that is the most referred to group in most of the Confucian writings

In this regard the emphasis on family differs very little from the situation John Locke faced when trying to break down the way people thought about families in order to pave the way for a liberal regime Locke sets out in his First and Second Treatise of Gover~zznzent to break family authority and loy- alty by trying to dispel the belief that natural law has given fathers all author- ity in family life and that this authority came from God He furthermore wanted to explain away the role of the divine from public life in order to create rights to own property These were necessaiy first steps in getting human beings to understand their natural rights In this regard proponents who argue for the unique group-oriented concern that East Asians supposedly hold on to would do well to consider that the roots of authoritarianism in the West also belong to a hierarchical structure where the authority of fathers and political leaders was unexamined

Chinese leaders in part following the lead of Lee Kuan Yew have been some of the most vocal advocates of the collectivist claim citing both tradi- tional Chinese cultural concerns for community over individual and Marxist

16 Fei Xiaotong Froril the Soil The Fo~rrzdcitioi~s of Chinese Sociep trans by Gary G Hamilton and Wang Zheng (Berkeley University of California Press 1992)

justifications for the same The Chinese government suggests Chinese people are different from Westerners in that they have different historical back- grounds social systems and cultural traditions as well as a different tradition of human rights For China this means that the focus must be on economic cultural and social rights above those of the individual17 At one time the KMT regime on Taiwan used to make similar comments in explaining why it was necessary for the party to maintain its monopoly of political power over the people As liberalization eventually gave way to democracy the party found itself seeking legitimacy through the ballot box and other conventional ways that political parties seek legitimacy in established democratic systems Since its authoritarian days the KMT has offered formal apologies for the denial of citizens rights during the period of martial law and admitted mis- takes in usurping power

The Meiji reformers who wrote Japans pre-war Constitution also made special claims that Japan did not need Western concepts of liberalism and could stand on traditional Japanese values That very idea proved problem- atic for democratic reformers after the Second World War and has continued during the period of LDP dominance up to the 1993 party split and even in part to today Some observers openly wonder if the democratic experiment will continue in Japan unless the system transforms itself into a regime more like those found in the Westls Former South Korean leaders former Philip- pine President Ferdinand Marcos and others have all pointed to special ex- ceptions that prevented the realization of democracy in their respective coun- tries almost none of which are taken seriously now that democracy has taken hold in these countries Furthermore such claims are not unique to Asia Current Peruvian President Alberto Fujimori advocated taking personal con- trol of the political system in his country to guide it through a period of economic and political stalemate and uncertainty Democracy it has been claimed cluttered the prospects for prosperity and security in Peru Military officers in Chile decided the countrys situation by the early 1970s warranted overthrowing a democratically elected regime in order to save the country because Chiles special conditions begged for strong government authority to prevent the democratically elected leaders from ruining the country Similar arguments have been made in Eastern Europe where former communists and nationalist leaders have pointed to unique situations that warrant authoritarian regimes of whatever sort rather than the confusion and messiness of democ- racy Beyond individual leaders single party states are generally a menace to democracy and constitute one of the major obstacles preventing democratiz-

17 State Council of the Peoples Republic of China Hcrnniz Rights in CI~irln (November 1991) in Beijirzg Review 4445 (November 3-10 1991) pp 8-9 17

18 Haruhiro Fukui and Shigelco N Fukai Japan in 1996 Between Hope and Uncertainty Asirir~ Slrrcey 37l (January 1997) p 28

860 ASIAK SURVEY VOL XXXVIII NO 9 SEPTERIBER 1998

ing regimes from becoming consolidated19 In addition with the exception of the PAP in Singapore parties once dominant in East Asian states have become less so and increasingly corrupt Broad-based government support has weakened and public cynicism has increased

Government leaders who espouse Asian values often do so out of a fear of chaos They envision democracy in new states to be volatile and established Western democracies to be in decline This view is in part a reflection of these leaders distrust toward their own populations Machiavelli advised the prince to always be on the alert against the people and those around him and much the same ethic is at work in part-authoritarian and part-democratic soci- eties Montesquieu pointed out that what makes authoritarian regimes dan- gerous is not that the leader holds all power over the people rather they are dangerous because the people fear the leaders and the leaders the people thus making the leaders suspicious of those around them including even so-called loyal associates This can be seen in the tight discipline inferiors are ex- pected to demonstrate as authoritarian superiors keep a watchful eye Lee Kuan Yew may not hold a formal government post but he has the power to replace leaders who do not go by the rules he established within the Sin- gaporean hierarchy Similarly Hu Yaobang may have been Deng Xiaopings close associate as was Zhao Ziyang but in an authoritarian regime survival is the first principal superiors operate by In a question of survival therefore Hu and Zhao were expendable

Authoritarians use ideology to justify their rule just as a democratic regime relies on its own There is a difference however A democracy generally relies on its philosophical foundations to teach patriotism and bolster the re- gime through means of support both active (voting campaigning voicing political opinions seeking redress of grievances) and passive (belonging to civic organizations obeying the law teaching virtues of self-reliance practic- ing tolerance) Authoritarian ideology may also have normative purposes but in large measure propaganda is used to maintain and legitimize the re- gimes monopoly on power over the people For this reason authoritarian ideologies are very similar in their approaches pointing to the unique or spe- cial problems of a country the resolution of which necessitates authoritarian control or the temporary suspension of democratic practices When such problems start to lose their importance regimes begin to rely on legal-ra- tional justifications to legitimize their rule20 This in turn results in calls to liberalize regimes The governments of Singapore and China have reacted to their fear of chaos by claiming unique Asian values In this way they can put

19 Samuel P Huntington Democracy for the Long Haul JOD 72 (April 1996) pp 8-9 20 Samuel P Huntington and Clement H Moore Authoritarian Politics in ~Moderrz Sociew

The Djnnrizics of Established One-Party Sjsterns (New York Basic Books 1970) especially pp 32-40

off having to wrestle with democratization Their arguments as to why they are culturally unique are intellectually weak and not supported by other states in the East Asian region that are already progressing along the democratic path In short East Asian authoritarians are really no different from leaders in other regions of the world who call for the suspension of democracy or claim to have found a better alternative that suits their individual countries

In these pre-democratic societies power configurations would have to be changed if rights of the people were recognized In the most basic analysis rights are what people want-not simply to gratify selfish interests as some might claim but because there is a sense of justice inherent in the concept of individual rights Indeed Hegel argued that it is this sense of freedom and justice that legitimizes and brings about the realization of political rights If there is a people with a sense of justice a sense of freedom rights are the most logical outcome and the safest way of ensuring the dignity of individu- als and the creation of civil society

The question that needs to be asked however is would the establishment of individual political rights harm a society that did emphasize collective over individual rights It is true that communitarian concerns can be eroded by too much reliance on rights Tocqueville found in the early American repub- lic a possible answer to this question He believed the American system worked because Americans believed themselves to be completely equal in their rights and privileges to every other person This was in part an out- growth of Colonial Americas puritan past but also because democracy had changed much about American society for the better Instead of becoming a country of disinterested and selfish individuals Americans had learned to organize themselves into all kinds of civic organizations some with political purposes but most without an immediate one The ethic within these organi- zations was democratic and the general feeling was that no person should esteem him or herself above others21 It is in this regard that one discovers two things The first is that the West has come to pay too much attention to individual rights at the expense of virtues that enable societies to strengthen communitarianism This would in part account for the social malaise in the West that Asian leaders find so disturbing The second is that the establish- ment of democracy does not mean an end to meaningful family life nor an end of concern for societys needs This point is reaffirmed by Bellah Put- nam Bell and others who argue that communitarian principles (democratic virtues) are what facilitate and protect community life22 Asian political

21 Sanford Kessler Tocquevilles Ci1il Religion American Christianity and the Prospects for Freeclotn (Albany NY State University of New York Press 1994)

22 Robert N Bellah et al Habits of the Heart Individ~mlism cmcl Commitment in American L+ (Berkeley University of California Press 1985) Robeit D Putnam Making Democracj Work Civic Trcidilions irl Modern Imly (Princeton NJ Princeton University Press 1993) and

862 ASIAN SURVEY VOL XXXVIII KO 9 SEPTEMBER 1998

thought may not forward communitarian ideas in the same way that the West does but the existence of some of these same virtues in Asian philosophy indicates that East Asians can be as receptive to democratic virtues as Wes- teiners are held to be23

Traditional Societies and Political Development

Is the soft authoritarianism or Asian-style democracy of East Asia in fact a hybrid regime model or is it really a case of the passing of a traditional regime type I have already suggested at the outset of this asticle that what is being considered here is really a handful of cases where regimes have not completed their transition to democracy A few decades ago few policy makers in the West paid much attention to rights violations committed by authoritarian regimes in East Asia It was accepted that these regimes were not democratic but at some time may become so This view was supported by the low level of economic development in East Asia that existed during the 1950s and 1960s The economic miracles had not yet occurred and little was said about political repression and the lack of political development in the region Much the same situation obtains today in other parts of the world Even though the West is more concerned with human rights violations and lagging development in the Third World than was the case in the 1950s Westeiners actually pay very little attention to countries whose level of de- velopment fails to command their respect in regards to economic might and regional power configurations Prestige is gained today by having a strong vibrant economy and a highly developed political system namely democ- racy

China does command respect today for several reasons Strategically China is poised to become a superpower It is already a regional power mili- tarily and its economic strength has grown impressively since 1978 There have been fundamental economic and social reforms that have sparked the imagination of some in the West to think that China could be on the road to democratization South Korea Taiwan Thailand Singapore and other East Asian states have also seen strong economic growth and evolution in their political systems For these reasons the West has taken a keen interest in the development of those states When the US becomes interested in other

Bowling Alone Americas Declining Social Capital JOD (January 1995) and Daniel A Bell Democracy in Confucian Societies The Challeuge of Justification in Tovarils Illiberal De- nzociacy in Pacgc Asin ed Daniel A Bell et al (Oxford St Martins 1995) pp 36-40

23 Edward Shils Reflections on Civil Society and Civility in Chinese Intellectual Tradi- tion in Coizfi(cintz Traditions in East Asintz Modernio Moral Educntiorl cirld Ecorzonlic Cnltnre in Jripan nnd the Four Mini Drrigons ed Tu JVeiming (Cambridge Harvard University Press 1996)

countries affairs there is likely to be conflict when its norms of political rights clash with the norms authoritarian regimes employ to maintain political power For this reason South Korea and Taiwan were sharply criticized by Washington during the late 1980s for withholding political rights while Washington paid relatively little attention to far grosser violations of rights in other countries of the world Similarly Singapore China North ICorea and others are now way out of step compared to other countries in the region who respect rights Japan South Korea Taiwan and others have either democra- tized or taken significant measures to liberalize their political systems It is in the Wests interest to keep the liberalization process going until democra- cies have consolidated and rights are respected throughout Asia Here is where the problem lies for those who have accepted the Asian-style democ- racy model as an honorable domain for a regime to aspire to Because the process of liberalization is a difficult one leaders get caught between two worlds-one authoritarian the other democratic All of the countries in East Asia that claim to have different cultural needs than the West are coming from conditions shifting from scarcity to security in terms of socioeconomic well-being But as Ronald Inglehart suggests the process of democratic so- cialization has not yet caught up with the forces of economic modernization This has meant that the various aspects of traditional authority still in force will take perhaps another generation or more to change Even then those societies will have to learn a new culture of liberty and rights24 Again what Tocqueville observed on his visit to America is telling He found that de- mocracy in terms of accepting a tradition of political rights and strong reli- ance on supportive virtues created a democratic ethic that penetrated even churches and family life For most of these East Asian countries the process of liberalization is well underway with policies in place to improve literacy and increase both access to information and participation in economic and- to a limited degree-political decision making Modernization theorists have for some time pointed out that these are the very processes that encourage the passing of traditional society Authoritarians introduce legal-rational social structures that eventually lead to elite conflict compromise and a democratic compact

The view I am presenting here is not without controversy Many if not most comparativists have tended to disregard the importance of the linear model of political development in lieu of the model of democratization intro- duced by Whitehead Schmitter ODonnell and others who emphasize the

24 Ronald Inglehart Modenzizcirion cirzd Posr~nodenzizariorz C ~ l r ~ ~ m l Ecorzornic cirzd Polit- ical Change irz 43 Societies (Princeton NJ Princeton University Press 1997) especially pp 11 15 and 33 and Chapter Two

864 ASIAN SURVEY VOL XXXVIII NO 9 SEPTEMBER 1998

importance of short term negotiations and compromise^^^ But political or economic moments are not likely to take place unless there is enough eco- nomic specialization differences in opinion about social welfare and polit- ical disagreement to encourage opposition leaders and critics within govein- ment to challenge traditional bases of power What country in East Asia has not had to meet the demands of an opposition in the course of economic development On their own governments do not have enough information or ideas to be able to provide answers to all of a societys problems as a country develops Singapore may eventually reach a point where the govern- ment will have to relent and seek the advice of opposition politicians and end their suppression of free speech and other policies China is not going to be able to hold back the forces of modernization for long without having to accommodate some alternative governance views It has already done so But the Beijing leadership will have to compromise more or risk political disintegration These are the lessons of South Korea Taiwan and the Philip- pines and it is a lesson that is being learned anew as each country in East Asia continues to meet the demands of their lnodernizing societies

Does all this mean that there is no Asian road to democracy There is no doubt culture plays a significant role in how countries democratize Scholars have shown that cultural differences have an effect on when and in some respects how a country democratizes Countries with dominant Catholic populations generally democratize more slowly than do countries with dorni- nant Protestant population^^^ Similarly the patterns of both authoritarian- ism and political liberalization differ in Catholic and Protestant countries27 So how might East Asian countries democratize Will there be a wholesale rejection of Western-style liberalism with its reliance on rights and virtues

In some respects the East Asian suspicion of rights is good The Ameri- can founders hoped both that people would be jealous of their rights but at the same time that the new republic would rely more on Christian virtues to govern their own lives and their families than on political rights Compro- mise fair play tolerance and moderation are essential to the maintenance of a vibrant democracy Hence in some respects Asias slow acceptance of rights creates no need for alarm As governments and people learn to work

25 Guillermo ODonnell and Philippe Schmitter Trnrzsitiorzs froin Authoritnrinn Rule Ten- tative Conclusions About Urzcertairz Denzocrncies (Baltimore Johns Hopkins University Press 1986) pp 40-41

26 Samuel P Huntington The Third W7n11e Democmtizntion in the Late T~verztietll Centlrr) (Norman Okla University of Oklahoma Press 1991) pp 75-85

27 Juan J Linz and Alfred Stepan Probleins of Deinocmtic Tiarzsition and Consolidation Souillern Europe South America nnd Post-Coi~zinunist Eltrope (Baltimore Johns Hopkins Uni- versity Press 1996) p 453

STEVEN J HOOD 865

together and compromises are made democracy is learned just as it is every-where else in the world

There are some areas where Asian-characteristics of the liberalization and democratization process can be anticipated

Political leaders both conservatives clinging to power and reformers who want to liberalize the system will practice a fair degree of Confucian paternalism They will use language that sustains their authority as morally good suggesting that they are better informed than the masses and have skills that make them uniquely quali-fied to lead the people

Like most authoritarian regimes economic and political crises will test Confucian ways of running government Moral appeals will continue to be made but rights and legal language will find greater acceptance Government leaders will be held individually responsible for specific policies This will erode support for traditiori-a1 leaders who previously paid little or no attention to democratic accountability

As authority is challenged a new virtue based on compromise and the sharing of information among political and economic elites will penetrate society Private or-ganizations will take on democratic aspects and Confucian loyalties will come into question if they contradict democratic practices Family relationships will retain Confucian characteristics though the relationship between children and parents will be somewhat more akin to family life in the West where the structure of the family is less hierarchical

Though rights will continue to be held in suspicion confidence will be built upon the assumption that basic rights can usually be equated with moral living Hence popular claims will be made that Asian rights are unique and universal

The tension between liberal rights and communitarian principles will always be present in Asian democracies just as it is in the West There will be greater discus-sion among scholars across the globe about this tension Minor differences over how rights are viewed in East Asia and the rest of the world will continue to be pointed out even though these differences will be insignificant

Thus the Asian path to democracy likely will follow the paths taken by other countries in other parts of the world though there will be distinctive Asian characteristics The important thing for Asians and non-Asians to re-member is that the usurpation of rights by government leaders is neither a cultural right nor a cornmunitarian virtue There is a growing international consensus on rights language and democratic virtues It is the commonality of this discussion that is crucial for the health of democratic societies

Sharing a Liberal Heritage Some Asian leaders and perhaps some scholars who study Asia feel uncom-fortable in accepting the principles of liberalism in an Asian setting Since liberalism has its roots in the intellectual and religious traditions of the West it is deemed inappropriate for Asian countries While it is true that liberalism was first developed in the West this does not mean it is a tradition that is

866 ASIAN SURVEY VOI XXXVIII NO 9 SEPTEMBER 1998

exclusively owned by Westerners Liberalism itself is a recognition of the inherent worth of individuals and free societies Citizens in liberal societies readily point out that liberty and tmst are missing in authoritarian regimes Because they are missing individual potential is thwarted arbitrary rules are enforced from above evil is not punished by established norms of justice and civil society is riot possible Asian leaders are correct to point out the contradictions in Western states that have abandoned communitarian values and as a result have suffered in terms of rampant crime and social and famil- ial decay This is not the fault of liberalism however The existence of soci- eties that esteem family values does not suggest that democracy or liberal rights are inappropriate Similarly societies claiming strong communitarian notions of cooperation harmony and consensus can adopt a rights tradition Contemporary literature suggests all these ideals are important for the main- tenance of democracy28

Francis Fukuyamas now famous suggestion that we are reaching the end of history and that democracy is a global phenomenon may be premature29 But it is true that in East Asia and throughout the world authoritarian regimes are collapsing A successful authoritarian regime is able to restrict power to a small ruling elite or single sovereign That model of governance has been in decline for some time in East Asia Authoritarianism leaves nothing for gov- ernments and people to aspire to Even Chinese scholars who prior to the crisis at Tiananmen had discussed various kinds of authoritarianism as an alternative to communism have abandoned this notion Their interests have turned directly to dem~cra t i za t ion ~~ Democracy is much less limiting and ultimately more adept at fulfilling human needs and desires than authoritari- anism For this reason in spite of the efforts of Lee Kuan Yew and Jiang Zemin Tocqueville was correct when he proclaimed that any attempt to check democracy would be an attempt to resist an i n e ~ i t a b i l i t y ~ ~ While de- mocracies may differ somewhat in structure and process there is only the liberal model of democracy All others claiming unique status are authorita- rian regimes or regimes that have not yet completed the transition to democ- racy

28 See for instance Jean Bethke Elshtain Deinocrc~c~oil Trial (IVew York Basic Books 1995) and Thornas L Pangle The Enobli~lg of Dernocrac~ Tlze Chciller~ge of the Posrrnodem Age (Baltimore Johns Hopkins University Press 1992)

29 Francis Fukuyarna The End of History and rile Last Mail (New York Free Press 1992) 30 See He Baogang Tile Denzocrntic I~nplicnfions of Civil Socieh irt Cltinn (New York St

klartins Press 1997) and Tlte Der~~oc~wtizfltion of Clliila (London Routledge 1996) 31 Alexis de Tocqueville De~nocmcy in Ainericn trans by George Lawrence ed by J P

Meyer (IVew York Harper Perennial 1966) vol 1 p 7

Page 4: hood-myth of asian style democracy.pdf

rights developed in the West and was precipitated by the discovery of nature This discovery is essential in order to separate nature from human affairs Leo Strauss reminds us that natural right and therefore political rights must be unlcnown as long as the idea of nature is unknown The discovery of nature is the work of philo~ophy~ If nature remains undiscovered political thought continues to rest on ancestral tradition and thought The ancestral is accepted as divine law Thus traditional societies often believe their ances- tors were purer or superior to them If authority is not doubted philosophy cannot emerge and political life remains bound within nature For this rea- son the emergence of the idea of natural right presupposes the doubt of a~ thor i ty ~

For the concept of rights to be developed philosophy had to discover na- ture first Religious-based philosophies in the West led to but did not dis- cover nature because of the premise that all living things were created by God and were subject to Gods will Modern Western philosophers (and their ancient Greek forebears) broke philosophy and politics away from religion thus making the development of the idea of rights possible While classical Confucianism was skeptical of religion and discouraged religious worship it nevertheless did not develop a concept of human beings as independent free- thinking entities capable of discovering the good life on their own The good life was prescribed for them This claim to a natural authority above individ- uals is a denial of conditions necessary to realize and enjoy rights To a certain extent contemporary Confucianists challenge this view but it is a vulgarized form of classical Confucianism that is practiced under that name today Hence certain democratic concepts as well as rights and rights lan- guage have been borrowed from the West either from exposure to Western democratic practice or by borrowing from Western political philosophy

Scholars who have found value in Confucian thought have read too much into selective passages in their hope to establish a space for human beings that is independent of the state But while a few select passages in the Con- fucian canon may indicate that there is a possibility Confucian scholars thought about something resembling rights their intent was to keep the Con- fucian tradition (an authoritarian one) intact To profess otherwise is a distor- tion of Confucian principles What is really being claimed by proponents of

1992) pp 34-35 Joseph Chan A Confucian Perspective of Huinan Rights in The East Asinri C~nlerlgefor H I ~ I I I O I IRigl~tsed Joanne R Bauer and Daniel A Bell (Cambridge England Cambridge University Press forthcoming) and L H MLing and Chih-yu Shih Confucianism with a Liberal Face The Meaning of Democratic Politics in Postcolonial Taiwan R e i ~ i e ~ ~ oj Politics 60l (Winter 1998) pp 55-82

5 Leo Strauss Vrirlrriil Right iirld History (Chicago University of Chicago Press 1950) 11 81

6 Ibid 1 84

I

856 ASIAN SURVEY VOL XXXVIII NO 9 SEPTEMBER 1998

Asian-style democracy is that Confucianism is communitarian in nature am in general agreement with this assessment though I believe there are key differences between the communitarianism of Confucianism and that which is found in the Western tradition I shall address this later

Proponents argue that in the East Asian communitarian tradition govern- ment plays a special role in governance that their counterparts do not in the West It is natural that patron-client relations exist in East Asian regimes as leaders and people tied together through a complex web of interdependencies and bonds of loyalty perform reciprocal acts and d u t i e ~ ~ Leaders provide goods and services and loyal clients provide political and economic support Government leaders are respected for having greater information and insight into local and national conditions and are therefore trusted to do the right thing Political authority whether sanctioned by free elections or not is respected and hierarchy is held to be natural and good A strong state is not feared as it is in the West but rather is considered to be the logical outcome of societies united in a common course for managing political and economic affairs and providing national security Dominant political parties such as Japans pre-1993 Liberal Democratic Party (LDP) Singapores Peoples Ac- tion Party (PAP) and Taiwans Kuomintang (KMT) are examples of politi- cians seeking consensus Though all of these parties are factionalized they provide a united front to collect and organize the interests of society into a workable package of economic and political policies Thus the Confucian virtues of harmony and cooperation are preserved Lucien Pye argues that cultural traditions such as Confucianism are decisive in determining the course of political de~elopment ~ All of this contributes to the claim made by East Asian leaders and scholar-proponents of Asian-style democracy that the prevailing values in Asia have been different enough from those in the West to make Western democracy unachievable [there]l0

Some Western proponents recognize the hypocrisy of certain rationaliza- tions for Asian over Western values namely that Asian values are sometimes claimed to justify political repression At the same time they also find some validity to the fears East Asians have when looking to the model of democ- racy found in a West that is plagued by high levels of unemployment ram- pant crime and disorderly societies in generalll Such scholars also harbor

7 Kausikan Governance that Works pp 29-30 8 Lucian W Pye Money Politics and Transitions to Democracy in East Asia Asian Survey

373 (March 1997) pp 213-28 9 Lucien W Pye (with Mary W Pye) Asiar~Poicer iiizd Politics Tile C~dt~ l ra l ojDiiileilsioi~~

Aurhorih (Cambridge Mass Harvard University Press 1985) p vii 10 Neher Asian-Style Democracy p 958 11 Roy Sof t Authoritarian Challenge pp 240-42 Joseph Chan Hong Kong Singapore

and Asian Values A n Alternative View JOD 82 (April 1997) pp 35-50

STEVEN J HOOD 857

hope that Asian-style democracy will evolve into a form of democracy more in keeping with that found in the West Afterall Confucianism like other cultural systems can pick and choose those cultural elements that fit with the political order one is trying to build12 Such claims are based on the assumption that East Asia puts the community first thereby establishing eco- nomic and social rights whereas the West has failed in this regard They also argue Asians are not as likely to want to protest government policies and are neither as suspicious of government nor as jealous of their rights as are indi- vidualist Westerners l3

Some Thoughts on Community and Individualism

Nearly all of the claims made by those sympathetic to the Asian-style democ- racy argument center on the idea of East Asians desires to place the needs of the group above those of the individual In too many cases scholars have accepted this view without much qualificatio~l or explanation yet there is substantial evidence that there are other views and practices in East Asia that contradict the assumption of collective over individual rights

Not all scholars are in agreement that Confucianism leads to collectivism In his study of social capital and trust in economic systems Francis Fukuyama found that individuals in most countries in East Asia demonstrated little trust for people outside of their immediate families and patron-client business relations14 Fukuyama believes Confucianism has taught the Chi- nese and other Asians to look first to the family and a few patrons and clients outside of it when seeking people with whom to do business This has re- sulted in low levels of the trust needed for building small firms into larger ones and improving their ability to compete with the Japanese and the West in a more dynamic way Other scholars have found the same thing and indi- cate that culturally business owners in Confucian societies tend not to be as willing to look out for the good of their companies and countries as they should because of their desire to keep control within the family15 The Chi- nese sociologist Fei Xiaotong blames Confilcianism for this lack of trust within society He argues that rather than Confilcianism building a family ethic for society Confucianism actually encourages Chinese to look out for

12 Fukuyama The Illusion of Exceptionalisin p 148 13 For a critique of this position see Tatsuo Iiioue Liberal Democracy and Asian Values

in Tlze Ensr Asinrz Ci7iillerzge for Hzrrnnn Riglzrs 14 Francis Fukuyama Trzlsr Tlze Social Viirzles nrzd rite Crenriorz of Piospeiit (New York

Free Press 1995) 15 Karl J Fields Erzterpiise nizd tile Srcire irz Koien orid Tainnrz (Ithaca NY Corliell Uni-

versity Press 1995) especially pp 76-77 See also Yung-Myung Kiln Asian-Style Democ- racy A Critique froin East Asia Asirirz Sur~ey 3712 (December 1997) pp 1119-34

858 ASIAN SURVEY VOL XXXVIII NO 9 SEPTEMBER 1998

themselves by relying on complex networks of relationships rather than on well-organized private civic and government institutions similar to those Westerners create16 In a networked society like Chinas Fei argues that individuals learn to use the system to acquire personal goods and services and rarely look out for the good of society

Although some of Feis arguments lack careful analysis and elaboration Confucianism does indeed teach loyalty over morality In demonstrating this point Confucius criticized a government official who boasted that in his country a citizen would turn his father in to the authorities if his father had stolen a sheep Confucius argued it was superior for the father to conceal the misconduct of the son and the son the misconduct of his father-that this was the upright thing to do Similarly the Confucian scholar Mencius argued that a brother would never turn against his brother even if his brother plotted against his life nor would a son turn in his father for murder even if it meant that the son was the emperor and had to give up the throne in order to protect his father from being arrested for such a crime I do not believe East Asian governnlents are in current agreement with Confucius or Mencius in terms of looking out for the good when it comes to the examples used above I am confident that at face value leaders would suggest it is necessary to turn in criminals from ones family in order to protect the interests of society Con- fucian filial piety though most often teaches parents and children to look out for one another and it is the family-not the state the local region or the village-that is the most referred to group in most of the Confucian writings

In this regard the emphasis on family differs very little from the situation John Locke faced when trying to break down the way people thought about families in order to pave the way for a liberal regime Locke sets out in his First and Second Treatise of Gover~zznzent to break family authority and loy- alty by trying to dispel the belief that natural law has given fathers all author- ity in family life and that this authority came from God He furthermore wanted to explain away the role of the divine from public life in order to create rights to own property These were necessaiy first steps in getting human beings to understand their natural rights In this regard proponents who argue for the unique group-oriented concern that East Asians supposedly hold on to would do well to consider that the roots of authoritarianism in the West also belong to a hierarchical structure where the authority of fathers and political leaders was unexamined

Chinese leaders in part following the lead of Lee Kuan Yew have been some of the most vocal advocates of the collectivist claim citing both tradi- tional Chinese cultural concerns for community over individual and Marxist

16 Fei Xiaotong Froril the Soil The Fo~rrzdcitioi~s of Chinese Sociep trans by Gary G Hamilton and Wang Zheng (Berkeley University of California Press 1992)

justifications for the same The Chinese government suggests Chinese people are different from Westerners in that they have different historical back- grounds social systems and cultural traditions as well as a different tradition of human rights For China this means that the focus must be on economic cultural and social rights above those of the individual17 At one time the KMT regime on Taiwan used to make similar comments in explaining why it was necessary for the party to maintain its monopoly of political power over the people As liberalization eventually gave way to democracy the party found itself seeking legitimacy through the ballot box and other conventional ways that political parties seek legitimacy in established democratic systems Since its authoritarian days the KMT has offered formal apologies for the denial of citizens rights during the period of martial law and admitted mis- takes in usurping power

The Meiji reformers who wrote Japans pre-war Constitution also made special claims that Japan did not need Western concepts of liberalism and could stand on traditional Japanese values That very idea proved problem- atic for democratic reformers after the Second World War and has continued during the period of LDP dominance up to the 1993 party split and even in part to today Some observers openly wonder if the democratic experiment will continue in Japan unless the system transforms itself into a regime more like those found in the Westls Former South Korean leaders former Philip- pine President Ferdinand Marcos and others have all pointed to special ex- ceptions that prevented the realization of democracy in their respective coun- tries almost none of which are taken seriously now that democracy has taken hold in these countries Furthermore such claims are not unique to Asia Current Peruvian President Alberto Fujimori advocated taking personal con- trol of the political system in his country to guide it through a period of economic and political stalemate and uncertainty Democracy it has been claimed cluttered the prospects for prosperity and security in Peru Military officers in Chile decided the countrys situation by the early 1970s warranted overthrowing a democratically elected regime in order to save the country because Chiles special conditions begged for strong government authority to prevent the democratically elected leaders from ruining the country Similar arguments have been made in Eastern Europe where former communists and nationalist leaders have pointed to unique situations that warrant authoritarian regimes of whatever sort rather than the confusion and messiness of democ- racy Beyond individual leaders single party states are generally a menace to democracy and constitute one of the major obstacles preventing democratiz-

17 State Council of the Peoples Republic of China Hcrnniz Rights in CI~irln (November 1991) in Beijirzg Review 4445 (November 3-10 1991) pp 8-9 17

18 Haruhiro Fukui and Shigelco N Fukai Japan in 1996 Between Hope and Uncertainty Asirir~ Slrrcey 37l (January 1997) p 28

860 ASIAK SURVEY VOL XXXVIII NO 9 SEPTERIBER 1998

ing regimes from becoming consolidated19 In addition with the exception of the PAP in Singapore parties once dominant in East Asian states have become less so and increasingly corrupt Broad-based government support has weakened and public cynicism has increased

Government leaders who espouse Asian values often do so out of a fear of chaos They envision democracy in new states to be volatile and established Western democracies to be in decline This view is in part a reflection of these leaders distrust toward their own populations Machiavelli advised the prince to always be on the alert against the people and those around him and much the same ethic is at work in part-authoritarian and part-democratic soci- eties Montesquieu pointed out that what makes authoritarian regimes dan- gerous is not that the leader holds all power over the people rather they are dangerous because the people fear the leaders and the leaders the people thus making the leaders suspicious of those around them including even so-called loyal associates This can be seen in the tight discipline inferiors are ex- pected to demonstrate as authoritarian superiors keep a watchful eye Lee Kuan Yew may not hold a formal government post but he has the power to replace leaders who do not go by the rules he established within the Sin- gaporean hierarchy Similarly Hu Yaobang may have been Deng Xiaopings close associate as was Zhao Ziyang but in an authoritarian regime survival is the first principal superiors operate by In a question of survival therefore Hu and Zhao were expendable

Authoritarians use ideology to justify their rule just as a democratic regime relies on its own There is a difference however A democracy generally relies on its philosophical foundations to teach patriotism and bolster the re- gime through means of support both active (voting campaigning voicing political opinions seeking redress of grievances) and passive (belonging to civic organizations obeying the law teaching virtues of self-reliance practic- ing tolerance) Authoritarian ideology may also have normative purposes but in large measure propaganda is used to maintain and legitimize the re- gimes monopoly on power over the people For this reason authoritarian ideologies are very similar in their approaches pointing to the unique or spe- cial problems of a country the resolution of which necessitates authoritarian control or the temporary suspension of democratic practices When such problems start to lose their importance regimes begin to rely on legal-ra- tional justifications to legitimize their rule20 This in turn results in calls to liberalize regimes The governments of Singapore and China have reacted to their fear of chaos by claiming unique Asian values In this way they can put

19 Samuel P Huntington Democracy for the Long Haul JOD 72 (April 1996) pp 8-9 20 Samuel P Huntington and Clement H Moore Authoritarian Politics in ~Moderrz Sociew

The Djnnrizics of Established One-Party Sjsterns (New York Basic Books 1970) especially pp 32-40

off having to wrestle with democratization Their arguments as to why they are culturally unique are intellectually weak and not supported by other states in the East Asian region that are already progressing along the democratic path In short East Asian authoritarians are really no different from leaders in other regions of the world who call for the suspension of democracy or claim to have found a better alternative that suits their individual countries

In these pre-democratic societies power configurations would have to be changed if rights of the people were recognized In the most basic analysis rights are what people want-not simply to gratify selfish interests as some might claim but because there is a sense of justice inherent in the concept of individual rights Indeed Hegel argued that it is this sense of freedom and justice that legitimizes and brings about the realization of political rights If there is a people with a sense of justice a sense of freedom rights are the most logical outcome and the safest way of ensuring the dignity of individu- als and the creation of civil society

The question that needs to be asked however is would the establishment of individual political rights harm a society that did emphasize collective over individual rights It is true that communitarian concerns can be eroded by too much reliance on rights Tocqueville found in the early American repub- lic a possible answer to this question He believed the American system worked because Americans believed themselves to be completely equal in their rights and privileges to every other person This was in part an out- growth of Colonial Americas puritan past but also because democracy had changed much about American society for the better Instead of becoming a country of disinterested and selfish individuals Americans had learned to organize themselves into all kinds of civic organizations some with political purposes but most without an immediate one The ethic within these organi- zations was democratic and the general feeling was that no person should esteem him or herself above others21 It is in this regard that one discovers two things The first is that the West has come to pay too much attention to individual rights at the expense of virtues that enable societies to strengthen communitarianism This would in part account for the social malaise in the West that Asian leaders find so disturbing The second is that the establish- ment of democracy does not mean an end to meaningful family life nor an end of concern for societys needs This point is reaffirmed by Bellah Put- nam Bell and others who argue that communitarian principles (democratic virtues) are what facilitate and protect community life22 Asian political

21 Sanford Kessler Tocquevilles Ci1il Religion American Christianity and the Prospects for Freeclotn (Albany NY State University of New York Press 1994)

22 Robert N Bellah et al Habits of the Heart Individ~mlism cmcl Commitment in American L+ (Berkeley University of California Press 1985) Robeit D Putnam Making Democracj Work Civic Trcidilions irl Modern Imly (Princeton NJ Princeton University Press 1993) and

862 ASIAN SURVEY VOL XXXVIII KO 9 SEPTEMBER 1998

thought may not forward communitarian ideas in the same way that the West does but the existence of some of these same virtues in Asian philosophy indicates that East Asians can be as receptive to democratic virtues as Wes- teiners are held to be23

Traditional Societies and Political Development

Is the soft authoritarianism or Asian-style democracy of East Asia in fact a hybrid regime model or is it really a case of the passing of a traditional regime type I have already suggested at the outset of this asticle that what is being considered here is really a handful of cases where regimes have not completed their transition to democracy A few decades ago few policy makers in the West paid much attention to rights violations committed by authoritarian regimes in East Asia It was accepted that these regimes were not democratic but at some time may become so This view was supported by the low level of economic development in East Asia that existed during the 1950s and 1960s The economic miracles had not yet occurred and little was said about political repression and the lack of political development in the region Much the same situation obtains today in other parts of the world Even though the West is more concerned with human rights violations and lagging development in the Third World than was the case in the 1950s Westeiners actually pay very little attention to countries whose level of de- velopment fails to command their respect in regards to economic might and regional power configurations Prestige is gained today by having a strong vibrant economy and a highly developed political system namely democ- racy

China does command respect today for several reasons Strategically China is poised to become a superpower It is already a regional power mili- tarily and its economic strength has grown impressively since 1978 There have been fundamental economic and social reforms that have sparked the imagination of some in the West to think that China could be on the road to democratization South Korea Taiwan Thailand Singapore and other East Asian states have also seen strong economic growth and evolution in their political systems For these reasons the West has taken a keen interest in the development of those states When the US becomes interested in other

Bowling Alone Americas Declining Social Capital JOD (January 1995) and Daniel A Bell Democracy in Confucian Societies The Challeuge of Justification in Tovarils Illiberal De- nzociacy in Pacgc Asin ed Daniel A Bell et al (Oxford St Martins 1995) pp 36-40

23 Edward Shils Reflections on Civil Society and Civility in Chinese Intellectual Tradi- tion in Coizfi(cintz Traditions in East Asintz Modernio Moral Educntiorl cirld Ecorzonlic Cnltnre in Jripan nnd the Four Mini Drrigons ed Tu JVeiming (Cambridge Harvard University Press 1996)

countries affairs there is likely to be conflict when its norms of political rights clash with the norms authoritarian regimes employ to maintain political power For this reason South Korea and Taiwan were sharply criticized by Washington during the late 1980s for withholding political rights while Washington paid relatively little attention to far grosser violations of rights in other countries of the world Similarly Singapore China North ICorea and others are now way out of step compared to other countries in the region who respect rights Japan South Korea Taiwan and others have either democra- tized or taken significant measures to liberalize their political systems It is in the Wests interest to keep the liberalization process going until democra- cies have consolidated and rights are respected throughout Asia Here is where the problem lies for those who have accepted the Asian-style democ- racy model as an honorable domain for a regime to aspire to Because the process of liberalization is a difficult one leaders get caught between two worlds-one authoritarian the other democratic All of the countries in East Asia that claim to have different cultural needs than the West are coming from conditions shifting from scarcity to security in terms of socioeconomic well-being But as Ronald Inglehart suggests the process of democratic so- cialization has not yet caught up with the forces of economic modernization This has meant that the various aspects of traditional authority still in force will take perhaps another generation or more to change Even then those societies will have to learn a new culture of liberty and rights24 Again what Tocqueville observed on his visit to America is telling He found that de- mocracy in terms of accepting a tradition of political rights and strong reli- ance on supportive virtues created a democratic ethic that penetrated even churches and family life For most of these East Asian countries the process of liberalization is well underway with policies in place to improve literacy and increase both access to information and participation in economic and- to a limited degree-political decision making Modernization theorists have for some time pointed out that these are the very processes that encourage the passing of traditional society Authoritarians introduce legal-rational social structures that eventually lead to elite conflict compromise and a democratic compact

The view I am presenting here is not without controversy Many if not most comparativists have tended to disregard the importance of the linear model of political development in lieu of the model of democratization intro- duced by Whitehead Schmitter ODonnell and others who emphasize the

24 Ronald Inglehart Modenzizcirion cirzd Posr~nodenzizariorz C ~ l r ~ ~ m l Ecorzornic cirzd Polit- ical Change irz 43 Societies (Princeton NJ Princeton University Press 1997) especially pp 11 15 and 33 and Chapter Two

864 ASIAN SURVEY VOL XXXVIII NO 9 SEPTEMBER 1998

importance of short term negotiations and compromise^^^ But political or economic moments are not likely to take place unless there is enough eco- nomic specialization differences in opinion about social welfare and polit- ical disagreement to encourage opposition leaders and critics within govein- ment to challenge traditional bases of power What country in East Asia has not had to meet the demands of an opposition in the course of economic development On their own governments do not have enough information or ideas to be able to provide answers to all of a societys problems as a country develops Singapore may eventually reach a point where the govern- ment will have to relent and seek the advice of opposition politicians and end their suppression of free speech and other policies China is not going to be able to hold back the forces of modernization for long without having to accommodate some alternative governance views It has already done so But the Beijing leadership will have to compromise more or risk political disintegration These are the lessons of South Korea Taiwan and the Philip- pines and it is a lesson that is being learned anew as each country in East Asia continues to meet the demands of their lnodernizing societies

Does all this mean that there is no Asian road to democracy There is no doubt culture plays a significant role in how countries democratize Scholars have shown that cultural differences have an effect on when and in some respects how a country democratizes Countries with dominant Catholic populations generally democratize more slowly than do countries with dorni- nant Protestant population^^^ Similarly the patterns of both authoritarian- ism and political liberalization differ in Catholic and Protestant countries27 So how might East Asian countries democratize Will there be a wholesale rejection of Western-style liberalism with its reliance on rights and virtues

In some respects the East Asian suspicion of rights is good The Ameri- can founders hoped both that people would be jealous of their rights but at the same time that the new republic would rely more on Christian virtues to govern their own lives and their families than on political rights Compro- mise fair play tolerance and moderation are essential to the maintenance of a vibrant democracy Hence in some respects Asias slow acceptance of rights creates no need for alarm As governments and people learn to work

25 Guillermo ODonnell and Philippe Schmitter Trnrzsitiorzs froin Authoritnrinn Rule Ten- tative Conclusions About Urzcertairz Denzocrncies (Baltimore Johns Hopkins University Press 1986) pp 40-41

26 Samuel P Huntington The Third W7n11e Democmtizntion in the Late T~verztietll Centlrr) (Norman Okla University of Oklahoma Press 1991) pp 75-85

27 Juan J Linz and Alfred Stepan Probleins of Deinocmtic Tiarzsition and Consolidation Souillern Europe South America nnd Post-Coi~zinunist Eltrope (Baltimore Johns Hopkins Uni- versity Press 1996) p 453

STEVEN J HOOD 865

together and compromises are made democracy is learned just as it is every-where else in the world

There are some areas where Asian-characteristics of the liberalization and democratization process can be anticipated

Political leaders both conservatives clinging to power and reformers who want to liberalize the system will practice a fair degree of Confucian paternalism They will use language that sustains their authority as morally good suggesting that they are better informed than the masses and have skills that make them uniquely quali-fied to lead the people

Like most authoritarian regimes economic and political crises will test Confucian ways of running government Moral appeals will continue to be made but rights and legal language will find greater acceptance Government leaders will be held individually responsible for specific policies This will erode support for traditiori-a1 leaders who previously paid little or no attention to democratic accountability

As authority is challenged a new virtue based on compromise and the sharing of information among political and economic elites will penetrate society Private or-ganizations will take on democratic aspects and Confucian loyalties will come into question if they contradict democratic practices Family relationships will retain Confucian characteristics though the relationship between children and parents will be somewhat more akin to family life in the West where the structure of the family is less hierarchical

Though rights will continue to be held in suspicion confidence will be built upon the assumption that basic rights can usually be equated with moral living Hence popular claims will be made that Asian rights are unique and universal

The tension between liberal rights and communitarian principles will always be present in Asian democracies just as it is in the West There will be greater discus-sion among scholars across the globe about this tension Minor differences over how rights are viewed in East Asia and the rest of the world will continue to be pointed out even though these differences will be insignificant

Thus the Asian path to democracy likely will follow the paths taken by other countries in other parts of the world though there will be distinctive Asian characteristics The important thing for Asians and non-Asians to re-member is that the usurpation of rights by government leaders is neither a cultural right nor a cornmunitarian virtue There is a growing international consensus on rights language and democratic virtues It is the commonality of this discussion that is crucial for the health of democratic societies

Sharing a Liberal Heritage Some Asian leaders and perhaps some scholars who study Asia feel uncom-fortable in accepting the principles of liberalism in an Asian setting Since liberalism has its roots in the intellectual and religious traditions of the West it is deemed inappropriate for Asian countries While it is true that liberalism was first developed in the West this does not mean it is a tradition that is

866 ASIAN SURVEY VOI XXXVIII NO 9 SEPTEMBER 1998

exclusively owned by Westerners Liberalism itself is a recognition of the inherent worth of individuals and free societies Citizens in liberal societies readily point out that liberty and tmst are missing in authoritarian regimes Because they are missing individual potential is thwarted arbitrary rules are enforced from above evil is not punished by established norms of justice and civil society is riot possible Asian leaders are correct to point out the contradictions in Western states that have abandoned communitarian values and as a result have suffered in terms of rampant crime and social and famil- ial decay This is not the fault of liberalism however The existence of soci- eties that esteem family values does not suggest that democracy or liberal rights are inappropriate Similarly societies claiming strong communitarian notions of cooperation harmony and consensus can adopt a rights tradition Contemporary literature suggests all these ideals are important for the main- tenance of democracy28

Francis Fukuyamas now famous suggestion that we are reaching the end of history and that democracy is a global phenomenon may be premature29 But it is true that in East Asia and throughout the world authoritarian regimes are collapsing A successful authoritarian regime is able to restrict power to a small ruling elite or single sovereign That model of governance has been in decline for some time in East Asia Authoritarianism leaves nothing for gov- ernments and people to aspire to Even Chinese scholars who prior to the crisis at Tiananmen had discussed various kinds of authoritarianism as an alternative to communism have abandoned this notion Their interests have turned directly to dem~cra t i za t ion ~~ Democracy is much less limiting and ultimately more adept at fulfilling human needs and desires than authoritari- anism For this reason in spite of the efforts of Lee Kuan Yew and Jiang Zemin Tocqueville was correct when he proclaimed that any attempt to check democracy would be an attempt to resist an i n e ~ i t a b i l i t y ~ ~ While de- mocracies may differ somewhat in structure and process there is only the liberal model of democracy All others claiming unique status are authorita- rian regimes or regimes that have not yet completed the transition to democ- racy

28 See for instance Jean Bethke Elshtain Deinocrc~c~oil Trial (IVew York Basic Books 1995) and Thornas L Pangle The Enobli~lg of Dernocrac~ Tlze Chciller~ge of the Posrrnodem Age (Baltimore Johns Hopkins University Press 1992)

29 Francis Fukuyarna The End of History and rile Last Mail (New York Free Press 1992) 30 See He Baogang Tile Denzocrntic I~nplicnfions of Civil Socieh irt Cltinn (New York St

klartins Press 1997) and Tlte Der~~oc~wtizfltion of Clliila (London Routledge 1996) 31 Alexis de Tocqueville De~nocmcy in Ainericn trans by George Lawrence ed by J P

Meyer (IVew York Harper Perennial 1966) vol 1 p 7

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I

856 ASIAN SURVEY VOL XXXVIII NO 9 SEPTEMBER 1998

Asian-style democracy is that Confucianism is communitarian in nature am in general agreement with this assessment though I believe there are key differences between the communitarianism of Confucianism and that which is found in the Western tradition I shall address this later

Proponents argue that in the East Asian communitarian tradition govern- ment plays a special role in governance that their counterparts do not in the West It is natural that patron-client relations exist in East Asian regimes as leaders and people tied together through a complex web of interdependencies and bonds of loyalty perform reciprocal acts and d u t i e ~ ~ Leaders provide goods and services and loyal clients provide political and economic support Government leaders are respected for having greater information and insight into local and national conditions and are therefore trusted to do the right thing Political authority whether sanctioned by free elections or not is respected and hierarchy is held to be natural and good A strong state is not feared as it is in the West but rather is considered to be the logical outcome of societies united in a common course for managing political and economic affairs and providing national security Dominant political parties such as Japans pre-1993 Liberal Democratic Party (LDP) Singapores Peoples Ac- tion Party (PAP) and Taiwans Kuomintang (KMT) are examples of politi- cians seeking consensus Though all of these parties are factionalized they provide a united front to collect and organize the interests of society into a workable package of economic and political policies Thus the Confucian virtues of harmony and cooperation are preserved Lucien Pye argues that cultural traditions such as Confucianism are decisive in determining the course of political de~elopment ~ All of this contributes to the claim made by East Asian leaders and scholar-proponents of Asian-style democracy that the prevailing values in Asia have been different enough from those in the West to make Western democracy unachievable [there]l0

Some Western proponents recognize the hypocrisy of certain rationaliza- tions for Asian over Western values namely that Asian values are sometimes claimed to justify political repression At the same time they also find some validity to the fears East Asians have when looking to the model of democ- racy found in a West that is plagued by high levels of unemployment ram- pant crime and disorderly societies in generalll Such scholars also harbor

7 Kausikan Governance that Works pp 29-30 8 Lucian W Pye Money Politics and Transitions to Democracy in East Asia Asian Survey

373 (March 1997) pp 213-28 9 Lucien W Pye (with Mary W Pye) Asiar~Poicer iiizd Politics Tile C~dt~ l ra l ojDiiileilsioi~~

Aurhorih (Cambridge Mass Harvard University Press 1985) p vii 10 Neher Asian-Style Democracy p 958 11 Roy Sof t Authoritarian Challenge pp 240-42 Joseph Chan Hong Kong Singapore

and Asian Values A n Alternative View JOD 82 (April 1997) pp 35-50

STEVEN J HOOD 857

hope that Asian-style democracy will evolve into a form of democracy more in keeping with that found in the West Afterall Confucianism like other cultural systems can pick and choose those cultural elements that fit with the political order one is trying to build12 Such claims are based on the assumption that East Asia puts the community first thereby establishing eco- nomic and social rights whereas the West has failed in this regard They also argue Asians are not as likely to want to protest government policies and are neither as suspicious of government nor as jealous of their rights as are indi- vidualist Westerners l3

Some Thoughts on Community and Individualism

Nearly all of the claims made by those sympathetic to the Asian-style democ- racy argument center on the idea of East Asians desires to place the needs of the group above those of the individual In too many cases scholars have accepted this view without much qualificatio~l or explanation yet there is substantial evidence that there are other views and practices in East Asia that contradict the assumption of collective over individual rights

Not all scholars are in agreement that Confucianism leads to collectivism In his study of social capital and trust in economic systems Francis Fukuyama found that individuals in most countries in East Asia demonstrated little trust for people outside of their immediate families and patron-client business relations14 Fukuyama believes Confucianism has taught the Chi- nese and other Asians to look first to the family and a few patrons and clients outside of it when seeking people with whom to do business This has re- sulted in low levels of the trust needed for building small firms into larger ones and improving their ability to compete with the Japanese and the West in a more dynamic way Other scholars have found the same thing and indi- cate that culturally business owners in Confucian societies tend not to be as willing to look out for the good of their companies and countries as they should because of their desire to keep control within the family15 The Chi- nese sociologist Fei Xiaotong blames Confilcianism for this lack of trust within society He argues that rather than Confilcianism building a family ethic for society Confucianism actually encourages Chinese to look out for

12 Fukuyama The Illusion of Exceptionalisin p 148 13 For a critique of this position see Tatsuo Iiioue Liberal Democracy and Asian Values

in Tlze Ensr Asinrz Ci7iillerzge for Hzrrnnn Riglzrs 14 Francis Fukuyama Trzlsr Tlze Social Viirzles nrzd rite Crenriorz of Piospeiit (New York

Free Press 1995) 15 Karl J Fields Erzterpiise nizd tile Srcire irz Koien orid Tainnrz (Ithaca NY Corliell Uni-

versity Press 1995) especially pp 76-77 See also Yung-Myung Kiln Asian-Style Democ- racy A Critique froin East Asia Asirirz Sur~ey 3712 (December 1997) pp 1119-34

858 ASIAN SURVEY VOL XXXVIII NO 9 SEPTEMBER 1998

themselves by relying on complex networks of relationships rather than on well-organized private civic and government institutions similar to those Westerners create16 In a networked society like Chinas Fei argues that individuals learn to use the system to acquire personal goods and services and rarely look out for the good of society

Although some of Feis arguments lack careful analysis and elaboration Confucianism does indeed teach loyalty over morality In demonstrating this point Confucius criticized a government official who boasted that in his country a citizen would turn his father in to the authorities if his father had stolen a sheep Confucius argued it was superior for the father to conceal the misconduct of the son and the son the misconduct of his father-that this was the upright thing to do Similarly the Confucian scholar Mencius argued that a brother would never turn against his brother even if his brother plotted against his life nor would a son turn in his father for murder even if it meant that the son was the emperor and had to give up the throne in order to protect his father from being arrested for such a crime I do not believe East Asian governnlents are in current agreement with Confucius or Mencius in terms of looking out for the good when it comes to the examples used above I am confident that at face value leaders would suggest it is necessary to turn in criminals from ones family in order to protect the interests of society Con- fucian filial piety though most often teaches parents and children to look out for one another and it is the family-not the state the local region or the village-that is the most referred to group in most of the Confucian writings

In this regard the emphasis on family differs very little from the situation John Locke faced when trying to break down the way people thought about families in order to pave the way for a liberal regime Locke sets out in his First and Second Treatise of Gover~zznzent to break family authority and loy- alty by trying to dispel the belief that natural law has given fathers all author- ity in family life and that this authority came from God He furthermore wanted to explain away the role of the divine from public life in order to create rights to own property These were necessaiy first steps in getting human beings to understand their natural rights In this regard proponents who argue for the unique group-oriented concern that East Asians supposedly hold on to would do well to consider that the roots of authoritarianism in the West also belong to a hierarchical structure where the authority of fathers and political leaders was unexamined

Chinese leaders in part following the lead of Lee Kuan Yew have been some of the most vocal advocates of the collectivist claim citing both tradi- tional Chinese cultural concerns for community over individual and Marxist

16 Fei Xiaotong Froril the Soil The Fo~rrzdcitioi~s of Chinese Sociep trans by Gary G Hamilton and Wang Zheng (Berkeley University of California Press 1992)

justifications for the same The Chinese government suggests Chinese people are different from Westerners in that they have different historical back- grounds social systems and cultural traditions as well as a different tradition of human rights For China this means that the focus must be on economic cultural and social rights above those of the individual17 At one time the KMT regime on Taiwan used to make similar comments in explaining why it was necessary for the party to maintain its monopoly of political power over the people As liberalization eventually gave way to democracy the party found itself seeking legitimacy through the ballot box and other conventional ways that political parties seek legitimacy in established democratic systems Since its authoritarian days the KMT has offered formal apologies for the denial of citizens rights during the period of martial law and admitted mis- takes in usurping power

The Meiji reformers who wrote Japans pre-war Constitution also made special claims that Japan did not need Western concepts of liberalism and could stand on traditional Japanese values That very idea proved problem- atic for democratic reformers after the Second World War and has continued during the period of LDP dominance up to the 1993 party split and even in part to today Some observers openly wonder if the democratic experiment will continue in Japan unless the system transforms itself into a regime more like those found in the Westls Former South Korean leaders former Philip- pine President Ferdinand Marcos and others have all pointed to special ex- ceptions that prevented the realization of democracy in their respective coun- tries almost none of which are taken seriously now that democracy has taken hold in these countries Furthermore such claims are not unique to Asia Current Peruvian President Alberto Fujimori advocated taking personal con- trol of the political system in his country to guide it through a period of economic and political stalemate and uncertainty Democracy it has been claimed cluttered the prospects for prosperity and security in Peru Military officers in Chile decided the countrys situation by the early 1970s warranted overthrowing a democratically elected regime in order to save the country because Chiles special conditions begged for strong government authority to prevent the democratically elected leaders from ruining the country Similar arguments have been made in Eastern Europe where former communists and nationalist leaders have pointed to unique situations that warrant authoritarian regimes of whatever sort rather than the confusion and messiness of democ- racy Beyond individual leaders single party states are generally a menace to democracy and constitute one of the major obstacles preventing democratiz-

17 State Council of the Peoples Republic of China Hcrnniz Rights in CI~irln (November 1991) in Beijirzg Review 4445 (November 3-10 1991) pp 8-9 17

18 Haruhiro Fukui and Shigelco N Fukai Japan in 1996 Between Hope and Uncertainty Asirir~ Slrrcey 37l (January 1997) p 28

860 ASIAK SURVEY VOL XXXVIII NO 9 SEPTERIBER 1998

ing regimes from becoming consolidated19 In addition with the exception of the PAP in Singapore parties once dominant in East Asian states have become less so and increasingly corrupt Broad-based government support has weakened and public cynicism has increased

Government leaders who espouse Asian values often do so out of a fear of chaos They envision democracy in new states to be volatile and established Western democracies to be in decline This view is in part a reflection of these leaders distrust toward their own populations Machiavelli advised the prince to always be on the alert against the people and those around him and much the same ethic is at work in part-authoritarian and part-democratic soci- eties Montesquieu pointed out that what makes authoritarian regimes dan- gerous is not that the leader holds all power over the people rather they are dangerous because the people fear the leaders and the leaders the people thus making the leaders suspicious of those around them including even so-called loyal associates This can be seen in the tight discipline inferiors are ex- pected to demonstrate as authoritarian superiors keep a watchful eye Lee Kuan Yew may not hold a formal government post but he has the power to replace leaders who do not go by the rules he established within the Sin- gaporean hierarchy Similarly Hu Yaobang may have been Deng Xiaopings close associate as was Zhao Ziyang but in an authoritarian regime survival is the first principal superiors operate by In a question of survival therefore Hu and Zhao were expendable

Authoritarians use ideology to justify their rule just as a democratic regime relies on its own There is a difference however A democracy generally relies on its philosophical foundations to teach patriotism and bolster the re- gime through means of support both active (voting campaigning voicing political opinions seeking redress of grievances) and passive (belonging to civic organizations obeying the law teaching virtues of self-reliance practic- ing tolerance) Authoritarian ideology may also have normative purposes but in large measure propaganda is used to maintain and legitimize the re- gimes monopoly on power over the people For this reason authoritarian ideologies are very similar in their approaches pointing to the unique or spe- cial problems of a country the resolution of which necessitates authoritarian control or the temporary suspension of democratic practices When such problems start to lose their importance regimes begin to rely on legal-ra- tional justifications to legitimize their rule20 This in turn results in calls to liberalize regimes The governments of Singapore and China have reacted to their fear of chaos by claiming unique Asian values In this way they can put

19 Samuel P Huntington Democracy for the Long Haul JOD 72 (April 1996) pp 8-9 20 Samuel P Huntington and Clement H Moore Authoritarian Politics in ~Moderrz Sociew

The Djnnrizics of Established One-Party Sjsterns (New York Basic Books 1970) especially pp 32-40

off having to wrestle with democratization Their arguments as to why they are culturally unique are intellectually weak and not supported by other states in the East Asian region that are already progressing along the democratic path In short East Asian authoritarians are really no different from leaders in other regions of the world who call for the suspension of democracy or claim to have found a better alternative that suits their individual countries

In these pre-democratic societies power configurations would have to be changed if rights of the people were recognized In the most basic analysis rights are what people want-not simply to gratify selfish interests as some might claim but because there is a sense of justice inherent in the concept of individual rights Indeed Hegel argued that it is this sense of freedom and justice that legitimizes and brings about the realization of political rights If there is a people with a sense of justice a sense of freedom rights are the most logical outcome and the safest way of ensuring the dignity of individu- als and the creation of civil society

The question that needs to be asked however is would the establishment of individual political rights harm a society that did emphasize collective over individual rights It is true that communitarian concerns can be eroded by too much reliance on rights Tocqueville found in the early American repub- lic a possible answer to this question He believed the American system worked because Americans believed themselves to be completely equal in their rights and privileges to every other person This was in part an out- growth of Colonial Americas puritan past but also because democracy had changed much about American society for the better Instead of becoming a country of disinterested and selfish individuals Americans had learned to organize themselves into all kinds of civic organizations some with political purposes but most without an immediate one The ethic within these organi- zations was democratic and the general feeling was that no person should esteem him or herself above others21 It is in this regard that one discovers two things The first is that the West has come to pay too much attention to individual rights at the expense of virtues that enable societies to strengthen communitarianism This would in part account for the social malaise in the West that Asian leaders find so disturbing The second is that the establish- ment of democracy does not mean an end to meaningful family life nor an end of concern for societys needs This point is reaffirmed by Bellah Put- nam Bell and others who argue that communitarian principles (democratic virtues) are what facilitate and protect community life22 Asian political

21 Sanford Kessler Tocquevilles Ci1il Religion American Christianity and the Prospects for Freeclotn (Albany NY State University of New York Press 1994)

22 Robert N Bellah et al Habits of the Heart Individ~mlism cmcl Commitment in American L+ (Berkeley University of California Press 1985) Robeit D Putnam Making Democracj Work Civic Trcidilions irl Modern Imly (Princeton NJ Princeton University Press 1993) and

862 ASIAN SURVEY VOL XXXVIII KO 9 SEPTEMBER 1998

thought may not forward communitarian ideas in the same way that the West does but the existence of some of these same virtues in Asian philosophy indicates that East Asians can be as receptive to democratic virtues as Wes- teiners are held to be23

Traditional Societies and Political Development

Is the soft authoritarianism or Asian-style democracy of East Asia in fact a hybrid regime model or is it really a case of the passing of a traditional regime type I have already suggested at the outset of this asticle that what is being considered here is really a handful of cases where regimes have not completed their transition to democracy A few decades ago few policy makers in the West paid much attention to rights violations committed by authoritarian regimes in East Asia It was accepted that these regimes were not democratic but at some time may become so This view was supported by the low level of economic development in East Asia that existed during the 1950s and 1960s The economic miracles had not yet occurred and little was said about political repression and the lack of political development in the region Much the same situation obtains today in other parts of the world Even though the West is more concerned with human rights violations and lagging development in the Third World than was the case in the 1950s Westeiners actually pay very little attention to countries whose level of de- velopment fails to command their respect in regards to economic might and regional power configurations Prestige is gained today by having a strong vibrant economy and a highly developed political system namely democ- racy

China does command respect today for several reasons Strategically China is poised to become a superpower It is already a regional power mili- tarily and its economic strength has grown impressively since 1978 There have been fundamental economic and social reforms that have sparked the imagination of some in the West to think that China could be on the road to democratization South Korea Taiwan Thailand Singapore and other East Asian states have also seen strong economic growth and evolution in their political systems For these reasons the West has taken a keen interest in the development of those states When the US becomes interested in other

Bowling Alone Americas Declining Social Capital JOD (January 1995) and Daniel A Bell Democracy in Confucian Societies The Challeuge of Justification in Tovarils Illiberal De- nzociacy in Pacgc Asin ed Daniel A Bell et al (Oxford St Martins 1995) pp 36-40

23 Edward Shils Reflections on Civil Society and Civility in Chinese Intellectual Tradi- tion in Coizfi(cintz Traditions in East Asintz Modernio Moral Educntiorl cirld Ecorzonlic Cnltnre in Jripan nnd the Four Mini Drrigons ed Tu JVeiming (Cambridge Harvard University Press 1996)

countries affairs there is likely to be conflict when its norms of political rights clash with the norms authoritarian regimes employ to maintain political power For this reason South Korea and Taiwan were sharply criticized by Washington during the late 1980s for withholding political rights while Washington paid relatively little attention to far grosser violations of rights in other countries of the world Similarly Singapore China North ICorea and others are now way out of step compared to other countries in the region who respect rights Japan South Korea Taiwan and others have either democra- tized or taken significant measures to liberalize their political systems It is in the Wests interest to keep the liberalization process going until democra- cies have consolidated and rights are respected throughout Asia Here is where the problem lies for those who have accepted the Asian-style democ- racy model as an honorable domain for a regime to aspire to Because the process of liberalization is a difficult one leaders get caught between two worlds-one authoritarian the other democratic All of the countries in East Asia that claim to have different cultural needs than the West are coming from conditions shifting from scarcity to security in terms of socioeconomic well-being But as Ronald Inglehart suggests the process of democratic so- cialization has not yet caught up with the forces of economic modernization This has meant that the various aspects of traditional authority still in force will take perhaps another generation or more to change Even then those societies will have to learn a new culture of liberty and rights24 Again what Tocqueville observed on his visit to America is telling He found that de- mocracy in terms of accepting a tradition of political rights and strong reli- ance on supportive virtues created a democratic ethic that penetrated even churches and family life For most of these East Asian countries the process of liberalization is well underway with policies in place to improve literacy and increase both access to information and participation in economic and- to a limited degree-political decision making Modernization theorists have for some time pointed out that these are the very processes that encourage the passing of traditional society Authoritarians introduce legal-rational social structures that eventually lead to elite conflict compromise and a democratic compact

The view I am presenting here is not without controversy Many if not most comparativists have tended to disregard the importance of the linear model of political development in lieu of the model of democratization intro- duced by Whitehead Schmitter ODonnell and others who emphasize the

24 Ronald Inglehart Modenzizcirion cirzd Posr~nodenzizariorz C ~ l r ~ ~ m l Ecorzornic cirzd Polit- ical Change irz 43 Societies (Princeton NJ Princeton University Press 1997) especially pp 11 15 and 33 and Chapter Two

864 ASIAN SURVEY VOL XXXVIII NO 9 SEPTEMBER 1998

importance of short term negotiations and compromise^^^ But political or economic moments are not likely to take place unless there is enough eco- nomic specialization differences in opinion about social welfare and polit- ical disagreement to encourage opposition leaders and critics within govein- ment to challenge traditional bases of power What country in East Asia has not had to meet the demands of an opposition in the course of economic development On their own governments do not have enough information or ideas to be able to provide answers to all of a societys problems as a country develops Singapore may eventually reach a point where the govern- ment will have to relent and seek the advice of opposition politicians and end their suppression of free speech and other policies China is not going to be able to hold back the forces of modernization for long without having to accommodate some alternative governance views It has already done so But the Beijing leadership will have to compromise more or risk political disintegration These are the lessons of South Korea Taiwan and the Philip- pines and it is a lesson that is being learned anew as each country in East Asia continues to meet the demands of their lnodernizing societies

Does all this mean that there is no Asian road to democracy There is no doubt culture plays a significant role in how countries democratize Scholars have shown that cultural differences have an effect on when and in some respects how a country democratizes Countries with dominant Catholic populations generally democratize more slowly than do countries with dorni- nant Protestant population^^^ Similarly the patterns of both authoritarian- ism and political liberalization differ in Catholic and Protestant countries27 So how might East Asian countries democratize Will there be a wholesale rejection of Western-style liberalism with its reliance on rights and virtues

In some respects the East Asian suspicion of rights is good The Ameri- can founders hoped both that people would be jealous of their rights but at the same time that the new republic would rely more on Christian virtues to govern their own lives and their families than on political rights Compro- mise fair play tolerance and moderation are essential to the maintenance of a vibrant democracy Hence in some respects Asias slow acceptance of rights creates no need for alarm As governments and people learn to work

25 Guillermo ODonnell and Philippe Schmitter Trnrzsitiorzs froin Authoritnrinn Rule Ten- tative Conclusions About Urzcertairz Denzocrncies (Baltimore Johns Hopkins University Press 1986) pp 40-41

26 Samuel P Huntington The Third W7n11e Democmtizntion in the Late T~verztietll Centlrr) (Norman Okla University of Oklahoma Press 1991) pp 75-85

27 Juan J Linz and Alfred Stepan Probleins of Deinocmtic Tiarzsition and Consolidation Souillern Europe South America nnd Post-Coi~zinunist Eltrope (Baltimore Johns Hopkins Uni- versity Press 1996) p 453

STEVEN J HOOD 865

together and compromises are made democracy is learned just as it is every-where else in the world

There are some areas where Asian-characteristics of the liberalization and democratization process can be anticipated

Political leaders both conservatives clinging to power and reformers who want to liberalize the system will practice a fair degree of Confucian paternalism They will use language that sustains their authority as morally good suggesting that they are better informed than the masses and have skills that make them uniquely quali-fied to lead the people

Like most authoritarian regimes economic and political crises will test Confucian ways of running government Moral appeals will continue to be made but rights and legal language will find greater acceptance Government leaders will be held individually responsible for specific policies This will erode support for traditiori-a1 leaders who previously paid little or no attention to democratic accountability

As authority is challenged a new virtue based on compromise and the sharing of information among political and economic elites will penetrate society Private or-ganizations will take on democratic aspects and Confucian loyalties will come into question if they contradict democratic practices Family relationships will retain Confucian characteristics though the relationship between children and parents will be somewhat more akin to family life in the West where the structure of the family is less hierarchical

Though rights will continue to be held in suspicion confidence will be built upon the assumption that basic rights can usually be equated with moral living Hence popular claims will be made that Asian rights are unique and universal

The tension between liberal rights and communitarian principles will always be present in Asian democracies just as it is in the West There will be greater discus-sion among scholars across the globe about this tension Minor differences over how rights are viewed in East Asia and the rest of the world will continue to be pointed out even though these differences will be insignificant

Thus the Asian path to democracy likely will follow the paths taken by other countries in other parts of the world though there will be distinctive Asian characteristics The important thing for Asians and non-Asians to re-member is that the usurpation of rights by government leaders is neither a cultural right nor a cornmunitarian virtue There is a growing international consensus on rights language and democratic virtues It is the commonality of this discussion that is crucial for the health of democratic societies

Sharing a Liberal Heritage Some Asian leaders and perhaps some scholars who study Asia feel uncom-fortable in accepting the principles of liberalism in an Asian setting Since liberalism has its roots in the intellectual and religious traditions of the West it is deemed inappropriate for Asian countries While it is true that liberalism was first developed in the West this does not mean it is a tradition that is

866 ASIAN SURVEY VOI XXXVIII NO 9 SEPTEMBER 1998

exclusively owned by Westerners Liberalism itself is a recognition of the inherent worth of individuals and free societies Citizens in liberal societies readily point out that liberty and tmst are missing in authoritarian regimes Because they are missing individual potential is thwarted arbitrary rules are enforced from above evil is not punished by established norms of justice and civil society is riot possible Asian leaders are correct to point out the contradictions in Western states that have abandoned communitarian values and as a result have suffered in terms of rampant crime and social and famil- ial decay This is not the fault of liberalism however The existence of soci- eties that esteem family values does not suggest that democracy or liberal rights are inappropriate Similarly societies claiming strong communitarian notions of cooperation harmony and consensus can adopt a rights tradition Contemporary literature suggests all these ideals are important for the main- tenance of democracy28

Francis Fukuyamas now famous suggestion that we are reaching the end of history and that democracy is a global phenomenon may be premature29 But it is true that in East Asia and throughout the world authoritarian regimes are collapsing A successful authoritarian regime is able to restrict power to a small ruling elite or single sovereign That model of governance has been in decline for some time in East Asia Authoritarianism leaves nothing for gov- ernments and people to aspire to Even Chinese scholars who prior to the crisis at Tiananmen had discussed various kinds of authoritarianism as an alternative to communism have abandoned this notion Their interests have turned directly to dem~cra t i za t ion ~~ Democracy is much less limiting and ultimately more adept at fulfilling human needs and desires than authoritari- anism For this reason in spite of the efforts of Lee Kuan Yew and Jiang Zemin Tocqueville was correct when he proclaimed that any attempt to check democracy would be an attempt to resist an i n e ~ i t a b i l i t y ~ ~ While de- mocracies may differ somewhat in structure and process there is only the liberal model of democracy All others claiming unique status are authorita- rian regimes or regimes that have not yet completed the transition to democ- racy

28 See for instance Jean Bethke Elshtain Deinocrc~c~oil Trial (IVew York Basic Books 1995) and Thornas L Pangle The Enobli~lg of Dernocrac~ Tlze Chciller~ge of the Posrrnodem Age (Baltimore Johns Hopkins University Press 1992)

29 Francis Fukuyarna The End of History and rile Last Mail (New York Free Press 1992) 30 See He Baogang Tile Denzocrntic I~nplicnfions of Civil Socieh irt Cltinn (New York St

klartins Press 1997) and Tlte Der~~oc~wtizfltion of Clliila (London Routledge 1996) 31 Alexis de Tocqueville De~nocmcy in Ainericn trans by George Lawrence ed by J P

Meyer (IVew York Harper Perennial 1966) vol 1 p 7

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STEVEN J HOOD 857

hope that Asian-style democracy will evolve into a form of democracy more in keeping with that found in the West Afterall Confucianism like other cultural systems can pick and choose those cultural elements that fit with the political order one is trying to build12 Such claims are based on the assumption that East Asia puts the community first thereby establishing eco- nomic and social rights whereas the West has failed in this regard They also argue Asians are not as likely to want to protest government policies and are neither as suspicious of government nor as jealous of their rights as are indi- vidualist Westerners l3

Some Thoughts on Community and Individualism

Nearly all of the claims made by those sympathetic to the Asian-style democ- racy argument center on the idea of East Asians desires to place the needs of the group above those of the individual In too many cases scholars have accepted this view without much qualificatio~l or explanation yet there is substantial evidence that there are other views and practices in East Asia that contradict the assumption of collective over individual rights

Not all scholars are in agreement that Confucianism leads to collectivism In his study of social capital and trust in economic systems Francis Fukuyama found that individuals in most countries in East Asia demonstrated little trust for people outside of their immediate families and patron-client business relations14 Fukuyama believes Confucianism has taught the Chi- nese and other Asians to look first to the family and a few patrons and clients outside of it when seeking people with whom to do business This has re- sulted in low levels of the trust needed for building small firms into larger ones and improving their ability to compete with the Japanese and the West in a more dynamic way Other scholars have found the same thing and indi- cate that culturally business owners in Confucian societies tend not to be as willing to look out for the good of their companies and countries as they should because of their desire to keep control within the family15 The Chi- nese sociologist Fei Xiaotong blames Confilcianism for this lack of trust within society He argues that rather than Confilcianism building a family ethic for society Confucianism actually encourages Chinese to look out for

12 Fukuyama The Illusion of Exceptionalisin p 148 13 For a critique of this position see Tatsuo Iiioue Liberal Democracy and Asian Values

in Tlze Ensr Asinrz Ci7iillerzge for Hzrrnnn Riglzrs 14 Francis Fukuyama Trzlsr Tlze Social Viirzles nrzd rite Crenriorz of Piospeiit (New York

Free Press 1995) 15 Karl J Fields Erzterpiise nizd tile Srcire irz Koien orid Tainnrz (Ithaca NY Corliell Uni-

versity Press 1995) especially pp 76-77 See also Yung-Myung Kiln Asian-Style Democ- racy A Critique froin East Asia Asirirz Sur~ey 3712 (December 1997) pp 1119-34

858 ASIAN SURVEY VOL XXXVIII NO 9 SEPTEMBER 1998

themselves by relying on complex networks of relationships rather than on well-organized private civic and government institutions similar to those Westerners create16 In a networked society like Chinas Fei argues that individuals learn to use the system to acquire personal goods and services and rarely look out for the good of society

Although some of Feis arguments lack careful analysis and elaboration Confucianism does indeed teach loyalty over morality In demonstrating this point Confucius criticized a government official who boasted that in his country a citizen would turn his father in to the authorities if his father had stolen a sheep Confucius argued it was superior for the father to conceal the misconduct of the son and the son the misconduct of his father-that this was the upright thing to do Similarly the Confucian scholar Mencius argued that a brother would never turn against his brother even if his brother plotted against his life nor would a son turn in his father for murder even if it meant that the son was the emperor and had to give up the throne in order to protect his father from being arrested for such a crime I do not believe East Asian governnlents are in current agreement with Confucius or Mencius in terms of looking out for the good when it comes to the examples used above I am confident that at face value leaders would suggest it is necessary to turn in criminals from ones family in order to protect the interests of society Con- fucian filial piety though most often teaches parents and children to look out for one another and it is the family-not the state the local region or the village-that is the most referred to group in most of the Confucian writings

In this regard the emphasis on family differs very little from the situation John Locke faced when trying to break down the way people thought about families in order to pave the way for a liberal regime Locke sets out in his First and Second Treatise of Gover~zznzent to break family authority and loy- alty by trying to dispel the belief that natural law has given fathers all author- ity in family life and that this authority came from God He furthermore wanted to explain away the role of the divine from public life in order to create rights to own property These were necessaiy first steps in getting human beings to understand their natural rights In this regard proponents who argue for the unique group-oriented concern that East Asians supposedly hold on to would do well to consider that the roots of authoritarianism in the West also belong to a hierarchical structure where the authority of fathers and political leaders was unexamined

Chinese leaders in part following the lead of Lee Kuan Yew have been some of the most vocal advocates of the collectivist claim citing both tradi- tional Chinese cultural concerns for community over individual and Marxist

16 Fei Xiaotong Froril the Soil The Fo~rrzdcitioi~s of Chinese Sociep trans by Gary G Hamilton and Wang Zheng (Berkeley University of California Press 1992)

justifications for the same The Chinese government suggests Chinese people are different from Westerners in that they have different historical back- grounds social systems and cultural traditions as well as a different tradition of human rights For China this means that the focus must be on economic cultural and social rights above those of the individual17 At one time the KMT regime on Taiwan used to make similar comments in explaining why it was necessary for the party to maintain its monopoly of political power over the people As liberalization eventually gave way to democracy the party found itself seeking legitimacy through the ballot box and other conventional ways that political parties seek legitimacy in established democratic systems Since its authoritarian days the KMT has offered formal apologies for the denial of citizens rights during the period of martial law and admitted mis- takes in usurping power

The Meiji reformers who wrote Japans pre-war Constitution also made special claims that Japan did not need Western concepts of liberalism and could stand on traditional Japanese values That very idea proved problem- atic for democratic reformers after the Second World War and has continued during the period of LDP dominance up to the 1993 party split and even in part to today Some observers openly wonder if the democratic experiment will continue in Japan unless the system transforms itself into a regime more like those found in the Westls Former South Korean leaders former Philip- pine President Ferdinand Marcos and others have all pointed to special ex- ceptions that prevented the realization of democracy in their respective coun- tries almost none of which are taken seriously now that democracy has taken hold in these countries Furthermore such claims are not unique to Asia Current Peruvian President Alberto Fujimori advocated taking personal con- trol of the political system in his country to guide it through a period of economic and political stalemate and uncertainty Democracy it has been claimed cluttered the prospects for prosperity and security in Peru Military officers in Chile decided the countrys situation by the early 1970s warranted overthrowing a democratically elected regime in order to save the country because Chiles special conditions begged for strong government authority to prevent the democratically elected leaders from ruining the country Similar arguments have been made in Eastern Europe where former communists and nationalist leaders have pointed to unique situations that warrant authoritarian regimes of whatever sort rather than the confusion and messiness of democ- racy Beyond individual leaders single party states are generally a menace to democracy and constitute one of the major obstacles preventing democratiz-

17 State Council of the Peoples Republic of China Hcrnniz Rights in CI~irln (November 1991) in Beijirzg Review 4445 (November 3-10 1991) pp 8-9 17

18 Haruhiro Fukui and Shigelco N Fukai Japan in 1996 Between Hope and Uncertainty Asirir~ Slrrcey 37l (January 1997) p 28

860 ASIAK SURVEY VOL XXXVIII NO 9 SEPTERIBER 1998

ing regimes from becoming consolidated19 In addition with the exception of the PAP in Singapore parties once dominant in East Asian states have become less so and increasingly corrupt Broad-based government support has weakened and public cynicism has increased

Government leaders who espouse Asian values often do so out of a fear of chaos They envision democracy in new states to be volatile and established Western democracies to be in decline This view is in part a reflection of these leaders distrust toward their own populations Machiavelli advised the prince to always be on the alert against the people and those around him and much the same ethic is at work in part-authoritarian and part-democratic soci- eties Montesquieu pointed out that what makes authoritarian regimes dan- gerous is not that the leader holds all power over the people rather they are dangerous because the people fear the leaders and the leaders the people thus making the leaders suspicious of those around them including even so-called loyal associates This can be seen in the tight discipline inferiors are ex- pected to demonstrate as authoritarian superiors keep a watchful eye Lee Kuan Yew may not hold a formal government post but he has the power to replace leaders who do not go by the rules he established within the Sin- gaporean hierarchy Similarly Hu Yaobang may have been Deng Xiaopings close associate as was Zhao Ziyang but in an authoritarian regime survival is the first principal superiors operate by In a question of survival therefore Hu and Zhao were expendable

Authoritarians use ideology to justify their rule just as a democratic regime relies on its own There is a difference however A democracy generally relies on its philosophical foundations to teach patriotism and bolster the re- gime through means of support both active (voting campaigning voicing political opinions seeking redress of grievances) and passive (belonging to civic organizations obeying the law teaching virtues of self-reliance practic- ing tolerance) Authoritarian ideology may also have normative purposes but in large measure propaganda is used to maintain and legitimize the re- gimes monopoly on power over the people For this reason authoritarian ideologies are very similar in their approaches pointing to the unique or spe- cial problems of a country the resolution of which necessitates authoritarian control or the temporary suspension of democratic practices When such problems start to lose their importance regimes begin to rely on legal-ra- tional justifications to legitimize their rule20 This in turn results in calls to liberalize regimes The governments of Singapore and China have reacted to their fear of chaos by claiming unique Asian values In this way they can put

19 Samuel P Huntington Democracy for the Long Haul JOD 72 (April 1996) pp 8-9 20 Samuel P Huntington and Clement H Moore Authoritarian Politics in ~Moderrz Sociew

The Djnnrizics of Established One-Party Sjsterns (New York Basic Books 1970) especially pp 32-40

off having to wrestle with democratization Their arguments as to why they are culturally unique are intellectually weak and not supported by other states in the East Asian region that are already progressing along the democratic path In short East Asian authoritarians are really no different from leaders in other regions of the world who call for the suspension of democracy or claim to have found a better alternative that suits their individual countries

In these pre-democratic societies power configurations would have to be changed if rights of the people were recognized In the most basic analysis rights are what people want-not simply to gratify selfish interests as some might claim but because there is a sense of justice inherent in the concept of individual rights Indeed Hegel argued that it is this sense of freedom and justice that legitimizes and brings about the realization of political rights If there is a people with a sense of justice a sense of freedom rights are the most logical outcome and the safest way of ensuring the dignity of individu- als and the creation of civil society

The question that needs to be asked however is would the establishment of individual political rights harm a society that did emphasize collective over individual rights It is true that communitarian concerns can be eroded by too much reliance on rights Tocqueville found in the early American repub- lic a possible answer to this question He believed the American system worked because Americans believed themselves to be completely equal in their rights and privileges to every other person This was in part an out- growth of Colonial Americas puritan past but also because democracy had changed much about American society for the better Instead of becoming a country of disinterested and selfish individuals Americans had learned to organize themselves into all kinds of civic organizations some with political purposes but most without an immediate one The ethic within these organi- zations was democratic and the general feeling was that no person should esteem him or herself above others21 It is in this regard that one discovers two things The first is that the West has come to pay too much attention to individual rights at the expense of virtues that enable societies to strengthen communitarianism This would in part account for the social malaise in the West that Asian leaders find so disturbing The second is that the establish- ment of democracy does not mean an end to meaningful family life nor an end of concern for societys needs This point is reaffirmed by Bellah Put- nam Bell and others who argue that communitarian principles (democratic virtues) are what facilitate and protect community life22 Asian political

21 Sanford Kessler Tocquevilles Ci1il Religion American Christianity and the Prospects for Freeclotn (Albany NY State University of New York Press 1994)

22 Robert N Bellah et al Habits of the Heart Individ~mlism cmcl Commitment in American L+ (Berkeley University of California Press 1985) Robeit D Putnam Making Democracj Work Civic Trcidilions irl Modern Imly (Princeton NJ Princeton University Press 1993) and

862 ASIAN SURVEY VOL XXXVIII KO 9 SEPTEMBER 1998

thought may not forward communitarian ideas in the same way that the West does but the existence of some of these same virtues in Asian philosophy indicates that East Asians can be as receptive to democratic virtues as Wes- teiners are held to be23

Traditional Societies and Political Development

Is the soft authoritarianism or Asian-style democracy of East Asia in fact a hybrid regime model or is it really a case of the passing of a traditional regime type I have already suggested at the outset of this asticle that what is being considered here is really a handful of cases where regimes have not completed their transition to democracy A few decades ago few policy makers in the West paid much attention to rights violations committed by authoritarian regimes in East Asia It was accepted that these regimes were not democratic but at some time may become so This view was supported by the low level of economic development in East Asia that existed during the 1950s and 1960s The economic miracles had not yet occurred and little was said about political repression and the lack of political development in the region Much the same situation obtains today in other parts of the world Even though the West is more concerned with human rights violations and lagging development in the Third World than was the case in the 1950s Westeiners actually pay very little attention to countries whose level of de- velopment fails to command their respect in regards to economic might and regional power configurations Prestige is gained today by having a strong vibrant economy and a highly developed political system namely democ- racy

China does command respect today for several reasons Strategically China is poised to become a superpower It is already a regional power mili- tarily and its economic strength has grown impressively since 1978 There have been fundamental economic and social reforms that have sparked the imagination of some in the West to think that China could be on the road to democratization South Korea Taiwan Thailand Singapore and other East Asian states have also seen strong economic growth and evolution in their political systems For these reasons the West has taken a keen interest in the development of those states When the US becomes interested in other

Bowling Alone Americas Declining Social Capital JOD (January 1995) and Daniel A Bell Democracy in Confucian Societies The Challeuge of Justification in Tovarils Illiberal De- nzociacy in Pacgc Asin ed Daniel A Bell et al (Oxford St Martins 1995) pp 36-40

23 Edward Shils Reflections on Civil Society and Civility in Chinese Intellectual Tradi- tion in Coizfi(cintz Traditions in East Asintz Modernio Moral Educntiorl cirld Ecorzonlic Cnltnre in Jripan nnd the Four Mini Drrigons ed Tu JVeiming (Cambridge Harvard University Press 1996)

countries affairs there is likely to be conflict when its norms of political rights clash with the norms authoritarian regimes employ to maintain political power For this reason South Korea and Taiwan were sharply criticized by Washington during the late 1980s for withholding political rights while Washington paid relatively little attention to far grosser violations of rights in other countries of the world Similarly Singapore China North ICorea and others are now way out of step compared to other countries in the region who respect rights Japan South Korea Taiwan and others have either democra- tized or taken significant measures to liberalize their political systems It is in the Wests interest to keep the liberalization process going until democra- cies have consolidated and rights are respected throughout Asia Here is where the problem lies for those who have accepted the Asian-style democ- racy model as an honorable domain for a regime to aspire to Because the process of liberalization is a difficult one leaders get caught between two worlds-one authoritarian the other democratic All of the countries in East Asia that claim to have different cultural needs than the West are coming from conditions shifting from scarcity to security in terms of socioeconomic well-being But as Ronald Inglehart suggests the process of democratic so- cialization has not yet caught up with the forces of economic modernization This has meant that the various aspects of traditional authority still in force will take perhaps another generation or more to change Even then those societies will have to learn a new culture of liberty and rights24 Again what Tocqueville observed on his visit to America is telling He found that de- mocracy in terms of accepting a tradition of political rights and strong reli- ance on supportive virtues created a democratic ethic that penetrated even churches and family life For most of these East Asian countries the process of liberalization is well underway with policies in place to improve literacy and increase both access to information and participation in economic and- to a limited degree-political decision making Modernization theorists have for some time pointed out that these are the very processes that encourage the passing of traditional society Authoritarians introduce legal-rational social structures that eventually lead to elite conflict compromise and a democratic compact

The view I am presenting here is not without controversy Many if not most comparativists have tended to disregard the importance of the linear model of political development in lieu of the model of democratization intro- duced by Whitehead Schmitter ODonnell and others who emphasize the

24 Ronald Inglehart Modenzizcirion cirzd Posr~nodenzizariorz C ~ l r ~ ~ m l Ecorzornic cirzd Polit- ical Change irz 43 Societies (Princeton NJ Princeton University Press 1997) especially pp 11 15 and 33 and Chapter Two

864 ASIAN SURVEY VOL XXXVIII NO 9 SEPTEMBER 1998

importance of short term negotiations and compromise^^^ But political or economic moments are not likely to take place unless there is enough eco- nomic specialization differences in opinion about social welfare and polit- ical disagreement to encourage opposition leaders and critics within govein- ment to challenge traditional bases of power What country in East Asia has not had to meet the demands of an opposition in the course of economic development On their own governments do not have enough information or ideas to be able to provide answers to all of a societys problems as a country develops Singapore may eventually reach a point where the govern- ment will have to relent and seek the advice of opposition politicians and end their suppression of free speech and other policies China is not going to be able to hold back the forces of modernization for long without having to accommodate some alternative governance views It has already done so But the Beijing leadership will have to compromise more or risk political disintegration These are the lessons of South Korea Taiwan and the Philip- pines and it is a lesson that is being learned anew as each country in East Asia continues to meet the demands of their lnodernizing societies

Does all this mean that there is no Asian road to democracy There is no doubt culture plays a significant role in how countries democratize Scholars have shown that cultural differences have an effect on when and in some respects how a country democratizes Countries with dominant Catholic populations generally democratize more slowly than do countries with dorni- nant Protestant population^^^ Similarly the patterns of both authoritarian- ism and political liberalization differ in Catholic and Protestant countries27 So how might East Asian countries democratize Will there be a wholesale rejection of Western-style liberalism with its reliance on rights and virtues

In some respects the East Asian suspicion of rights is good The Ameri- can founders hoped both that people would be jealous of their rights but at the same time that the new republic would rely more on Christian virtues to govern their own lives and their families than on political rights Compro- mise fair play tolerance and moderation are essential to the maintenance of a vibrant democracy Hence in some respects Asias slow acceptance of rights creates no need for alarm As governments and people learn to work

25 Guillermo ODonnell and Philippe Schmitter Trnrzsitiorzs froin Authoritnrinn Rule Ten- tative Conclusions About Urzcertairz Denzocrncies (Baltimore Johns Hopkins University Press 1986) pp 40-41

26 Samuel P Huntington The Third W7n11e Democmtizntion in the Late T~verztietll Centlrr) (Norman Okla University of Oklahoma Press 1991) pp 75-85

27 Juan J Linz and Alfred Stepan Probleins of Deinocmtic Tiarzsition and Consolidation Souillern Europe South America nnd Post-Coi~zinunist Eltrope (Baltimore Johns Hopkins Uni- versity Press 1996) p 453

STEVEN J HOOD 865

together and compromises are made democracy is learned just as it is every-where else in the world

There are some areas where Asian-characteristics of the liberalization and democratization process can be anticipated

Political leaders both conservatives clinging to power and reformers who want to liberalize the system will practice a fair degree of Confucian paternalism They will use language that sustains their authority as morally good suggesting that they are better informed than the masses and have skills that make them uniquely quali-fied to lead the people

Like most authoritarian regimes economic and political crises will test Confucian ways of running government Moral appeals will continue to be made but rights and legal language will find greater acceptance Government leaders will be held individually responsible for specific policies This will erode support for traditiori-a1 leaders who previously paid little or no attention to democratic accountability

As authority is challenged a new virtue based on compromise and the sharing of information among political and economic elites will penetrate society Private or-ganizations will take on democratic aspects and Confucian loyalties will come into question if they contradict democratic practices Family relationships will retain Confucian characteristics though the relationship between children and parents will be somewhat more akin to family life in the West where the structure of the family is less hierarchical

Though rights will continue to be held in suspicion confidence will be built upon the assumption that basic rights can usually be equated with moral living Hence popular claims will be made that Asian rights are unique and universal

The tension between liberal rights and communitarian principles will always be present in Asian democracies just as it is in the West There will be greater discus-sion among scholars across the globe about this tension Minor differences over how rights are viewed in East Asia and the rest of the world will continue to be pointed out even though these differences will be insignificant

Thus the Asian path to democracy likely will follow the paths taken by other countries in other parts of the world though there will be distinctive Asian characteristics The important thing for Asians and non-Asians to re-member is that the usurpation of rights by government leaders is neither a cultural right nor a cornmunitarian virtue There is a growing international consensus on rights language and democratic virtues It is the commonality of this discussion that is crucial for the health of democratic societies

Sharing a Liberal Heritage Some Asian leaders and perhaps some scholars who study Asia feel uncom-fortable in accepting the principles of liberalism in an Asian setting Since liberalism has its roots in the intellectual and religious traditions of the West it is deemed inappropriate for Asian countries While it is true that liberalism was first developed in the West this does not mean it is a tradition that is

866 ASIAN SURVEY VOI XXXVIII NO 9 SEPTEMBER 1998

exclusively owned by Westerners Liberalism itself is a recognition of the inherent worth of individuals and free societies Citizens in liberal societies readily point out that liberty and tmst are missing in authoritarian regimes Because they are missing individual potential is thwarted arbitrary rules are enforced from above evil is not punished by established norms of justice and civil society is riot possible Asian leaders are correct to point out the contradictions in Western states that have abandoned communitarian values and as a result have suffered in terms of rampant crime and social and famil- ial decay This is not the fault of liberalism however The existence of soci- eties that esteem family values does not suggest that democracy or liberal rights are inappropriate Similarly societies claiming strong communitarian notions of cooperation harmony and consensus can adopt a rights tradition Contemporary literature suggests all these ideals are important for the main- tenance of democracy28

Francis Fukuyamas now famous suggestion that we are reaching the end of history and that democracy is a global phenomenon may be premature29 But it is true that in East Asia and throughout the world authoritarian regimes are collapsing A successful authoritarian regime is able to restrict power to a small ruling elite or single sovereign That model of governance has been in decline for some time in East Asia Authoritarianism leaves nothing for gov- ernments and people to aspire to Even Chinese scholars who prior to the crisis at Tiananmen had discussed various kinds of authoritarianism as an alternative to communism have abandoned this notion Their interests have turned directly to dem~cra t i za t ion ~~ Democracy is much less limiting and ultimately more adept at fulfilling human needs and desires than authoritari- anism For this reason in spite of the efforts of Lee Kuan Yew and Jiang Zemin Tocqueville was correct when he proclaimed that any attempt to check democracy would be an attempt to resist an i n e ~ i t a b i l i t y ~ ~ While de- mocracies may differ somewhat in structure and process there is only the liberal model of democracy All others claiming unique status are authorita- rian regimes or regimes that have not yet completed the transition to democ- racy

28 See for instance Jean Bethke Elshtain Deinocrc~c~oil Trial (IVew York Basic Books 1995) and Thornas L Pangle The Enobli~lg of Dernocrac~ Tlze Chciller~ge of the Posrrnodem Age (Baltimore Johns Hopkins University Press 1992)

29 Francis Fukuyarna The End of History and rile Last Mail (New York Free Press 1992) 30 See He Baogang Tile Denzocrntic I~nplicnfions of Civil Socieh irt Cltinn (New York St

klartins Press 1997) and Tlte Der~~oc~wtizfltion of Clliila (London Routledge 1996) 31 Alexis de Tocqueville De~nocmcy in Ainericn trans by George Lawrence ed by J P

Meyer (IVew York Harper Perennial 1966) vol 1 p 7

Page 7: hood-myth of asian style democracy.pdf

858 ASIAN SURVEY VOL XXXVIII NO 9 SEPTEMBER 1998

themselves by relying on complex networks of relationships rather than on well-organized private civic and government institutions similar to those Westerners create16 In a networked society like Chinas Fei argues that individuals learn to use the system to acquire personal goods and services and rarely look out for the good of society

Although some of Feis arguments lack careful analysis and elaboration Confucianism does indeed teach loyalty over morality In demonstrating this point Confucius criticized a government official who boasted that in his country a citizen would turn his father in to the authorities if his father had stolen a sheep Confucius argued it was superior for the father to conceal the misconduct of the son and the son the misconduct of his father-that this was the upright thing to do Similarly the Confucian scholar Mencius argued that a brother would never turn against his brother even if his brother plotted against his life nor would a son turn in his father for murder even if it meant that the son was the emperor and had to give up the throne in order to protect his father from being arrested for such a crime I do not believe East Asian governnlents are in current agreement with Confucius or Mencius in terms of looking out for the good when it comes to the examples used above I am confident that at face value leaders would suggest it is necessary to turn in criminals from ones family in order to protect the interests of society Con- fucian filial piety though most often teaches parents and children to look out for one another and it is the family-not the state the local region or the village-that is the most referred to group in most of the Confucian writings

In this regard the emphasis on family differs very little from the situation John Locke faced when trying to break down the way people thought about families in order to pave the way for a liberal regime Locke sets out in his First and Second Treatise of Gover~zznzent to break family authority and loy- alty by trying to dispel the belief that natural law has given fathers all author- ity in family life and that this authority came from God He furthermore wanted to explain away the role of the divine from public life in order to create rights to own property These were necessaiy first steps in getting human beings to understand their natural rights In this regard proponents who argue for the unique group-oriented concern that East Asians supposedly hold on to would do well to consider that the roots of authoritarianism in the West also belong to a hierarchical structure where the authority of fathers and political leaders was unexamined

Chinese leaders in part following the lead of Lee Kuan Yew have been some of the most vocal advocates of the collectivist claim citing both tradi- tional Chinese cultural concerns for community over individual and Marxist

16 Fei Xiaotong Froril the Soil The Fo~rrzdcitioi~s of Chinese Sociep trans by Gary G Hamilton and Wang Zheng (Berkeley University of California Press 1992)

justifications for the same The Chinese government suggests Chinese people are different from Westerners in that they have different historical back- grounds social systems and cultural traditions as well as a different tradition of human rights For China this means that the focus must be on economic cultural and social rights above those of the individual17 At one time the KMT regime on Taiwan used to make similar comments in explaining why it was necessary for the party to maintain its monopoly of political power over the people As liberalization eventually gave way to democracy the party found itself seeking legitimacy through the ballot box and other conventional ways that political parties seek legitimacy in established democratic systems Since its authoritarian days the KMT has offered formal apologies for the denial of citizens rights during the period of martial law and admitted mis- takes in usurping power

The Meiji reformers who wrote Japans pre-war Constitution also made special claims that Japan did not need Western concepts of liberalism and could stand on traditional Japanese values That very idea proved problem- atic for democratic reformers after the Second World War and has continued during the period of LDP dominance up to the 1993 party split and even in part to today Some observers openly wonder if the democratic experiment will continue in Japan unless the system transforms itself into a regime more like those found in the Westls Former South Korean leaders former Philip- pine President Ferdinand Marcos and others have all pointed to special ex- ceptions that prevented the realization of democracy in their respective coun- tries almost none of which are taken seriously now that democracy has taken hold in these countries Furthermore such claims are not unique to Asia Current Peruvian President Alberto Fujimori advocated taking personal con- trol of the political system in his country to guide it through a period of economic and political stalemate and uncertainty Democracy it has been claimed cluttered the prospects for prosperity and security in Peru Military officers in Chile decided the countrys situation by the early 1970s warranted overthrowing a democratically elected regime in order to save the country because Chiles special conditions begged for strong government authority to prevent the democratically elected leaders from ruining the country Similar arguments have been made in Eastern Europe where former communists and nationalist leaders have pointed to unique situations that warrant authoritarian regimes of whatever sort rather than the confusion and messiness of democ- racy Beyond individual leaders single party states are generally a menace to democracy and constitute one of the major obstacles preventing democratiz-

17 State Council of the Peoples Republic of China Hcrnniz Rights in CI~irln (November 1991) in Beijirzg Review 4445 (November 3-10 1991) pp 8-9 17

18 Haruhiro Fukui and Shigelco N Fukai Japan in 1996 Between Hope and Uncertainty Asirir~ Slrrcey 37l (January 1997) p 28

860 ASIAK SURVEY VOL XXXVIII NO 9 SEPTERIBER 1998

ing regimes from becoming consolidated19 In addition with the exception of the PAP in Singapore parties once dominant in East Asian states have become less so and increasingly corrupt Broad-based government support has weakened and public cynicism has increased

Government leaders who espouse Asian values often do so out of a fear of chaos They envision democracy in new states to be volatile and established Western democracies to be in decline This view is in part a reflection of these leaders distrust toward their own populations Machiavelli advised the prince to always be on the alert against the people and those around him and much the same ethic is at work in part-authoritarian and part-democratic soci- eties Montesquieu pointed out that what makes authoritarian regimes dan- gerous is not that the leader holds all power over the people rather they are dangerous because the people fear the leaders and the leaders the people thus making the leaders suspicious of those around them including even so-called loyal associates This can be seen in the tight discipline inferiors are ex- pected to demonstrate as authoritarian superiors keep a watchful eye Lee Kuan Yew may not hold a formal government post but he has the power to replace leaders who do not go by the rules he established within the Sin- gaporean hierarchy Similarly Hu Yaobang may have been Deng Xiaopings close associate as was Zhao Ziyang but in an authoritarian regime survival is the first principal superiors operate by In a question of survival therefore Hu and Zhao were expendable

Authoritarians use ideology to justify their rule just as a democratic regime relies on its own There is a difference however A democracy generally relies on its philosophical foundations to teach patriotism and bolster the re- gime through means of support both active (voting campaigning voicing political opinions seeking redress of grievances) and passive (belonging to civic organizations obeying the law teaching virtues of self-reliance practic- ing tolerance) Authoritarian ideology may also have normative purposes but in large measure propaganda is used to maintain and legitimize the re- gimes monopoly on power over the people For this reason authoritarian ideologies are very similar in their approaches pointing to the unique or spe- cial problems of a country the resolution of which necessitates authoritarian control or the temporary suspension of democratic practices When such problems start to lose their importance regimes begin to rely on legal-ra- tional justifications to legitimize their rule20 This in turn results in calls to liberalize regimes The governments of Singapore and China have reacted to their fear of chaos by claiming unique Asian values In this way they can put

19 Samuel P Huntington Democracy for the Long Haul JOD 72 (April 1996) pp 8-9 20 Samuel P Huntington and Clement H Moore Authoritarian Politics in ~Moderrz Sociew

The Djnnrizics of Established One-Party Sjsterns (New York Basic Books 1970) especially pp 32-40

off having to wrestle with democratization Their arguments as to why they are culturally unique are intellectually weak and not supported by other states in the East Asian region that are already progressing along the democratic path In short East Asian authoritarians are really no different from leaders in other regions of the world who call for the suspension of democracy or claim to have found a better alternative that suits their individual countries

In these pre-democratic societies power configurations would have to be changed if rights of the people were recognized In the most basic analysis rights are what people want-not simply to gratify selfish interests as some might claim but because there is a sense of justice inherent in the concept of individual rights Indeed Hegel argued that it is this sense of freedom and justice that legitimizes and brings about the realization of political rights If there is a people with a sense of justice a sense of freedom rights are the most logical outcome and the safest way of ensuring the dignity of individu- als and the creation of civil society

The question that needs to be asked however is would the establishment of individual political rights harm a society that did emphasize collective over individual rights It is true that communitarian concerns can be eroded by too much reliance on rights Tocqueville found in the early American repub- lic a possible answer to this question He believed the American system worked because Americans believed themselves to be completely equal in their rights and privileges to every other person This was in part an out- growth of Colonial Americas puritan past but also because democracy had changed much about American society for the better Instead of becoming a country of disinterested and selfish individuals Americans had learned to organize themselves into all kinds of civic organizations some with political purposes but most without an immediate one The ethic within these organi- zations was democratic and the general feeling was that no person should esteem him or herself above others21 It is in this regard that one discovers two things The first is that the West has come to pay too much attention to individual rights at the expense of virtues that enable societies to strengthen communitarianism This would in part account for the social malaise in the West that Asian leaders find so disturbing The second is that the establish- ment of democracy does not mean an end to meaningful family life nor an end of concern for societys needs This point is reaffirmed by Bellah Put- nam Bell and others who argue that communitarian principles (democratic virtues) are what facilitate and protect community life22 Asian political

21 Sanford Kessler Tocquevilles Ci1il Religion American Christianity and the Prospects for Freeclotn (Albany NY State University of New York Press 1994)

22 Robert N Bellah et al Habits of the Heart Individ~mlism cmcl Commitment in American L+ (Berkeley University of California Press 1985) Robeit D Putnam Making Democracj Work Civic Trcidilions irl Modern Imly (Princeton NJ Princeton University Press 1993) and

862 ASIAN SURVEY VOL XXXVIII KO 9 SEPTEMBER 1998

thought may not forward communitarian ideas in the same way that the West does but the existence of some of these same virtues in Asian philosophy indicates that East Asians can be as receptive to democratic virtues as Wes- teiners are held to be23

Traditional Societies and Political Development

Is the soft authoritarianism or Asian-style democracy of East Asia in fact a hybrid regime model or is it really a case of the passing of a traditional regime type I have already suggested at the outset of this asticle that what is being considered here is really a handful of cases where regimes have not completed their transition to democracy A few decades ago few policy makers in the West paid much attention to rights violations committed by authoritarian regimes in East Asia It was accepted that these regimes were not democratic but at some time may become so This view was supported by the low level of economic development in East Asia that existed during the 1950s and 1960s The economic miracles had not yet occurred and little was said about political repression and the lack of political development in the region Much the same situation obtains today in other parts of the world Even though the West is more concerned with human rights violations and lagging development in the Third World than was the case in the 1950s Westeiners actually pay very little attention to countries whose level of de- velopment fails to command their respect in regards to economic might and regional power configurations Prestige is gained today by having a strong vibrant economy and a highly developed political system namely democ- racy

China does command respect today for several reasons Strategically China is poised to become a superpower It is already a regional power mili- tarily and its economic strength has grown impressively since 1978 There have been fundamental economic and social reforms that have sparked the imagination of some in the West to think that China could be on the road to democratization South Korea Taiwan Thailand Singapore and other East Asian states have also seen strong economic growth and evolution in their political systems For these reasons the West has taken a keen interest in the development of those states When the US becomes interested in other

Bowling Alone Americas Declining Social Capital JOD (January 1995) and Daniel A Bell Democracy in Confucian Societies The Challeuge of Justification in Tovarils Illiberal De- nzociacy in Pacgc Asin ed Daniel A Bell et al (Oxford St Martins 1995) pp 36-40

23 Edward Shils Reflections on Civil Society and Civility in Chinese Intellectual Tradi- tion in Coizfi(cintz Traditions in East Asintz Modernio Moral Educntiorl cirld Ecorzonlic Cnltnre in Jripan nnd the Four Mini Drrigons ed Tu JVeiming (Cambridge Harvard University Press 1996)

countries affairs there is likely to be conflict when its norms of political rights clash with the norms authoritarian regimes employ to maintain political power For this reason South Korea and Taiwan were sharply criticized by Washington during the late 1980s for withholding political rights while Washington paid relatively little attention to far grosser violations of rights in other countries of the world Similarly Singapore China North ICorea and others are now way out of step compared to other countries in the region who respect rights Japan South Korea Taiwan and others have either democra- tized or taken significant measures to liberalize their political systems It is in the Wests interest to keep the liberalization process going until democra- cies have consolidated and rights are respected throughout Asia Here is where the problem lies for those who have accepted the Asian-style democ- racy model as an honorable domain for a regime to aspire to Because the process of liberalization is a difficult one leaders get caught between two worlds-one authoritarian the other democratic All of the countries in East Asia that claim to have different cultural needs than the West are coming from conditions shifting from scarcity to security in terms of socioeconomic well-being But as Ronald Inglehart suggests the process of democratic so- cialization has not yet caught up with the forces of economic modernization This has meant that the various aspects of traditional authority still in force will take perhaps another generation or more to change Even then those societies will have to learn a new culture of liberty and rights24 Again what Tocqueville observed on his visit to America is telling He found that de- mocracy in terms of accepting a tradition of political rights and strong reli- ance on supportive virtues created a democratic ethic that penetrated even churches and family life For most of these East Asian countries the process of liberalization is well underway with policies in place to improve literacy and increase both access to information and participation in economic and- to a limited degree-political decision making Modernization theorists have for some time pointed out that these are the very processes that encourage the passing of traditional society Authoritarians introduce legal-rational social structures that eventually lead to elite conflict compromise and a democratic compact

The view I am presenting here is not without controversy Many if not most comparativists have tended to disregard the importance of the linear model of political development in lieu of the model of democratization intro- duced by Whitehead Schmitter ODonnell and others who emphasize the

24 Ronald Inglehart Modenzizcirion cirzd Posr~nodenzizariorz C ~ l r ~ ~ m l Ecorzornic cirzd Polit- ical Change irz 43 Societies (Princeton NJ Princeton University Press 1997) especially pp 11 15 and 33 and Chapter Two

864 ASIAN SURVEY VOL XXXVIII NO 9 SEPTEMBER 1998

importance of short term negotiations and compromise^^^ But political or economic moments are not likely to take place unless there is enough eco- nomic specialization differences in opinion about social welfare and polit- ical disagreement to encourage opposition leaders and critics within govein- ment to challenge traditional bases of power What country in East Asia has not had to meet the demands of an opposition in the course of economic development On their own governments do not have enough information or ideas to be able to provide answers to all of a societys problems as a country develops Singapore may eventually reach a point where the govern- ment will have to relent and seek the advice of opposition politicians and end their suppression of free speech and other policies China is not going to be able to hold back the forces of modernization for long without having to accommodate some alternative governance views It has already done so But the Beijing leadership will have to compromise more or risk political disintegration These are the lessons of South Korea Taiwan and the Philip- pines and it is a lesson that is being learned anew as each country in East Asia continues to meet the demands of their lnodernizing societies

Does all this mean that there is no Asian road to democracy There is no doubt culture plays a significant role in how countries democratize Scholars have shown that cultural differences have an effect on when and in some respects how a country democratizes Countries with dominant Catholic populations generally democratize more slowly than do countries with dorni- nant Protestant population^^^ Similarly the patterns of both authoritarian- ism and political liberalization differ in Catholic and Protestant countries27 So how might East Asian countries democratize Will there be a wholesale rejection of Western-style liberalism with its reliance on rights and virtues

In some respects the East Asian suspicion of rights is good The Ameri- can founders hoped both that people would be jealous of their rights but at the same time that the new republic would rely more on Christian virtues to govern their own lives and their families than on political rights Compro- mise fair play tolerance and moderation are essential to the maintenance of a vibrant democracy Hence in some respects Asias slow acceptance of rights creates no need for alarm As governments and people learn to work

25 Guillermo ODonnell and Philippe Schmitter Trnrzsitiorzs froin Authoritnrinn Rule Ten- tative Conclusions About Urzcertairz Denzocrncies (Baltimore Johns Hopkins University Press 1986) pp 40-41

26 Samuel P Huntington The Third W7n11e Democmtizntion in the Late T~verztietll Centlrr) (Norman Okla University of Oklahoma Press 1991) pp 75-85

27 Juan J Linz and Alfred Stepan Probleins of Deinocmtic Tiarzsition and Consolidation Souillern Europe South America nnd Post-Coi~zinunist Eltrope (Baltimore Johns Hopkins Uni- versity Press 1996) p 453

STEVEN J HOOD 865

together and compromises are made democracy is learned just as it is every-where else in the world

There are some areas where Asian-characteristics of the liberalization and democratization process can be anticipated

Political leaders both conservatives clinging to power and reformers who want to liberalize the system will practice a fair degree of Confucian paternalism They will use language that sustains their authority as morally good suggesting that they are better informed than the masses and have skills that make them uniquely quali-fied to lead the people

Like most authoritarian regimes economic and political crises will test Confucian ways of running government Moral appeals will continue to be made but rights and legal language will find greater acceptance Government leaders will be held individually responsible for specific policies This will erode support for traditiori-a1 leaders who previously paid little or no attention to democratic accountability

As authority is challenged a new virtue based on compromise and the sharing of information among political and economic elites will penetrate society Private or-ganizations will take on democratic aspects and Confucian loyalties will come into question if they contradict democratic practices Family relationships will retain Confucian characteristics though the relationship between children and parents will be somewhat more akin to family life in the West where the structure of the family is less hierarchical

Though rights will continue to be held in suspicion confidence will be built upon the assumption that basic rights can usually be equated with moral living Hence popular claims will be made that Asian rights are unique and universal

The tension between liberal rights and communitarian principles will always be present in Asian democracies just as it is in the West There will be greater discus-sion among scholars across the globe about this tension Minor differences over how rights are viewed in East Asia and the rest of the world will continue to be pointed out even though these differences will be insignificant

Thus the Asian path to democracy likely will follow the paths taken by other countries in other parts of the world though there will be distinctive Asian characteristics The important thing for Asians and non-Asians to re-member is that the usurpation of rights by government leaders is neither a cultural right nor a cornmunitarian virtue There is a growing international consensus on rights language and democratic virtues It is the commonality of this discussion that is crucial for the health of democratic societies

Sharing a Liberal Heritage Some Asian leaders and perhaps some scholars who study Asia feel uncom-fortable in accepting the principles of liberalism in an Asian setting Since liberalism has its roots in the intellectual and religious traditions of the West it is deemed inappropriate for Asian countries While it is true that liberalism was first developed in the West this does not mean it is a tradition that is

866 ASIAN SURVEY VOI XXXVIII NO 9 SEPTEMBER 1998

exclusively owned by Westerners Liberalism itself is a recognition of the inherent worth of individuals and free societies Citizens in liberal societies readily point out that liberty and tmst are missing in authoritarian regimes Because they are missing individual potential is thwarted arbitrary rules are enforced from above evil is not punished by established norms of justice and civil society is riot possible Asian leaders are correct to point out the contradictions in Western states that have abandoned communitarian values and as a result have suffered in terms of rampant crime and social and famil- ial decay This is not the fault of liberalism however The existence of soci- eties that esteem family values does not suggest that democracy or liberal rights are inappropriate Similarly societies claiming strong communitarian notions of cooperation harmony and consensus can adopt a rights tradition Contemporary literature suggests all these ideals are important for the main- tenance of democracy28

Francis Fukuyamas now famous suggestion that we are reaching the end of history and that democracy is a global phenomenon may be premature29 But it is true that in East Asia and throughout the world authoritarian regimes are collapsing A successful authoritarian regime is able to restrict power to a small ruling elite or single sovereign That model of governance has been in decline for some time in East Asia Authoritarianism leaves nothing for gov- ernments and people to aspire to Even Chinese scholars who prior to the crisis at Tiananmen had discussed various kinds of authoritarianism as an alternative to communism have abandoned this notion Their interests have turned directly to dem~cra t i za t ion ~~ Democracy is much less limiting and ultimately more adept at fulfilling human needs and desires than authoritari- anism For this reason in spite of the efforts of Lee Kuan Yew and Jiang Zemin Tocqueville was correct when he proclaimed that any attempt to check democracy would be an attempt to resist an i n e ~ i t a b i l i t y ~ ~ While de- mocracies may differ somewhat in structure and process there is only the liberal model of democracy All others claiming unique status are authorita- rian regimes or regimes that have not yet completed the transition to democ- racy

28 See for instance Jean Bethke Elshtain Deinocrc~c~oil Trial (IVew York Basic Books 1995) and Thornas L Pangle The Enobli~lg of Dernocrac~ Tlze Chciller~ge of the Posrrnodem Age (Baltimore Johns Hopkins University Press 1992)

29 Francis Fukuyarna The End of History and rile Last Mail (New York Free Press 1992) 30 See He Baogang Tile Denzocrntic I~nplicnfions of Civil Socieh irt Cltinn (New York St

klartins Press 1997) and Tlte Der~~oc~wtizfltion of Clliila (London Routledge 1996) 31 Alexis de Tocqueville De~nocmcy in Ainericn trans by George Lawrence ed by J P

Meyer (IVew York Harper Perennial 1966) vol 1 p 7

Page 8: hood-myth of asian style democracy.pdf

justifications for the same The Chinese government suggests Chinese people are different from Westerners in that they have different historical back- grounds social systems and cultural traditions as well as a different tradition of human rights For China this means that the focus must be on economic cultural and social rights above those of the individual17 At one time the KMT regime on Taiwan used to make similar comments in explaining why it was necessary for the party to maintain its monopoly of political power over the people As liberalization eventually gave way to democracy the party found itself seeking legitimacy through the ballot box and other conventional ways that political parties seek legitimacy in established democratic systems Since its authoritarian days the KMT has offered formal apologies for the denial of citizens rights during the period of martial law and admitted mis- takes in usurping power

The Meiji reformers who wrote Japans pre-war Constitution also made special claims that Japan did not need Western concepts of liberalism and could stand on traditional Japanese values That very idea proved problem- atic for democratic reformers after the Second World War and has continued during the period of LDP dominance up to the 1993 party split and even in part to today Some observers openly wonder if the democratic experiment will continue in Japan unless the system transforms itself into a regime more like those found in the Westls Former South Korean leaders former Philip- pine President Ferdinand Marcos and others have all pointed to special ex- ceptions that prevented the realization of democracy in their respective coun- tries almost none of which are taken seriously now that democracy has taken hold in these countries Furthermore such claims are not unique to Asia Current Peruvian President Alberto Fujimori advocated taking personal con- trol of the political system in his country to guide it through a period of economic and political stalemate and uncertainty Democracy it has been claimed cluttered the prospects for prosperity and security in Peru Military officers in Chile decided the countrys situation by the early 1970s warranted overthrowing a democratically elected regime in order to save the country because Chiles special conditions begged for strong government authority to prevent the democratically elected leaders from ruining the country Similar arguments have been made in Eastern Europe where former communists and nationalist leaders have pointed to unique situations that warrant authoritarian regimes of whatever sort rather than the confusion and messiness of democ- racy Beyond individual leaders single party states are generally a menace to democracy and constitute one of the major obstacles preventing democratiz-

17 State Council of the Peoples Republic of China Hcrnniz Rights in CI~irln (November 1991) in Beijirzg Review 4445 (November 3-10 1991) pp 8-9 17

18 Haruhiro Fukui and Shigelco N Fukai Japan in 1996 Between Hope and Uncertainty Asirir~ Slrrcey 37l (January 1997) p 28

860 ASIAK SURVEY VOL XXXVIII NO 9 SEPTERIBER 1998

ing regimes from becoming consolidated19 In addition with the exception of the PAP in Singapore parties once dominant in East Asian states have become less so and increasingly corrupt Broad-based government support has weakened and public cynicism has increased

Government leaders who espouse Asian values often do so out of a fear of chaos They envision democracy in new states to be volatile and established Western democracies to be in decline This view is in part a reflection of these leaders distrust toward their own populations Machiavelli advised the prince to always be on the alert against the people and those around him and much the same ethic is at work in part-authoritarian and part-democratic soci- eties Montesquieu pointed out that what makes authoritarian regimes dan- gerous is not that the leader holds all power over the people rather they are dangerous because the people fear the leaders and the leaders the people thus making the leaders suspicious of those around them including even so-called loyal associates This can be seen in the tight discipline inferiors are ex- pected to demonstrate as authoritarian superiors keep a watchful eye Lee Kuan Yew may not hold a formal government post but he has the power to replace leaders who do not go by the rules he established within the Sin- gaporean hierarchy Similarly Hu Yaobang may have been Deng Xiaopings close associate as was Zhao Ziyang but in an authoritarian regime survival is the first principal superiors operate by In a question of survival therefore Hu and Zhao were expendable

Authoritarians use ideology to justify their rule just as a democratic regime relies on its own There is a difference however A democracy generally relies on its philosophical foundations to teach patriotism and bolster the re- gime through means of support both active (voting campaigning voicing political opinions seeking redress of grievances) and passive (belonging to civic organizations obeying the law teaching virtues of self-reliance practic- ing tolerance) Authoritarian ideology may also have normative purposes but in large measure propaganda is used to maintain and legitimize the re- gimes monopoly on power over the people For this reason authoritarian ideologies are very similar in their approaches pointing to the unique or spe- cial problems of a country the resolution of which necessitates authoritarian control or the temporary suspension of democratic practices When such problems start to lose their importance regimes begin to rely on legal-ra- tional justifications to legitimize their rule20 This in turn results in calls to liberalize regimes The governments of Singapore and China have reacted to their fear of chaos by claiming unique Asian values In this way they can put

19 Samuel P Huntington Democracy for the Long Haul JOD 72 (April 1996) pp 8-9 20 Samuel P Huntington and Clement H Moore Authoritarian Politics in ~Moderrz Sociew

The Djnnrizics of Established One-Party Sjsterns (New York Basic Books 1970) especially pp 32-40

off having to wrestle with democratization Their arguments as to why they are culturally unique are intellectually weak and not supported by other states in the East Asian region that are already progressing along the democratic path In short East Asian authoritarians are really no different from leaders in other regions of the world who call for the suspension of democracy or claim to have found a better alternative that suits their individual countries

In these pre-democratic societies power configurations would have to be changed if rights of the people were recognized In the most basic analysis rights are what people want-not simply to gratify selfish interests as some might claim but because there is a sense of justice inherent in the concept of individual rights Indeed Hegel argued that it is this sense of freedom and justice that legitimizes and brings about the realization of political rights If there is a people with a sense of justice a sense of freedom rights are the most logical outcome and the safest way of ensuring the dignity of individu- als and the creation of civil society

The question that needs to be asked however is would the establishment of individual political rights harm a society that did emphasize collective over individual rights It is true that communitarian concerns can be eroded by too much reliance on rights Tocqueville found in the early American repub- lic a possible answer to this question He believed the American system worked because Americans believed themselves to be completely equal in their rights and privileges to every other person This was in part an out- growth of Colonial Americas puritan past but also because democracy had changed much about American society for the better Instead of becoming a country of disinterested and selfish individuals Americans had learned to organize themselves into all kinds of civic organizations some with political purposes but most without an immediate one The ethic within these organi- zations was democratic and the general feeling was that no person should esteem him or herself above others21 It is in this regard that one discovers two things The first is that the West has come to pay too much attention to individual rights at the expense of virtues that enable societies to strengthen communitarianism This would in part account for the social malaise in the West that Asian leaders find so disturbing The second is that the establish- ment of democracy does not mean an end to meaningful family life nor an end of concern for societys needs This point is reaffirmed by Bellah Put- nam Bell and others who argue that communitarian principles (democratic virtues) are what facilitate and protect community life22 Asian political

21 Sanford Kessler Tocquevilles Ci1il Religion American Christianity and the Prospects for Freeclotn (Albany NY State University of New York Press 1994)

22 Robert N Bellah et al Habits of the Heart Individ~mlism cmcl Commitment in American L+ (Berkeley University of California Press 1985) Robeit D Putnam Making Democracj Work Civic Trcidilions irl Modern Imly (Princeton NJ Princeton University Press 1993) and

862 ASIAN SURVEY VOL XXXVIII KO 9 SEPTEMBER 1998

thought may not forward communitarian ideas in the same way that the West does but the existence of some of these same virtues in Asian philosophy indicates that East Asians can be as receptive to democratic virtues as Wes- teiners are held to be23

Traditional Societies and Political Development

Is the soft authoritarianism or Asian-style democracy of East Asia in fact a hybrid regime model or is it really a case of the passing of a traditional regime type I have already suggested at the outset of this asticle that what is being considered here is really a handful of cases where regimes have not completed their transition to democracy A few decades ago few policy makers in the West paid much attention to rights violations committed by authoritarian regimes in East Asia It was accepted that these regimes were not democratic but at some time may become so This view was supported by the low level of economic development in East Asia that existed during the 1950s and 1960s The economic miracles had not yet occurred and little was said about political repression and the lack of political development in the region Much the same situation obtains today in other parts of the world Even though the West is more concerned with human rights violations and lagging development in the Third World than was the case in the 1950s Westeiners actually pay very little attention to countries whose level of de- velopment fails to command their respect in regards to economic might and regional power configurations Prestige is gained today by having a strong vibrant economy and a highly developed political system namely democ- racy

China does command respect today for several reasons Strategically China is poised to become a superpower It is already a regional power mili- tarily and its economic strength has grown impressively since 1978 There have been fundamental economic and social reforms that have sparked the imagination of some in the West to think that China could be on the road to democratization South Korea Taiwan Thailand Singapore and other East Asian states have also seen strong economic growth and evolution in their political systems For these reasons the West has taken a keen interest in the development of those states When the US becomes interested in other

Bowling Alone Americas Declining Social Capital JOD (January 1995) and Daniel A Bell Democracy in Confucian Societies The Challeuge of Justification in Tovarils Illiberal De- nzociacy in Pacgc Asin ed Daniel A Bell et al (Oxford St Martins 1995) pp 36-40

23 Edward Shils Reflections on Civil Society and Civility in Chinese Intellectual Tradi- tion in Coizfi(cintz Traditions in East Asintz Modernio Moral Educntiorl cirld Ecorzonlic Cnltnre in Jripan nnd the Four Mini Drrigons ed Tu JVeiming (Cambridge Harvard University Press 1996)

countries affairs there is likely to be conflict when its norms of political rights clash with the norms authoritarian regimes employ to maintain political power For this reason South Korea and Taiwan were sharply criticized by Washington during the late 1980s for withholding political rights while Washington paid relatively little attention to far grosser violations of rights in other countries of the world Similarly Singapore China North ICorea and others are now way out of step compared to other countries in the region who respect rights Japan South Korea Taiwan and others have either democra- tized or taken significant measures to liberalize their political systems It is in the Wests interest to keep the liberalization process going until democra- cies have consolidated and rights are respected throughout Asia Here is where the problem lies for those who have accepted the Asian-style democ- racy model as an honorable domain for a regime to aspire to Because the process of liberalization is a difficult one leaders get caught between two worlds-one authoritarian the other democratic All of the countries in East Asia that claim to have different cultural needs than the West are coming from conditions shifting from scarcity to security in terms of socioeconomic well-being But as Ronald Inglehart suggests the process of democratic so- cialization has not yet caught up with the forces of economic modernization This has meant that the various aspects of traditional authority still in force will take perhaps another generation or more to change Even then those societies will have to learn a new culture of liberty and rights24 Again what Tocqueville observed on his visit to America is telling He found that de- mocracy in terms of accepting a tradition of political rights and strong reli- ance on supportive virtues created a democratic ethic that penetrated even churches and family life For most of these East Asian countries the process of liberalization is well underway with policies in place to improve literacy and increase both access to information and participation in economic and- to a limited degree-political decision making Modernization theorists have for some time pointed out that these are the very processes that encourage the passing of traditional society Authoritarians introduce legal-rational social structures that eventually lead to elite conflict compromise and a democratic compact

The view I am presenting here is not without controversy Many if not most comparativists have tended to disregard the importance of the linear model of political development in lieu of the model of democratization intro- duced by Whitehead Schmitter ODonnell and others who emphasize the

24 Ronald Inglehart Modenzizcirion cirzd Posr~nodenzizariorz C ~ l r ~ ~ m l Ecorzornic cirzd Polit- ical Change irz 43 Societies (Princeton NJ Princeton University Press 1997) especially pp 11 15 and 33 and Chapter Two

864 ASIAN SURVEY VOL XXXVIII NO 9 SEPTEMBER 1998

importance of short term negotiations and compromise^^^ But political or economic moments are not likely to take place unless there is enough eco- nomic specialization differences in opinion about social welfare and polit- ical disagreement to encourage opposition leaders and critics within govein- ment to challenge traditional bases of power What country in East Asia has not had to meet the demands of an opposition in the course of economic development On their own governments do not have enough information or ideas to be able to provide answers to all of a societys problems as a country develops Singapore may eventually reach a point where the govern- ment will have to relent and seek the advice of opposition politicians and end their suppression of free speech and other policies China is not going to be able to hold back the forces of modernization for long without having to accommodate some alternative governance views It has already done so But the Beijing leadership will have to compromise more or risk political disintegration These are the lessons of South Korea Taiwan and the Philip- pines and it is a lesson that is being learned anew as each country in East Asia continues to meet the demands of their lnodernizing societies

Does all this mean that there is no Asian road to democracy There is no doubt culture plays a significant role in how countries democratize Scholars have shown that cultural differences have an effect on when and in some respects how a country democratizes Countries with dominant Catholic populations generally democratize more slowly than do countries with dorni- nant Protestant population^^^ Similarly the patterns of both authoritarian- ism and political liberalization differ in Catholic and Protestant countries27 So how might East Asian countries democratize Will there be a wholesale rejection of Western-style liberalism with its reliance on rights and virtues

In some respects the East Asian suspicion of rights is good The Ameri- can founders hoped both that people would be jealous of their rights but at the same time that the new republic would rely more on Christian virtues to govern their own lives and their families than on political rights Compro- mise fair play tolerance and moderation are essential to the maintenance of a vibrant democracy Hence in some respects Asias slow acceptance of rights creates no need for alarm As governments and people learn to work

25 Guillermo ODonnell and Philippe Schmitter Trnrzsitiorzs froin Authoritnrinn Rule Ten- tative Conclusions About Urzcertairz Denzocrncies (Baltimore Johns Hopkins University Press 1986) pp 40-41

26 Samuel P Huntington The Third W7n11e Democmtizntion in the Late T~verztietll Centlrr) (Norman Okla University of Oklahoma Press 1991) pp 75-85

27 Juan J Linz and Alfred Stepan Probleins of Deinocmtic Tiarzsition and Consolidation Souillern Europe South America nnd Post-Coi~zinunist Eltrope (Baltimore Johns Hopkins Uni- versity Press 1996) p 453

STEVEN J HOOD 865

together and compromises are made democracy is learned just as it is every-where else in the world

There are some areas where Asian-characteristics of the liberalization and democratization process can be anticipated

Political leaders both conservatives clinging to power and reformers who want to liberalize the system will practice a fair degree of Confucian paternalism They will use language that sustains their authority as morally good suggesting that they are better informed than the masses and have skills that make them uniquely quali-fied to lead the people

Like most authoritarian regimes economic and political crises will test Confucian ways of running government Moral appeals will continue to be made but rights and legal language will find greater acceptance Government leaders will be held individually responsible for specific policies This will erode support for traditiori-a1 leaders who previously paid little or no attention to democratic accountability

As authority is challenged a new virtue based on compromise and the sharing of information among political and economic elites will penetrate society Private or-ganizations will take on democratic aspects and Confucian loyalties will come into question if they contradict democratic practices Family relationships will retain Confucian characteristics though the relationship between children and parents will be somewhat more akin to family life in the West where the structure of the family is less hierarchical

Though rights will continue to be held in suspicion confidence will be built upon the assumption that basic rights can usually be equated with moral living Hence popular claims will be made that Asian rights are unique and universal

The tension between liberal rights and communitarian principles will always be present in Asian democracies just as it is in the West There will be greater discus-sion among scholars across the globe about this tension Minor differences over how rights are viewed in East Asia and the rest of the world will continue to be pointed out even though these differences will be insignificant

Thus the Asian path to democracy likely will follow the paths taken by other countries in other parts of the world though there will be distinctive Asian characteristics The important thing for Asians and non-Asians to re-member is that the usurpation of rights by government leaders is neither a cultural right nor a cornmunitarian virtue There is a growing international consensus on rights language and democratic virtues It is the commonality of this discussion that is crucial for the health of democratic societies

Sharing a Liberal Heritage Some Asian leaders and perhaps some scholars who study Asia feel uncom-fortable in accepting the principles of liberalism in an Asian setting Since liberalism has its roots in the intellectual and religious traditions of the West it is deemed inappropriate for Asian countries While it is true that liberalism was first developed in the West this does not mean it is a tradition that is

866 ASIAN SURVEY VOI XXXVIII NO 9 SEPTEMBER 1998

exclusively owned by Westerners Liberalism itself is a recognition of the inherent worth of individuals and free societies Citizens in liberal societies readily point out that liberty and tmst are missing in authoritarian regimes Because they are missing individual potential is thwarted arbitrary rules are enforced from above evil is not punished by established norms of justice and civil society is riot possible Asian leaders are correct to point out the contradictions in Western states that have abandoned communitarian values and as a result have suffered in terms of rampant crime and social and famil- ial decay This is not the fault of liberalism however The existence of soci- eties that esteem family values does not suggest that democracy or liberal rights are inappropriate Similarly societies claiming strong communitarian notions of cooperation harmony and consensus can adopt a rights tradition Contemporary literature suggests all these ideals are important for the main- tenance of democracy28

Francis Fukuyamas now famous suggestion that we are reaching the end of history and that democracy is a global phenomenon may be premature29 But it is true that in East Asia and throughout the world authoritarian regimes are collapsing A successful authoritarian regime is able to restrict power to a small ruling elite or single sovereign That model of governance has been in decline for some time in East Asia Authoritarianism leaves nothing for gov- ernments and people to aspire to Even Chinese scholars who prior to the crisis at Tiananmen had discussed various kinds of authoritarianism as an alternative to communism have abandoned this notion Their interests have turned directly to dem~cra t i za t ion ~~ Democracy is much less limiting and ultimately more adept at fulfilling human needs and desires than authoritari- anism For this reason in spite of the efforts of Lee Kuan Yew and Jiang Zemin Tocqueville was correct when he proclaimed that any attempt to check democracy would be an attempt to resist an i n e ~ i t a b i l i t y ~ ~ While de- mocracies may differ somewhat in structure and process there is only the liberal model of democracy All others claiming unique status are authorita- rian regimes or regimes that have not yet completed the transition to democ- racy

28 See for instance Jean Bethke Elshtain Deinocrc~c~oil Trial (IVew York Basic Books 1995) and Thornas L Pangle The Enobli~lg of Dernocrac~ Tlze Chciller~ge of the Posrrnodem Age (Baltimore Johns Hopkins University Press 1992)

29 Francis Fukuyarna The End of History and rile Last Mail (New York Free Press 1992) 30 See He Baogang Tile Denzocrntic I~nplicnfions of Civil Socieh irt Cltinn (New York St

klartins Press 1997) and Tlte Der~~oc~wtizfltion of Clliila (London Routledge 1996) 31 Alexis de Tocqueville De~nocmcy in Ainericn trans by George Lawrence ed by J P

Meyer (IVew York Harper Perennial 1966) vol 1 p 7

Page 9: hood-myth of asian style democracy.pdf

860 ASIAK SURVEY VOL XXXVIII NO 9 SEPTERIBER 1998

ing regimes from becoming consolidated19 In addition with the exception of the PAP in Singapore parties once dominant in East Asian states have become less so and increasingly corrupt Broad-based government support has weakened and public cynicism has increased

Government leaders who espouse Asian values often do so out of a fear of chaos They envision democracy in new states to be volatile and established Western democracies to be in decline This view is in part a reflection of these leaders distrust toward their own populations Machiavelli advised the prince to always be on the alert against the people and those around him and much the same ethic is at work in part-authoritarian and part-democratic soci- eties Montesquieu pointed out that what makes authoritarian regimes dan- gerous is not that the leader holds all power over the people rather they are dangerous because the people fear the leaders and the leaders the people thus making the leaders suspicious of those around them including even so-called loyal associates This can be seen in the tight discipline inferiors are ex- pected to demonstrate as authoritarian superiors keep a watchful eye Lee Kuan Yew may not hold a formal government post but he has the power to replace leaders who do not go by the rules he established within the Sin- gaporean hierarchy Similarly Hu Yaobang may have been Deng Xiaopings close associate as was Zhao Ziyang but in an authoritarian regime survival is the first principal superiors operate by In a question of survival therefore Hu and Zhao were expendable

Authoritarians use ideology to justify their rule just as a democratic regime relies on its own There is a difference however A democracy generally relies on its philosophical foundations to teach patriotism and bolster the re- gime through means of support both active (voting campaigning voicing political opinions seeking redress of grievances) and passive (belonging to civic organizations obeying the law teaching virtues of self-reliance practic- ing tolerance) Authoritarian ideology may also have normative purposes but in large measure propaganda is used to maintain and legitimize the re- gimes monopoly on power over the people For this reason authoritarian ideologies are very similar in their approaches pointing to the unique or spe- cial problems of a country the resolution of which necessitates authoritarian control or the temporary suspension of democratic practices When such problems start to lose their importance regimes begin to rely on legal-ra- tional justifications to legitimize their rule20 This in turn results in calls to liberalize regimes The governments of Singapore and China have reacted to their fear of chaos by claiming unique Asian values In this way they can put

19 Samuel P Huntington Democracy for the Long Haul JOD 72 (April 1996) pp 8-9 20 Samuel P Huntington and Clement H Moore Authoritarian Politics in ~Moderrz Sociew

The Djnnrizics of Established One-Party Sjsterns (New York Basic Books 1970) especially pp 32-40

off having to wrestle with democratization Their arguments as to why they are culturally unique are intellectually weak and not supported by other states in the East Asian region that are already progressing along the democratic path In short East Asian authoritarians are really no different from leaders in other regions of the world who call for the suspension of democracy or claim to have found a better alternative that suits their individual countries

In these pre-democratic societies power configurations would have to be changed if rights of the people were recognized In the most basic analysis rights are what people want-not simply to gratify selfish interests as some might claim but because there is a sense of justice inherent in the concept of individual rights Indeed Hegel argued that it is this sense of freedom and justice that legitimizes and brings about the realization of political rights If there is a people with a sense of justice a sense of freedom rights are the most logical outcome and the safest way of ensuring the dignity of individu- als and the creation of civil society

The question that needs to be asked however is would the establishment of individual political rights harm a society that did emphasize collective over individual rights It is true that communitarian concerns can be eroded by too much reliance on rights Tocqueville found in the early American repub- lic a possible answer to this question He believed the American system worked because Americans believed themselves to be completely equal in their rights and privileges to every other person This was in part an out- growth of Colonial Americas puritan past but also because democracy had changed much about American society for the better Instead of becoming a country of disinterested and selfish individuals Americans had learned to organize themselves into all kinds of civic organizations some with political purposes but most without an immediate one The ethic within these organi- zations was democratic and the general feeling was that no person should esteem him or herself above others21 It is in this regard that one discovers two things The first is that the West has come to pay too much attention to individual rights at the expense of virtues that enable societies to strengthen communitarianism This would in part account for the social malaise in the West that Asian leaders find so disturbing The second is that the establish- ment of democracy does not mean an end to meaningful family life nor an end of concern for societys needs This point is reaffirmed by Bellah Put- nam Bell and others who argue that communitarian principles (democratic virtues) are what facilitate and protect community life22 Asian political

21 Sanford Kessler Tocquevilles Ci1il Religion American Christianity and the Prospects for Freeclotn (Albany NY State University of New York Press 1994)

22 Robert N Bellah et al Habits of the Heart Individ~mlism cmcl Commitment in American L+ (Berkeley University of California Press 1985) Robeit D Putnam Making Democracj Work Civic Trcidilions irl Modern Imly (Princeton NJ Princeton University Press 1993) and

862 ASIAN SURVEY VOL XXXVIII KO 9 SEPTEMBER 1998

thought may not forward communitarian ideas in the same way that the West does but the existence of some of these same virtues in Asian philosophy indicates that East Asians can be as receptive to democratic virtues as Wes- teiners are held to be23

Traditional Societies and Political Development

Is the soft authoritarianism or Asian-style democracy of East Asia in fact a hybrid regime model or is it really a case of the passing of a traditional regime type I have already suggested at the outset of this asticle that what is being considered here is really a handful of cases where regimes have not completed their transition to democracy A few decades ago few policy makers in the West paid much attention to rights violations committed by authoritarian regimes in East Asia It was accepted that these regimes were not democratic but at some time may become so This view was supported by the low level of economic development in East Asia that existed during the 1950s and 1960s The economic miracles had not yet occurred and little was said about political repression and the lack of political development in the region Much the same situation obtains today in other parts of the world Even though the West is more concerned with human rights violations and lagging development in the Third World than was the case in the 1950s Westeiners actually pay very little attention to countries whose level of de- velopment fails to command their respect in regards to economic might and regional power configurations Prestige is gained today by having a strong vibrant economy and a highly developed political system namely democ- racy

China does command respect today for several reasons Strategically China is poised to become a superpower It is already a regional power mili- tarily and its economic strength has grown impressively since 1978 There have been fundamental economic and social reforms that have sparked the imagination of some in the West to think that China could be on the road to democratization South Korea Taiwan Thailand Singapore and other East Asian states have also seen strong economic growth and evolution in their political systems For these reasons the West has taken a keen interest in the development of those states When the US becomes interested in other

Bowling Alone Americas Declining Social Capital JOD (January 1995) and Daniel A Bell Democracy in Confucian Societies The Challeuge of Justification in Tovarils Illiberal De- nzociacy in Pacgc Asin ed Daniel A Bell et al (Oxford St Martins 1995) pp 36-40

23 Edward Shils Reflections on Civil Society and Civility in Chinese Intellectual Tradi- tion in Coizfi(cintz Traditions in East Asintz Modernio Moral Educntiorl cirld Ecorzonlic Cnltnre in Jripan nnd the Four Mini Drrigons ed Tu JVeiming (Cambridge Harvard University Press 1996)

countries affairs there is likely to be conflict when its norms of political rights clash with the norms authoritarian regimes employ to maintain political power For this reason South Korea and Taiwan were sharply criticized by Washington during the late 1980s for withholding political rights while Washington paid relatively little attention to far grosser violations of rights in other countries of the world Similarly Singapore China North ICorea and others are now way out of step compared to other countries in the region who respect rights Japan South Korea Taiwan and others have either democra- tized or taken significant measures to liberalize their political systems It is in the Wests interest to keep the liberalization process going until democra- cies have consolidated and rights are respected throughout Asia Here is where the problem lies for those who have accepted the Asian-style democ- racy model as an honorable domain for a regime to aspire to Because the process of liberalization is a difficult one leaders get caught between two worlds-one authoritarian the other democratic All of the countries in East Asia that claim to have different cultural needs than the West are coming from conditions shifting from scarcity to security in terms of socioeconomic well-being But as Ronald Inglehart suggests the process of democratic so- cialization has not yet caught up with the forces of economic modernization This has meant that the various aspects of traditional authority still in force will take perhaps another generation or more to change Even then those societies will have to learn a new culture of liberty and rights24 Again what Tocqueville observed on his visit to America is telling He found that de- mocracy in terms of accepting a tradition of political rights and strong reli- ance on supportive virtues created a democratic ethic that penetrated even churches and family life For most of these East Asian countries the process of liberalization is well underway with policies in place to improve literacy and increase both access to information and participation in economic and- to a limited degree-political decision making Modernization theorists have for some time pointed out that these are the very processes that encourage the passing of traditional society Authoritarians introduce legal-rational social structures that eventually lead to elite conflict compromise and a democratic compact

The view I am presenting here is not without controversy Many if not most comparativists have tended to disregard the importance of the linear model of political development in lieu of the model of democratization intro- duced by Whitehead Schmitter ODonnell and others who emphasize the

24 Ronald Inglehart Modenzizcirion cirzd Posr~nodenzizariorz C ~ l r ~ ~ m l Ecorzornic cirzd Polit- ical Change irz 43 Societies (Princeton NJ Princeton University Press 1997) especially pp 11 15 and 33 and Chapter Two

864 ASIAN SURVEY VOL XXXVIII NO 9 SEPTEMBER 1998

importance of short term negotiations and compromise^^^ But political or economic moments are not likely to take place unless there is enough eco- nomic specialization differences in opinion about social welfare and polit- ical disagreement to encourage opposition leaders and critics within govein- ment to challenge traditional bases of power What country in East Asia has not had to meet the demands of an opposition in the course of economic development On their own governments do not have enough information or ideas to be able to provide answers to all of a societys problems as a country develops Singapore may eventually reach a point where the govern- ment will have to relent and seek the advice of opposition politicians and end their suppression of free speech and other policies China is not going to be able to hold back the forces of modernization for long without having to accommodate some alternative governance views It has already done so But the Beijing leadership will have to compromise more or risk political disintegration These are the lessons of South Korea Taiwan and the Philip- pines and it is a lesson that is being learned anew as each country in East Asia continues to meet the demands of their lnodernizing societies

Does all this mean that there is no Asian road to democracy There is no doubt culture plays a significant role in how countries democratize Scholars have shown that cultural differences have an effect on when and in some respects how a country democratizes Countries with dominant Catholic populations generally democratize more slowly than do countries with dorni- nant Protestant population^^^ Similarly the patterns of both authoritarian- ism and political liberalization differ in Catholic and Protestant countries27 So how might East Asian countries democratize Will there be a wholesale rejection of Western-style liberalism with its reliance on rights and virtues

In some respects the East Asian suspicion of rights is good The Ameri- can founders hoped both that people would be jealous of their rights but at the same time that the new republic would rely more on Christian virtues to govern their own lives and their families than on political rights Compro- mise fair play tolerance and moderation are essential to the maintenance of a vibrant democracy Hence in some respects Asias slow acceptance of rights creates no need for alarm As governments and people learn to work

25 Guillermo ODonnell and Philippe Schmitter Trnrzsitiorzs froin Authoritnrinn Rule Ten- tative Conclusions About Urzcertairz Denzocrncies (Baltimore Johns Hopkins University Press 1986) pp 40-41

26 Samuel P Huntington The Third W7n11e Democmtizntion in the Late T~verztietll Centlrr) (Norman Okla University of Oklahoma Press 1991) pp 75-85

27 Juan J Linz and Alfred Stepan Probleins of Deinocmtic Tiarzsition and Consolidation Souillern Europe South America nnd Post-Coi~zinunist Eltrope (Baltimore Johns Hopkins Uni- versity Press 1996) p 453

STEVEN J HOOD 865

together and compromises are made democracy is learned just as it is every-where else in the world

There are some areas where Asian-characteristics of the liberalization and democratization process can be anticipated

Political leaders both conservatives clinging to power and reformers who want to liberalize the system will practice a fair degree of Confucian paternalism They will use language that sustains their authority as morally good suggesting that they are better informed than the masses and have skills that make them uniquely quali-fied to lead the people

Like most authoritarian regimes economic and political crises will test Confucian ways of running government Moral appeals will continue to be made but rights and legal language will find greater acceptance Government leaders will be held individually responsible for specific policies This will erode support for traditiori-a1 leaders who previously paid little or no attention to democratic accountability

As authority is challenged a new virtue based on compromise and the sharing of information among political and economic elites will penetrate society Private or-ganizations will take on democratic aspects and Confucian loyalties will come into question if they contradict democratic practices Family relationships will retain Confucian characteristics though the relationship between children and parents will be somewhat more akin to family life in the West where the structure of the family is less hierarchical

Though rights will continue to be held in suspicion confidence will be built upon the assumption that basic rights can usually be equated with moral living Hence popular claims will be made that Asian rights are unique and universal

The tension between liberal rights and communitarian principles will always be present in Asian democracies just as it is in the West There will be greater discus-sion among scholars across the globe about this tension Minor differences over how rights are viewed in East Asia and the rest of the world will continue to be pointed out even though these differences will be insignificant

Thus the Asian path to democracy likely will follow the paths taken by other countries in other parts of the world though there will be distinctive Asian characteristics The important thing for Asians and non-Asians to re-member is that the usurpation of rights by government leaders is neither a cultural right nor a cornmunitarian virtue There is a growing international consensus on rights language and democratic virtues It is the commonality of this discussion that is crucial for the health of democratic societies

Sharing a Liberal Heritage Some Asian leaders and perhaps some scholars who study Asia feel uncom-fortable in accepting the principles of liberalism in an Asian setting Since liberalism has its roots in the intellectual and religious traditions of the West it is deemed inappropriate for Asian countries While it is true that liberalism was first developed in the West this does not mean it is a tradition that is

866 ASIAN SURVEY VOI XXXVIII NO 9 SEPTEMBER 1998

exclusively owned by Westerners Liberalism itself is a recognition of the inherent worth of individuals and free societies Citizens in liberal societies readily point out that liberty and tmst are missing in authoritarian regimes Because they are missing individual potential is thwarted arbitrary rules are enforced from above evil is not punished by established norms of justice and civil society is riot possible Asian leaders are correct to point out the contradictions in Western states that have abandoned communitarian values and as a result have suffered in terms of rampant crime and social and famil- ial decay This is not the fault of liberalism however The existence of soci- eties that esteem family values does not suggest that democracy or liberal rights are inappropriate Similarly societies claiming strong communitarian notions of cooperation harmony and consensus can adopt a rights tradition Contemporary literature suggests all these ideals are important for the main- tenance of democracy28

Francis Fukuyamas now famous suggestion that we are reaching the end of history and that democracy is a global phenomenon may be premature29 But it is true that in East Asia and throughout the world authoritarian regimes are collapsing A successful authoritarian regime is able to restrict power to a small ruling elite or single sovereign That model of governance has been in decline for some time in East Asia Authoritarianism leaves nothing for gov- ernments and people to aspire to Even Chinese scholars who prior to the crisis at Tiananmen had discussed various kinds of authoritarianism as an alternative to communism have abandoned this notion Their interests have turned directly to dem~cra t i za t ion ~~ Democracy is much less limiting and ultimately more adept at fulfilling human needs and desires than authoritari- anism For this reason in spite of the efforts of Lee Kuan Yew and Jiang Zemin Tocqueville was correct when he proclaimed that any attempt to check democracy would be an attempt to resist an i n e ~ i t a b i l i t y ~ ~ While de- mocracies may differ somewhat in structure and process there is only the liberal model of democracy All others claiming unique status are authorita- rian regimes or regimes that have not yet completed the transition to democ- racy

28 See for instance Jean Bethke Elshtain Deinocrc~c~oil Trial (IVew York Basic Books 1995) and Thornas L Pangle The Enobli~lg of Dernocrac~ Tlze Chciller~ge of the Posrrnodem Age (Baltimore Johns Hopkins University Press 1992)

29 Francis Fukuyarna The End of History and rile Last Mail (New York Free Press 1992) 30 See He Baogang Tile Denzocrntic I~nplicnfions of Civil Socieh irt Cltinn (New York St

klartins Press 1997) and Tlte Der~~oc~wtizfltion of Clliila (London Routledge 1996) 31 Alexis de Tocqueville De~nocmcy in Ainericn trans by George Lawrence ed by J P

Meyer (IVew York Harper Perennial 1966) vol 1 p 7

Page 10: hood-myth of asian style democracy.pdf

off having to wrestle with democratization Their arguments as to why they are culturally unique are intellectually weak and not supported by other states in the East Asian region that are already progressing along the democratic path In short East Asian authoritarians are really no different from leaders in other regions of the world who call for the suspension of democracy or claim to have found a better alternative that suits their individual countries

In these pre-democratic societies power configurations would have to be changed if rights of the people were recognized In the most basic analysis rights are what people want-not simply to gratify selfish interests as some might claim but because there is a sense of justice inherent in the concept of individual rights Indeed Hegel argued that it is this sense of freedom and justice that legitimizes and brings about the realization of political rights If there is a people with a sense of justice a sense of freedom rights are the most logical outcome and the safest way of ensuring the dignity of individu- als and the creation of civil society

The question that needs to be asked however is would the establishment of individual political rights harm a society that did emphasize collective over individual rights It is true that communitarian concerns can be eroded by too much reliance on rights Tocqueville found in the early American repub- lic a possible answer to this question He believed the American system worked because Americans believed themselves to be completely equal in their rights and privileges to every other person This was in part an out- growth of Colonial Americas puritan past but also because democracy had changed much about American society for the better Instead of becoming a country of disinterested and selfish individuals Americans had learned to organize themselves into all kinds of civic organizations some with political purposes but most without an immediate one The ethic within these organi- zations was democratic and the general feeling was that no person should esteem him or herself above others21 It is in this regard that one discovers two things The first is that the West has come to pay too much attention to individual rights at the expense of virtues that enable societies to strengthen communitarianism This would in part account for the social malaise in the West that Asian leaders find so disturbing The second is that the establish- ment of democracy does not mean an end to meaningful family life nor an end of concern for societys needs This point is reaffirmed by Bellah Put- nam Bell and others who argue that communitarian principles (democratic virtues) are what facilitate and protect community life22 Asian political

21 Sanford Kessler Tocquevilles Ci1il Religion American Christianity and the Prospects for Freeclotn (Albany NY State University of New York Press 1994)

22 Robert N Bellah et al Habits of the Heart Individ~mlism cmcl Commitment in American L+ (Berkeley University of California Press 1985) Robeit D Putnam Making Democracj Work Civic Trcidilions irl Modern Imly (Princeton NJ Princeton University Press 1993) and

862 ASIAN SURVEY VOL XXXVIII KO 9 SEPTEMBER 1998

thought may not forward communitarian ideas in the same way that the West does but the existence of some of these same virtues in Asian philosophy indicates that East Asians can be as receptive to democratic virtues as Wes- teiners are held to be23

Traditional Societies and Political Development

Is the soft authoritarianism or Asian-style democracy of East Asia in fact a hybrid regime model or is it really a case of the passing of a traditional regime type I have already suggested at the outset of this asticle that what is being considered here is really a handful of cases where regimes have not completed their transition to democracy A few decades ago few policy makers in the West paid much attention to rights violations committed by authoritarian regimes in East Asia It was accepted that these regimes were not democratic but at some time may become so This view was supported by the low level of economic development in East Asia that existed during the 1950s and 1960s The economic miracles had not yet occurred and little was said about political repression and the lack of political development in the region Much the same situation obtains today in other parts of the world Even though the West is more concerned with human rights violations and lagging development in the Third World than was the case in the 1950s Westeiners actually pay very little attention to countries whose level of de- velopment fails to command their respect in regards to economic might and regional power configurations Prestige is gained today by having a strong vibrant economy and a highly developed political system namely democ- racy

China does command respect today for several reasons Strategically China is poised to become a superpower It is already a regional power mili- tarily and its economic strength has grown impressively since 1978 There have been fundamental economic and social reforms that have sparked the imagination of some in the West to think that China could be on the road to democratization South Korea Taiwan Thailand Singapore and other East Asian states have also seen strong economic growth and evolution in their political systems For these reasons the West has taken a keen interest in the development of those states When the US becomes interested in other

Bowling Alone Americas Declining Social Capital JOD (January 1995) and Daniel A Bell Democracy in Confucian Societies The Challeuge of Justification in Tovarils Illiberal De- nzociacy in Pacgc Asin ed Daniel A Bell et al (Oxford St Martins 1995) pp 36-40

23 Edward Shils Reflections on Civil Society and Civility in Chinese Intellectual Tradi- tion in Coizfi(cintz Traditions in East Asintz Modernio Moral Educntiorl cirld Ecorzonlic Cnltnre in Jripan nnd the Four Mini Drrigons ed Tu JVeiming (Cambridge Harvard University Press 1996)

countries affairs there is likely to be conflict when its norms of political rights clash with the norms authoritarian regimes employ to maintain political power For this reason South Korea and Taiwan were sharply criticized by Washington during the late 1980s for withholding political rights while Washington paid relatively little attention to far grosser violations of rights in other countries of the world Similarly Singapore China North ICorea and others are now way out of step compared to other countries in the region who respect rights Japan South Korea Taiwan and others have either democra- tized or taken significant measures to liberalize their political systems It is in the Wests interest to keep the liberalization process going until democra- cies have consolidated and rights are respected throughout Asia Here is where the problem lies for those who have accepted the Asian-style democ- racy model as an honorable domain for a regime to aspire to Because the process of liberalization is a difficult one leaders get caught between two worlds-one authoritarian the other democratic All of the countries in East Asia that claim to have different cultural needs than the West are coming from conditions shifting from scarcity to security in terms of socioeconomic well-being But as Ronald Inglehart suggests the process of democratic so- cialization has not yet caught up with the forces of economic modernization This has meant that the various aspects of traditional authority still in force will take perhaps another generation or more to change Even then those societies will have to learn a new culture of liberty and rights24 Again what Tocqueville observed on his visit to America is telling He found that de- mocracy in terms of accepting a tradition of political rights and strong reli- ance on supportive virtues created a democratic ethic that penetrated even churches and family life For most of these East Asian countries the process of liberalization is well underway with policies in place to improve literacy and increase both access to information and participation in economic and- to a limited degree-political decision making Modernization theorists have for some time pointed out that these are the very processes that encourage the passing of traditional society Authoritarians introduce legal-rational social structures that eventually lead to elite conflict compromise and a democratic compact

The view I am presenting here is not without controversy Many if not most comparativists have tended to disregard the importance of the linear model of political development in lieu of the model of democratization intro- duced by Whitehead Schmitter ODonnell and others who emphasize the

24 Ronald Inglehart Modenzizcirion cirzd Posr~nodenzizariorz C ~ l r ~ ~ m l Ecorzornic cirzd Polit- ical Change irz 43 Societies (Princeton NJ Princeton University Press 1997) especially pp 11 15 and 33 and Chapter Two

864 ASIAN SURVEY VOL XXXVIII NO 9 SEPTEMBER 1998

importance of short term negotiations and compromise^^^ But political or economic moments are not likely to take place unless there is enough eco- nomic specialization differences in opinion about social welfare and polit- ical disagreement to encourage opposition leaders and critics within govein- ment to challenge traditional bases of power What country in East Asia has not had to meet the demands of an opposition in the course of economic development On their own governments do not have enough information or ideas to be able to provide answers to all of a societys problems as a country develops Singapore may eventually reach a point where the govern- ment will have to relent and seek the advice of opposition politicians and end their suppression of free speech and other policies China is not going to be able to hold back the forces of modernization for long without having to accommodate some alternative governance views It has already done so But the Beijing leadership will have to compromise more or risk political disintegration These are the lessons of South Korea Taiwan and the Philip- pines and it is a lesson that is being learned anew as each country in East Asia continues to meet the demands of their lnodernizing societies

Does all this mean that there is no Asian road to democracy There is no doubt culture plays a significant role in how countries democratize Scholars have shown that cultural differences have an effect on when and in some respects how a country democratizes Countries with dominant Catholic populations generally democratize more slowly than do countries with dorni- nant Protestant population^^^ Similarly the patterns of both authoritarian- ism and political liberalization differ in Catholic and Protestant countries27 So how might East Asian countries democratize Will there be a wholesale rejection of Western-style liberalism with its reliance on rights and virtues

In some respects the East Asian suspicion of rights is good The Ameri- can founders hoped both that people would be jealous of their rights but at the same time that the new republic would rely more on Christian virtues to govern their own lives and their families than on political rights Compro- mise fair play tolerance and moderation are essential to the maintenance of a vibrant democracy Hence in some respects Asias slow acceptance of rights creates no need for alarm As governments and people learn to work

25 Guillermo ODonnell and Philippe Schmitter Trnrzsitiorzs froin Authoritnrinn Rule Ten- tative Conclusions About Urzcertairz Denzocrncies (Baltimore Johns Hopkins University Press 1986) pp 40-41

26 Samuel P Huntington The Third W7n11e Democmtizntion in the Late T~verztietll Centlrr) (Norman Okla University of Oklahoma Press 1991) pp 75-85

27 Juan J Linz and Alfred Stepan Probleins of Deinocmtic Tiarzsition and Consolidation Souillern Europe South America nnd Post-Coi~zinunist Eltrope (Baltimore Johns Hopkins Uni- versity Press 1996) p 453

STEVEN J HOOD 865

together and compromises are made democracy is learned just as it is every-where else in the world

There are some areas where Asian-characteristics of the liberalization and democratization process can be anticipated

Political leaders both conservatives clinging to power and reformers who want to liberalize the system will practice a fair degree of Confucian paternalism They will use language that sustains their authority as morally good suggesting that they are better informed than the masses and have skills that make them uniquely quali-fied to lead the people

Like most authoritarian regimes economic and political crises will test Confucian ways of running government Moral appeals will continue to be made but rights and legal language will find greater acceptance Government leaders will be held individually responsible for specific policies This will erode support for traditiori-a1 leaders who previously paid little or no attention to democratic accountability

As authority is challenged a new virtue based on compromise and the sharing of information among political and economic elites will penetrate society Private or-ganizations will take on democratic aspects and Confucian loyalties will come into question if they contradict democratic practices Family relationships will retain Confucian characteristics though the relationship between children and parents will be somewhat more akin to family life in the West where the structure of the family is less hierarchical

Though rights will continue to be held in suspicion confidence will be built upon the assumption that basic rights can usually be equated with moral living Hence popular claims will be made that Asian rights are unique and universal

The tension between liberal rights and communitarian principles will always be present in Asian democracies just as it is in the West There will be greater discus-sion among scholars across the globe about this tension Minor differences over how rights are viewed in East Asia and the rest of the world will continue to be pointed out even though these differences will be insignificant

Thus the Asian path to democracy likely will follow the paths taken by other countries in other parts of the world though there will be distinctive Asian characteristics The important thing for Asians and non-Asians to re-member is that the usurpation of rights by government leaders is neither a cultural right nor a cornmunitarian virtue There is a growing international consensus on rights language and democratic virtues It is the commonality of this discussion that is crucial for the health of democratic societies

Sharing a Liberal Heritage Some Asian leaders and perhaps some scholars who study Asia feel uncom-fortable in accepting the principles of liberalism in an Asian setting Since liberalism has its roots in the intellectual and religious traditions of the West it is deemed inappropriate for Asian countries While it is true that liberalism was first developed in the West this does not mean it is a tradition that is

866 ASIAN SURVEY VOI XXXVIII NO 9 SEPTEMBER 1998

exclusively owned by Westerners Liberalism itself is a recognition of the inherent worth of individuals and free societies Citizens in liberal societies readily point out that liberty and tmst are missing in authoritarian regimes Because they are missing individual potential is thwarted arbitrary rules are enforced from above evil is not punished by established norms of justice and civil society is riot possible Asian leaders are correct to point out the contradictions in Western states that have abandoned communitarian values and as a result have suffered in terms of rampant crime and social and famil- ial decay This is not the fault of liberalism however The existence of soci- eties that esteem family values does not suggest that democracy or liberal rights are inappropriate Similarly societies claiming strong communitarian notions of cooperation harmony and consensus can adopt a rights tradition Contemporary literature suggests all these ideals are important for the main- tenance of democracy28

Francis Fukuyamas now famous suggestion that we are reaching the end of history and that democracy is a global phenomenon may be premature29 But it is true that in East Asia and throughout the world authoritarian regimes are collapsing A successful authoritarian regime is able to restrict power to a small ruling elite or single sovereign That model of governance has been in decline for some time in East Asia Authoritarianism leaves nothing for gov- ernments and people to aspire to Even Chinese scholars who prior to the crisis at Tiananmen had discussed various kinds of authoritarianism as an alternative to communism have abandoned this notion Their interests have turned directly to dem~cra t i za t ion ~~ Democracy is much less limiting and ultimately more adept at fulfilling human needs and desires than authoritari- anism For this reason in spite of the efforts of Lee Kuan Yew and Jiang Zemin Tocqueville was correct when he proclaimed that any attempt to check democracy would be an attempt to resist an i n e ~ i t a b i l i t y ~ ~ While de- mocracies may differ somewhat in structure and process there is only the liberal model of democracy All others claiming unique status are authorita- rian regimes or regimes that have not yet completed the transition to democ- racy

28 See for instance Jean Bethke Elshtain Deinocrc~c~oil Trial (IVew York Basic Books 1995) and Thornas L Pangle The Enobli~lg of Dernocrac~ Tlze Chciller~ge of the Posrrnodem Age (Baltimore Johns Hopkins University Press 1992)

29 Francis Fukuyarna The End of History and rile Last Mail (New York Free Press 1992) 30 See He Baogang Tile Denzocrntic I~nplicnfions of Civil Socieh irt Cltinn (New York St

klartins Press 1997) and Tlte Der~~oc~wtizfltion of Clliila (London Routledge 1996) 31 Alexis de Tocqueville De~nocmcy in Ainericn trans by George Lawrence ed by J P

Meyer (IVew York Harper Perennial 1966) vol 1 p 7

Page 11: hood-myth of asian style democracy.pdf

862 ASIAN SURVEY VOL XXXVIII KO 9 SEPTEMBER 1998

thought may not forward communitarian ideas in the same way that the West does but the existence of some of these same virtues in Asian philosophy indicates that East Asians can be as receptive to democratic virtues as Wes- teiners are held to be23

Traditional Societies and Political Development

Is the soft authoritarianism or Asian-style democracy of East Asia in fact a hybrid regime model or is it really a case of the passing of a traditional regime type I have already suggested at the outset of this asticle that what is being considered here is really a handful of cases where regimes have not completed their transition to democracy A few decades ago few policy makers in the West paid much attention to rights violations committed by authoritarian regimes in East Asia It was accepted that these regimes were not democratic but at some time may become so This view was supported by the low level of economic development in East Asia that existed during the 1950s and 1960s The economic miracles had not yet occurred and little was said about political repression and the lack of political development in the region Much the same situation obtains today in other parts of the world Even though the West is more concerned with human rights violations and lagging development in the Third World than was the case in the 1950s Westeiners actually pay very little attention to countries whose level of de- velopment fails to command their respect in regards to economic might and regional power configurations Prestige is gained today by having a strong vibrant economy and a highly developed political system namely democ- racy

China does command respect today for several reasons Strategically China is poised to become a superpower It is already a regional power mili- tarily and its economic strength has grown impressively since 1978 There have been fundamental economic and social reforms that have sparked the imagination of some in the West to think that China could be on the road to democratization South Korea Taiwan Thailand Singapore and other East Asian states have also seen strong economic growth and evolution in their political systems For these reasons the West has taken a keen interest in the development of those states When the US becomes interested in other

Bowling Alone Americas Declining Social Capital JOD (January 1995) and Daniel A Bell Democracy in Confucian Societies The Challeuge of Justification in Tovarils Illiberal De- nzociacy in Pacgc Asin ed Daniel A Bell et al (Oxford St Martins 1995) pp 36-40

23 Edward Shils Reflections on Civil Society and Civility in Chinese Intellectual Tradi- tion in Coizfi(cintz Traditions in East Asintz Modernio Moral Educntiorl cirld Ecorzonlic Cnltnre in Jripan nnd the Four Mini Drrigons ed Tu JVeiming (Cambridge Harvard University Press 1996)

countries affairs there is likely to be conflict when its norms of political rights clash with the norms authoritarian regimes employ to maintain political power For this reason South Korea and Taiwan were sharply criticized by Washington during the late 1980s for withholding political rights while Washington paid relatively little attention to far grosser violations of rights in other countries of the world Similarly Singapore China North ICorea and others are now way out of step compared to other countries in the region who respect rights Japan South Korea Taiwan and others have either democra- tized or taken significant measures to liberalize their political systems It is in the Wests interest to keep the liberalization process going until democra- cies have consolidated and rights are respected throughout Asia Here is where the problem lies for those who have accepted the Asian-style democ- racy model as an honorable domain for a regime to aspire to Because the process of liberalization is a difficult one leaders get caught between two worlds-one authoritarian the other democratic All of the countries in East Asia that claim to have different cultural needs than the West are coming from conditions shifting from scarcity to security in terms of socioeconomic well-being But as Ronald Inglehart suggests the process of democratic so- cialization has not yet caught up with the forces of economic modernization This has meant that the various aspects of traditional authority still in force will take perhaps another generation or more to change Even then those societies will have to learn a new culture of liberty and rights24 Again what Tocqueville observed on his visit to America is telling He found that de- mocracy in terms of accepting a tradition of political rights and strong reli- ance on supportive virtues created a democratic ethic that penetrated even churches and family life For most of these East Asian countries the process of liberalization is well underway with policies in place to improve literacy and increase both access to information and participation in economic and- to a limited degree-political decision making Modernization theorists have for some time pointed out that these are the very processes that encourage the passing of traditional society Authoritarians introduce legal-rational social structures that eventually lead to elite conflict compromise and a democratic compact

The view I am presenting here is not without controversy Many if not most comparativists have tended to disregard the importance of the linear model of political development in lieu of the model of democratization intro- duced by Whitehead Schmitter ODonnell and others who emphasize the

24 Ronald Inglehart Modenzizcirion cirzd Posr~nodenzizariorz C ~ l r ~ ~ m l Ecorzornic cirzd Polit- ical Change irz 43 Societies (Princeton NJ Princeton University Press 1997) especially pp 11 15 and 33 and Chapter Two

864 ASIAN SURVEY VOL XXXVIII NO 9 SEPTEMBER 1998

importance of short term negotiations and compromise^^^ But political or economic moments are not likely to take place unless there is enough eco- nomic specialization differences in opinion about social welfare and polit- ical disagreement to encourage opposition leaders and critics within govein- ment to challenge traditional bases of power What country in East Asia has not had to meet the demands of an opposition in the course of economic development On their own governments do not have enough information or ideas to be able to provide answers to all of a societys problems as a country develops Singapore may eventually reach a point where the govern- ment will have to relent and seek the advice of opposition politicians and end their suppression of free speech and other policies China is not going to be able to hold back the forces of modernization for long without having to accommodate some alternative governance views It has already done so But the Beijing leadership will have to compromise more or risk political disintegration These are the lessons of South Korea Taiwan and the Philip- pines and it is a lesson that is being learned anew as each country in East Asia continues to meet the demands of their lnodernizing societies

Does all this mean that there is no Asian road to democracy There is no doubt culture plays a significant role in how countries democratize Scholars have shown that cultural differences have an effect on when and in some respects how a country democratizes Countries with dominant Catholic populations generally democratize more slowly than do countries with dorni- nant Protestant population^^^ Similarly the patterns of both authoritarian- ism and political liberalization differ in Catholic and Protestant countries27 So how might East Asian countries democratize Will there be a wholesale rejection of Western-style liberalism with its reliance on rights and virtues

In some respects the East Asian suspicion of rights is good The Ameri- can founders hoped both that people would be jealous of their rights but at the same time that the new republic would rely more on Christian virtues to govern their own lives and their families than on political rights Compro- mise fair play tolerance and moderation are essential to the maintenance of a vibrant democracy Hence in some respects Asias slow acceptance of rights creates no need for alarm As governments and people learn to work

25 Guillermo ODonnell and Philippe Schmitter Trnrzsitiorzs froin Authoritnrinn Rule Ten- tative Conclusions About Urzcertairz Denzocrncies (Baltimore Johns Hopkins University Press 1986) pp 40-41

26 Samuel P Huntington The Third W7n11e Democmtizntion in the Late T~verztietll Centlrr) (Norman Okla University of Oklahoma Press 1991) pp 75-85

27 Juan J Linz and Alfred Stepan Probleins of Deinocmtic Tiarzsition and Consolidation Souillern Europe South America nnd Post-Coi~zinunist Eltrope (Baltimore Johns Hopkins Uni- versity Press 1996) p 453

STEVEN J HOOD 865

together and compromises are made democracy is learned just as it is every-where else in the world

There are some areas where Asian-characteristics of the liberalization and democratization process can be anticipated

Political leaders both conservatives clinging to power and reformers who want to liberalize the system will practice a fair degree of Confucian paternalism They will use language that sustains their authority as morally good suggesting that they are better informed than the masses and have skills that make them uniquely quali-fied to lead the people

Like most authoritarian regimes economic and political crises will test Confucian ways of running government Moral appeals will continue to be made but rights and legal language will find greater acceptance Government leaders will be held individually responsible for specific policies This will erode support for traditiori-a1 leaders who previously paid little or no attention to democratic accountability

As authority is challenged a new virtue based on compromise and the sharing of information among political and economic elites will penetrate society Private or-ganizations will take on democratic aspects and Confucian loyalties will come into question if they contradict democratic practices Family relationships will retain Confucian characteristics though the relationship between children and parents will be somewhat more akin to family life in the West where the structure of the family is less hierarchical

Though rights will continue to be held in suspicion confidence will be built upon the assumption that basic rights can usually be equated with moral living Hence popular claims will be made that Asian rights are unique and universal

The tension between liberal rights and communitarian principles will always be present in Asian democracies just as it is in the West There will be greater discus-sion among scholars across the globe about this tension Minor differences over how rights are viewed in East Asia and the rest of the world will continue to be pointed out even though these differences will be insignificant

Thus the Asian path to democracy likely will follow the paths taken by other countries in other parts of the world though there will be distinctive Asian characteristics The important thing for Asians and non-Asians to re-member is that the usurpation of rights by government leaders is neither a cultural right nor a cornmunitarian virtue There is a growing international consensus on rights language and democratic virtues It is the commonality of this discussion that is crucial for the health of democratic societies

Sharing a Liberal Heritage Some Asian leaders and perhaps some scholars who study Asia feel uncom-fortable in accepting the principles of liberalism in an Asian setting Since liberalism has its roots in the intellectual and religious traditions of the West it is deemed inappropriate for Asian countries While it is true that liberalism was first developed in the West this does not mean it is a tradition that is

866 ASIAN SURVEY VOI XXXVIII NO 9 SEPTEMBER 1998

exclusively owned by Westerners Liberalism itself is a recognition of the inherent worth of individuals and free societies Citizens in liberal societies readily point out that liberty and tmst are missing in authoritarian regimes Because they are missing individual potential is thwarted arbitrary rules are enforced from above evil is not punished by established norms of justice and civil society is riot possible Asian leaders are correct to point out the contradictions in Western states that have abandoned communitarian values and as a result have suffered in terms of rampant crime and social and famil- ial decay This is not the fault of liberalism however The existence of soci- eties that esteem family values does not suggest that democracy or liberal rights are inappropriate Similarly societies claiming strong communitarian notions of cooperation harmony and consensus can adopt a rights tradition Contemporary literature suggests all these ideals are important for the main- tenance of democracy28

Francis Fukuyamas now famous suggestion that we are reaching the end of history and that democracy is a global phenomenon may be premature29 But it is true that in East Asia and throughout the world authoritarian regimes are collapsing A successful authoritarian regime is able to restrict power to a small ruling elite or single sovereign That model of governance has been in decline for some time in East Asia Authoritarianism leaves nothing for gov- ernments and people to aspire to Even Chinese scholars who prior to the crisis at Tiananmen had discussed various kinds of authoritarianism as an alternative to communism have abandoned this notion Their interests have turned directly to dem~cra t i za t ion ~~ Democracy is much less limiting and ultimately more adept at fulfilling human needs and desires than authoritari- anism For this reason in spite of the efforts of Lee Kuan Yew and Jiang Zemin Tocqueville was correct when he proclaimed that any attempt to check democracy would be an attempt to resist an i n e ~ i t a b i l i t y ~ ~ While de- mocracies may differ somewhat in structure and process there is only the liberal model of democracy All others claiming unique status are authorita- rian regimes or regimes that have not yet completed the transition to democ- racy

28 See for instance Jean Bethke Elshtain Deinocrc~c~oil Trial (IVew York Basic Books 1995) and Thornas L Pangle The Enobli~lg of Dernocrac~ Tlze Chciller~ge of the Posrrnodem Age (Baltimore Johns Hopkins University Press 1992)

29 Francis Fukuyarna The End of History and rile Last Mail (New York Free Press 1992) 30 See He Baogang Tile Denzocrntic I~nplicnfions of Civil Socieh irt Cltinn (New York St

klartins Press 1997) and Tlte Der~~oc~wtizfltion of Clliila (London Routledge 1996) 31 Alexis de Tocqueville De~nocmcy in Ainericn trans by George Lawrence ed by J P

Meyer (IVew York Harper Perennial 1966) vol 1 p 7

Page 12: hood-myth of asian style democracy.pdf

countries affairs there is likely to be conflict when its norms of political rights clash with the norms authoritarian regimes employ to maintain political power For this reason South Korea and Taiwan were sharply criticized by Washington during the late 1980s for withholding political rights while Washington paid relatively little attention to far grosser violations of rights in other countries of the world Similarly Singapore China North ICorea and others are now way out of step compared to other countries in the region who respect rights Japan South Korea Taiwan and others have either democra- tized or taken significant measures to liberalize their political systems It is in the Wests interest to keep the liberalization process going until democra- cies have consolidated and rights are respected throughout Asia Here is where the problem lies for those who have accepted the Asian-style democ- racy model as an honorable domain for a regime to aspire to Because the process of liberalization is a difficult one leaders get caught between two worlds-one authoritarian the other democratic All of the countries in East Asia that claim to have different cultural needs than the West are coming from conditions shifting from scarcity to security in terms of socioeconomic well-being But as Ronald Inglehart suggests the process of democratic so- cialization has not yet caught up with the forces of economic modernization This has meant that the various aspects of traditional authority still in force will take perhaps another generation or more to change Even then those societies will have to learn a new culture of liberty and rights24 Again what Tocqueville observed on his visit to America is telling He found that de- mocracy in terms of accepting a tradition of political rights and strong reli- ance on supportive virtues created a democratic ethic that penetrated even churches and family life For most of these East Asian countries the process of liberalization is well underway with policies in place to improve literacy and increase both access to information and participation in economic and- to a limited degree-political decision making Modernization theorists have for some time pointed out that these are the very processes that encourage the passing of traditional society Authoritarians introduce legal-rational social structures that eventually lead to elite conflict compromise and a democratic compact

The view I am presenting here is not without controversy Many if not most comparativists have tended to disregard the importance of the linear model of political development in lieu of the model of democratization intro- duced by Whitehead Schmitter ODonnell and others who emphasize the

24 Ronald Inglehart Modenzizcirion cirzd Posr~nodenzizariorz C ~ l r ~ ~ m l Ecorzornic cirzd Polit- ical Change irz 43 Societies (Princeton NJ Princeton University Press 1997) especially pp 11 15 and 33 and Chapter Two

864 ASIAN SURVEY VOL XXXVIII NO 9 SEPTEMBER 1998

importance of short term negotiations and compromise^^^ But political or economic moments are not likely to take place unless there is enough eco- nomic specialization differences in opinion about social welfare and polit- ical disagreement to encourage opposition leaders and critics within govein- ment to challenge traditional bases of power What country in East Asia has not had to meet the demands of an opposition in the course of economic development On their own governments do not have enough information or ideas to be able to provide answers to all of a societys problems as a country develops Singapore may eventually reach a point where the govern- ment will have to relent and seek the advice of opposition politicians and end their suppression of free speech and other policies China is not going to be able to hold back the forces of modernization for long without having to accommodate some alternative governance views It has already done so But the Beijing leadership will have to compromise more or risk political disintegration These are the lessons of South Korea Taiwan and the Philip- pines and it is a lesson that is being learned anew as each country in East Asia continues to meet the demands of their lnodernizing societies

Does all this mean that there is no Asian road to democracy There is no doubt culture plays a significant role in how countries democratize Scholars have shown that cultural differences have an effect on when and in some respects how a country democratizes Countries with dominant Catholic populations generally democratize more slowly than do countries with dorni- nant Protestant population^^^ Similarly the patterns of both authoritarian- ism and political liberalization differ in Catholic and Protestant countries27 So how might East Asian countries democratize Will there be a wholesale rejection of Western-style liberalism with its reliance on rights and virtues

In some respects the East Asian suspicion of rights is good The Ameri- can founders hoped both that people would be jealous of their rights but at the same time that the new republic would rely more on Christian virtues to govern their own lives and their families than on political rights Compro- mise fair play tolerance and moderation are essential to the maintenance of a vibrant democracy Hence in some respects Asias slow acceptance of rights creates no need for alarm As governments and people learn to work

25 Guillermo ODonnell and Philippe Schmitter Trnrzsitiorzs froin Authoritnrinn Rule Ten- tative Conclusions About Urzcertairz Denzocrncies (Baltimore Johns Hopkins University Press 1986) pp 40-41

26 Samuel P Huntington The Third W7n11e Democmtizntion in the Late T~verztietll Centlrr) (Norman Okla University of Oklahoma Press 1991) pp 75-85

27 Juan J Linz and Alfred Stepan Probleins of Deinocmtic Tiarzsition and Consolidation Souillern Europe South America nnd Post-Coi~zinunist Eltrope (Baltimore Johns Hopkins Uni- versity Press 1996) p 453

STEVEN J HOOD 865

together and compromises are made democracy is learned just as it is every-where else in the world

There are some areas where Asian-characteristics of the liberalization and democratization process can be anticipated

Political leaders both conservatives clinging to power and reformers who want to liberalize the system will practice a fair degree of Confucian paternalism They will use language that sustains their authority as morally good suggesting that they are better informed than the masses and have skills that make them uniquely quali-fied to lead the people

Like most authoritarian regimes economic and political crises will test Confucian ways of running government Moral appeals will continue to be made but rights and legal language will find greater acceptance Government leaders will be held individually responsible for specific policies This will erode support for traditiori-a1 leaders who previously paid little or no attention to democratic accountability

As authority is challenged a new virtue based on compromise and the sharing of information among political and economic elites will penetrate society Private or-ganizations will take on democratic aspects and Confucian loyalties will come into question if they contradict democratic practices Family relationships will retain Confucian characteristics though the relationship between children and parents will be somewhat more akin to family life in the West where the structure of the family is less hierarchical

Though rights will continue to be held in suspicion confidence will be built upon the assumption that basic rights can usually be equated with moral living Hence popular claims will be made that Asian rights are unique and universal

The tension between liberal rights and communitarian principles will always be present in Asian democracies just as it is in the West There will be greater discus-sion among scholars across the globe about this tension Minor differences over how rights are viewed in East Asia and the rest of the world will continue to be pointed out even though these differences will be insignificant

Thus the Asian path to democracy likely will follow the paths taken by other countries in other parts of the world though there will be distinctive Asian characteristics The important thing for Asians and non-Asians to re-member is that the usurpation of rights by government leaders is neither a cultural right nor a cornmunitarian virtue There is a growing international consensus on rights language and democratic virtues It is the commonality of this discussion that is crucial for the health of democratic societies

Sharing a Liberal Heritage Some Asian leaders and perhaps some scholars who study Asia feel uncom-fortable in accepting the principles of liberalism in an Asian setting Since liberalism has its roots in the intellectual and religious traditions of the West it is deemed inappropriate for Asian countries While it is true that liberalism was first developed in the West this does not mean it is a tradition that is

866 ASIAN SURVEY VOI XXXVIII NO 9 SEPTEMBER 1998

exclusively owned by Westerners Liberalism itself is a recognition of the inherent worth of individuals and free societies Citizens in liberal societies readily point out that liberty and tmst are missing in authoritarian regimes Because they are missing individual potential is thwarted arbitrary rules are enforced from above evil is not punished by established norms of justice and civil society is riot possible Asian leaders are correct to point out the contradictions in Western states that have abandoned communitarian values and as a result have suffered in terms of rampant crime and social and famil- ial decay This is not the fault of liberalism however The existence of soci- eties that esteem family values does not suggest that democracy or liberal rights are inappropriate Similarly societies claiming strong communitarian notions of cooperation harmony and consensus can adopt a rights tradition Contemporary literature suggests all these ideals are important for the main- tenance of democracy28

Francis Fukuyamas now famous suggestion that we are reaching the end of history and that democracy is a global phenomenon may be premature29 But it is true that in East Asia and throughout the world authoritarian regimes are collapsing A successful authoritarian regime is able to restrict power to a small ruling elite or single sovereign That model of governance has been in decline for some time in East Asia Authoritarianism leaves nothing for gov- ernments and people to aspire to Even Chinese scholars who prior to the crisis at Tiananmen had discussed various kinds of authoritarianism as an alternative to communism have abandoned this notion Their interests have turned directly to dem~cra t i za t ion ~~ Democracy is much less limiting and ultimately more adept at fulfilling human needs and desires than authoritari- anism For this reason in spite of the efforts of Lee Kuan Yew and Jiang Zemin Tocqueville was correct when he proclaimed that any attempt to check democracy would be an attempt to resist an i n e ~ i t a b i l i t y ~ ~ While de- mocracies may differ somewhat in structure and process there is only the liberal model of democracy All others claiming unique status are authorita- rian regimes or regimes that have not yet completed the transition to democ- racy

28 See for instance Jean Bethke Elshtain Deinocrc~c~oil Trial (IVew York Basic Books 1995) and Thornas L Pangle The Enobli~lg of Dernocrac~ Tlze Chciller~ge of the Posrrnodem Age (Baltimore Johns Hopkins University Press 1992)

29 Francis Fukuyarna The End of History and rile Last Mail (New York Free Press 1992) 30 See He Baogang Tile Denzocrntic I~nplicnfions of Civil Socieh irt Cltinn (New York St

klartins Press 1997) and Tlte Der~~oc~wtizfltion of Clliila (London Routledge 1996) 31 Alexis de Tocqueville De~nocmcy in Ainericn trans by George Lawrence ed by J P

Meyer (IVew York Harper Perennial 1966) vol 1 p 7

Page 13: hood-myth of asian style democracy.pdf

864 ASIAN SURVEY VOL XXXVIII NO 9 SEPTEMBER 1998

importance of short term negotiations and compromise^^^ But political or economic moments are not likely to take place unless there is enough eco- nomic specialization differences in opinion about social welfare and polit- ical disagreement to encourage opposition leaders and critics within govein- ment to challenge traditional bases of power What country in East Asia has not had to meet the demands of an opposition in the course of economic development On their own governments do not have enough information or ideas to be able to provide answers to all of a societys problems as a country develops Singapore may eventually reach a point where the govern- ment will have to relent and seek the advice of opposition politicians and end their suppression of free speech and other policies China is not going to be able to hold back the forces of modernization for long without having to accommodate some alternative governance views It has already done so But the Beijing leadership will have to compromise more or risk political disintegration These are the lessons of South Korea Taiwan and the Philip- pines and it is a lesson that is being learned anew as each country in East Asia continues to meet the demands of their lnodernizing societies

Does all this mean that there is no Asian road to democracy There is no doubt culture plays a significant role in how countries democratize Scholars have shown that cultural differences have an effect on when and in some respects how a country democratizes Countries with dominant Catholic populations generally democratize more slowly than do countries with dorni- nant Protestant population^^^ Similarly the patterns of both authoritarian- ism and political liberalization differ in Catholic and Protestant countries27 So how might East Asian countries democratize Will there be a wholesale rejection of Western-style liberalism with its reliance on rights and virtues

In some respects the East Asian suspicion of rights is good The Ameri- can founders hoped both that people would be jealous of their rights but at the same time that the new republic would rely more on Christian virtues to govern their own lives and their families than on political rights Compro- mise fair play tolerance and moderation are essential to the maintenance of a vibrant democracy Hence in some respects Asias slow acceptance of rights creates no need for alarm As governments and people learn to work

25 Guillermo ODonnell and Philippe Schmitter Trnrzsitiorzs froin Authoritnrinn Rule Ten- tative Conclusions About Urzcertairz Denzocrncies (Baltimore Johns Hopkins University Press 1986) pp 40-41

26 Samuel P Huntington The Third W7n11e Democmtizntion in the Late T~verztietll Centlrr) (Norman Okla University of Oklahoma Press 1991) pp 75-85

27 Juan J Linz and Alfred Stepan Probleins of Deinocmtic Tiarzsition and Consolidation Souillern Europe South America nnd Post-Coi~zinunist Eltrope (Baltimore Johns Hopkins Uni- versity Press 1996) p 453

STEVEN J HOOD 865

together and compromises are made democracy is learned just as it is every-where else in the world

There are some areas where Asian-characteristics of the liberalization and democratization process can be anticipated

Political leaders both conservatives clinging to power and reformers who want to liberalize the system will practice a fair degree of Confucian paternalism They will use language that sustains their authority as morally good suggesting that they are better informed than the masses and have skills that make them uniquely quali-fied to lead the people

Like most authoritarian regimes economic and political crises will test Confucian ways of running government Moral appeals will continue to be made but rights and legal language will find greater acceptance Government leaders will be held individually responsible for specific policies This will erode support for traditiori-a1 leaders who previously paid little or no attention to democratic accountability

As authority is challenged a new virtue based on compromise and the sharing of information among political and economic elites will penetrate society Private or-ganizations will take on democratic aspects and Confucian loyalties will come into question if they contradict democratic practices Family relationships will retain Confucian characteristics though the relationship between children and parents will be somewhat more akin to family life in the West where the structure of the family is less hierarchical

Though rights will continue to be held in suspicion confidence will be built upon the assumption that basic rights can usually be equated with moral living Hence popular claims will be made that Asian rights are unique and universal

The tension between liberal rights and communitarian principles will always be present in Asian democracies just as it is in the West There will be greater discus-sion among scholars across the globe about this tension Minor differences over how rights are viewed in East Asia and the rest of the world will continue to be pointed out even though these differences will be insignificant

Thus the Asian path to democracy likely will follow the paths taken by other countries in other parts of the world though there will be distinctive Asian characteristics The important thing for Asians and non-Asians to re-member is that the usurpation of rights by government leaders is neither a cultural right nor a cornmunitarian virtue There is a growing international consensus on rights language and democratic virtues It is the commonality of this discussion that is crucial for the health of democratic societies

Sharing a Liberal Heritage Some Asian leaders and perhaps some scholars who study Asia feel uncom-fortable in accepting the principles of liberalism in an Asian setting Since liberalism has its roots in the intellectual and religious traditions of the West it is deemed inappropriate for Asian countries While it is true that liberalism was first developed in the West this does not mean it is a tradition that is

866 ASIAN SURVEY VOI XXXVIII NO 9 SEPTEMBER 1998

exclusively owned by Westerners Liberalism itself is a recognition of the inherent worth of individuals and free societies Citizens in liberal societies readily point out that liberty and tmst are missing in authoritarian regimes Because they are missing individual potential is thwarted arbitrary rules are enforced from above evil is not punished by established norms of justice and civil society is riot possible Asian leaders are correct to point out the contradictions in Western states that have abandoned communitarian values and as a result have suffered in terms of rampant crime and social and famil- ial decay This is not the fault of liberalism however The existence of soci- eties that esteem family values does not suggest that democracy or liberal rights are inappropriate Similarly societies claiming strong communitarian notions of cooperation harmony and consensus can adopt a rights tradition Contemporary literature suggests all these ideals are important for the main- tenance of democracy28

Francis Fukuyamas now famous suggestion that we are reaching the end of history and that democracy is a global phenomenon may be premature29 But it is true that in East Asia and throughout the world authoritarian regimes are collapsing A successful authoritarian regime is able to restrict power to a small ruling elite or single sovereign That model of governance has been in decline for some time in East Asia Authoritarianism leaves nothing for gov- ernments and people to aspire to Even Chinese scholars who prior to the crisis at Tiananmen had discussed various kinds of authoritarianism as an alternative to communism have abandoned this notion Their interests have turned directly to dem~cra t i za t ion ~~ Democracy is much less limiting and ultimately more adept at fulfilling human needs and desires than authoritari- anism For this reason in spite of the efforts of Lee Kuan Yew and Jiang Zemin Tocqueville was correct when he proclaimed that any attempt to check democracy would be an attempt to resist an i n e ~ i t a b i l i t y ~ ~ While de- mocracies may differ somewhat in structure and process there is only the liberal model of democracy All others claiming unique status are authorita- rian regimes or regimes that have not yet completed the transition to democ- racy

28 See for instance Jean Bethke Elshtain Deinocrc~c~oil Trial (IVew York Basic Books 1995) and Thornas L Pangle The Enobli~lg of Dernocrac~ Tlze Chciller~ge of the Posrrnodem Age (Baltimore Johns Hopkins University Press 1992)

29 Francis Fukuyarna The End of History and rile Last Mail (New York Free Press 1992) 30 See He Baogang Tile Denzocrntic I~nplicnfions of Civil Socieh irt Cltinn (New York St

klartins Press 1997) and Tlte Der~~oc~wtizfltion of Clliila (London Routledge 1996) 31 Alexis de Tocqueville De~nocmcy in Ainericn trans by George Lawrence ed by J P

Meyer (IVew York Harper Perennial 1966) vol 1 p 7

Page 14: hood-myth of asian style democracy.pdf

STEVEN J HOOD 865

together and compromises are made democracy is learned just as it is every-where else in the world

There are some areas where Asian-characteristics of the liberalization and democratization process can be anticipated

Political leaders both conservatives clinging to power and reformers who want to liberalize the system will practice a fair degree of Confucian paternalism They will use language that sustains their authority as morally good suggesting that they are better informed than the masses and have skills that make them uniquely quali-fied to lead the people

Like most authoritarian regimes economic and political crises will test Confucian ways of running government Moral appeals will continue to be made but rights and legal language will find greater acceptance Government leaders will be held individually responsible for specific policies This will erode support for traditiori-a1 leaders who previously paid little or no attention to democratic accountability

As authority is challenged a new virtue based on compromise and the sharing of information among political and economic elites will penetrate society Private or-ganizations will take on democratic aspects and Confucian loyalties will come into question if they contradict democratic practices Family relationships will retain Confucian characteristics though the relationship between children and parents will be somewhat more akin to family life in the West where the structure of the family is less hierarchical

Though rights will continue to be held in suspicion confidence will be built upon the assumption that basic rights can usually be equated with moral living Hence popular claims will be made that Asian rights are unique and universal

The tension between liberal rights and communitarian principles will always be present in Asian democracies just as it is in the West There will be greater discus-sion among scholars across the globe about this tension Minor differences over how rights are viewed in East Asia and the rest of the world will continue to be pointed out even though these differences will be insignificant

Thus the Asian path to democracy likely will follow the paths taken by other countries in other parts of the world though there will be distinctive Asian characteristics The important thing for Asians and non-Asians to re-member is that the usurpation of rights by government leaders is neither a cultural right nor a cornmunitarian virtue There is a growing international consensus on rights language and democratic virtues It is the commonality of this discussion that is crucial for the health of democratic societies

Sharing a Liberal Heritage Some Asian leaders and perhaps some scholars who study Asia feel uncom-fortable in accepting the principles of liberalism in an Asian setting Since liberalism has its roots in the intellectual and religious traditions of the West it is deemed inappropriate for Asian countries While it is true that liberalism was first developed in the West this does not mean it is a tradition that is

866 ASIAN SURVEY VOI XXXVIII NO 9 SEPTEMBER 1998

exclusively owned by Westerners Liberalism itself is a recognition of the inherent worth of individuals and free societies Citizens in liberal societies readily point out that liberty and tmst are missing in authoritarian regimes Because they are missing individual potential is thwarted arbitrary rules are enforced from above evil is not punished by established norms of justice and civil society is riot possible Asian leaders are correct to point out the contradictions in Western states that have abandoned communitarian values and as a result have suffered in terms of rampant crime and social and famil- ial decay This is not the fault of liberalism however The existence of soci- eties that esteem family values does not suggest that democracy or liberal rights are inappropriate Similarly societies claiming strong communitarian notions of cooperation harmony and consensus can adopt a rights tradition Contemporary literature suggests all these ideals are important for the main- tenance of democracy28

Francis Fukuyamas now famous suggestion that we are reaching the end of history and that democracy is a global phenomenon may be premature29 But it is true that in East Asia and throughout the world authoritarian regimes are collapsing A successful authoritarian regime is able to restrict power to a small ruling elite or single sovereign That model of governance has been in decline for some time in East Asia Authoritarianism leaves nothing for gov- ernments and people to aspire to Even Chinese scholars who prior to the crisis at Tiananmen had discussed various kinds of authoritarianism as an alternative to communism have abandoned this notion Their interests have turned directly to dem~cra t i za t ion ~~ Democracy is much less limiting and ultimately more adept at fulfilling human needs and desires than authoritari- anism For this reason in spite of the efforts of Lee Kuan Yew and Jiang Zemin Tocqueville was correct when he proclaimed that any attempt to check democracy would be an attempt to resist an i n e ~ i t a b i l i t y ~ ~ While de- mocracies may differ somewhat in structure and process there is only the liberal model of democracy All others claiming unique status are authorita- rian regimes or regimes that have not yet completed the transition to democ- racy

28 See for instance Jean Bethke Elshtain Deinocrc~c~oil Trial (IVew York Basic Books 1995) and Thornas L Pangle The Enobli~lg of Dernocrac~ Tlze Chciller~ge of the Posrrnodem Age (Baltimore Johns Hopkins University Press 1992)

29 Francis Fukuyarna The End of History and rile Last Mail (New York Free Press 1992) 30 See He Baogang Tile Denzocrntic I~nplicnfions of Civil Socieh irt Cltinn (New York St

klartins Press 1997) and Tlte Der~~oc~wtizfltion of Clliila (London Routledge 1996) 31 Alexis de Tocqueville De~nocmcy in Ainericn trans by George Lawrence ed by J P

Meyer (IVew York Harper Perennial 1966) vol 1 p 7

Page 15: hood-myth of asian style democracy.pdf

866 ASIAN SURVEY VOI XXXVIII NO 9 SEPTEMBER 1998

exclusively owned by Westerners Liberalism itself is a recognition of the inherent worth of individuals and free societies Citizens in liberal societies readily point out that liberty and tmst are missing in authoritarian regimes Because they are missing individual potential is thwarted arbitrary rules are enforced from above evil is not punished by established norms of justice and civil society is riot possible Asian leaders are correct to point out the contradictions in Western states that have abandoned communitarian values and as a result have suffered in terms of rampant crime and social and famil- ial decay This is not the fault of liberalism however The existence of soci- eties that esteem family values does not suggest that democracy or liberal rights are inappropriate Similarly societies claiming strong communitarian notions of cooperation harmony and consensus can adopt a rights tradition Contemporary literature suggests all these ideals are important for the main- tenance of democracy28

Francis Fukuyamas now famous suggestion that we are reaching the end of history and that democracy is a global phenomenon may be premature29 But it is true that in East Asia and throughout the world authoritarian regimes are collapsing A successful authoritarian regime is able to restrict power to a small ruling elite or single sovereign That model of governance has been in decline for some time in East Asia Authoritarianism leaves nothing for gov- ernments and people to aspire to Even Chinese scholars who prior to the crisis at Tiananmen had discussed various kinds of authoritarianism as an alternative to communism have abandoned this notion Their interests have turned directly to dem~cra t i za t ion ~~ Democracy is much less limiting and ultimately more adept at fulfilling human needs and desires than authoritari- anism For this reason in spite of the efforts of Lee Kuan Yew and Jiang Zemin Tocqueville was correct when he proclaimed that any attempt to check democracy would be an attempt to resist an i n e ~ i t a b i l i t y ~ ~ While de- mocracies may differ somewhat in structure and process there is only the liberal model of democracy All others claiming unique status are authorita- rian regimes or regimes that have not yet completed the transition to democ- racy

28 See for instance Jean Bethke Elshtain Deinocrc~c~oil Trial (IVew York Basic Books 1995) and Thornas L Pangle The Enobli~lg of Dernocrac~ Tlze Chciller~ge of the Posrrnodem Age (Baltimore Johns Hopkins University Press 1992)

29 Francis Fukuyarna The End of History and rile Last Mail (New York Free Press 1992) 30 See He Baogang Tile Denzocrntic I~nplicnfions of Civil Socieh irt Cltinn (New York St

klartins Press 1997) and Tlte Der~~oc~wtizfltion of Clliila (London Routledge 1996) 31 Alexis de Tocqueville De~nocmcy in Ainericn trans by George Lawrence ed by J P

Meyer (IVew York Harper Perennial 1966) vol 1 p 7