Gordon J Quist Financial Disclosure Report for 2010

8/3/2019 Gordon J Quist Financial Disclosure Report for 2010

1/8

FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 2010

Report Required by the Ethicsin Government Act of 1978(5 U.S .C. app. 101-111)

1. Person Repor t ing ( l as t name, f i r s t , middle initial)Q U I S T , G O R D O N J .

4. Ti t l e (Ar t ic l e 1 I I judges ind ica te ac t ive o r s en io r s t a tus ;magi s t r a t e judges i ndi cat e f ul l - or par t - t ime)S E N IO R S T A T U S

7 . C h a m b e r s o r O f f i c e A d d r e s s4 8 2 G R A N D R A P I D S F O R D F E D ER A L C O U R T H O U S E1 1 0 M I C H I G A N N WG R A N D R A P I D S M I 4 9 5 0 3 -2 3 63

2 . C o u r t o r O r g a n i z a t io nD I S T R I C T C T - W E S T E R N D I S T , M I C H

3 . Date o f R e p o r t05/13/2011

5 a . R e p o r t T y p e ( c h e c k a p p r o p r i a te t y p e )] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. O n t h e b a s i s o f t h e i n f o r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n ym o d i f ic a t i o n s p e r t a i n i n g t h e r e t o , i t is , i n m y o p i n i o n , i n c o m p l i a n c ew i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

6. R epor t ing Pe r iod01/01/2010

to12/31/2010

R e v i e w i n g O f f i c e r D a t e

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,checking the NONE box for each part where you have no reportable informatiot~ Sign on last pag~

I . P O S I T I O N S . m e p o m n g i n d i v i d u a l only; see pp. 9-1 3 of f i l lng instructions.)~] N O N E ( N o reportable p ositions.)

POSITION

2.3.

4.5.

NAME OF ORGANIZATION/ENTITY

I I . A G R E E M E N T S . mepomng t, dlvid, at o,~r; se, p,. t ~-16 oS#tlng instr,cao~)~ N O N E ( N o repor table agreements . )

DATE PARTIES AND TERMS


2/8

FINANCIAL DISCLOSURE REPORTPage 2 of 8

N a m e o f P e r so n R e p o r t i n gQ U I S T , G O R D O N J .

D a t e o f R e p o r t05/13/2 011

I I I . N O N - I N V E S T M E N T I N C O M E . t R e p o ~ n g i n d i v id u a l o n d s p o u s e ; s e e p p . 1 7 - 2 4 of filing instructions.)A. Filers Non-Investm ent Incom e

D (No reportable income.)ONE non-investment

DATE SOURCE AND TYPE I N C O M E(y o ur s , n o t sp o use s )1 .0 9/ 1 0 / 1 0 C H A R L E S S C H W A B & C O . -I R A D I S B R I B U T I O N -N O R M A L $1 3 ,1 9 0 . 4 8

2.3.4.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - l f you were ma rried during any portion of the reporting year, comp lete this section.(Dollar amount not required except for honoraria.)

N O N E (No reportable non-investment income.)DATE SOURCE AND TYPE

1 .2.3.4.

I V . R E I M B U R S E M E N T S --tronsportation, lodging, food, e n t e r t a i n m e n t( In c l u d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 2 5 - 2 7 o f f il i n g i n s t r u c ti o n s . )[] (NO reportable reimbursements.)O N E

SOURCE DATES LOCATION1 . U n i t e d S t a t e s R u s s i a 10/11 /2 010 T O M i n n e a p o l i s , M NF o u n d a tio n 1 0 /1 4 /20 1 0

3.4.5.

P U R P O S EM e t w i t h R u s s i a n j u d g e so n j u d i c i a l e t h i c s a n dd i s c ip l ine .

I T EM S P A I D O R P R O V I D E DT r a n s p o r t a t i o n , fo o d a n d l o d g i n g .


3/8

FINANCIAL DISCLOSURE REPORTPage 3 o f 8


D a t e o f R e p o r t05/13/2011

V . G I F T S . ( I n c l u d e s those to spo~e und dep endent children; see pp. 28-3 1 of filing instructions.)N O N E ( N o reportable gi f ts. )

SOURCE DESCRIPTION1 .2.

3.

4.

5.

V A L U E

V I . L I A B I L I T I E S . ( Includes those of spouse and dependent children; seepp. 32 -33 of f i l ing instructions.)N O N E ( N o reportable liabilities.)

CREDITOR DESCRIPTION1 .2.

3.

4.5.

VALUE CODE


4/8


N a m e o f P e r s on R e p o r t i n gQUIST, GORDON J.

D a t e o f R e p o r t05/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v n i u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)[] NONE(No reportable income, assets , or transactions.)

3.4.5.6.7.8.9.

1 0 .1 1.

12 .

1 3.

1 4.

1 5.

1 6.

1 7.

CHASE BANK A I n t e r e s t J T

CHASE BANK A I n t e r e s t J TNORTHW EST MUTUAL LIFE INS None M T(W HOLE LIFE)INDEPENDENT BANK A I n t e r e s t J T

BROKERAGE ACCT #2SCHW AB DEPOSIT ACCOUNT A I n t e r e s t K TRESPONSE GENETICS INC None J T

KIM BERLY-CLARK CORP A Dividend J T

TECO ENERGY INC A Dividend J T

U G I CORPORATION NEW A Dividend J TSCHWAB GNMA FUND. SELECT B Dividend K TSHARES

SCHW AB PREMIER INCOME FD B Dividend K T

B u y 12/23/10( a d d l )Buy 06/17/10

( a d d l )B u y 07/02/10

( a d d l )B u y 06/24/10

( a d d l )B u y 07/19/10

( a d d l )B u y 07/13/10

( a d d l )B u y 10/20/10( a d d l )

J

J

J

J

J

J

J

1. I n c o m e G a i n C o d e s : A = $ ~ , 0 0 0 o r l e s s B = $ 1 ~ 0 0 1 ~ $ 2 , 5 0 0 C = $ 2, 50 1 - $ 5 , 0 0 0 D =$ 5 , 0 0 t - $ 1 5 .0 0 0|See C o l u m n s B I a n d D 4 1 : F a $50 ,0 0 1 ~ .$[0 0 ,0 0 0 G =$t00 ,0 01 - $120 00 .0 00 : : : H 1 = $t.00 0,00 1 - $5,0 00 ,0 00 H 2 = M o r e than $ 5 , 0 0 0 . 0 0 0

2 . Va l u e c o d e s 1 =$15.000 or less K( S e e C o l u m n s C l a n d D 3 ) N =$256.001:= $500,0~0 O = $ 5 0 0 . 0 0 1 . $ t ,0 0 0 , 0 0 0 , p t = $ L 0 0 0 , 0 0 1 - $ 5 ~ 0 0 6 , 0 0 0 : p2 =$~ 1 - $25~0.000

P3 =$25.000.001 - $50.000.000 P 4 = M o r e thau $ 50 , 0 0 0 .0 0 0R =Cost (Real Estate Only):S=Assessment T = C a s h M a r k e t3 . V a lu e M e tho d C o d es Q = A p p ra is a l(See C o l u m n C 2 ) : V =O t h e r W = E s t im a ted=B o o k Va l u e

E - - - $ 1 5 . 0 0 1 - $ 5 0 . 0 0 0


5/8



D a t e o f R e p o r t05/13/2 011

V I I . I N V E S T M E N T S a n d T R U S T S - i u c o m e , v a l o e, ~ o . ~ a c a o .~ a n a u d e s ~ h o s e o ~ W o u s eo n d dependent children; see p p . 3 4 - 6 0 offillng instructions.)[] NONE income, assets, or transactions.)N o reportable

1 8 .1 9 .

20 .21 .22 .23 .24 .25 .26 .27 .28 .29 .30 .31 .32 .33 .34 .

T HIR D A V EN U E F OC US ED C R ED IT F D B D iv id en d KI N V C LP O W E R S H S D B C O M M D T Y I N D X N o n e JP O W E R S H S D B M U L T I SE C T O R ( D B O )C A T H A Y B A N K N A 1 . 2 % 1 0 C D F D I CI N S D U E 4 / 6 /1 0B E A L B A N K N A . 6 5 % 1 0 C D F D I C I N SD U E 7 / 7 /1 0W I L M I N G T O N T R B K . 4 % 1 0 C D F D I CI N S D U E 4 / 3 0 /1 0W I L M I N G T O N T R B K . 4 % I0 C D F D I CI N S D U E 4 / 3 0 /1 0A M E R E X P C E N T B K 1 % 1 1 C D F D I CINS DUE 2 /2 5/11F I R S T M E R I T B A N K . 2% 1 0 C D F D I C I N SD U E 6 / 1 6 /1 0G E M O N E Y B A N K N A . 4 % 1 1 C D F D I CINS DUE 3/2 5/11C H E S A P EA K E U T I L C O R P

N o n e J T B uy 12/29/10(a d d t )

A I n t e r e s t M a t ure d 04 /06/10A In t e re s t M atu re d 0 7 /0 7 /10A I n t e r e s t M a t ure d 04 /30 /10A In t e re s t M a t u re d 04 /30 /10A I n t e r e s t J TA In t e re s t M atu re d 0 6 /1 6 /10

N o n e J T B uy 06/2 2 /10A D i v i d e n d K T B uy 1 1 / 1 6/ 1 0

J

J

J

JJ

J

J

J

S O U T H W E S T G A S C O R P C O M D i v i d e n d K T B uyB uy 08 /30 /10 J( a d d l )

01/19/10 J

I S H A R ES G O L D T R U S T N o n e

B u y 03/12/10( a d d l )B u y 10/20/10

( a d d l )B u y 10/20/10

JJ

J

G E M O N E Y B A N K N A . 3 % 1 0 C D F D I CI N S D U E 1 1 / 0 8 / 1 0 In t e re s t B uy 05/03/10J

L ln 0 m ~ Gain C o d eg : A:~$,[~000~r less ~:: :~:~. . : . . B = $ 1 , 0 0 1 - $ 2 , 50 0 C ~ $ 2 ~ 5 0 1 7 ~ : $ 5 , 0 0 0 . . .. D =$5,~1 ~$15,~2. V~ue C~ J ~$15,~ ~ 1~ K = $ 1 5 , ~ 1 - $ 5 0 , ~ 0 L ~ $ 5 0 , 0 0 1 : ~ $ 1 ~ 0 : : ~ ? .~ . : : :~ : : : M = $ 1 0 0 , ~ 1 ~ $250,~:.~( S C o l u ~ C 1 a n d 0 3 ) P3 =$ 2 5 , ~0 .~1 - $ 5 0 , 0 0 0 , 0 0 0 P 4 = M o r e t h a n $ 5 0 , ~ 0 . 0 ~3. Value Me~ C~ Q = A p ~ i s a l R(See Col~ C2) U = B ~ k V a l u e V ~ W = E ~ m a t e d

E - - $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0


6/8

FINANCIAL DISCLOSURE REPORTPage 6 o f 8 Ia m e o f P e r s o n R e p o r t in gQ U I S T , G O R D O N J . D a t e o f R e p o r t05/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a lu e , ~ a n s u c t i o , ~ a n e l u d e s th o s e of s p o u s e a n d dependent chi ldren; see pp . 34-60 of f i l ing instruc t ions. )-] NONE income, assets, or transactions.)( ~ o r e p o r t a b l e

35 .

36 .

37 .

38 .

39 .

40 .

41 .

42 .

43 .

44 .

45 .

46 .

47 .

48 .

ETFS GOLD TRUST ETF (SG-OL)

C H A R T E R B A N K N A . 3 % 1 0 C D F D I CI N S D U E 1 0 / 2 7 / 1 0

N o n e

A Interest

B R O K E R A G E A C C T # 1S C H W A B M U N I M O N E Y F U N D ( I .E . A D i v i d e n d J TS C H W A B T A X E X E M P T F U N D )B R O K E R A G E A C C T # 3S C H W A B D E P O S I T A C C O U N T A I n t e r e s t J TB R O K E R A G E A C C T # 4S C H W A B D E P O S I T A C C O U N T A In t e re s t J TS C H W A B G N M A F U N D S E L E CT A D i v i d e n d J TS H A R E S

M ature d 11 /08 /10B uy 04/19/10S o l d 07 /2 6/10B uy 04/19/10

M a t u r e d 10/27/10

Bu y 11/22/10( a d d l )

Bu y 07/19/10( a d d l )B uy 07 /02 /10(a d d l )

JJ

JJJ

JJ

J

A

(S~ Co lumns CI and D 3 )V a lu e M e t h o d C o d e s( S ~ C o l u m n C 2 ) :


7/8


N a m e o f P e r s o n R e p o r t in gQUIST, GORDON J.

D a t e o f R e p o r t05/13/2011

V I II . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicate part of report.)


8/8


N a m e o f P e r s o n R e p o r t i n gQ U I S T , G O R D O N J .

IX. CERTIFICATION.

Da t e o f R e p o r t05/13/2 011

I c e r t if y t h a t a l l i n fo r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e ld b e c a u s e i t m e t a p p l i c a b l e s ta t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .I f u rt h e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature: S] G O R D O N J . Q U I S T

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F I L E T H IS R E P O R T M A Y B E S U B J EC T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4)

C o m m i tt e e o n F i n a n c i a l D i s c l o s u r eA d m i n i s tr a t iv e O f f ic e o f t h e U n i t e d S t a t e s C o u r t sSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

Gordon J Quist Financial Disclosure Report for 2010

Documents

Transcript of Gordon J Quist Financial Disclosure Report for 2010