Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care...

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California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact: (800) 456 - 7766 As of: 12/2019 Data Analytics and Reporting Page 1 of 135 Ricardo Lara, Insurance Commissioner Row # Policy Form *Policy Type **Policy Category Date Policy Sold Date Policy Acquired Acquired From Company Name Acquired From Company NAIC Other State Policy Increase Requested Increase Approved Date Increase Requested Date Increase Approved Date Increase Issued Company Explanation 1 7042 I C 9/1/2003 6/28/1905 GE Capital Assurance Company 70025 AK 35.70% 35.70% 5/8/2017 5/23/2017 10/16/2017 Exempt - Alaska does not review LTC rate increase filings 2 7044 I C 9/1/2003 6/28/1905 GE Capital Assurance Company 70025 AK 35.70% 35.70% 5/8/2017 5/23/2017 10/16/2017 Exempt - Alaska does not review LTC rate increase filings 3 7042 Rev I C 3/1/2007 6/28/1905 GE Capital Assurance Company 70025 AK 35.70% 35.70% 5/8/2017 5/23/2017 10/16/2017 Exempt - Alaska does not review LTC rate increase filings 4 7044 Rev I C 3/1/2007 6/28/1905 GE Capital Assurance Company 70025 AK 35.70% 35.70% 5/8/2017 5/23/2017 10/16/2017 Exempt - Alaska does not review LTC rate increase filings 5 7042 I C 9/1/2003 6/28/1905 GE Capital Assurance Company 70025 AK 37.80% 37.80% 5/8/2017 5/23/2017 10/16/2017 Exempt - Alaska does not review LTC rate increase filings; AARP 2017 Round 3 Filings 6 7044 I C 9/1/2003 6/28/1905 GE Capital Assurance Company 70025 AK 37.80% 37.80% 5/8/2017 5/23/2017 10/16/2017 Exempt - Alaska does not review LTC rate increase filings; AARP 2017 Round 3 Filings 7 7042 Rev I C 3/1/2007 6/28/1905 GE Capital Assurance Company 70025 AK 37.80% 37.80% 5/8/2017 5/23/2017 10/16/2017 Exempt - Alaska does not review LTC rate increase filings; AARP 2017 Round 3 Filings 8 7044 Rev I C 3/1/2007 6/28/1905 GE Capital Assurance Company 70025 AK 37.80% 37.80% 5/8/2017 5/23/2017 10/16/2017 Exempt - Alaska does not review LTC rate increase filings; AARP 2017 Round 3 Filings 9 7000 G C or F 3/1/1994 1996 / 2006 AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 AK 12.00% 12.00% No Data No Data 12/1/2007 Exempt - Alaska does not review LTC rate increase filings; Did not submit a rate filing pursuant to AK department guidance 10 7020 G C or F 12/31/1996 6/28/1905 GE Capital Assurance Company 70025 AK 12.00% 12.00% No Data No Data 12/1/2007 Exempt - Alaska does not review LTC rate increase filings; Did not submit a rate filing pursuant to AK department guidance 11 7030 I C 2/15/1997 6/28/1905 GE Capital Assurance Company 70025 AK 11.00% 11.00% No Data No Data 12/1/2007 Exempt - Alaska does not review LTC rate increase filings; Did not submit a rate filing pursuant to AK department guidance 12 7000 G C or F 3/1/1994 1996 / 2006 AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 AK 18.00% 18.00% No Data No Data 1/1/2011 Exempt - Alaska does not review LTC rate increase filings; Did not submit a rate filing pursuant to AK department guidance 13 7020 G C or F 12/31/1996 6/28/1905 GE Capital Assurance Company 70025 AK 18.00% 18.00% No Data No Data 1/2/2011 Exempt - Alaska does not review LTC rate increase filings; Did not submit a rate filing pursuant to AK department guidance 14 7030 I C 2/15/1997 6/28/1905 GE Capital Assurance Company 70025 AK 18.00% 18.00% No Data No Data 1/3/2011 Exempt - Alaska does not review LTC rate increase filings; Did not submit a rate filing pursuant to AK department guidance 15 7000 G C or F 3/1/1994 1996 / 2006 AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 AK 60 - 95% 60 - 95% 10/29/2012 11/15/2012 2/15/2013 Exempt - Alaska does not review LTC rate increase filings; Requested 60% Limited Benefits, 95% Lifetime Benefits

Transcript of Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care...

Page 1: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 1 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 AK 35.70% 35.70% 5/8/2017 5/23/2017 10/16/2017

Exempt - Alaska does not review LTC rate increase filings

2 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 AK 35.70% 35.70% 5/8/2017 5/23/2017 10/16/2017

Exempt - Alaska does not review LTC rate increase filings

3 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 AK 35.70% 35.70% 5/8/2017 5/23/2017 10/16/2017

Exempt - Alaska does not review LTC rate increase filings

4 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 AK 35.70% 35.70% 5/8/2017 5/23/2017 10/16/2017

Exempt - Alaska does not review LTC rate increase filings

5 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 AK 37.80% 37.80% 5/8/2017 5/23/2017 10/16/2017

Exempt - Alaska does not review LTC rate increase filings; AARP 2017 Round 3 Filings

6 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 AK 37.80% 37.80% 5/8/2017 5/23/2017 10/16/2017

Exempt - Alaska does not review LTC rate increase filings; AARP 2017 Round 3 Filings

7 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 AK 37.80% 37.80% 5/8/2017 5/23/2017 10/16/2017

Exempt - Alaska does not review LTC rate increase filings; AARP 2017 Round 3 Filings

8 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 AK 37.80% 37.80% 5/8/2017 5/23/2017 10/16/2017

Exempt - Alaska does not review LTC rate increase filings; AARP 2017 Round 3 Filings

9 7000 G C or F 3/1/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 AK 12.00% 12.00% No Data No Data 12/1/2007

Exempt - Alaska does not review LTC rate increase filings; Did not submit a rate filing pursuant to AK department guidance

10 7020 G C or F 12/31/1996 6/28/1905GE Capital Assurance Company 70025 AK 12.00% 12.00% No Data No Data 12/1/2007

Exempt - Alaska does not review LTC rate increase filings; Did not submit a rate filing pursuant to AK department guidance

11 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 AK 11.00% 11.00% No Data No Data 12/1/2007

Exempt - Alaska does not review LTC rate increase filings; Did not submit a rate filing pursuant to AK department guidance

12 7000 G C or F 3/1/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 AK 18.00% 18.00% No Data No Data 1/1/2011

Exempt - Alaska does not review LTC rate increase filings; Did not submit a rate filing pursuant to AK department guidance

13 7020 G C or F 12/31/1996 6/28/1905GE Capital Assurance Company 70025 AK 18.00% 18.00% No Data No Data 1/2/2011

Exempt - Alaska does not review LTC rate increase filings; Did not submit a rate filing pursuant to AK department guidance

14 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 AK 18.00% 18.00% No Data No Data 1/3/2011

Exempt - Alaska does not review LTC rate increase filings; Did not submit a rate filing pursuant to AK department guidance

15 7000 G C or F 3/1/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 AK 60 - 95% 60 - 95% 10/29/2012 11/15/2012 2/15/2013

Exempt - Alaska does not review LTC rate increase filings; Requested 60% Limited Benefits, 95% Lifetime Benefits

Page 2: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 2 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

16 7020 G C or F 12/31/1996 6/28/1905GE Capital Assurance Company 70025 AK 60 - 95% 60 - 95% 10/29/2012 11/15/2012 2/15/2013

Exempt - Alaska does not review LTC rate increase filings; Requested 60% Limited Benefits, 95% Lifetime Benefits

17 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 AK 63 - 78% 63 - 78% 10/29/2012 11/15/2012 2/15/2013

Exempt - Alaska does not review LTC rate increase filings; Requested 63% Limited Benefits, 78% Lifetime Benefits

18 7035 I C 4/24/2001 6/28/1905GE Capital Assurance Company 70025 AK 44 - 60% 44 - 60% 10/29/2012 11/15/2012 2/15/2013

Exempt - Alaska does not review LTC rate increase filings; Requested 44% Limited Benefits, 60% Lifetime Benefits

19 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 AK 19.20% 19.20% 4/1/2015 4/8/2015 5/18/2015

Exempt - Alaska does not review LTC rate increase filings

20 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 AK 19.20% 19.20% 4/1/2015 4/8/2015 5/18/2015

Exempt - Alaska does not review LTC rate increase filings

21 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 AK 19.20% 19.20% 4/1/2015 4/8/2015 5/18/2015

Exempt - Alaska does not review LTC rate increase filings

22 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 AK 19.20% 19.20% 4/1/2015 4/8/2015 5/18/2015

Exempt - Alaska does not review LTC rate increase filings

23 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 AK 55 - 72% 55 - 72% 11/7/2017 11/28/2017 7/9/2018

Exempt - Alaska does not review LTC rate increase filings; Requested 55% Limited Benefits, 72% Lifetime Benefits

24 7035 I C 4/24/2001 6/28/1905GE Capital Assurance Company 70025 AK 55 - 72% 55 - 72% 11/7/2017 7/5/2018 7/23/2018

Exempt - Alaska does not review LTC rate increase filings; Requested 55% Limited Benefits, 72% Lifetime Benefits

25 7000 G C or F 3/1/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 AL 12.00% 12.00% 10/18/2007 11/6/2007 1/5/2008 No Data

26 7020 G C or F 12/31/1996 6/28/1905GE Capital Assurance Company 70025 AL 12.00% 12.00% 10/18/2007 11/6/2007 1/5/2008 No Data

27 7021 G C or F 8/9/1996 6/28/1905GE Capital Assurance Company 70025 AL 9.00% 9.00% 10/18/2007 11/6/2007 1/5/2008 No Data

28 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 AL 11.00% 11.00% 10/18/2007 11/6/2007 1/5/2008 No Data

29 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 AL 11.00% 11.00% 10/18/2007 11/6/2007 1/5/2008 No Data

30 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 AL 11.00% 11.00% 10/18/2007 11/6/2007 1/5/2008 No Data

31 7000 G C or F 3/1/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 AL 18.00% 18.00% 12/9/2010 4/12/2011 6/11/2011 No Data

Page 3: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 3 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

32 7020 G C or F 12/31/1996 6/28/1905GE Capital Assurance Company 70025 AL 18.00% 18.00% 12/9/2010 4/12/2011 6/11/2011 No Data

33 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 AL 18.00% 18.00% 12/9/2010 4/12/2011 6/11/2011 No Data

34 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 AL 18.00% 18.00% 12/9/2010 4/12/2011 6/11/2011 No Data

35 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 AL 18.00% 18.00% 12/9/2010 4/12/2011 6/11/2011 No Data

36 7021 G C or F 8/9/1996 6/28/1905GE Capital Assurance Company 70025 AL 35 - 88% 35 - 88% 11/2/2012 12/17/2012 2/15/2013

Requested 35% Limited Benefits, 88% Lifetime Benefits

37 7000 G C or F 3/1/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 AL 60 - 95% 60 - 95% 11/2/2012 12/17/2012 2/15/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

38 7020 G C or F 12/31/1996 6/28/1905GE Capital Assurance Company 70025 AL 60 - 95% 60 - 95% 11/2/2012 12/17/2012 2/15/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

39 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 AL 63 - 78% 63 - 78% 11/2/2012 12/17/2012 2/15/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

40 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 AL 63 - 78% 63 - 78% 11/2/2012 12/17/2012 2/15/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

41 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 AL 63 - 78% 63 - 78% 11/2/2012 12/17/2012 2/15/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

42 7035 I C 2/16/2001 6/28/1905GE Capital Assurance Company 70025 AL 44 - 60% 44 - 60% 11/2/2012 12/17/2012 2/15/2013

Requested 44% Limited Benefits, 60% Lifetime Benefits

43 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 AL 12.80% 12.80% 10/4/2013 11/1/2013 3/24/2014 No Data

44 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 AL 12.80% 12.80% 10/4/2013 11/1/2013 3/24/2014 No Data

45 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 AL 12.80% 12.80% 10/4/2013 11/1/2013 3/24/2014 No Data

46 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 AL 12.80% 12.80% 10/4/2013 11/1/2013 3/24/2014 No Data

47 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 AL 47.60% 30.00% 5/18/2016 7/18/2017 8/28/2017 No Data

48 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 AL 47.60% 30.00% 5/18/2016 7/18/2017 8/28/2017 No Data

49 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 AL 47.60% 30.00% 5/18/2016 7/18/2017 8/28/2017 No Data

Page 4: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 4 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

50 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 AL 47.60% 30.00% 5/18/2016 7/18/2017 8/28/2017 No Data

51 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 AL 52.60% 30.00% 8/17/2016 7/18/2017 8/28/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

52 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 AL 52.60% 30.00% 8/17/2016 7/18/2017 8/28/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

53 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 AL 52.60% 30.00% 8/17/2016 7/18/2017 8/28/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

54 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 AL 52.60% 30.00% 8/17/2016 7/18/2017 8/28/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

55 7021 G C or F 8/9/1996 6/28/1905GE Capital Assurance Company 70025 AL 39 - 117% 39 - 72% 9/22/2017 10/1/2018 10/29/2018

Requested 39% Limited Benefits, 117% Lifetime Benefits

56 7000 G C or F 3/1/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 AL 55 - 72% 55 - 72% 9/22/2017 10/1/2018 10/29/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

57 7020 G C or F 12/31/1996 6/28/1905GE Capital Assurance Company 70025 AL 55 - 72% 55 - 72% 9/22/2017 10/1/2018 10/29/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

58 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 AL 55 - 72% 55 - 72% 9/22/2017 10/1/2018 10/29/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

59 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 AL 55 - 72% 55 - 72% 9/22/2017 10/1/2018 10/29/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

60 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 AL 55 - 72% 55 - 72% 9/22/2017 10/1/2018 10/29/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

61 7035 I C 2/16/2001 6/28/1905GE Capital Assurance Company 70025 AL 55 - 72% 55 - 72% 9/22/2017 10/1/2018 10/29/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

62 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 AL 26.60% 26.60% 12/8/2017 10/1/2018 10/29/2018 No Data

63 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 AL 26.60% 26.60% 12/8/2017 10/1/2018 10/29/2018 No Data

64 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 AL 26.60% 26.60% 12/8/2017 10/1/2018 10/29/2018 No Data

65 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 AL 26.60% 26.60% 12/8/2017 10/1/2018 10/29/2018 No Data

66 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 AR 12.00% 12.00% 9/26/2007 6/16/2008 8/15/2008 No Data

Page 5: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 5 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

67 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 AR 12.00% 12.00% 9/26/2007 6/16/2008 8/15/2008 No Data

68 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 AR 9.00% 9.00% 9/26/2007 2/7/2008 4/7/2008 No Data

69 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 AR 11.00% 11.00% 9/26/2007 6/11/2008 8/10/2008 No Data

70 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 AR 11.00% 11.00% 9/26/2007 6/11/2008 8/10/2008 No Data

71 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 AR 11.00% 11.00% 9/26/2007 6/11/2008 8/10/2008 No Data

72 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 AR 18.00% 10.00% 11/22/2010 12/5/2011 2/3/2012 No Data

73 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 AR 18.00% 10.00% 11/22/2010 12/5/2011 2/3/2012 No Data

74 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 AR 18.00% 10.00% 11/22/2010 2/8/2012 4/8/2012 No Data

75 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 AR 18.00% 10.00% 11/22/2010 2/8/2012 4/8/2012 No Data

76 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 AR 18.00% 10.00% 11/22/2010 2/8/2012 4/8/2012 No Data

77 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 AR 35 - 88% 20.00% 12/13/2012 10/25/2013 11/11/2013

Requested 35% Limited Benefits, 88% Lifetime Benefits

78 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 AR 71 - 109% 20.00% 12/13/2012 10/25/2013 11/11/2013

Requested 71% Limited Benefits, 109% Lifetime Benefits

79 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 AR 71 - 109% 20.00% 12/13/2012 10/25/2013 11/11/2013

Requested 71% Limited Benefits, 109% Lifetime Benefits

80 7035 I C 5/18/2001 6/28/1905GE Capital Assurance Company 70025 AR 44 - 60% 10.00% 12/13/2012 4/7/2014 4/28/2014

Requested 44% Limited Benefits, 60% Lifetime Benefits

81 7040 G C 10/1/1999 6/28/1905GE Capital Assurance Company 70025 AR 35.00% 10.00% 12/26/2012 4/3/2014 9/8/2014 No Data

82 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 AR 12.80% 12.80% 11/14/2013 1/27/2015 2/16/2015 No Data

83 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 AR 12.80% 12.80% 11/14/2013 1/27/2015 2/16/2015 No Data

Page 6: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 6 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

84 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 AR 12.80% 12.80% 11/14/2013 1/27/2015 2/16/2015 No Data

85 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 AR 12.80% 12.80% 11/14/2013 1/27/2015 2/16/2015 No Data

86 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 AR 18 - 63% 10 - 25% 9/30/2014 1/27/2015 3/30/2015

Requested 18% Limited Benefits, 63% Lifetime Benefits

87 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 AR 48 - 80% 10 - 25% 9/30/2014 1/27/2015 3/30/2015

Requested 48% Limited Benefits, 80% Lifetime Benefits

88 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 AR 48 - 80% 10 - 25% 9/30/2014 1/27/2015 3/30/2015

Requested 48% Limited Benefits, 80% Lifetime Benefits

89 7035 I C 5/18/2001 6/28/1905GE Capital Assurance Company 70025 AR 52 - 83% 15 - 25% 9/30/2014 1/27/2015 3/30/2015

Requested 52% Limited benefits, 83% Lifetime benefits

90 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 AR 83 - 99% 25.00% 1/16/2015 3/12/2015 3/30/2015

Requested 83% Limited Benefits, 99% Lifetime Benefits

91 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 AR 83 - 99% 25.00% 1/16/2015 3/12/2015 3/30/2015

Requested 83% Limited Benefits, 99% Lifetime Benefits

92 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 AR 83 - 99% 25.00% 1/16/2015 3/12/2015 3/30/2015

Requested 83% Limited Benefits, 99% Lifetime Benefits

93 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 AR 43 - 75% 25.00% 12/21/2015 8/16/2016 8/29/2016

Requested 43% Limited Benefits, 75% Lifetime Benefits

94 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 AR 87 - 109% 25.00% 12/21/2015 8/16/2016 8/29/2016

Requested 87% Limited Benefits, 109% Lifetime Benefits

95 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 AR 87 - 109% 25.00% 12/21/2015 8/16/2016 8/29/2016

Requested 87% Limited Benefits, 109% Lifetime Benefits

96 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 AR 160 - 184% 25.00% 12/21/2015 8/16/2016 8/29/2016

Requested 160% Limited Benefits, 184% Lifetime Benefits

97 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 AR 160 - 184% 25.00% 12/21/2015 8/16/2016 8/29/2016

Requested 160% Limited Benefits, 184% Lifetime Benefits

98 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 AR 160 - 184% 25.00% 12/21/2015 8/16/2016 8/29/2016

Requested 160% Limited Benefits, 184% Lifetime Benefits

99 7035 I C 5/18/2001 6/28/1905GE Capital Assurance Company 70025 AR 82 - 86% 25.00% 12/21/2015 8/16/2016 8/29/2016

Requested 82% Limited Benefits, 86% Lifetime Benefits

100 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 AR 49.40% 25.00% 5/16/2016 8/16/2016 8/29/2016 No Data

Page 7: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 7 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

101 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 AR 49.40% 25.00% 5/16/2016 8/16/2016 8/29/2016 No Data

102 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 AR 49.40% 25.00% 5/16/2016 8/16/2016 8/29/2016 No Data

103 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 AR 49.40% 25.00% 5/16/2016 8/16/2016 8/29/2016 No Data

104 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 AR 54.70% 15.00% 9/9/2016 10/25/2016 1/2/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

105 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 AR 54.70% 15.00% 9/9/2016 10/25/2016 1/2/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

106 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 AR 54.70% 15.00% 9/9/2016 10/25/2016 1/2/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

107 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 AR 54.70% 15.00% 9/9/2016 10/25/2016 1/2/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

108 7040 G C 10/1/1999 6/28/1905GE Capital Assurance Company 70025 AR 110.00% 25.00% 3/22/2017 4/25/2017 2/2/2018

Requesting actuarially justified rate increases

109 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 AR 31.30% 25.00% 7/19/2017 8/1/2017 10/16/2017 No Data

110 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 AR 31.30% 25.00% 7/19/2017 8/1/2017 10/16/2017 No Data

111 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 AR 31.30% 25.00% 7/19/2017 8/1/2017 10/16/2017 No Data

112 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 AR 31.30% 25.00% 7/19/2017 8/1/2017 10/16/2017 No Data

113 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 AR 46.30% 20.00% 7/19/2017 8/1/2017 10/16/2017 AARP 2017 Round 3 Filings

114 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 AR 46.30% 20.00% 7/19/2017 8/1/2017 10/16/2017 AARP 2017 Round 3 Filings

115 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 AR 46.30% 20.00% 7/19/2017 8/1/2017 10/16/2017 AARP 2017 Round 3 Filings

116 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 AR 46.30% 20.00% 7/19/2017 8/1/2017 10/16/2017 AARP 2017 Round 3 Filings

117 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 AR 14 - 118% 25.00% 8/9/2017 8/30/2017 10/16/2017

Requested 14% Limited Benefits, 118% Lifetime Benefits

118 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 AR 55 - 92% 25.00% 8/9/2017 8/30/2017 10/16/2017

Requested 55% Limited Benefits, 92% Lifetime Benefits

Page 8: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 8 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

119 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 AR 55 - 92% 25.00% 8/9/2017 8/30/2017 10/16/2017

Requested 55% Limited Benefits, 92% Lifetime Benefits

120 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 AR 73 - 110% 25.00% 8/9/2017 8/30/2017 10/16/2017

Requested 73% Limited Benefits, 110% Lifetime Benefits

121 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 AR 73 - 110% 25.00% 8/9/2017 8/30/2017 10/16/2017

Requested 73% Limited Benefits, 110% Lifetime Benefits

122 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 AR 73 - 110% 25.00% 8/9/2017 8/30/2017 10/16/2017

Requested 73% Limited Benefits, 110% Lifetime Benefits

123 7035 I C 5/18/2001 6/28/1905GE Capital Assurance Company 70025 AR 55 - 72% 25.00% 8/9/2017 8/30/2017 4/9/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

124 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 AZ 12.00% 12.00% 9/20/2007 1/14/2008 3/14/2008 No Data

125 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 AZ 12.00% 12.00% 9/20/2007 1/14/2008 3/14/2008 No Data

126 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 AZ 9.00% 9.00% 9/20/2007 1/14/2008 3/14/2008 No Data

127 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 AZ 11.00% 11.00% 9/20/2007 1/9/2008 3/9/2008 No Data

128 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 AZ 11.00% 11.00% 9/20/2007 1/9/2008 3/9/2008 No Data

129 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 AZ 11.00% 11.00% 9/20/2007 1/9/2008 3/9/2008 No Data

130 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 AZ 18.00% 18.00% 2/7/2011 3/15/2011 5/14/2011 No Data

131 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 AZ 18.00% 18.00% 2/7/2011 3/15/2011 5/14/2011 No Data

132 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 AZ 18.00% 18.00% 2/7/2011 3/15/2011 5/14/2011 No Data

133 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 AZ 18.00% 18.00% 2/7/2011 3/15/2011 5/14/2011 No Data

134 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 AZ 18.00% 18.00% 2/7/2011 3/15/2011 5/14/2011 No Data

135 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 AZ 35 - 88% 25% 12/7/2012 2/4/2013 4/5/2013

Requested 35% Limited Benefits, 88% Lifetime Benefits

Page 9: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 9 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

136 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 AZ 60 - 95% 35% 12/7/2012 2/4/2013 4/5/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

137 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 AZ 60 - 95% 35% 12/7/2012 2/4/2013 4/5/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

138 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 AZ 63 - 78% 25% 12/7/2012 2/4/2013 4/5/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

139 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 AZ 63 - 78% 25% 12/7/2012 2/4/2013 4/5/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

140 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 AZ 63 - 78% 25% 12/7/2012 2/4/2013 4/5/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

141 7035 I C 3/21/2001 6/28/1905GE Capital Assurance Company 70025 AZ 44 - 60% 25% 12/7/2012 2/4/2013 4/5/2013

Requested 44% Limited Benefits, 60% Lifetime Benefits

142 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 AZ 14 - 56% 12.00% 10/10/2014 12/4/2014 3/30/2015

Requested 14% Limited Benefits, 56% Lifetime Benefits

143 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 AZ 24 - 50% 22.00% 10/10/2014 12/4/2014 3/30/2015

Requested 24% Limited Benefits, 50% Lifetime Benefits

144 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 AZ 24 - 50% 22.00% 10/10/2014 12/4/2014 3/30/2015

Requested 24% Limited Benefits, 50% Lifetime Benefits

145 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 AZ 36 - 48% 19.00% 10/10/2014 12/4/2014 3/30/2015

Requested 36% Limited Benefits, 48% Lifetime Benefits

146 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 AZ 36 - 48% 19.00% 10/10/2014 12/4/2014 3/30/2015

Requested 36% Limited Benefits, 48% Lifetime Benefits

147 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 AZ 36 - 48% 19.00% 10/10/2014 12/4/2014 3/30/2015

Requested 36% Limited Benefits, 48% Lifetime Benefits

148 7035 I C 3/21/2001 6/28/1905GE Capital Assurance Company 70025 AZ 27 - 54% 29.00% 10/10/2014 12/4/2014 3/30/2015

Requested 27% Limited Benefits, 54% Lifetime Benefits

149 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 AZ 19.20% 8.80% 5/7/2015 8/20/2015 10/5/2015 Applies to loss ratio forms

150 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 AZ 19.20% 8.80% 5/7/2015 8/20/2015 10/5/2015 Applies to loss ratio forms

151 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 AZ 19.20% 8.80% 5/7/2015 8/20/2015 10/5/2015 Applies to loss ratio forms

152 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 AZ 19.20% 8.80% 5/7/2015 8/20/2015 10/5/2015 Applies to loss ratio forms

Page 10: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 10 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

153 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 AZ 50.10% 30.00% 9/18/2015 2/6/2017 4/24/2017

Requesting actuarially justified rate increases; Applies to rate stability forms

154 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 AZ 50.10% 30.00% 9/18/2015 2/6/2017 4/24/2017

Requesting actuarially justified rate increases; Applies to rate stability forms

155 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 AZ 50.10% 30.00% 9/18/2015 2/6/2017 4/24/2017

Requesting actuarially justified rate increases; Applies to rate stability forms

156 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 AZ 50.10% 30.00% 9/18/2015 2/6/2017 4/24/2017

Requesting actuarially justified rate increases; Applies to rate stability forms

157 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 AZ 35 - 88% 0 - 42% 12/31/2015 4/28/2017 5/15/2017

Requested 35% Limited Benefits, 88% Lifetime Benefits

158 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 AZ 46 - 78% 6 - 58% 12/31/2015 6/16/2017 6/26/2017

Requested 46% Limited Benefits, 78% Lifetime Benefits

159 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 AZ 46 - 78% 6 - 58% 12/31/2015 6/16/2017 6/26/2017

Requested 46% Limited Benefits, 78% Lifetime Benefits

160 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 AZ 104 - 123% 20.00% 12/31/2015 4/28/2017 5/15/2017

Requested 104% Limited Benefits, 123% Lifetime Benefits

161 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 AZ 104 - 123% 20.00% 12/31/2015 4/28/2017 5/15/2017

Requested 104% Limited Benefits, 123% Lifetime Benefits

162 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 AZ 104 - 123% 20.00% 12/31/2015 4/28/2017 5/15/2017

Requested 104% Limited Benefits, 123% Lifetime Benefits

163 7035 I C 3/21/2001 6/28/1905GE Capital Assurance Company 70025 AZ 43 - 59% 21-35% 12/31/2015 4/28/2017 5/15/2017

Requested 43% Limited Benefits, 59% Lifetime Benefits

164 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 AZ 51.50% 35.00% 5/22/2017 2/2/2018 2/26/2018

Requesting actuarially justified rate increases; Applies to loss ratio forms

165 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 AZ 51.50% 35.00% 5/22/2017 2/2/2018 2/26/2018

Requesting actuarially justified rate increases; Applies to loss ratio forms

166 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 AZ 51.50% 35.00% 5/22/2017 2/2/2018 2/26/2018

Requesting actuarially justified rate increases; Applies to loss ratio forms

167 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 AZ 51.50% 35.00% 5/22/2017 2/2/2018 2/26/2018

Requesting actuarially justified rate increases; Applies to loss ratio forms

168 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 AZ 55 - 72% 4-38% 12/14/2017 9/25/2018 12/3/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

169 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 AZ 55 - 72% 4-38% 12/14/2017 9/25/2018 12/3/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

170 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 AZ 55 - 72% 4-38% 12/14/2017 9/25/2018 12/3/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

Page 11: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 11 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

171 7035 I C 3/21/2001 6/28/1905GE Capital Assurance Company 70025 AZ 55 - 72% 7-12% 12/14/2017 9/25/2018 12/3/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

172 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 AZ 46.20% 17.00% 10/31/2017 8/9/2018 8/27/2018 Applies to rate stability forms

173 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 AZ 46.20% 17.00% 10/31/2017 8/9/2018 8/27/2018 Applies to rate stability forms

174 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 AZ 46.20% 17.00% 10/31/2017 8/9/2018 8/27/2018 Applies to rate stability forms

175 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 AZ 46.20% 17.00% 10/31/2017 8/9/2018 8/27/2018 Applies to rate stability forms

176 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 AZ 50.30% 17.00% 10/31/2017 8/9/2018 8/27/2018

Requesting actuarially justified rate increases; Applies to rate stability forms

177 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 AZ 50.30% 17.00% 10/31/2017 8/9/2018 8/27/2018

Requesting actuarially justified rate increases; Applies to rate stability forms

178 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 AZ 50.30% 17.00% 10/31/2017 8/9/2018 8/27/2018

Requesting actuarially justified rate increases; Applies to rate stability forms

179 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 AZ 50.30% 17.00% 10/31/2017 8/9/2018 8/27/2018

Requesting actuarially justified rate increases; Applies to rate stability forms

180 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 CO 12.00% 12.00% 10/5/2007 12/11/2007 2/9/2008 No Data

181 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 CO 12.00% 12.00% 10/5/2007 12/11/2007 2/9/2008 No Data

182 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 CO 9.00% 9.00% 10/5/2007 12/11/2007 2/9/2008 No Data

183 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 CO 11.00% 11.00% 10/5/2007 12/11/2007 2/9/2008 No Data

184 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 CO 11.00% 11.00% 10/5/2007 12/11/2007 2/9/2008 No Data

185 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 CO 11.00% 11.00% 10/5/2007 12/11/2007 2/9/2008 No Data

186 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 CO 18.00% 18.00% 2/28/2011 5/9/2011 7/8/2011 No Data

187 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 CO 18.00% 18.00% 2/28/2011 5/9/2011 7/8/2011 No Data

Page 12: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 12 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

188 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 CO 18.00% 18.00% 2/28/2011 5/10/2011 7/9/2011 No Data

189 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 CO 18.00% 18.00% 2/28/2011 5/10/2011 7/9/2011 No Data

190 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 CO 18.00% 18.00% 2/28/2011 5/10/2011 7/9/2011 No Data

191 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 CO 35 - 88% 12% - 30% 11/21/2012 10/25/2013 3/31/2014

Requested 35% Limited Benefits, 88% Lifetime Benefits

192 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 CO 60 - 95% 20% - 32% 11/21/2012 10/25/2013 3/31/2014

Requested 60% Limited Benefits, 95% Lifetime Benefits

193 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 CO 60 - 95% 20% - 32% 11/21/2012 10/25/2013 3/31/2014

Requested 60% Limited Benefits, 95% Lifetime Benefits

194 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 CO 63 - 78% 21% - 26% 11/21/2012 10/25/2013 3/31/2014

Requested 63% Limited Benefits, 78% Lifetime Benefits

195 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 CO 63 - 78% 21% - 26% 11/21/2012 10/25/2013 3/31/2014

Requested 63% Limited Benefits, 78% Lifetime Benefits

196 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 CO 63 - 78% 21% - 26% 11/21/2012 10/25/2013 3/31/2014

Requested 63% Limited Benefits, 78% Lifetime Benefits

197 7025 I C 6/4/2002 6/28/1905GE Capital Assurance Company 70025 CO 44 - 60% 15% - 20% 11/21/2012 10/25/2013 3/31/2014

Requested 44% Limited Benefits, 60% Lifetime Benefits

198 7035 I C 1/23/2001 6/28/1905GE Capital Assurance Company 70025 CO 44 - 60% 15% - 20% 11/21/2012 10/25/2013 3/31/2014

Requested 44% Limited Benefits, 60% Lifetime Benefits

199 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 CO 12 - 30% 12 - 30% 11/13/2014 1/15/2015 3/30/2015

Requested 12% Limited Benefits, 30% Lifetime Benefits

200 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 CO 20 - 32% 20 - 32% 11/13/2014 1/15/2015 3/30/2015

Requested 20% Limited Benefits, 32% Lifetime Benefits

201 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 CO 20 - 32% 20 - 32% 11/13/2014 1/15/2015 3/30/2015

Requested 20% Limited Benefits, 32% Lifetime Benefits

202 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 CO 21 - 26% 21 - 26% 11/13/2014 1/15/2015 3/30/2015

Requested 21% Limited Benefits, 26% Lifetime Benefits

203 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 CO 21 - 26% 21 - 26% 11/13/2014 1/15/2015 3/30/2015

Requested 21% Limited Benefits, 26% Lifetime Benefits

204 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 CO 21 - 26% 21 - 26% 11/13/2014 1/15/2015 3/30/2015

Requested 21% Limited Benefits, 26% Lifetime Benefits

Page 13: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 13 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

205 7025 I C 6/4/2002 6/28/1905GE Capital Assurance Company 70025 CO 15 - 20% 15 - 20% 11/13/2014 1/15/2015 3/30/2015

Requested 15% Limited Benefits, 20% Lifetime Benefits

206 7035 I C 1/23/2001 6/28/1905GE Capital Assurance Company 70025 CO 15 - 20% 15 - 20% 11/13/2014 1/15/2015 3/30/2015

Requested 15% Limited Benefits, 20% Lifetime Benefits

207 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 CO 12.80% 12.80% 12/23/2014 1/21/2015 3/2/2015 No Data

208 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 CO 12.80% 12.80% 12/23/2014 1/21/2015 3/2/2015 No Data

209 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 CO 12.80% 12.80% 12/23/2014 1/21/2015 3/2/2015 No Data

210 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 CO 12.80% 12.80% 12/23/2014 1/21/2015 3/2/2015 No Data

211 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 CO 87 - 143% 52.9 - 96.3% 3/20/2018 6/27/2018 7/16/2018

Requested 87% Limited Benefits, 143% Lifetime Benefits

212 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 CO 87 - 143% 52.9 - 96.3% 3/20/2018 6/27/2018 7/16/2018

Requested 87% Limited Benefits, 143% Lifetime Benefits

213 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 CO 87 - 143% 52.9 - 96.3% 3/20/2018 6/27/2018 7/16/2018

Requested 87% Limited Benefits, 143% Lifetime Benefits

214 7025 I C 6/4/2002 6/28/1905GE Capital Assurance Company 70025 CO 174 - 273% 122.2 - 182.7% 3/20/2018 6/27/2018 7/16/2018

Requested 174% Limited Benefits, 273% Lifetime Benefits

215 7035 I C 1/23/2001 6/28/1905GE Capital Assurance Company 70025 CO 174 - 273% 122.2 - 182.7% 3/20/2018 6/27/2018 7/16/2018

Requested 174% Limited Benefits, 273% Lifetime Benefits

216 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 CT 12.00% 12.00% 9/19/2007 12/10/2007 2/8/2008 No Data

217 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 CT 12.00% 12.00% 9/19/2007 12/10/2007 2/8/2008 No Data

218 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 CT 9.00% 9.00% 9/19/2007 4/1/2008 5/31/2008 No Data

219 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 CT 11.00% 11.00% 9/19/2007 12/10/2007 2/8/2008 No Data

220 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 CT 11.00% 11.00% 9/19/2007 12/10/2007 2/8/2008 No Data

221 7033 P C 8/21/1998 6/28/1905GE Capital Assurance Company 70025 CT 11.00% 11.00% 9/19/2007 12/10/2007 2/8/2008 No Data

Page 14: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 14 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

222 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 CT 18.00% 18.00% 12/22/2010 7/6/2011 9/4/2011 No Data

223 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 CT 18.00% 18.00% 12/22/2010 7/6/2011 9/4/2011 No Data

224 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 CT 18.00% 18.00% 12/22/2010 7/6/2011 9/4/2011 No Data

225 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 CT 18.00% 18.00% 12/22/2010 7/6/2011 9/4/2011 No Data

226 7033 P C 8/21/1998 6/28/1905GE Capital Assurance Company 70025 CT 18.00% 18.00% 12/22/2010 7/6/2011 9/4/2011 No Data

227 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 CT 35 - 88% 40% 10/11/2012 1/25/2013 3/26/2013

Requested 35% Limited Benefits, 88% Lifetime Benefits

228 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 CT 60 - 95% 40% 10/11/2012 1/25/2013 3/26/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

229 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 CT 60 - 95% 40% 10/11/2012 1/25/2013 3/26/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

230 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 CT 63 - 78% 40% 10/11/2012 1/25/2013 3/26/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

231 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 CT 63 - 78% 40% 10/11/2012 1/25/2013 3/26/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

232 7033 P C 8/21/1998 6/28/1905GE Capital Assurance Company 70025 CT 63 - 78% 40% 10/11/2012 1/25/2013 3/26/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

233 7035 I C 1/18/2002 6/28/1905GE Capital Assurance Company 70025 CT 44 - 60% 40% 10/11/2012 1/25/2013 3/26/2013

Requested 44% Limited Benefits, 60% Lifetime Benefits

234 7037 P C 3/5/2002 6/28/1905GE Capital Assurance Company 70025 CT 44 - 60% 40% 10/11/2012 1/25/2013 3/26/2013

Requested 44% Limited Benefits, 60% Lifetime Benefits

235 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 CT 39.00% 19.00% 9/19/2014 1/5/2015 7/20/2015 No Data

236 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 CT 19 - 44% 19.00% 9/19/2014 1/5/2015 3/30/2015

Requested 19% Limited Benefits, 44% Lifetime Benefits

237 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 CT 19 - 44% 19.00% 9/19/2014 1/5/2015 3/30/2015

Requested 19% Limited Benefits, 44% Lifetime Benefits

238 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 CT 19.9 - 32% 19.00% 9/19/2014 1/5/2015 3/30/2015

Requested 19.9% Limited Benefits, 32% Lifetime Benefits

Page 15: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 15 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

239 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 CT 19.9 - 32% 19.00% 9/19/2014 1/5/2015 3/30/2015

Requested 19.9% Limited Benefits, 32% Lifetime Benefits

240 7033 P C 8/21/1998 6/28/1905GE Capital Assurance Company 70025 CT 19.9 - 32% 19.00% 9/19/2014 1/5/2015 3/30/2015

Requested 19.9% Limited Benefits, 32% Lifetime Benefits

241 7035 I C 1/18/2002 6/28/1905GE Capital Assurance Company 70025 CT 12 - 35% 12 - 19% 9/19/2014 1/5/2015 3/30/2015

Requested 12% Limited Benefits, 35% Lifetime Benefits

242 7037 P C 3/5/2002 6/28/1905GE Capital Assurance Company 70025 CT 12 - 35% 12 - 19% 9/19/2014 1/5/2015 3/30/2015

Requested 12% Limited Benefits, 35% Lifetime Benefits

243 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 CT 35 - 88% 43.10% 12/30/2015 3/30/2016 8/1/2016

Requested 35% Limited Benefits, 58% Lifetime Benefits

244 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 CT 44 - 76% 52.90% 12/30/2015 3/30/2016 8/1/2016

Requested 44% Limited Benefits, 76% Lifetime Benefits

245 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 CT 44 - 76% 52.90% 12/30/2015 3/30/2016 8/1/2016

Requested 44% Limited Benefits, 76% Lifetime Benefits

246 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 CT 82 - 99% 47.00% 12/30/2015 3/30/2016 8/1/2016

Requested 82% Limited Benefits, 99% Lifetime Benefits

247 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 CT 82 - 99% 47.00% 12/30/2015 3/30/2016 8/1/2016

Requested 82% Limited Benefits, 99% Lifetime Benefits

248 7033 P C 8/21/1998 6/28/1905GE Capital Assurance Company 70025 CT 82 - 99% 47.00% 12/30/2015 3/30/2016 8/1/2016

Requested 82% Limited Benefits, 99% Lifetime Benefits

249 7035 I C 1/18/2002 6/28/1905GE Capital Assurance Company 70025 CT 47 - 54% 17.00% 12/30/2015 3/9/2016 8/1/2016

Requested 47% Limited Benefits, 54% Lifetime Benefits

250 7037 P C 3/5/2002 6/28/1905GE Capital Assurance Company 70025 CT 47 - 54% 17.00% 12/30/2015 3/9/2016 8/1/2016

Requested 47% Limited Benefits, 54% Lifetime Benefits

251 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 CT 21.90% 10.00% 2/16/2016 3/30/2016 4/11/2016 No Data

252 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 CT 21.90% 10.00% 2/16/2016 3/30/2016 4/11/2016 No Data

253 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 CT 21.90% 10.00% 2/16/2016 3/30/2016 4/11/2016 No Data

254 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 CT 21.90% 10.00% 2/16/2016 3/30/2016 4/11/2016 No Data

255 7043 P C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 CT 21.90% 10.00% 2/16/2016 3/30/2016 4/11/2016 No Data

256 7045 P C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 CT 21.90% 10.00% 2/16/2016 3/30/2016 4/11/2016 No Data

Page 16: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 16 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

257 7040 G C 10/1/1999 6/28/1905GE Capital Assurance Company 70025 CT 146.00% 44.70% 2/17/2017 4/11/2017 2/2/2018

Requesting actuarially justified rate increases

258 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 CT 50.20% 10.00% 5/10/2017 9/21/2017 10/16/2017

Requesting actuarially justified rate increases

259 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 CT 50.20% 10.00% 5/10/2017 9/21/2017 10/16/2017

Requesting actuarially justified rate increases

260 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 CT 50.20% 10.00% 5/10/2017 9/21/2017 10/16/2017

Requesting actuarially justified rate increases

261 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 CT 50.20% 10.00% 5/10/2017 9/21/2017 10/16/2017

Requesting actuarially justified rate increases

262 7043 P C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 CT 50.20% 10.00% 5/10/2017 9/21/2017 10/16/2017

Requesting actuarially justified rate increases

263 7045 P C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 CT 50.20% 10.00% 5/10/2017 9/21/2017 10/16/2017

Requesting actuarially justified rate increases

264 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 CT 55.30% 10.00% 5/10/2017 9/21/2017 10/16/2017

Requesting actuarially justified rate increases; AARP 2017 Round 3 Filings

265 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 CT 55.30% 10.00% 5/10/2017 9/21/2017 10/16/2017

Requesting actuarially justified rate increases; AARP 2017 Round 3 Filings

266 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 CT 55.30% 10.00% 5/10/2017 9/21/2017 10/16/2017

Requesting actuarially justified rate increases; AARP 2017 Round 3 Filings

267 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 CT 55.30% 10.00% 5/10/2017 9/21/2017 10/16/2017

Requesting actuarially justified rate increases; AARP 2017 Round 3 Filings

268 7043 P C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 CT 55.30% 10.00% 5/10/2017 9/21/2017 10/16/2017

Requesting actuarially justified rate increases; AARP 2017 Round 3 Filings

269 7045 P C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 CT 55.30% 10.00% 5/10/2017 9/21/2017 10/16/2017

Requesting actuarially justified rate increases; AARP 2017 Round 3 Filings

270 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 CT 0 - 71% 0 - 42% 10/10/2017 11/28/2017 7/9/2019

Requested 0% Limited Benefits, 71% Lifetime Benefits

271 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 CT 41 - 72% 48.15% 10/10/2017 11/28/2017 7/30/2018

Requested 41% Limited Benefits, 72% Lifetime Benefits

272 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 CT 41 - 72% 48.15% 10/10/2017 11/28/2017 7/30/2018

Requested 41% Limited Benefits, 72% Lifetime Benefits

273 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 CT 27 - 72% 30.58% 10/10/2017 11/28/2017 7/30/2018

Requested 27% Limited Benefits, 72% Lifetime Benefits

274 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 CT 27 - 72% 30.58% 10/10/2017 11/28/2017 7/30/2018

Requested 27% Limited Benefits, 72% Lifetime Benefits

Page 17: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 17 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

275 7033 P C 8/21/1998 6/28/1905GE Capital Assurance Company 70025 CT 27 - 72% 30.58% 10/10/2017 11/28/2017 7/30/2018

Requested 27% Limited Benefits, 72% Lifetime Benefits

276 7035 I C 1/18/2002 6/28/1905GE Capital Assurance Company 70025 CT 55 - 72% 18.00% 10/10/2017 11/28/2017 9/24/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

277 7037 P C 3/5/2002 6/28/1905GE Capital Assurance Company 70025 CT 55 - 72% 18.00% 10/10/2017 11/28/2017 9/24/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

278 7000 G C or F 3/1/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 DC 10.00% 10.00% 10/19/2007 12/31/2007 2/29/2008 No Data

279 7020 G C or F 12/31/1996 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 10/19/2007 12/31/2007 2/29/2008 No Data

280 7021 G C or F 8/9/1996 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 10/19/2007 12/31/2007 2/29/2008 No Data

281 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 10/19/2007 12/31/2007 2/29/2008 No Data

282 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 10/19/2007 12/31/2007 2/29/2008 No Data

283 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 10/19/2007 12/31/2007 2/29/2008 No Data

284 7000 G C or F 3/1/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 DC 18.00% 15.00% 2/7/2011 9/27/2011 11/26/2011 No Data

285 7020 G C or F 12/31/1996 6/28/1905GE Capital Assurance Company 70025 DC 18.00% 15.00% 2/7/2011 9/27/2011 11/26/2011 No Data

286 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 DC 18.00% 15.00% 2/7/2011 9/27/2011 11/26/2011 No Data

287 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 DC 18.00% 15.00% 2/7/2011 9/27/2011 11/26/2011 No Data

288 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 DC 18.00% 15.00% 2/7/2011 9/27/2011 11/26/2011 No Data

289 7021 G C or F 8/9/1996 6/28/1905GE Capital Assurance Company 70025 DC 35 - 88% 10% 12/24/2012 5/29/2013 7/28/2013

Requested 35% Limited Benefits, 88% Lifetime Benefits

290 7000 G C or F 3/1/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 DC 67 - 103% 10% 12/24/2012 5/29/2013 7/28/2013

Requested 67% Limited Benefits, 103% Lifetime Benefits

291 7020 G C or F 12/31/1996 6/28/1905GE Capital Assurance Company 70025 DC 67 - 103% 10% 12/24/2012 5/29/2013 7/28/2013

Requested 67% Limited Benefits, 103% Lifetime Benefits

Page 18: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 18 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

292 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 DC 68 - 84% 10% 12/24/2012 5/29/2013 7/28/2013

Requested 68% Limited Benefits, 84% Lifetime Benefits

293 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 DC 68 - 84% 10% 12/24/2012 5/29/2013 7/28/2013

Requested 68% Limited Benefits, 84% Lifetime Benefits

294 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 DC 68 - 84% 10% 12/24/2012 5/29/2013 7/28/2013

Requested 68% Limited Benefits, 84% Lifetime Benefits

295 7035 I C 5/15/2001 6/28/1905GE Capital Assurance Company 70025 DC 28 - 33% 10% 12/24/2012 5/29/2013 7/28/2013

Requested 28% Limited Benefits, 33% Lifetime Benefits

296 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 DC 12.80% 10.00% 11/20/2013 2/4/2014 4/14/2014 No Data

297 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 DC 12.80% 10.00% 11/20/2013 2/4/2014 4/14/2014 No Data

298 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 DC 12.80% 10.00% 11/20/2013 2/4/2014 4/14/2014 No Data

299 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 DC 12.80% 10.00% 11/20/2013 2/4/2014 4/14/2014 No Data

300 7021 I C or F 8/9/1996 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 10/9/2014 12/3/2014 3/30/2015 No Data

301 7000 G C or F 3/1/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 DC 10.00% 10.00% 10/9/2014 12/3/2014 3/30/2015 No Data

302 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 10/9/2014 12/3/2014 3/30/2015 No Data

303 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 10/9/2014 12/3/2014 3/30/2015 No Data

304 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 10/9/2014 12/3/2014 3/30/2015 No Data

305 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 10/9/2014 12/3/2014 3/30/2015 No Data

306 7035 I C 5/15/2001 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 10/9/2014 12/3/2014 3/30/2015 No Data

307 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 10/30/2015 12/17/2015 4/11/2016 No Data

308 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 10/30/2015 12/17/2015 4/11/2016 No Data

309 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 10/30/2015 12/17/2015 4/11/2016 No Data

Page 19: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 19 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

310 7035 I C 5/15/2001 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 10/30/2015 12/17/2015 4/11/2016 No Data

311 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 6/30/2016 8/18/2016 8/29/2016 No Data

312 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 6/30/2016 8/18/2016 8/29/2016 No Data

313 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 6/30/2016 8/18/2016 8/29/2016 No Data

314 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 6/30/2016 8/18/2016 8/29/2016 No Data

315 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 12/1/2016 12/21/2016 1/9/2017 AARP 2017 Round 2 Filings

316 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 12/1/2016 12/21/2016 1/9/2017 AARP 2017 Round 2 Filings

317 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 12/1/2016 12/21/2016 1/9/2017 AARP 2017 Round 2 Filings

318 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 12/1/2016 12/21/2016 1/9/2017 AARP 2017 Round 2 Filings

319 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 5/31/2017 9/11/2017 10/16/2017 No Data

320 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 5/31/2017 9/11/2017 10/16/2017 No Data

321 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 5/31/2017 9/11/2017 10/16/2017 No Data

322 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 5/31/2017 9/11/2017 10/16/2017 No Data

323 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 5/31/2017 9/11/2017 10/16/2017 AARP 2017 Round 3 Filings

324 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 5/31/2017 9/11/2017 10/16/2017 AARP 2017 Round 3 Filings

325 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 5/31/2017 9/11/2017 10/16/2017 AARP 2017 Round 3 Filings

326 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 5/31/2017 9/11/2017 10/16/2017 AARP 2017 Round 3 Filings

327 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 7/7/2017 8/7/2017 10/16/2017 No Data

328 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 7/7/2017 8/7/2017 10/16/2017 No Data

Page 20: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 20 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

329 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 7/7/2017 8/7/2017 10/16/2017 No Data

330 7035 I C 5/15/2001 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 7/7/2017 8/7/2017 10/16/2017 No Data

331 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 6/1/2018 6/6/2018 10/15/2018 No Data

332 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 6/1/2018 6/6/2018 10/15/2018 No Data

333 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 6/1/2018 6/6/2018 10/15/2018 No Data

334 7035 I C 5/15/2001 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 6/1/2018 7/9/2018 4/22/2019 No Data

335 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 6/4/2018 7/9/2018 10/15/2018 No Data

336 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 6/4/2018 7/9/2018 10/15/2018 No Data

337 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 6/4/2018 7/9/2018 10/15/2018 No Data

338 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 6/4/2018 7/9/2018 10/15/2018 No Data

339 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 6/4/2018 7/9/2018 10/15/2018 No Data

340 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 6/4/2018 7/9/2018 10/15/2018 No Data

341 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 6/4/2018 7/9/2018 10/15/2018 No Data

342 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 DC 10.00% 10.00% 6/4/2018 7/9/2018 10/15/2018 No Data

343 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 DE 12.00% 12.00% 8/3/2007 2/28/2008 4/28/2008 No Data

344 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 DE 12.00% 12.00% 8/3/2007 2/28/2008 4/28/2008 No Data

345 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 DE 9.00% 9.00% 8/3/2007 10/11/2007 12/10/2007 No Data

346 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 DE 11.00% 11.00% 8/3/2007 10/11/2007 12/10/2007 No Data

Page 21: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 21 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

347 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 DE 11.00% 11.00% 8/3/2007 10/11/2007 12/10/2007 No Data

348 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 DE 11.00% 11.00% 8/3/2007 10/11/2007 12/10/2007 No Data

349 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 DE 18.00% 18.00% 1/6/2011 8/16/2011 10/15/2011 No Data

350 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 DE 18.00% 18.00% 1/6/2011 8/16/2011 10/15/2011 No Data

351 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 DE 18.00% 18.00% 1/6/2011 8/16/2011 10/15/2011 No Data

352 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 DE 18.00% 18.00% 1/6/2011 8/16/2011 10/15/2011 No Data

353 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 DE 18.00% 18.00% 1/6/2011 8/16/2011 10/15/2011 No Data

354 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 DE 35 - 88% 35 - 88% 9/14/2012 3/14/2013 5/13/2013

Requested 35% Limited Benefits, 88% Lifetime Benefits

355 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 DE 60 - 95% 60 - 95% 9/14/2012 3/14/2013 5/13/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

356 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 DE 60 - 95% 60 - 95% 9/14/2012 3/14/2013 5/13/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

357 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 DE 63 - 78% 63 - 78% 9/14/2012 3/14/2013 5/13/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

358 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 DE 63 - 78% 63 - 78% 9/14/2012 3/14/2013 5/13/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

359 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 DE 63 - 78% 63 - 78% 9/14/2012 3/14/2013 5/13/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

360 7035 I C 2/21/2001 6/28/1905GE Capital Assurance Company 70025 DE 44 - 60% 44 - 60% 9/17/2012 3/14/2013 5/13/2013

Requested 44% Limited Benefits, 60% Lifetime Benefits

361 7040 G C 10/1/1999 6/28/1905GE Capital Assurance Company 70025 DE 35.00% 35.00% 12/31/2012 3/15/2013 3/29/2013 No Data

362 7040 G C 10/1/1999 6/28/1905GE Capital Assurance Company 70025 DE 35.00% 35.00% 12/31/2012 3/15/2013 3/29/2013 No Data

363 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 DE 12.80% 12.80% 9/24/2013 1/17/2014 3/24/2014 No Data

Page 22: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 22 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

364 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 DE 12.80% 12.80% 9/24/2013 1/17/2014 3/24/2014 No Data

365 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 DE 12.80% 12.80% 9/24/2013 1/17/2014 3/24/2014 No Data

366 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 DE 12.80% 12.80% 9/24/2013 1/17/2014 3/24/2014 No Data

367 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 DE 47.90% 30.00% 6/10/2016 12/5/2016 12/12/2016 No Data

368 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 DE 47.90% 30.00% 6/10/2016 12/5/2016 12/12/2016 No Data

369 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 DE 47.90% 30.00% 6/10/2016 12/5/2016 12/12/2016 No Data

370 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 DE 47.90% 30.00% 6/10/2016 12/5/2016 12/12/2016 No Data

371 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 DE 53.00% 15.00% 9/8/2016 12/9/2016 1/9/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

372 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 DE 53.00% 15.00% 9/8/2016 12/9/2016 1/9/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

373 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 DE 53.00% 15.00% 9/8/2016 12/9/2016 1/9/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

374 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 DE 53.00% 15.00% 9/8/2016 12/9/2016 1/9/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

375 7040 G C 10/1/1999 6/28/1905GE Capital Assurance Company 70025 DE 74.90% 25.00% 3/15/2017 5/18/2017 2/2/2018

Requesting actuarially justified rate increases

376 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 DE 45.10% 20.00% 8/3/2017 12/22/2017 1/29/2018 AARP 2017 Round 3 Filings

377 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 DE 45.10% 20.00% 8/3/2017 12/22/2017 1/29/2018 AARP 2017 Round 3 Filings

378 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 DE 45.10% 20.00% 8/3/2017 12/22/2017 1/29/2018 AARP 2017 Round 3 Filings

379 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 DE 45.10% 20.00% 8/3/2017 12/22/2017 1/29/2018 AARP 2017 Round 3 Filings

380 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 DE 40.9 - 155.7% 40.9 - 118% 11/3/2017 4/2/2018 7/16/2018

Requested 40.9% Limited Benefits, 155.7% Lifetime Benefits

381 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 DE 59.6 - 80.2% 59.6 - 80.2% 11/3/2017 4/2/2018 4/30/2018

Requested 59.6% Limited Benefits, 80.2% Lifetime Benefits

Page 23: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 23 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

382 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 DE 59.6 - 80.2% 59.6 - 80.2% 11/3/2017 4/2/2018 4/30/2018

Requested 59.6% Limited Benefits, 80.2% Lifetime Benefits

383 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 DE 58.7 - 78.3% 58.7 - 78.3% 11/3/2017 4/2/2018 4/30/2018

Requested 58.7% Limited Benefits, 78.3% Lifetime Benefits

384 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 DE 58.7 - 78.3% 58.7 - 78.3% 11/3/2017 4/2/2018 4/30/2018

Requested 58.7% Limited Benefits, 78.3% Lifetime Benefits

385 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 DE 58.7 - 78.3% 58.7 - 78.3% 11/3/2017 4/2/2018 4/30/2018

Requested 58.7% Limited Benefits, 78.3% Lifetime Benefits

386 7035 I C 2/21/2001 6/28/1905GE Capital Assurance Company 70025 DE 58.1 - 77.3% 58.1 - 77.3% 11/3/2017 4/2/2018 4/30/2018

Requested 58.1% Limited Benefits, 77.3% Lifetime Benefits

387 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 DE 25.40% 25.00% 8/3/2017 12/22/2017 1/29/2018 AARP 2017 Round 3 Filings

388 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 DE 25.40% 25.00% 8/3/2017 12/22/2017 1/29/2018 AARP 2017 Round 3 Filings

389 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 DE 25.40% 25.00% 8/3/2017 12/22/2017 1/29/2018 AARP 2017 Round 3 Filings

390 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 DE 25.40% 25.00% 8/3/2017 12/22/2017 1/29/2018 AARP 2017 Round 3 Filings

391 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 FL 11.00% 11.00% 7/23/2008 7/16/2009 9/14/2009 No Data

392 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 FL 11.00% 11.00% 7/23/2008 7/16/2009 9/14/2009 No Data

393 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 FL 11.00% 11.00% 7/23/2008 7/16/2009 9/14/2009 No Data

394 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 FL 11.00% 11.00% 7/23/2008 7/16/2009 9/14/2009 No Data

395 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 FL 11.00% 11.00% 7/23/2008 7/16/2009 9/14/2009 No Data

396 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 FL 10.00% 10.00% 7/23/2008 6/3/2009 8/2/2009 No Data

397 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 FL 4% 4% 12/8/2011 5/29/2012 7/28/2012 No Data

398 7035 I C 1/9/2001 6/28/1905GE Capital Assurance Company 70025 FL 25 - 25% 25% 12/8/2011 5/29/2012 7/28/2012

Requested 25% Limited Benefits, 25% Lifetime Benefits

Page 24: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 24 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

399 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 FL 25.00% 25.00% 12/8/2011 5/29/2012 7/28/2012 No Data

400 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 FL 25.00% 25.00% 12/8/2011 5/29/2012 7/28/2012 No Data

401 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 FL 4.00% 4.00% 12/8/2011 5/29/2012 7/28/2012 No Data

402 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 FL 25.00% 25.00% 12/8/2011 5/29/2012 7/28/2012 No Data

403 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 FL 25.00% 25.00% 12/8/2011 5/29/2012 7/28/2012 No Data

404 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 FL 25.00% 25.00% 12/8/2011 5/29/2012 7/28/2012 No Data

405 7035 I C 1/9/2001 6/28/1905GE Capital Assurance Company 70025 FL 25.00% 25.00% 12/8/2011 5/29/2012 7/28/2012 No Data

406 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 FL 48.40% 14.70% 12/22/2014 4/16/2015 6/8/2015 Graded by issue age

407 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 FL 48.40% 14.70% 12/22/2014 4/16/2015 6/8/2015 Graded by issue age

408 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 FL 48.40% 15.70% 12/22/2014 4/16/2015 6/8/2015 Graded by issue age

409 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 FL 48.40% 15.70% 12/22/2014 4/16/2015 6/8/2015 Graded by issue age

410 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 FL 48.40% 15.70% 12/22/2014 4/16/2015 6/8/2015 Graded by issue age

411 7035 I C 1/9/2001 6/28/1905GE Capital Assurance Company 70025 FL 48.40% 17.50% 12/22/2014 4/16/2015 6/8/2015 Graded by issue age

412 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 FL 48.40% 19.40% 12/22/2014 4/16/2015 6/8/2015 Graded by issue age

413 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 FL 48.40% 19.40% 12/22/2014 4/16/2015 6/8/2015 Graded by issue age

414 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 FL 48.40% 19.40% 12/22/2014 4/16/2015 6/8/2015 Graded by issue age

415 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 FL 48.40% 19.40% 12/22/2014 4/16/2015 6/8/2015 Graded by issue age

Page 25: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 25 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

416 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 FL 51.10% 96.20% 7/17/2017 8/1/2018 8/27/2018

Requesting actuarially justified rate increases; Implementation dates vary by Issue Age

417 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 FL 51.10% 96.20% 7/17/2017 8/1/2018 8/27/2018

Requesting actuarially justified rate increases; Implementation dates vary by Issue Age

418 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 FL 51.10% 96.20% 7/17/2017 8/1/2018 8/27/2018

Requesting actuarially justified rate increases; Implementation dates vary by Issue Age

419 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 FL 51.10% 96.20% 7/17/2017 8/1/2018 8/27/2018

Requesting actuarially justified rate increases; Implementation dates vary by Issue Age

420 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 FL 77.00% 74.10% 7/17/2017 8/1/2018 8/27/2018

Requesting actuarially justified rate increases

421 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 FL 91.60% 91.70% 7/17/2017 8/1/2018 8/27/2018

Requesting actuarially justified rate increases; Implementation dates vary by Issue Age

422 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 FL 91.60% 91.70% 7/17/2017 8/1/2018 8/27/2018

Requesting actuarially justified rate increases; Implementation dates vary by Issue Age

423 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 FL 81.40% 91.00% 7/17/2017 8/1/2018 8/27/2018

Requesting actuarially justified rate increases; Implementation dates vary by Issue Age

424 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 FL 81.40% 91.00% 7/17/2017 8/1/2018 8/27/2018

Requesting actuarially justified rate increases; Implementation dates vary by Issue Age

425 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 FL 81.40% 91.00% 7/17/2017 8/1/2018 8/27/2018

Requesting actuarially justified rate increases; Implementation dates vary by Issue Age

426 7035 I C 1/9/2001 6/28/1905GE Capital Assurance Company 70025 FL 178.50% 122.90% 7/17/2017 8/1/2018 8/27/2018

Requesting actuarially justified rate increases; Implementation dates vary by Issue Age

427 7000 G C or F 3/1/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 GA 12.00% 12.00% 9/28/2007 6/15/2009 8/14/2009 No Data

428 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 GA 9.00% 9.00% 9/28/2007 6/15/2009 8/14/2009 No Data

429 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 GA 11.00% 11.00% 9/28/2007 6/15/2009 8/14/2009 No Data

430 7000 G C or F 3/1/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 GA 18.00% 18.00% 12/9/2010 6/21/2011 8/20/2011 No Data

431 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 GA 18.00% 18.00% 12/9/2010 6/21/2011 8/20/2011 No Data

432 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 GA 35 - 88% 18% 11/7/2012 9/6/2013 11/5/2013

Requested 35% Limited Benefits, 88% Lifetime Benefits

Page 26: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 26 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

433 7000 G C or F 3/1/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 GA 60 - 95% 18% 11/7/2012 9/6/2013 11/5/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

434 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 GA 63 - 78% 18% 11/7/2012 9/6/2013 11/5/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

435 7035 I C 2/15/2001 6/28/1905GE Capital Assurance Company 70025 GA 44 - 60% 18% 11/7/2012 9/6/2013 11/5/2013

Requested 44% Limited Benefits, 60% Lifetime Benefits

436 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 GA 12.80% 10.00% 12/5/2013 7/18/2014 8/4/2014 No Data

437 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 GA 12.80% 10.00% 12/5/2013 7/18/2014 8/4/2014 No Data

438 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 GA 12.80% 10.00% 12/5/2013 7/18/2014 8/4/2014 No Data

439 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 GA 12.80% 10.00% 12/5/2013 7/18/2014 8/4/2014 No Data

440 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 GA 20 - 65% 15.00% 9/11/2014 3/13/2015 4/13/2015

Requested 20% Limited Benefits, 65% Lifetime Benefits

441 7000 G C or F 3/1/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 GA 42 - 71% 15.00% 9/11/2014 3/13/2015 4/13/2015

Requested 42% Limited Benefits, 71% Lifetime Benefits

442 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 GA 44 - 57% 15.00% 9/11/2014 3/13/2015 4/13/2015

Requested 44% Limited Benefits, 57% Lifetime Benefits

443 7035 I C 2/15/2001 6/28/1905GE Capital Assurance Company 70025 GA 40 - 68% 15.00% 9/11/2014 3/13/2015 4/13/2015

Requested 40% Limited Benefits, 68% Lifetime Benefits

444 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 GA 123 - 144% 12.00% 11/13/2015 5/16/2016 6/6/2016

Requested 123% Limited Benefits, 144% Lifetime Benefits

445 7035 I C 2/15/2001 6/28/1905GE Capital Assurance Company 70025 GA 70 - 89% 12.00% 11/13/2015 5/16/2016 6/6/2016

Requested 70% Limited Benefits, 89% Lifetime Benefits

446 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 GA 53.20% 12.00% 4/16/2016 8/1/2016 8/8/2016

Requesting actuarially justified rate increases

447 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 GA 53.20% 12.00% 4/16/2016 8/1/2016 8/8/2016

Requesting actuarially justified rate increases

448 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 GA 53.20% 12.00% 4/16/2016 8/1/2016 8/8/2016

Requesting actuarially justified rate increases

449 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 GA 53.20% 12.00% 4/16/2016 8/1/2016 8/8/2016

Requesting actuarially justified rate increases

Page 27: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 27 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

450 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 GA 59.50% 15.00% 8/23/2016 10/13/2016 1/2/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

451 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 GA 59.50% 15.00% 8/23/2016 10/13/2016 1/2/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

452 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 GA 59.50% 15.00% 8/23/2016 10/13/2016 1/2/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

453 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 GA 59.50% 15.00% 8/23/2016 10/13/2016 1/2/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

454 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 GA 51.80% 20.00% 6/14/2017 7/31/2017 10/16/2017

Requesting actuarially justified rate increases

455 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 GA 51.80% 20.00% 6/14/2017 7/31/2017 10/16/2017

Requesting actuarially justified rate increases

456 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 GA 51.80% 20.00% 6/14/2017 7/31/2017 10/16/2017

Requesting actuarially justified rate increases

457 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 GA 51.80% 20.00% 6/14/2017 7/31/2017 10/16/2017

Requesting actuarially justified rate increases

458 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 GA 50.50% 20.00% 6/14/2017 7/31/2017 10/16/2017

Requesting actuarially justified rate increases; AARP 2017 Round 3 Filings

459 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 GA 50.50% 20.00% 6/14/2017 7/31/2017 10/16/2017

Requesting actuarially justified rate increases; AARP 2017 Round 3 Filings

460 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 GA 50.50% 20.00% 6/14/2017 7/31/2017 10/16/2017

Requesting actuarially justified rate increases; AARP 2017 Round 3 Filings

461 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 GA 50.50% 20.00% 6/14/2017 7/31/2017 10/16/2017

Requesting actuarially justified rate increases; AARP 2017 Round 3 Filings

462 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 GA 66 - 101% 15.00% 8/7/2017 9/21/2017 4/23/2018

Requested 66% Limited Benefits, 101% Lifetime Benefits

463 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 GA 45 - 75% 18.00% 7/24/2018 11/16/2018 5/20/2019

Requested 45% Limited Benefits, 75% Lifetime Benefits

464 7035 I C 2/15/2001 6/28/1905GE Capital Assurance Company 70025 GA 55 - 81% 15.00% 8/7/2017 9/21/2017 4/23/2018

Requested 55% Limited Benefits, 81% Lifetime Benefits

465 7035 I C 2/15/2001 6/28/1905GE Capital Assurance Company 70025 GA 35 - 57% 18.00% 7/24/2018 11/9/2018 5/20/2019

Requested 35% Limited Benefits, 57% Lifetime Benefits

466 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 GA 35.90% 18.00% 7/19/2018 11/9/2018 12/3/2018 No Data

467 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 GA 35.90% 18.00% 7/19/2018 11/9/2018 12/3/2018 No Data

468 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 GA 35.90% 18.00% 7/19/2018 11/9/2018 12/3/2018 No Data

Page 28: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 28 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

469 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 GA 35.90% 18.00% 7/19/2018 11/9/2018 12/3/2018 No Data

470 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 GA 32.00% 18.00% 7/19/2018 11/13/2018 12/3/2018 AARP 2018 Rd 4 Filings

471 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 GA 32.00% 18.00% 7/19/2018 11/13/2018 12/3/2018 AARP 2018 Rd 4 Filings

472 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 GA 32.00% 18.00% 7/19/2018 11/13/2018 12/3/2018 AARP 2018 Rd 4 Filings

473 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 GA 32.00% 18.00% 7/19/2018 11/13/2018 12/3/2018 AARP 2018 Rd 4 Filings

474 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 HI 12.00% 12.00% 9/12/2007 1/9/2008 3/9/2008 No Data

475 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 HI 12.00% 12.00% 9/12/2007 1/9/2008 3/9/2008 No Data

476 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 HI 9.00% 9.00% 9/12/2007 1/9/2008 3/9/2008 No Data

477 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 HI 11.00% 11.00% 9/12/2007 1/9/2008 3/9/2008 No Data

478 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 HI 11.00% 11.00% 9/12/2007 1/9/2008 3/9/2008 No Data

479 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 HI 11.00% 11.00% 9/12/2007 1/9/2008 3/9/2008 No Data

480 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 HI 18.00% 18.00% 12/21/2010 8/25/2011 10/24/2011 No Data

481 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 HI 18.00% 18.00% 12/21/2010 8/25/2011 10/24/2011 No Data

482 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 HI 18.00% 18.00% 12/21/2010 8/25/2011 10/24/2011 No Data

483 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 HI 18.00% 18.00% 12/21/2010 8/25/2011 10/24/2011 No Data

484 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 HI 18.00% 18.00% 12/21/2010 8/25/2011 10/24/2011 No Data

485 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 HI 35 - 88% 15 - 57% 10/18/2012 5/31/2013 7/30/2013

Requested 35% Limited Benefits, 88% Lifetime Benefits

Page 29: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 29 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

486 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 HI 60 - 95% 38 - 77% 10/18/2012 5/31/2013 7/30/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

487 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 HI 60 - 95% 38 - 77% 10/18/2012 5/31/2013 7/30/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

488 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 HI 63 - 78% 29 - 36% 10/18/2012 5/31/2013 7/30/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

489 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 HI 63 - 78% 29 - 36% 10/18/2012 5/31/2013 7/30/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

490 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 HI 63 - 78% 29 - 36% 10/18/2012 5/31/2013 7/30/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

491 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 HI 12.80% 8.90% 11/13/2013 8/14/2017 8/28/2017 No Data

492 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 HI 12.80% 8.90% 11/13/2013 8/14/2017 8/28/2017 No Data

493 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 HI 12.80% 8.90% 11/13/2013 8/14/2017 8/28/2017 No Data

494 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 HI 12.80% 8.90% 11/13/2013 8/14/2017 8/28/2017 No Data

495 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 HI 24.00% 9.3 - 18.3% 10/1/2014 8/14/2017 8/28/2017 No Data

496 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 HI 21 - 14% 9.3 - 14% 10/1/2014 8/14/2017 8/28/2017

Requested 21% Limited Benefits, 14% Lifetime Benefits

497 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 HI 21 - 14% 9.3 - 14% 10/1/2014 8/14/2017 8/28/2017

Requested 21% Limited Benefits, 14% Lifetime Benefits

498 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 HI 32 - 36% 21.2 - 22.6% 10/1/2014 8/14/2017 8/28/2017

Requested 32% Limited Benefits, 36% Lifetime Benefits

499 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 HI 32 - 36% 21.2 - 22.6% 10/1/2014 8/14/2017 8/28/2017

Requested 32% Limited Benefits, 36% Lifetime Benefits

500 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 HI 32 - 36% 21.2 - 22.6% 10/1/2014 8/14/2017 8/28/2017

Requested 32% Limited Benefits, 36% Lifetime Benefits

501 7035 I C 2/15/2001 6/28/1905GE Capital Assurance Company 70025 HI 67 - 100% 68.50% 10/1/2014 8/14/2017 8/28/2017

Requested 67% Limited Benefits, 100% Lifetime Benefits

502 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 HI 64-72% No Data 7/13/2018 No Data No Data

Requested 64% Limited Benefits, 72% Lifetime Benefits

Page 30: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 30 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

503 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 HI 64-72% No Data 7/13/2018 No Data No Data

Requested 64% Limited Benefits, 72% Lifetime Benefits

504 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 HI 93.20% No Data 7/13/2018 No Data No Data

Requesting actuarially justified rate increases

505 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 HI 93.20% No Data 7/13/2018 No Data No Data

Requesting actuarially justified rate increases

506 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 HI 93.20% No Data 7/13/2018 No Data No Data

Requesting actuarially justified rate increases

507 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 HI 93.20% No Data 7/13/2018 No Data No Data

Requesting actuarially justified rate increases

508 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 HI 107.40% No Data 7/13/2018 No Data No Data

Requesting actuarially justified rate increases

509 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 HI 107.40% No Data 7/13/2018 No Data No Data

Requesting actuarially justified rate increases

510 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 HI 107.40% No Data 7/13/2018 No Data No Data

Requesting actuarially justified rate increases

511 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 HI 107.40% No Data 7/13/2018 No Data No Data

Requesting actuarially justified rate increases

512 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 IA 12.00% 12.00% 11/7/2007 4/25/2008 6/24/2008 No Data

513 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 IA 12.00% 12.00% 11/7/2007 4/25/2008 6/24/2008 No Data

514 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 IA 9.00% 9.00% 11/7/2007 4/25/2008 6/24/2008 No Data

515 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 IA 11.00% 11.00% 11/7/2007 4/25/2008 6/24/2008 No Data

516 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 IA 11.00% 11.00% 11/7/2007 4/25/2008 6/24/2008 No Data

517 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 IA 11.00% 11.00% 11/7/2007 4/25/2008 6/24/2008 No Data

518 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 IA 18.00% 18.00% 1/10/2011 3/11/2011 5/10/2011 No Data

519 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 IA 18.00% 18.00% 1/10/2011 3/11/2011 5/10/2011 No Data

Page 31: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 31 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

520 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 IA 18.00% 18.00% 1/10/2011 3/11/2011 5/10/2011 No Data

521 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 IA 18.00% 18.00% 1/10/2011 3/11/2011 5/10/2011 No Data

522 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 IA 18.00% 18.00% 1/10/2011 3/11/2011 5/10/2011 No Data

523 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 IA 35 - 88% 35 - 88% 10/10/2012 11/14/2013 2/3/2014

Requested 35% Limited Benefits, 88% Lifetime Benefits

524 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 IA 60 - 95% 60 - 95% 10/10/2012 11/14/2013 2/3/2014

Requested 60% Limited benefits, 95% Lifetime benefits

525 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 IA 60 - 95% 60 - 95% 10/10/2012 11/14/2013 2/3/2014

Requested 60% Limited benefits, 95% Lifetime benefits

526 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 IA 63 - 78% 63 - 78% 10/10/2012 11/14/2013 2/3/2014

Requested 63% Limited Benefits, 78% Lifetime Benefits

527 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 IA 63 - 78% 63 - 78% 10/10/2012 11/14/2013 2/3/2014

Requested 63% Limited Benefits, 78% Lifetime Benefits

528 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 IA 63 - 78% 63 - 78% 10/10/2012 11/14/2013 2/3/2014

Requested 63% Limited Benefits, 78% Lifetime Benefits

529 7035 I C 3/22/2001 6/28/1905GE Capital Assurance Company 70025 IA 44 - 60% 44 - 60% 10/10/2012 11/14/2013 2/3/2014

Requested 44% Limited Benefits, 60% Lifetime Benefits

530 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 IA 12.80% 12.80% 11/19/2013 10/13/2014 11/10/2014 No Data

531 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 IA 12.80% 12.80% 11/19/2013 10/13/2014 11/10/2014 No Data

532 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 IA 12.80% 12.80% 11/19/2013 10/13/2014 11/10/2014 No Data

533 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 IA 12.80% 12.80% 11/19/2013 10/13/2014 11/10/2014 No Data

534 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 IA 49.00% 17.90% 6/24/2016 12/9/2016 12/19/2016 No Data

535 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 IA 49.00% 17.90% 6/24/2016 12/9/2016 12/19/2016 No Data

536 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 IA 49.00% 17.90% 6/24/2016 12/9/2016 12/19/2016 No Data

537 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 IA 49.00% 17.90% 6/24/2016 12/9/2016 12/19/2016 No Data

Page 32: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 32 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

538 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 IA 54.30% 15.00% 9/26/2016 12/9/2016 11/17/2016

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

539 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 IA 54.30% 15.00% 9/26/2016 12/9/2016 11/17/2016

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

540 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 IA 54.30% 15.00% 9/26/2016 12/9/2016 11/17/2016

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

541 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 IA 54.30% 15.00% 9/26/2016 12/9/2016 11/17/2016

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

542 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 IA 46.00% 17.90% 8/15/2017 10/5/2017 10/16/2017 AARP 2017 Round 3 Filings

543 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 IA 46.00% 17.90% 8/15/2017 10/5/2017 10/16/2017 AARP 2017 Round 3 Filings

544 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 IA 46.00% 17.90% 8/15/2017 10/5/2017 10/16/2017 AARP 2017 Round 3 Filings

545 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 IA 46.00% 17.90% 8/15/2017 10/5/2017 10/16/2017 AARP 2017 Round 3 Filings

546 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 IA 40.00% 17.90% 8/15/2017 10/5/2017 11/20/2017 AARP 2017 Round 3 Filings

547 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 IA 40.00% 17.90% 8/15/2017 10/5/2017 11/20/2017 AARP 2017 Round 3 Filings

548 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 IA 40.00% 17.90% 8/15/2017 10/5/2017 11/20/2017 AARP 2017 Round 3 Filings

549 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 IA 40.00% 17.90% 8/15/2017 10/5/2017 11/20/2017 AARP 2017 Round 3 Filings

550 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 ID 12.00% 12.00% 10/5/2007 10/25/2007 12/24/2007 No Data

551 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 ID 12.00% 12.00% 10/5/2007 10/25/2007 12/24/2007 No Data

552 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 ID 9.00% 9.00% 10/5/2007 10/17/2007 12/16/2007 No Data

553 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 ID 11.00% 11.00% 10/5/2007 10/25/2007 12/24/2007 No Data

554 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 ID 11.00% 11.00% 10/5/2007 10/25/2007 12/24/2007 No Data

555 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 ID 11.00% 11.00% 10/5/2007 10/25/2007 12/24/2007 No Data

Page 33: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 33 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

556 50023 I F 10/1/1992 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 ID 9.00% 9.00% 10/5/2007 10/17/2007 12/16/2007 No Data

557 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 ID 18.00% 18.00% 1/28/2011 4/28/2011 6/27/2011 No Data

558 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 ID 18.00% 18.00% 1/28/2011 4/28/2011 6/27/2011 No Data

559 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 ID 18.00% 18.00% 1/28/2011 8/3/2011 10/2/2011 No Data

560 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 ID 18.00% 18.00% 1/28/2011 8/3/2011 10/2/2011 No Data

561 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 ID 18.00% 18.00% 1/28/2011 8/3/2011 10/2/2011 No Data

562 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 ID 35 - 88% 15% - 25% 11/9/2012 10/28/2013 11/25/2013

Requested 35% Limited Benefits, 88% Lifetime Benefits

563 50023 I F 10/1/1992 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 ID 35 - 88% 15% - 25% 11/9/2012 10/28/2013 11/25/2013

Requested 35% Limited Benefits, 88% Lifetime Benefits

564 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 ID 60 - 95% 25% - 40% 11/9/2012 10/28/2013 11/25/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

565 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 ID 60 - 95% 25% - 40% 11/9/2012 10/28/2013 11/25/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

566 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 ID 63 - 78% 25% - 40% 11/9/2012 10/28/2013 11/25/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

567 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 ID 63 - 78% 25% - 40% 11/9/2012 10/28/2013 11/25/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

568 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 ID 63 - 78% 25% - 40% 11/9/2012 10/28/2013 11/25/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

569 7035 I C 4/11/2001 6/28/1905GE Capital Assurance Company 70025 ID 44 - 60% 20% - 30% 11/9/2012 10/28/2013 11/25/2013

Requested 44% Limited Benefits, 60% Lifetime Benefits

570 7040 G C 10/1/1999 6/28/1905GE Capital Assurance Company 70025 ID 35.00% 15.00% 12/26/2012 8/26/2013 9/30/2013 No Data

571 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 ID 12.80% 12.80% 12/16/2013 3/17/2014 9/8/2014 No Data

Page 34: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 34 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

572 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 ID 12.80% 12.80% 12/16/2013 3/17/2014 9/8/2014 No Data

573 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 ID 12.80% 12.80% 12/16/2013 3/17/2014 9/8/2014 No Data

574 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 ID 12.80% 12.80% 12/16/2013 3/17/2014 9/8/2014 No Data

575 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 ID 24 - 56% No Data 10/7/2014 4/28/2015 5/11/2015

Requested 24% Limited Benefits, 56% Lifetime Benefits

576 50023 I F 10/1/1992 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 ID 24 - 56% No Data 10/7/2014 4/28/2015 5/11/2015

Requested 24% Limited Benefits, 56% Lifetime Benefits

577 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 ID 34 - 44% No Data 10/7/2014 4/28/2015 5/11/2015

Requested 34% Limited Benefits, 44% Lifetime Benefits

578 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 ID 34 - 44% No Data 10/7/2014 4/28/2015 5/11/2015

Requested 34% Limited Benefits, 44% Lifetime Benefits

579 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 ID 32 - 36% 15.00% 10/7/2014 1/30/2015 4/13/2015

Requested 36% Limited Benefits, 32% Lifetime Benefits

580 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 ID 32 - 36% 15.00% 10/7/2014 1/30/2015 4/13/2015

Requested 36% Limited Benefits, 32% Lifetime Benefits

581 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 ID 32 - 36% 15.00% 10/7/2014 1/30/2015 4/13/2015

Requested 36% Limited Benefits, 32% Lifetime Benefits

582 7035 I C 4/11/2001 6/28/1905GE Capital Assurance Company 70025 ID 38 - 53% 15.00% 10/7/2014 1/30/2015 4/13/2015

Requested 38% Limited Benefits, 53% Lifetime Benefits

583 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 ID 43 - 83% 15.00% 12/7/2015 5/9/2016 5/23/2016

Requested 43% Limited Benefits, 83% Lifetime Benefits

584 50023 I F 10/1/1992 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 ID 43 - 83% 15.00% 12/7/2015 5/9/2016 5/23/2016

Requested 43% Limited Benefits, 83% Lifetime Benefits

585 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 ID 67 - 82% 15.00% 12/7/2015 5/9/2016 5/23/2016

Requested 67% Limited Benefits, 82% Lifetime Benefits

586 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 ID 67 - 82% 15.00% 12/7/2015 5/9/2016 5/23/2016

Requested 67% Limited Benefits, 82% Lifetime Benefits

587 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 ID 111 - 106% 15.00% 12/7/2015 5/9/2016 5/23/2016

Requested 111% Limited Benefits, 106% Lifetime Benefits

Page 35: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 35 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

588 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 ID 111 - 106% 15.00% 12/7/2015 5/9/2016 5/23/2016

Requested 111% Limited Benefits, 106% Lifetime Benefits

589 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 ID 111 - 106% 15.00% 12/7/2015 5/9/2016 5/23/2016

Requested 111% Limited Benefits, 106% Lifetime Benefits

590 7035 I C 4/11/2001 6/28/1905GE Capital Assurance Company 70025 ID 67 - 71% 15.00% 12/7/2015 5/9/2016 5/23/2016

Requested 67% Limited Benefits, 71% Lifetime Benefits

591 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 ID 48.20% 12.00% 6/17/2016 12/4/2016 1/9/2017 No Data

592 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 ID 48.20% 12.00% 6/17/2016 12/4/2016 1/9/2017 No Data

593 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 ID 48.20% 12.00% 6/17/2016 12/4/2016 1/9/2017 No Data

594 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 ID 48.20% 12.00% 6/17/2016 12/4/2016 1/9/2017 No Data

595 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 ID 53.30% 15.00% 9/15/2016 2/16/2017 2/27/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

596 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 ID 53.30% 15.00% 9/15/2016 2/16/2017 2/27/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

597 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 ID 53.30% 15.00% 9/15/2016 2/16/2017 2/27/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

598 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 ID 53.30% 15.00% 9/15/2016 2/16/2017 2/27/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

599 7040 G C 10/1/1999 6/28/1905GE Capital Assurance Company 70025 ID 100.00% 35.00% 3/15/2017 7/20/2017 2/2/2018

Requesting actuarially justified rate increases

600 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 ID 45.60% No Data 9/1/2017 No Data No Data AARP 2017 Round 3 Filings;

601 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 ID 45.60% No Data 9/1/2017 No Data No Data AARP 2017 Round 3 Filings

602 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 ID 45.60% No Data 9/1/2017 No Data No Data AARP 2017 Round 3 Filings

603 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 ID 45.60% No Data 9/1/2017 No Data No Data AARP 2017 Round 3 Filings

604 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 ID 23-147% No Data 8/28/2017 No Data No Data

Requested 23% Limited Benefits, 147% Lifetime Benefits

605 50023 I F 10/1/1992 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 ID 23-147% No Data 8/28/2017 No Data No Data

Requested 23% Limited Benefits, 147% Lifetime Benefits

Page 36: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 36 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

606 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 ID 55 - 81% No Data 8/28/2017 No Data No Data

Requested 55% Limited Benefits, 81% Lifetime Benefits

607 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 ID 55 - 81% No Data 8/28/2017 No Data No Data

Requested 55% Limited Benefits, 81% Lifetime Benefits

608 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 ID 55 - 72% No Data 8/28/2017 No Data No Data

Requested 55% Limited Benefits, 72% Lifetime Benefits

609 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 ID 55 - 72% No Data 8/28/2017 No Data No Data

Requested 55% Limited Benefits, 72% Lifetime Benefits

610 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 ID 55 - 72% No Data 8/28/2017 No Data No Data

Requested 55% Limited Benefits, 72% Lifetime Benefits

611 7035 I C 4/11/2001 6/28/1905GE Capital Assurance Company 70025 ID 55 - 72% No Data 8/28/2017 No Data No Data

Requested 55% Limited Benefits, 72% Lifetime Benefits

612 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 ID 43.10% No Data 9/1/2017 No Data No Data Pending for Approval

613 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 ID 43.10% No Data 9/1/2017 No Data No Data Pending for Approval

614 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 ID 43.10% No Data 9/1/2017 No Data No Data Pending for Approval

615 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 IL 12.00% 12.00% 8/8/2007 2/4/2008 4/4/2008 No Data

616 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 IL 12.00% 12.00% 8/8/2007 2/4/2008 4/4/2008 No Data

617 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 IL 9.00% 9.00% 8/8/2007 10/25/2007 12/24/2007 No Data

618 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 IL 11.00% 11.00% 8/8/2007 10/25/2007 12/24/2007 No Data

619 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 IL 11.00% 11.00% 8/8/2007 10/25/2007 12/24/2007 No Data

620 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 IL 11.00% 11.00% 8/8/2007 10/25/2007 12/24/2007 No Data

621 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 IL 18.00% 18.00% 12/2/2010 3/29/2011 5/28/2011 No Data

622 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 IL 18.00% 18.00% 12/2/2010 3/29/2011 5/28/2011 No Data

Page 37: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 37 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

623 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 IL 18.00% 18.00% 12/2/2010 3/29/2011 5/28/2011 No Data

624 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 IL 18.00% 18.00% 12/2/2010 3/29/2011 5/28/2011 No Data

625 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 IL 18.00% 18.00% 12/2/2010 3/29/2011 5/28/2011 No Data

626 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 IL 35 - 88% 35 - 88% 9/19/2012 12/24/2013 3/24/2014

Requested 35% Limited Benefits, 88% Lifetime Benefits

627 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 IL 60 - 95% 60 - 95% 9/19/2012 12/24/2013 3/24/2014

Requested 60% Limited Benefits, 95% Lifetime Benefits

628 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 IL 60 - 95% 60 - 95% 9/19/2012 12/24/2013 3/24/2014

Requested 60% Limited Benefits, 95% Lifetime Benefits

629 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 IL 63 - 78% 63 - 78% 9/19/2012 12/24/2013 3/24/2014

Requested 63% Limited Benefits, 78% Lifetime Benefits

630 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 IL 63 - 78% 63 - 78% 9/19/2012 12/24/2013 3/24/2014

Requested 63% Limited Benefits, 78% Lifetime Benefits

631 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 IL 63 - 78% 63 - 78% 9/19/2012 12/24/2013 3/24/2014

Requested 63% Limited Benefits, 78% Lifetime Benefits

632 7035 I C 1/20/2001 6/28/1905GE Capital Assurance Company 70025 IL 44 - 60% 44 - 60% 9/19/2012 1/31/2014 3/24/2014

Requested 44% Limited Benefits, 60% Lifetime Benefits

633 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 IL 12.80% 51.50% 1/14/2014 7/7/2017 7/17/2017 No Data

634 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 IL 12.80% 51.50% 1/14/2014 7/7/2017 7/17/2017 No Data

635 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 IL 12.80% 51.50% 1/14/2014 7/7/2017 7/17/2017 No Data

636 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 IL 12.80% 51.50% 1/14/2014 7/7/2017 7/17/2017 No Data

637 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 IL 39-117% 39-99% 12/28/2017 1/15/2019 3/25/2019

Requested 39% Limited Benefits, 117% Lifetime Benefits

638 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 IL 55 - 72% 55-72% 12/28/2017 1/15/2019 3/25/2019

Requested 55% Limited Benefits, 72% Lifetime Benefits

639 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 IL 55 - 72% 55-72% 12/28/2017 1/15/2019 3/25/2019

Requested 55% Limited Benefits, 72% Lifetime Benefits

Page 38: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 38 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

640 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 IL 55 - 72% No Data 12/28/2017 No Data No Data

Requested 55% Limited Benefits, 72% Lifetime Benefits

641 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 IL 55 - 72% No Data 12/28/2017 No Data No Data

Requested 55% Limited Benefits, 72% Lifetime Benefits

642 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 IL 55 - 72% No Data 12/28/2017 No Data No Data

Requested 55% Limited Benefits, 72% Lifetime Benefits

643 7035 I C 1/20/2001 6/28/1905GE Capital Assurance Company 70025 IL 55 - 72% 55-72% 12/28/2017 1/15/2019 4/22/2019 Applies to loss ratio forms

644 7035 I C 1/20/2001 6/28/1905GE Capital Assurance Company 70025 IL 371- 441% No Data 12/28/2017 No Data No Data Applies to rate stability forms

645 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 IL 17.20% No Data 6/30/2018 No Data No Data Pending for Approval

646 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 IL 17.20% No Data 6/30/2018 No Data No Data Pending for Approval

647 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 IL 17.20% No Data 6/30/2018 No Data No Data Pending for Approval

648 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 IL 17.20% No Data 6/30/2018 No Data No Data Pending for Approval

649 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 IL 15.00% No Data 6/30/2018 No Data No Data Pending for Approval

650 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 IL 15.00% No Data 6/30/2018 No Data No Data Pending for Approval

651 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 IL 15.00% No Data 6/30/2018 No Data No Data Pending for Approval

652 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 IL 15.00% No Data 6/30/2018 No Data No Data Pending for Approval

653 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 IN 12.00% 12.00% 12/18/2007 4/30/2008 6/29/2008 No Data

654 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 IN 12.00% 12.00% 12/18/2007 4/30/2008 6/29/2008 No Data

655 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 IN 9.00% 9.00% 12/18/2007 4/30/2008 6/29/2008 No Data

656 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 IN 18.00% 15.00% 6/6/2011 12/9/2011 2/7/2012 No Data

Page 39: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 39 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

657 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 IN 18.00% 15.00% 6/6/2011 12/9/2011 2/7/2012 No Data

658 50024 P C 2/7/1992 6/28/1905GE Capital Assurance Company 70025 IN 15.00% 15.00% 6/6/2011 12/9/2011 2/7/2012 No Data

659 7040 G C 10/1/1999 6/28/1905GE Capital Assurance Company 70025 IN 35.00% 16.00% 12/14/2012 7/16/2014 9/8/2014 No Data

660 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 IN 35 - 88% 7% - 14% 12/27/2012 7/17/2014 8/4/2014

Requested 35% Limited Benefits, 88% Lifetime Benefits

661 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 IN 64 - 100% 9% - 19% 12/27/2012 7/17/2014 8/4/2014

Requested 64% Limited Benefits, 100% Lifetime Benefits

662 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 IN 64 - 100% 9% - 19% 12/27/2012 7/17/2014 8/4/2014

Requested 64% Limited Benefits, 100% Lifetime Benefits

663 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 IN 113 - 133% 17% - 20% 12/27/2012 7/17/2014 8/4/2014

Requested 113% Limited Benefits, 133% Lifetime Benefits

664 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 IN 113 - 133% 17% - 20% 12/27/2012 7/17/2014 8/4/2014

Requested 113% Limited Benefits, 133% Lifetime Benefits

665 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 IN 113 - 133% 17% - 20% 12/27/2012 7/17/2014 8/4/2014

Requested 113% Limited Benefits, 133% Lifetime Benefits

666 7035 I C 4/20/2001 6/28/1905GE Capital Assurance Company 70025 IN 44 - 60% 6% - 9% 12/27/2012 7/17/2014 8/4/2014

Requested 44% Limited benefits, 60% Lifetime benefits

667 50024 P C 2/7/1992 6/28/1905GE Capital Assurance Company 70025 IN 111.00% 9.00% 3/4/2013 9/4/2014 9/22/2014

Requesting actuarially justified rate increases

668 50024 P C 9/30/1998 6/28/1905GE Capital Assurance Company 70025 IN 113 - 133% 14% - 19% 3/4/2013 9/4/2014 9/22/2014

Requested 113% Limited Benefits, 133% Lifetime Benefits

669 7037 P C 8/8/2001 6/28/1905GE Capital Assurance Company 70025 IN 44 - 60% 17% - 20% 3/4/2013 9/4/2015 9/22/2014

Requested 44% Limited benefits, 60% Lifetime benefits

670 50024 P C 2/7/1992 6/28/1905GE Capital Assurance Company 70025 IN 126 - 0% 16.60% 1/7/2016 7/1/2016 8/15/2016

Requested 126% Limited Benefits, N/A Lifetime Benefits

671 50024 P C 9/30/1998 6/28/1905GE Capital Assurance Company 70025 IN 239 - 261% 20.00% 1/7/2016 7/1/2016 8/15/2016

Requested 239% Limited Benefits, 261% Lifetime Benefits

672 7037 P C 8/8/2001 6/28/1905GE Capital Assurance Company 70025 IN 117 - 135% 18.00% 1/7/2016 7/1/2016 8/15/2016

Requested 117% Limited Benefits, 135% Lifetime Benefits

673 7043 P C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 IN 21.90% 10.00% 1/7/2016 7/1/2016 8/15/2016 No Data

674 7045 P C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 IN 21.90% 10.00% 1/7/2016 7/1/2016 8/15/2016 No Data

Page 40: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 40 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

675 7043 Rev P C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 IN 21.90% 10.00% 1/7/2016 7/1/2016 8/15/2016 No Data

676 7045 Rev P C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 IN 21.90% 10.00% 1/7/2016 7/1/2016 8/15/2016 No Data

677 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 IN 21.90% 10.00% 1/26/2016 6/30/2016 8/1/2016 No Data

678 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 IN 21.90% 10.00% 1/26/2016 6/30/2016 8/1/2016 No Data

679 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 IN 21.90% 10.00% 1/26/2016 6/30/2016 8/1/2016 No Data

680 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 IN 21.90% 10.00% 1/26/2016 6/30/2016 8/1/2016 No Data

681 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 IN 77 - 131% 16.60% 1/26/2016 6/30/2016 8/1/2016

Requested 77% Limited Benefits, 131% Lifetime Benefits

682 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 IN 126 - 152% 16.60% 1/26/2016 6/30/2016 8/1/2016

Requested 126% Limited Benefits, 152% Lifetime Benefits

683 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 IN 126 - 152% 16.60% 1/26/2016 6/30/2016 8/1/2016

Requested 126% Limited Benefits, 152% Lifetime Benefits

684 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 IN 239 - 261% 20.00% 1/26/2016 6/30/2016 8/1/2016

Requested 239% Limited Benefits, 261% Lifetime Benefits

685 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 IN 239 - 261% 20.00% 1/26/2016 6/30/2016 8/1/2016

Requested 239% Limited Benefits, 261% Lifetime Benefits

686 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 IN 239 - 261% 20.00% 1/26/2016 6/30/2016 8/1/2016

Requested 239% Limited Benefits, 261% Lifetime Benefits

687 7035 I C 4/20/2001 6/28/1905GE Capital Assurance Company 70025 IN 117 - 135% 18.00% 1/26/2016 6/30/2016 8/1/2016

Requested 117% Limited Benefits, 135% Lifetime Benefits

688 7040 G C 10/1/1999 6/28/1905GE Capital Assurance Company 70025 IN 100.00% 15.00% 3/30/2017 9/29/2017 2/2/2018

Requesting actuarially justified rate increases

689 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 IN 50-207% No Data 12/26/2017 No Data No Data

Requested 50% Limited Benefits, 207% Lifetime Benefits

690 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 IN 100 - 148% No Data 12/26/2017 No Data No Data

Requested 100% Limited Benefits, 148% Lifetime Benefits

691 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 IN 100 - 148% No Data 12/26/2017 No Data No Data

Requested 100% Limited Benefits, 148% Lifetime Benefits

Page 41: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 41 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

692 50024 P C 2/7/1992 6/28/1905GE Capital Assurance Company 70025 IN 100 - 0% No Data 12/27/2017 No Data No Data

Requested 100% Limited Benefits, 0% Lifetime Benefits

693 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 IN 132 - 178% No Data 12/26/2017 No Data No Data

Requested 132% Limited Benefits, 178% Lifetime Benefits

694 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 IN 132 - 178% No Data 12/26/2017 No Data No Data

Requested 132% Limited Benefits, 178% Lifetime Benefits

695 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 IN 132 - 178% No Data 12/26/2017 No Data No Data

Requested 132% Limited Benefits, 178% Lifetime Benefits

696 50024 P C 2/7/1992 6/28/1905GE Capital Assurance Company 70025 IN 132 - 178% No Data 12/27/2017 No Data No Data

Requested 132% Limited Benefits, 178% Lifetime Benefits

697 7035 I C 4/20/2001 6/28/1905GE Capital Assurance Company 70025 IN 58 - 99% No Data 12/26/2017 No Data No Data

Requested 58% Limited Benefits, 99% Lifetime Benefits

698 7037 P C 8/8/2001 6/28/1905GE Capital Assurance Company 70025 IN 58 - 99% No Data 12/27/2017 No Data No Data

Requested 58% Limited Benefits, 99% Lifetime Benefits

699 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 IN 56.90% No Data 12/27/2017 No Data No Data

Requesting actuarially justified rate increases

700 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 IN 56.90% No Data 12/27/2017 No Data No Data

Requesting actuarially justified rate increases

701 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 IN 56.90% No Data 12/27/2017 No Data No Data

Requesting actuarially justified rate increases

702 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 IN 56.90% No Data 12/27/2017 No Data No Data

Requesting actuarially justified rate increases

703 7043 P C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 IN 56.90% No Data 12/27/2017 No Data No Data

Requesting actuarially justified rate increases

704 7045 P C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 IN 56.90% No Data 12/27/2017 No Data No Data

Requesting actuarially justified rate increases

705 7043 Rev P C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 IN 56.90% No Data 12/27/2017 No Data No Data

Requesting actuarially justified rate increases

706 7045 Rev P C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 IN 56.90% No Data 12/27/2017 No Data No Data

Requesting actuarially justified rate increases

707 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 KS 12.00% 12.00% 9/12/2007 12/5/2007 2/3/2008 No Data

708 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 KS 12.00% 12.00% 9/12/2007 12/5/2007 2/3/2008 No Data

709 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 KS 11.00% 11.00% 9/12/2007 12/5/2007 2/3/2008 No Data

Page 42: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 42 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

710 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 KS 11.00% 11.00% 9/12/2007 12/5/2007 2/3/2008 No Data

711 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 KS 18.00% 15.00% 11/23/2010 10/11/2011 12/10/2011 No Data

712 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 KS 18.00% 15.00% 11/23/2010 10/11/2011 12/10/2011 No Data

713 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 KS 18.00% 15.00% 11/23/2010 10/11/2011 12/10/2011 No Data

714 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 KS 18.00% 15.00% 11/23/2010 10/11/2011 12/10/2011 No Data

715 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 KS 63 - 98% 38.00% 10/26/2012 10/14/2014 10/27/2014

63% Limited Benefits, 98% Lifetime Benefits

716 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 KS 63 - 98% 38.00% 10/26/2012 10/14/2014 10/27/2014

63% Limited Benefits, 98% Lifetime Benefits

717 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 KS 66 - 81% 38.00% 10/26/2012 10/14/2014 10/27/2014

66% Limited Benefits, 81% Lifetime Benefits

718 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 KS 66 - 81% 38.00% 10/26/2012 10/14/2014 10/27/2014

66% Limited Benefits, 81% Lifetime Benefits

719 7035 I C 3/5/2001 6/28/1905GE Capital Assurance Company 70025 KS 44 - 60% 38.00% 10/26/2012 10/14/2014 10/27/2014

44% Limited Benefits, 60% Lifetime Benefits

720 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 KS 35 - 88% 38.00% 10/26/2012 10/14/2014 10/27/2014

Requested 35% Limited Benefits, 88% Lifetime Benefits

721 7040 G C 10/1/1999 6/28/1905GE Capital Assurance Company 70025 KS 130.00% 45.00% 3/29/2017 2/5/2019 3/7/2019

Requesting actuarially justified rate increases

722 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 KS 92.10% 40.00% 6/9/2017 8/4/2017 8/7/2017

Requesting actuarially justified rate increases

723 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 KS 92.10% 40.00% 6/9/2017 8/4/2017 8/7/2017

Requesting actuarially justified rate increases

724 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 KS 92.10% 40.00% 6/9/2017 8/4/2017 8/7/2017

Requesting actuarially justified rate increases

725 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 KS 92.10% 40.00% 6/9/2017 8/4/2017 8/7/2017

Requesting actuarially justified rate increases

726 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 KS 36 - 196% No Data 10/3/2017 No Data No Data

Requested 36% Limited Benefits, 196% Lifetime Benefits

Page 43: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 43 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

727 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 KS 84 - 149% No Data 10/3/2017 No Data No Data

Requested 84% Limited Benefits, 149% Lifetime Benefits

728 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 KS 84 - 149% No Data 10/3/2017 No Data No Data

Requested 84% Limited Benefits, 149% Lifetime Benefits

729 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 KS 88 - 128% No Data 10/3/2017 No Data No Data

Requested 88% Limited Benefits, 128% Lifetime Benefits

730 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 KS 88 - 128% No Data 10/3/2017 No Data No Data

Requested 88% Limited Benefits, 128% Lifetime Benefits

731 7035 I C 3/5/2001 6/28/1905GE Capital Assurance Company 70025 KS 62 - 99% No Data 10/3/2017 No Data No Data

Requested 62% Limited Benefits, 99% Lifetime Benefits

732 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 KS 47.80% No Data 7/24/2018 No Data No Data Pending for Approval

733 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 KS 47.80% No Data 7/24/2018 No Data No Data Pending for Approval

734 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 KS 47.80% No Data 7/24/2018 No Data No Data Pending for Approval

735 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 KS 47.80% No Data 7/24/2018 No Data No Data Pending for Approval

736 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 KS 52.30% No Data 7/24/2018 No Data No Data

Requesting actuarially justified rate increases

737 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 KS 52.30% No Data 7/24/2018 No Data No Data

Requesting actuarially justified rate increases

738 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 KS 52.30% No Data 7/24/2018 No Data No Data

Requesting actuarially justified rate increases

739 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 KS 52.30% No Data 7/24/2018 No Data No Data

Requesting actuarially justified rate increases

740 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 KY 12.00% 12.00% 9/19/2007 1/23/2008 3/23/2008 No Data

741 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 KY 12.00% 12.00% 9/19/2007 1/23/2008 3/23/2008 No Data

742 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 KY 9.00% 9.00% 9/19/2007 11/19/2007 1/18/2008 No Data

743 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 KY 11.00% 11.00% 9/19/2007 1/23/2008 3/23/2008 No Data

Page 44: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 44 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

744 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 KY 11.00% 11.00% 9/19/2007 1/23/2008 3/23/2008 No Data

745 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 KY 11.00% 11.00% 9/19/2007 1/23/2008 3/23/2008 No Data

746 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 KY 18.00% 18.00% 11/30/2010 6/15/2011 8/14/2011 No Data

747 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 KY 18.00% 18.00% 11/30/2010 6/15/2011 8/14/2011 No Data

748 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 KY 18.00% 18.00% 11/30/2010 6/15/2011 8/14/2011 No Data

749 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 KY 18.00% 18.00% 11/30/2010 6/15/2011 8/14/2011 No Data

750 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 KY 18.00% 18.00% 11/30/2010 6/15/2011 8/14/2011 No Data

751 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 KY 35 - 88% 1 - 26% 9/21/2012 5/29/2013 7/28/2013

Requested 35% Limited Benefits, 88% Lifetime Benefits

752 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 KY 60 - 95% 1 - 36% 9/21/2012 5/29/2013 7/28/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

753 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 KY 60 - 95% 1 - 36% 9/21/2012 5/29/2013 7/28/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

754 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 KY 63 - 78% 1 - 55% 9/21/2012 5/29/2013 7/28/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

755 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 KY 63 - 78% 1 - 55% 9/21/2012 5/29/2013 7/28/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

756 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 KY 63 - 78% 1 - 55% 9/21/2012 5/29/2013 7/28/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

757 7035 I C 3/12/2001 6/28/1905GE Capital Assurance Company 70025 KY 44 - 60% 1 - 49% 9/21/2012 5/29/2013 7/28/2013

Requested 44% Limited Benefits, 60% Lifetime Benefits

758 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 KY 12.80% 12.80% 11/13/2013 10/3/2014 3/2/2015

Requested 12.8% for compound BIO; 0% for all others

759 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 KY 12.80% 12.80% 11/13/2013 10/3/2014 3/2/2015

Requested 12.8% for compound BIO; 0% for all others

760 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 KY 12.80% 12.80% 11/13/2013 10/3/2014 3/2/2015

Requested 12.8% for compound BIO; 0% for all others

Page 45: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 45 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

761 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 KY 12.80% 12.80% 11/13/2013 10/3/2014 3/2/2015

Requested 12.8% for compound BIO; 0% for all others

762 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 KY 72 - 139% 25 - 60% 3/31/2016 10/4/2016 1/23/2017

Requested 72% Limited Benefits, 139% Lifetime Benefits

763 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 KY 104 - 149% 30 - 50% 3/31/2016 10/4/2016 1/23/2017

Requested 104% Limited Benefits, 149% Lifetime Benefits

764 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 KY 104 - 149% 30 - 50% 3/31/2016 10/4/2016 1/23/2017

Requested 104% Limited Benefits, 149% Lifetime Benefits

765 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 KY 152 - 176% 25 - 35% 3/31/2016 10/4/2016 1/23/2017

Requested 152% Limited Benefits, 176% Lifetime Benefits

766 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 KY 152 - 176% 25 - 35% 3/31/2016 10/4/2016 1/23/2017

Requested 152% Limited Benefits, 176% Lifetime Benefits

767 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 KY 152 - 176% 25 - 35% 3/31/2016 10/4/2016 1/23/2017

Requested 152% Limited Benefits, 176% Lifetime Benefits

768 7035 I C 3/12/2001 6/28/1905GE Capital Assurance Company 70025 KY 95 - 117% 20 - 30% 3/31/2016 10/4/2016 1/23/2017

Requested 95% Limited Benefits, 117% Lifetime Benefits

769 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 KY 53.20% 20.00% 6/30/2016 9/27/2016 1/23/2017

Requesting actuarially justified rate increases

770 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 KY 53.20% 20.00% 6/30/2016 9/27/2016 1/23/2017

Requesting actuarially justified rate increases

771 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 KY 53.20% 20.00% 6/30/2016 9/27/2016 1/23/2017

Requesting actuarially justified rate increases

772 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 KY 53.20% 20.00% 6/30/2016 9/27/2016 1/23/2017

Requesting actuarially justified rate increases

773 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 KY 59.50% 15.00% 9/9/2016 11/7/2016 1/23/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

774 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 KY 59.50% 15.00% 9/9/2016 11/7/2016 1/23/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

775 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 KY 59.50% 15.00% 9/9/2016 11/7/2016 1/23/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

776 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 KY 59.50% 15.00% 9/9/2016 11/7/2016 1/23/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

777 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 KY 50.80% 41.84% 8/24/2017 7/20/2018 6/10/2019

Requesting actuarially justified rate increases; AARP 2017 Round 3 Filings

778 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 KY 50.80% 41.84% 8/24/2017 7/20/2018 6/10/2019

Requesting actuarially justified rate increases; AARP 2017 Round 3 Filings

Page 46: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 46 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

779 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 KY 50.80% 41.84% 8/24/2017 7/20/2018 6/10/2019

Requesting actuarially justified rate increases; AARP 2017 Round 3 Filings

780 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 KY 50.80% 41.84% 8/24/2017 7/20/2018 6/10/2019

Requesting actuarially justified rate increases; AARP 2017 Round 3 Filings

781 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 KY 37 - 132% 10-36% 12/30/2017 10/9/2018 No Data

Requested 37% Limited Benefits, 132% Lifetime Benefits; Implementation date to be determined.

782 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 KY 62 - 90% 30-41.4% 12/30/2017 10/9/2018 4/1/2019

Requested 62% Limited Benefits, 90% Lifetime Benefits

783 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 KY 62 - 90% 30-41.4% 12/30/2017 10/9/2018 4/1/2019

Requested 62% Limited Benefits, 90% Lifetime Benefits

784 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 KY 68 - 89% 20-30% 12/30/2017 10/9/2018 10/29/2018

Requested 68% Limited Benefits, 89% Lifetime Benefits

785 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 KY 68 - 89% 20-30% 12/30/2017 10/9/2018 10/29/2018

Requested 68% Limited Benefits, 89% Lifetime Benefits

786 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 KY 68 - 89% 20-30% 12/30/2017 10/9/2018 10/29/2018

Requested 68% Limited Benefits, 89% Lifetime Benefits

787 7035 I C 3/12/2001 6/28/1905GE Capital Assurance Company 70025 KY 57 - 79% 41.1-52% 12/30/2017 10/9/2018 10/29/2018

Requested 57% Limited Benefits, 79% Lifetime Benefits

788 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 KY 41.40% 35.00% 8/24/2017 7/20/2018 6/10/2019 No Data

789 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 KY 41.40% 35.00% 8/24/2017 7/20/2018 6/10/2019 No Data

790 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 KY 41.40% 35.00% 8/24/2017 7/20/2018 6/10/2019 No Data

791 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 KY 41.40% 35.00% 8/24/2017 7/20/2018 6/10/2019 No Data

792 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 LA 12.00% 12.00% 10/3/2007 11/6/2007 1/5/2008 No Data

793 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 LA 12.00% 12.00% 10/3/2007 11/6/2007 1/5/2008 No Data

794 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 LA 9.00% 9.00% 10/3/2007 11/6/2007 1/5/2008 No Data

795 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 LA 11.00% 11.00% 10/3/2007 11/6/2007 1/5/2008 No Data

Page 47: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 47 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

796 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 LA 11.00% 11.00% 10/3/2007 11/6/2007 1/5/2008 No Data

797 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 LA 11.00% 11.00% 10/3/2007 11/6/2007 1/5/2008 No Data

798 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 LA 18.00% 18.00% 1/15/2011 3/18/2011 5/17/2011 No Data

799 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 LA 18.00% 18.00% 1/15/2011 3/18/2011 5/17/2011 No Data

800 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 LA 18.00% 18.00% 1/15/2011 3/18/2011 5/17/2011 No Data

801 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 LA 18.00% 18.00% 1/15/2011 3/18/2011 5/17/2011 No Data

802 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 LA 18.00% 18.00% 1/15/2011 3/18/2011 5/17/2011 No Data

803 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 LA 35 - 88% 20.00% 10/26/2012 5/27/2014 6/9/2014

Requested 35% Limited Benefits, 88% Lifetime Benefits

804 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 LA 60 - 95% 20.00% 10/26/2012 5/27/2014 6/9/2014

Requested 40% Limited Benefits, 60% Lifetime Benefits

805 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 LA 60 - 95% 20.00% 10/26/2012 5/27/2014 6/9/2014

Requested 40% Limited Benefits, 60% Lifetime Benefits

806 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 LA 63 - 78% 20.00% 10/26/2012 5/27/2014 6/9/2014

Requested 40% Limited Benefits, 60% Lifetime Benefits

807 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 LA 63 - 78% 20.00% 10/26/2012 5/27/2014 6/9/2014

Requested 40% Limited Benefits, 60% Lifetime Benefits

808 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 LA 63 - 78% 20.00% 10/26/2012 5/27/2014 6/9/2014

Requested 40% Limited Benefits, 60% Lifetime Benefits

809 7035 I C 4/9/2001 6/28/1905GE Capital Assurance Company 70025 LA 40 - 60% 20.00% 10/26/2012 5/27/2014 6/9/2014

Requested 22% Limited Benefits, 30% Lifetime Benefits

810 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 LA 18 - 63% 15 - 20% 9/25/2014 2/11/2016 2/29/2016

Requested 18% Limited Benefits, 63% Lifetime Benefits

811 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 LA 39 - 68% 20.00% 9/25/2014 2/12/2016 2/29/2016

Requested 39% Limited Benefits, 68% Lifetime Benefits

812 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 LA 39 - 68% 20.00% 9/25/2014 2/12/2016 2/29/2016

Requested 39% Limited Benefits, 68% Lifetime Benefits

Page 48: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 48 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

813 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 LA 42 - 54% 20.00% 9/25/2014 2/12/2016 2/29/2016

Requested 42% Limited Benefits, 54% Lifetime Benefits

814 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 LA 42 - 54% 20.00% 9/25/2014 2/12/2016 2/29/2016

Requested 42% Limited Benefits, 54% Lifetime Benefits

815 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 LA 42 - 54% 20.00% 9/25/2014 2/12/2016 2/29/2016

Requested 42% Limited Benefits, 54% Lifetime Benefits

816 7035 I C 4/9/2001 6/28/1905GE Capital Assurance Company 70025 LA 42 - 72% 20.00% 9/25/2014 2/10/2016 2/29/2016

Requested 42% Limited Benefits, 72% Lifetime Benefits

817 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 LA 44.50% 15.00% 6/19/2015 2/15/2016 2/29/2016 No Data

818 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 LA 44.50% 15.00% 6/19/2015 2/15/2016 2/29/2016 No Data

819 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 LA 44.50% 15.00% 6/19/2015 2/15/2016 2/29/2016 No Data

820 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 LA 44.50% 15.00% 6/19/2015 2/15/2016 2/29/2016 No Data

821 7040 G C 10/1/1999 6/28/1905GE Capital Assurance Company 70025 LA 130.00% 20.00% 3/25/2017 2/16/2018 4/5/2018

Requesting actuarially justified rate increases

822 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 LA 64.80% 15.00% 6/29/2017 2/19/2018 3/12/2018

Requesting actuarially justified rate increases; AARP 2017 Round 3 Filings

823 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 LA 64.80% 15.00% 6/29/2017 2/19/2018 3/12/2018

Requesting actuarially justified rate increases; AARP 2017 Round 3 Filings

824 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 LA 64.80% 15.00% 6/29/2017 2/19/2018 3/12/2018

Requesting actuarially justified rate increases; AARP 2017 Round 3 Filings

825 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 LA 64.80% 15.00% 6/29/2017 2/19/2018 3/12/2018

Requesting actuarially justified rate increases; AARP 2017 Round 3 Filings

826 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 LA 72.80% 15.00% 6/29/2017 2/21/2018 3/12/2018

Requesting actuarially justified rate increases; AARP 2017 Round 3 Filings

827 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 LA 72.80% 15.00% 6/29/2017 2/21/2018 3/12/2018

Requesting actuarially justified rate increases; AARP 2017 Round 3 Filings

828 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 LA 72.80% 15.00% 6/29/2017 2/21/2018 3/12/2018

Requesting actuarially justified rate increases; AARP 2017 Round 3 Filings

829 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 LA 72.80% 15.00% 6/29/2017 2/21/2018 3/12/2018

Requesting actuarially justified rate increases; AARP 2017 Round 3 Filings

830 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 LA 36 - 183% 20.00% 7/13/2017 2/26/2018 3/20/2018

Requested 36% Limited Benefits, 183% Lifetime Benefits

Page 49: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 49 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

831 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 LA 72 - 133% 20.00% 7/13/2017 2/22/2018 3/20/2018

Requested 72% Limited Benefits, 133% Lifetime Benefits

832 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 LA 72 - 133% 20.00% 7/13/2017 2/22/2018 3/20/2018

Requested 72% Limited Benefits, 133% Lifetime Benefits

833 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 LA 75 - 113% 20.00% 7/13/2017 2/23/2018 3/20/2018

Requested 75% Limited Benefits, 113% Lifetime Benefits

834 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 LA 75 - 113% 20.00% 7/13/2017 2/23/2018 3/20/2018

Requested 75% Limited Benefits, 113% Lifetime Benefits

835 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 LA 75 - 113% 20.00% 7/13/2017 2/23/2018 3/20/2018

Requested 75% Limited Benefits, 113% Lifetime Benefits

836 7035 I C 4/9/2001 6/28/1905GE Capital Assurance Company 70025 LA 55 - 91% 20.00% 7/17/2017 2/28/2018 4/24/2018

Requested 55% Limited Benefits, 91% Lifetime Benefits

837 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 MA 18.00% 10.00% 7/24/2011 11/16/2012 1/15/2013 No Data

838 7000 I C or F 1/28/1994 6/24/1905GE Capital Assurance Company 70025 MA 18.00% 10.00% 7/24/2011 11/29/2012 1/28/2013 No Data

839 7020 I C or F 10/2/1995 6/24/1905GE Capital Assurance Company 70025 MA 18.00% 10.00% 7/24/2011 11/29/2012 1/28/2013 No Data

840 7000 G C or F 1/28/1994 6/24/1905GE Capital Assurance Company 70025 MA 18.00% 18.00% 7/24/2011 11/29/2012 4/15/2013 No Data

841 7020 G C or F 10/2/1995 6/24/1905GE Capital Assurance Company 70025 MA 18.00% 18.00% 7/24/2011 11/29/2012 4/15/2013 No Data

842 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 MD 12.00% 12.00% 8/7/2007 10/20/2008 12/19/2008 No Data

843 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 MD 12.00% 12.00% 8/7/2007 10/20/2008 12/19/2008 No Data

844 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 MD 9.00% 9.00% 8/7/2007 10/5/2007 12/4/2007 No Data

845 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 MD 11.00% 11.00% 8/7/2007 10/20/2008 12/19/2008 No Data

846 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 MD 11.00% 11.00% 8/7/2007 10/20/2008 12/19/2008 No Data

847 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 MD 18.00% 15.00% 12/6/2010 4/4/2011 6/3/2011 No Data

Page 50: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 50 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

848 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 MD 18.00% 15.00% 12/6/2010 4/4/2011 6/3/2011 No Data

849 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 MD 18.00% 15.00% 12/6/2010 4/4/2011 6/3/2011 No Data

850 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 MD 18.00% 15.00% 12/6/2010 4/4/2011 6/3/2011 No Data

851 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 MD 35 - 88% 15.00% 11/16/2012 11/14/2013 12/9/2013

Requested 35% Limited Benefits, 88% Lifetime Benefits

852 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 MD 63 - 98% 15.00% 11/16/2012 11/14/2013 12/9/2013

Requested 63% Limited Benefits, 98% Lifetime Benefits

853 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 MD 63 - 98% 15.00% 11/16/2012 11/14/2013 12/9/2013

Requested 63% Limited Benefits, 98% Lifetime Benefits

854 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 MD 66 - 81% 15.00% 11/16/2012 11/14/2013 12/9/2013

Requested 66% Limited Benefits, 81% Lifetime Benefits

855 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 MD 66 - 81% 15.00% 11/16/2012 11/14/2013 12/9/2013

Requested 66% Limited Benefits, 81% Lifetime Benefits

856 7035 I C 4/25/2002 6/28/1905GE Capital Assurance Company 70025 MD 44 - 60% 15.00% 11/16/2012 11/14/2013 12/9/2013

Requested 44% Limited Benefits, 60% Lifetime Benefits

857 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MD 12.80% 12.80% 12/5/2013 5/27/2014 6/9/2014 No Data

858 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MD 12.80% 12.80% 12/5/2013 5/27/2014 6/9/2014 No Data

859 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MD 12.80% 12.80% 12/5/2013 5/27/2014 6/9/2014 No Data

860 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MD 12.80% 12.80% 12/5/2013 5/27/2014 6/9/2014 No Data

861 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 MD 15.00% 15.00% 11/17/2014 2/12/2015 3/30/2015 No Data

862 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 MD 15.00% 15.00% 11/17/2014 2/12/2015 3/30/2015 No Data

863 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 MD 15.00% 15.00% 11/17/2014 2/12/2015 3/30/2015 No Data

864 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 MD 15 - 15% 15.00% 11/17/2014 2/12/2015 3/30/2015

Requested 15% Limited Benefits, 15% Lifetime Benefits

Page 51: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 51 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

865 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 MD 15 - 15% 15.00% 11/17/2014 2/12/2015 3/30/2015

Requested 15% Limited Benefits, 15% Lifetime Benefits

866 7035 I C 4/25/2002 6/28/1905GE Capital Assurance Company 70025 MD 15.00% 15.00% 11/17/2014 2/12/2015 3/30/2015 No Data

867 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 MD 15.00% 15.00% 12/21/2015 4/12/2016 4/25/2016 No Data

868 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 MD 15.00% 15.00% 12/21/2015 4/12/2016 4/25/2016 No Data

869 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 MD 15.00% 15.00% 12/21/2015 4/12/2016 4/25/2016 No Data

870 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 MD 15.00% 15.00% 12/21/2015 4/12/2016 4/25/2016 No Data

871 7035 I C 4/25/2002 6/28/1905GE Capital Assurance Company 70025 MD 15.00% 15.00% 12/21/2015 4/12/2016 4/25/2016 No Data

872 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 MD 15.00% 15.00% 12/22/2015 4/12/2016 4/25/2016 No Data

873 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MD 15.00% 15.00% 4/26/2016 1/23/2017 1/30/2017 No Data

874 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MD 15.00% 15.00% 4/26/2016 1/23/2017 1/30/2017 No Data

875 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MD 15.00% 15.00% 4/26/2016 1/23/2017 1/30/2017 No Data

876 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MD 15.00% 15.00% 4/26/2016 1/23/2017 1/30/2017 No Data

877 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MD 15.00% 15.00% 9/9/2016 1/23/2017 1/30/2017 AARP 2017 Round 2 Filings

878 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MD 15.00% 15.00% 9/9/2016 1/23/2017 1/30/2017 AARP 2017 Round 2 Filings

879 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MD 15.00% 15.00% 9/9/2016 1/23/2017 1/30/2017 AARP 2017 Round 2 Filings

880 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MD 15.00% 15.00% 9/9/2016 1/23/2017 1/30/2017 AARP 2017 Round 2 Filings

881 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MD 45.80% 19.90% 9/1/2017 9/26/2018 4/8/2019 AARP 2017 Round 3 Filings

882 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MD 45.80% 19.90% 9/1/2017 9/26/2018 4/8/2019 AARP 2017 Round 3 Filings

Page 52: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 52 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

883 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MD 45.80% 19.90% 9/1/2017 9/26/2018 4/8/2019 AARP 2017 Round 3 Filings

884 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MD 45.80% 19.90% 9/1/2017 9/26/2018 4/8/2019 AARP 2017 Round 3 Filings

885 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 MD 23 - 168% 23.60% 8/17/2017 9/26/2018 4/8/2019

Requested 23% Limited Benefits, 168% Lifetime Benefits

886 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 MD 67 - 126% 32.30% 8/17/2017 9/26/2018 4/8/2019

Requested 67% Limited Benefits, 126% Lifetime Benefits

887 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 MD 67 - 126% 32.30% 8/17/2017 9/26/2018 4/8/2019

Requested 67% Limited Benefits, 126% Lifetime Benefits

888 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 MD 70 - 107% 28.80% 8/17/2017 9/26/2018 4/8/2019

Requested 70% Limited Benefits, 107% Lifetime Benefits

889 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 MD 70 - 107% 28.80% 8/17/2017 9/26/2018 4/8/2019

Requested 70% Limited Benefits, 107% Lifetime Benefits

890 7035 I C 4/25/2002 6/28/1905GE Capital Assurance Company 70025 MD 55 - 81% 15.00% 8/17/2017 9/26/2018 4/8/2019

Requested 55% Limited Benefits, 81% Lifetime Benefits

891 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MD 43.50% 19.90% 9/1/2017 9/26/2018 4/8/2019 No Data

892 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MD 43.50% 19.90% 9/1/2017 9/26/2018 4/8/2019 No Data

893 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MD 43.50% 19.90% 9/1/2017 9/26/2018 4/8/2019 No Data

894 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MD 43.50% 19.90% 9/1/2017 9/26/2018 4/8/2019 No Data

895 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 ME 12.00% 12.00% 8/31/2007 9/4/2007 11/3/2007 No Data

896 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 ME 12.00% 12.00% 8/31/2007 9/4/2007 11/3/2007 No Data

897 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 ME 11.00% 11.00% 8/31/2007 9/18/2007 11/17/2007 No Data

898 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 ME 11.00% 11.00% 8/31/2007 9/18/2007 11/17/2007 No Data

899 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 ME 11.00% 11.00% 8/31/2007 9/18/2007 11/17/2007 No Data

Page 53: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 53 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

900 50023 I F 10/1/1992 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 ME 9.00% 9.00% 8/31/2007 9/18/2007 11/17/2007 No Data

901 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 ME 18.00% 18.00% 3/3/2011 8/18/2011 10/17/2011 No Data

902 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 ME 18.00% 18.00% 3/3/2011 8/18/2011 10/17/2011 No Data

903 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 ME 18.00% 18.00% 3/3/2011 8/18/2011 10/17/2011 No Data

904 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 ME 18.00% 18.00% 3/3/2011 8/18/2011 10/17/2011 No Data

905 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 ME 18.00% 18.00% 3/3/2011 8/18/2011 10/17/2011 No Data

906 50023 I F 10/1/1992 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 ME 9 - 41% 9 - 41% 12/14/2012 5/2/2013 7/1/2013

Requested 9% Limited Benefits, 41% Lifetime Benefits

907 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 ME 33 - 68% 33 - 68% 12/14/2012 5/2/2013 7/1/2013

Requested 33% Limited Benefits, 68% Lifetime Benefits

908 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 ME 33 - 68% 33 - 68% 12/14/2012 5/2/2013 7/1/2013

Requested 33% Limited Benefits, 68% Lifetime Benefits

909 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 ME 17 - 26% 17 - 26% 12/14/2012 5/2/2013 7/1/2013

Requested 17% Limited Benefits, 26% Lifetime Benefits

910 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 ME 17 - 26% 17 - 26% 12/14/2012 5/2/2013 7/1/2013

Requested 17% Limited Benefits, 26% Lifetime Benefits

911 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 ME 17 - 26% 17 - 26% 12/14/2012 5/2/2013 7/1/2013

Requested 17% Limited Benefits, 26% Lifetime Benefits

912 7035 I C 4/12/2001 6/28/1905GE Capital Assurance Company 70025 ME 13 - 22% 13 - 22% 12/14/2012 5/2/2013 7/1/2013

Requested 13% Limited Benefits, 22% Lifetime Benefits

913 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 ME 12.80% 12.80% 12/17/2013 1/24/2014 4/14/2014 No Data

914 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 ME 12.80% 12.80% 12/17/2013 1/24/2014 4/14/2014 No Data

915 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 ME 12.80% 12.80% 12/17/2013 1/24/2014 4/14/2014 No Data

Page 54: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 54 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

916 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 ME 12.80% 12.80% 12/17/2013 1/24/2014 4/14/2014 No Data

917 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 ME 48.00% 9.48% 6/30/2016 5/4/2017 5/15/2017 No Data

918 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 ME 48.00% 9.48% 6/30/2016 5/4/2017 5/15/2017 No Data

919 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 ME 48.00% 9.48% 6/30/2016 5/4/2017 5/15/2017 No Data

920 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 ME 48.00% 9.48% 6/30/2016 5/4/2017 5/15/2017 No Data

921 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 ME 53.00% 9.48% 9/26/2016 5/4/2017 5/15/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

922 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 ME 53.00% 9.48% 9/26/2016 5/4/2017 5/15/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

923 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 ME 53.00% 9.48% 9/26/2016 5/4/2017 5/15/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

924 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 ME 53.00% 9.48% 9/26/2016 5/4/2017 5/15/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

925 50023 I F 10/1/1992 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 ME 11.3 - 17.8% 11.3 - 17.8% 12/15/2017 3/6/2018 4/2/2018

Requested 11.3% Limited Benefits, 17.8% Lifetime Benefits

926 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 ME 6.4 - 26% 6.4 - 26% 12/15/2017 3/6/2018 4/2/2018

Requested 6.4% Limited Benefits, 26% Lifetime Benefits

927 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 ME 6.4 - 26% 6.4 - 26% 12/15/2017 3/6/2018 4/2/2018

Requested 6.4% Limited Benefits, 26% Lifetime Benefits

928 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 ME 28.2 - 50.2% 28.2 - 50.2% 12/15/2017 4/25/2018 7/9/2018

Requested 28.2% Limited Benefits, 50.2% Lifetime Benefits

929 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 ME 28.2 - 50.2% 28.2 - 50.2% 12/15/2017 4/25/2018 7/9/2018

Requested 28.2% Limited Benefits, 50.2% Lifetime Benefits

930 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 ME 28.2 - 50.2% 28.2 - 50.2% 12/15/2017 4/25/2018 7/9/2018

Requested 28.2% Limited Benefits, 50.2% Lifetime Benefits

931 7035 I C 4/12/2001 6/28/1905GE Capital Assurance Company 70025 ME 53.5 - 60% 53.5 - 60% 12/15/2017 4/25/2018 7/9/2018

Requested 53.5% Limited Benefits, 60.2% Lifetime Benefits

932 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 ME 67.70% 26.30% 6/11/2018 1/3/2019 1/21/2019

Requesting actuarially justified rate increases; Applies to rate stability forms

Page 55: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 55 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

933 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 ME 67.70% 26.30% 6/11/2018 1/3/2019 1/21/2019

Requesting actuarially justified rate increases; Applies to rate stability forms

934 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 ME 67.70% 26.30% 6/11/2018 1/3/2019 1/21/2019

Requesting actuarially justified rate increases; Applies to rate stability forms

935 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 ME 67.70% 26.30% 6/11/2018 1/3/2019 1/21/2019

Requesting actuarially justified rate increases; Applies to rate stability forms

936 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 ME 68.70% 26.80% 6/11/2018 1/3/2019 1/21/2019

Requesting actuarially justified rate increases; Applies to rate stability forms

937 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 ME 68.70% 26.80% 6/11/2018 1/3/2019 1/21/2019

Requesting actuarially justified rate increases; Applies to rate stability forms

938 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 ME 68.70% 26.80% 6/11/2018 1/3/2019 1/21/2019

Requesting actuarially justified rate increases; Applies to rate stability forms

939 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 ME 68.70% 26.80% 6/11/2018 1/3/2019 1/21/2019

Requesting actuarially justified rate increases; Applies to rate stability forms

940 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 ME 11.50% 11.50% 9/18/2017 1/8/2018 1/29/2018 Applies to loss ratio forms

941 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 ME 11.50% 11.50% 9/18/2017 1/8/2018 1/29/2018 Applies to loss ratio forms

942 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 ME 11.50% 11.50% 9/18/2017 1/8/2018 1/29/2018 Applies to loss ratio forms

943 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 ME 11.50% 11.50% 9/18/2017 1/8/2018 1/29/2018 Applies to loss ratio forms

944 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 MI 12.00% 12.00% 8/31/2007 10/1/2007 11/30/2007 No Data

945 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 MI 12.00% 12.00% 8/31/2007 10/1/2007 11/30/2007 No Data

946 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 MI 9.00% 9.00% 8/31/2007 10/1/2007 11/30/2007 No Data

947 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 MI 11.00% 11.00% 8/31/2007 10/1/2007 11/30/2007 No Data

948 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 MI 11.00% 11.00% 8/31/2007 10/1/2007 11/30/2007 No Data

949 50023 I F 10/1/1992 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 MI 9.00% 9.00% 8/31/2007 10/1/2007 11/30/2007 No Data

Page 56: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 56 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

950 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 MI 18.00% 18.00% 11/10/2010 11/29/2010 1/28/2011 No Data

951 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 MI 18.00% 18.00% 11/10/2010 11/29/2010 1/28/2011 No Data

952 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 MI 18.00% 18.00% 11/10/2010 11/29/2010 1/28/2011 No Data

953 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 MI 18.00% 18.00% 11/10/2010 11/29/2010 1/28/2011 No Data

954 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 MI 35 - 88% 35 - 88% 8/31/2012 10/15/2012 12/14/2012

Requested 35% Limited Benefits, 88% Lifetime Benefits

955 50023 I F 10/1/1992 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 MI 35 - 88% 35 - 88% 8/31/2012 10/15/2012 12/14/2012

Requested 35% Limited Benefits, 88% Lifetime Benefits

956 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 MI 60 - 95% 60 - 95% 8/31/2012 10/15/2012 12/14/2012

Requested 60% Limited Benefits, 95% Lifetime Benefits

957 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 MI 60 - 95% 60 - 95% 8/31/2012 10/15/2012 12/14/2012

Requested 60% Limited Benefits, 95% Lifetime Benefits

958 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 MI 63 - 78% 63 - 78% 8/31/2012 10/15/2012 12/14/2012

Requested 63% Limited Benefits, 78% Lifetime Benefits

959 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 MI 63 - 78% 63 - 78% 8/31/2012 10/15/2012 12/14/2012

Requested 63% Limited Benefits, 78% Lifetime Benefits

960 7035 I C 1/17/2001 6/28/1905GE Capital Assurance Company 70025 MI 44 - 60% 44 - 60% 8/31/2012 10/15/2012 12/14/2012

Requested 44% Limited Benefits, 60% Lifetime Benefits

961 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MI 12.80% 12.80% 10/4/2013 10/14/2013 3/24/2014 No Data

962 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MI 12.80% 12.80% 10/4/2013 10/14/2013 3/24/2014 No Data

963 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MI 12.80% 12.80% 10/4/2013 10/14/2013 3/24/2014 No Data

964 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MI 12.80% 12.80% 10/4/2013 10/14/2013 3/24/2014 No Data

965 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MI 47.60% 47.60% 3/30/2016 5/20/2016 8/1/2016 No Data

966 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MI 47.60% 47.60% 3/30/2016 5/20/2016 8/1/2016 No Data

Page 57: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 57 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

967 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MI 47.60% 47.60% 3/30/2016 5/20/2016 8/1/2016 No Data

968 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MI 47.60% 47.60% 3/30/2016 5/20/2016 8/1/2016 No Data

969 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MI 52.50% 52.50% 8/12/2016 9/21/2016 1/2/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

970 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MI 52.50% 52.50% 8/12/2016 9/21/2016 1/2/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

971 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MI 52.50% 52.50% 8/12/2016 9/21/2016 1/2/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

972 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MI 52.50% 52.50% 8/12/2016 9/21/2016 1/2/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

973 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 MI 39 - 99% 39 - 99% 9/21/2017 12/26/2017 3/19/2018

Requested 39% Limited Benefits, 99% Lifetime Benefits

974 50023 I F 10/1/1992 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 MI 39 - 99% 39 - 99% 9/21/2017 12/26/2017 3/19/2018

Requested 39% Limited Benefits, 99% Lifetime Benefits

975 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 MI 55 - 72% 55 - 72% 9/21/2017 12/26/2017 1/29/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

976 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 MI 55 - 72% 55 - 72% 9/21/2017 12/26/2017 1/29/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

977 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 MI 55 - 72% 55 - 72% 9/21/2017 12/26/2017 1/29/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

978 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 MI 55 - 72% 55 - 72% 9/21/2017 12/26/2017 1/29/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

979 7035 I C 1/17/2001 6/28/1905GE Capital Assurance Company 70025 MI 55 - 72% 55 - 72% 9/21/2017 12/26/2017 4/16/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

980 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 MN 30.00% 30.00% 4/26/2011 9/8/2011 11/7/2011 No Data

981 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 MN 29.00% 29.00% 4/26/2011 9/8/2011 11/7/2011 No Data

982 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 MN 29.00% 29.00% 4/26/2011 9/8/2011 11/7/2011 No Data

983 50027 I C or F 7/16/1993 6/28/1905GE Capital Assurance Company 70025 MN 30.00% 30.00% 4/26/2011 9/8/2011 11/7/2011 No Data

Page 58: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 58 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

984 7040 G C 10/1/1999 6/28/1905GE Capital Assurance Company 70025 MN 35.00% 35.00% 12/21/2012 6/28/2013 No Data Implementation date to be determined.

985 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 MN 60 - 95% 15.00% 12/23/2012 10/31/2014 11/10/2014

Requested 60% Limited Benefits, 95% Lifetime Benefits

986 50027 I C or F 7/16/1993 6/28/1905GE Capital Assurance Company 70025 MN 60 - 95% 15.00% 12/23/2012 10/31/2014 11/10/2014

Requested 60% Limited Benefits, 95% Lifetime Benefits

987 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 MN 63 - 78% 15.00% 12/23/2012 10/31/2014 11/10/2014

Requested 63% Limited Benefits, 78% Lifetime Benefits

988 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 MN 63 - 78% 15.00% 12/23/2012 10/31/2014 11/10/2014

Requested 63% Limited Benefits, 78% Lifetime Benefits

989 7035 I C 1/25/2001 6/28/1905GE Capital Assurance Company 70025 MN 44 - 60% 15.00% 12/23/2012 10/31/2014 11/10/2014

Requested 44% Limited Benefits, 60% Lifetime Benefits

990 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MN 12.80% 12.80% 12/3/2013 4/8/2014 4/28/2014 No Data

991 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MN 12.80% 12.80% 12/3/2013 4/8/2014 4/28/2014 No Data

992 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MN 12.80% 12.80% 12/3/2013 4/8/2014 4/28/2014 No Data

993 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MN 12.80% 12.80% 12/3/2013 4/8/2014 4/28/2014 No Data

994 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 MN 112 - 159% 60 - 67.3% 4/4/2016 9/15/2016 10/3/2016

Requested 112% Limited Benefits, 159% Lifetime Benefits

995 50027 I C or F 7/16/1993 6/28/1905GE Capital Assurance Company 70025 MN 112 - 159% 60 - 67.3% 4/4/2016 9/15/2016 10/3/2016

Requested 112% Limited Benefits, 159% Lifetime Benefits

996 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 MN 168 - 192% 60 - 67.3% 4/4/2016 9/15/2016 10/3/2016

Requested 168% Limited Benefits, 192% Lifetime Benefits

997 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 MN 168 - 192% 60 - 67.3% 4/4/2016 9/15/2016 10/3/2016

Requested 168% Limited Benefits, 192% Lifetime Benefits

998 7035 I C 1/25/2001 6/28/1905GE Capital Assurance Company 70025 MN 100 - 123% 60 - 67% 4/4/2016 8/18/2016 10/3/2016

Requested 100% Limited Benefits, 123% Lifetime Benefits

999 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MN 48.30% 31.40% 5/27/2016 8/18/2016 10/3/2016 No Data

1000 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MN 48.30% 31.40% 5/27/2016 8/18/2016 10/3/2016 No Data

1001 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MN 48.30% 31.40% 5/27/2016 8/18/2016 10/3/2016 No Data

1002 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MN 48.30% 31.40% 5/27/2016 8/18/2016 10/3/2016 No Data

Page 59: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 59 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1003 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MN 53.50% 30.50% 9/26/2016 1/23/2017 2/6/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

1004 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MN 53.50% 30.50% 9/26/2016 1/23/2017 2/6/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

1005 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MN 53.50% 30.50% 9/26/2016 1/23/2017 2/6/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

1006 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MN 53.50% 30.50% 9/26/2016 1/23/2017 2/6/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

1007 7040 G C 10/1/1999 6/28/1905GE Capital Assurance Company 70025 MN 70.00% 65.00% 4/11/2017 2/23/2018 4/5/2018

Requesting actuarially justified rate increases

1008 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 MO 12.00% 12.00% 10/3/2007 10/30/2007 12/29/2007 No Data

1009 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 MO 12.00% 12.00% 10/3/2007 10/30/2007 12/29/2007 No Data

1010 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 MO 9.00% 9.00% 10/3/2007 11/8/2007 1/7/2008 No Data

1011 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 MO 11.00% 11.00% 10/3/2007 10/30/2007 12/29/2007 No Data

1012 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 MO 11.00% 11.00% 10/3/2007 10/30/2007 12/29/2007 No Data

1013 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 MO 11.00% 11.00% 10/3/2007 10/30/2007 12/29/2007 No Data

1014 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 MO 18.00% 18.00% 12/15/2010 1/26/2011 3/27/2011 No Data

1015 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 MO 18.00% 18.00% 12/15/2010 1/26/2011 3/27/2011 No Data

1016 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 MO 18.00% 18.00% 12/15/2010 1/26/2011 3/27/2011 No Data

1017 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 MO 18.00% 18.00% 12/15/2010 1/26/2011 3/27/2011 No Data

1018 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 MO 18.00% 18.00% 12/15/2010 1/26/2011 3/27/2011 No Data

1019 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 MO 35 - 88% 35 - 88% 10/9/2012 5/9/2013 7/8/2013

Requested 35% Limited Benefits, 88% Lifetime Benefits

Page 60: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 60 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1020 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 MO 60 - 95% 60 - 95% 10/9/2012 5/7/2013 7/6/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

1021 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 MO 60 - 95% 60 - 95% 10/9/2012 5/7/2013 7/6/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

1022 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 MO 63 - 78% 63 - 78% 10/9/2012 5/7/2013 7/6/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

1023 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 MO 63 - 78% 63 - 78% 10/9/2012 5/7/2013 7/6/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

1024 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 MO 63 - 78% 63 - 78% 10/9/2012 5/7/2013 7/6/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

1025 7035 I C 5/1/2001 6/28/1905GE Capital Assurance Company 70025 MO 44 - 60% 44 - 60% 10/9/2012 12/4/2013 12/30/2013

Requested 44% Limited Benefits, 60% Lifetime Benefits

1026 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MO 12.80% 12.80% 10/18/2013 11/22/2013 3/24/2014 Applies to rate stability forms

1027 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MO 12.80% 12.80% 10/18/2013 11/22/2013 3/24/2014 Applies to rate stability forms

1028 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MO 12.80% 12.80% 10/18/2013 11/22/2013 3/24/2014 Applies to rate stability forms

1029 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MO 12.80% 12.80% 10/18/2013 11/22/2013 3/24/2014 Applies to rate stability forms

1030 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MO 12.80% 12.80% 6/4/2014 6/4/2014 6/23/2014 Applies to loss ratio forms

1031 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MO 12.80% 12.80% 6/4/2014 6/4/2014 6/23/2014 Applies to loss ratio forms

1032 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MO 12.80% 12.80% 6/4/2014 6/4/2014 6/23/2014 Applies to loss ratio forms

1033 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MO 12.80% 12.80% 6/4/2014 6/4/2014 6/23/2014 Applies to loss ratio forms

1034 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MO 47.70% 50.55% 5/27/2016 8/1/2016 8/8/2016 Applies to rate stability forms

1035 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MO 47.70% 50.55% 5/27/2016 8/1/2016 8/8/2016 Applies to rate stability forms

1036 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MO 47.70% 50.55% 5/27/2016 8/1/2016 8/8/2016 Applies to rate stability forms

1037 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MO 47.70% 50.55% 5/27/2016 8/1/2016 8/8/2016 Applies to rate stability forms

Page 61: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 61 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1038 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MO 52.80% 52.80% 8/12/2016 9/23/2016 1/2/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

1039 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MO 52.80% 52.80% 8/12/2016 9/23/2016 1/2/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

1040 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MO 52.80% 52.80% 8/12/2016 9/23/2016 1/2/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

1041 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MO 52.80% 52.80% 8/12/2016 9/23/2016 1/2/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

1042 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MO 43.70% 39.25% 7/7/2017 6/7/2018 7/23/2018 Applies to loss ratio forms

1043 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MO 43.70% 39.25% 7/7/2017 6/7/2018 7/23/2018 Applies to loss ratio forms

1044 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MO 43.70% 39.25% 7/7/2017 6/7/2018 7/23/2018 Applies to loss ratio forms

1045 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MO 43.70% 39.25% 7/7/2017 6/7/2018 7/23/2018 Applies to loss ratio forms

1046 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 MO 39 - 117% 39-99% 11/22/2017 3/22/2019 6/3/2019

Requested 39% Limited Benefits, 117% Lifetime Benefits

1047 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 MO 55 - 72% 55-72% 11/22/2017 3/22/2019 5/20/2019

Requested 55% Limited Benefits, 72% Lifetime Benefits

1048 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 MO 55 - 72% 55-72% 11/22/2017 3/22/2019 5/20/2019

Requested 55% Limited Benefits, 72% Lifetime Benefits

1049 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 MO 55 - 72% 55-72% 11/22/2017 3/22/2019 6/17/2019

Requested 55% Limited Benefits, 72% Lifetime Benefits

1050 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 MO 55 - 72% 55-72% 11/22/2017 3/22/2019 6/17/2019

Requested 55% Limited Benefits, 72% Lifetime Benefits

1051 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 MO 55 - 72% 55-72% 11/22/2017 3/22/2019 6/17/2019

Requested 55% Limited Benefits, 72% Lifetime Benefits

1052 7035 I C 5/1/2001 6/28/1905GE Capital Assurance Company 70025 MO 55 - 72% 55-72% 11/22/2017 3/22/2019 5/20/2019

Requested 55% Limited Benefits, 72% Lifetime Benefits

1053 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 MS 12.00% 12.00% 9/26/2007 3/20/2008 5/19/2008 No Data

1054 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 MS 12.00% 12.00% 9/26/2007 3/20/2008 5/19/2008 No Data

Page 62: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 62 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1055 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 MS 9.00% 9.00% 9/26/2007 3/20/2008 5/19/2008 No Data

1056 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 MS 11.00% 11.00% 9/26/2007 3/20/2008 5/19/2008 No Data

1057 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 MS 11.00% 11.00% 9/26/2007 3/20/2008 5/19/2008 No Data

1058 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 MS 11.00% 11.00% 9/26/2007 3/20/2008 5/19/2008 No Data

1059 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 MS 18.00% 18.00% 11/12/2010 12/28/2010 2/26/2011 No Data

1060 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 MS 18.00% 18.00% 11/12/2010 12/28/2010 2/26/2011 No Data

1061 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 MS 18.00% 18.00% 11/12/2010 12/28/2010 2/26/2011 No Data

1062 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 MS 18.00% 18.00% 11/12/2010 12/28/2010 2/26/2011 No Data

1063 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 MS 18.00% 18.00% 11/12/2010 12/28/2010 2/26/2011 No Data

1064 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 MS 35 - 88% 25% 10/8/2012 2/12/2013 4/13/2013

Requested 35% Limited Benefits, 88% Lifetime Benefits

1065 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 MS 60 - 95% 25% 10/8/2012 2/12/2013 4/13/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

1066 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 MS 60 - 95% 25% 10/8/2012 2/12/2013 4/13/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

1067 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 MS 63 - 78% 25% 10/8/2012 2/12/2013 4/13/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

1068 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 MS 63 - 78% 25% 10/8/2012 2/12/2013 4/13/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

1069 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 MS 63 - 78% 25% 10/8/2012 2/12/2013 4/13/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

1070 7035 I C 3/30/2001 6/28/1905GE Capital Assurance Company 70025 MS 44 - 60% 25% 10/8/2012 2/12/2013 4/13/2013

Requested 44% Limited Benefits, 60% Lifetime Benefits

1071 7040 G C 10/1/1999 6/28/1905GE Capital Assurance Company 70025 MS 35.00% 25.00% 12/14/2012 8/6/2013 8/30/2013 No Data

Page 63: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 63 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1072 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 MS 14 - 25% 14 - 25% 9/19/2014 10/21/2014 3/30/2015

Requested 14% Limited Benefits, 25% Lifetime Benefits

1073 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 MS 25.00% 25.00% 9/19/2014 10/21/2014 3/30/2015 No Data

1074 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 MS 25.00% 25.00% 9/19/2014 10/21/2014 3/30/2015 No Data

1075 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 MS 25.00% 25.00% 9/19/2014 10/21/2014 3/30/2015 No Data

1076 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 MS 25.00% 25.00% 9/19/2014 10/21/2014 3/30/2015 No Data

1077 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 MS 25.00% 25.00% 9/19/2014 10/21/2014 3/30/2015 No Data

1078 7035 I C 3/30/2001 6/28/1905GE Capital Assurance Company 70025 MS 25.00% 25.00% 9/19/2014 10/21/2014 3/30/2015 No Data

1079 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MS 19.20% 19.20% 4/8/2015 6/5/2015 7/13/2015 No Data

1080 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MS 19.20% 19.20% 4/8/2015 6/5/2015 7/13/2015 No Data

1081 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MS 19.20% 19.20% 4/8/2015 6/5/2015 7/13/2015 No Data

1082 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MS 19.20% 19.20% 4/8/2015 6/5/2015 7/13/2015 No Data

1083 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 MS 25.00% 25.00% 10/21/2015 2/8/2016 4/11/2016 No Data

1084 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 MS 25.00% 25.00% 10/21/2015 2/8/2016 4/11/2016 No Data

1085 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 MS 25.00% 25.00% 10/21/2015 2/8/2016 4/11/2016 No Data

1086 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 MS 25.00% 25.00% 10/21/2015 2/8/2016 4/11/2016 No Data

1087 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 MS 25.00% 25.00% 10/21/2015 2/8/2016 4/11/2016 No Data

1088 7035 I C 3/30/2001 6/28/1905GE Capital Assurance Company 70025 MS 25.00% 25.00% 10/21/2015 2/8/2016 4/11/2016 No Data

Page 64: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 64 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1089 7040 G C 10/1/1999 6/28/1905GE Capital Assurance Company 70025 MS 80.00% 80.00% 3/13/2017 8/29/2017 2/2/2018

Requesting actuarially justified rate increases

1090 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MS 25.00% 13.50% 5/2/2017 9/18/2017 10/16/2017 No Data

1091 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MS 25.00% 13.50% 5/2/2017 9/18/2017 10/16/2017 No Data

1092 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MS 25.00% 13.50% 5/2/2017 9/18/2017 10/16/2017 No Data

1093 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MS 25.00% 13.50% 5/2/2017 9/18/2017 10/16/2017 No Data

1094 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MS 38.00% 12.40% 5/3/2017 9/18/2017 10/16/2017 AARP 2017 Round 3 Filings

1095 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MS 38.00% 12.40% 5/3/2017 9/18/2017 10/16/2017 AARP 2017 Round 3 Filings

1096 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MS 38.00% 12.40% 5/3/2017 9/18/2017 10/16/2017 AARP 2017 Round 3 Filings

1097 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MS 38.00% 12.40% 5/3/2017 9/18/2017 10/16/2017 AARP 2017 Round 3 Filings

1098 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 MS 55 - 72% 25.00% 9/18/2017 9/28/2018 10/15/2018

Requested 25% Limited Benefits, 25% Lifetime Benefits

1099 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 MS 55 - 72% 25.00% 9/18/2017 9/28/2018 10/15/2018

Requested 25% Limited Benefits, 25% Lifetime Benefits

1100 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 MS 55 - 72% 25.00% 9/18/2017 9/28/2018 10/15/2018

Requested 25% Limited Benefits, 25% Lifetime Benefits

1101 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 MS 55 - 72% 25.00% 9/18/2017 9/28/2018 10/15/2018

Requested 25% Limited Benefits, 25% Lifetime Benefits

1102 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 MS 55 - 72% 25.00% 9/18/2017 9/28/2018 10/15/2018

Requested 25% Limited Benefits, 25% Lifetime Benefits

1103 7035 I C 3/30/2001 6/28/1905GE Capital Assurance Company 70025 MS 55 - 72% 25.00% 9/18/2017 9/28/2018 10/15/2018

Requested 25% Limited Benefits, 25% Lifetime Benefits

1104 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MS 31.50% 16.00% 5/25/2018 4/24/2019 5/20/2019 No Data

1105 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MS 31.50% 16.00% 5/25/2018 4/24/2019 5/20/2019 No Data

1106 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MS 31.50% 16.00% 5/25/2018 4/24/2019 5/20/2019 No Data

Page 65: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 65 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1107 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MS 31.50% 16.00% 5/25/2018 4/24/2019 5/20/2019 No Data

1108 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MS 33.40% 17.20% 5/25/2018 4/24/2019 5/20/2019 AARP 2018 Rd 4 Filings

1109 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MS 33.40% 17.20% 5/25/2018 4/24/2019 5/20/2019 AARP 2018 Rd 4 Filings

1110 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MS 33.40% 17.20% 5/25/2018 4/24/2019 5/20/2019 AARP 2018 Rd 4 Filings

1111 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MS 33.40% 17.20% 5/25/2018 4/24/2019 5/20/2019 AARP 2018 Rd 4 Filings

1112 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 MT 12.00% 12.00% 9/24/2007 4/1/2008 5/31/2008 No Data

1113 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 MT 12.00% 12.00% 9/24/2007 4/1/2008 5/31/2008 No Data

1114 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 MT 9.00% 9.00% 9/24/2007 4/14/2008 6/13/2008 No Data

1115 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 MT 11.00% 11.00% 9/24/2007 4/4/2008 6/3/2008 No Data

1116 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 MT 11.00% 11.00% 9/24/2007 4/4/2008 6/3/2008 No Data

1117 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 MT 11.00% 11.00% 9/24/2007 4/4/2008 6/3/2008 No Data

1118 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 MT 18.00% 18.00% 11/10/2010 1/10/2011 3/11/2011 No Data

1119 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 MT 18.00% 18.00% 11/10/2010 1/10/2011 3/11/2011 No Data

1120 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 MT 18.00% 18.00% 11/10/2010 1/10/2011 3/11/2011 No Data

1121 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 MT 18.00% 18.00% 11/10/2010 1/10/2011 3/11/2011 No Data

1122 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 MT 18.00% 18.00% 11/10/2010 1/10/2011 3/11/2011 No Data

1123 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 MT 35 - 88% 25 - 30% 9/17/2012 7/17/2013 9/15/2013

Requested 35% Limited Benefits, 88% Lifetime Benefits

Page 66: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 66 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1124 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 MT 60 - 95% 25 - 30% 9/17/2012 7/17/2013 9/15/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

1125 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 MT 60 - 95% 25 - 30% 9/17/2012 7/17/2013 9/15/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

1126 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 MT 63 - 78% 20 - 25% 9/17/2012 7/17/2013 9/15/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

1127 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 MT 63 - 78% 20 - 25% 9/17/2012 7/17/2013 9/15/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

1128 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 MT 63 - 78% 20 - 25% 9/17/2012 7/17/2013 9/15/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

1129 7035 I C 5/8/2001 6/28/1905GE Capital Assurance Company 70025 MT 44 - 60% 15 - 20% 9/17/2012 7/17/2013 9/15/2013

Requested 44% Limited Benefits, 60% Lifetime Benefits

1130 7040 G C 10/1/1999 6/28/1905GE Capital Assurance Company 70025 MT 35.00% 15.00% 12/26/2012 7/17/2013 7/31/2013 No Data

1131 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MT 12.80% 12.80% 12/10/2013 1/13/2014 3/24/2014 No Data

1132 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MT 12.80% 12.80% 12/10/2013 1/13/2014 3/24/2014 No Data

1133 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MT 12.80% 12.80% 12/10/2013 1/13/2014 3/24/2014 No Data

1134 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MT 12.80% 12.80% 12/10/2013 1/13/2014 3/24/2014 No Data

1135 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 MT 14 - 50% 0 - 7.7% 10/2/2014 4/8/2015 7/20/2015

Requested 14% Limited Benefits, 50% Lifetime Benefits

1136 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 MT 34 - 55% 3.1 - 25.7% 10/2/2014 4/8/2015 7/20/2015

Requested 34% Limited Benefits, 55% Lifetime Benefits

1137 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 MT 34 - 55% 3.1 - 25.7% 10/2/2014 4/8/2015 7/20/2015

Requested 34% Limited Benefits, 55% Lifetime Benefits

1138 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 MT 42 - 48% 8.8 - 19.3% 10/2/2014 4/8/2015 7/20/2015

Requested 42% Limited Benefits, 48% Lifetime Benefits

1139 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 MT 42 - 48% 8.8 - 19.3% 10/2/2014 4/8/2015 7/20/2015

Requested 42% Limited Benefits, 48% Lifetime Benefits

1140 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 MT 42 - 48% 8.8 - 19.3% 10/2/2014 4/8/2015 7/20/2015

Requested 42% Limited Benefits, 48% Lifetime Benefits

Page 67: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 67 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1141 7035 I C 5/8/2001 6/28/1905GE Capital Assurance Company 70025 MT 43 - 64% 0- 17.4% 10/2/2014 4/8/2015 7/20/2015

Requested 43% Limited Benefits, 64% Lifetime Benefits

1142 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 MT 86 - 79% 6.10% 12/31/2015 1/23/2017 6/5/2017

Requested 86% Limited Benefits, 79% Lifetime Benefits

1143 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 MT 86 - 79% 6.10% 12/31/2015 1/23/2017 6/5/2017

Requested 86% Limited Benefits, 79% Lifetime Benefits

1144 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 MT 132 - 122% 12.50% 12/31/2015 1/23/2017 6/5/2017

Requested 132% Limited Benefits, 122% Lifetime Benefits

1145 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 MT 132 - 122% 12.50% 12/31/2015 1/23/2017 6/5/2017

Requested 132% Limited Benefits, 122% Lifetime Benefits

1146 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 MT 132 - 122% 12.50% 12/31/2015 1/23/2017 6/5/2017

Requested 132% Limited Benefits, 122% Lifetime Benefits

1147 7035 I C 5/8/2001 6/28/1905GE Capital Assurance Company 70025 MT 71 - 113% 10.60% 12/31/2015 1/23/2017 6/5/2017

Requested 71% Limited Benefits, 113% Lifetime Benefits

1148 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MT 47.90% 5.70% 6/30/2016 5/22/2017 6/5/2017 No Data

1149 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MT 47.90% 5.70% 6/30/2016 5/22/2017 6/5/2017 No Data

1150 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MT 47.90% 5.70% 6/30/2016 5/22/2017 6/5/2017 No Data

1151 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MT 47.90% 5.70% 6/30/2016 5/22/2017 6/5/2017 No Data

1152 7040 G C 10/1/1999 6/28/1905GE Capital Assurance Company 70025 MT 100.00% 32.50% 3/28/2017 7/12/2017 2/2/2018

Requesting actuarially justified rate increases

1153 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 MT 81 - 93% 4.40% 9/18/2017 3/22/2018 4/9/2018

Requested 81% Limited Benefits, 93% Lifetime Benefits

1154 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 MT 81 - 93% 4.40% 9/18/2017 3/22/2018 4/9/2018

Requested 81% Limited Benefits, 93% Lifetime Benefits

1155 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 MT 72 - 82% 12.40% 9/18/2017 3/27/2018 4/9/2018

Requested 72% Limited Benefits, 82% Lifetime Benefits

1156 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 MT 72 - 82% 12.40% 9/18/2017 3/27/2018 4/9/2018

Requested 72% Limited Benefits, 82% Lifetime Benefits

1157 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 MT 72 - 82% 12.40% 9/18/2017 3/27/2018 4/9/2018

Requested 72% Limited Benefits, 82% Lifetime Benefits

Page 68: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 68 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1158 7035 I C 5/8/2001 6/28/1905GE Capital Assurance Company 70025 MT 55 - 107% 12.90% 9/18/2017 4/30/2018 5/21/2018

Requested 55% Limited Benefits, 107% Lifetime Benefits

1159 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MT 56.40% 7.30% 10/30/2017 3/22/2018 6/11/2018

Requesting actuarially justified rate increases

1160 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 MT 56.40% 7.30% 10/30/2017 3/22/2018 6/11/2018

Requesting actuarially justified rate increases

1161 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MT 56.40% 7.30% 10/30/2017 3/22/2018 6/11/2018

Requesting actuarially justified rate increases

1162 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 MT 56.40% 7.30% 10/30/2017 3/22/2018 6/11/2018

Requesting actuarially justified rate increases

1163 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 NC 12.00% 12.00% 10/19/2007 1/24/2008 3/24/2008 No Data

1164 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 NC 12.00% 12.00% 10/19/2007 1/24/2008 3/24/2008 No Data

1165 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 NC 9.00% 9.00% 10/19/2007 12/21/2007 2/19/2008 No Data

1166 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 NC 11.00% 11.00% 10/19/2007 1/24/2008 3/24/2008 No Data

1167 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 NC 11.00% 11.00% 10/19/2007 1/24/2008 3/24/2008 No Data

1168 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 NC 11.00% 11.00% 10/19/2007 1/24/2008 3/24/2008 No Data

1169 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 NC 18.00% 18.00% 3/1/2011 3/15/2011 5/14/2011 No Data

1170 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 NC 18.00% 18.00% 3/1/2011 3/15/2011 5/14/2011 No Data

1171 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 NC 18.00% 18.00% 3/1/2011 3/16/2011 5/15/2011 No Data

1172 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 NC 18.00% 18.00% 3/1/2011 3/16/2011 5/15/2011 No Data

1173 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 NC 18.00% 18.00% 3/1/2011 3/16/2011 5/15/2011 No Data

1174 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 NC 35 - 88% 18 - 74% 12/14/2012 9/12/2013 11/11/2013

Requested 35% Limited Benefits, 88% Lifetime Benefits

Page 69: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 69 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1175 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 NC 60 - 95% 60 - 95% 12/14/2012 9/12/2013 11/11/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

1176 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 NC 60 - 95% 60 - 95% 12/14/2012 9/12/2013 11/11/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

1177 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 NC 63 - 78% 24.4 - 47.5% 12/14/2012 9/12/2013 11/11/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

1178 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 NC 63 - 78% 24.4 - 47.5% 12/14/2012 9/12/2013 11/11/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

1179 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 NC 63 - 78% 24.4 - 47.5% 12/14/2012 9/12/2013 11/11/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

1180 7040 G C 10/1/1999 6/28/1905GE Capital Assurance Company 70025 NC 35.00% 35.00% 12/27/2012 7/26/2013 8/30/2013 No Data

1181 7035 I C 4/2/2001 6/28/1905GE Capital Assurance Company 70025 NC 67 - 100% 38.00% 10/3/2014 1/29/2015 3/30/2015

Requested 67% Limited Benefits, 100% Lifetime Benefits

1182 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 NC 50.10% 23.00% 8/26/2015 11/12/2015 11/23/2015

Requesting actuarially justified rate increases

1183 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 NC 50.10% 23.00% 8/26/2015 11/12/2015 11/23/2015

Requesting actuarially justified rate increases

1184 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 NC 50.10% 23.00% 8/26/2015 11/12/2015 11/23/2015

Requesting actuarially justified rate increases

1185 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 NC 50.10% 23.00% 8/26/2015 11/12/2015 11/23/2015

Requesting actuarially justified rate increases

1186 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 NC 50.10% 23.00% 8/26/2015 11/12/2015 11/23/2015

Requesting actuarially justified rate increases

1187 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 NC 50.10% 23.00% 8/26/2015 11/12/2015 11/23/2015

Requesting actuarially justified rate increases

1188 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 NC 50.10% 23.00% 8/26/2015 11/12/2015 11/23/2015

Requesting actuarially justified rate increases

1189 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 NC 50.10% 23.00% 8/26/2015 11/12/2015 11/23/2015

Requesting actuarially justified rate increases

1190 7040 G C 10/1/1999 6/28/1905GE Capital Assurance Company 70025 NC 70.00% 69.80% 2/23/2017 1/24/2018 4/5/2018

Requesting actuarially justified rate increases

1191 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 NC 52.50% 22.40% 6/30/2017 2/19/2018 3/12/2018

Requesting actuarially justified rate increases

1192 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 NC 52.50% 22.40% 6/30/2017 2/19/2018 3/12/2018

Requesting actuarially justified rate increases

Page 70: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 70 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1193 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 NC 52.50% 22.40% 6/30/2017 2/19/2018 3/12/2018

Requesting actuarially justified rate increases

1194 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 NC 52.50% 22.40% 6/30/2017 2/19/2018 3/12/2018

Requesting actuarially justified rate increases

1195 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 NC 57.90% 22.40% 6/30/2017 2/19/2018 3/12/2018

Requesting actuarially justified rate increases; AARP 2017 Round 3 Filings

1196 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 NC 57.90% 22.40% 6/30/2017 2/19/2018 3/12/2018

Requesting actuarially justified rate increases; AARP 2017 Round 3 Filings

1197 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 NC 57.90% 22.40% 6/30/2017 2/19/2018 3/12/2018

Requesting actuarially justified rate increases; AARP 2017 Round 3 Filings

1198 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 NC 57.90% 22.40% 6/30/2017 2/19/2018 3/12/2018

Requesting actuarially justified rate increases; AARP 2017 Round 3 Filings

1199 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 NC 59 - 134% 25-95.31% 12/26/2017 1/23/2019 No Data

Requested 59% Limited Benefits, 134% Lifetime Benefits

1200 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 NC 55 - 72% 95.31% 12/26/2017 1/23/2019 3/11/2019

Requested 55% Limited Benefits, 72% Lifetime Benefits

1201 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 NC 55 - 72% 95.31% 12/26/2017 1/23/2019 3/11/2019

Requested 55% Limited Benefits, 72% Lifetime Benefits

1202 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 NC 103 - 108% 95.31% 12/26/2017 3/22/2019 4/8/2019

Requested 103% Limited Benefits, 108% Lifetime Benefits

1203 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 NC 103 - 108% 95.31% 12/26/2017 3/22/2019 4/8/2019

Requested 103% Limited Benefits, 108% Lifetime Benefits

1204 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 NC 103 - 108% 95.31% 12/26/2017 3/22/2019 4/8/2019

Requested 103% Limited Benefits, 108% Lifetime Benefits

1205 7035 I C 4/2/2001 6/28/1905GE Capital Assurance Company 70025 NC 62 - 99% 40-75% 12/26/2017 3/22/2019 4/8/2019

Requested 62% Limited Benefits, 99% Lifetime Benefits; Applies to loss ratio forms

1206 7035 I C 4/2/2001 6/28/1905GE Capital Assurance Company 70025 NC 284 - 342% No Data 6/30/2018 No Data No Data

Requested 284% Limited Benefits, 342% Lifetime Benefits; Applies to rate stability forms

1207 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 ND 12.00% 12.00% 9/11/2007 10/9/2007 12/8/2007 No Data

1208 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 ND 12.00% 12.00% 9/11/2007 10/9/2007 12/8/2007 No Data

1209 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 ND 9.00% 9.00% 9/11/2007 10/9/2007 12/8/2007 No Data

Page 71: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 71 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1210 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 ND 11.00% 11.00% 9/11/2007 10/9/2007 12/8/2007 No Data

1211 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 ND 11.00% 11.00% 9/11/2007 10/9/2007 12/8/2007 No Data

1212 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 ND 11.00% 11.00% 9/11/2007 10/9/2007 12/8/2007 No Data

1213 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 ND 18.00% 12.00% 11/11/2010 3/9/2012 5/8/2012 No Data

1214 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 ND 18.00% 12.00% 11/11/2010 3/9/2012 5/8/2012 No Data

1215 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 ND 18.00% 12.00% 11/11/2010 3/9/2012 5/8/2012 No Data

1216 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 ND 18.00% 12.00% 11/11/2010 3/9/2012 5/8/2012 No Data

1217 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 ND 18.00% 12.00% 11/11/2010 3/9/2012 5/8/2012 No Data

1218 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 ND 35 - 88% 20% 12/19/2012 4/5/2013 6/4/2013

Requested 35% Limited Benefits, 88% Lifetime Benefits

1219 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 ND 68 - 105% 20% 12/19/2012 4/5/2013 6/4/2013

Requested 68% Limited Benefits, 105% Lifetime Benefits

1220 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 ND 68 - 105% 20% 12/19/2012 4/5/2013 6/4/2013

Requested 68% Limited Benefits, 105% Lifetime Benefits

1221 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 ND 71 - 87% 20% 12/19/2012 4/5/2013 6/4/2013

Requested 71% Limited Benefits, 87% Lifetime Benefits

1222 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 ND 71 - 87% 20% 12/19/2012 4/5/2013 6/4/2013

Requested 71% Limited Benefits, 87% Lifetime Benefits

1223 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 ND 71 - 87% 20% 12/19/2012 4/5/2013 6/4/2013

Requested 71% Limited Benefits, 87% Lifetime Benefits

1224 7035 I C 5/7/2001 6/28/1905GE Capital Assurance Company 70025 ND 44 - 60% 20% 12/19/2012 4/5/2013 6/4/2013

Requested 44% Limited Benefits, 60% Lifetime Benefits

1225 7040 G C 10/1/1999 6/28/1905GE Capital Assurance Company 70025 ND 35.00% 20.00% 12/27/2012 4/5/2013 4/26/2013 No Data

1226 7040 G C 10/1/1999 6/28/1905GE Capital Assurance Company 70025 ND 35.00% 20.00% 12/27/2012 4/5/2013 4/26/2013 No Data

Page 72: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 72 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1227 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 ND 18 - 63% 15.00% 10/1/2014 11/19/2014 3/30/2015

Requested 18% Limited Benefits, 63% Lifetime Benefits

1228 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 ND 46 - 77% 15.00% 10/1/2014 11/19/2014 3/30/2015

Requested 46% Limited Benefits, 77% Lifetime Benefits

1229 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 ND 46 - 77% 15.00% 10/1/2014 11/19/2014 3/30/2015

Requested 46% Limited Benefits, 77% Lifetime Benefits

1230 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 ND 48 - 62% 15.00% 10/1/2014 11/19/2014 3/30/2015

Requested 48% Limited Benefits, 62% Lifetime Benefits

1231 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 ND 48 - 62% 15.00% 10/1/2014 11/19/2014 3/30/2015

Requested 48% Limited Benefits, 62% Lifetime Benefits

1232 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 ND 48 - 62% 15.00% 10/1/2014 11/19/2014 3/30/2015

Requested 48% Limited Benefits, 62% Lifetime Benefits

1233 7035 I C 5/7/2001 6/28/1905GE Capital Assurance Company 70025 ND 34 - 62% 15.00% 10/1/2014 11/19/2014 3/30/2015

Requested 34% Limited Benefits, 62% Lifetime Benefits

1234 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 ND 37 - 91% 15.00% 12/30/2015 1/12/2016 5/9/2016

Requested 37% Limited Benefits, 91% Lifetime Benefits

1235 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 ND 15 - 83% 15.00% 12/30/2015 1/12/2016 5/9/2016

Requested 83% Limited Benefits, 123% Lifetime Benefits

1236 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 ND 15 - 83% 15.00% 12/30/2015 1/12/2016 5/9/2016

Requested 83% Limited Benefits, 123% Lifetime Benefits

1237 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 ND 131 - 153% 15.00% 12/30/2015 1/12/2016 5/9/2016

Requested 131% Limited Benefits, 153% Lifetime Benefits

1238 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 ND 131 - 153% 15.00% 12/30/2015 1/12/2016 5/9/2016

Requested 131% Limited Benefits, 153% Lifetime Benefits

1239 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 ND 131 - 153% 15.00% 12/30/2015 1/12/2016 5/9/2016

Requested 131% Limited Benefits, 153% Lifetime Benefits

1240 7035 I C 5/7/2001 6/28/1905GE Capital Assurance Company 70025 ND 67 - 86% 15.00% 12/30/2015 1/12/2016 5/9/2016

Requested 67% Limited Benefits, 86% Lifetime Benefits

1241 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 ND 50.10% 13.00% 3/24/2016 4/15/2016 5/9/2016

Requesting actuarially justified rate increases

1242 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 ND 50.10% 13.00% 3/24/2016 4/15/2016 5/9/2016

Requesting actuarially justified rate increases

1243 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 ND 50.10% 13.00% 3/24/2016 4/15/2016 5/9/2016

Requesting actuarially justified rate increases

Page 73: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 73 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1244 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 ND 50.10% 13.00% 3/24/2016 4/15/2016 5/9/2016

Requesting actuarially justified rate increases

1245 7040 G C 10/1/1999 6/28/1905GE Capital Assurance Company 70025 ND 90.00% 30.00% 3/16/2017 4/25/2017 2/2/2018

Requesting actuarially justified rate increases

1246 7042 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 ND 68.30% 72.80% 6/14/2017 10/31/2017 11/20/2017

Requesting actuarially justified rate increases

1247 7044 I C 9/1/2003 6/28/1905GE Capital Assurance Company 70025 ND 68.30% 72.80% 6/14/2017 10/31/2017 11/20/2017

Requesting actuarially justified rate increases

1248 7042 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 ND 68.30% 72.80% 6/14/2017 10/31/2017 11/20/2017

Requesting actuarially justified rate increases

1249 7044 Rev I C 3/1/2007 6/28/1905GE Capital Assurance Company 70025 ND 68.30% 72.80% 6/14/2017 10/31/2017 11/20/2017

Requesting actuarially justified rate increases

1250 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 ND 18 - 157% 18 - 72.8% 7/24/2017 10/30/2017 11/20/2017

Requested 18% Limited Benefits, 157% Lifetime Benefits

1251 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 ND 65 - 123% 72.80% 7/24/2017 10/30/2017 11/20/2017

Requested 65% Limited Benefits, 123% Lifetime Benefits

1252 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 ND 65 - 123% 72.80% 7/24/2017 10/30/2017 11/20/2017

Requested 65% Limited Benefits, 123% Lifetime Benefits

1253 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 ND 68 - 103% 72.80% 7/24/2017 10/30/2017 11/20/2017

Requested 68% Limited Benefits, 103% Lifetime Benefits

1254 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 ND 68 - 103% 72.80% 7/24/2017 10/30/2017 11/20/2017

Requested 68% Limited Benefits, 103% Lifetime Benefits

1255 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 ND 68 - 103% 72.80% 7/24/2017 10/30/2017 11/20/2017

Requested 68% Limited Benefits, 103% Lifetime Benefits

1256 7035 I C 5/7/2001 6/28/1905GE Capital Assurance Company 70025 ND 55 -73% 72.80% 7/24/2017 10/30/2017 4/30/2018

Requested 55% Limited Benefits, 73% Lifetime Benefits

1257 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 NE 12.00% 12.00% 9/20/2007 10/31/2007 12/30/2007 No Data

1258 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 NE 12.00% 12.00% 9/20/2007 10/31/2007 12/30/2007 No Data

1259 7021 I C or F 4/17/1996 6/28/1905GE Capital Assurance Company 70025 NE 9.00% 9.00% 9/20/2007 10/29/2007 12/28/2007 No Data

1260 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 NE 11.00% 11.00% 9/20/2007 10/31/2007 12/30/2007 No Data

Page 74: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 74 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1261 7031 I C 1/30/1998 6/28/1905GE Capital Assurance Company 70025 NE 11.00% 11.00% 9/20/2007 10/31/2007 12/30/2007 No Data

1262 7032 I A 2/17/1997 6/28/1905GE Capital Assurance Company 70025 NE 11.00% 11.00% 9/20/2007 10/31/2007 12/30/2007 No Data

1263 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 NE 18.00% 18.00% 11/16/2010 7/22/2011 9/20/2011 No Data

1264 7020 I C or F 10/2/1995 6/28/1905GE Capital Assurance Company 70025 NE 18.00% 18.00% 11/16/2010 7/22/2011 9/20/2011 No Data

1265 7030 I C 2/15/1997 6/28/1905GE Capital Assurance Company 70025 NE 18.00% 18.00% 11/16/2010 7/22/2011 9/20/2011 No Data

1266 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 NE 18.00% 18.00% 11/16/2010 7/22/2011 9/20/2011 No Data

1267 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 NE 18.00% 18.00% 11/16/2010 7/22/2011 9/20/2011 No Data

1268 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 NE 35 - 88% 35 - 88% 8/31/2012 12/9/2013 3/24/2014

Requested 35% Limited Benefits, 88% Lifetime Benefits

1269 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 NE 60 - 95% 60 - 95% 8/31/2012 12/9/2013 3/24/2014

Requested 60% Limited Benefits, 95% Lifetime Benefits

1270 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 NE 60 - 95% 60 - 95% 8/31/2012 12/9/2013 3/24/2014

Requested 60% Limited Benefits, 95% Lifetime Benefits

1271 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 NE 63 - 78% 63 - 78% 8/31/2012 12/9/2013 3/24/2014

Requested 63% Limited Benefits, 78% Lifetime Benefits

1272 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 NE 63 - 78% 63 - 78% 8/31/2012 12/9/2013 3/24/2014

Requested 63% Limited Benefits, 78% Lifetime Benefits

1273 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 NE 63 - 78% 63 - 78% 8/31/2012 12/9/2013 3/24/2014

Requested 63% Limited Benefits, 78% Lifetime Benefits

1274 7035 I C 1/9/2001 2006GE Capital Assurance Company 70025 NE 44 - 60% 44 - 60% 8/31/2012 12/9/2013 3/24/2014

Requested 44% Limited Benefits, 60% Lifetime Benefits

1275 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 NE 19.20% 19.20% 4/2/2015 6/9/2015 7/13/2015 No Data

1276 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 NE 19.20% 19.20% 4/2/2015 6/9/2015 7/13/2015 No Data

1277 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 NE 19.20% 19.20% 4/2/2015 6/9/2015 7/13/2015 No Data

Page 75: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 75 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1278 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 NE 19.20% 19.20% 4/2/2015 6/9/2015 7/13/2015 No Data

1279 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 NE 35.90% 27.46% 4/17/2017 10/25/2017 11/20/2017 No Data

1280 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 NE 35.90% 27.46% 4/17/2017 10/25/2017 11/20/2017 No Data

1281 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 NE 35.90% 27.46% 4/17/2017 10/25/2017 11/20/2017 No Data

1282 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 NE 35.90% 27.46% 4/17/2017 10/25/2017 11/20/2017 No Data

1283 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 NE 38.00% 20.41% 4/17/2017 10/25/2017 11/20/2017 AARP 2017 Round 3 Filings

1284 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 NE 38.00% 20.41% 4/17/2017 10/25/2017 11/20/2017 AARP 2017 Round 3 Filings

1285 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 NE 38.00% 20.41% 4/17/2017 10/25/2017 11/20/2017 AARP 2017 Round 3 Filings

1286 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 NE 38.00% 20.41% 4/17/2017 10/25/2017 11/20/2017 AARP 2017 Round 3 Filings

1287 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 NE 39 - 117% 0 - 75% 12/20/2017 3/30/2018 3/25/2019

Requested 39% Limited Benefits, 117% Lifetime Benefits

1288 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 NE 55 - 72% 40-73% 12/20/2017 10/19/2018 4/1/2019

Requested 55% Limited Benefits, 72% Lifetime Benefits

1289 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 NE 55 - 72% 40-73% 12/20/2017 10/19/2018 4/1/2019

Requested 55% Limited Benefits, 72% Lifetime Benefits

1290 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 NE 55 - 72% 34-66.2% 12/20/2017 10/19/2018 4/1/2019

Requested 55% Limited Benefits, 72% Lifetime Benefits

1291 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 NE 55 - 72% 34-66.2% 12/20/2017 10/19/2018 4/1/2019

Requested 55% Limited Benefits, 72% Lifetime Benefits

1292 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 NE 55 - 72% 34-66.2% 12/20/2017 10/19/2018 4/1/2019

Requested 55% Limited Benefits, 72% Lifetime Benefits

1293 7035 I C 1/9/2001 2006GE Capital Assurance Company 70025 NE 55 - 72% 106.1-164.6% 12/20/2017 10/19/2018 4/1/2019

Requested 55% Limited Benefits, 72% Lifetime Benefits

1294 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 NH 12.00% 12.00% 9/24/2007 11/2/2007 1/1/2008 No Data

Page 76: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 76 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1295 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 NH 12.00% 12.00% 9/24/2007 11/2/2007 1/1/2008 No Data

1296 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 NH 9.00% 9.00% 9/24/2007 11/2/2007 1/1/2008 No Data

1297 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 NH 11.00% 11.00% 9/24/2007 11/2/2007 1/1/2008 No Data

1298 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 NH 11.00% 11.00% 9/24/2007 11/2/2007 1/1/2008 No Data

1299 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 NH 11.00% 11.00% 9/24/2007 11/2/2007 1/1/2008 No Data

1300 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 NH 18.00% 18.00% 12/8/2010 2/25/2011 4/26/2011 No Data

1301 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 NH 18.00% 18.00% 12/8/2010 2/25/2011 4/26/2011 No Data

1302 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 NH 18.00% 18.00% 12/8/2010 2/25/2011 4/26/2011 No Data

1303 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 NH 18.00% 18.00% 12/8/2010 2/25/2011 4/26/2011 No Data

1304 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 NH 18.00% 18.00% 12/8/2010 2/25/2011 4/26/2011 No Data

1305 7040 G C 10/1/1999 2006GE Capital Assurance Company 70025 NH 35.00% 35.00% 12/11/2012 3/7/2013 3/22/2013 No Data

1306 7035 G C 2/27/2001 2006GE Capital Assurance Company 70025 NJ 44 - 60% 44 - 60% No Data 12/17/2012 2/15/2013

Alabama Group Trust; Requested 44% Limited Benefits, 60% Lifetime Benefits

1307 7000 G C or F 3/1/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 NJ 18.00% 18.00% 1/28/2011 4/12/2011 6/11/2011 No Data

1308 7020 G C or F 12/31/1996 2006GE Capital Assurance Company 70025 NJ 18.00% 18.00% 1/28/2011 4/12/2011 6/11/2011 Alabama Group Trust

1309 7030CRT G C or A 2/15/1997 2006GE Capital Assurance Company 70025 NJ 18.00% 18.00% 1/28/2011 4/12/2011 6/11/2011 Alabama Group Trust

1310 7030 G C or A 6/2/1998 2006GE Capital Assurance Company 70025 NJ 18.00% 18.00% 1/28/2011 4/12/2011 6/11/2011 Alabama Group Trust

1311 7031 G C or A 9/3/1998 2006GE Capital Assurance Company 70025 NJ 18.00% 18.00% 1/28/2011 4/12/2011 6/11/2011 Alabama Group Trust

Page 77: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 77 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1312 7032 G C or A 7/27/1998 2006GE Capital Assurance Company 70025 NJ 18.00% 18.00% 1/28/2011 4/12/2011 6/11/2011 Alabama Group Trust

1313 7030C G C or A 2/15/1997 2006GE Capital Assurance Company 70025 NJ 63 - 78% 63 - 78% 4/12/2011 12/17/2012 2/15/2013

Alabama Group Trust; Requested 63% Limited Benefits, 78% Lifetime Benefits

1314 7030 G C or A 6/2/1998 2006GE Capital Assurance Company 70025 NJ 63 - 78% 63 - 78% 4/12/2011 12/17/2012 2/15/2013

Alabama Group Trust; Requested 63% Limited Benefits, 78% Lifetime Benefits

1315 7031 G C or A 9/3/1998 2006GE Capital Assurance Company 70025 NJ 63 - 78% 63 - 78% 4/12/2011 12/17/2012 2/15/2013

Alabama Group Trust; Requested 63% Limited Benefits, 78% Lifetime Benefits

1316 7032 G C or A 7/27/1998 2006GE Capital Assurance Company 70025 NJ 63 - 78% 63 - 78% 4/12/2011 12/17/2012 2/15/2013

Alabama Group Trust; Requested 63% Limited Benefits, 78% Lifetime Benefits

1317 7000 G C or F 3/1/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 NJ 60 -95% 60 -95% 11/2/2012 12/17/2012 2/15/2013

Alabama Group Trust; Requested 60% Limited Benefits, 95% Lifetime Benefits

1318 7020 G C or F 12/31/1996 2006GE Capital Assurance Company 70025 NJ 60 -95% 60 - 95% 11/2/2012 12/17/2012 2/15/2013

Alabama Group Trust; Requested 60% Limited Benefits, 95% Lifetime Benefits

1319 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 NJ 68.30% 33.10% 9/28/2015 3/17/2017 4/3/2017

Requesting actuarially justified rate increases; Applies to rate stability forms

1320 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 NJ 68.30% 33.10% 9/28/2015 3/17/2017 4/3/2017

Requesting actuarially justified rate increases; Applies to rate stability forms

1321 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 NJ 68.30% 33.10% 9/28/2015 3/17/2017 4/3/2017

Requesting actuarially justified rate increases; Applies to rate stability forms

1322 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 NJ 68.30% 33.10% 9/28/2015 3/17/2017 4/3/2017

Requesting actuarially justified rate increases; Applies to rate stability forms

1323 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 NJ 66.80% 8.68% 9/8/2017 8/2/2018 8/13/2018

Requesting actuarially justified rate increases; Applies to loss ratio forms

1324 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 NJ 66.80% 8.68% 9/8/2017 8/2/2018 8/13/2018

Requesting actuarially justified rate increases; Applies to loss ratio forms

1325 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 NJ 66.80% 8.68% 9/8/2017 8/2/2018 8/13/2018

Requesting actuarially justified rate increases; Applies to loss ratio forms

1326 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 NJ 66.80% 8.68% 9/8/2017 8/2/2018 8/13/2018

Requesting actuarially justified rate increases; Applies to loss ratio forms

1327 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 NM 12.00% 12.00% 8/29/2007 9/17/2007 11/16/2007 No Data

1328 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 NM 12.00% 12.00% 8/29/2007 9/17/2007 11/16/2007 No Data

Page 78: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 78 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1329 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 NM 9.00% 9.00% 8/29/2007 9/17/2007 11/16/2007 No Data

1330 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 NM 11.00% 11.00% 8/29/2007 9/17/2007 11/16/2007 No Data

1331 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 NM 11.00% 11.00% 8/29/2007 9/17/2007 11/16/2007 No Data

1332 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 NM 11.00% 11.00% 8/29/2007 9/17/2007 11/16/2007 No Data

1333 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 NM 18.00% 15.00% 11/11/2010 3/17/2011 5/16/2011 No Data

1334 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 NM 18.00% 15.00% 11/11/2010 3/17/2011 5/16/2011 No Data

1335 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 NM 35 - 88% 15.00% 11/20/2012 5/16/2014 6/2/2014

Requested 35% Limited Benefits, 88% Lifetime Benefits

1336 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 NM 63 - 98% 15.00% 11/20/2012 5/16/2014 6/2/2014

Requested 63% Limited Benefits, 98% Lifetime Benefits

1337 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 NM 63 - 98% 15.00% 11/20/2012 5/16/2014 6/2/2014

Requested 63% Limited Benefits, 98% Lifetime Benefits

1338 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 NM 81 - 96% 15.00% 11/20/2012 5/16/2014 6/2/2014

Requested 81% Limited Benefits, 96% Lifetime Benefits

1339 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 NM 81 - 96% 15.00% 11/20/2012 5/16/2014 6/2/2014

Requested 81% Limited Benefits, 96% Lifetime Benefits

1340 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 NM 81 - 96% 15.00% 11/20/2012 5/16/2014 6/2/2014

Requested 81% Limited Benefits, 96% Lifetime Benefits

1341 7035 I C 4/2/2001 2006GE Capital Assurance Company 70025 NM 44 - 60% 15.00% 11/20/2012 5/16/2014 6/2/2014

Requested 44% Limited Benefits, 60% Lifetime Benefits

1342 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 NM 24 - 70% 15.00% 9/29/2014 8/18/2015 6/20/2016

Requested 24% Limited Benefits, 70% Lifetime Benefits

1343 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 NM 48 - 78% 15.00% 6/5/2015 7/26/2015 6/20/2016

Requested 48% Limited Benefits, 78% Lifetime Benefits

1344 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 NM 48 - 78% 15.00% 6/5/2015 7/26/2015 6/20/2016

Requested 48% Limited Benefits, 78% Lifetime Benefits

1345 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 NM 64 - 77% 15.00% 6/5/2015 7/26/2015 6/20/2016

Requested 64% Limited Benefits, 77% Lifetime Benefits

Page 79: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 79 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1346 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 NM 64 - 77% 15.00% 6/5/2015 7/26/2015 6/20/2016

Requested 64% Limited Benefits, 77% Lifetime Benefits

1347 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 NM 64 - 77% 15.00% 6/5/2015 7/26/2015 6/20/2016

Requested 64% Limited Benefits, 77% Lifetime Benefits

1348 7040 G C 10/1/1999 2006GE Capital Assurance Company 70025 NM 130.00% 13.00% 3/16/2017 6/12/2017 2/2/2018

Requesting actuarially justified rate increases

1349 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 NV 9.00% 9.00% 8/29/2007 10/3/2008 12/2/2008 No Data

1350 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 NV 18.00% 18.00% 6/6/2011 3/9/2012 5/8/2012 No Data

1351 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 NV 18.00% 18.00% 6/6/2011 3/9/2012 5/8/2012 No Data

1352 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 NV 18.00% 18.00% 6/6/2011 3/9/2012 5/8/2012 No Data

1353 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 NV 18.00% 18.00% 6/6/2011 3/9/2012 5/8/2012 No Data

1354 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 NV 18.00% 18.00% 6/6/2011 3/9/2012 5/8/2012 No Data

1355 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 NV 35 - 88% 35 - 88% 12/17/2012 8/14/2013 10/13/2013

Requested 35% Limited Benefits, 88% Lifetime Benefits

1356 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 NV 79 - 118% 79 - 118% 12/17/2012 8/14/2013 10/13/2013

Requested 79% Limited Benefits, 118% Lifetime Benefits

1357 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 NV 79 - 118% 79 - 118% 12/17/2012 8/14/2013 10/13/2013

Requested 79% Limited Benefits, 118% Lifetime Benefits

1358 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 NV 80 - 97% 80 - 97% 12/17/2012 8/14/2013 10/13/2013

Requested 80% Limited Benefits, 97% Lifetime Benefits

1359 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 NV 80 - 97% 80 - 97% 12/17/2012 8/14/2013 10/13/2013

Requested 80% Limited Benefits, 97% Lifetime Benefits

1360 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 NV 80 - 97% 80 - 97% 12/17/2012 8/14/2013 10/13/2013

Requested 80% Limited Benefits, 97% Lifetime Benefits

1361 7035 I C 4/17/2001 2006GE Capital Assurance Company 70025 NV 44 - 60% 42% - 58% 12/17/2012 6/19/2014 6/30/2014

Requested 44% Limited Benefits, 60% Lifetime Benefits

1362 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 NV 19.20% 9.60% 4/1/2015 6/19/2015 7/20/2015 No Data

Page 80: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 80 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1363 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 NV 19.20% 9.60% 4/1/2015 6/19/2015 7/20/2015 No Data

1364 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 NV 19.20% 9.60% 4/1/2015 6/19/2015 7/20/2015 No Data

1365 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 NV 19.20% 9.60% 4/1/2015 6/19/2015 7/20/2015 No Data

1366 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 NV 50.00% 55.00% 4/27/2017 4/11/2018 4/30/2018 No Data

1367 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 NV 50.00% 55.00% 4/27/2017 4/11/2018 4/30/2018 No Data

1368 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 NV 50.00% 55.00% 4/27/2017 4/11/2018 4/30/2018 No Data

1369 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 NV 50.00% 55.00% 4/27/2017 4/11/2018 4/30/2018 No Data

1370 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 NV 55.00% 55.00% 4/27/2017 3/30/2018 4/30/2018

Requesting actuarially justified rate increases; AARP 2017 Round 3 Filings

1371 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 NV 55.00% 55.00% 4/27/2017 3/30/2018 4/30/2018

Requesting actuarially justified rate increases; AARP 2017 Round 3 Filings

1372 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 NV 55.00% 55.00% 4/27/2017 3/30/2018 4/30/2018

Requesting actuarially justified rate increases; AARP 2017 Round 3 Filings

1373 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 NV 55.00% 55.00% 4/27/2017 3/30/2018 4/30/2018

Requesting actuarially justified rate increases; AARP 2017 Round 3 Filings

1374 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 NV 39 - 117% 52-136% 12/4/2017 8/1/2018 11/5/2018

Requested 39% Limited Benefits, 117% Lifetime Benefits

1375 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 NV 55 - 72% 66-84% 12/4/2017 8/1/2018 11/5/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

1376 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 NV 55 - 72% 66-84% 12/4/2017 8/1/2018 11/5/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

1377 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 NV 56 - 73% 66-83% 12/4/2017 8/8/2018 11/12/2018

Requested 56% Limited Benefits, 73% Lifetime Benefits

1378 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 NV 56 - 73% 66-83% 12/4/2017 8/8/2018 11/12/2018

Requested 56% Limited Benefits, 73% Lifetime Benefits

1379 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 NV 56 - 73% 66-83% 12/4/2017 8/8/2018 11/12/2018

Requested 56% Limited Benefits, 73% Lifetime Benefits

1380 7035 I C 4/17/2001 2006GE Capital Assurance Company 70025 NV 57 - 74% 64-82% 12/4/2017 8/8/2018 7/1/2019

Requested 57% Limited Benefits, 74% Lifetime Benefits

Page 81: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 81 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1381 7040 G C 10/1/1999 2006GE Capital Assurance Company 70025 NY 100.00% 52.10% 12/27/2016 5/22/2018 11/12/2018

Requesting actuarially justified rate increases

1382 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 OH 12.00% 12.00% 9/18/2007 10/17/2007 12/16/2007 No Data

1383 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 OH 12.00% 12.00% 9/18/2007 10/17/2007 12/16/2007 No Data

1384 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 OH 9.00% 9.00% 9/18/2007 10/17/2007 12/16/2007 No Data

1385 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 OH 11.00% 11.00% 9/18/2007 10/17/2007 12/16/2007 No Data

1386 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 OH 11.00% 11.00% 9/18/2007 10/17/2007 12/16/2007 No Data

1387 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 OH 11.00% 11.00% 9/18/2007 10/17/2007 12/16/2007 No Data

1388 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 OH 18.00% 18.00% 11/10/2010 4/26/2011 6/25/2011 No Data

1389 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 OH 18.00% 18.00% 11/10/2010 4/26/2011 6/25/2011 No Data

1390 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 OH 18.00% 18.00% 11/10/2010 4/26/2011 6/25/2011 No Data

1391 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 OH 18.00% 18.00% 11/10/2010 4/26/2011 6/25/2011 No Data

1392 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 OH 18.00% 18.00% 11/10/2010 4/26/2011 6/25/2011 No Data

1393 7040 G C 10/1/1999 2006GE Capital Assurance Company 70025 OH 35.00% 35.00% 10/18/2012 4/11/2013 4/26/2013 No Data

1394 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 OH 35 - 88% 35 - 88% 11/16/2012 12/20/2013 1/20/2014

Requested 35% Limited Benefits, 88% Lifetime Benefits

1395 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 OH 60 - 95% 60 - 95% 11/16/2012 12/20/2013 1/20/2014

Requested 60% Limited Benefits, 95% Lifetime Benefits

1396 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 OH 60 - 95% 60 - 95% 11/16/2012 12/20/2013 1/20/2014

Requested 60% Limited Benefits, 95% Lifetime Benefits

1397 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 OH 63 - 78% 63 - 78% 11/16/2012 12/20/2013 1/20/2014

Requested 63% Limited Benefits, 78% Lifetime Benefits

Page 82: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 82 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1398 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 OH 63 - 78% 63 - 78% 11/16/2012 12/20/2013 1/20/2014

Requested 63% Limited Benefits, 78% Lifetime Benefits

1399 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 OH 63 - 78% 63 - 78% 11/16/2012 12/20/2013 1/20/2014

Requested 63% Limited Benefits, 78% Lifetime Benefits

1400 7035 I C 3/22/2001 2006GE Capital Assurance Company 70025 OH 44 - 60% 44 - 60% 11/16/2012 12/20/2013 1/20/2014

Requested 44% Limited Benefits, 60% Lifetime Benefits

1401 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 OH 12.80% 15.00% 1/31/2014 4/16/2015 4/27/2015 No Data

1402 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 OH 12.80% 15.00% 1/31/2014 4/16/2015 4/27/2015 No Data

1403 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 OH 12.80% 15.00% 1/31/2014 4/16/2015 4/27/2015 No Data

1404 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 OH 12.80% 15.00% 1/31/2014 4/16/2015 4/27/2015 No Data

1405 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 OH 46.40% 15.00% 6/7/2016 11/16/2016 11/28/2016 No Data

1406 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 OH 46.40% 15.00% 6/7/2016 11/16/2016 11/28/2016 No Data

1407 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 OH 46.40% 15.00% 6/7/2016 11/16/2016 11/28/2016 No Data

1408 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 OH 46.40% 15.00% 6/7/2016 11/16/2016 11/28/2016 No Data

1409 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 OH 51.10% 15.00% 8/23/2016 11/16/2016 1/2/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

1410 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 OH 51.10% 15.00% 8/23/2016 11/16/2016 1/2/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

1411 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 OH 51.10% 15.00% 8/23/2016 11/16/2016 1/2/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

1412 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 OH 51.10% 15.00% 8/23/2016 11/16/2016 1/2/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

1413 7040 G C 10/1/1999 2006GE Capital Assurance Company 70025 OH 15.00% 15.00% 12/29/2016 3/2/2017 2/2/2018 No Data

1414 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 OH 15.00% 15.00% 6/1/2017 7/21/2017 10/16/2017 No Data

1415 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 OH 15.00% 15.00% 6/1/2017 7/21/2017 10/16/2017 No Data

1416 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 OH 15.00% 15.00% 6/1/2017 7/21/2017 10/16/2017 No Data

Page 83: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 83 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1417 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 OH 15.00% 15.00% 6/1/2017 7/21/2017 10/16/2017 No Data

1418 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 OH 15.00% 15.00% 6/1/2017 7/21/2017 10/16/2017 AARP 2017 Round 3 Filings

1419 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 OH 15.00% 15.00% 6/1/2017 7/21/2017 10/16/2017 AARP 2017 Round 3 Filings

1420 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 OH 15.00% 15.00% 6/1/2017 7/21/2017 10/16/2017 AARP 2017 Round 3 Filings

1421 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 OH 15.00% 15.00% 6/1/2017 7/21/2017 10/16/2017 AARP 2017 Round 3 Filings

1422 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 OH 15.00% 15.00% 10/10/2017 12/5/2017 1/21/2019 No Data

1423 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 OH 15.00% 15.00% 10/10/2017 12/5/2017 1/21/2019 No Data

1424 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 OH 15.00% 15.00% 10/10/2017 12/5/2017 1/21/2019 No Data

1425 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 OH 15.00% 15.00% 10/10/2017 12/5/2017 1/27/2019 No Data

1426 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 OH 15.00% 15.00% 10/10/2017 12/5/2017 1/27/2019 No Data

1427 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 OH 15.00% 15.00% 10/10/2017 12/5/2017 1/27/2019 No Data

1428 7035 I C 3/22/2001 2006GE Capital Assurance Company 70025 OH 55 - 72% 46-55% 10/10/2017 6/19/2019 7/22/2019

Requested 55% Limited Benefits, 72% Lifetime Benefits

1429 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 OK 12.00% 12.00% 9/25/2007 10/15/2007 12/14/2007 No Data

1430 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 OK 12.00% 12.00% 9/25/2007 10/15/2007 12/14/2007 No Data

1431 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 OK 9.00% 9.00% 9/25/2007 10/15/2007 12/14/2007 No Data

1432 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 OK 11.00% 11.00% 9/25/2007 7/16/2008 9/14/2008 No Data

1433 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 OK 11.00% 11.00% 9/25/2007 7/16/2008 9/14/2008 No Data

Page 84: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 84 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1434 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 OK 11.00% 11.00% 9/25/2007 7/16/2008 9/14/2008 No Data

1435 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 OK 18.00% 18.00% 12/3/2010 9/16/2011 11/15/2011 No Data

1436 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 OK 18.00% 18.00% 12/3/2010 9/16/2011 11/15/2011 No Data

1437 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 OK 18.00% 18.00% 12/3/2010 9/16/2011 11/15/2011 No Data

1438 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 OK 18.00% 18.00% 12/3/2010 9/16/2011 11/15/2011 No Data

1439 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 OK 18.00% 18.00% 12/3/2010 9/16/2011 11/15/2011 No Data

1440 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 OK 35 - 88% 25% 9/17/2012 6/26/2013 8/25/2013

Requested 35% Limited Benefits, 88% Lifetime Benefits

1441 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 OK 60 - 95% 25% 9/17/2012 6/26/2013 8/25/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

1442 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 OK 60 - 95% 25% 9/17/2012 6/26/2013 8/25/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

1443 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 OK 63 - 78% 25% 9/17/2012 6/26/2013 8/25/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

1444 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 OK 63 - 78% 25% 9/17/2012 6/26/2013 8/25/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

1445 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 OK 63 - 78% 25% 9/17/2012 6/26/2013 8/25/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

1446 7035 I C 2/25/2001 2006GE Capital Assurance Company 70025 OK 44 - 60% 25% 9/19/2012 6/26/2013 8/25/2013

Requested 44% Limited Benefits, 60% Lifetime Benefits

1447 7040 G C 10/1/1999 2006GE Capital Assurance Company 70025 OK 35.00% 25.00% 12/26/2012 6/27/2013 7/31/2013 No Data

1448 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 OK 12.80% 12.80% 11/6/2013 4/9/2014 4/28/2014 No Data

1449 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 OK 12.80% 12.80% 11/6/2013 4/9/2014 4/28/2014 No Data

1450 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 OK 12.80% 12.80% 11/6/2013 4/9/2014 4/28/2014 No Data

Page 85: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 85 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1451 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 OK 12.80% 12.80% 11/6/2013 4/9/2014 4/28/2014 No Data

1452 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 OK 14 - 56% 25.00% 9/30/2014 3/13/2015 4/13/2015

Requested 14% Limited Benefits, 56% Lifetime Benefits

1453 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 OK 34 - 62% 25.00% 9/30/2014 3/13/2015 4/13/2015

Requested 34% Limited Benefits, 62% Lifetime Benefits

1454 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 OK 34 - 62% 25.00% 9/30/2014 3/13/2015 4/13/2015

Requested 34% Limited Benefits, 62% Lifetime Benefits

1455 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 OK 36 - 48% 25.00% 9/30/2014 3/13/2015 4/13/2015

Requested 36% Limited Benefits, 48% Lifetime Benefits

1456 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 OK 36 - 48% 25.00% 9/30/2014 3/13/2015 4/13/2015

Requested 36% Limited Benefits, 48% Lifetime Benefits

1457 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 OK 36 - 48% 25.00% 9/30/2014 3/13/2015 4/13/2015

Requested 36% Limited Benefits, 48% Lifetime Benefits

1458 7035 I C 2/25/2001 2006GE Capital Assurance Company 70025 OK 30 - 57% 25.00% 9/30/2014 3/13/2015 4/13/2015

Requested 30% Limited Benefits, 57% Lifetime Benefits

1459 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 OK 21 - 68% 10.00% 12/16/2015 4/1/2016 4/11/2016

Requested 21% Limited Benefits, 68% Lifetime Benefits

1460 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 OK 54 - 87% 10.00% 12/16/2015 4/1/2016 4/11/2016

Requested 54% Limited Benefits, 87% Lifetime Benefits

1461 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 OK 54 - 87% 10.00% 12/16/2015 4/1/2016 4/11/2016

Requested 54% Limited Benefits, 87% Lifetime Benefits

1462 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 OK 94 - 112% 10.00% 12/16/2015 4/1/2016 4/11/2016

Requested 94% Limited Benefits, 112% Lifetime Benefits

1463 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 OK 94 - 112% 10.00% 12/16/2015 4/1/2016 4/11/2016

Requested 94% Limited Benefits, 112% Lifetime Benefits

1464 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 OK 94 - 112% 10.00% 12/16/2015 4/1/2016 4/11/2016

Requested 94% Limited Benefits, 112% Lifetime Benefits

1465 7035 I C 2/25/2001 2006GE Capital Assurance Company 70025 OK 47 - 64% 10.00% 12/16/2015 4/1/2016 4/11/2016

Requested 47% Limited Benefits, 64% Lifetime Benefits

1466 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 OK 48.30% 10.00% 5/25/2016 7/28/2016 8/8/2016 No Data

1467 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 OK 48.30% 10.00% 5/25/2016 7/28/2016 8/8/2016 No Data

Page 86: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 86 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1468 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 OK 48.30% 10.00% 5/25/2016 7/28/2016 8/8/2016 No Data

1469 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 OK 48.30% 10.00% 5/25/2016 7/28/2016 8/8/2016 No Data

1470 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 OK 53.50% 10.00% 8/26/2016 10/31/2016 1/2/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

1471 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 OK 53.50% 10.00% 8/26/2016 10/31/2016 1/2/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

1472 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 OK 53.50% 10.00% 8/26/2016 10/31/2016 1/2/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

1473 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 OK 53.50% 10.00% 8/26/2016 10/31/2016 1/2/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

1474 7040 G C 10/1/1999 2006GE Capital Assurance Company 70025 OK 80.00% 10.00% 3/27/2017 5/26/2017 2/2/2018

Requesting actuarially justified rate increases;

1475 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 OK 9 - 137% 10.00% 7/17/2017 9/25/2017 10/16/2017

Requested 9% Limited Benefits, 137% Lifetime Benefits

1476 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 OK 55 - 95% 10.00% 7/17/2017 9/25/2017 10/16/2017

Requested 55% Limited Benefits, 95% Lifetime Benefits

1477 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 OK 55 - 95% 10.00% 7/17/2017 9/25/2017 10/16/2017

Requested 55% Limited Benefits, 95% Lifetime Benefits

1478 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 OK 55 - 78% 10.00% 7/17/2017 9/25/2017 10/16/2017

Requested 55% Limited Benefits, 78% Lifetime Benefits

1479 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 OK 55 - 78% 10.00% 7/17/2017 9/25/2017 10/16/2017

Requested 55% Limited Benefits, 78% Lifetime Benefits

1480 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 OK 55 - 78% 10.00% 7/17/2017 9/25/2017 10/16/2017

Requested 55% Limited Benefits, 78% Lifetime Benefits

1481 7035 I C 2/25/2001 2006GE Capital Assurance Company 70025 OK 55 - 75% 10.00% 7/18/2017 9/25/2017 10/16/2017

Requested 55% Limited Benefits, 72% Lifetime Benefits

1482 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 OK 49.70% 10.00% 7/21/2017 11/15/2017 1/29/2018 No Data

1483 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 OK 49.70% 10.00% 7/21/2017 11/15/2017 1/29/2018 No Data

1484 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 OK 49.70% 10.00% 7/21/2017 11/15/2017 1/29/2018 No Data

1485 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 OK 49.70% 10.00% 7/21/2017 11/15/2017 1/29/2018 No Data

Page 87: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 87 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1486 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 OK 52.90% 10.00% 7/21/2017 11/9/2017 1/29/2018

Requesting actuarially justified rate increases; AARP 2017 Round 3 Filings

1487 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 OK 52.90% 10.00% 7/21/2017 11/9/2017 1/29/2018

Requesting actuarially justified rate increases; AARP 2017 Round 3 Filings

1488 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 OK 52.90% 10.00% 7/21/2017 11/9/2017 1/29/2018

Requesting actuarially justified rate increases; AARP 2017 Round 3 Filings

1489 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 OK 52.90% 10.00% 7/21/2017 11/9/2017 1/29/2018

Requesting actuarially justified rate increases; AARP 2017 Round 3 Filings

1490 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 OR 12.00% 12.00% 9/14/2007 9/20/2007 11/19/2007 No Data

1491 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 OR 12.00% 12.00% 9/14/2007 9/20/2007 11/19/2007 No Data

1492 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 OR 9.00% 9.00% 9/14/2007 9/28/2007 11/27/2007 No Data

1493 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 OR 11.00% 11.00% 9/14/2007 9/20/2007 11/19/2007 No Data

1494 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 OR 11.00% 11.00% 9/14/2007 9/20/2007 11/19/2007 No Data

1495 50023 I F 10/1/1992 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 OR 9.00% 9.00% 9/14/2007 9/28/2007 11/27/2007 No Data

1496 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 OR 18.00% 18.00% 12/22/2010 4/12/2012 6/11/2012 No Data

1497 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 OR 18.00% 18.00% 12/22/2010 4/12/2012 6/11/2012 No Data

1498 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 OR 18.00% 18.00% 12/22/2010 4/12/2012 6/11/2012 No Data

1499 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 OR 18.00% 18.00% 12/22/2010 4/12/2012 6/11/2012 No Data

1500 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 OR 35 - 88% 15.00% 12/3/2012 12/16/2013 1/13/2014

Requested 35% Limited Benefits, 88% Lifetime Benefits

1501 50023 I F 10/1/1992 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 OR 35 - 88% 15.00% 12/3/2012 12/16/2013 1/13/2014

Requested 35% Limited Benefits, 88% Lifetime Benefits

Page 88: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 88 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1502 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 OR 60 - 95% 15.00% 12/3/2012 12/16/2013 4/28/2014

Requested 60% Limited Benefits, 95% Lifetime Benefits

1503 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 OR 60 - 95% 15.00% 12/3/2012 12/16/2013 4/28/2014

Requested 60% Limited Benefits, 95% Lifetime Benefits

1504 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 OR 63 - 78% 15.00% 12/3/2012 12/16/2013 4/28/2014

Requested 63% Limited Benefits, 78% Lifetime Benefits

1505 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 OR 63 - 78% 15.00% 12/3/2012 12/16/2013 4/28/2014

Requested 63% Limited Benefits, 78% Lifetime Benefits

1506 7035 I C 3/30/2001 2006GE Capital Assurance Company 70025 OR 44 - 60% 30.00% 12/3/2012 3/27/2014 4/28/2014

Requested 44% Limited Benefits, 60% Lifetime Benefits

1507 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 OR 12.80% 12.80% 3/10/2014 4/18/2014 5/19/2014 Pending for Approval

1508 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 OR 12.80% 12.80% 3/10/2014 4/18/2014 5/19/2014 Pending for Approval

1509 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 OR 12.80% 12.80% 3/10/2014 4/18/2014 5/19/2014 Pending for Approval

1510 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 OR 12.80% 12.80% 3/10/2014 4/18/2014 5/19/2014 Pending for Approval

1511 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 OR 24 - 70% 25.00% 10/2/2014 3/25/2015 4/13/2015

Requested 24% Limited Benefits, 70% Lifetime Benefits

1512 50023 I F 10/1/1992 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 OR 24 - 70% 25.00% 10/2/2014 3/25/2015 4/13/2015

Requested 24% Limited Benefits, 70% Lifetime Benefits

1513 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 OR 45 - 76% 25.00% 10/2/2014 3/25/2015 4/13/2015

Requested 45% Limited Benefits, 76% Lifetime Benefits

1514 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 OR 45 - 76% 25.00% 10/2/2014 3/25/2015 4/13/2015

Requested 45% Limited Benefits, 76% Lifetime Benefits

1515 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 OR 48 - 61% 25.00% 10/2/2014 3/25/2015 4/13/2015

Requested 48% Limited Benefits, 61% Lifetime Benefits

1516 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 OR 48 - 61% 25.00% 10/2/2014 3/25/2015 4/13/2015

Requested 48% Limited Benefits, 61% Lifetime Benefits

1517 7035 I C 3/30/2001 2006GE Capital Assurance Company 70025 OR 29 - 56% 25.00% 10/2/2014 3/25/2015 4/13/2015

Requested 29% Limited Benefits, 56% Lifetime Benefits

1518 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 OR 31 - 83% 31 - 42% 12/10/2015 5/9/2016 5/16/2016

Requested 31% Limited Benefits, 83% Lifetime Benefits

Page 89: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 89 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1519 50023 I F 10/1/1992 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 OR 31 - 83% 31 - 42% 12/10/2015 5/9/2016 5/16/2016

Requested 31% Limited Benefits, 83% Lifetime Benefits

1520 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 OR 67 - 103% 42.00% 12/10/2015 4/26/2016 5/16/2016

Requested 67% Limited Benefits, 103% Lifetime Benefits

1521 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 OR 67 - 103% 42.00% 12/10/2015 4/26/2016 5/16/2016

Requested 67% Limited Benefits, 103% Lifetime Benefits

1522 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 OR 111 - 130% 42.00% 12/10/2015 4/26/2016 5/16/2016

Requested 111% Limited Benefits, 130% Lifetime Benefits

1523 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 OR 111 - 130% 42.00% 12/10/2015 4/26/2016 5/16/2016

Requested 111% Limited Benefits, 130% Lifetime Benefits

1524 7035 I C 3/30/2001 2006GE Capital Assurance Company 70025 OR 42 - 58% 42.00% 12/10/2015 4/26/2016 5/16/2016

Requested 42% Limited Benefits, 58% Lifetime Benefits

1525 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 OR 48.30% 28.98% 5/27/2016 6/8/2017 6/19/2017 No Data

1526 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 OR 48.30% 28.98% 5/27/2016 6/8/2017 6/19/2017 No Data

1527 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 OR 48.30% 28.98% 5/27/2016 6/8/2017 6/19/2017 No Data

1528 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 OR 48.30% 28.98% 5/27/2016 6/8/2017 6/19/2017 No Data

1529 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 OR 0 - 100% No Data 11/8/2017 No Data No Data

Requested 0% Limited Benefits, 100% Lifetime Benefits

1530 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 OR 55 - 72% No Data 11/8/2017 No Data No Data

Requested 55% Limited Benefits, 72% Lifetime Benefits

1531 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 OR 55 - 72% No Data 11/8/2017 No Data No Data

Requested 55% Limited Benefits, 72% Lifetime Benefits

1532 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 OR 55 - 72% No Data 11/8/2017 No Data No Data

Requested 55% Limited Benefits, 72% Lifetime Benefits

1533 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 OR 52 - 72% No Data 11/8/2017 No Data No Data

Requested 55% Limited Benefits, 72% Lifetime Benefits

1534 7035 I C 3/30/2001 2006GE Capital Assurance Company 70025 OR 55 - 72% No Data 11/8/2017 No Data No Data

Requested 55% Limited Benefits, 72% Lifetime Benefits

1535 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 OR 27.80% No Data 11/15/2017 No Data No Data Pending for Approval

Page 90: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 90 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1536 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 OR 27.80% No Data 11/15/2017 No Data No Data Pending for Approval

1537 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 OR 27.80% No Data 11/15/2017 No Data No Data Pending for Approval

1538 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 OR 27.80% No Data 11/15/2017 No Data No Data Pending for Approval

1539 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 PA 12.00% 12.00% 9/24/2007 7/1/2008 8/30/2008 No Data

1540 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 PA 12.00% 12.00% 9/24/2007 7/1/2008 8/30/2008 No Data

1541 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 PA 9.00% 9.00% 9/24/2007 12/21/2007 2/19/2008 No Data

1542 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 PA 11.00% 11.00% 9/24/2007 7/1/2008 8/30/2008 No Data

1543 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 PA 11.00% 11.00% 9/24/2007 7/1/2008 8/30/2008 No Data

1544 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 PA 18.00% 18.00% 3/17/2011 5/27/2011 7/26/2011 No Data

1545 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 PA 18.00% 18.00% 3/17/2011 5/27/2011 7/26/2011 No Data

1546 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 PA 18.00% 18.00% 3/17/2011 5/27/2011 7/26/2011 No Data

1547 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 PA 18.00% 18.00% 3/17/2011 5/27/2011 7/26/2011 No Data

1548 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 PA 20.00% 20% 12/10/2012 3/8/2013 5/7/2013 No Data

1549 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 PA 20.00% 20% 12/10/2012 3/8/2013 5/7/2013 No Data

1550 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 PA 20.00% 20% 12/10/2012 3/8/2013 5/7/2013 No Data

1551 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 PA 20.00% 20% 12/10/2012 3/8/2013 5/7/2013 No Data

1552 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 PA 20.00% 20% 12/10/2012 3/8/2013 5/7/2013 No Data

Page 91: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 91 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1553 7035 I C 3/2/2001 2006GE Capital Assurance Company 70025 PA 20.00% 20% 12/10/2012 3/8/2013 5/7/2013 No Data

1554 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 PA 12.80% 12.80% 10/21/2013 3/7/2014 4/14/2014 No Data

1555 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 PA 12.80% 12.80% 10/21/2013 3/7/2014 4/14/2014 No Data

1556 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 PA 12.80% 12.80% 10/21/2013 3/7/2014 4/14/2014 No Data

1557 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 PA 12.80% 12.80% 10/21/2013 3/7/2014 4/14/2014 No Data

1558 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 PA 18 - 20% 18 - 20% 9/19/2014 12/29/2014 3/30/2015

Requested 18% Limited Benefits, 20% Lifetime Benefits

1559 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 PA 20.00% 20.00% 9/19/2014 12/29/2014 3/30/2015 No Data

1560 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 PA 20.00% 20.00% 9/19/2014 12/29/2014 3/30/2015 No Data

1561 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 PA 20.00% 20.00% 9/19/2014 12/29/2014 3/30/2015 No Data

1562 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 PA 20.00% 20.00% 9/19/2014 12/29/2014 3/30/2015 No Data

1563 7035 I C 3/2/2001 2006GE Capital Assurance Company 70025 PA 20.00% 20.00% 9/19/2014 12/29/2014 3/30/2015 No Data

1564 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 PA 67 - 103% 15 - 30% 12/29/2015 4/26/2016 5/9/2016

Requested 67% Limited Benefits, 103% Lifetime Benefits

1565 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 PA 67 - 103% 15 - 30% 12/29/2015 4/26/2016 5/9/2016

Requested 67% Limited Benefits, 103% Lifetime Benefits

1566 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 PA 111 - 130% 15 - 30% 12/29/2015 4/26/2016 5/9/2016

Requested 111% Limited Benefits, 130% Lifetime Benefits

1567 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 PA 111 - 130% 15 - 30% 12/29/2015 4/26/2016 5/9/2016

Requested 111% Limited Benefits, 130% Lifetime Benefits

1568 7035 I C 3/2/2001 2006GE Capital Assurance Company 70025 PA 60 - 78% 15 - 30% 12/29/2015 4/26/2016 5/9/2016

Requested 60% Limited Benefits, 78% Lifetime Benefits

1569 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 PA 33 - 83% 15 - 30% 1/28/2016 4/26/2016 5/9/2016

Requested 33% Limited Benefits, 83% Lifetime Benefits

Page 92: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 92 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1570 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 PA 48.10% 20.00% 4/14/2016 9/15/2016 10/3/2016 No Data

1571 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 PA 48.10% 20.00% 4/14/2016 9/15/2016 10/3/2016 No Data

1572 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 PA 48.10% 20.00% 4/14/2016 9/15/2016 10/3/2016 No Data

1573 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 PA 48.10% 20.00% 4/14/2016 9/15/2016 10/3/2016 No Data

1574 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 PA 53.20% 15.00% 8/19/2016 11/1/2016 1/2/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

1575 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 PA 53.20% 15.00% 8/19/2016 11/1/2016 1/2/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

1576 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 PA 53.20% 15.00% 8/19/2016 11/1/2016 1/2/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

1577 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 PA 53.20% 15.00% 8/19/2016 11/1/2016 1/2/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

1578 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 PA 36.40% 36.40% 6/12/2017 9/22/2017 10/16/2017 No Data

1579 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 PA 36.40% 36.40% 6/12/2017 9/22/2017 10/16/2017 No Data

1580 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 PA 36.40% 36.40% 6/12/2017 9/22/2017 10/16/2017 No Data

1581 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 PA 36.40% 36.40% 6/12/2017 9/22/2017 10/16/2017 No Data

1582 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 PA 45.20% 45.20% 6/12/2017 9/6/2017 10/16/2017 AARP 2017 Round 3 Filings

1583 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 PA 45.20% 45.20% 6/12/2017 9/6/2017 10/16/2017 AARP 2017 Round 3 Filings

1584 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 PA 45.20% 45.20% 6/12/2017 9/6/2017 10/16/2017 AARP 2017 Round 3 Filings

1585 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 PA 45.20% 45.20% 6/12/2017 9/6/2017 10/16/2017 AARP 2017 Round 3 Filings

1586 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 PA 15 - 118% 0 - 10% 8/21/2017 12/5/2017 1/29/2018

Requested 15% Limited Benefits, 118% Lifetime Benefits

1587 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 PA 55 - 79% 7 - 20% 8/21/2017 12/5/2017 1/29/2018

Requested 55% Limited Benefits, 79% Lifetime Benefits

Page 93: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 93 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1588 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 PA 55 - 79% 7 - 20% 8/21/2017 12/5/2017 1/29/2018

Requested 55% Limited Benefits, 79% Lifetime Benefits

1589 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 PA 55 - 72% 20.00% 8/21/2017 12/5/2017 1/29/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

1590 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 PA 55 - 72% 20.00% 8/21/2017 12/5/2017 1/29/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

1591 7035 I C 3/2/2001 2006GE Capital Assurance Company 70025 PA 55 - 72% 20.00% 8/21/2017 12/5/2017 4/16/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

1592 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 RI 12.00% 12.00% 9/7/2007 11/14/2007 1/13/2008 No Data

1593 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 RI 12.00% 12.00% 9/7/2007 11/14/2007 1/13/2008 No Data

1594 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 RI 11.00% 11.00% 9/7/2007 12/27/2007 2/25/2008 No Data

1595 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 RI 11.00% 11.00% 9/7/2007 12/27/2007 2/25/2008 No Data

1596 50023 I F 10/1/1992 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 RI 9.00% 9.00% 9/7/2007 11/14/2007 1/13/2008 No Data

1597 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 RI 18.00% 18.00% 11/12/2010 9/15/2011 11/14/2011 No Data

1598 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 RI 18.00% 18.00% 11/12/2010 9/15/2011 11/14/2011 No Data

1599 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 RI 18.00% 18.00% 11/12/2010 9/15/2011 11/14/2011 No Data

1600 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 RI 18.00% 18.00% 11/12/2010 9/15/2011 11/14/2011 No Data

1601 50023 I F 10/1/1992 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 RI 35 - 88% 35 - 88% 12/10/2012 10/14/2014 10/27/2014

Requested 35% Limited Benefits, 88% Lifetime Benefits

1602 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 RI 60 - 95% 60 - 95% 12/10/2012 10/14/2014 10/27/2014

Requested 60% Limited Benefits, 95% Lifetime Benefits

Page 94: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 94 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1603 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 RI 60 - 95% 60 - 95% 12/10/2012 10/14/2014 10/27/2014

Requested 60% Limited Benefits, 95% Lifetime Benefits

1604 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 RI 63 - 78% 63 - 78% 12/10/2012 10/14/2014 10/27/2014

Requested 63% Limited Benefits, 78% Lifetime Benefits

1605 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 RI 63 - 78% 63 - 78% 12/10/2012 10/14/2014 10/27/2014

Requested 63% Limited Benefits, 78% Lifetime Benefits

1606 7035 I C 2/12/2001 2006GE Capital Assurance Company 70025 RI 44 - 60% 44 - 60% 12/10/2012 10/14/2014 10/27/2014

Requested 44% Limited Benefits, 60% Lifetime Benefits

1607 50023 I F 10/1/1992 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 RI 49 - 99% No Data 6/29/2018 No Data No Data

Requested 49% Limited Benefits, 99% Lifetime Benefits

1608 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 RI 55 - 72% No Data 6/29/2018 No Data No Data

Requested 55% Limited Benefits, 72% Lifetime Benefits

1609 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 RI 55 - 72% No Data 6/29/2018 No Data No Data

Requested 55% Limited Benefits, 72% Lifetime Benefits

1610 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 RI 55 - 72% No Data 6/29/2018 No Data No Data

Requested 55% Limited Benefits, 72% Lifetime Benefits

1611 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 RI 55 - 72% No Data 6/29/2018 No Data No Data

Requested 55% Limited Benefits, 72% Lifetime Benefits

1612 7035 I C 2/12/2001 2006GE Capital Assurance Company 70025 RI 55 - 72% No Data 6/29/2018 No Data No Data

Requested 55% Limited Benefits, 72% Lifetime Benefits

1613 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 SC 12.00% 12.00% 9/14/2007 1/3/2008 3/3/2008 No Data

1614 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 SC 12.00% 12.00% 9/14/2007 1/3/2008 3/3/2008 No Data

1615 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 SC 9.00% 9.00% 9/14/2007 1/3/2008 3/3/2008 No Data

1616 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 SC 11.00% 11.00% 9/14/2007 1/3/2008 3/3/2008 No Data

1617 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 SC 11.00% 11.00% 9/14/2007 1/3/2008 3/3/2008 No Data

1618 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 SC 11.00% 11.00% 9/14/2007 1/3/2008 3/3/2008 No Data

Page 95: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 95 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1619 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 SC 18.00% 18.00% 11/12/2010 4/20/2011 6/19/2011 No Data

1620 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 SC 18.00% 18.00% 11/12/2010 4/20/2011 6/19/2011 No Data

1621 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 SC 18.00% 18.00% 11/12/2010 4/20/2011 6/19/2011 No Data

1622 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 SC 18.00% 18.00% 11/12/2010 4/20/2011 6/19/2011 No Data

1623 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 SC 18.00% 18.00% 11/12/2010 4/20/2011 6/19/2011 No Data

1624 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 SC 35 - 88% 20% 10/24/2012 4/16/2013 6/15/2013

Requested 35% Limited Benefits, 88% Lifetime Benefits

1625 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 SC 60 - 95% 20% 10/24/2012 4/16/2013 6/15/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

1626 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 SC 60 - 95% 20% 10/24/2012 4/16/2013 6/15/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

1627 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 SC 63 - 78% 20% 10/24/2012 4/16/2013 6/15/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

1628 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 SC 63 - 78% 20% 10/24/2012 4/16/2013 6/15/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

1629 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 SC 63 - 78% 20% 10/24/2012 4/16/2013 6/15/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

1630 7035 I C 2/24/2001 2006GE Capital Assurance Company 70025 SC 44 - 60% 20% 10/24/2012 4/16/2013 6/15/2013

Requested 44% Limited Benefits, 60% Lifetime Benefits

1631 7040 G C 10/1/1999 2006GE Capital Assurance Company 70025 SC 35.00% 20.00% 11/11/2012 4/16/2013 5/31/2013 No Data

1632 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 SC 12.80% 12.80% 11/4/2013 5/19/2014 6/2/2014 No Data

1633 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 SC 12.80% 12.80% 11/4/2013 5/19/2014 6/2/2014 No Data

1634 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 SC 12.80% 12.80% 11/4/2013 5/19/2014 6/2/2014 No Data

1635 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 SC 12.80% 12.80% 11/4/2013 5/19/2014 6/2/2014 No Data

Page 96: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 96 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1636 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 SC 18 - 63% 20.00% 9/12/2014 12/11/2014 3/30/2015

Requested 18% Limited Benefits, 63% Lifetime Benefits

1637 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 SC 39 - 68% 20.00% 9/12/2014 12/11/2014 3/30/2015

Requested 39% Limited Benefits, 68% Lifetime Benefits

1638 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 SC 39 - 68% 20.00% 9/12/2014 12/11/2014 3/30/2015

Requested 39% Limited Benefits, 68% Lifetime Benefits

1639 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 SC 42 - 54% 20.00% 9/12/2014 12/11/2014 3/30/2015

Requested 42% Limited Benefits, 54% Lifetime Benefits

1640 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 SC 42 - 54% 20.00% 9/12/2014 12/11/2014 3/30/2015

Requested 42% Limited Benefits, 54% Lifetime Benefits

1641 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 SC 42 - 54% 20.00% 9/12/2014 12/11/2014 3/30/2015

Requested 42% Limited Benefits, 54% Lifetime Benefits

1642 7035 I C 2/24/2001 2006GE Capital Assurance Company 70025 SC 35 - 62% 20.00% 9/12/2014 12/11/2014 3/30/2015

Requested 35% Limited Benefits, 62% Lifetime Benefits

1643 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 SC 67 - 103% 20.00% 11/13/2015 3/7/2016 6/6/2016

Requested 67% Limited Benefits, 103% Lifetime Benefits

1644 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 SC 67 - 103% 20.00% 11/13/2015 3/7/2016 6/6/2016

Requested 67% Limited Benefits, 103% Lifetime Benefits

1645 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 SC 111 - 130% 20.00% 11/13/2015 3/7/2016 6/6/2016

Requested 111% Limited Benefits, 130% Lifetime Benefits

1646 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 SC 111 - 130% 20.00% 11/13/2015 3/7/2016 6/6/2016

Requested 111% Limited Benefits, 130% Lifetime Benefits

1647 7035 I C 2/24/2001 2006GE Capital Assurance Company 70025 SC 60 - 78% 20.00% 11/13/2015 3/7/2016 6/6/2016

Requested 60% Limited Benefits, 78% Lifetime Benefits

1648 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 SC 31 - 83% 20.00% 1/25/2016 4/29/2016 8/1/2016

Requested 31% Limited Benefits, 83% Lifetime Benefits

1649 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 SC 48.40% 20.00% 5/5/2016 8/23/2016 8/31/2016 No Data

1650 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 SC 48.40% 20.00% 5/5/2016 8/23/2016 8/31/2016 No Data

1651 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 SC 48.40% 20.00% 5/5/2016 8/23/2016 8/31/2016 No Data

1652 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 SC 48.40% 20.00% 5/5/2016 8/23/2016 8/31/2016 No Data

Page 97: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 97 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1653 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 SC 53.60% 15.00% 9/16/2016 12/8/2016 1/9/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

1654 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 SC 53.60% 15.00% 9/16/2016 12/8/2016 1/9/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

1655 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 SC 53.60% 15.00% 9/16/2016 12/8/2016 1/9/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

1656 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 SC 53.60% 15.00% 9/16/2016 12/8/2016 1/9/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

1657 7040 G C 10/1/1999 2006GE Capital Assurance Company 70025 SC 90.00% 20.00% 3/9/2017 5/12/2017 2/2/2018

Requesting actuarially justified rate increases

1658 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 SC 36.50% 20.00% 7/14/2017 9/1/2017 10/16/2017 No Data

1659 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 SC 36.50% 20.00% 7/14/2017 9/1/2017 10/16/2017 No Data

1660 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 SC 36.50% 20.00% 7/14/2017 9/1/2017 10/16/2017 No Data

1661 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 SC 36.50% 20.00% 7/14/2017 9/1/2017 10/16/2017 No Data

1662 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 SC 9 - 136% 9 - 20% 9/19/2017 11/15/2017 4/23/2018

Requested 9% Limited Benefits, 136% Lifetime Benefits

1663 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 SC 55 - 94% 20.00% 9/19/2017 11/15/2017 4/23/2018

Requested 55% Limited Benefits, 94% Lifetime Benefits

1664 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 SC 55 - 94% 20.00% 9/19/2017 11/15/2017 4/23/2018

Requested 55% Limited Benefits, 94% Lifetime Benefits

1665 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 SC 55 - 72% 20.00% 9/19/2017 11/15/2017 4/23/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

1666 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 SC 55 - 72% 20.00% 9/19/2017 11/15/2017 4/23/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

1667 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 SC 55 - 72% 20.00% 9/19/2017 11/15/2017 4/23/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

1668 7035 I C 2/24/2001 2006GE Capital Assurance Company 70025 SC 55 - 72% 20.00% 9/19/2017 11/8/2017 4/23/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

1669 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 SD 12.00% 12.00% 10/17/2007 10/22/2007 12/21/2007 No Data

Page 98: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 98 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1670 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 SD 12.00% 12.00% 10/17/2007 10/22/2007 12/21/2007 No Data

1671 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 SD 9.00% 9.00% 10/17/2007 10/22/2007 12/21/2007 No Data

1672 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 SD 11.00% 11.00% 10/17/2007 10/22/2007 12/21/2007 No Data

1673 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 SD 11.00% 11.00% 10/17/2007 10/22/2007 12/21/2007 No Data

1674 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 SD 11.00% 11.00% 10/17/2007 10/22/2007 12/21/2007 No Data

1675 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 SD 18.00% 18.00% 12/1/2010 2/4/2011 4/5/2011 No Data

1676 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 SD 18.00% 18.00% 12/1/2010 2/4/2011 4/5/2011 No Data

1677 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 SD 18.00% 18.00% 12/1/2010 2/4/2011 4/5/2011 No Data

1678 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 SD 18.00% 18.00% 12/1/2010 2/4/2011 4/5/2011 No Data

1679 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 SD 18.00% 18.00% 12/1/2010 2/4/2011 4/5/2011 No Data

1680 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 SD 35 - 88% 35 - 88% 11/2/2012 12/21/2012 2/19/2013

Requested 35% Limited Benefits, 88% Lifetime Benefits

1681 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 SD 60 - 95% 60 - 95% 11/2/2012 12/21/2012 2/19/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

1682 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 SD 60 - 95% 60 - 95% 11/2/2012 12/21/2012 2/19/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

1683 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 SD 63 - 78% 63 - 78% 11/2/2012 12/21/2012 2/19/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

1684 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 SD 63 - 78% 63 - 78% 11/2/2012 12/21/2012 2/19/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

1685 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 SD 63 - 78% 63 - 78% 11/2/2012 12/21/2012 2/19/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

1686 7035 I C 4/3/2001 2006GE Capital Assurance Company 70025 SD 44 - 60% 44 - 60% 11/2/2012 12/21/2012 2/19/2013

Requested 44% Limited Benefits, 60% Lifetime Benefits

Page 99: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 99 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1687 7040 G C 10/1/1999 2006GE Capital Assurance Company 70025 SD 35.00% 35.00% 12/27/2012 3/5/2013 3/22/2013 No Data

1688 7040 G C 10/1/1999 2006GE Capital Assurance Company 70025 SD 35.00% 35.00% 12/27/2012 3/5/2013 3/22/2013 No Data

1689 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 SD 12.80% 12.80% 10/29/2013 12/11/2013 4/28/2014 No Data

1690 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 SD 12.80% 12.80% 10/29/2013 12/11/2013 4/28/2014 No Data

1691 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 SD 12.80% 12.80% 10/29/2013 12/11/2013 4/28/2014 No Data

1692 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 SD 12.80% 12.80% 10/29/2013 12/11/2013 4/28/2014 No Data

1693 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 SD 47.80% 47.80% 6/6/2016 9/12/2016 9/19/2016 No Data

1694 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 SD 47.80% 47.80% 6/6/2016 9/12/2016 9/19/2016 No Data

1695 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 SD 47.80% 47.80% 6/6/2016 9/12/2016 9/19/2016 No Data

1696 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 SD 47.80% 47.80% 6/6/2016 9/12/2016 9/19/2016 No Data

1697 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 SD 52.80% 52.80% 8/12/2016 9/22/2016 1/2/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

1698 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 SD 52.80% 52.80% 8/12/2016 9/22/2016 1/2/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

1699 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 SD 52.80% 52.80% 8/12/2016 9/22/2016 1/2/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

1700 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 SD 52.80% 52.80% 8/12/2016 9/22/2016 1/2/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

1701 7040 G C 10/1/1999 2006GE Capital Assurance Company 70025 SD 70.00% 70.00% 3/15/2017 4/26/2017 2/2/2018

Requesting actuarially justified rate increases;

1702 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 SD 39 - 117% 39 - 99% 10/24/2017 5/1/2018 4/2/2018

Requested 39% Limited Benefits, 117% Lifetime Benefits

1703 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 SD 55 - 72% 55 - 72% 10/24/2017 5/1/2018 6/4/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

1704 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 SD 55 - 72% 55 - 72% 10/24/2017 5/1/2018 6/4/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

Page 100: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 100 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1705 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 SD 55 - 72% 55 - 72% 10/24/2017 5/1/2018 6/4/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

1706 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 SD 55 - 72% 55 - 72% 10/24/2017 5/1/2018 6/4/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

1707 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 SD 55 - 72% 55 - 72% 10/24/2017 5/1/2018 6/4/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

1708 7035 I C 4/3/2001 2006GE Capital Assurance Company 70025 SD 55 - 72% 55 - 72% 10/24/2017 5/21/2018 6/4/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

1709 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 TN 12.00% 12.00% 9/19/2007 10/8/2007 12/7/2007 No Data

1710 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 TN 12.00% 12.00% 9/19/2007 10/8/2007 12/7/2007 No Data

1711 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 TN 9.00% 9.00% 9/19/2007 10/8/2007 12/7/2007 No Data

1712 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 TN 11.00% 11.00% 9/19/2007 10/8/2007 12/7/2007 No Data

1713 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 TN 11.00% 11.00% 9/19/2007 10/8/2007 12/7/2007 No Data

1714 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 TN 11.00% 11.00% 9/19/2007 10/8/2007 12/7/2007 No Data

1715 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 TN 18.00% 18.00% 1/12/2011 8/29/2011 10/28/2011 No Data

1716 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 TN 18.00% 18.00% 1/12/2011 8/29/2011 10/28/2011 No Data

1717 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 TN 18.00% 18.00% 1/12/2011 8/29/2011 10/28/2011 No Data

1718 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 TN 18.00% 18.00% 1/12/2011 8/29/2011 10/28/2011 No Data

1719 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 TN 18.00% 18.00% 1/12/2011 8/29/2011 10/28/2011 No Data

1720 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 TN 35 - 88% 35 - 88% 11/19/2012 5/29/2013 7/28/2013

Requested 35% Limited Benefits, 88% Lifetime Benefits

1721 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 TN 60 - 95% 60 - 95% 11/19/2012 5/29/2013 7/28/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

Page 101: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 101 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1722 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 TN 60 - 95% 60 - 95% 11/19/2012 5/29/2013 7/28/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

1723 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 TN 63 - 78% 63 - 78% 11/19/2012 5/29/2013 7/28/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

1724 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 TN 63 - 78% 63 - 78% 11/19/2012 5/29/2013 7/28/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

1725 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 TN 63 - 78% 63 - 78% 11/19/2012 5/29/2013 7/28/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

1726 7035 I C 3/21/2001 2006GE Capital Assurance Company 70025 TN 44 - 60% 44 - 60% 11/19/2012 5/29/2013 7/28/2013

Requested 44% Limited Benefits, 60% Lifetime Benefits

1727 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 TN 12.80% 12.80% 10/29/2013 2/4/2014 4/14/2014 No Data

1728 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 TN 12.80% 12.80% 10/29/2013 2/4/2014 4/14/2014 No Data

1729 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 TN 12.80% 12.80% 10/29/2013 2/4/2014 4/14/2014 No Data

1730 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 TN 12.80% 12.80% 10/29/2013 2/4/2014 4/14/2014 No Data

1731 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 TN 48.00% 41.60% 4/29/2016 12/16/2016 1/9/2017 No Data

1732 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 TN 48.00% 41.60% 4/29/2016 12/16/2016 1/9/2017 No Data

1733 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 TN 48.00% 41.60% 4/29/2016 12/16/2016 1/9/2017 No Data

1734 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 TN 48.00% 41.60% 4/29/2016 12/16/2016 1/9/2017 No Data

1735 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 TN 53.00% 15.00% 9/16/2016 4/5/2017 4/17/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

1736 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 TN 53.00% 15.00% 9/16/2016 4/5/2017 4/17/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

1737 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 TN 53.00% 15.00% 9/16/2016 4/5/2017 4/17/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

1738 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 TN 53.00% 15.00% 9/16/2016 4/5/2017 4/17/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

1739 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 TN 39 - 117% 28-72.8% 10/31/2017 9/20/2018 3/31/2019

Requested 28% Limited Benefits, 117% Lifetime Benefits

Page 102: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 102 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1740 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 TN 82 - 115% 59-82% 10/31/2017 9/20/2018 4/1/2019

Requested 82% Limited Benefits, 115% Lifetime Benefits

1741 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 TN 82 - 115% 59-82% 10/31/2017 9/20/2018 4/1/2019

Requested 82% Limited Benefits, 115% Lifetime Benefits

1742 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 TN 68 - 117% 44-72.8% 10/31/2017 9/20/2018 4/1/2019

Requested 68% Limited Benefits, 117% Lifetime Benefits

1743 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 TN 68 - 117% 44-72.8% 10/31/2017 9/20/2018 4/1/2019

Requested 68% Limited Benefits, 117% Lifetime Benefits

1744 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 TN 68 - 117% 44-72.8% 10/31/2017 9/20/2018 4/1/2019

Requested 68% Limited Benefits, 117% Lifetime Benefits

1745 7035 I C 3/21/2001 2006GE Capital Assurance Company 70025 TN 55 - 72% 37-51% 10/31/2017 9/20/2018 10/8/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

1746 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 TN 45.60% 20.00% 10/16/2017 4/6/2018 4/23/2018 AARP 2017 Round 3 Filings

1747 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 TN 45.60% 20.00% 10/16/2017 4/6/2018 4/23/2018 AARP 2017 Round 3 Filings

1748 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 TN 45.60% 20.00% 10/16/2017 4/6/2018 4/23/2018 AARP 2017 Round 3 Filings

1749 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 TN 45.60% 20.00% 10/16/2017 4/6/2018 4/23/2018 AARP 2017 Round 3 Filings

1750 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 TX 12.00% 12.00% 10/2/2007 8/5/2008 10/4/2008 No Data

1751 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 TX 12.00% 12.00% 10/2/2007 8/5/2008 10/4/2008 No Data

1752 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 TX 9.00% 9.00% 10/2/2007 8/5/2008 10/4/2008 No Data

1753 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 TX 11.00% 11.00% 10/2/2007 8/5/2008 10/4/2008 No Data

1754 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 TX 11.00% 11.00% 10/2/2007 8/5/2008 10/4/2008 No Data

1755 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 TX 11.00% 11.00% 10/2/2007 8/5/2008 10/4/2008 No Data

1756 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 TX 18.00% 18.00% 1/12/2011 6/10/2011 8/9/2011 No Data

Page 103: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 103 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1757 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 TX 18.00% 18.00% 1/12/2011 6/10/2011 8/9/2011 No Data

1758 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 TX 18.00% 18.00% 1/12/2011 6/10/2011 8/9/2011 No Data

1759 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 TX 18.00% 18.00% 1/12/2011 6/10/2011 8/9/2011 No Data

1760 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 TX 18.00% 18.00% 1/12/2011 6/10/2011 8/9/2011 No Data

1761 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 TX 35 - 88% 29 - 56% 12/18/2012 5/3/2013 7/2/2013

Requested 35% Limited Benefits, 88% Lifetime Benefits

1762 7035 I C 3/4/2001 2006GE Capital Assurance Company 70025 TX 44 - 60% 33 - 40% 12/18/2012 5/3/2013 7/2/2013

Requested 44% Limited Benefits, 60% Lifetime Benefits

1763 7040 G C 10/1/1999 2006GE Capital Assurance Company 70025 TX 35.00% 35.00% 1/7/2013 4/1/2013 4/26/2013 No Data

1764 7040 G C 10/1/1999 2006GE Capital Assurance Company 70025 TX 35.00% 35.00% 1/7/2013 4/1/2013 4/26/2013 No Data

1765 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 TX 60 - 95% 45 - 67% 5/1/2013 7/18/2013 9/16/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

1766 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 TX 60 - 95% 45 - 67% 5/1/2013 7/18/2013 9/16/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

1767 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 TX 63 - 78% 47 - 55% 5/1/2013 7/18/2013 9/16/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

1768 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 TX 63 - 78% 47 - 55% 5/1/2013 7/18/2013 9/16/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

1769 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 TX 63 - 78% 47 - 55% 5/1/2013 7/18/2013 9/16/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

1770 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 TX 50.10% 50.10% 11/9/2015 2/25/2016 4/11/2016

Requesting actuarially justified rate increases

1771 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 TX 50.10% 50.10% 11/9/2015 2/25/2016 4/11/2016

Requesting actuarially justified rate increases

1772 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 TX 50.10% 50.10% 11/9/2015 2/25/2016 4/11/2016

Requesting actuarially justified rate increases

1773 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 TX 50.10% 50.10% 11/9/2015 2/25/2016 4/11/2016

Requesting actuarially justified rate increases

1774 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 TX 47 - 69% 47 - 70% 4/1/2016 9/30/2016 11/6/2016

Requested 47% Limited Benefits, 69% Lifetime Benefits

Page 104: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 104 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1775 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 TX 66 - 75% 56 - 68% 4/1/2016 9/30/2016 11/6/2016

Requested 66% Limited Benefits, 75% Lifetime Benefits

1776 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 TX 66 - 75% 56 - 68% 4/1/2016 9/30/2016 11/6/2016

Requested 66% Limited Benefits, 75% Lifetime Benefits

1777 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 TX 106 - 114% 56 - 70% 4/1/2016 9/30/2016 11/6/2016

Requested 106% Limited Benefits, 114% Lifetime Benefits

1778 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 TX 106 - 114% 56 - 70% 4/1/2016 9/30/2016 11/6/2016

Requested 106% Limited Benefits, 114% Lifetime Benefits

1779 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 TX 106 - 114% 56 - 70% 4/1/2016 9/30/2016 11/6/2016

Requested 106% Limited Benefits, 114% Lifetime Benefits

1780 7035 I C 3/4/2001 2006GE Capital Assurance Company 70025 TX 73 - 83% 56 - 70% 4/1/2016 9/30/2016 11/6/2016

Requested 73% Limited Benefits, 83% Lifetime Benefits

1781 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 UT 12.00% 12.00% 12/5/2007 12/18/2008 2/16/2009 No Data

1782 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 UT 12.00% 12.00% 12/5/2007 12/18/2008 2/16/2009 No Data

1783 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 UT 9.00% 9.00% 12/5/2007 2/13/2008 4/13/2008 No Data

1784 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 UT 11.00% 11.00% 12/5/2007 12/18/2008 2/16/2009 No Data

1785 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 UT 11.00% 11.00% 12/5/2007 12/18/2008 2/16/2009 No Data

1786 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 UT 11.00% 11.00% 12/5/2007 12/18/2008 2/16/2009 No Data

1787 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 UT 18.00% 18.00% 2/25/2011 3/6/2011 5/5/2011 No Data

1788 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 UT 18.00% 18.00% 2/25/2011 3/6/2011 5/5/2011 No Data

1789 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 UT 18.00% 18.00% 2/25/2011 3/6/2011 5/5/2011 No Data

1790 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 UT 18.00% 18.00% 2/25/2011 3/6/2011 5/5/2011 No Data

1791 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 UT 18.00% 18.00% 2/25/2011 3/6/2011 5/5/2011 No Data

Page 105: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 105 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1792 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 UT 35 - 88% 35% 12/17/2012 6/26/2013 8/25/2013

Requested 35% Limited Benefits, 88% Lifetime Benefits

1793 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 UT 60 - 95% 60 - 95% 12/17/2012 6/26/2013 8/25/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

1794 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 UT 60 - 95% 60 - 95% 12/17/2012 6/26/2013 8/25/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

1795 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 UT 63 - 78% 63 - 78% 12/17/2012 6/26/2013 8/25/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

1796 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 UT 63 - 78% 63 - 78% 12/17/2012 6/26/2013 8/25/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

1797 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 UT 63 - 78% 63 - 78% 12/17/2012 6/26/2013 8/25/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

1798 7035 I C 2/24/2001 2006GE Capital Assurance Company 70025 UT 67 - 100% 44 - 60% 10/13/2014 7/18/2015 8/3/2015

Requested 67% Limited Benefits, 100% Lifetime Benefits

1799 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 UT 50.10% 21.90% 8/19/2015 11/2/2015 11/23/2015

Requesting actuarially justified rate increases

1800 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 UT 50.10% 21.90% 8/19/2015 11/2/2015 11/23/2015

Requesting actuarially justified rate increases

1801 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 UT 50.10% 21.90% 8/19/2015 11/2/2015 11/23/2015

Requesting actuarially justified rate increases

1802 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 UT 50.10% 21.90% 8/19/2015 11/2/2015 11/23/2015

Requesting actuarially justified rate increases

1803 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 UT 59.70% 33.60% 8/8/2017 5/18/2018 7/9/2018

Requesting actuarially justified rate increases; AARP 2017 Round 3 Filings

1804 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 UT 59.70% 33.60% 8/8/2017 5/18/2018 7/9/2018

Requesting actuarially justified rate increases; AARP 2017 Round 3 Filings

1805 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 UT 59.70% 33.60% 8/8/2017 5/18/2018 7/9/2018

Requesting actuarially justified rate increases; AARP 2017 Round 3 Filings

1806 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 UT 59.70% 33.60% 8/8/2017 5/18/2018 7/9/2018

Requesting actuarially justified rate increases; AARP 2017 Round 3 Filings

1807 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 UT 39 - 202% 30 - 60% 12/29/2017 7/23/2018 8/6/2018

Requested 39% Limited Benefits, 202% Lifetime Benefits

1808 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 UT 55 - 72% 55-72% 12/29/2017 9/11/2018 10/8/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

Page 106: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 106 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1809 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 UT 55 - 72% 55-72% 12/29/2017 9/11/2018 10/8/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

1810 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 UT 55 - 72% 55-72% 12/29/2017 9/11/2018 11/12/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

1811 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 UT 55 - 72% 55-72% 12/29/2017 9/11/2018 11/12/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

1812 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 UT 55 - 72% 55-72% 12/29/2017 9/11/2018 11/12/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

1813 7035 I C 2/24/2001 2006GE Capital Assurance Company 70025 UT 55 - 72% 55-72% 12/29/2017 9/11/2018 10/8/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

1814 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 UT 54.00% 32.00% 8/8/2017 5/18/2018 6/18/2018

Requesting actuarially justified rate increases

1815 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 UT 54.00% 32.00% 8/8/2017 5/18/2018 6/18/2018

Requesting actuarially justified rate increases

1816 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 UT 54.00% 32.00% 8/8/2017 5/18/2018 6/18/2018

Requesting actuarially justified rate increases

1817 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 UT 54.00% 32.00% 8/8/2017 5/18/2018 6/18/2018

Requesting actuarially justified rate increases

1818 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 VA 12.00% 12.00% 10/22/2007 4/25/2008 6/24/2008 No Data

1819 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 VA 12.00% 12.00% 10/22/2007 4/25/2008 6/24/2008 No Data

1820 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 VA 9.00% 9.00% 10/22/2007 11/5/2008 1/4/2009 No Data

1821 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 VA 11.00% 11.00% 10/22/2007 4/25/2008 6/24/2008 No Data

1822 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 VA 11.00% 11.00% 10/22/2007 4/25/2008 6/24/2008 No Data

1823 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 VA 11.00% 11.00% 10/22/2007 4/25/2008 6/24/2008 No Data

1824 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 VA 18.00% 18.00% 3/25/2011 1/18/2012 3/18/2012 No Data

1825 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 VA 18.00% 18.00% 3/25/2011 1/18/2012 3/18/2012 No Data

Page 107: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 107 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1826 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 VA 18.00% 18.00% 3/25/2011 1/18/2012 3/18/2012 No Data

1827 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 VA 18.00% 18.00% 3/25/2011 1/18/2012 3/18/2012 No Data

1828 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 VA 18.00% 18.00% 3/25/2011 1/18/2012 3/18/2012 No Data

1829 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 VA 35 - 88% 35 - 88% 10/31/2012 7/11/2013 9/9/2013

Requested 35% Limited Benefits, 88% Lifetime Benefits

1830 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 VA 60 - 95% 60 - 95% 10/31/2012 7/11/2013 9/9/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

1831 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 VA 60 - 95% 60 - 95% 10/31/2012 7/11/2013 9/9/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

1832 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 VA 63 - 78% 63 - 78% 10/31/2012 7/11/2013 9/9/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

1833 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 VA 63 - 78% 63 - 78% 10/31/2012 7/11/2013 9/9/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

1834 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 VA 63 - 78% 63 - 78% 10/31/2012 7/11/2013 9/9/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

1835 7035 I C 10/20/2002 2006GE Capital Assurance Company 70025 VA 44 - 60% 29.1 - 60% 10/31/2012 7/11/2013 9/9/2013

Requested 44% Limited Benefits, 60% Lifetime Benefits; Increase split among LR and RS, and Lifetime and Limited Pay

1836 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 VA 56.20% 29.00% 10/14/2013 12/22/2016 3/13/2017

Requesting actuarially justified rate increases; Applies to rate stability forms; filing updated 3/30/2016

1837 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 VA 56.20% 29.00% 10/14/2013 12/22/2016 3/13/2017

Requesting actuarially justified rate increases; Applies to rate stability forms; filing updated 3/30/2016

1838 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 VA 56.20% 29.00% 10/14/2013 12/22/2016 3/13/2017

Requesting actuarially justified rate increases; Applies to rate stability forms; filing updated 3/30/2016

1839 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 VA 56.20% 29.00% 10/14/2013 12/22/2016 3/13/2017

Requesting actuarially justified rate increases; Applies to rate stability forms; filing updated 3/30/2016

1840 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 VA 39 - 117% 39-99% 12/29/2017 6/28/2019 No Data

Requested 39% Limited Benefits, 117% Lifetime Benefits; Implementation date to be determined.

1841 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 VA 55 - 72% 55-72% 12/29/2017 6/28/2019 No Data

Requested 55% Limited Benefits, 72% Lifetime Benefits; Implementation date to be determined.

Page 108: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 108 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1842 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 VA 55 - 72% 55-72% 12/29/2017 6/28/2019 No Data

Requested 55% Limited Benefits, 72% Lifetime Benefits; Implementation date to be determined.

1843 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 VA 55 - 72% 55-72% 12/29/2017 6/28/2019 No Data

Requested 55% Limited Benefits, 72% Lifetime Benefits; Implementation date to be determined.

1844 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 VA 55 - 72% 55-72% 12/29/2017 6/28/2019 No Data

Requested 55% Limited Benefits, 72% Lifetime Benefits; Implementation date to be determined.

1845 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 VA 55 - 72% 55-72% 12/29/2017 6/28/2019 No Data

Requested 55% Limited Benefits, 72% Lifetime Benefits; Implementation date to be determined.

1846 7035 I C 10/20/2002 2006GE Capital Assurance Company 70025 VA 73 - 83% 73-83% 12/29/2017 6/28/2019 No Data

Requested 73% Limited Benefits, 83% Lifetime Benefits; Applies to loss ratio forms; Implementation date to be determined.

1847 7035 I C 10/20/2002 2006GE Capital Assurance Company 70025 VA 55 - 72% 55-72% 12/29/2017 6/28/2019 No Data

Requested 55% Limited Benefits, 72% Lifetime Benefits; Applies to rate stability forms; Implementation date to be determined.

1848 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 VA 36.30% 33.90% 10/13/2017 6/28/2019 No Data

Applies to rate stability forms; Implementation date to be determined.

1849 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 VA 36.30% 33.90% 10/13/2017 6/28/2019 No Data

Applies to rate stability forms; Implementation date to be determined.

1850 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 VA 36.30% 33.90% 10/13/2017 6/28/2019 No Data

Applies to rate stability forms; Implementation date to be determined.

1851 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 VA 36.30% 33.90% 10/13/2017 6/28/2019 No Data

Applies to rate stability forms; Implementation date to be determined.

1852 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 VA 45.10% 24.80% 10/13/2017 6/28/2019 No Data

Applies to loss ratio forms; Implementation date to be determined.

1853 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 VA 45.10% 24.80% 10/13/2017 6/28/2019 No Data

Applies to loss ratio forms; Implementation date to be determined.

1854 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 VA 45.10% 24.80% 10/13/2017 6/28/2019 No Data

Applies to loss ratio forms; Implementation date to be determined.

1855 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 VA 45.10% 24.80% 10/13/2017 6/28/2019 No Data

Applies to loss ratio forms; Implementation date to be determined.

1856 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 VA 34.40% 33.90% 10/13/2017 6/28/2019 No Data

Applies to rate stability forms; Implementation date to be determined.

1857 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 VA 34.40% 33.90% 10/13/2017 6/28/2019 No Data

Applies to rate stability forms; Implementation date to be determined.

1858 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 VA 34.40% 33.90% 10/13/2017 6/28/2019 No Data

Applies to rate stability forms; Implementation date to be determined.

Page 109: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 109 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1859 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 VA 34.40% 33.90% 10/13/2017 6/28/2019 No Data

Applies to rate stability forms; Implementation date to be determined.

1860 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 VT 12.00% 12.00% 9/27/2007 11/30/2007 1/29/2008 No Data

1861 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 VT 12.00% 12.00% 9/27/2007 11/30/2007 1/29/2008 No Data

1862 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 VT 9.00% 9.00% 9/27/2007 11/30/2007 1/29/2008 No Data

1863 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 VT 11.00% 11.00% 9/27/2007 11/26/2008 1/25/2009 No Data

1864 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 VT 11.00% 11.00% 9/27/2007 11/26/2008 1/25/2009 No Data

1865 50023 I F 10/1/1992 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 VT 9.00% 9.00% 9/27/2007 11/30/2007 1/29/2008 No Data

1866 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 WA 12.00% 12.00% 10/3/2007 6/24/2008 8/23/2008 No Data

1867 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 WA 12.00% 12.00% 10/3/2007 6/24/2008 8/23/2008 No Data

1868 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 WA 9.00% 9.00% 10/3/2007 6/24/2008 8/23/2008 No Data

1869 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 WA 11.00% 11.00% 10/3/2007 6/24/2008 8/23/2008 No Data

1870 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 WA 11.00% 11.00% 10/3/2007 6/24/2008 8/23/2008 No Data

1871 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 WA 11.00% 11.00% 10/3/2007 6/24/2008 8/23/2008 No Data

1872 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 WA 18.00% 18.00% 12/22/2010 6/23/2011 8/22/2011 No Data

1873 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 WA 18.00% 18.00% 12/22/2010 6/23/2011 8/22/2011 No Data

1874 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 WA 18.00% 18.00% 12/22/2010 2/4/2011 4/5/2011 No Data

Page 110: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 110 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1875 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 WA 18.00% 18.00% 12/22/2010 2/4/2011 4/5/2011 No Data

1876 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 WA 18.00% 18.00% 12/22/2010 2/4/2011 4/5/2011 No Data

1877 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 WA 35 - 88% 35 - 88% 10/26/2012 4/15/2013 6/14/2013

Requested 35% Limited Benefits, 88% Lifetime Benefits

1878 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 WA 60 - 95% 60 - 95% 10/26/2012 4/15/2013 6/14/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

1879 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 WA 60 - 95% 60 - 95% 10/26/2012 4/15/2013 6/14/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

1880 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 WA 63 - 78% 63 - 78% 10/26/2012 4/15/2013 6/14/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

1881 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 WA 63 - 78% 63 - 78% 10/26/2012 4/15/2013 6/14/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

1882 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 WA 63 - 78% 63 - 78% 10/26/2012 4/15/2013 6/14/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

1883 7035 I C 2/2/2001 2006GE Capital Assurance Company 70025 WA 44 - 60% 44 - 60% 10/26/2012 4/15/2013 6/14/2013

Requested 44% Limited Benefits, 60% Lifetime Benefits

1884 7040 G C 10/1/1999 2006GE Capital Assurance Company 70025 WA 35.00% 35.00% 11/15/2012 4/25/2013 5/31/2013 No Data

1885 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 WA 12.80% 12.80% 10/4/2013 6/17/2014 6/30/2014 No Data

1886 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 WA 12.80% 12.80% 10/4/2013 6/17/2014 6/30/2014 No Data

1887 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 WA 12.80% 12.80% 10/4/2013 6/17/2014 6/30/2014 No Data

1888 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 WA 12.80% 12.80% 10/4/2013 6/17/2014 6/30/2014 No Data

1889 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 WA 48.50% 48.50% 4/29/2016 4/25/2017 5/15/2017 No Data

1890 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 WA 48.50% 48.50% 4/29/2016 4/25/2017 5/15/2017 No Data

1891 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 WA 48.50% 48.50% 4/29/2016 4/25/2017 5/15/2017 No Data

1892 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 WA 48.50% 48.50% 4/29/2016 4/25/2017 5/15/2017 No Data

Page 111: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 111 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1893 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 WA 53.70% 48.50% 8/19/2016 4/25/2017 5/15/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

1894 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 WA 53.70% 48.50% 8/19/2016 4/25/2017 5/15/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

1895 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 WA 53.70% 48.50% 8/19/2016 4/25/2017 5/15/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

1896 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 WA 53.70% 48.50% 8/19/2016 4/25/2017 5/15/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

1897 7040 G C 10/1/1999 2006GE Capital Assurance Company 70025 WA 70.00% No Data 3/30/2017 No Data No Data

Requesting actuarially justified rate increases

1898 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 WA 39 - 117% No Data 9/29/2017 No Data No Data

Requested 39% Limited Benefits, 117% Lifetime Benefits

1899 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 WA 55 - 72% No Data 9/29/2017 No Data No Data

Requested 55% Limited Benefits, 72% Lifetime Benefits

1900 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 WA 55 - 72% No Data 9/29/2017 No Data No Data

Requested 55% Limited Benefits, 72% Lifetime Benefits

1901 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 WA 55 - 72% No Data 9/29/2017 No Data No Data

Requested 55% Limited Benefits, 72% Lifetime Benefits

1902 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 WA 55 - 72% No Data 9/29/2017 No Data No Data

Requested 55% Limited Benefits, 72% Lifetime Benefits

1903 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 WA 55 - 72% No Data 9/29/2017 No Data No Data

Requested 55% Limited Benefits, 72% Lifetime Benefits

1904 7035 I C 2/2/2001 2006GE Capital Assurance Company 70025 WA 55 - 72% No Data 9/29/2017 No Data No Data

Requested 55% Limited Benefits, 72% Lifetime Benefits

1905 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 WI 12.00% 12.00% 10/1/2007 10/31/2007 12/30/2007 No Data

1906 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 WI 12.00% 12.00% 10/1/2007 10/31/2007 12/30/2007 No Data

1907 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 WI 9.00% 9.00% 10/1/2007 10/31/2007 12/30/2007 No Data

1908 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 WI 11.00% 11.00% 10/1/2007 10/31/2007 12/30/2007 No Data

1909 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 WI 11.00% 11.00% 10/1/2007 10/31/2007 12/30/2007 No Data

Page 112: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 112 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1910 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 WI 11.00% 11.00% 10/1/2007 10/31/2007 12/30/2007 No Data

1911 50023 I F 10/1/1992 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 WI 9.00% 9.00% 10/1/2007 10/31/2007 12/30/2007 No Data

1912 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 WI 18.00% 18.00% 12/16/2010 4/27/2011 6/26/2011 No Data

1913 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 WI 18.00% 18.00% 12/16/2010 4/27/2011 6/26/2011 No Data

1914 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 WI 18.00% 18.00% 12/16/2010 4/27/2011 6/26/2011 No Data

1915 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 WI 18.00% 18.00% 12/16/2010 4/27/2011 6/26/2011 No Data

1916 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 WI 18.00% 18.00% 12/16/2010 4/27/2011 6/26/2011 No Data

1917 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 WI 35 - 88% 35 - 88% 12/13/2012 5/2/2013 7/1/2013

Requested 50% Limited Benefits, 50% Lifetime Benefits

1918 50023 I F 10/1/1992 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 WI 35 - 88% 35 - 88% 12/13/2012 5/2/2013 7/1/2013

Requested 50% Limited Benefits, 50% Lifetime Benefits

1919 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 WI 60 - 95% 60 - 95% 12/13/2012 5/2/2013 7/1/2013

Requested 50% Limited Benefits, 100% Lifetime Benefits

1920 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 WI 60 - 95% 60 - 95% 12/13/2012 5/2/2013 7/1/2013

Requested 50% Limited Benefits, 100% Lifetime Benefits

1921 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 WI 63 - 78% 63 - 78% 12/13/2012 5/2/2013 7/1/2013

Requested 50% Limited Benefits, 50% Lifetime Benefits

1922 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 WI 63 - 78% 63 - 78% 12/13/2012 5/2/2013 7/1/2013

Requested 50% Limited Benefits, 50% Lifetime Benefits

1923 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 WI 63 - 78% 63 - 78% 12/13/2012 5/2/2013 7/1/2013

Requested 50% Limited Benefits, 50% Lifetime Benefits

1924 7035 I C 2/8/2001 2006GE Capital Assurance Company 70025 WI 44 - 60% 44 - 60% 12/13/2012 5/2/2013 7/1/2013

Requested 50% Limited Benefits, 50% Lifetime Benefits

1925 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 WI 12.80% 12.80% 9/30/2013 1/9/2014 6/9/2014 No Data

Page 113: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 113 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1926 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 WI 12.80% 12.80% 9/30/2013 1/9/2014 6/9/2014 No Data

1927 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 WI 12.80% 12.80% 9/30/2013 1/9/2014 6/9/2014 No Data

1928 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 WI 12.80% 12.80% 9/30/2013 1/9/2014 6/9/2014 No Data

1929 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 WI 47.90% 41.45% 5/12/2016 6/28/2017 7/10/2017 No Data

1930 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 WI 47.90% 41.45% 5/12/2016 6/28/2017 7/10/2017 No Data

1931 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 WI 47.90% 41.45% 5/12/2016 6/28/2017 7/10/2017 No Data

1932 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 WI 47.90% 41.45% 5/12/2016 6/28/2017 7/10/2017 No Data

1933 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 WI 52.90% 52.90% 9/9/2016 6/7/2017 7/10/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

1934 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 WI 52.90% 52.90% 9/9/2016 6/7/2017 7/10/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

1935 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 WI 52.90% 52.90% 9/9/2016 6/7/2017 7/10/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

1936 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 WI 52.90% 52.90% 9/9/2016 6/7/2017 7/10/2017

Requesting actuarially justified rate increases; AARP 2017 Round 2 Filings

1937 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 WI 39 - 117% 39 - 99% 11/21/2017 4/16/2018 2/11/2019

Requested 39% Limited Benefits, 99% Lifetime Benefits

1938 50023 I F 10/1/1992 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 WI 39 - 117% 39 - 99% 11/21/2017 4/16/2018 2/11/2019

Requested 39% Limited Benefits, 99% Lifetime Benefits

1939 7035 I C 2/8/2001 2006GE Capital Assurance Company 70025 WI 55 - 72% 55 - 72% 11/21/2017 3/13/2018 2/11/2019

Requested 55% Limited Benefits, 72% Lifetime Benefits

1940 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 WV 12.00% 12.00% 10/25/2007 11/21/2007 1/20/2008 No Data

1941 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 WV 12.00% 12.00% 10/25/2007 11/21/2007 1/20/2008 No Data

1942 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 WV 9.00% 9.00% 10/25/2007 10/30/2007 12/29/2007 No Data

Page 114: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 114 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1943 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 WV 11.00% 11.00% 10/25/2007 11/21/2007 1/20/2008 No Data

1944 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 WV 11.00% 11.00% 10/25/2007 11/21/2007 1/20/2008 No Data

1945 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 WV 11.00% 11.00% 10/25/2007 11/21/2007 1/20/2008 No Data

1946 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 WV 18.00% 18.00% 11/22/2010 3/1/2011 4/30/2011 No Data

1947 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 WV 18.00% 18.00% 11/22/2010 3/1/2011 4/30/2011 No Data

1948 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 WV 18.00% 18.00% 11/22/2010 3/1/2011 4/30/2011 No Data

1949 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 WV 18.00% 18.00% 11/22/2010 3/1/2011 4/30/2011 No Data

1950 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 WV 18.00% 18.00% 11/22/2010 3/1/2011 4/30/2011 No Data

1951 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 WV 35 - 88% 35 - 88% 10/12/2012 11/6/2013 12/30/2013

Requested 35% Limited Benefits, 88% Lifetime Benefits

1952 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 WV 60 - 95% 60 - 95% 10/12/2012 11/6/2013 12/30/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

1953 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 WV 60 - 95% 60 - 95% 10/12/2012 11/6/2013 12/30/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

1954 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 WV 63 - 78% 63 - 78% 10/12/2012 11/6/2013 12/30/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

1955 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 WV 63 - 78% 63 - 78% 10/12/2012 11/6/2013 12/30/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

1956 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 WV 63 - 78% 63 - 78% 10/12/2012 11/6/2013 12/30/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

1957 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 WV 12.80% 12.80% 12/20/2013 9/18/2014 10/6/2014 No Data

1958 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 WV 12.80% 12.80% 12/20/2013 9/18/2014 10/6/2014 No Data

1959 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 WV 12.80% 12.80% 12/20/2013 9/18/2014 10/6/2014 No Data

Page 115: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 115 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1960 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 WV 12.80% 12.80% 12/20/2013 9/18/2014 10/6/2014 No Data

1961 7035 I C 2/24/2001 2006GE Capital Assurance Company 70025 WV 67 - 100% 78.00% 10/6/2014 7/2/2015 8/3/2015

Requested 67% Limited Benefits, 100% Lifetime Benefits

1962 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 WV 48.90% 28.00% 6/22/2016 1/25/2017 5/29/2017 No Data

1963 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 WV 48.90% 28.00% 6/22/2016 1/25/2017 5/29/2017 No Data

1964 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 WV 48.90% 28.00% 6/22/2016 1/25/2017 5/29/2017 No Data

1965 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 WV 48.90% 28.00% 6/22/2016 1/25/2017 5/29/2017 No Data

1966 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 WV 39 - 117% 39 - 99% 12/30/2017 3/19/2018 1/21/2019

Requested 39% Limited Benefits, 117% Lifetime Benefits

1967 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 WV 55 - 72% 55 - 72% 12/30/2017 3/19/2018 1/21/2019

Requested 55% Limited Benefits, 72% Lifetime Benefits

1968 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 WV 55 - 72% 55 - 72% 12/30/2017 3/19/2018 1/21/2019

Requested 55% Limited Benefits, 72% Lifetime Benefits

1969 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 WV 55 - 72% 55 - 72% 12/30/2017 3/19/2018 1/7/2019

Requested 55% Limited Benefits, 72% Lifetime Benefits

1970 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 WV 55 - 72% 55 - 72% 12/30/2017 3/19/2018 1/7/2019

Requested 55% Limited Benefits, 72% Lifetime Benefits

1971 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 WV 55 - 72% 55 - 72% 12/30/2017 3/19/2018 1/7/2019

Requested 55% Limited Benefits, 72% Lifetime Benefits

1972 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 WV 39.20% 20.00% 5/25/2018 12/26/2018 1/21/2019 No Data

1973 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 WV 39.20% 20.00% 5/25/2018 12/26/2018 1/21/2019 No Data

1974 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 WV 39.20% 20.00% 5/25/2018 12/26/2018 1/21/2019 No Data

1975 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 WV 39.20% 20.00% 5/25/2018 12/26/2018 1/21/2019 No Data

1976 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 WY 12.00% 12.00% 8/22/2007 8/24/2007 10/23/2007 No Data

Page 116: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 116 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1977 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 WY 12.00% 12.00% 8/22/2007 8/24/2007 10/23/2007 No Data

1978 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 WY 9.00% 9.00% 8/22/2007 8/24/2007 10/23/2007 No Data

1979 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 WY 11.00% 11.00% 8/22/2007 8/24/2007 10/23/2007 No Data

1980 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 WY 11.00% 11.00% 8/22/2007 8/24/2007 10/23/2007 No Data

1981 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 WY 11.00% 11.00% 8/22/2007 8/24/2007 10/23/2007 No Data

1982 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 WY 18.00% 18.00% 11/10/2010 1/21/2011 3/22/2011 No Data

1983 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 WY 18.00% 18.00% 11/10/2010 1/21/2011 3/22/2011 No Data

1984 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 WY 18.00% 18.00% 11/10/2010 1/21/2011 3/22/2011 No Data

1985 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 WY 18.00% 18.00% 11/10/2010 1/21/2011 3/22/2011 No Data

1986 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 WY 18.00% 18.00% 11/10/2010 1/21/2011 3/22/2011 No Data

1987 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 WY 35 - 88% 35 - 88% 10/23/2012 2/4/2013 4/5/2013

Requested 35% Limited Benefits, 88% Lifetime Benefits

1988 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 WY 60 - 95% 60 - 95% 10/23/2012 2/4/2013 4/5/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

1989 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 WY 60 - 95% 60 - 95% 10/23/2012 2/4/2013 4/5/2013

Requested 60% Limited Benefits, 95% Lifetime Benefits

1990 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 WY 63 - 78% 63 - 78% 10/23/2012 2/4/2013 4/5/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

1991 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 WY 63 - 78% 63 - 78% 10/23/2012 2/4/2013 4/5/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

1992 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 WY 63 - 78% 63 - 78% 10/23/2012 2/4/2013 4/5/2013

Requested 63% Limited Benefits, 78% Lifetime Benefits

1993 7035 I C 4/11/2001 2006GE Capital Assurance Company 70025 WY 44 - 60% 44 - 60% 10/23/2012 2/4/2013 4/5/2013

Requested 44% Limited Benefits, 60% Lifetime Benefits

Page 117: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 117 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

1994 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 WY 18.80% 18.80% 7/31/2015 8/5/2015 8/17/2015 No Data

1995 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 WY 18.80% 18.80% 7/31/2015 8/5/2015 8/17/2015 No Data

1996 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 WY 18.80% 18.80% 7/31/2015 8/5/2015 8/17/2015 No Data

1997 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 WY 18.80% 18.80% 7/31/2015 8/5/2015 8/17/2015 No Data

1998 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 WY 34.60% 34.60% 5/12/2017 5/15/2017 10/16/2017 No Data

1999 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 WY 34.60% 34.60% 5/12/2017 5/15/2017 10/16/2017 No Data

2000 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 WY 34.60% 34.60% 5/12/2017 5/15/2017 10/16/2017 No Data

2001 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 WY 34.60% 34.60% 5/12/2017 5/15/2017 10/16/2017 No Data

2002 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 WY 36.50% 36.50% 5/12/2017 5/15/2017 10/16/2017 AARP 2017 Round 3 Filings

2003 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 WY 36.50% 36.50% 5/12/2017 5/15/2017 10/16/2017 AARP 2017 Round 3 Filings

2004 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 WY 36.50% 36.50% 5/12/2017 5/15/2017 10/16/2017 AARP 2017 Round 3 Filings

2005 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 WY 36.50% 36.50% 5/12/2017 5/15/2017 10/16/2017 AARP 2017 Round 3 Filings

2006 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 WY 39 - 117% 39 - 99% 11/3/2017 5/21/2018 6/18/2018

Requested 39% Limited Benefits, 99% Lifetime Benefits

2007 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 WY 55 - 72% 55 - 72% 9/29/2017 12/29/2017 2/26/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

2008 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 WY 55 - 72% 55 - 72% 9/29/2017 12/29/2017 2/26/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

2009 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 WY 55 - 72% 55 - 72% 11/3/2017 12/29/2017 2/26/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

2010 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 WY 55 - 72% 55 - 72% 11/3/2017 12/29/2017 2/26/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

2011 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 WY 55 - 72% 55 - 72% 11/3/2017 12/29/2017 2/26/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

Page 118: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 118 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

2012 7035 I C 4/11/2001 2006GE Capital Assurance Company 70025 WY 55 - 72% 55 - 72% 11/3/2017 12/29/2017 4/16/2018

Requested 55% Limited Benefits, 72% Lifetime Benefits

2013 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 CA 12.00% 12.00% 10/16/2007 1/15/2008 3/15/2008 No Data

2014 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 CA 11.00% 11.00% 10/16/2007 5/12/2008 7/11/2008 No Data

2015 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 CA 11.00% 11.00% 10/16/2007 5/12/2008 7/11/2008 No Data

2016 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 CA 11.00% 11.00% 10/16/2007 5/12/2008 7/11/2008 No Data

2017 7034 I F 9/23/1998 2006GE Capital Assurance Company 70025 CA 11.00% 11.00% 10/16/2007 5/12/2008 7/11/2008 No Data

2018 50023 I F 10/1/1992 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 CA 9.00% 9.00% 10/16/2007 2/6/2008 4/6/2008 No Data

2019 7034A I D 9/23/1998 2006GE Capital Assurance Company 70025 CA 11.00% 11.00% 10/16/2007 5/12/2008 7/11/2008 No Data

2020 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 CA 18.00% 18.00% 3/22/2011 5/28/2012 8/13/2012 No Data

2021 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 CA 18.00% 18.00% 3/22/2011 10/3/2012 12/2/2012 No Data

2022 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 CA 18.00% 18.00% 3/22/2011 10/3/2012 12/2/2012 No Data

2023 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 CA 18.00% 18.00% 3/22/2011 10/3/2012 12/2/2012 No Data

2024 7034 I F 9/23/1998 2006GE Capital Assurance Company 70025 CA 18.00% 18.00% 3/22/2011 10/3/2012 12/2/2012 No Data

2025 7011 P C 11/1/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 CA 18.00% 18.00% 3/22/2011 6/14/2012 8/13/2012 No Data

2026 7012 P A 7/28/1994 2006GE Capital Assurance Company 70025 CA 18.00% 18.00% 7/24/2011 6/14/2012 8/13/2012 No Data

Page 119: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 119 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

2027 50023 I F 10/1/1992 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 CA 35 - 88% 20.00% 4/12/2013 10/27/2015 11/23/2015

Requested 35% Limited Benefits, 88% Lifetime Benefits

2028 7035 I C 4/25/2001 2006GE Capital Assurance Company 70025 CA 44 - 60% 20.00% 4/12/2013 10/27/2015 11/23/2015

Requested 44% Limited Benefits, 60% Lifetime Benefits

2029 7011 P C 11/1/1994 2006GE Capital Assurance Company 70025 CA 27.00% 27.00% 10/23/2013 2/4/2014 9/22/2014 No Data

2030 7011-A P C 11/1/1994 2006GE Capital Assurance Company 70025 CA 27.00% 27.00% 10/23/2013 2/4/2014 9/22/2014 No Data

2031 7012-A P C 11/1/1994 2006GE Capital Assurance Company 70025 CA 27.00% 27.00% 10/23/2013 2/4/2014 9/22/2014 No Data

2032 7012-B P C 11/1/1994 2006GE Capital Assurance Company 70025 CA 27.00% 27.00% 10/23/2013 2/4/2014 9/22/2014 No Data

2033 7024C I C 3/1/2003 2006GE Capital Assurance Company 70025 CA 53.30% 16.00% 12/19/2013 10/30/2015 11/23/2015

Requesting actuarially justified rate increases

2034 7031BD I C 7/1/2002 2006GE Capital Assurance Company 70025 CA 26.60% 20.00% 12/19/2013 10/30/2015 11/23/2015 No Data

2035 7032AZ I A 7/1/2002 2006GE Capital Assurance Company 70025 CA 26.60% 20.00% 12/19/2013 10/30/2015 11/23/2015 No Data

2036 7032BB I A 7/1/2002 2006GE Capital Assurance Company 70025 CA 26.60% 20.00% 12/19/2013 10/30/2015 11/23/2015 No Data

2037 7035AJ I C 7/1/2002 2006GE Capital Assurance Company 70025 CA 53.30% 37.00% 12/19/2013 10/30/2015 11/23/2015

Requesting actuarially justified rate increases

2038 7035AX I C 7/1/2002 2006GE Capital Assurance Company 70025 CA 53.30% 37.00% 12/19/2013 10/30/2015 11/23/2015

Requesting actuarially justified rate increases

2039 7012-B P A 7/1/2002 2006GE Capital Assurance Company 70025 CA 34.80% 9.00% 2/20/2014 11/3/2015 1/25/2016 No Data

2040 7012-C P A 7/1/2002 2006GE Capital Assurance Company 70025 CA 34.80% 9.00% 2/20/2014 11/3/2015 1/25/2016 No Data

2041 7037A P C 7/1/2002 2006GE Capital Assurance Company 70025 CA 40.00% 26.00% 2/20/2014 11/3/2015 1/25/2016 No Data

2042 7037C P C 7/1/2002 2006GE Capital Assurance Company 70025 CA 40.00% 26.00% 2/20/2014 11/3/2015 1/25/2016 No Data

2043 7037C Rev P C 8/1/2006 2006GE Capital Assurance Company 70025 CA 40.00% 12.10% 2/20/2014 11/3/2015 1/25/2016 No Data

2044 7037C Rev2 P C 9/1/2008 2006GE Capital Assurance Company 70025 CA 39.80% 29.80% 2/20/2014 11/3/2015 1/25/2016 No Data

Page 120: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 120 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

2045 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 CA 60 - 95% 30.00% 10/31/2014 10/27/2015 11/23/2015

Requested 60% Limited Benefits, 95% Lifetime Benefits

2046 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 CA 63 - 78% 30.00% 10/31/2014 10/27/2015 11/23/2015

Requested 63% Limited Benefits, 78% Lifetime Benefits

2047 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 CA 63 - 78% 30.00% 10/31/2014 10/27/2015 11/23/2015

Requested 63% Limited Benefits, 78% Lifetime Benefits

2048 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 CA 63 - 78% 30.00% 10/31/2014 10/27/2015 11/23/2015

Requested 63% Limited Benefits, 78% Lifetime Benefits

2049 7034 I F 9/23/1998 2006GE Capital Assurance Company 70025 CA 63 - 78% 30.00% 10/31/2014 10/27/2015 11/23/2015

Requested 63% Limited Benefits, 78% Lifetime Benefits

2050 7037C Rev 2009 I C 6/1/2010 2006GE Capital Assurance Company 70025 CA 40.00% 40.00% 12/22/2015 11/16/2017 4/23/2018

Refiled; Requesting actuarially justified rate increases

2051 7035AX Rev I C 8/1/2006 2006GE Capital Assurance Company 70025 CA 55.30% 45.00% 1/14/2016 1/31/2019 2/18/2019

Requesting actuarially justified rate increases; Refiled

2052 7035AX Rev 2009 I C 6/1/2010 2006GE Capital Assurance Company 70025 CA 55.30% 45.00% 1/14/2016 1/31/2019 2/18/2019

Requesting actuarially justified rate increases; Refiled

2053 7035AX Rev I C 9/1/2008 2006GE Capital Assurance Company 70025 CA 55.30% 45.00% 1/14/2016 1/31/2019 2/18/2019

Requesting actuarially justified rate increases; Refiled

2054 7031BD I C 7/1/2002 2006GE Capital Assurance Company 70025 CA 100.00% 80.00% 11/21/2016 1/31/2019 2/18/2019

Requesting actuarially justified rate increases; PCS II RS NP

2055 7032AZ I A 7/1/2002 2006GE Capital Assurance Company 70025 CA 100.00% 80.00% 11/21/2016 1/31/2019 2/18/2019

Requesting actuarially justified rate increases; PCS II RS NP

2056 7032BB I A 7/1/2002 2006GE Capital Assurance Company 70025 CA 100.00% 80.00% 11/21/2016 1/31/2019 2/18/2019

Requesting actuarially justified rate increases; PCS II RS NP

2057 7035AJ I C 7/1/2002 2006GE Capital Assurance Company 70025 CA 100.00% 80.00% 11/21/2016 1/31/2019 2/18/2019

Requesting actuarially justified rate increases; Choice RS NP

2058 7035AX I C 7/1/2002 2006GE Capital Assurance Company 70025 CA 100.00% 80.00% 11/21/2016 1/31/2019 2/18/2019

Requesting actuarially justified rate increases; Choice RS NP

2059 50000 I C or F 7/1/1998 2006GE Capital Assurance Company 70025 CA 100.00% 45.00% 12/23/2016 1/31/2019 2/18/2019

Requesting actuarially justified rate increases; Pre-PCS LR NP

2060 50020 I C or F 7/1/1998 2006GE Capital Assurance Company 70025 CA 100.00% 45.00% 12/23/2016 1/31/2019 2/18/2019

Requesting actuarially justified rate increases; Pre-PCS LR NP

2061 7000AU I C or F 5/1/1995 2006GE Capital Assurance Company 70025 CA 100.00% 80.00% 12/23/2016 1/31/2019 2/18/2019

Requesting actuarially justified rate increases; PCS LR NP

2062 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 CA 100.00% 80.00% 12/23/2016 1/31/2019 2/18/2019

Requesting actuarially justified rate increases; PCS II LR NP

Page 121: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 121 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

2063 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 CA 100.00% 80.00% 12/23/2016 1/31/2019 2/18/2019

Requesting actuarially justified rate increases; PCS II LR NP

2064 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 CA 100.00% 80.00% 12/23/2016 1/31/2019 2/18/2019

Requesting actuarially justified rate increases; PCS II LR NP

2065 7034 I F 9/23/1998 2006GE Capital Assurance Company 70025 CA 100.00% 80.00% 12/23/2016 1/31/2019 2/18/2019

Requesting actuarially justified rate increases; PCS II LR NP

2066 7035 I C 4/25/2001 2006GE Capital Assurance Company 70025 CA 100.00% 80.00% 12/23/2016 1/31/2019 2/18/2019

Requesting actuarially justified rate increases; Choice LR NP

2067 7011 P C or F 7/1/1994 2006GE Capital Assurance Company 70025 CA 40.00% 40.00% 1/13/2017 12/6/2018 1/14/2019 PCS I LR P

2068 7011 P C 11/1/1994 2006GE Capital Assurance Company 70025 CA 40.00% 40.00% 1/13/2017 12/6/2018 1/14/2019 PCS I LR P

2069 7011-A P C 11/1/1994 2006GE Capital Assurance Company 70025 CA 40.00% 40.00% 1/13/2017 12/6/2018 1/14/2019 PCS II LR P

2070 7012-A P C 11/1/1994 2006GE Capital Assurance Company 70025 CA 40.00% 40.00% 1/13/2017 12/6/2018 1/14/2019 PCS II LR P

2071 7037A P C 7/1/2002 2006GE Capital Assurance Company 70025 CA 40.00% 40.00% 1/13/2017 12/6/2018 1/14/2019 Choice LR P

2072 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 AL 35.80% No Data 12/6/2018 No Data No Data AARP 2018 Round 4 Filings

2073 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 AL 35.80% No Data 12/6/2018 No Data No Data AARP 2018 Round 4 Filings

2074 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 AL 35.80% No Data 12/6/2018 No Data No Data AARP 2018 Round 4 Filings

2075 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 AL 35.80% No Data 12/6/2018 No Data No Data AARP 2018 Round 4 Filings

2076 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 AK 12.20% 12.20% 4/22/2019 5/20/2019 7/22/2019

Exempt - Alaska does not review LTC rate increase filings

2077 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 AK 12.20% 12.20% 4/22/2019 5/20/2019 7/22/2019

Exempt - Alaska does not review LTC rate increase filings

2078 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 AK 12.20% 12.20% 4/22/2019 5/20/2019 7/22/2019

Exempt - Alaska does not review LTC rate increase filings

2079 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 AK 12.20% 12.20% 4/22/2019 5/20/2019 7/22/2019

Exempt - Alaska does not review LTC rate increase filings

2080 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 AK 12.00% 12.00% 4/22/2019 5/20/2019 7/22/2019

Exempt - Alaska does not review LTC rate increase filings; AARP 2019 Round 5 Filings

2081 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 AK 12.00% 12.00% 4/22/2019 5/20/2019 7/22/2019

Exempt - Alaska does not review LTC rate increase filings; AARP 2019 Round 5 Filings

Page 122: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 122 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

2082 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 AK 12.00% 12.00% 4/22/2019 5/20/2019 7/22/2019

Exempt - Alaska does not review LTC rate increase filings; AARP 2019 Round 5 Filings

2083 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 AK 12.00% 12.00% 4/22/2019 5/20/2019 7/22/2019

Exempt - Alaska does not review LTC rate increase filings; AARP 2019 Round 5 Filings

2084 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 AZ 25-49% No Data 12/27/2018 No Data No Data

Requested 49% Limited Benefits, 25% Lifetime Benefits

2085 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 AZ 25-49% No Data 12/27/2018 No Data No Data

Requested 49% Limited Benefits, 25% Lifetime Benefits

2086 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 AZ 25-49% No Data 12/27/2018 No Data No Data

Requested 49% Limited Benefits, 25% Lifetime Benefits

2087 7035 I C 3/21/2001 2006GE Capital Assurance Company 70025 AZ 45-54% No Data 12/27/2018 No Data No Data

Requested 45% Limited Benefits, 54% Lifetime Benefits

2088 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 AZ 35.50% No Data 12/27/2018 No Data No Data Applies to rate stability forms

2089 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 AZ 35.50% No Data 12/27/2018 No Data No Data Applies to rate stability forms

2090 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 AZ 35.50% No Data 12/27/2018 No Data No Data Applies to rate stability forms

2091 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 AZ 35.50% No Data 12/27/2018 No Data No Data Applies to rate stability forms

2092 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 AZ 22.80% No Data 12/27/2018 No Data No Data Applies to loss ratio forms

2093 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 AZ 22.80% No Data 12/27/2018 No Data No Data Applies to loss ratio forms

2094 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 AZ 22.80% No Data 12/27/2018 No Data No Data Applies to loss ratio forms

2095 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 AZ 22.80% No Data 12/27/2018 No Data No Data Applies to loss ratio forms

2096 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 AR 0-60% 0-25% 8/13/2018 9/21/2018 3/31/2019

Requested 0% Limited Benefits, 60% Lifetime Benefits

2097 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 AR 24-54% 25.00% 8/13/2018 9/21/2018 10/15/2018

Requested 24% Limited Benefits, 54% Lifetime Benefits

2098 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 AR 24-54% 25.00% 8/13/2018 9/21/2018 10/15/2018

Requested 24% Limited Benefits, 54% Lifetime Benefits

2099 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 AR 39-68% 25.00% 8/13/2018 9/20/2018 11/12/2018

Requested 39% Limited Benefits, 68% Lifetime Benefits

Page 123: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 123 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

2100 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 AR 39-68% 25.00% 8/13/2018 9/20/2018 11/12/2018

Requested 39% Limited Benefits, 68% Lifetime Benefits

2101 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 AR 39-68% 25.00% 8/13/2018 9/20/2018 11/12/2018

Requested 39% Limited Benefits, 68% Lifetime Benefits

2102 7035 I C 5/18/2001 2006GE Capital Assurance Company 70025 AR 24-38% 15.00% 8/13/2018 9/20/2018 4/15/2019

Requested 24% Limited Benefits, 38% Lifetime Benefits

2103 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 AR 11.20% 11.20% 8/13/2018 9/17/2018 10/15/2018 No Data

2104 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 AR 11.20% 11.20% 8/13/2018 9/17/2018 10/15/2018 No Data

2105 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 AR 11.20% 11.20% 8/13/2018 9/17/2018 10/15/2018 No Data

2106 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 AR 11.20% 11.20% 8/13/2018 9/17/2018 10/15/2018 No Data

2107 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 AR 28.40% 28.40% 8/13/2018 9/11/2018 1/7/2019 AARP 2018 Round 4 Filings

2108 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 AR 28.40% 28.40% 8/13/2018 9/11/2018 1/7/2019 AARP 2018 Round 4 Filings

2109 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 AR 28.40% 28.40% 8/13/2018 9/11/2018 1/7/2019 AARP 2018 Round 4 Filings

2110 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 AR 28.40% 28.40% 8/13/2018 9/11/2018 1/7/2019 AARP 2018 Round 4 Filings

2111 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 CO 58.10% No Data 12/13/2018 No Data No Data

Requesting actuarially justified rate increases

2112 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 CO 58.10% No Data 12/13/2018 No Data No Data

Requesting actuarially justified rate increases

2113 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 CO 58.10% No Data 12/13/2018 No Data No Data

Requesting actuarially justified rate increases

2114 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 CO 58.10% No Data 12/13/2018 No Data No Data

Requesting actuarially justified rate increases

2115 7035 I C 1/18/2002 2006GE Capital Assurance Company 70025 CT 31-46% 15.00% 10/12/2018 11/26/2018 No Data

Requested 31% Limited Benefits, 46% Lifetime Benefits; Implementation date to be determined.

2116 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 CT 50.40% 15.00% 8/17/2018 10/24/2018 12/3/2018

Requesting actuarially justified rate increases

2117 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 CT 50.40% 15.00% 8/17/2018 10/24/2018 12/3/2018

Requesting actuarially justified rate increases

Page 124: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 124 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

2118 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 CT 50.40% 15.00% 8/17/2018 10/24/2018 12/3/2018

Requesting actuarially justified rate increases

2119 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 CT 50.40% 15.00% 8/17/2018 10/24/2018 12/3/2018

Requesting actuarially justified rate increases

2120 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 DE 28.00% 28.00% 8/6/2018 12/10/2018 2/4/2019 AARP 2018 Round 4 Filings

2121 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 DE 28.00% 28.00% 8/6/2018 12/10/2018 2/4/2019 AARP 2018 Round 4 Filings

2122 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 DE 28.00% 28.00% 8/6/2018 12/10/2018 2/4/2019 AARP 2018 Round 4 Filings

2123 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 DE 28.00% 28.00% 8/6/2018 12/10/2018 2/4/2019 AARP 2018 Round 4 Filings

2124 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 GA 23-48% No Data 7/26/2019 No Data No Data

Requested 23% Limited Benefits, 48% Lifetime Benefits

2125 7035 I C 2/15/2001 2006GE Capital Assurance Company 70025 GA 14-33% No Data 7/26/2019 No Data No Data

Requested 14% Limited Benefits, 33% Lifetime Benefits

2126 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 GA 21.30% No Data 7/29/2019 No Data No Data Pending for Approval

2127 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 GA 21.30% No Data 7/29/2019 No Data No Data Pending for Approval

2128 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 GA 21.30% No Data 7/29/2019 No Data No Data Pending for Approval

2129 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 GA 21.30% No Data 7/29/2019 No Data No Data Pending for Approval

2130 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 GA 17.60% No Data 7/29/2019 No Data No Data AARP 2019 Round 5 Filings

2131 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 GA 17.60% No Data 7/29/2019 No Data No Data AARP 2019 Round 5 Filings

2132 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 GA 17.60% No Data 7/29/2019 No Data No Data AARP 2019 Round 5 Filings

2133 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 GA 17.60% No Data 7/29/2019 No Data No Data AARP 2019 Round 5 Filings

2134 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 IA 49-99% 39.00% 8/3/2018 5/14/2019 5/27/2019

Requested 49% Limited Benefits, 99% Lifetime Benefits

2135 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 IA 55-72% 39.00% 8/3/2018 5/14/2019 5/27/2019

Requested 55% Limited Benefits, 72% Lifetime Benefits

Page 125: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 125 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

2136 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 IA 55-72% 39.00% 8/3/2018 5/14/2019 5/27/2019

Requested 55% Limited Benefits, 72% Lifetime Benefits

2137 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 IA 55-72% 39-63.9% 8/3/2018 5/14/2019 5/27/2019

Requested 55% Limited Benefits, 72% Lifetime Benefits

2138 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 IA 55-72% 39-63.9% 8/3/2018 5/14/2019 5/27/2019

Requested 55% Limited Benefits, 72% Lifetime Benefits

2139 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 IA 55-72% 39-63.9% 8/3/2018 5/14/2019 5/27/2019

Requested 55% Limited Benefits, 72% Lifetime Benefits

2140 7035 I C 3/22/2001 2006GE Capital Assurance Company 70025 IA 55-72% 39-63.9% 8/3/2018 5/14/2019 5/27/2019

Requested 55% Limited Benefits, 72% Lifetime Benefits

2141 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 IA 27.30% 27.30% 8/7/2018 5/14/2019 7/8/2019 No Data

2142 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 IA 27.30% 27.30% 8/7/2018 5/14/2019 7/8/2019 No Data

2143 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 IA 27.30% 27.30% 8/7/2018 5/14/2019 7/8/2019 No Data

2144 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 IA 27.30% 27.30% 8/7/2018 5/14/2019 7/8/2019 No Data

2145 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 IA 31.00% 30.00% 8/7/2018 5/14/2019 7/8/2019 AARP 2019 Round 5 Filings

2146 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 IA 31.00% 30.00% 8/7/2018 5/14/2019 7/8/2019 AARP 2019 Round 5 Filings

2147 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 IA 31.00% 30.00% 8/7/2018 5/14/2019 7/8/2019 AARP 2019 Round 5 Filings

2148 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 IA 31.00% 30.00% 8/7/2018 5/14/2019 7/8/2019 AARP 2019 Round 5 Filings

2149 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 LA 21-117% No Data 11/5/2018 No Data No Data

Requested 21% Limited Benefits, 117% Lifetime Benefits

2150 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 LA 44-94% No Data 11/5/2018 No Data No Data

Requested 44% Limited Benefits, 94% Lifetime Benefits

2151 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 LA 44-94% No Data 11/5/2018 No Data No Data

Requested 44% Limited Benefits, 94% Lifetime Benefits

2152 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 LA 46-77% No Data 12/4/2018 No Data No Data

Requested 46% Limited Benefits, 77% Lifetime Benefits

2153 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 LA 46-77% No Data 12/4/2018 No Data No Data

Requested 46% Limited Benefits, 77% Lifetime Benefits

Page 126: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 126 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

2154 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 LA 46-77% No Data 12/4/2018 No Data No Data

Requested 46% Limited Benefits, 77% Lifetime Benefits

2155 7035 I C 4/9/2001 2006GE Capital Assurance Company 70025 LA 29-59% No Data 11/5/2018 No Data No Data

Requested 29% Limited Benefits, 59% Lifetime Benefits

2156 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 LA 55.90% No Data 12/4/2018 No Data No Data

Requesting actuarially justified rate increases

2157 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 LA 55.90% No Data 12/4/2018 No Data No Data

Requesting actuarially justified rate increases

2158 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 LA 55.90% No Data 12/4/2018 No Data No Data

Requesting actuarially justified rate increases

2159 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 LA 55.90% No Data 12/4/2018 No Data No Data

Requesting actuarially justified rate increases

2160 7035 I C 4/25/2002 2006GE Capital Assurance Company 70025 MD 35-57% No Data 12/6/2018 No Data No Data

Requested 35% Limited Benefits, 57% Lifetime Benefits

2161 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 MA 92.00% 40.00% 11/15/2018 4/5/2019 5/20/2019

Requesting actuarially justified rate increases

2162 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 MA 92.00% 40.00% 11/15/2018 4/5/2019 5/20/2019

Requesting actuarially justified rate increases

2163 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 MA 92.00% 40.00% 11/15/2018 4/5/2019 5/20/2019

Requesting actuarially justified rate increases

2164 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 MA 92.00% 40.00% 11/15/2018 4/5/2019 5/20/2019

Requesting actuarially justified rate increases

2165 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 MI 20.30% 20.30% 4/29/2019 6/19/2019 7/22/2019 No Data

2166 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 MI 20.30% 20.30% 4/29/2019 6/19/2019 7/22/2019 No Data

2167 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 MI 20.30% 20.30% 4/29/2019 6/19/2019 7/22/2019 No Data

2168 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 MI 20.30% 20.30% 4/29/2019 6/19/2019 7/22/2019 No Data

2169 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 MI 20.90% 20.90% 4/29/2019 6/14/2019 No Data

AARP 2019 Round 5 Filings; Implementation date to be determined.

2170 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 MI 20.90% 20.90% 4/29/2019 6/14/2019 No Data

AARP 2019 Round 5 Filings; Implementation date to be determined.

2171 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 MI 20.90% 20.90% 4/29/2019 6/14/2019 No Data

AARP 2019 Round 5 Filings; Implementation date to be determined.

2172 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 MI 20.90% 20.90% 4/29/2019 6/14/2019 No Data

AARP 2019 Round 5 Filings; Implementation date to be determined.

Page 127: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 127 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

2173 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 MS 24-38% 24-25% 12/4/2018 5/15/2019 No Data

Requested 24% Limited Benefits, 38% Lifetime Benefits; Implementation date to be determined.

2174 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 MS 24-38% 24-25% 12/4/2018 5/15/2019 No Data

Requested 24% Limited Benefits, 38% Lifetime Benefits; Implementation date to be determined.

2175 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 MS 24-38% 24-25% 12/4/2018 5/15/2019 No Data

Requested 24% Limited Benefits, 38% Lifetime Benefits; Implementation date to be determined.

2176 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 MS 24-38% 24-25% 12/4/2018 5/15/2019 No Data

Requested 24% Limited Benefits, 38% Lifetime Benefits; Implementation date to be determined.

2177 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 MS 24-38% 24-25% 12/4/2018 5/15/2019 No Data

Requested 24% Limited Benefits, 38% Lifetime Benefits; Implementation date to be determined.

2178 7035 I C 3/30/2001 2006GE Capital Assurance Company 70025 MS 24-38% 24-25% 12/4/2018 5/15/2019 No Data

Requested 24% Limited Benefits, 38% Lifetime Benefits; Implementation date to be determined.

2179 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 MO 20.60% No Data 5/3/2019 No Data No Data Applies to rate stability forms

2180 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 MO 20.60% No Data 5/3/2019 No Data No Data Applies to rate stability forms

2181 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 MO 20.60% No Data 5/3/2019 No Data No Data Applies to rate stability forms

2182 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 MO 20.60% No Data 5/3/2019 No Data No Data Applies to rate stability forms

2183 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 MO 20.80% 20.80% 5/3/2019 5/28/2019 No Data

Applies to rate stability forms - AARP 2019 Rd 5 filings; Implementation date to be determined.

2184 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 MO 20.80% 20.80% 5/3/2019 5/28/2019 No Data

Applies to rate stability forms - AARP 2019 Rd 5 filings; Implementation date to be determined.

2185 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 MO 20.80% 20.80% 5/3/2019 5/28/2019 No Data

Applies to rate stability forms - AARP 2019 Rd 5 filings; Implementation date to be determined.

2186 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 MO 20.80% 20.80% 5/3/2019 5/28/2019 No Data

Applies to rate stability forms - AARP 2019 Rd 5 filings; Implementation date to be determined.

Page 128: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 128 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

2187 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 MT 74-85% 0-15.5% 10/22/2018 5/21/2019 No Data

Requested 74% Limited Benefits, 85% Lifetime Benefits; Implementation date to be determined.

2188 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 MT 74-85% 0-15.5% 10/22/2018 5/21/2019 No Data

Requested 74% Limited Benefits, 85% Lifetime Benefits; Implementation date to be determined.

2189 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 MT 53-62% 0-19.9% 10/22/2018 5/21/2019 No Data

Requested 53% Limited Benefits, 62% Lifetime Benefits; Implementation date to be determined.

2190 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 MT 53-62% 0-19.9% 10/22/2018 5/21/2019 No Data

Requested 53% Limited Benefits, 62% Lifetime Benefits; Implementation date to be determined.

2191 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 MT 53-62% 0-19.9% 10/22/2018 5/21/2019 No Data

Requested 53% Limited Benefits, 62% Lifetime Benefits; Implementation date to be determined.

2192 7035 I C 5/8/2001 2006GE Capital Assurance Company 70025 MT 37-84% 0-20% 10/22/2018 5/21/2019 No Data

Requested 37% Limited Benefits, 84% Lifetime Benefits; Implementation date to be determined.

2193 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 NM 52-183% 15.00% 10/5/2018 12/13/2018 1/14/2019

Requested 52% Limited Benefits, 183% Lifetime Benefits

2194 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 NM 92-160% 15.00% 10/5/2018 12/13/2018 1/14/2019

Requested 92% Limited Benefits, 160% Lifetime Benefits

2195 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 NM 92-160% 15.00% 10/5/2018 12/13/2018 1/14/2019

Requested 92% Limited Benefits, 160% Lifetime Benefits

2196 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 NM 125-173% 15.00% 10/5/2018 12/13/2018 1/14/2019

Requested 125% Limited Benefits, 173% Lifetime Benefits

2197 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 NM 125-173% 15.00% 10/5/2018 12/13/2018 1/14/2019

Requested 125% Limited Benefits, 173% Lifetime Benefits

2198 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 NM 125-173% 15.00% 10/5/2018 12/13/2018 1/14/2019

Requested 125% Limited Benefits, 173% Lifetime Benefits

2199 7035 I C 4/2/2001 2006GE Capital Assurance Company 70025 NM 94-139% 15.00% 10/5/2018 12/13/2018 1/14/2019

Requested 94% Limited Benefits, 139% Lifetime Benefits

2200 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 NM 81.80% 6.00% 10/5/2018 1/15/2019 7/1/2019

Requesting actuarially justified rate increases; Applies to loss ratio forms

2201 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 NM 81.80% 6.00% 10/5/2018 1/15/2019 7/1/2019

Requesting actuarially justified rate increases; Applies to loss ratio forms

2202 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 NM 81.80% 6.00% 10/5/2018 1/15/2019 7/1/2019

Requesting actuarially justified rate increases; Applies to loss ratio forms

Page 129: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 129 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

2203 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 NM 81.80% 6.00% 10/5/2018 1/15/2019 7/1/2019

Requesting actuarially justified rate increases; Applies to loss ratio forms

2204 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 NM 111.00% 6.00% 10/5/2018 1/15/2019 7/1/2019

Requesting actuarially justified rate increases; Applies to rate stability forms

2205 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 NM 111.00% 6.00% 10/5/2018 1/15/2019 7/1/2019

Requesting actuarially justified rate increases; Applies to rate stability forms

2206 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 NM 111.00% 6.00% 10/5/2018 1/15/2019 7/1/2019

Requesting actuarially justified rate increases; Applies to rate stability forms

2207 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 NM 111.00% 6.00% 10/5/2018 1/15/2019 7/1/2019

Requesting actuarially justified rate increases; Applies to rate stability forms

2208 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 NC 43.30% No Data 7/12/2019 No Data No Data Pending for Approval

2209 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 NC 43.30% No Data 7/12/2019 No Data No Data Pending for Approval

2210 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 NC 43.30% No Data 7/12/2019 No Data No Data Pending for Approval

2211 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 NC 43.30% No Data 7/12/2019 No Data No Data Pending for Approval

2212 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 NC 43.80% No Data 7/12/2019 No Data No Data AARP 2019 Rd 5 filings

2213 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 NC 43.80% No Data 7/12/2019 No Data No Data AARP 2019 Rd 5 filings

2214 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 NC 43.80% No Data 7/12/2019 No Data No Data AARP 2019 Rd 5 filings

2215 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 NC 43.80% No Data 7/12/2019 No Data No Data AARP 2019 Rd 5 filings

2216 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 OH 30-73% 15.00% 12/17/2018 6/6/2019 No Data

Requested 30% Limited Benefits, 73% Lifetime Benefits; Implementation date to be determined.

2217 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 OH 35-50% 15.00% 12/17/2018 6/6/2019 No Data

Requested 35% Limited Benefits, 50% Lifetime Benefits; Implementation date to be determined.

2218 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 OH 35-50% 15.00% 12/17/2018 6/6/2019 No Data

Requested 35% Limited Benefits, 50% Lifetime Benefits; Implementation date to be determined.

2219 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 OH 35-50% 15.00% 12/17/2018 6/19/2019 No Data

Requested 35% Limited Benefits, 50% Lifetime Benefits; Implementation date to be determined.

Page 130: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 130 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

2220 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 OH 35-50% 15.00% 12/17/2018 6/19/2019 No Data

Requested 35% Limited Benefits, 50% Lifetime Benefits; Implementation date to be determined.

2221 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 OH 35-50% 15.00% 12/17/2018 6/19/2019 No Data

Requested 35% Limited Benefits, 50% Lifetime Benefits; Implementation date to be determined.

2222 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 OH 31.50% 15.00% 10/4/2018 7/3/2019 7/29/2019 No Data

2223 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 OH 31.50% 15.00% 10/4/2018 7/3/2019 7/29/2019 No Data

2224 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 OH 31.50% 15.00% 10/4/2018 7/3/2019 7/29/2019 No Data

2225 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 OH 31.50% 15.00% 10/4/2018 7/3/2019 7/29/2019 No Data

2226 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 OK 6-98% 10.00% 8/31/2018 11/1/2018 12/3/2018

Requested 6% Limited Benefits, 98% Lifetime Benefits

2227 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 OK 41-77% 10.00% 8/31/2018 11/1/2018 12/3/2018

Requested 77% Limited Benefits, 41% Lifetime Benefits

2228 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 OK 41-77% 10.00% 8/31/2018 11/1/2018 12/3/2018

Requested 77% Limited Benefits, 41% Lifetime Benefits

2229 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 OK 41-62% 10.00% 8/31/2018 11/1/2018 12/3/2018

Requested 62% Limited Benefits, 41% Lifetime Benefits

2230 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 OK 41-62% 10.00% 8/31/2018 11/1/2018 12/3/2018

Requested 62% Limited Benefits, 41% Lifetime Benefits

2231 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 OK 41-62% 10.00% 8/31/2018 11/1/2018 12/3/2018

Requested 62% Limited Benefits, 41% Lifetime Benefits

2232 7035 I C 2/25/2001 2006GE Capital Assurance Company 70025 OK 41-56% 10.00% 8/31/2018 11/1/2018 4/15/2019

Requested 56% Limited Benefits, 41% Lifetime Benefits

2233 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 OK 47.40% 10.00% 8/31/2018 11/30/2018 3/11/2019 No Data

2234 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 OK 47.40% 10.00% 8/31/2018 11/30/2018 3/11/2019 No Data

2235 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 OK 47.40% 10.00% 8/31/2018 11/30/2018 3/11/2019 No Data

2236 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 OK 47.40% 10.00% 8/31/2018 11/30/2018 3/11/2019 No Data

Page 131: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 131 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

2237 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 PA 45-49% 0.26-11.7% 8/17/2018 12/27/2018 2/4/2019

Requested 45% Limited Benefits, 49% Lifetime Benefits; Rate Stability policies implemented 2/4/19; Loss Ratio policies pending implementation

2238 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 PA 45-49% 0.26-11.7% 8/17/2018 12/27/2018 2/4/2019

Requested 45% Limited Benefits, 49% Lifetime Benefits; Rate Stability policies implemented 2/4/19; Loss Ratio policies pending implementation

2239 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 PA 29-43% 0.28-10% 8/17/2018 12/27/2018 No Data

Requested 29% Limited Benefits, 43% Lifetime Benefits; Implementation date to be determined.

2240 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 PA 29-43% 0.28-10% 8/17/2018 12/27/2018 No Data

Requested 29% Limited Benefits, 43% Lifetime Benefits; Implementation date to be determined.

2241 7035 I C 3/2/2001 2006GE Capital Assurance Company 70025 PA 29-43% 16.7-16.9% 8/17/2018 12/27/2018 4/22/2019

Requested 29% Limited Benefits, 43% Lifetime Benefits

2242 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 RI 50.10% 50.10% 3/21/2016 3/1/2019 5/28/2019

Requesting actuarially justified rate increases; Refiled

2243 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 RI 50.10% 50.10% 3/21/2016 3/1/2019 5/28/2019

Requesting actuarially justified rate increases; Refiled

2244 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 RI 50.10% 50.10% 3/21/2016 3/1/2019 5/28/2019

Requesting actuarially justified rate increases; Refiled

2245 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 RI 50.10% 50.10% 3/21/2016 3/1/2019 5/28/2019

Requesting actuarially justified rate increases; Refiled

2246 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 SC 7-80% No Data 9/28/2018 No Data No Data

Requested 7% Limited Benefits, 80% Lifetime Benefits

2247 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 SC 29-62% No Data 9/28/2018 No Data No Data

Requested 29% Limited Benefits, 62% Lifetime Benefits

2248 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 SC 29-62% No Data 9/28/2018 No Data No Data

Requested 29% Limited Benefits, 62% Lifetime Benefits

2249 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 SC 29-48% No Data 9/28/2018 No Data No Data

Requested 29% Limited Benefits, 48% Lifetime Benefits

2250 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 SC 29-48% No Data 9/28/2018 No Data No Data

Requested 29% Limited Benefits, 48% Lifetime Benefits

2251 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 SC 29-48% No Data 9/28/2018 No Data No Data

Requested 29% Limited Benefits, 48% Lifetime Benefits

2252 7035 I C 2/24/2001 2006GE Capital Assurance Company 70025 SC 29-43% No Data 9/28/2018 No Data No Data

Requested 29% Limited Benefits, 43% Lifetime Benefits

Page 132: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 132 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

2253 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 SC 21.40% No Data 10/2/2018 No Data No Data Pending for Approval

2254 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 SC 21.40% No Data 10/2/2018 No Data No Data Pending for Approval

2255 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 SC 21.40% No Data 10/2/2018 No Data No Data Pending for Approval

2256 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 SC 21.40% No Data 10/2/2018 No Data No Data Pending for Approval

2257 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 SD 21.60% No Data 7/22/2019 No Data No Data Pending for Approval

2258 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 SD 21.60% No Data 7/22/2019 No Data No Data Pending for Approval

2259 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 SD 21.60% No Data 7/22/2019 No Data No Data Pending for Approval

2260 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 SD 21.60% No Data 7/22/2019 No Data No Data Pending for Approval

2261 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 SD 20.80% No Data 7/22/2019 No Data No Data AARP 2019 Rd 5 Filings

2262 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 SD 20.80% No Data 7/22/2019 No Data No Data AARP 2019 Rd 5 Filings

2263 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 SD 20.80% No Data 7/22/2019 No Data No Data AARP 2019 Rd 5 Filings

2264 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 SD 20.80% No Data 7/22/2019 No Data No Data AARP 2019 Rd 5 Filings

2265 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 TN 31.60% No Data 6/28/2019 No Data No Data Pending for Approval

2266 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 TN 31.60% No Data 6/28/2019 No Data No Data Pending for Approval

2267 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 TN 31.60% No Data 6/28/2019 No Data No Data Pending for Approval

2268 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 TN 31.60% No Data 6/28/2019 No Data No Data Pending for Approval

2269 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 TN 36.90% No Data 6/28/2019 No Data No Data AARP 2019 Rd 5 Filings

2270 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 TN 36.90% No Data 6/28/2019 No Data No Data AARP 2019 Rd 5 Filings

2271 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 TN 36.90% No Data 6/28/2019 No Data No Data AARP 2019 Rd 5 Filings

Page 133: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 133 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

2272 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 TN 36.90% No Data 6/28/2019 No Data No Data AARP 2019 Rd 5 Filings

2273 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 TX 130.4-144.8% No Data 12/31/2018 No Data No Data

Requested 130.4% Limited Benefits, 144.8% Lifetime Benefits

2274 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 TX 130.4-144.8% No Data 12/31/2018 No Data No Data

Requested 130.4% Limited Benefits, 144.8% Lifetime Benefits

2275 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 TX 106.8-114.1% No Data 12/31/2018 No Data No Data

Requested 106.8% Limited Benefits, 114.1% Lifetime Benefits

2276 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 TX 106.8-114.1% No Data 12/31/2018 No Data No Data

Requested 106.8% Limited Benefits, 114.1% Lifetime Benefits

2277 7032 I A 2/17/1997 2006GE Capital Assurance Company 70025 TX 106.8-114.1% No Data 12/31/2018 No Data No Data

Requested 106.8% Limited Benefits, 114.1% Lifetime Benefits

2278 7035 I C 3/4/2001 2006GE Capital Assurance Company 70025 TX 54-61.3% No Data 12/31/2018 No Data No Data

Requested 54% Limited Benefits, 61.3% Lifetime Benefits

2279 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 TX 31.60% No Data 12/31/2018 No Data No Data Pending for Approval

2280 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 TX 31.60% No Data 12/31/2018 No Data No Data Pending for Approval

2281 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 TX 31.60% No Data 12/31/2018 No Data No Data Pending for Approval

2282 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 TX 31.60% No Data 12/31/2018 No Data No Data Pending for Approval

2283 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 UT 33.80% No Data 7/3/2019 No Data No Data Pending for Approval

2284 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 UT 33.80% No Data 7/3/2019 No Data No Data Pending for Approval

2285 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 UT 33.80% No Data 7/3/2019 No Data No Data Pending for Approval

2286 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 UT 33.80% No Data 7/3/2019 No Data No Data Pending for Approval

2287 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 UT 33.40% No Data 7/3/2019 No Data No Data AARP 2019 Rd 5 Filings

2288 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 UT 33.40% No Data 7/3/2019 No Data No Data AARP 2019 Rd 5 Filings

2289 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 UT 33.40% No Data 7/3/2019 No Data No Data AARP 2019 Rd 5 Filings

Page 134: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 134 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

2290 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 UT 33.40% No Data 7/3/2019 No Data No Data AARP 2019 Rd 5 Filings

2291 7021 I C or F 4/17/1996 2006GE Capital Assurance Company 70025 VT 101-274% No Data 10/25/2018 No Data No Data

Requested 101% Limited Benefits, 274% Lifetime Benefits

2292 50023 I F 10/1/1992 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 VT 101-274% No Data 10/25/2018 No Data No Data

Requested 101% Limited Benefits, 274% Lifetime Benefits

2293 7000 I C or F 1/28/1994 1996 / 2006

AMEX Life Assurance Company / GE Capital Assurance Company 65536 / 70025 VT 193-296% No Data 10/25/2018 No Data No Data

Requested 193% Limited Benefits, 296% Lifetime Benefits

2294 7020 I C or F 10/2/1995 2006GE Capital Assurance Company 70025 VT 193-296% No Data 10/25/2018 No Data No Data

Requested 193% Limited Benefits, 296% Lifetime Benefits

2295 7030 I C 2/15/1997 2006GE Capital Assurance Company 70025 VT 198-261% No Data 10/25/2018 No Data No Data

Requested 198% Limited Benefits, 261% Lifetime Benefits

2296 7031 I C 1/30/1998 2006GE Capital Assurance Company 70025 VT 198-261% No Data 10/25/2018 No Data No Data

Requested 198% Limited Benefits, 261% Lifetime Benefits

2297 7035 I C 7/8/2001 2006GE Capital Assurance Company 70025 VT 123-175% No Data 10/25/2018 No Data No Data

Requested 123% Limited Benefits, 175% Lifetime Benefits

2298 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 VT 85.80% No Data 10/30/2018 No Data No Data

Requesting actuarially justified rate increases

2299 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 VT 85.80% No Data 10/30/2018 No Data No Data

Requesting actuarially justified rate increases

2300 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 VT 85.80% No Data 10/30/2018 No Data No Data

Requesting actuarially justified rate increases

2301 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 VT 85.80% No Data 10/30/2018 No Data No Data

Requesting actuarially justified rate increases

2302 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 WI 31.70% No Data 7/19/2019 No Data No Data Pending for Approval

2303 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 WI 31.70% No Data 7/19/2019 No Data No Data Pending for Approval

2304 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 WI 31.70% No Data 7/19/2019 No Data No Data Pending for Approval

2305 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 WI 31.70% No Data 7/19/2019 No Data No Data Pending for Approval

2306 7042 I C 9/1/2003 2006GE Capital Assurance Company 70025 WI 23.60% No Data 7/19/2019 No Data No Data AARP 2019 Rd 5 Filings

Page 135: Genworth Life Ins - CDI LTC Rate History 2019California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025) Rate Increase History Company Contact:

California Department of Insurance Long Term Care Insurance - Genworth Life Ins Co (NAIC 70025)Rate Increase History

Company Contact: (800) 456 - 7766

As of: 12/2019

Data Analytics and Reporting Page 135 of 135 Ricardo Lara, Insurance Commissioner

Row # Policy Form *Policy Type**Policy

Category Date Policy SoldDate Policy Acquired

Acquired From Company Name

Acquired From

Company NAIC

Other State Policy Increase Requested Increase Approved

Date Increase Requested

Date Increase Approved

Date Increase Issued Company Explanation

2307 7044 I C 9/1/2003 2006GE Capital Assurance Company 70025 WI 23.60% No Data 7/19/2019 No Data No Data AARP 2019 Rd 5 Filings

2308 7042 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 WI 23.60% No Data 7/19/2019 No Data No Data AARP 2019 Rd 5 Filings

2309 7044 Rev I C 3/1/2007 2006GE Capital Assurance Company 70025 WI 23.60% No Data 7/19/2019 No Data No Data AARP 2019 Rd 5 Filings

2310 7012-B P A 7/1/2002 2006GE Capital Assurance Company 70025 CA 40.00% No Data 12/28/2018 No Data No Data PCS II RS P

2311 7012-C P A 7/1/2002 2006GE Capital Assurance Company 70025 CA 40.00% No Data 12/28/2018 No Data No Data PCS II RS P

2312 7037A P C 7/1/2002 2006GE Capital Assurance Company 70025 CA 40.00% No Data 12/28/2018 No Data No Data Choice RS P

2313 7037C P C 7/1/2002 2006GE Capital Assurance Company 70025 CA 40.00% No Data 12/28/2018 No Data No Data Choice RS P

2314 7037C Rev P C 8/1/2006 2006GE Capital Assurance Company 70025 CA 40.00% No Data 12/28/2018 No Data No Data Reprice RS P

2315 7037C Rev2 I P 9/1/2008 2006GE Capital Assurance Company 70025 CA 40.00% No Data 12/28/2018 No Data No Data Unbundled RS P

2316 7043 P C 9/1/2003 2006GE Capital Assurance Company 70025 CT 50.40% 15.00% 8/17/2018 10/24/2018 12/3/2018

Requesting actuarially justified rate increases

2317 7045 P C 9/1/2003 2006GE Capital Assurance Company 70025 CT 50.40% 15.00% 8/17/2018 10/24/2018 12/3/2018

Requesting actuarially justified rate increases

2318 7037 P C 3/5/2002 2006GE Capital Assurance Company 70025 CT 31-46% 15.00% 10/12/2018 11/26/2018 No Data

Requested 31% Limited Benefits, 46% Lifetime Benefits; Implementation date to be determined.

2319 7040 G C 10/1/1999 2006GE Capital Assurance Company 70025 OH 15.00% 15.00% 10/12/2018 2/12/2019 3/18/2019 No Data

Policy Key Coding - Available on CDI's Long-Term Care Rate History web page. No Data No Data No Data No Data No Data No Data No Data No Data