GLOBAL CAPITAL MARKETS...RBC Capital Markets 13 2.06 63,874 485 14 1.86 0.20 Societe Generale 14...

12
GLOBAL CAPITAL MARKETS LEAGUE TABLES 1 st 3Q 2015

Transcript of GLOBAL CAPITAL MARKETS...RBC Capital Markets 13 2.06 63,874 485 14 1.86 0.20 Societe Generale 14...

Page 1: GLOBAL CAPITAL MARKETS...RBC Capital Markets 13 2.06 63,874 485 14 1.86 0.20 Societe Generale 14 1.71 52,835 336 16 1.70 0.01 Credit Agricole CIB 15 1.54 47,820 335 15 1.77 -0.23 Mizuho

GLOBAL CAPITAL MARKETSLEAGUE TABLES

1st 3Q 2015

Page 2: GLOBAL CAPITAL MARKETS...RBC Capital Markets 13 2.06 63,874 485 14 1.86 0.20 Societe Generale 14 1.71 52,835 336 16 1.70 0.01 Credit Agricole CIB 15 1.54 47,820 335 15 1.77 -0.23 Mizuho

DATA SUBMISSIONS AND QUERIES

Contact Phone Email Americas Paul Bandong +1 609 279 5187 [email protected]

EMEA Sami Arafeh +971 4 4492349 [email protected]

Asia-Pacific Hung Truong +65 6212 1326 [email protected]

The Bloomberg Capital Markets Tables represent the top arrangers, bookrunners and advisors across a broad array of deal types including loans, bonds, equity and M&A transactions; according to Bloomberg standards.

LEAG<GO> for a full range of league tables

MA<GO> for a full range of merger & acquisition tables

NI LEAG CRL<GO> or http://www.bloomberg.com/ for a full range of market-specific league table publications

Due to the dynamic nature of the Professional Service product, league table rankings may vary between this release and data found on the Bloomberg Professional Service.

1st 3Q 2015

MANAGER RANKINGS

GLOBAL CAPITAL MARKETS

© 2014 Bloomberg Finance L.P. All rights reserved.

Page 3: GLOBAL CAPITAL MARKETS...RBC Capital Markets 13 2.06 63,874 485 14 1.86 0.20 Societe Generale 14 1.71 52,835 336 16 1.70 0.01 Credit Agricole CIB 15 1.54 47,820 335 15 1.77 -0.23 Mizuho

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GlobalFixedIncomeReview

Corporate&FinancialBonds

1st3Q2015 1st3Q2014

Firm Rank MktShare(%)

Volume(USDMln)

DealCount

PrevRank

PrevMktShare(%)

MktShareChg(%)

JPMorgan 1 6.81 210,971 1,286 1 5.95 0.86

BankofAmericaMerrillLynch

2 5.76 178,387 1,075 2 5.32 0.44

Citi 3 5.06 156,622 1,038 3 5.00 0.06

DeutscheBank 4 4.84 149,816 953 4 4.94 -0.10

GoldmanSachs 5 4.82 149,149 814 7 4.37 0.45

MorganStanley 6 4.47 138,404 928 6 4.45 0.02

Barclays 7 4.17 129,072 867 5 4.46 -0.29

HSBC 8 3.97 122,828 907 8 3.97 0.00

CreditSuisse 9 3.63 112,263 629 9 3.73 -0.10

WellsFargo 10 2.85 88,152 517 12 2.25 0.60

BNPParibas 11 2.65 81,950 564 10 2.95 -0.30

UBS 12 2.64 81,835 438 11 2.35 0.29

RBCCapitalMarkets 13 2.06 63,874 485 14 1.86 0.20

SocieteGenerale 14 1.71 52,835 336 16 1.70 0.01

CreditAgricoleCIB 15 1.54 47,820 335 15 1.77 -0.23

MizuhoFinancial 16 1.38 42,818 488 18 1.11 0.27

CITICSecuritiesCoLtd 17 1.08 33,553 123 23 0.88 0.20

UniCredit 18 1.06 32,764 241 19 1.09 -0.03

MitsubishiUFJFinancial 19 1.06 32,737 277 26 0.80 0.26

RBS 20 1.03 31,897 242 13 2.03 -1.00

TOTAL 100% 3,096,807 11,335 100%

Financials52%

ConsumerDiscretionary7%

Energy7%

Industrials7%

HealthCare6%

Others21%

Corporate&FinancialBonds:ManagerRankingsHistory

Corporate&FinancialBonds:IndustryBreakdown

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7%

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7%

6%

21%

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CorporateBonds1st3Q2015 1st3Q2014

Firm RankMkt

Share(%)Volume(USD

Mln)DealCount

PrevRank

PrevMktShare(%)

MktShareChg(%)

JPMorgan 1 8.27 124,686 869 1 6.95 1.32

BankofAmericaMerrillLynch 2 7.70 116,098 750 2 5.84 1.86

DeutscheBank 3 5.92 89,308 586 4 5.10 0.82

GoldmanSachs 4 5.31 80,109 513 5 4.66 0.65

Citi 5 5.31 80,091 634 3 5.42 -0.11

Barclays 6 5.27 79,403 544 7 4.50 0.77

MorganStanley 7 5.24 78,937 588 6 4.55 0.69

HSBC 8 4.02 60,577 481 8 3.96 0.06

CreditSuisse 9 3.53 53,250 369 9 3.52 0.01

WellsFargo 10 3.49 52,652 375 12 2.60 0.89

BNPParibas 11 3.07 46,306 362 10 3.23 -0.16

MizuhoFinancial 12 2.23 33,573 333 16 1.64 0.59

RBCCapitalMarkets 13 2.17 32,655 304 13 2.14 0.03

MitsubishiUFJFinancial 14 1.77 26,685 224 18 1.49 0.28

SocieteGenerale 15 1.77 26,644 210 14 1.90 -0.13

UBS 16 1.49 22,475 179 15 1.68 -0.19

CreditAgricoleCIB 17 1.29 19,431 190 17 1.56 -0.27

RBS 18 1.22 18,448 160 11 2.82 -1.60

Industrial&CommBankofChina

19 1.04 15,739 108 31 0.69 0.35

ChinaConstructionBank 20 1.04 15,651 107 21 1.11 -0.07

TOTAL 100% 1,507,476 4,606 100%

FinancialBonds1st3Q2015 1st3Q2014

Firm RankMkt

Share(%)Volume(USD

Mln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)

JPMorgan 1 5.43 86,284 417 1 5.14 0.29

Citi 2 4.82 76,531 404 4 4.66 0.16

GoldmanSachs 3 4.34 69,040 301 7 4.13 0.21

BankofAmericaMerrillLynch

4 3.92 62,290 325 2 4.90 -0.98

HSBC 5 3.92 62,251 426 8 3.98 -0.06

DeutscheBank 6 3.81 60,507 367 3 4.81 -1.00

MorganStanley 7 3.74 59,467 340 6 4.37 -0.63

UBS 8 3.73 59,361 259 10 2.88 0.85

CreditSuisse 9 3.71 59,013 260 9 3.90 -0.19

Barclays 10 3.13 49,669 323 5 4.44 -1.31

BNPParibas 11 2.24 35,644 202 11 2.72 -0.48

WellsFargo 12 2.23 35,500 142 12 1.97 0.26

RBCCapitalMarkets 13 1.96 31,220 181 15 1.63 0.33

CreditAgricoleCIB 14 1.79 28,390 145 13 1.94 -0.15

CITICSecuritiesCoLtd 15 1.72 27,405 89 18 1.25 0.47

SocieteGenerale 16 1.65 26,191 126 16 1.54 0.11

Natixis 17 1.52 24,215 134 14 1.71 -0.19

UniCredit 18 1.34 21,373 135 19 1.23 0.11

Nomura 19 1.06 16,911 200 22 1.01 0.05

Commerzbank 20 1.03 16,297 119 21 1.08 -0.05

TOTAL 100% 1,589,331 6,729 100%

SyndicatedGovernmentBonds1st3Q2015 1st3Q2014

Firm RankMkt

Share(%)Volume(USD

Mln)DealCount PrevRank PrevMktShare(%) MktShareChg(%)

Barclays 1 9.71 94,449 225 1 7.68 2.03

HSBC 2 7.34 71,453 392 3 7.13 0.21

DeutscheBank 3 5.63 54,808 244 2 7.51 -1.88

JPMorgan 4 5.50 53,546 260 4 5.73 -0.23

Citi 5 5.38 52,348 213 5 5.25 0.13

BankofAmericaMerrillLynch

6 4.87 47,410 302 8 3.66 1.21

TDSecurities 7 4.64 45,173 265 11 3.29 1.35

GoldmanSachs 8 4.28 41,688 142 6 4.75 -0.47

BNPParibas 9 3.78 36,829 166 7 3.90 -0.12

Nomura 10 3.44 33,458 232 12 3.05 0.39

MorganStanley 11 3.37 32,781 288 10 3.39 -0.02

RBCCapitalMarkets 12 2.76 26,825 139 13 2.94 -0.18

UniCredit 13 2.54 24,742 80 9 3.53 -0.99

CreditAgricoleCIB 14 2.43 23,667 125 17 2.16 0.27

WellsFargo 15 2.07 20,130 361 45 0.41 1.66

SocieteGenerale 16 1.80 17,516 61 14 2.55 -0.75

CreditSuisse 17 1.80 17,515 105 15 2.47 -0.67

RBS 18 1.78 17,368 100 16 2.39 -0.61

NationalBankFinancialInc 19 1.40 13,606 96 23 1.17 0.23

BMOCapitalMarkets 20 1.35 13,092 51 26 0.99 0.36

TOTAL 100% 973,067 4,135 100%

InternationalBonds1st3Q2015 1st3Q2014

Firm RankMkt

Share(%)Volume(USD

Mln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)

JPMorgan 1 7.86 225,868 1,229 2 7.01 0.85

Barclays 2 7.03 202,138 895 3 6.65 0.38

BankofAmericaMerrillLynch

3 6.31 181,414 994 7 5.25 1.06

DeutscheBank 4 6.21 178,597 953 1 7.09 -0.88

Citi 5 6.15 176,700 998 5 6.06 0.09

HSBC 6 6.12 175,972 1,013 4 6.09 0.03

GoldmanSachs 7 5.67 163,059 795 6 5.31 0.36

MorganStanley 8 4.58 131,659 677 8 4.26 0.32

CreditSuisse 9 3.90 111,953 602 10 3.69 0.21

BNPParibas 10 3.86 111,029 664 9 4.25 -0.39

CreditAgricoleCIB 11 2.46 70,826 450 13 2.61 -0.15

SocieteGenerale 12 2.44 70,185 401 12 2.68 -0.24

WellsFargo 13 2.38 68,542 366 19 1.38 1.00

UBS 14 2.23 64,024 314 16 1.76 0.47

RBCCapitalMarkets 15 1.96 56,245 366 15 1.92 0.04

UniCredit 16 1.86 53,400 304 14 2.45 -0.59

RBS 17 1.62 46,537 277 11 2.76 -1.14

Nomura 18 1.43 40,968 284 18 1.45 -0.02

Natixis 19 1.39 39,835 255 17 1.74 -0.35

TDSecurities 20 1.32 38,019 195 25 0.98 0.34

TOTAL 100% 2,874,199 7,280 100%

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CorporateHighYieldBonds1st3Q2015 1st3Q2014

Firm RankMkt

Share(%)Volume(USD

Mln)DealCount PrevRank PrevMktShare(%) MktShareChg(%)

JPMorgan 1 8.81 30,616 247 1 8.86 -0.05

BankofAmericaMerrillLynch

2 8.04 27,921 216 3 7.40 0.64

Citi 3 7.94 27,598 184 4 7.36 0.58

GoldmanSachs 4 7.76 26,967 199 5 7.35 0.41

DeutscheBank 5 7.40 25,701 212 2 8.68 -1.28

MorganStanley 6 6.25 21,733 160 6 6.97 -0.72

Barclays 7 6.21 21,576 175 7 6.70 -0.49

CreditSuisse 8 5.80 20,160 163 8 6.67 -0.87

WellsFargo 9 3.59 12,486 110 9 3.27 0.32

UBS 10 3.50 12,148 69 10 3.25 0.25

RBCCapitalMarkets 11 3.41 11,859 111 14 2.50 0.91

HSBC 12 2.58 8,959 99 12 3.00 -0.42

BNPParibas 13 2.37 8,249 94 13 2.62 -0.25

CreditAgricoleCIB 14 1.87 6,484 76 11 3.05 -1.18

UniCredit 15 1.80 6,243 38 18 1.11 0.69

SunTrustRobinsonHumphrey

16 1.54 5,356 54 19 0.94 0.60

Jefferies 17 1.54 5,347 38 17 1.27 0.27

Nomura 18 1.38 4,800 45 27 0.64 0.74

SocieteGenerale 19 1.26 4,393 49 16 1.45 -0.19

RBS 20 1.20 4,185 43 15 1.72 -0.52

TOTAL 100% 347,479 682 100%

GlobalBonds1st3Q2015 1st3Q2014

Firm RankMkt

Share(%)Volume(USD

Mln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)

JPMorgan 1 11.48 94,751 402 1 11.72 -0.24

Barclays 2 9.97 82,269 237 2 10.63 -0.66

BankofAmericaMerrillLynch

3 9.95 82,055 379 4 8.58 1.37

Citi 4 8.30 68,495 295 3 9.12 -0.82

GoldmanSachs 5 8.13 67,100 275 5 8.17 -0.04

MorganStanley 6 7.65 63,116 233 7 6.74 0.91

WellsFargo 7 6.05 49,902 219 9 3.69 2.36

DeutscheBank 8 5.65 46,588 182 6 7.94 -2.29

HSBC 9 5.51 45,497 132 8 6.51 -1.00

CreditSuisse 10 3.34 27,585 138 11 3.04 0.30

TDSecurities 11 3.21 26,468 78 12 2.66 0.55

RBCCapitalMarkets 12 2.92 24,121 104 10 3.39 -0.47

BNPParibas 13 2.39 19,734 85 13 2.45 -0.06

MizuhoFinancial 14 1.71 14,069 86 22 0.56 1.15

MitsubishiUFJFinancial 15 1.62 13,340 79 19 0.84 0.78

UBS 16 1.50 12,408 59 18 0.86 0.64

Nomura 17 1.30 10,760 23 15 1.76 -0.46

Scotiabank 18 0.92 7,619 32 16 1.16 -0.24

BMOCapitalMarkets 19 0.92 7,613 22 17 1.00 -0.08

USBancorp 20 0.75 6,222 60 21 0.64 0.11

TOTAL 100% 825,025 899 100%

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Page 6: GLOBAL CAPITAL MARKETS...RBC Capital Markets 13 2.06 63,874 485 14 1.86 0.20 Societe Generale 14 1.71 52,835 336 16 1.70 0.01 Credit Agricole CIB 15 1.54 47,820 335 15 1.77 -0.23 Mizuho

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GlobalEquityReview

GlobalEquity,EquityLinked&Rights

1st3Q2015 1st3Q2014

Firm Rank MktShare(%)

Volume(USDMln)

DealCount

PrevRank

PrevMktShare(%)

MktShareChg(%)

GoldmanSachs 1 9.62 57,800 254 1 9.38 0.24

MorganStanley 2 8.47 50,898 294 3 8.26 0.21

JPMorgan 3 8.46 50,838 304 2 8.60 -0.14

UBS 4 6.93 41,631 187 7 5.67 1.26

BankofAmericaMerrillLynch

5 6.47 38,901 251 5 7.31 -0.84

Citi 6 5.69 34,223 229 4 7.78 -2.09

CreditSuisse 7 5.49 33,003 223 8 5.55 -0.06

DeutscheBank 8 5.19 31,163 180 6 6.53 -1.34

Barclays 9 4.16 25,016 167 9 4.31 -0.15

RBCCapitalMarkets 10 2.03 12,177 135 10 2.31 -0.28

WellsFargo 11 1.71 10,275 102 13 1.47 0.24

Nomura 12 1.68 10,091 98 11 1.84 -0.16

HSBC 13 1.40 8,387 54 12 1.81 -0.41

Macquarie 14 1.36 8,175 57 20 0.78 0.58

Jefferies 15 1.19 7,157 117 14 1.10 0.09

SocieteGenerale 16 1.08 6,466 35 15 1.04 0.04

BNPParibas 17 1.04 6,253 39 16 0.85 0.19

BMOCapitalMarkets 18 0.82 4,924 59 18 0.84 -0.02

MizuhoFinancial 19 0.77 4,624 42 28 0.41 0.36

CITICSecuritiesCoLtd 20 0.73 4,379 29 26 0.45 0.28

TOTAL 100% 600,942 3,188 100%

Financials35%

HealthCare12%

ConsumerDiscretionary11%

Energy8%

Industrials8%

Technology8%

Communications8%

Others11%

GlobalEquity,EquityLinked&Rights:ManagerRankingsHistory

GlobalEquity,EquityLinked&Rights:IndustryBreakdown

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Page 7: GLOBAL CAPITAL MARKETS...RBC Capital Markets 13 2.06 63,874 485 14 1.86 0.20 Societe Generale 14 1.71 52,835 336 16 1.70 0.01 Credit Agricole CIB 15 1.54 47,820 335 15 1.77 -0.23 Mizuho

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GlobalEquity&EquityLinked1st3Q2015 1st3Q2014

Firm RankMkt

Share(%)Volume(USD

Mln)DealCount PrevRank PrevMktShare(%) MktShareChg(%)

GoldmanSachs 1 9.64 53,833 245 1 9.62 0.02

MorganStanley 2 8.39 46,868 284 3 8.36 0.03

JPMorgan 3 8.39 46,847 287 2 8.39 0.00

UBS 4 6.59 36,826 173 8 5.56 1.03

BankofAmericaMerrillLynch

5 6.46 36,059 242 5 7.45 -0.99

Citi 6 5.92 33,046 223 4 8.02 -2.10

CreditSuisse 7 5.56 31,035 209 7 5.89 -0.33

DeutscheBank 8 5.30 29,604 172 6 6.75 -1.45

Barclays 9 4.24 23,705 163 9 4.27 -0.03

RBCCapitalMarkets 10 2.18 12,177 135 10 2.46 -0.28

WellsFargo 11 1.84 10,275 102 12 1.61 0.23

Nomura 12 1.78 9,945 96 11 1.90 -0.12

HSBC 13 1.40 7,814 49 13 1.48 -0.08

Jefferies 14 1.28 7,157 117 14 1.11 0.17

Macquarie 15 1.05 5,869 50 19 0.83 0.22

SocieteGenerale 16 0.93 5,192 32 17 0.87 0.06

BMOCapitalMarkets 17 0.88 4,915 58 15 0.92 -0.04

BNPParibas 18 0.86 4,802 31 22 0.72 0.14

MizuhoFinancial 19 0.83 4,624 42 27 0.45 0.38

CITICSecuritiesCoLtd 20 0.75 4,210 26 26 0.47 0.28

TOTAL 100% 558,502 3,014 100%

GlobalEquityOfferings1st3Q2015 1st3Q2014

Firm RankMkt

Share(%)Volume(USD

Mln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)

GoldmanSachs 1 10.38 51,312 225 1 9.45 0.93

MorganStanley 2 8.66 42,787 256 3 8.17 0.49

JPMorgan 3 7.55 37,337 249 4 7.98 -0.43

UBS 4 7.25 35,840 165 8 5.95 1.30

BankofAmericaMerrillLynch

5 6.16 30,442 214 5 7.35 -1.19

Citi 6 6.01 29,696 207 2 8.49 -2.48

CreditSuisse 7 5.65 27,911 194 7 6.06 -0.41

DeutscheBank 8 5.21 25,726 159 6 7.03 -1.82

Barclays 9 3.93 19,405 147 9 4.28 -0.35

RBCCapitalMarkets 10 2.09 10,344 122 10 2.20 -0.11

Nomura 11 1.47 7,277 80 11 1.55 -0.08

WellsFargo 12 1.43 7,046 90 12 1.54 -0.11

Jefferies 13 1.30 6,401 108 14 1.14 0.16

HSBC 14 1.25 6,199 37 13 1.21 0.04

Macquarie 15 1.11 5,509 45 17 0.91 0.20

CITICSecuritiesCoLtd 16 0.85 4,210 26 25 0.53 0.32

BMOCapitalMarkets 17 0.80 3,957 50 15 1.01 -0.21

SocieteGenerale 18 0.76 3,762 22 23 0.58 0.18

SumitomoMitsuiFinancial 19 0.66 3,247 53 18 0.84 -0.18

DaiwaSecurities 20 0.61 3,015 38 22 0.64 -0.03

TOTAL 100% 494,212 2,755 100%

GlobalEquityIPO1st3Q2015 1st3Q2014

Firm RankMkt

Share(%)Volume(USD

Mln)DealCount PrevRank PrevMktShare(%) MktShareChg(%)

MorganStanley 1 6.60 8,273 54 1 9.34 -2.74

JPMorgan 2 4.92 6,169 54 3 8.40 -3.48

GoldmanSachs 3 4.86 6,087 58 2 8.92 -4.06

DeutscheBank 4 4.71 5,908 46 4 7.78 -3.07

Citi 5 4.67 5,848 55 6 6.37 -1.70

UBS 6 4.63 5,804 36 7 4.86 -0.23

BankofAmericaMerrillLynch

7 4.46 5,594 56 8 4.23 0.23

CreditSuisse 8 2.81 3,518 47 5 7.34 -4.53

HSBC 9 2.69 3,369 19 10 1.71 0.98

Barclays 10 2.44 3,053 31 9 3.17 -0.73

CITICSecuritiesCoLtd 11 1.66 2,080 14 18 1.14 0.52

EverbrightSecuritiesCo 12 1.63 2,040 6 98 0.08 1.55

PingAnInsuranceGroupCo 13 1.60 2,003 19 164 0.03 1.57

HuataiSecuritiesCoLtd 14 1.42 1,784 8 49 0.26 1.16

Jefferies 15 1.40 1,756 29 11 1.65 -0.25

RBCCapitalMarkets 16 1.35 1,696 27 17 1.15 0.20

BancoSantander 17 1.25 1,562 7 60 0.18 1.07

ChinaMerchantsSecurities 18 1.18 1,483 14 20 0.71 0.47

GuosenSecuritiesCoLtd 19 1.11 1,396 17 33 0.51 0.60

BNPParibas 20 1.00 1,248 10 22 0.67 0.33

TOTAL 100% 125,340 923 100%

GlobalEquityLinked1st3Q2015 1st3Q2014

Firm RankMkt

Share(%)Volume(USD

Mln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)

JPMorgan 1 14.79 9,511 38 1 10.88 3.91

BankofAmericaMerrillLynch

2 8.74 5,617 28 4 8.03 0.71

Barclays 3 6.69 4,300 16 8 4.18 2.51

MorganStanley 4 6.35 4,081 28 3 9.50 -3.15

DeutscheBank 5 6.03 3,877 13 6 4.97 1.06

Citi 6 5.21 3,351 16 5 5.14 0.07

WellsFargo 7 5.02 3,228 12 15 2.02 3.00

CreditSuisse 8 4.86 3,124 15 7 4.81 0.05

Nomura 9 4.15 2,668 16 9 4.10 0.05

GoldmanSachs 10 3.92 2,520 20 2 10.71 -6.79

BNPParibas 11 3.11 1,998 13 13 2.76 0.35

MizuhoFinancial 12 2.95 1,896 9 26 0.46 2.49

RBCCapitalMarkets 13 2.85 1,833 13 10 4.05 -1.20

HSBC 14 2.51 1,614 12 12 3.14 -0.63

SocieteGenerale 15 2.22 1,430 10 14 2.64 -0.42

UBS 16 1.53 986 8 11 3.21 -1.68

BMOCapitalMarkets 17 1.49 957 8 31 0.33 1.16

SumitomoMitsuiFinancial 18 1.41 905 5 23 0.81 0.60

Jefferies 19 1.18 757 9 21 0.88 0.30

DaiwaSecurities 20 1.14 736 7 16 1.52 -0.38

TOTAL 100% 64,290 259 100%

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GlobalLoansReview

Global Loans (Bookrunner)

1st3Q2015 1st3Q2014

Firm Rank MktShare(%)

Volume(USDMln)

DealCount

PrevRank

PrevMktShare(%)

MktShareChg(%)

BankofAmericaMerrillLynch

1 9.88 232,388 1,311 2 9.08 0.80

JPMorgan 2 9.81 230,865 1,120 1 11.05 -1.24

Citi 3 6.34 149,182 604 3 6.24 0.10

WellsFargo 4 5.47 128,731 780 4 4.90 0.57

HSBC 5 3.65 85,989 681 10 2.71 0.94

DeutscheBank 6 3.31 77,815 602 5 4.56 -1.25

Barclays 7 3.28 77,169 568 6 4.08 -0.80

GoldmanSachs 8 3.04 71,419 403 13 2.29 0.75

BNPParibas 9 2.98 70,012 633 7 3.32 -0.34

MitsubishiUFJFinancial 10 2.92 68,783 411 14 2.17 0.75

RBCCapitalMarkets 11 2.85 67,081 426 9 2.79 0.06

MorganStanley 12 2.78 65,402 322 11 2.56 0.22

CreditSuisse 13 2.37 55,850 393 8 3.09 -0.72

Scotiabank 14 1.83 42,977 250 20 1.17 0.66

CreditAgricoleCIB 15 1.71 40,293 391 16 1.78 -0.07

MizuhoFinancial 16 1.47 34,582 256 19 1.24 0.23

BankofChina 17 1.46 34,241 152 22 1.09 0.37

RBS 18 1.40 32,951 252 12 2.53 -1.13

USBancorp 19 1.32 31,127 278 30 0.97 0.35

CIBC 20 1.31 30,786 144 31 0.94 0.37

TOTAL 100% 2,353,147 6,521 100%

Financials20%

ConsumerDiscretionary13%

Energy13%

Industrials12%

HealthCare10%

Materials8%

ConsumerStaples7%

Communications6%

Utilities5%

Technology5%

Others1%

GlobalLoans:BookrunnerRankingsHistory

GlobalLoans:IndustryBreakdown

20%

13%

13%12%

10%

8%

7%

6%

5%

5%

Banko

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Well

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Page 9: GLOBAL CAPITAL MARKETS...RBC Capital Markets 13 2.06 63,874 485 14 1.86 0.20 Societe Generale 14 1.71 52,835 336 16 1.70 0.01 Credit Agricole CIB 15 1.54 47,820 335 15 1.77 -0.23 Mizuho

7

GlobalLoans(Bookrunner)1st3Q2015 1st3Q2014

Firm RankMkt

Share(%)Volume(USD

Mln)DealCount PrevRank PrevMktShare(%) MktShareChg(%)

BankofAmericaMerrillLynch

1 9.88 232,388 1,311 2 9.08 0.80

JPMorgan 2 9.81 230,865 1,120 1 11.05 -1.24

Citi 3 6.34 149,182 604 3 6.24 0.10

WellsFargo 4 5.47 128,731 780 4 4.90 0.57

HSBC 5 3.65 85,989 681 10 2.71 0.94

DeutscheBank 6 3.31 77,815 602 5 4.56 -1.25

Barclays 7 3.28 77,169 568 6 4.08 -0.80

GoldmanSachs 8 3.04 71,419 403 13 2.29 0.75

BNPParibas 9 2.98 70,012 633 7 3.32 -0.34

MitsubishiUFJFinancial 10 2.92 68,783 411 14 2.17 0.75

RBCCapitalMarkets 11 2.85 67,081 426 9 2.79 0.06

MorganStanley 12 2.78 65,402 322 11 2.56 0.22

CreditSuisse 13 2.37 55,850 393 8 3.09 -0.72

Scotiabank 14 1.83 42,977 250 20 1.17 0.66

CreditAgricoleCIB 15 1.71 40,293 391 16 1.78 -0.07

MizuhoFinancial 16 1.47 34,582 256 19 1.24 0.23

BankofChina 17 1.46 34,241 152 22 1.09 0.37

RBS 18 1.40 32,951 252 12 2.53 -1.13

USBancorp 19 1.32 31,127 278 30 0.97 0.35

CIBC 20 1.31 30,786 144 31 0.94 0.37

TOTAL 100% 2,353,147 6,521 100%

GlobalLoans(MandatedLeadArranger)1st3Q2015 1st3Q2014

Firm RankMkt

Share(%)Volume(USD

Mln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)

JPMorgan 1 8.78 231,910 1,209 1 9.78 -1.00

BankofAmericaMerrillLynch

2 8.70 229,724 1,462 2 7.95 0.75

Citi 3 6.16 162,712 744 3 5.68 0.48

WellsFargo 4 4.78 126,312 852 4 4.37 0.41

HSBC 5 3.49 92,139 1,072 7 3.25 0.24

Barclays 6 3.48 91,840 758 5 3.78 -0.30

MitsubishiUFJFinancial 7 2.89 76,222 624 11 2.49 0.40

DeutscheBank 8 2.84 74,964 735 6 3.73 -0.89

BNPParibas 9 2.74 72,367 913 8 2.98 -0.24

RBCCapitalMarkets 10 2.64 69,685 505 12 2.40 0.24

GoldmanSachs 11 2.55 67,243 439 13 2.18 0.37

MorganStanley 12 2.53 66,809 337 15 2.12 0.41

CreditSuisse 13 2.25 59,460 439 9 2.62 -0.37

CreditAgricoleCIB 14 1.67 44,240 643 16 1.79 -0.12

MizuhoFinancial 15 1.62 42,830 450 19 1.22 0.40

Scotiabank 16 1.58 41,859 304 21 1.17 0.41

BankofChina 17 1.58 41,857 305 20 1.21 0.37

SocieteGenerale 18 1.43 37,759 565 17 1.57 -0.14

SumitomoMitsuiFinancial 19 1.43 37,739 415 14 2.17 -0.74

RBS 20 1.40 36,849 444 10 2.53 -1.13

TOTAL 100% 2,641,316 7,807 100%

GlobalSponsor-LedLoans(Bookrunner)1st3Q2015 1st3Q2014

Firm RankMkt

Share(%)Volume(USD

Mln)DealCount PrevRank PrevMktShare(%) MktShareChg(%)

DeutscheBank 1 6.94 19,240 215 1 9.17 -2.23

GoldmanSachs 2 6.72 18,606 194 6 6.06 0.66

BankofAmericaMerrillLynch

3 6.63 18,364 222 2 9.15 -2.52

Barclays 4 6.52 18,052 179 7 5.49 1.03

CreditSuisse 5 6.08 16,844 209 3 7.81 -1.73

JPMorgan 6 6.03 16,712 156 4 6.87 -0.84

MorganStanley 7 5.19 14,371 147 5 6.28 -1.09

Jefferies 8 4.53 12,539 132 13 2.87 1.66

RBCCapitalMarkets 9 4.49 12,452 152 9 4.19 0.30

Citi 10 4.47 12,377 93 8 4.45 0.02

WellsFargo 11 4.00 11,096 102 10 3.54 0.46

UBS 12 2.42 6,710 63 11 3.53 -1.11

Macquarie 13 2.36 6,547 68 24 0.90 1.46

SunTrustRobinsonHumphrey

14 2.20 6,091 86 21 1.14 1.06

Nomura 15 2.14 5,927 68 17 1.59 0.55

BNPParibas 16 1.92 5,318 117 14 1.98 -0.06

HSBC 17 1.92 5,317 103 16 1.90 0.02

BMOCapitalMarkets 18 1.83 5,083 93 19 1.24 0.59

CreditAgricoleCIB 19 1.45 4,026 82 18 1.40 0.05

UniCredit 20 1.26 3,497 98 22 1.10 0.16

TOTAL 100% 277,074 1,396 100%

GlobalSponsor-LedLoans(MandatedLeadArranger)1st3Q2015 1st3Q2014

Firm RankMkt

Share(%)Volume(USD

Mln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)

Barclays 1 6.26 18,420 183 7 5.06 1.20

GoldmanSachs 2 6.23 18,355 196 5 6.24 -0.01

DeutscheBank 3 6.22 18,324 236 2 8.18 -1.96

JPMorgan 4 5.97 17,571 159 4 6.83 -0.86

BankofAmericaMerrillLynch

5 5.75 16,931 233 1 9.45 -3.70

CreditSuisse 6 5.73 16,872 212 3 7.39 -1.66

RBCCapitalMarkets 7 4.88 14,384 163 10 3.53 1.35

MorganStanley 8 4.76 14,015 142 6 5.48 -0.72

Citi 9 4.70 13,850 94 8 4.43 0.27

Jefferies 10 4.26 12,555 134 13 2.63 1.63

WellsFargo 11 3.68 10,843 103 12 3.12 0.56

UBS 12 2.24 6,600 66 9 3.86 -1.62

Macquarie 13 2.19 6,458 64 27 0.77 1.42

SunTrustRobinsonHumphrey

14 2.13 6,274 93 20 1.17 0.96

BNPParibas 15 1.95 5,730 168 14 2.24 -0.29

Nomura 16 1.91 5,623 68 17 1.52 0.39

HSBC 17 1.88 5,538 129 15 1.86 0.02

BMOCapitalMarkets 18 1.80 5,312 118 18 1.29 0.51

CreditAgricoleCIB 19 1.69 4,977 144 19 1.26 0.43

SocieteGenerale 20 1.33 3,922 118 23 1.06 0.27

TOTAL 100% 294,478 1,543 100%

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Page 10: GLOBAL CAPITAL MARKETS...RBC Capital Markets 13 2.06 63,874 485 14 1.86 0.20 Societe Generale 14 1.71 52,835 336 16 1.70 0.01 Credit Agricole CIB 15 1.54 47,820 335 15 1.77 -0.23 Mizuho

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GlobalBridgeLoans(Bookrunner)1st3Q2015 1st3Q2014

Firm RankMkt

Share(%)Volume(USD

Mln)DealCount PrevRank PrevMktShare(%) MktShareChg(%)

MorganStanley 1 16.17 27,708 12 7 6.59 9.58

GoldmanSachs 2 13.63 23,353 12 6 6.65 6.98

Citi 3 8.59 14,726 12 5 7.18 1.41

JPMorgan 4 7.86 13,471 13 1 23.13 -15.27

HSBC 5 7.53 12,911 9 15 0.89 6.64

BankofAmericaMerrillLynch

6 5.56 9,527 13 8 6.16 -0.60

MitsubishiUFJFinancial 7 5.43 9,300 3 32 0.24 5.19

UBS 8 4.15 7,107 5 14 0.94 3.21

CreditSuisse 9 4.04 6,920 4 4 7.43 -3.39

DeutscheBank 10 3.96 6,787 11 3 8.10 -4.14

Barclays 11 2.50 4,289 5 2 9.70 -7.20

MizuhoFinancial 12 2.49 4,266 2 9 3.72 -1.23

BNPParibas 13 2.19 3,750 11 10 3.23 -1.04

UniCredit 14 1.69 2,891 10 27 0.35 1.34

RBCCapitalMarkets 15 1.62 2,772 3 17 0.78 0.84

SumitomoMitsuiFinancial 16 1.58 2,700 1 20 0.61 0.97

BancoSantander 17 1.48 2,537 5 31 0.29 1.19

IntesaSanpaolo 18 1.16 1,993 5 42 0.08 1.08

ChinaConstructionBank 19 1.11 1,906 2 - - -

WellsFargo 20 1.09 1,865 4 40 0.12 0.97

TOTAL 100% 171,391 74 100%

GlobalBridgeLoans(MandatedLeadArranger)1st3Q2015 1st3Q2014

Firm RankMkt

Share(%)Volume(USD

Mln) DealCount PrevRank PrevMktShare(%) MktShareChg(%)

MorganStanley 1 14.51 28,457 16 7 5.29 9.22

GoldmanSachs 2 9.51 18,648 13 5 6.70 2.81

Citi 3 8.80 17,248 17 3 7.70 1.10

BankofAmericaMerrillLynch

4 6.66 13,061 21 6 5.65 1.01

MitsubishiUFJFinancial 5 6.13 12,012 11 19 1.32 4.81

CreditSuisse 6 4.63 9,075 10 4 6.70 -2.07

Barclays 7 4.10 8,034 15 2 8.36 -4.26

HSBC 8 3.50 6,855 20 8 3.64 -0.14

UBS 9 3.46 6,789 5 25 0.84 2.62

JPMorgan 10 3.33 6,537 16 1 19.13 -15.80

BNPParibas 11 3.03 5,938 21 10 2.21 0.82

SumitomoMitsuiFinancial 12 2.80 5,485 9 17 1.35 1.45

MizuhoFinancial 13 2.72 5,328 5 13 1.70 1.02

DeutscheBank 14 2.23 4,374 13 11 2.18 0.05

RBCCapitalMarkets 15 1.87 3,669 5 27 0.73 1.14

SocieteGenerale 16 1.87 3,660 15 12 1.72 0.15

RBS 17 1.60 3,134 11 9 2.37 -0.77

BancoSantander 18 1.58 3,103 13 24 0.85 0.73

Commerzbank 19 1.53 3,001 12 23 0.97 0.56

UniCredit 20 1.35 2,650 13 15 1.42 -0.07

TOTAL 100% 196,069 91 100%

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Page 11: GLOBAL CAPITAL MARKETS...RBC Capital Markets 13 2.06 63,874 485 14 1.86 0.20 Societe Generale 14 1.71 52,835 336 16 1.70 0.01 Credit Agricole CIB 15 1.54 47,820 335 15 1.77 -0.23 Mizuho

Bloomberg – League Tables Criteria

Bloomberg L.P. reserves the right of final decision concerning league eligibility and requires adequate documentation for the same. Bloomberg L.P. and its suppliers believe the information herein was obtained from reliable sources, but they do not guarantee its accuracy. Neither the information nor the opinion expressed constitutes a solicitation of the purchase or sale of securities or commodities. Due to the dynamic nature of the Professional Service product, League Table rankings may vary between the quarterly/year-end publications and data found on the Bloomberg Professional Service.

General Guidelines Credit is based on the total amount of the offering sold to the public. Full credit is awarded to the sole bookrunning manager or split equally among joint bookrunning managers; unless a full, explicit breakdown of bookrunning is provided by an involved party. Regional and local tables are identified based on factors such as currency, market of issuer and/or country of risk/incorporation.

Fixed Income All transaction must have a maturity or a call/put option of minimum 18 month. Make-whole calls, provisional calls/puts are exempt from this rule. Note: criteria may vary for some local and/or regional tables. USD denominated 144A/REG S issues are credited 100% to the 144A tranche and 0% to the REG S tranche. Non-USD denominated 144A/REG S issues are credited 100% to the REG S tranche and 0% to the 144A tranche. New money portions of exchange offers are eligible for credit. Exclusions: Accredited investor tranches, asset-backed issues, auction note agencies, collateralized bond obligations, collateralized loan obligations, commercial paper, municipal bonds, mortgage-backed issues, remarketed issues, repackaged bonds, government borrowing scheme retained bonds, variable principal redemption issues, variable interest equity-linked issues, and credit linked notes, selling group agency issues, strips, units, warrants, self-led under USD 50 million. Note: criteria may vary for some local and/or regional tables.

Equities-Linked Equity-linked transactions: convertible bonds, convertible preferred stock and exchangeable bonds. Only issues that mature and are callable/puttable in 12 months or longer are included. Make-whole calls, provisional calls, and provisional puts are exempt from this rule. Convertible bonds with attached warrants are included. These are defined as synthetic convertibles with the combination of a fixed income instrument and warrants which can be converted into shares. The embedded warrant can be detachable or non-detachable but the bond and the warrant must be sold as a unit, i.e. there cannot be separate book building for the warrant and the bond. Exclusions: Redemption-linked instruments, reverse convertibles or similar instruments, synthetics convertibles, issues convertible into participation in an underlying fund or investment trust, pre-IPO convertible instruments, certain lower hierarch titles, i.e. Jr Bookrunner.

Equities Equity market transactions: initial public offerings, additional offerings of common stocks, units, and depositary receipts (ADRs, GDRs, etc) and rights offerings. Exclusions: Non-underwritten/best efforts, privately placed transactions, funds, self-led, preferred offerings, pre-negotiated offerings, certain lower hierarch titles, i.e. Jr Bookrunner. Note: Criteria may vary for some local and/or regional table.

Page 12: GLOBAL CAPITAL MARKETS...RBC Capital Markets 13 2.06 63,874 485 14 1.86 0.20 Societe Generale 14 1.71 52,835 336 16 1.70 0.01 Credit Agricole CIB 15 1.54 47,820 335 15 1.77 -0.23 Mizuho

Bloomberg – League Tables Criteria

Bloomberg L.P. reserves the right of final decision concerning league eligibility and requires adequate documentation for the same. Bloomberg L.P. and its suppliers believe the information herein was obtained from reliable sources, but they do not guarantee its accuracy. Neither the information nor the opinion expressed constitutes a solicitation of the purchase or sale of securities or commodities. Due to the dynamic nature of the Professional Service product, League Table rankings may vary between the quarterly/year-end publications and data found on the Bloomberg Professional Service.

Loans Includes executed syndicated loans transactions. Full credit is awarded to the sole bank satisfying the highest of the titles. Full credit is awarded to the sole bookrunning manager or split equally among joint bookrunning managers; unless a full, explicit breakdown of bookrunning is provided by an involved party. Credit is allocated to amended or amended and restated transactions, where each modification is 100% at the lender’s option and not as a result of events already built into the original credit agreement. Credit is awarded to following structural changes only: three months or more maturity extensions, incremental basis for increased in deal size, reduction in pricing, full release of security. Exclusions: Bilateral transactions, guaranteed deals (including but not limited to Letter of Guarantee, Performance Bond, CP Guarantee or Bank Guarantee), deals with a maturity of less than three months (limit of one amended maturity per loan ,per year), cancelled or withdrawn transactions that are not executed prior to deal’s cancellation or withdrawal.

The full version of Bloomberg’s League table Standards & Guidelines can be accessed and subscribed to on the Reports tab on

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