Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open...

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Gauge Instantons from Open Strings and D-branes Alberto Lerda U.P.O. “A. Avogadro” & I.N.F.N. - Alessandria Firenze, May 9, 2007 Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 1 / 51

Transcript of Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open...

Page 1: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Gauge Instantons from Open Strings and D-branes

Alberto Lerda

U.P.O. “A. Avogadro” & I.N.F.N. - Alessandria

Firenze, May 9, 2007

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 1 / 51

Page 2: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Foreword

I This talk is mainly based on:

M. Billo, M. Frau, I. Pesando, F. Fucito, A. L. and A. Liccardo,JHEP 0302, 045 (2003), [hep-th/0211250]

M. Billo, M. Frau, I. Pesando and A. L.,JHEP 0405, 023 (2004), [hep-th/0402160]

M. Billo, M. Frau, S. Sciuto, G. Vallone and A. L.,JHEP 0605, 069 (2006), [hep-th/0511036]

M. Billo, M. Frau, F. Fucito and A. L.,JHEP 0611, 012 (2006), [hep-th/0606013]

R. Argurio, M. Bertolini, G. Ferretti, A. L. and C. Petersson,arXiv:0704.0262 [hep-th].

M. B. Green and M. Gutperle, JHEP 0002 (2000) 014[hep-th/0002011] + ...

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 2 / 51

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I Recent literature on the subject:

R. Blumenhagen, M. Cvetic and T. Weigand,Nucl. Phys. B 771 (2007) 113 [hep-th/0609191].

L. E. Ibanez and A. M. Uranga,JHEP 0703 (2007) 052 [hep-th/0609213].

N. Akerblom, R. Blumenhagen, D. Lust, E. Plauschinn andM. Schmidt-Sommerfeld, hep-th/0612132.

M. Bianchi and E. Kiritsis, hep-th/0702015.

M. Cvetic, R. Richter and T. Weigand, hep-th/0703028.

M. Bianchi, F. Fucito and J. F. Morales, arXiv:0704.0784.

L. E. Ibanez, A. N. Schellekens and A. M. Uranga, arXiv:0704.1079.

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 3 / 51

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Plan of the talk

1 Introduction and motivation

2 SYM theories from fractional branes

3 Gauge instantons and D-instantonsN = 2 SYM −→ instanton terms in the prepotentialN = 1 SYM −→ instanton terms in the superpotential

4 New applicationsInstantons in closed string backgroundsStringy instanton effects

5 Conclusions and perspectives

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 4 / 51

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Plan of the talk

1 Introduction and motivation

2 SYM theories from fractional branes

3 Gauge instantons and D-instantonsN = 2 SYM −→ instanton terms in the prepotentialN = 1 SYM −→ instanton terms in the superpotential

4 New applicationsInstantons in closed string backgroundsStringy instanton effects

5 Conclusions and perspectives

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 4 / 51

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Plan of the talk

1 Introduction and motivation

2 SYM theories from fractional branes

3 Gauge instantons and D-instantonsN = 2 SYM −→ instanton terms in the prepotentialN = 1 SYM −→ instanton terms in the superpotential

4 New applicationsInstantons in closed string backgroundsStringy instanton effects

5 Conclusions and perspectives

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 4 / 51

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Plan of the talk

1 Introduction and motivation

2 SYM theories from fractional branes

3 Gauge instantons and D-instantonsN = 2 SYM −→ instanton terms in the prepotentialN = 1 SYM −→ instanton terms in the superpotential

4 New applicationsInstantons in closed string backgroundsStringy instanton effects

5 Conclusions and perspectives

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 4 / 51

Page 8: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Plan of the talk

1 Introduction and motivation

2 SYM theories from fractional branes

3 Gauge instantons and D-instantonsN = 2 SYM −→ instanton terms in the prepotentialN = 1 SYM −→ instanton terms in the superpotential

4 New applicationsInstantons in closed string backgroundsStringy instanton effects

5 Conclusions and perspectives

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 4 / 51

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Introduction

String theory is a very powerful tool to analyze field theories, and inparticular gauge theories.

Behind this, there is a rather simple and well-known fact: in the fieldtheory limit α′ → 0, a single string scattering amplitude reproduces asum of different Feynman diagrams

α′→0−→ + + . . .

String theory S-matrix elements =⇒ vertices and effective actions infield theory

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 5 / 51

Page 10: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Introduction

String theory is a very powerful tool to analyze field theories, and inparticular gauge theories.

Behind this, there is a rather simple and well-known fact: in the fieldtheory limit α′ → 0, a single string scattering amplitude reproduces asum of different Feynman diagrams

α′→0−→ + + . . .

String theory S-matrix elements =⇒ vertices and effective actions infield theory

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 5 / 51

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In general, a N-point string amplitude AN is given schematically by

AN =

∫Σ

⟨Vφ1 · · ·VφN

⟩Σ

where

I Vφi is the vertex for the emission of the field φi : Vφi ≡ φi Vφi

I Σ is a Riemann surface of a given topology

I⟨. . .

⟩Σ

is the v.e.v. with respect to the vacuum defined by Σ.

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 6 / 51

Page 12: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

In general, a N-point string amplitude AN is given schematically by

AN =

∫Σ

⟨Vφ1 · · ·VφN

⟩Σ

where

I Vφi is the vertex for the emission of the field φi : Vφi ≡ φi Vφi

I Σ is a Riemann surface of a given topology

I⟨. . .

⟩Σ

is the v.e.v. with respect to the vacuum defined by Σ.

The simplest world-sheets Σ are:

spheres for closed strings and disks for open strings

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 6 / 51

Page 13: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

In general, a N-point string amplitude AN is given schematically by

AN =

∫Σ

⟨Vφ1 · · ·VφN

⟩Σ

where

I Vφi is the vertex for the emission of the field φi : Vφi ≡ φi Vφi

I Σ is a Riemann surface of a given topology

I⟨. . .

⟩Σ

is the v.e.v. with respect to the vacuum defined by Σ.

For any closed string field φ closed, one has⟨Vφ closed

⟩sphere = 0 ⇒

⟨φ closed

⟩sphere = 0

and for any open string field φ open, one has⟨Vφ open

⟩disk = 0 ⇒

⟨φ open

⟩disk = 0

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 6 / 51

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I Since ⟨φ closed

⟩sphere = 0 ,

⟨φ open

⟩disk = 0

spheres and disks can describe only the trivial vacuum aroundwhich ordinary perturbation theory is performed

I Spheres and disks are inadequate to describe non-perturbativebackgrounds!

However, after the discovery of D-branes, the perspective hasdrastically changed, and nowadays also some non-perturbativeproperties of field theories can be analyzed using string theory!

D-brane

source

φclosed φclosed=⇒ =⇒ 〈φclosed〉disk 6= 0

[Di Vecchia et al. 1997,...]

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 7 / 51

Page 15: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

I Since ⟨φ closed

⟩sphere = 0 ,

⟨φ open

⟩disk = 0

spheres and disks can describe only the trivial vacuum aroundwhich ordinary perturbation theory is performed

I Spheres and disks are inadequate to describe non-perturbativebackgrounds!However, after the discovery of D-branes, the perspective hasdrastically changed, and nowadays also some non-perturbativeproperties of field theories can be analyzed using string theory!

D-brane

source

φclosed φclosed=⇒ =⇒ 〈φclosed〉disk 6= 0

[Di Vecchia et al. 1997,...]

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 7 / 51

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In this talk

I We will extend this idea to open strings =⇒⟨φ open

⟩disk 6= 0

I We will see how instantons in (supersymmetric) gauge theoriescan be described using open strings and D-branes.

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 8 / 51

Page 17: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

In this talk

I We will extend this idea to open strings =⇒⟨φ open

⟩disk 6= 0

I We will see how instantons in (supersymmetric) gauge theoriescan be described using open strings and D-branes.

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 8 / 51

Page 18: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

String description of SYM theories and their instantons

The effective action of a SYM theory can be given a simple andcalculable string theory realization:

I The gauge degrees of freedom are realized by open stringsattached to N D3 branes.

N D3-branes

I The instanton sector of charge k is realized by adding k D(–1)branes (D-instantons).

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 9 / 51

Page 19: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

String description of SYM theories and their instantons

The effective action of a SYM theory can be given a simple andcalculable string theory realization:

I The gauge degrees of freedom are realized by open stringsattached to N D3 branes.

N D3-branes

D-instantons

I The instanton sector of charge k is realized by adding k D(–1)branes (D-instantons).

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 9 / 51

Page 20: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Let us discuss this construction for N = 2 theories

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 10 / 51

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N = 2 SU(N) SYM theory from fractional branes

I It is realized by the massless d.o.f. ofopen strings attached to N fractionalD3-branes in the orbifold background

R4 × R2 × R4/Z2

where

Z2 : x6, ..., x9 −→ −x6, ...,−x9x0, . . . , x3

x4, x5

N D3

orbifold

fixed pointx6, . . . , x9

I The orbifold breaks 1/2 SUSY in the bulk, the D3 branes a further1/2:

32× 12× 1

2= 8 real supercharges =⇒ N = 2 SUSY

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 11 / 51

Page 22: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

N = 2 SU(N) SYM theory from fractional branes

I It is realized by the massless d.o.f. ofopen strings attached to N fractionalD3-branes in the orbifold background

R4 × R2 × R4/Z2

where

Z2 : x6, ..., x9 −→ −x6, ...,−x9x0, . . . , x3

x4, x5

N D3

orbifold

fixed pointx6, . . . , x9

I The orbifold breaks 1/2 SUSY in the bulk, the D3 branes a further1/2:

32× 12× 1

2= 8 real supercharges =⇒ N = 2 SUSY

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 11 / 51

Page 23: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

0 1 2 3 4 5 6 7 8 9D3 − − − − ∗ ∗ ∗ ∗ ∗ ∗

SinceSO(10) → SO(4)× U(1)× SO(4)

the ten dimensional string coordinates X M , ψM and spin fields SA splitas follows

X M −→ Xµ , X , X , X i , ψM −→ ψµ , Ψ, Ψ , ψi

SA −→ SαS−SA , SαS+SA , SαS+SA , SαS−SA

For example

ψµ ∈((2,2),0, (1,1)

), Ψ ∈

((1,1),−1, (1,1)

)SαS−SA ∈

((2,1),−1/2, (2,1)

), SαS+SA ∈

((2,1),+1/2, (1,2)

)Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 12 / 51

Page 24: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

String vertex operators and fields

I String vertex operators:

VA ' Aµ ψµ eip·X e−ϕ

VΛ ' ΛαA SαS−SA eip·X e−12 ϕ

Vφ ' φΨ eip·X e−ϕ

with all polarizations in the adjoint of SU(N)

I Field content: N = 2 vector superfield

Φ(x , θ) = φ(x) + θΛ(x) +12θσµνθ F+

µν(x) + · · ·

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 13 / 51

Page 25: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

String vertex operators and fields

I String vertex operators:

VA ' Aµ ψµ eip·X e−ϕ

VΛ ' ΛαA SαS−SA eip·X e−12 ϕ

Vφ ' φΨ eip·X e−ϕ

with all polarizations in the adjoint of SU(N)

I Field content: N = 2 vector superfield

Φ(x , θ) = φ(x) + θΛ(x) +12θσµνθ F+

µν(x) + · · ·

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 13 / 51

Page 26: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Gauge action from disks on D3’s

α′→0−→ + + . . .

I String amplitudes on disks attached to the D3 branes in the limit

α′ → 0 with gauge quantities fixed

give rise to the N = 2 SYM action

SSYM =

∫d4x Tr

12

F 2µν + 2 DµφDµφ− 2 ΛAD/ ΛA

+ i√

2 g ΛAεAB[

φ, ΛB]+ i√

2 g ΛAεAB[φ,ΛB]

+ g2[φ, φ ]2

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 14 / 51

Page 27: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Effective action

I We are interested in the low-energy effective action on theCoulomb branch parametrized by the v.e.v.’s of the adjoint chiralsuperfields:

〈Φuv 〉 ≡ 〈φuv 〉 = auv = au δuv , u, v = 1, ...,N ,∑

u

au = 0

breaking SU(N) → U(1)N−1

I Up to two-derivatives, N = 2 SUSY constrains the effective actionfor Φ to be of the form

Seff[Φ] =

∫d4x d4θF(Φ) + c.c

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 15 / 51

Page 28: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

I The prepotential F(Φ) has a perturbative part and a non -perturbative part due to instantons.

I For example, for N = 2 we have

F(Φ) =i

2πΦ2 log

Φ2

Λ2 +∞∑

k=1

F (k)(Φ)

I We will now discuss how to obtain the instanton corrections F (k)

to the prepotential F in our string set-up.

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 16 / 51

Page 29: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

I The prepotential F(Φ) has a perturbative part and a non -perturbative part due to instantons.

I For example, for N = 2 we have

F(Φ) =i

2πΦ2 log

Φ2

Λ2 +∞∑

k=1

F (k)(Φ)

I We will now discuss how to obtain the instanton corrections F (k)

to the prepotential F in our string set-up.

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 16 / 51

Page 30: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

I The prepotential F(Φ) has a perturbative part and a non -perturbative part due to instantons.

I For example, for N = 2 we have

F(Φ) =i

2πΦ2 log

Φ2

Λ2 +∞∑

k=1

F (k)(Φ)

I We will now discuss how to obtain the instanton corrections F (k)

to the prepotential F in our string set-up.

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 16 / 51

Page 31: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Instanton calculus in string theory

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 17 / 51

Page 32: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Instantons and D-instantons

I Consider the effective action for a stack of N D3 branes

D. B. I. +

∫D3

[C4 +

12

C0 Tr(

F ∧ F)]

The topological density of an instanton configuration correspondsto a localized source for the R-R scalar C0, i.e., to a distribution ofD-instantons inside the D3’s.

I Instanton-charge k solutions of SU(N) gauge theories correspondto k D-instantons inside N D3-branes.

[Witten 1995, Douglas 1995, Dorey 1999, ...]

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 18 / 51

Page 33: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Instantons and D-instantons

I Consider the effective action for a stack of N D3 branes

D. B. I. +

∫D3

[C4 +

12

C0 Tr(

F ∧ F)]

The topological density of an instanton configuration correspondsto a localized source for the R-R scalar C0, i.e., to a distribution ofD-instantons inside the D3’s.

I Instanton-charge k solutions of SU(N) gauge theories correspondto k D-instantons inside N D3-branes.

[Witten 1995, Douglas 1995, Dorey 1999, ...]

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 18 / 51

Page 34: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Stringy description of gauge instantons

0 1 2 3 4 5 6 7 8 9D3 − − − − ∗ ∗ ∗ ∗ ∗ ∗

D(−1) ∗ ∗ ∗ ∗ ∗ ∗ ∗ ∗ ∗ ∗

N D3-branes

D-instantons

D(−1)/D(−1)

D3/D3

D3/D(−1)

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 19 / 51

Page 35: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Moduli vertices and instanton parameters

Open strings with at least one end on a D(–1) carry no momentum:they are moduli, rather than dynamical fields.

ADHM Meaning Vertex Chan-Paton

D(–1)/D(–1) (NS) a′µ centers ψµ e−ϕ adj. U(k)

χ aux. Ψ e−ϕ(z)...

Dc Lagrange mult. ηcµνψ

νψµ...

D(–1)/D(–1) (R) MαA partners SαS−SA e−12 ϕ

...

λαA Lagrange mult. SαS+SA e−12 ϕ

...

D(–1)/D3 (NS) wα sizes ∆Sα e−ϕ k × N

wα sizes ∆Sα e−ϕ N × k

D(–1)/D3 (R) µA partners ∆S−SAe−12 ϕ k × N

µA... ∆S−SA e−

12 ϕ N × k

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 20 / 51

Page 36: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Moduli vertices and instanton parameters

Open strings with at least one end on a D(–1) carry no momentum:they are moduli, rather than dynamical fields.

ADHM Meaning Vertex Chan-Paton

D(–1)/D(–1) (NS) a′µ centers ψµ e−ϕ adj. U(k)

χ aux. Ψ e−ϕ(z)...

Dc Lagrange mult. ηcµνψ

νψµ...

D(–1)/D(–1) (R) MαA partners SαS−SA e−12 ϕ

...

λαA Lagrange mult. SαS+SA e−12 ϕ

...

D(–1)/D3 (NS) wα sizes ∆Sα e−ϕ k × N

wα sizes ∆Sα e−ϕ N × k

D(–1)/D3 (R) µA partners ∆S−SAe−12 ϕ k × N

µA... ∆S−SA e−

12 ϕ N × k

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 20 / 51

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Super-coordinates and centered moduli

I Among the D(–1)/D(–1) moduli we can single out the instantoncenter xµ

0 and its super-partners θαA:

a′µ = xµ0 11k×k + yµ

c T c (T c = generators of SU(k))

MαA = θαA 11k×k + ζαAc T c

The moduli xµ0 and θαA decouple from many interactions and play

the rôle of N = 2 superspace coordinates.

I We will distinguish the moduli M(k) into

M(k) →

x0, θ ; M(k)

where M(k) are the so-called centered moduli.

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 21 / 51

Page 38: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Disk amplitudes and effective actionsD3 disks

D(–1) disks

Mixed disksN = 2 SYM action ADHM measure

Effective actions

Disk amplitudes

field theory limit α′ → 0

D3 disks D(–1) and mixed disks

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 22 / 51

Page 39: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Disk amplitudes and effective actionsD3 disks

D(–1) disks

Mixed disksN = 2 SYM action ADHM measure

Effective actions

Disk amplitudes

field theory limit α′ → 0

D3 disks D(–1) and mixed disks

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 22 / 51

Page 40: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Disk amplitudes and effective actionsD3 disks

D(–1) disks

Mixed disks

N = 2 SYM action ADHM measure

Effective actions

Disk amplitudes

field theory limit α′ → 0

D3 disks D(–1) and mixed disks

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 22 / 51

Page 41: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Disk amplitudes and effective actionsD3 disks

D(–1) disks

Mixed disksN = 2 SYM action ADHM measure

Effective actions

Disk amplitudes

field theory limit α′ → 0

D3 disks D(–1) and mixed disks

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 22 / 51

Page 42: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

An example of a mixed disk amplitude

Consider the following mixed disk diagram

λ

w

µ

which corresponds to the following amplitude⟨⟨VλVw Vµ

⟩⟩≡ C0

∫ ∏i dzi

dVCKG× 〈Vλ(z1)Vw (z2)Vµ(z3)〉 = ... = trk

iλα

A wα µA

where C0 = 8π2/g2 is the disk normalization.

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 23 / 51

Page 43: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

The action for the instanton moduli

From all D(–1) and mixed disk diagrams with insertion of all modulivertices, we can extract the ADHM moduli action (at fixed k )

Smod = S(k)bos + S(k)

fer + S(k)c

with

S(k)bos = trk

− 2 [χ†,a′µ][χ,a′µ] + χ†wαw αχ+ χwαw αχ†

S(k)

fer = trk

i√

22µAεABµ

Bχ† − i√

24

MαAεAB[χ†,MBα ]

S(k)

c = trk

− iDc

(wα(τ c)αβwβ + iηc

µν

[a′µ,a′ν

])−iλα

A(µAwα + wαµ

A +[a′αα,M

′αA])

I In S(k)c the bosonic and fermionic ADHM constraints appear

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 24 / 51

Page 44: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

The action for the instanton moduli

From all D(–1) and mixed disk diagrams with insertion of all modulivertices, we can extract the ADHM moduli action (at fixed k )

Smod = S(k)bos + S(k)

fer + S(k)c

with

S(k)bos = trk

− 2 [χ†,a′µ][χ,a′µ] + χ†wαw αχ+ χwαw αχ†

S(k)

fer = trk

i√

22µAεABµ

Bχ† − i√

24

MαAεAB[χ†,MBα ]

S(k)

c = trk

− iDc

(wα(τ c)αβwβ + iηc

µν

[a′µ,a′ν

])−iλα

A(µAwα + wαµ

A +[a′αα,M

′αA])I In S(k)

c the bosonic and fermionic ADHM constraints appear

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 24 / 51

Page 45: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Take for simplicity k = 1 (−→ [ , ] = 0). The bosonic “equations ofmotion”

wuα χ = 0 , wαu(τ c)αβwuβ = 0

determine the classical vacua.

There are two types of solutions:

χ 6= 0 , wuα = 0

D(–1)

D3

χ

χ = 0 , wuα = ρ

(12×2

0(N−2)×2

)

ρ

D3

D(–1)

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 25 / 51

Page 46: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Take for simplicity k = 1 (−→ [ , ] = 0). The bosonic “equations ofmotion”

wuα χ = 0 , wαu(τ c)αβwuβ = 0

determine the classical vacua.

There are two types of solutions:

χ 6= 0 , wuα = 0

D(–1)

D3

χ

χ = 0 , wuα = ρ

(12×2

0(N−2)×2

)

ρ

D3

D(–1)

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 25 / 51

Page 47: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Take for simplicity k = 1 (−→ [ , ] = 0). The bosonic “equations ofmotion”

wuα χ = 0 , wαu(τ c)αβwuβ = 0

determine the classical vacua.

There are two types of solutions:

χ 6= 0 , wuα = 0

D(–1)

D3

χ

χ = 0 , wuα = ρ

(12×2

0(N−2)×2

)

ρ

D3

D(–1)

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 25 / 51

Page 48: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Properties of the moduli action Smod

I Smod depends only on the centered moduli M(k) but does notdepend on the center xµ

0 and its super-partners θαA

I Integration over all moduli leads to the instanton partition function[Polchinski 1994, ..., Dorey et al. 1999, ...]

Z (k)

where the exponent isw

+ . . .≡ +

µ

λ

α′→0' − 8π2 kg2 − Smod(M(k))

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 26 / 51

Page 49: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Properties of the moduli action Smod

I Smod depends only on the centered moduli M(k) but does notdepend on the center xµ

0 and its super-partners θαA

I Integration over all moduli leads to the instanton partition function[Polchinski 1994, ..., Dorey et al. 1999, ...]

Z (k) =

∫d4x0 d4θ dM(k) e

− 8π2 kg2 −Smod( cM(k))

where the exponent isw

+ . . .≡ +

µ

λ

α′→0' − 8π2 kg2 − Smod(M(k))

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 26 / 51

Page 50: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Instanton classical solution

I The mixed disks are the sources for a non-trivial gauge fieldwhose profile is exactly that of the classical instanton!!

[Billó et al. 2002,...]

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 27 / 51

Page 51: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Instanton classical solution

I The mixed disks are the sources for a non-trivial gauge fieldwhose profile is exactly that of the classical instanton!!

[Billó et al. 2002,...]

Let us consider the following mixed-disk amplitude:

p

Acµ(p)

w

w

≡⟨VAc

µ(p)

⟩mixed disk

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 27 / 51

Page 52: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Instanton classical solution

I The mixed disks are the sources for a non-trivial gauge fieldwhose profile is exactly that of the classical instanton!!

[Billó et al. 2002,...]

Using the explicit expressions of the vertex operators, for SU(2) withk = 1 one finds⟨

VAcµ(p)

⟩mixed disk ≡

⟨Vw VAc

µ(p) Vw

⟩= − i pν ηc

µν

(w α wα

)e−i p·x0 ≡ Ac

µ(p; w , x0)

I On this mixed disk the gauge vector field has a non-vanishingtadpole!

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 27 / 51

Page 53: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

I Taking the Fourier transform of Acµ(p; w , x0), after inserting the

free propagator 1/p2, we obtain

Acµ(x) ≡

∫d4p

(2π)2 Acµ(p; w , x0)

1p2 ei p·x = 2 ρ2 ηc

µν

(x − x0)ν

(x − x0)4

where we have used the solution of the ADHM constraints anddefined w α wα = 2 ρ2.

I This is the leading term in the large distance expansion of anSU(2) instanton with size ρ and center x0 in the singular gauge!!

I In fact

Acµ(x)

∣∣∣instanton

= 2 ρ2 ηcµν

(x − x0)ν

(x − x0)2[(x − x0)2 + ρ2

]= 2 ρ2 ηc

µν

(x − x0)ν

(x − x0)4

(1 − ρ2

(x − x0)2 + . . .

)

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 28 / 51

Page 54: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

I Taking the Fourier transform of Acµ(p; w , x0), after inserting the

free propagator 1/p2, we obtain

Acµ(x) ≡

∫d4p

(2π)2 Acµ(p; w , x0)

1p2 ei p·x = 2 ρ2 ηc

µν

(x − x0)ν

(x − x0)4

where we have used the solution of the ADHM constraints anddefined w α wα = 2 ρ2.

I This is the leading term in the large distance expansion of anSU(2) instanton with size ρ and center x0 in the singular gauge!!

I In fact

Acµ(x)

∣∣∣instanton

= 2 ρ2 ηcµν

(x − x0)ν

(x − x0)2[(x − x0)2 + ρ2

]= 2 ρ2 ηc

µν

(x − x0)ν

(x − x0)4

(1 − ρ2

(x − x0)2 + . . .

)Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 28 / 51

Page 55: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

I The subleading terms in the large distance expansion can beobtained from mixed disks with more insertions of moduli.

I For example, at the next-to-leading order we have to consider thefollowing mixed disk which can be easily evaluated for α′ → 0

α′ → 0

I Its Fourier transform gives precisely the 2nd order in the largedistance expansion of the instanton profile

Acµ(x)

(2)= −2 ρ4 ηc

µν

(x − x0)ν

(x − x0)6

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 29 / 51

Page 56: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Summary

I Mixed disks are sources for open strings

φopen

sourcemixed disk

−→ −→⟨Vφ open

⟩mixed disk 6= 0

I The gauge field emitted from mixed disks is precisely that of theclassical instanton⟨

VAµ

⟩mixed disk ⇔ Aµ

∣∣∣instanton

I This procedure can be easily generalized to the SUSY partners ofthe gauge boson.

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 30 / 51

Page 57: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Introducing v.e.v.’s for the scalars

I One can introduce v.e.v.’s a and a for the scalars of the gaugemultiplet by computing mixed disk diagrams with insertions ofVφ=a and Vφ=a

a or a

I This amounts to the following shifts

χ → χ− a , χ† → χ† − a

I In the resulting action the v.e.v.’s a and a are not on the samefooting: a does not appear in the fermionic part of the action.

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 31 / 51

Page 58: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Introducing v.e.v.’s for the scalars

I One can introduce v.e.v.’s a and a for the scalars of the gaugemultiplet by computing mixed disk diagrams with insertions ofVφ=a and Vφ=a

a or a

I This amounts to the following shifts

χ → χ− a , χ† → χ† − a

I In the resulting action the v.e.v.’s a and a are not on the samefooting: a does not appear in the fermionic part of the action.

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 31 / 51

Page 59: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Field-dependent moduli action (I)

I Exploiting the broken translational symmetry, we can promote a(or a) to the full dynamical field φ(x0) (or φ(x0)) through diagramslike

φ(x0) or φ(x0)

where x0 is the instanton center (denoted x from now on)

I Thus, the field-dependent action Smod(φ, φ;M(k)) is thus simplyobtained from Smod(a, a;M(k)) by

a → φ(x) , a → φ(x)

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 32 / 51

Page 60: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Field-dependent moduli action (I)

I Exploiting the broken translational symmetry, we can promote a(or a) to the full dynamical field φ(x0) (or φ(x0)) through diagramslike

φ(x0) or φ(x0)

where x0 is the instanton center (denoted x from now on)

I Thus, the field-dependent action Smod(φ, φ;M(k)) is thus simplyobtained from Smod(a, a;M(k)) by

a → φ(x) , a → φ(x)

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 32 / 51

Page 61: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Field-dependent moduli action (II)

I Exploiting the broken SUSY, we can promote φ(x) to the full chiralsuperfield Φ(x , θ) through diagrams like

Λ θ

I Thus, the superfield-dependent action Smod(Φ, Φ;M(k)) is thussimply obtained from Smod(a, a;M(k)) by

a → φ(x) → Φ(x , θ) , a → φ(x) → Φ(x , θ)

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 33 / 51

Page 62: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Field-dependent moduli action (II)

I Exploiting the broken SUSY, we can promote φ(x) to the full chiralsuperfield Φ(x , θ) through diagrams like

Λ θ

I Thus, the superfield-dependent action Smod(Φ, Φ;M(k)) is thussimply obtained from Smod(a, a;M(k)) by

a → φ(x) → Φ(x , θ) , a → φ(x) → Φ(x , θ)

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 33 / 51

Page 63: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Instanton contributions to the prepotential

Integrating over the moduli one gets the instanton induced effectiveaction for Φ:

S(k)eff [Φ] =

∫d4x d4θ dM(k) e

− 8πkg2 −Smod(Φ,Φ; cM(k))

=

∫d4x d4θF (k)(Φ)

Correspondingly, the prepotential F (k) for the low energy N = 2 theoryis given by the centered instanton partition function

F (k)(Φ) =

∫dM(k) e

− 8πkg2 −Smod(Φ,Φ; cM(k))

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 34 / 51

Page 64: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

I For example, for the N = 2 SYM theory with SU(2) (broken toU(1)), one finds

F (k)(Φ) = ck Φ2(

Λ

Φ

)4k

where Λ is the dynamically generated scale, and the coefficientsck can be obtained by evaluating the integral over the instantonmoduli:

c1 =12

, c2 =5

16, ...

(in perfect agreement with the Seiberg-Witten exact solution of thetheory).

I ...

Now let us study instanton effects in N = 1 SYM theories.

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 35 / 51

Page 65: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

N = 1 SYM theories from fractional branes

I They can be realized by the massless d.o.f. of open stringsattached to fractional D3-branes in the orbifold background

R4 × R6/ (Z2 × Z2)

where the orbifold group acts as

g1 : x6, x7, x8, x9 −→ −x6,−x7,−x8,−x9g2 : x4, x5, x8, x9 −→ −x4,−x5, x8,−x9

I This orbifold breaks 1/4 SUSY in the bulk, the D3 branes a further1/2:

32× 14× 1

2= 4 real supercharges =⇒ N = 1 SUSY

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 36 / 51

Page 66: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

I In this orbifold there 4 types of fractional D3 branes, giving rise tothe following quiver gauge theory

N1

N3 N4

N2

I If we take N1 = Nc , N2 = Nf , N3 = N4 = 0, the theory living on theNc D3 branes is

N = 1 SQCD with gauge group SU(Nc) and Nf flavors

Nc Nf

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 37 / 51

Page 67: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

I In this orbifold there 4 types of fractional D3 branes, giving rise tothe following quiver gauge theory

N1

N3 N4

N2

I If we take N1 = Nc , N2 = Nf , N3 = N4 = 0, the theory living on theNc D3 branes is

N = 1 SQCD with gauge group SU(Nc) and Nf flavors

Nc Nf

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 37 / 51

Page 68: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Now let us add the D(–1) branes to incorporate gauge instantoneffects. Then, the quiver diagram

Nc NfQ Q

becomesNc Nf

Q eQ

k D(–1)

where the dashed lines represent the ADHM instanton modulix0, θ, W(k).

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 38 / 51

Page 69: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Now let us add the D(–1) branes to incorporate gauge instantoneffects. Then, the quiver diagram

Nc NfQ Q

becomesNc Nf

Q eQ

k D(–1)

where the dashed lines represent the ADHM instanton modulix0, θ, W(k).

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 38 / 51

Page 70: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

To obtain the moduli action, we have to compute all (mixed) diskdiagrams. As before, we have, for example,

λ

w

µ

w

µ

λ

⇐⇒D3c

D3c

D(–1)

D3f

which leads to ⟨⟨Vλ Vw Vµ

⟩⟩= iλα wα µ

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 39 / 51

Page 71: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Now, however, there are new kinds of diagrams. For example, we have

µ′

µ

µ⇐⇒ µ′

D3f

D3c

Q†

D(–1)

D3c Q† D3f

D(–1)

which leads to ⟨⟨Vµ′ VQ† Vµ

⟩⟩=

i2µ′Q† µ

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 40 / 51

Page 72: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Putting together all these (mixed) diagramsw

+ . . .≡ +

µ

λ

one finds (for k = 1)8π2

g2 + S(Q, Q) + Sc

where

S(Q, Q) =12

(Q Q† + Q† Q

)w α +

i2µ Q† µ′ − i

2µ′Q† µ

Sc =− iDc

(wα(τ c)αβwβ

)− iλα

(µwα + wα µ

)

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 41 / 51

Page 73: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Thus, the 1-instanton induced effective action is

S(1)eff [Q, Q] =

∫d4x d2θ dM(1) e

− 8π

g2−S(Q,Q)−Sc

and the superpotential is

W =

∫dM(1) e

− 8π

g2−S(Q,Q)−Sc

=

∫· · ·dNcµdNc µdNfµ′ dNf µ′ d2λ · · ·

× · · · ei2 µ Q† µ′− i

2 µ′ Q† µ−iλα(µ wα+wα µ

)

I Integrating over λα yields ∼ (µ µ)

I Integrating over µ′ and µ′ yields ∼ (µ µ)Nf

I Integration over µ and µ is non-vanishing iff

Nc = Nf + 1

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 42 / 51

Page 74: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Setting Nc = Nf + 1, the remaining integrations over the bosonicmoduli lead to

W =Λ2Nc+1

det(Q Q)

which is the VTY-ADS superpotential !

I This result can be generalized to other classical gauge groups(SO(Nc) and Usp(Nc)) by adding an orientifold projection to theorbifold

I This result has been recently obtained also using intersectingbrane models

[Akerblom, Blumenhagen et al. 2006,...]

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 43 / 51

Page 75: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Setting Nc = Nf + 1, the remaining integrations over the bosonicmoduli lead to

W =Λ2Nc+1

det(Q Q)

which is the VTY-ADS superpotential !

I This result can be generalized to other classical gauge groups(SO(Nc) and Usp(Nc)) by adding an orientifold projection to theorbifold

I This result has been recently obtained also using intersectingbrane models

[Akerblom, Blumenhagen et al. 2006,...]

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 43 / 51

Page 76: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

New applications

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 44 / 51

Page 77: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Gauge theories in closed string background

Gauge theories in closed string backgrounds are very interestingbecause, in general, they are characterized by

I new geometry in (super)space-timeI new mathematical structuresI new types of interactions and couplings

Closed string backgrounds produce deformations in the gaugetheories. For instance:

I non-commutative theories arise from NSNS background Bµν

I non-anticommutative theories from specific RR backgroundsI ...

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 45 / 51

Page 78: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

I The instanton calculus through mixed disks can be easilygeneralized in the presence of a non-trivial closed stringbackground

I One simply computes mixed disks with one or more insertions ofclosed string vertex operators

Vclosed

I These new disks produce new terms in the ADHM moduli actionand suitably “deform” the instanton calculus.

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 46 / 51

Page 79: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

A very interesting example:

Instanton calculus in a graviphoton background of N = 2 SUGRA

[Billò et al. 2004]

This RR background allows:

I to find the gravitational corrections to the prepotential of theN = 2 SYM theory

I to deform the ADHM measure in such a way that the instantoncontributions can be computed via localization techniques

I to clarify a recent conjecture by N. Nekrasov on the so-calledΩ-background

I to establish a nice correspondence with the topological string

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 47 / 51

Page 80: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Another interesting application:

Stringy instantons[Blumenhagen et al. 2006, Ibanez-Uranga 2006, Argurio et al. 2007, ...]

I They are (fractional) D-instantons that are different from the gaugecolor D3 branes

Nc NfQ eQ

k

I As a consequence, there are more than 4 mixed ND directions.These stringy instantons are a generalization of the usualD(–1)/D3 systems.

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 48 / 51

Page 81: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Another interesting application:

Stringy instantons[Blumenhagen et al. 2006, Ibanez-Uranga 2006, Argurio et al. 2007, ...]

I They are (fractional) D-instantons that are different from the gaugecolor D3 branes

Nc NfQ eQ

k

I As a consequence, there are more than 4 mixed ND directions.These stringy instantons are a generalization of the usualD(–1)/D3 systems.

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 48 / 51

Page 82: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Another interesting application:

Stringy instantons[Blumenhagen et al. 2006, Ibanez-Uranga 2006, Argurio et al. 2007, ...]

I They are (fractional) D-instantons that are different from the gaugecolor D3 branes

Nc NfQ eQ

k

I As a consequence, there are more than 4 mixed ND directions.These stringy instantons are a generalization of the usualD(–1)/D3 systems.

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 48 / 51

Page 83: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Another interesting application:

Stringy instantons[Blumenhagen et al. 2006, Ibanez-Uranga 2006, Argurio et al. 2007, ...]

I They are (fractional) D-instantons that are different from the gaugecolor D3 branes

Nc NfQ eQ

k

I As a consequence, there are more than 4 mixed ND directions.These stringy instantons are a generalization of the usualD(–1)/D3 systems.

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 48 / 51

Page 84: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

The distinctive features of these exotic D-instantons are:

I there are no bosonic moduli from the mixed sectors (→ no w ’sand w ’s)

I there are no ADHM-like constraints

I they may give rise to new interesting superpotential terms inorientifold models

I many possible applications...

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 49 / 51

Page 85: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

The distinctive features of these exotic D-instantons are:

I there are no bosonic moduli from the mixed sectors (→ no w ’sand w ’s)

I there are no ADHM-like constraints

I they may give rise to new interesting superpotential terms inorientifold models

I many possible applications...

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 49 / 51

Page 86: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Example: N = 1 Usp(N) SYM with N flavorsI Introduce the orientifold projection in the R6/(Z2 × Z2) orbifold so

that the gauge group on the color D3 branes becomes Usp(Nc).

Nc NfQ

For Nc = Nf thisconfiguration leads to

Wexotic =

∫dµ e

− 8π2

g2 +iµt Q µ

= c det(Q)

I The full non-perturbative superpotential is

Wnon−pert = WVTY−ADS + Wexotic =Λ2N+3

det(Q)+ c det(Q)

I The run-away behavior is stabilized!!Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 50 / 51

Page 87: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Conclusions and perspectivesI The D3/D(–1) system provides a very efficient string set-up to

perform instanton calculations in gauge theories

I The instanton corrections to the prepotential in N = 2 SYMtheories and to the superpotential in N = 1 SYM can becomputed from (mixed) disk diagrams

I Non-trivial closed string backgrounds can be easily incorporated

I Generalizations of the gauge instantons to truly stringyconfigurations are possible and lead to very interesting effects

I Further developments are under considerations:I role of stringy instantons in Dynamical Susy BreakingI role of stringy instantons in magnetized brane models

[Billó, Di Vecchia, Frau, A.L., Marotta, Pesando in progress]

I ...

Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 51 / 51

Page 88: Gauge Instantons from Open Strings and D-branesI The gauge degrees of freedom are realized by open strings attached to N D3 branes. N D3-branes I The instanton sector of charge k is

Conclusions and perspectivesI The D3/D(–1) system provides a very efficient string set-up to

perform instanton calculations in gauge theories

I The instanton corrections to the prepotential in N = 2 SYMtheories and to the superpotential in N = 1 SYM can becomputed from (mixed) disk diagrams

I Non-trivial closed string backgrounds can be easily incorporated

I Generalizations of the gauge instantons to truly stringyconfigurations are possible and lead to very interesting effects

I Further developments are under considerations:I role of stringy instantons in Dynamical Susy BreakingI role of stringy instantons in magnetized brane models

[Billó, Di Vecchia, Frau, A.L., Marotta, Pesando in progress]

I ...Alberto Lerda (U.P.O.) Instantons Firenze, May 9, 2007 51 / 51