General Criteria for Elastic Stability
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Transcript of General Criteria for Elastic Stability
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STEEL CONSTRUCTION: APPLIED STABILITY __________________________________________________________________________
969
STEEL CONSTRUCTION:
APPLIED STABILITY
Lecture 6.2: General Criteria for Elastic
Stability
OBJECTIVE/SCOPE
To establish general criteria for elastic stability and neutral equilibrium as preparation for
the use of energy methods in the assessment of critical loads in Lecture 6.4.
PREREQUISITES
Lecture 6.1: Concepts of Stable and Unstable Elastic Equilibrium
RELATED LECTURES
Lecture 6.3: Elastic Instability ModesLecture 6.4: General Methods for Assessing Critical Loads
Lecture 6.5: Iterative Methods for Solving Stability Problems
SUMMARY
Structural design requires that the equilibrium configuration for the structure, under the
prescribed loading, is determined and that this can be confirmed as stable; the analysis of
stability problems is generally done using energy criteria. In this lecture, the Principle of
Virtual Work and the Principle of Stationary Total Potential Energy are presented. The
general energy criteria for elastic stability derived from these are established and thedetermination of critical loading corresponding to neutral equilibrium is explained. Only
fully conservative systems are considered. The established criteria are illustrated by two
basic examples of rod and spring systems.
1. INTRODUCTION
The design of structures requires determination of the internal equilibrium forces
(moments, shears, etc.) in the structure, under given loadings, and confirmation that the
structure is stable under these conditions. It is of fundamental importance to be sure that a
structure, slightly disturbed from an equilibrium position by forces, shocks, vibrations,
imperfections, residual stresses, etc., will tend to return to it when the disturbance is
removed; this required characteristic of elastic stability has become more and more critical
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STEEL CONSTRUCTION: APPLIED STABILITY __________________________________________________________________________ 970
nowadays with the increasing use of high strength steels resulting in lighter and slenderer
structures.
The theory of elastic stability (buckling) gives methods for determining the following:• the stability of an equilibrium configuration.
• the critical value of the loading under which the instability occurs.
Most of these methods are derived from general energy criteria which come from energy
principles of mechanics. Therefore, the purpose of this lecture is to briefly present to the
student and the practising engineer the principles of mechanics required to understand the
general criteria of elastic stability, thereby giving a better understanding of the methods
used in buckling investigations, especially the energy methods discussed in Lecture 6.4.
The scope of this lecture is restricted to:
•
conservative loadings and adiabatic elastic systems (fully conservative systems).
• systems whose configurations can be expressed as functions of a finite number of
displacement parameters.
It should be noted that only the static aspect of stability is considered.
2. GENERAL
In this lecture, changes in the configuration of a system from an initial configuration are
considered; any change in the configuration is to be regarded as a displacement. A
configuration can be specified by means of a finite number of independent real variables,called generalised coordinates, denoted here as q 1, q 2, ... q n or more generally q i. A single-
span beam may, of course, possess an infinite set of generalised coordinates, such as the
coefficients q i of a Fourier series, that represent its deflection:
y = q i sin iπx/L
This series, however, can be approximated by a finite number of terms with a finite
number of generalised coordinates which denote the degrees of freedom of the system.
Considering the beam in Figure 1, the generalised coordinates could be the degrees of
freedom of the nodes i and j at the ends of the beam: two translations u and v and onerotation θ per node (all in plane). It is assumed here that the entire elastic deformed shape
of the beam can be defined by using, for example, interpolation functions. The
displacement vector of the beam can be denoted D = (u i, vi, θi, u j, v j, θ j).
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At supports, boundary conditions impose restrictions on the generalised coordinates. In
Figure 2, for example, the boundary conditions are such that the displacement vector
vanishes at the clamped end of the cantilever beam, such that the restrictions u i = vi = θi =0, are imposed.
A structural system is generally subjected to internal and external forces; internal forces
are generally tractive forces, i.e. forces due to stresses, on the faces of infinitesimal
cuboids in the material. External forces can act on the volume (for example gravity) and/or
the surface (such as contact forces or couples) of the elements of the structural system.
During a change in the configuration of the system, the Law of Conservation of Energy
may be expressed by:
Wext + Q = ∆T + ∆U (1)
where: Wext - is the work performed on the system by external forces
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Q - is the heat that flows into the system
∆T - is the increase of kinetic energy
∆U - is the increase of internal energy
U - is also commonly called strain energy.
On the other hand, the Law of Kinetic Energy is expressed by:
W = Wext + Wint = ∆T (2)
where: Wint - is the work performed by internal forces
W - is the total work performed on the system by all forces
Equations (1) and (2) yield:
Wint = Q - ∆U (3)
Because only adiabatic processes are considered here, Q = 0 and Equation(3) yields:
Wint = - ∆U (4)
Note: ∆U exists only for deformable systems; for a rigid system:
∆U = 0 so Wint = 0 (5)
Because only static aspects are considered here, no variation in the kinetic energy is
supposed to occur during the displacement (very slow speed):
∆T = 0 (6)
and Equations (1), (2) and (5) yield:
Wext = ∆U (7)
Wext + Wint = 0 (8)
3. PRINCIPLE OF VIRTUAL WORK
The analysis of stability problems generally uses the Principle of Virtual Work which will
be discussed in this Section. First, the problem is to find the true equilibrium configuration
for the system, if it exists, and then to test its stability.
A given system can take up any number of displaced configurations within the limitations
of the boundary conditions but only one of these is the true one, which corresponds to
equilibrium between the actual applied loads and the induced reactions.
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Suppose that the system is in a configuration specified by the generalised coordinates q 1,
q 2, ... q n, which is to be tested for equilibrium.
Suppose the system experiences some arbitrarily small displacements from thisconfiguration, merely required to satisfy the boundary conditions, but with the actual loads
acting at their fixed prescribed values. The small displacements considered here are not
necessarily realised; they are imagined to occur purely for comparison purposes, and so
they are called virtual displacements; these virtual displacements are independent of the
loading and are denoted here δqi. Consequently, all work or energy calculations carried out
on the system will lead to virtual work or energy.
For a rigid system, Equations (5) and (8) yield:
δWext = 0 (9)
where δWext is the virtual work of external forces going through the virtual
displacements; the Principle of Virtual Work may be expressed as follows:
" A rigid system is in its equilibrium configuration if the virtual work of all the external
forces acting on it is zero in any virtual displacement which satisfies the boundary
conditions."
For a deformable system, Equation (7) yields:
δWext = δU (10)
where δU is the variation of strain energy in the virtual displacement, and the Principle of
Virtual Work may be expressed as follows:
" A deformable system is in its equilibrium configuration if the virtual work of all the
external forces acting on it is equal to the variation of strain energy in any virtual
displacement which satisfies the boundary conditions."
This is the form of the principle frequently quoted in structural analysis; it is equivalent to
the condition, using Equation (8):
δW = δWint + δWext = 0 (11)
True Equilibrium Configuration
For a system with a finite number of generalised coordinates (q 1, q 2, ...q n), the virtual work
δW corresponding to a virtual displacement from a configuration (q 1, q 2, ...q n) to a
neighbouring configuration (q 1 + δq1, ...q n + δqn) may be represented by a linear form in
the variations of the coordinates, that is:
δW = Q1.δq 1 + Q2.δq 2 + ... = Qi δq i i=1,2,...,n (12)
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where Q1, Q2, ...Qn - are certain functions of generalised coordinates q i, and of internal
(for deformable systems) and external forces.
By analogy to the work performed by a force, the functions Q1, Q2, ... Qn are calledcomponents of generalised forces. The terms Qi do not necessarily have the dimension of
force and they frequently do not all have the same dimension; their dimensions are
determined by the fact that Qi δq i has the dimension of work. Equations (11) and (12)
yield:
Qi δq i = 0 i=1,2,...,n (13)
As δq i are arbitrary, independent of variations in q i, Equation (13) implies that:
Qi = 0 i=1,2,...,n (14)
Solution of these n simultaneous equations of equilibrium yields the values of the q's
corresponding to the true equilibrium configuration.
4. PRINCIPLE OF STATIONARY TOTAL
POTENTIAL ENERGY
The internal and external forces are both conservative (fully conversative system). The
internal forces derive from the single scalar function of the generalised coordinates U(q 1,q 2, ...q n) whose value U is the strain energy which is expressed by Equation (4). Similarly,
the external forces derive from the function Ω(q 1, q 2, ...q n) whose value Ω is the potential
energy of these forces. It yields the result that all forces derive from the single scalarfunction V (q 1, q 2, ...q n) which is called the total potential function and whose value is the
total potential energy of the system. This total potential energy may be expressed as:
V = U + Ω (15)
The total amount of potential energy is generally indeterminate. Only changes of potential
energy are measurable and can be investigated.
Because the system is assumed to be fully conservative,
δW = - δV (16)
where δV is the variation of total potential energy in the virtual displacement, and (11) and(16) yield:
δV = 0 (17)
Equation (17) is an analytical statement of the Principle of Stationary Total PotentialEnergy which states:
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"Of all the geometrically possible configurations which a system can take up, the one
corresponding to equilibrium between the applied loads and the induced reactions, is that
for which the total potential energy is stationary."
True Equilibrium Configuration
Since V = V(q 1, q 2, ...q n), δV may be expressed by:
δV = (18)
Here, the values of δq i are arbitrary and independent so that if δV = 0, then:
(19)
Thus the principle provides n equations of equilibrium expressed in terms of the applied
loads and the generalised coordinates q i from which the values of q i, defining the
equilibrium configuration, can be found.
It should be noted that Equations (12), (16), (18) and (19), and the fact that the values of
δq i are arbitrary and independent, give:
= - Qi = 0 i = 1,2,...n (20)
In summary, it should be noted that for fully conservative systems, the Principle of Virtual
Work becomes the Principle of Stationary Total Potential Energy. The principle is exact
and very powerful and can be used to develop approximate methods for solving stability
problems in structural design.
5. STABILITY OF EQUILIBRIUM
A system is said to be in a stable state of equilibrium if, after the removal of some slight
disturbance, it tends to return to its original equilibrium configuration. If the slight
disturbance results in the system departing from the equilibrium configuration, then it is
unstable. One can conceive of an intermediate situation in which the slightly disturbed
configuration is maintained when the disturbance is removed. This situation is a state of
neutral equilibrium. It has been illustrated in Lecture 6.1 with the well-known example of
ball in a saucer. Evidently, the slight displacements contemplated must be in accordance
with the boundary conditions so that they correspond to slight changes in the generalised
coordinates of the system; a discussion of the stability of equilibrium can thus be based on
virtual displacements.
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The Principle of Virtual Work shows that the potential energy is stationary at equilibrium;
it has also been shown, in Lecture 6.1, that it is at a relative minimum when the
equilibrium is stable; the condition for stability may therefore be stated in the form:
"The existence of a relative minimum of the total potential energy in the equilibrium
configuration constitutes both a necessary and a sufficient condition for the stability of this
configuration."
If ∆V denotes the increment of total potential energy consequent upon a virtual
displacement from the equilibrium configuration, then:
∆V > 0 for stable equilibrium
∆V = 0 for neutral equilibrium (21)
∆V < 0 for unstable equilibrium
It can be seen that, because the potential energy is stationary at equilibrium (δV = 0), a
discussion of stability involves a discussion of the higher order terms appearing in the
increment of potential energy ∆V.
The function V(q 1,q 2,...q n) and its partial derivatives to the third order with respect to q i
are postulated to be continuous functions of q i; then by Taylor's series in the vicinity of the
initial equilibrium configuration, the increment ∆V of V corresponding to virtual
variations δq i of q i, is:
∆V = δq iδ q j + 0(δ3) i,j = 1,...,n (22)
or ∆V = δV + δ2V + 0(δ3) (23)
with δ2V = δq i δq j i,j = 1,2,...,n (24)
0(δ3) is a third order small quantity.
The Principle of Virtual Work means that a necessary condition for equilibrium is that δV
vanishes for all δq i, that is:
δV = 0 or ∂V/∂q i = 0 i = 1,2,...,n (25)
The sign of ∆V is therefore governed by the sign of δ2V, so taking into account Equation
(21), the condition for stability becomes:
δ2V > 0 (26)
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If:
aij = (27)
then δ2V = aij δq i δq j i,j = 1,2,...,n (28)
Introducing the matrix [a] of the coefficients aij, Equation (28) can be written as:
δ2V = δqt [a] δq (29)
The condition for stability (Equation (26)) requires that:
[a] = a positive definite matrix
that is to say that all the principle minors of [a] must be positive.
The coefficients aij are functions of the applied loads and the properties of the system so
that positive definiteness of [a] imposes the condition which the loads must satisfy in order
that the configuration be stable.
6. NEUTRAL EQUILIBRIUM - CRITICAL
LOADINGS
The existence of a relative minimum for the total potential energy when a configuration is
stable, and considering the neutral equilibrium as a limit of the stability, the condition for
neutral equilibrium may be expressed by:
δ2V = 0 = minimum (30)
Considering Equation (29) in the case of the non-trivial configuration δq 0, the state of
neutral equilibrium is obtained when the matrix [a] is singular.
The coefficients aij of [a] are functions of the geometrical and mechanical characteristics
of the system, and also of the applied loads.
It is of practical importance therefore to determine the critical values of loads leading to a
neutral equilibrium for the system under which a change in the stability state of the
equilibrium configuration occurs.
Introducing a common load multiplier α for all loading components and defining a
reference loading system S1 (corresponding to α = 1), loads at any time of a proportional
loading history are equal to:
S = α S1 (31)
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STEEL CONSTRUCTION: APPLIED STABILITY __________________________________________________________________________ 978
Only the load multiplier α is unknown and the condition for neutral equilibrium requires
the solution of the eigenvalue problem:
det [a(α)] = 0 (32)
Solving Equation (32) leads to a set of solutions α, denoted αcr , whose number is equal to
the number of generalised coordinates of the system. The eigenvectors represent the
deformed configuration associated with each solution α. Most of these mathematical
solutions do not correspond to actual behaviour of the structural system; generally, the
designer is only interested in the values of loads above which the system, stable when
unloaded, becomes unstable. These loads are normally obtained with the smallest positive
value α°cr of αcr and so, the critical loads are determined by:
Scr = α°cr S1 (33)
7. ILLUSTRATION ON BASIC EXAMPLES
Example 1
It is interesting to illustrate the stability criterion with the basic example of a pin-ended
compression element shown in Figure 3; however, in order to perform very simple strain
energy calculations, it is assumed that the whole flexibility of the element is concentrated
in a single rotational elastic spring at mid-span, as shown in Figure 4. The two rods, each
of length L/2, are rigid so that their strain energy is zero. The value K of the spring,constant at B, will be discussed later. Sideways movement of the pins A and C are fully
restrained. The load P acts vertically downwards at C, and the external force F, present
from the beginning of loading, acts horizontally leftwards at B.
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Because of the boundary conditions, the system has only one degree of freedom. Let us
choose the lateral displacement at B as the generalised coordinate denoted δ, see Figure 5.
(Another possibility would have been to choose the rotation of the lower or upper rod).
Before studying the stability of this system, let us determine its equilibrium configuration
under the loads P and F. The displacements will be assumed sufficiently small so that
trigonometric functions will be reduced to the first term of series development.
The strain energy of the system in its deformed shape is that of the spring only, that is:
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U = UO + K θ2 (34)
where UO - is the potential energy of the system in its initial configuration
θ - is the rotation in the spring (see Figure 5).
It is easy to demonstrate that θ = 4δ/L and this yields:
U = UO + 8 K δ2/L2 (35)
The potential energy of external loads is:
Ω = ΩO - Pε - Fδ (36)
where ΩO is the potential energy of external loads when the system is in its initial
configuration
ε - is the induced vertical displacement at C (see Figure 5)
It can be demonstrated that, for small displacements, ε = 2δ2/L and this yields:
Ω = ΩO - 2 Pδ2/L - Fδ (37)
The total potential energy is:
V = U + Ω = VO + 8 K δ2/L2 - 2 Pδ2/L - Fδ (38)
where VO is the initial potential energy of the system.
According to Equation (19), the equilibrium configuration is given by the solution of:
= (16K - 4PL) δ/L2 - F = 0 (39)
This yields:
δ = FL2 / (16K - 4PL) (40)
The condition for stability, from Equation (26), may be expressed by:
= (16K - 4PL) / L > 0 (41)
The system will be stable if the following condition is fulfilled:
P < 4 K/L (42)
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The value of P at the limit is its critical value Pcr at which elastic buckling occurs. It is
worth noting that this critical value is independent of the external lateral force F acting on
the system. In particular, this critical load is valid for the particular case F = 0, denoting
the classical column buckling problem under axial load only.
A value may be given to K so that the flexibility is the same as the continuous element of
Figure 3. It is defined, therefore, as the value that gives the same lateral displacement δ at
B due to F as the continuous element assuming P is zero.
For the continuous element, simple beam theory gives:
δ = FL3 / (48 EI) (43)
where I is the second moment of area of the element section.
E is Young's modulus.
For the rod and spring system, expressing the moment at B with θ = 4δ/L, gives:
δ = FL2 / (16 K) (44)
Equations (43) and (44) yield the equivalent spring constant: K = 3 EI/L, and the
critical value of P is equal to:
Pcr = 12 EI/L2 (45)
This value is to be compared to the well-known exact value π2 EI/L2; the accuracy of the
result depends, in fact, on the assumptions adopted for the determination of the equivalent
spring constant K.
Example 2
Consider now the rod and spring system shown in Figure 6. The two rods AB and BC,
each of length L, are rigid (no strain energy) and are pinned and linked together at B.
Sideways movement of the pins B and C is restrained by linearly elastic springs, effectivein both tension and compression, of stiffness K 1 and K 2 respectively. The load P acts
vertically downwards at C, and the external forces F1 and F2 act horizontally leftwards at
B and C respectively.
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Taking the boundary conditions into account, the system has two degrees of freedom. The
rotations θ1 and θ2 of the two rods are chosen as the generalised coordinates (see Figure
7). The equilibrium configuration of the system is determined first and, secondly, its
stability is discussed.
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The strain energy of the system is that of the springs only. The strain energy of each spring
is equal to K δ2/2 where δ is the sideways displacement in the relevant spring and K its
stiffness (or spring constant). Consequently, the strain energy in a configuration (θ1,θ2) is:
U = UO + K 1L2θ1
2 /2 + K 2L2(θ1 + θ2)
2 /2 (46)
The potential energy of external loads is:
Ω = ΩO - PL(θ12 + θ2
2) /2 - F1 L θ1 - F2 L (θ1 + θ2) (47)
The potential energy is:
V = U + Ω (48)
The required derivatives are:
(49)
Equilibrium configuration
The condition of stationary potential energy, Equation (19), provides the following set of
equations:
θ1 (K 1L2 + K 2L
2 - PL) + θ2K 2L2 = (F1 + F2) L (50)
θ1 K 2L2 + θ2 (K 2L
2 - PL) = F2L
The equilibrium configuration (θ1, θ2) may easily be obtained by solving this set of
equations. At this stage, the existence of a solution only requires the determinant to be
definite, that is to say:
Determinant = (K 2L2
- PL) K 1L2
+ PL (PL - 2K 2L2
) 0 (51)
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Stability
The condition for stability of an equilibrium configuration is expressed by Equation (26)
and the matrix [a], the coefficients of which are given in Equation (27), and is determinedas follows:
[a] = = (52)
The conditions for stability requires the matrix [a] to be positive and definite, that is to saythat the following conditions are satisfied:
(K 2L2 - PL) K 1L
2 + PL (PL - 2K 2L2) > 0 (53)
K 2L2 - PL > 0 (54)
It should be noted that the first condition incorporates condition (51) for existence of an
equilibrium configuration; this results from the fact that V is a quadratic in θ's.
It is easy to demonstrate that the more restrictive condition, from Equations (53) and (54),
leads to the following stability requirement for the vertical load P:
P < 0,5 L (K 1 + 2K 2 - (K 12 + 4K 2
2 )1/2) (55)
or P > 0,5 L (K 1 + 2K 2 + (K 12 + 4K 2
2 )1/2)
Figures 8 - 10 illustrate results for the case: L = 400, K 1 = 20, K 2 = 30, and F1 = F2 = 40
(units: kN cm)
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As in Example 1, it is worth noting that the critical values Pcr1 and Pcr2, which bound the
unstable domain, are independent of the external lateral forces F1 and F2 acting on the
system, and are therefore also valid for the particular case F1 = F2 = 0.
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8. CONCLUDING SUMMARY
•
The analysis of stability problems uses general energy criteria derived from thePrinciple of Virtual Work and from the Principle of Stationary Total Potential
Energy; the first of these principles is the same as the second for fully conservative
systems.
• Any configuration of a system may generally be specified by a set of generalised
coordinates q i. Denoting V as the total potential energy of the system, an
equilibrium configuration satisfies δ2V=0 and the condition for stability of this
equilibrium is δ2V > 0; the first and second variations of V are evaluated for any
virtual displacement δqi satisfying the boundary conditions.
• Critical loadings are derived from the condition for neutral equilibrium given by
δ2V = 0 = minimum.
9. ADDITIONAL READING
1. Mason J.,"Variational, Incremental and Energy Methods in Solid Mechanics and
Shell Theory", Elsevier Scientific Publishing Company, Amsterdam, Oxford, New
York, 1980.
2.
Richards T.H., "Energy Methods in Stress Analysis", Rainbow-Bridge Book
Company, 1977.
3.
Langhaar H.L., "Energy Methods in Applied Mechanics", John Wiley and Sons,
New York, London, 1962.
4.
Massonnet C., "Résistance des matériaux", Volume 2, Dunod, Paris, 1963.5. Timoshenko S.P., "Theory of Elastic Stability", McGraw Hill Book Company,
New York, 1960.