Helen G Berrigan Financial Disclosure Report for 2009

8/3/2019 Helen G Berrigan Financial Disclosure Report for 2009

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I ,o ~ o [ FINANCIAL DISCLOSURE REPORT g e p a r , R e q u i r e d b y t h e E t h i c sin Government Act of 1978n e ~ . J /2 o t o [ FOR CALENDAR YEAR 200 9I . P e r s o n R e p o r t i n g ( l a s t n a m e , f i r s t , m i d d l e i n i t ia l ) 2 . C o u r t o r O r g a n i z a t io n 3 , D a t e o f R e p o r t

B e r r [ g a n . H e l e n G . E a s t e r n D i s tr i c t o f L o u i s i a n a 05110/20104. Title (Article Ill judges indicate active or senior status; 5a. Report Type (check appropriate type) 6. Repor ting Per iod

l~agistrate judges indicate full- or part-time) [] Nomination. Date 01/01/2009ArticlelIl Judge- Active [~1 Initial 171 Annual ~-1 Final to12/31/20095b. [] Amended R=port

7. Chambers or Office Address 8. On tbe basis of the informat ion conta ined in this Report and anymodifications pertaining thereto, it Is, In my opinion, In com pl iance500 Poydras Street, Room C-556 with applicable law~: and regulations.United States CourthouseNew Orleans, L A 7 0 1 3 0 R e v i e w i n g O f f ic e r D a t e

I M P O R T A N T N O T E S : The instructions accompanying this form must be followecL Complete all parts,checking the NONE b ox]or each part where you hove no reportable information. Sign on last page.

I . P O S I T I O N S . (Reporting imdivlduat anly; see pp. 9-1~ of f!llng il~$truetion$.)[---] NON E (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITYI. Member Board of George & Jean Pugh Foundation: LSU Law School

2. ivlember Board, Louisiana State University Law Center

5. " 7 .%- : - " 7~ -

II . A G ~ E ~ N T S . (Reporting indiriduato.O,; seepp. 14-16 of filing iN O N E ( No rep o r ta b l e a g reem en t s .)

D A T E PARTIES AND T~RMS1.


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Name of Person Reporting Date of ReportPageFINANCIAL2 of 9 DISCLOSURE REPORT Berr~. , ~el~n C . 05/~0;2010

I lI . N O N - I N V E S T M E N T I N C O M E . ~ g ,o ~ t , . x ~.si,,~a,,.t.,,~ vo ...; ,,.rp. ~ z-~ ~,,~ i~trttctlon~)A. Filers Non-Investment Income

N O N E (No reportable non-investment income.)D A T E SOURCE AND TYPE INCOME(you~. not s ~ u s e s )

1 . 2 0 0 9 LSU ~w School ; Teaching $ 1 , 5 0 0 , 0 0

2 . 2 1 ) 0 9 West S o. ices; Book Royalt ies $674.84

3.4.

B . S p o u s e s N o n - I n y e s t m e n t I n c o m e - t f y o , , w e r e m a r r ie d during any p o r t i o n o f t h e r e p o r t in g ),ear, complete fhi$ sectiort(Dollor o.u)~nl O ,M required ~:cepl for honoraria.]

NONE (No reportable non-investmen income.)D A T ~ SOURCE AND TYPE

I.2.3.4.

IV. REIMBU RSEMENT S - ~,on,po~#o,,. lodging, food, entertain .....(bwh~des those to spouse ot~d depet~de~t chlhlren: see PP. 25 -27 oJ -fi ling instructions.)

N O N E ( No rep o r ta b l e re imb u rsem en t s .)SOI I RCE D A T E S L OC A T I ON Pl IRPOS E ITEMS PAID OR PROVIDED

1.2.3.

5 .


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FINANCIAL DISCLOSURE REPORTPage 3 of 9 Berrigan, Helen G. 0 5 1 1 0 1 2 0 1

V . G I F T S . a . c r . a ~ , , t , . s ~ , o . ~ , o , , ~ ~ , , ~ ~ , . . , , , ~ e . , ~ i ~ , ~ . , , ; ~ ~ p . : ~ - ~ o / ~ t i . ~ ~ . ~ , ~ , , ~ , ; 0 . . ~[ ~ ] N O N E (No reportable gifts.)

SOURCE D E S C R I P T I O N1.2.3 .4,5.

[~ N O N E (No reportable liabilities.)C R E D I T O R D E S C R I P T I O N V A L U E C O D E

2 .3 .4.

5 .


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Iame of Person RcportlngINANCIAL DISCLOSURE REPORT[ B ~ r r i ~ ,~ n , H e l en G .

Page 4 of 9 o s / ~ o / 2 o ~ o

N O N E (No reportable incom e, assets , or t ransact ions.)D .D e s c r i p t io n o f A s s e ~ l n e o m e d u r in g Gro~ value at end.(including I~g(IS~IS) reining period o f r e p o r t i n g p e r i o d

[ 1 (2 ) ,3 ) (4 ) ( 5 ,) [ ~2) (0 (2 ) H) - ....................Place(X)" a~ch ~sset ; A m o u n t T~ (e.g. , Value V alue T~e (e.g., J D a t e Value [ Gain I d e n t i t y o f.... pt f~m prior di~losu~ C odel div., ~nt, Code 2 ~ M e th~ buy, sell,( A - H ) orint.) ( J - P ) [ C~e 3 r~empfion) ( J - P )[ ~ (Q~ t r a n s a c t i o n )

1. Cit igroup-Co~on Stock A Dividend J2. IBM - Common Stock C Dividend M T3. T~-Continental Co~. M utual Fund A Dividend K T4. Legg-Mason Partners Fund A Dividend J T5. T. Rowe Price Growth Stock Mutual Fund A Dividend L T6. Dreyfous Growth & Income M utual Fund A Dividend K T

I 7 . Dreyfous Research Growth Fund - Class Z A Dividend J T8. Dreyfous New Leaders Fund - C lass A A Dividend L T9. Liberty Financial Services N.O., LA C Dividend M TComm on S tock~

1 0 . Rental Property #1 N ew Orleans, LAD D Rent N QAppraised 8/2 I/g5I. Exxon Corp. Common Stock C Dividend M T

I 1 2 . General Electric Common Stock A Dividend K T1 3 , ONEOK Common S tock B Dividend L T1 4 . Westar Energy, Inc. - C ommon Stock A Dividend J T1 5. Fidelity Advison- High Y ield Portfolio B Dividend K TClas s T1 6 . Van Kampen - Senio Loan Fund FDCL I B A Dividend K T

1 7 . Command M oney Fund (Wachovia A Interest K TSecurites)


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FINANCIAL DISCLOSURE REPORT ] N .... fP ..... R e p o , ~ i . g [ D . , e o f a e p o r ,Page 5 of 9 I Berrtgan, Helen G. [ 05110/2010V I I . IN V E S T M E N T S a n d T R U S T S - i. eo , ,, ~ , , ,~ , , ....... , ions (Inc ludes th . . .. . ~ f sp . . . . .. . . d depend ent chi ldren; ~ pp. 34-60 of f i l ing ins truc t ions . )

N O N E (No reportable income, assets , or t ransact ions.)A. B. C. D . - ............D e s c r i p t i o n o f A s s e t s I n c o m e d u r in g G r o s s v a l u e 0 t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i ~ J{ i n c l u d i n g tr~sl zssels) r e p o rt i n g p e r i o d o f r e p o ct l n g p e r i o d - 7-r .........l a c e " ( X ) " ~ f t e r e a c h a s s e t ~ A m o u n t T y p e ( e . g .. Value V alue T y p e ( e . g . , Date [ Value ] Gain ] ldenfilyofe x e m p t f r o m p r i o r d i s cl o s u r e . ~ C o d e I d i v . , r e a l . C o d e 2 M e th o d buy. sell, mm/dd/y), ] Code 2 [ Code I buyerlscller ( A - H ) o r i n L ) ( J - P ) Code3 r e ~ e m p l i o n ) i (JP) . (A-ll) I (ifprivale! (Q-W) ...... S----. i I r ~ n ~ a c l i o n )

IS . Bank Baroda C.D. (due 3126/09) None Redeemed 03/26/09 L A1 9 . Centinela Val ley CA U N A Interest K T B uy 04/03/09 K

2 0 . HanisCounty, TX C ultured A Interest L T B uy 04/03/09 K2 1 . International Paper Co. -- Com mon S tock A Dividend J T2 2 . ING Golden Select Guarantee Annuity C Interest L T2 3 . Bank of America Corp. -- Comm on Stock A Dividend J T2 4 . Johnson & Johnson-- Comm on Stock A Dividend K T2 5 . AT & T Comm on Stock A Dividend J T2 6 . Coca Cola Common Stock A Dividend J T2 7 . Dupont E.I. De Nemours -- Common Stock A Dividend J T

2 8 . Fifth Third Bankcorp-- Common Slack A Dividend J T2 9 . Washington Mutual Inc. --Common Stock A Dividend J T3 0 . C~pital Income Builder-- Class A A D i v i d e n d K T3 1 . Becrigan,i~ Inc. PLC PS Plan E I n t . , D i v . N T3 2 . - AT&T, Inc. Common Stock3 3 . - BP PLC ADR34. - Chevron Corp.


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]N~mef Ptr$on R e p o r t i n ~PageFINANCIAL6 of 9 D I S C L O S U R E R E P O R T I B e r ri ~ a n , m i e n G. IVII. INV ESTMENTS and TRUSTS - ~o.~, ~ , ~ , ~ o ~ a~,,~.~,ho, ,

NO NE (No reportable income, assets , or t ra~act ions.)~ B . C. D. " . . . .D e s c r i p t i o n o f A s s c ~ [ Income during G r o ~ x v a l u e a l en d0ncluding ~t assets) [ ~poaing ~ o f r e p o r t i n g p e r i o d

cxcmpl from prior disclos ure C o~ ] ~ div.,ren~ C ode 2 j Method buy, sell, mmldd/~ C ode 2 C ode I bu~ed~ller( A - H ) or i n L ) { J P ) I C~e3 red~pllon) [ O-P} ~ (A-H) [ (ifpfvaleL_ I i t~w)3 5 . - C lec~ Co ~ .3 6 . - Consolidated Edison, Tnc

3 7 . - Dom {nion Resources, lac. VA New3 8 . - Falrpoint Communications

3 9 . - Frontier Communications

4 0 . - Kinder Morgan Energ-yPartnem4 1 . - Penn Real Estate Investment Trust SBI

4 2 . - Simeon Property Group Reit Inc., NewS PG4 3 , -Tanger Factory Outlet

44, - Teppco Partners, Ltd. Partnership ; Liqidated & becameLine 464 5 . - Enterprise Products Partners EPD A Dividend J T Merged 10!26/09 J A(with line 44)4 6 , - The Southern Company4 7 . - Ver~zon Communications

Fidelity Advisor Series 1I High Yield4 9 . - Dryden High Yield LD , Inc. Class A5 0 . - Pioneer High Yield LDCIassA5 1 . - Van Kampem S enior Loan Fund FD C lassIB

2 VaIucC~~ J =11S,O~ or I~n K -$1S.001 - S50,0OO L -SS0.~l - $100.000 M =$ 1~ ,001 -


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FINANCIAL DISCLOSURE REPORT I r ~ . . . . . . ~ p c . . .. ~o.~.~Page 7 of 9! Berrigan, llelen G. 05/10/2010

VII. INV ESTMENTS and TRUSTS - i, ......... t , , ~ . tr ...... ions ancluSes those orsv .......... d dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets , or t ransact ions.)

D e s c r i p t i o n o r A s s e t s Income d~ng G r o s s v ~ l u e a l ~ n d T~=aclions during rcporling ~Hod(including ~t as~ts) repo~ing ~Hod ofreponin8 peH~(0 (2) 0) ~ (2) (~) (2) ~ .........Place "(X)" after each asse{ I (3)i A m o u n l T ) ~ ( e . g . , V alue ~ V a l ue T ~ e { e . g . , Date Value Gzin Idemi~ ofcxempt from prior disclosure [ Code [ div., rent, Code 2 M o n a d buy, sell. m~W Code 2 C~e I buycdselIer

[~ (A-H}or int.) (J-P)

[ ( Q - w ) C d e 3 [~r~emption) (I-P)

[ (A-H) t ~ c t i o n ) ~ i f p r i x ~ e52. -Alliance Bemstein, Inc. ~D

53. - American Strategic Income Portfolio, Inc.5 4 . - DW S Free P,.eal Estate FD 1 I S R O

5 5 . - ING Primeratel-R DPR

5 6 . - IvIFS Charter Income Trust1 5 7 . - Pinto High Income FD

5 8 . - AES TRIll 6.75% PF D C ony. due1 0 1 1 5 / 2 0 2 95 9 . - Entergy Louisiana LLC 7.6% 1st MortgageBonds6 0 . - Geogia Power Senior Note 7/1512047

6 1 . - Metlife 5.875% Senior Notes dueI I/21/203362. - Sherwin Williams 7.25% (7 .25) Carts Trdue 2/1/209763. Smon PPTY Group. Inc., PFD 6.00%64.

Columns B I and D4) F =$50,~1 - $1 ~.~0 O -$ I~.001 - $I,0~.0~ H I "$ 1 .~0.001 - $5,~.~ 112 =More th:n $ 5.0~,000Columns CI and D3) N -1250.00~ -


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P a g e F IN A N C I A L 8 o f 9 D I S C L O S U R E R E P O R T Berrigan, ~leten c.[ 05/IO;20t0

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

Section Vll I, gs 6,7 & 8 are parts of Helen Rober~ Berrigans USE Profi t Sharing Retirement Plan FBO H elen Robert~ Berrigan

Section VII 2, #s 32 - 63, List of Stocks and Bonds in Inc. PLC PS Plan.


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FINANCIAL DISCLOSURE REPORT N .... f P e r s o n a e p o r , i n g D ~ t e t f f R c p ~ r tPage 9 o f 9 n e r r i ~ a n , h e le n C . O S / ~ O ! 2 0 1 0IX. CERTIFICATION.

! certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) isaccurate, true, and complete to the best of my knowledge and belief, and that any information not reported wa~ w ithheld becau.~e i t m et applleable xtatutoryprovisions permitting non-disclosure.l furfher certify that earned income from outside emplo)~nent and honoraria and the acceptance of gifts which have been reported are incompliance with tbe provlsionx of 5 LI.S.C. app. 501 et. seq., 5 D.S.C. 7353, and Judicial Conference regulations.

NO T E : A NY I ND I VI DUA L W HO K NO W I NG LY A ND W I LF ULL Y F A LS I F I E S OR F A I LS T O F ILE T HI S R EP O R T M A Y B E S UB J EC T T O C I VI LAND CRIMINA L SANC TIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONSM ail signed original and 3 additional copies to:

Com mit tee on Financial D isclosureAdm inistrative Office of the United States C ourtsSuile 2-301One ColU mbus C i rcle, N.E.W ashington, D.C . 20544

Helen G Berrigan Financial Disclosure Report for 2009

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