Gustavo A Gelpi Financial Disclosure Report for 2009

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    t A o . 0 I FINANCIAL DISCLOSURE REPORT Reportin GovernmenlRequn~. t /2010 FOR CALENDAR YEAR 20 09 ( ~ u . s .c a p p . 1 o 1 - l 0I . P e , ~ o n R e p o r t i n g ( l a s t n a m e , f i~ t . m i d d l e i n i t i a l ) 2 . C o u r ~ o r O r g a n i z a t io n 3 , D a t e o f R e p o r tGelpi, Gustavo A . U.S . District Court for P.R . 05/04/2010

    4 . T it l e (A r t ic le I[ I ju d g e s in d i c a te ac t i v e o r se n io r st a tu s; . 5 a . R e p o r t T y p e (c h~ ck a p p r o p r i a u : ty p e ) 6 . R e p o r t i n g P e r i o dmagistrate judges i n d i c a t e f u l l - or pa.~-t~me)[ ] Nominat ion , D a t e 0 1 / 0 1 / 2 0 0 9US DistrictJudg [] laitiM [] Annua l [] Fin a l to12/31/2009; 5h . [ ] AmencL-d Report

    7 . C h a m b e r s o r O f f ic e A d d r e s s 8 . O n t h e b a s i s o f t h e i n f o r m a t i o n c o n t a i n e d in t h i s R e p o r t a n d a n ym o d i f ic a t i o n s p ~ r t a l n i n g t h e r e t o , it i s , i n m y o p i n i o n , i n o m p l l a n c eUS Courthouse., Room CH 151 w i t h a p p l ic a b l e t a w s a n d r e g u l a t io n s ,15 0 Carlos Chardon Ave.San Juan, PR 00918-0483 R e v i e w i n g O f f ic e r D a t e

    I M P O R T A N T N O T E S : The instructions accompanying Ibis form must be followed. Complete all parts,checking the NO NE box for each part where.you have no reportable information. Sign on last pag~

    I. P O S I T I ~ , , , , o v r ~ o . t n , ~ o , ~ i ~ ~ i ~ i ~ . . ~ o~ ~ ~ . ~ -~ o f ~ t ~ z~ NO~ ~o reportable positions3

    POSITION NAME OF ORGA~TIO~~I. Di~tor F~e~I Bar Ass~ ia t ion2. ~air - A~it Comm i~e Federa l Bar A~ia t ion ~-~ """

    5.

    [~] N O N E (N o reportable agreements.)D A T E PARTIES AND TERM S

    I.

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    FINANCIAL DISCLOSURE REPORT [ N a m e a r P en o n Reporting Date orReportPsge 2 of 6 Gelp l , Gus tavo A . 05/04/2010

    I Il . NON-INVESTM ENT INCOME. ~ e~ o~A. Fliers Non-Investment Income[-"] N O N E ( N o reportable non-investment income.)

    DATE SOUKCE AND TYPE INCOME(yours, not spouses)1. 2009 Interam erican University - teaching $3,668.002. 2009 University of Puerto Rico - tea ch ing $1,500.003.4.

    B . S p o u s e s N o n - ln v e s t m a n t I n c o m e - If you were married during uny potCion of the repordng year. complete this section.(Dollar amount not required ~xcept for ho norar ia . )

    D N O N E ( N o reportable non-investment income.)DATE SOURCE AND TYPE

    I. 2009 self employed (attorney)2.3.4.

    I V . R E I M B U R S E M E N T S - ,.a.spo..ao.. lodgi.g, Sood, .~,e.a~...L(Includes those to spouse and dependent chi ldren; see pp. 25-27 o f f i l ing ins truct ion~ . )

    [- - - ] N O N E (No reportable reimbursements.)SOURCE DATES LOCATION pURPOSE ITEMS PAID OR PROVIDED

    I. Federal Bar Associa t ion 01!16 /09 to 01-18-09 San Juan, Puerto Rico Board of Directors M eet. meals and room2. Federal Bar Associa t ion 03/i 9 /09 to 03/22/09 Crysta l Ci ty , V i rginia M i d Y e ar & B . o f D . M e et . t ra n s po r ta t io n , m ea l s an d r o om3. Ver mo n t L a w S c h o o l 10/05/09 South Royal ton, VT L o c t u m mea l s and r o o m4. Federal Bar Associa t ion 08 /08 /09 to 08 / I 3 /09 Okl ahom a C i t y , Okl ahoma Annua l Con . & Meeting transportation, meals and room5.

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    FINANCIAL DISCLOSURE REPORT sl,~e ol" F e r , o . R e p o r t i n g D . t O [ R e p o r tP a g e 3 of 6 G e lp i , G u s ta v o A . 05 / 04 / 2010

    ~ N O N E (No reportableSOURCE DESCR~ON VAL~

    I. San~c Crabbers, Inc. S~on tick~2.

    4.5.

    VI. LIABILITIES. a,d~,. ,~, ~,..~ ~,~,.,~ N O N E (No reportable liabilities.)

    CREDITOR DESCR~ON VAL~ CODEI. M B N A A m e ~c ~ Line ~ C~dil2. Cadbe Fcd~l Cr~it Union Pe~onal Loa n K3. Cit i card Cred i t Ca rd4. H S B C Cr~it C~d J5. TD FCU Credit ~d J6. Dis~ver C r ~ i t C a r d

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    .FINANCIAL DISCLOSURE REPORT [ N ameefPersen Report ing D at e o f R ~por !Page 4 o f 6~ G e l p i , G u s t a v o A .

    0 M 0 4 / 2 0 1 0

    V I I. IN V E S T M E N T S a n d T R U S T S - ~o~, ~. ~,~,~, a~, ~o,~ ol~o~ ~ ~m~,~t ,~N O N E ~o reportable income, ~sets, or transactions.)

    A. B. C, ~ D. ~pti~ of Assets In.me d~ng Gro~ value at cad [ T~n~ctiom d~ng ~ing(including ~st ~e~) ~ing pefi~ ofr~ing p~fi~" (I) (2 ) (I) [ (2) (I) (2 )

    exempt ~m prior di~lo~rt div., ~n~ C~ 2 M~ ~, ~11.~)2A - H ) or ioL) ( J - P ) C~e 3 ~d~ption) [ (A-H) (ifpfiwt*

    I. UBS (Mu~M F~) A Di~dend J T

    2. Disney (com mon s t~k) A Di~dend J T3, M~el ~fi$eg (co--on st~k) A Dividend J T

    4. Bunco Popu l a r de P .R. ~_ .duca t i ona l [RAs) A lntxrcst J T

    1 2 .

    1 3 .

    1 4 ,

    1 5 .

    1 6 .

    1 7 .

    I I n me Ga i n C odes : A -$ 1 .000 ot I~t B =$1,001 - $2.50~ ~ =$2~01 , $5.000 D =$5,001 -$15.000(~e Columns BI and D41 F -$50.00 ) - $100.000 G "$104).001 - $1.00O.000 H I -$1.000.0~1 - $3.000.000 H2 -Mo re th~a2. Value Codes J -$ I~.000 e lea K =$15.001 - 150.000 L ~$S0.001 - $ 100.000 M =I:100.001 - $2~0.000(S-t C olun m $ C l and D3) N =$250.001 - $500.000 O -$500.001 - $1.000.00~ PI = $1.000.001 - $5.000.000 P2 -$~.000.001 - $25.C00.000

    P3 -$25.000.001 - iS0.000.000 P4 =M or~ than $.~0.000.0003 , V t l ~ e M e t ho d C [ : ~ d e $ Q -Appra i~ l R ,-Cos t 0(ca l Es~ O~y) ~ 1 = A s s _ , ~ s t a x : n I T =Cash Mar t l

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    IName of Person Reporting Date of Repor~DISCLOSURE REPORTPage 5 o f 6VIII. ADDITIONAL INFORMATION OR EXPL~ATIONS.

    P a n I|1Filers non- invcslment income is from U.S. Go vernment sa la ry for services as a U.S. Dis t r ic t Judge.

    Par t Vll Line IThe speci f ic name of the mutua l fund i s the Legg Mason Partners Ag gressive Growth Fund Class A (previously was wi th Smi th Barney w hich was acqui red inPuerto Rico by U BS) .

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    PlNAI~CIAL Ia v o c o f P e r s o n R e p o r t in g D a t e o f R e p o r tDISCLOSURE REPORTI Gelp i , Gustavo A. 05 / 04 / 2010ag e 6 o f 6

    IX. CERTIFICATION.I cer t i fy tha t a l l in fo rma t ion g iven abov e ( includ ing in fo rma t ion per t a in ing to m y spouse and m ino r o r dependen t ch i ld ren , i f any ) i sa ccura te , t rue, and comp lete to the bes t o f my " know ledge and bel ief , and tha t any in fo rm a t ion no t repo r ted was w i thheld because i t met app l icab le s t a tu to ry

    p rov is ions permi t t ing non - .d i sc lo su re .1 fu r ther cer t ify tha t ea rned incom e f rom ou ts ide employm en t and hono ra r i a and the accen tanc e o f ~if t s wh ich ha ve been reno r ted a re Incom pl i ance wi th the p rov is ions o rs U,S.C . ap p . 501 et . seq . , 5 U.S.C . 7353 , and Jud ic i a

    Signature _

    N O T E : A N Y I N D IV I D U A L W H O K N O W I N G L Y A N D W I L L FU L L Y F A L S I FIE S O R FA V ILA N D C R IM I N A L S A N C T IO N S ( 5 U .S . C . a p p . 1 0 4)

    FILING INSTRUCTIONSM a i l s ig n e d o r i g i n a l a n d 3 a d d i t io n a l c o p i es t o :

    C o m m i tt ee o n F in a n c i a l D i s cl o s u r eA dm in i s t r a t i ve O f f i ce o f t he Uni ted S t a te s C ou r t sSu i te 2 - 30 1O n e C o l u m b u s C i r c le , N . E .W a s h i n g t o n , D. C . 2 0 5 4 4