G.16 Summary of Equity Security Transactions and … · Summary o£ Equity Security Transactions...

G.16

BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551

Summary o£ Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks

as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934

December 1968.

Digitized for FRASER http://fraser.stlouisfed.org/ Federal Reserve Bank of St. Louis

EXPLANATORY NOTE

Information in this Summary has been drawn from reports on Form F-8 , "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In

the interest of simplification, the Summary omits reported data with

respect to initial holdings (reported on Form F-7), purchases and sales

ag8 reSat*-nS less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The underlying reports may be inspected at the Federal Deposit Insurance Corporation Building, 550 17th Street, N. W., Washington, D. C. Publication of this information is in no sense a representation that it is correct or

complete.On the following pages, the name of the bank is followed by

the name of the person reporting and his relationship to the bank.Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest.Symbols indicate the nature of the transactions, if other than a purchase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols" below).


GUIDE TO SYMBOLS

Reference to these symbols is essential for a full and accurate interpretation of the data reported

RELATIONSHIP"0" - OfficerMDn - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered

equity security of the bank "V" - Voting trustee "T" - Trustee"M" - Member of advisory board or honorary director

CHARACTER OF TRANSACTIONNo symbol - Purchase or Sale"B" - Bequest or Inheritance"C" - Compensation"D" - Distribution"E" - Exchange or Conversion"F" - Exercise of rights"G" - Gift"S" - Stock dividend or stock split "X" - Exercise of option

NATURE OF OWNERSHIPNo symbol - Securities are beneficially owned directly."I" - Securities are directly held, but reporter disclaims any

admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding

company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary.

M3M - Same as in "2," except that reporter disclaims any admission that he is the beneficial owner of the securities.

"4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter.

M5M - Same as ,,4," except that reporter disclaims any admission that he is the beneficial owner of the securities.


TRANSACTIONS AND MONTH-END OWNERSHIP

Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from

December 11, 1968 to January 10, 1969IMPORTANT - See Guide to Symbols on preceding page.

BANK

REPORTING PERSON

INDIRECT ACCOUNT

RELATIONSHIP

DATEOF

TRANSACTIONTRANSACTION AND OWNERSHIP SYMBOL

AGGREGATETRANSACTIONS

MONTH-ENDOWNERSHIP

Bought or Otherwise Acquired

Sold or Otherwise Disposed of

BANK OF DEARBORN (Michigan)Frank B. Holbrook D 1 2- 5-68 410 9 510Jo Ralph Wagner OD 12- 5-68 410 1,097

2 3BANK OF DELAWARE (Wilmingtc n)Eugene R. Perry D 9-24-68 100 166

JTWROS 51THE BANK OF WOOD COUNTYCOMPANY (Bowling Green, Ohi °)William F. Schmeltz D 450Wife 4-29-68 3 61 351Family 3 44

Paul V. Rockwell OD 5-11-68 200 2,800Wife 3 231

BEAVER TRUST COMPANY (Pa.)Stewart P, McConnel D 8-1 2 -6 8 100 1,195

2 573THE CENTRAL TRUST COMPANY(Cincinnati, Ohio)Oliver W. Birckhead OD 4- 1-68 300 450Charles W, McBride Jr, 0 12-17-68 X 100 125Earl J. Raible 0 12-17-68 150 303Member of household 3 100


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i.u

BANK

REPORTING PERSON

INDIRECT ACCOUNT

relationship

DATEOF

TRANSACTION

TRANSACTION AND OWNERSHIP SYMBOL


MONTH-ENDOWNERSHIP



CHEMICAL BANK NEW YORK TRUSTCOMPANY (New York Citv)

Harvey A. Basham, Jre 0 12-13-68 X 1 ,2 0 0 1,350George Wo Cox, Jrc 0 1 2- 5-68 X 1,800 1,800Robert Lee Cushing * 0 1 2- 3-68 X 1,500 2 ,0 0 0

Donald Co Patterson 0 1 2-1 1 -6 8 1,800 2,090John Go Riddell * 0 1 2- 6 - 6 8 X 1,950 1,950Keith Mo Urmy ** 0 1 2- 6 - 6 8 X 3,500 4,400

* Amended Report** In addition the above perse>n

continues to own $3,600 of5% convertible capital note S o

CITIZENS COMMERCIAL & SAVINGS 1

BANK (Flint, Michigan)J. R. Burroughs OD 16,000Wife 2 641Trusts 9- 9-68 2 250 8,983

David To Dort D 11-29-68 400 840Lyle So Knopf D 12-1 1 -6 8 94 539

Joint with wife 55THE COLONIAL BANK AND TRUSTCOMPANY (Waterbury, Conn.)

Sherman R. Buell 0 12- 9-68 * 271% 1,261%2 26

A Edwards Danforth 0 12- 9-68 * 270 270David S. Hart D 332

1 2- 6 -6 8 2 50 140Robert No Whittemore D 200Corporation 1 2- 6 - 6 8 2 * 720 28,390Wife 2 30

* Acquired in merger withLitchfield County National Baiik


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- i r

P> iri>M 2 5 AGGREGATE

BANK HM po c /a c /a > ..TRANSACTIONSoz X o M H

REPORTING PERSON c /aX DATE ■ ■ d M

O Bought or Sold orw*T3 OF C/a 2 2 Otherwise Otherwise MONTH-ENDINDIRECT ACCOUNT TRANSACTION 3 5 !>

W Z Acquired Disposed of OWNERSHIP

COMMERCE UNION BANK (Nashville, Tennessee)Morris Moughon D 1 1- 4-68 5,160 7,000Edward G. Nelson D 6- 7-68 44 *

9-11-68 8 ,0 0 01 1-2 0 - 6 8 160 * 8,204

Edward Potter, Jr. OD 1 1- 4-68 915 68,673Stock Purchase Plan 1 1- 1 -6 8 2 11 459

* Acquired through StockPurchase Plan

EWING BANK AND TRUST COMPANY(Trenton, New Jersey)Robert David Carr OD 11- 25-68

1 2- 2 0 - 6 8 3601 ,0 0 0

35,360Wife 1 2-2 0 - 6 8 10 1 ,0 1 0

FIDELITY BANK (Beverly Hills, California)Robert F. Driver D 11-26-68 2 ,0 0 0 2,107

THE FIFTH THIRD UNION TRUST COMPANY (Cincinnati, Ohio)

Glenn A. Biggs 0 1 1-2 1 - 6 8 501 1-2 2 -6 8 100 726

2 1

James A. Markley, Jr. 0 12- 5-68 X 100 168Wife 2 55

Donald G. Pepper 0 12-26-68 300 300FIRST BANK AND TRUST COMPANY OF HAMPDEN COUNTY (Springfield, Massachusetts.]

Herbert P. Almgren 0 1 1- 1 -6 8 1 ,0 0 01 1-1 2 -6 8 100 3,100


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BANK

REPORTING PERSON

INDIRECT ACCOUNT

DATEOF

TRANSACTION

i

W ss •x* ca

" fcH »T3 M

C/5 §

2*03 53

2 *

AGGREGATE______ TRANSACTIONSBought or Otherwise Acquired


MONTH-ENDOWNERSHIP

608130

11,188

100 4,773

75 50050 100

2,727 2,727 **2,171

702 702 ** 4,059

55 5,0055 19,958

$ 5,200 $ 5,200

THE FIRST PENNSYLVANIA BANKIIG AND TRUST COMPANY (Philadelphia

Employees 1 Profit-Sharing Plan

FIRST TRUST & DEPOSIT COMPANY (Syracuse, New York)_______

10-16-6810- 17-6811- 1-68

William P0 TolleyGIRARD TRUST BANK (Philadelphia, Pennsylvania)

12- 20-68

George H. Brown, Jrc Randall E. Copeland

HANCOCK BANK AND TRUST COMPA1 (Quincy, Massachusetts)

ODD|Y

12-26-687-11-68

11- 20-6811- 22-68

Jo Brooks Robbie * *Sheppard Investors, Inc«

* Amended Report ** Transferred to a nominee

Dunlap & Co®HARRIS TRUST AND SAVINGS BANK (Chicago, Illinois)

Stanley Go Harris, Jr„ * OD 12-19-68 As trustee 12-10-68

* In addition the above perse continues to own $50,000 o 5% convertible capital not^s

THE HARTER BANK AND TRUST COMPANY (Canton, Ohio)

5k% Convertible Capital Notes Sara S« (Stolberg) Bartolet 0 12-24-68

* In addition the above persejncontinues to own previous reported shares or common jJto4k

22


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BANK

REPORTING PERSON

INDIRECT ACCOUNT

RELATIONSHIP DATEOF

TRANSACTION



fTH-ENDJERSHIP

Bought or Otherwisc Acquired


M010W1

THE HARTER BANK AND TRUSTCOMPANY (continued)

Convertible Capital No :esStephen J. Cable * D 12-24-68 F $ 700 $ 700Richard H. Davis * OD 12-24-68 F $ 2 ,0 0 0 $ 2 ,0 0 0Wife 12-24-68 2F $ 1 ,0 0 0 $ 1 ,0 0 0

T. Raymond Gregory * D 12-24-68 F $ 600 $ 600J. S. Hoover * D 12-24-68 F $ 1 ,0 0 0 $ 1 ,0 0 0

Harold H. Krider * D 12-24-68 F $ 9,300 $ 9,300Wife * 12-24-68 2F $ 6 ,2 0 0 $ 6 ,2 0 0

V. J. Lajeunesse * D 12-24-68 F $ 6,900 $ 6,900Richard E. Lawrence * D 12-24-68 F $ 700 $ 700Felix N. Mansager * D 12-24-68 F $ 1 ,1 0 0 $ 1 ,1 0 0

Curtis Co Martin * OD 12-24-68 F $ 2,500 $ 2,500Wife * 12-24-68 2F $ 900 $ 900

Ao No Prentice * D 12-24-68 F $ 400 $ 400John B. Root * OD 12-24-68 F $ 8,600 $ 8,600Family * 12-24-68 2F $ 1,500 $ 1,500

William K. Riemenschneider D -0 -Wife * 12-24-68 2F $ 2,500 $ 2,500

George W. Seanor * D 12-24-68 F $ 500 $ 500Loren E« Souers * D 12-24-68 . F $ 5,200 $ 5,200Wife * 12-24-68 2F $ 600 $ 600

John M. Tapley * 0 12-24-68 F $ 200 $ 200

R. No Thomas * 0 12-24-68 F $ 500 $ 500Robert F. Vail * D 12-24-68 F $ 600 $ 600

* In addition the above pers<>nscontinue to own previously,reported shares of commonstockDigitized for FRASER

http://fraser.stlouisfed.org/ Federal Reserve Bank of St. Louis

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BANKREPORTING PERSON

INDIRECT ACCOUNT

DATEOF

TRANSACTION

5C <Z> CO >32 qM H TJ MCO §

2CO 2

THE LOUISVILLE TRUST COMPANY




MONTH-ENDOWNERSHIP

(Kentucky)

William L. Jones 0 12-27-68 50 654MANUFACTURERS HANOVER TRUST COMPANY (New York City)Employees' Profit-Sharing Plan 12-13-68

MANUFACTURERS AND TRADERS TRUST COMPANY (Buffalo. N.Y.)Charles W. Millard, Jr. OD 12-23-68

THE MERCHANTS BANK OF NEW YORK (New York City)

Bernice Ahrens 0 3-14-68 8-14-68

1 2- 4-68 12-31-68

5,919 539,126

100 2,564

501005033 887

Lester J. Pincus D 11- 21-68 800 451Spencer B. Witty Wife

D 11-27-6811-27-68

THE MERRILL TRUST COMPANY (Bangor. Maine)__________Charles C. Morris D 10-24-68

2

MORGAN GUARANTY TRUST COMPANf OF NEW YORK (New York City)

Deferred Profit Sharing P I m 12- 1-68

NEW JERSEY BANK AND TRUST COMPANY (Clifton, New Jersey i

John H. Flagg * D

Flagg Foundation, Inc.* In addition the above person

continues to own $6 ,0 0 0 of 5^% convertible capital notes

12-13-6812-16-68

D

2

35050

100

3,122799

2,820

263 31,234

100100 246

612


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PTjITSt-*>

TTPT"Ztn z AGGREGATE

BANK t-H PC C/3 KA > TRANSACTIONSOZ x nM HREPORTING PERSON cnIX DATE ►X M_ o Bought or Sold orM*n OF Cfl 2 Otherwise Otherwise MONTH-END

INDIRECT ACCOUNT TRANSACTION CO 2 Acquired Disposed of OWNERSHIP

OLD KENT BANK AND TRUST COMPANY (Grand Rapids, Mich.Carl H. Morgenstern D 11-18-68 50 4,041

THE OREGON BANK (Portland)Charles Fe Adams OD -0 -Wife 12-27-68 2 750 13,375

Voting Trust (under instruments dated April 1, 1967) T 9-18-68 47,295 * -0 -

* Termination of Voting Trusand distribution to shareholders

PEOPLES TRUST COMPANY OF BERGEN COUNTY (Hackensack,N.,i.)

Francis H. Lanahan D 853Wife 12-17-68 3 200 747

RHODE ISLAND HOSPITAL TRUST COMPANY (Providence)

Co Culver Towle 0 1 2-2 0 - 6 8 50 58Minor child 1 2-2 0 - 6 8 2 7 10

William Wo White OD 2,288Trustee 12-31-68 2 74 99

STo JOSEPH VALLEY BANK (Elkhart, Indiana)J. Robert Wiley D 11-15-68 100 200

SEATTLE TRUST AND SAVINGS BANK (Washington)

John H. Davis D 10-14-68 2001 0-2 2 - 6 8 20010-29-68 100 1,183


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BANK

REPORTING PERSON

INDIRECT ACCOUNT

RELATIONSHIP DATEOF

TRANSACTION





MONTH-ENDOWNERSHIP

SOUTHERN BANK AND TRUSTCOMPANY (Richmond. Virginia)Frank W. Heindl D 12-13-68 1 ,0 0 0 2,397Wife 200Elam and Funsten 385Sulgrave Corpe 100

J. Garland Hening, Jr. DB 12- 9-68 400 25,647Wife 3,315Charitable trust agreeme It 2 994

STATE STREET BANK AND TRUSTCOMPANY (Boston, Massachuset ;s)

John T. G. Nichols OD 1 2-2 0 - 6 8 100 205John J. Wilson D 1 0-1 0 -6 8 500 2,075

TEXAS BANK AND TRUST COMPANYOF DALLAS

Ted R. Alexander 0 9- 9-68 1011-26-68 F 50 60

R. W. Baxter D 11-26-68 F 221 1,322John S. Brown D 11-26-68 F 1,420 8,523Maxwell Clampitt D 11-26-68 F 40 240

11-26-68 2F 73 451George W. Cramer 0 11-26-68 F 98 588

11-26-68 2F 272B 85 170

P. B. Garrett OD 11-26-68 F 180 1,080J. M. Haggar, Jr. D 11-26-68 F 163 977

11-26-68 2F 632 100 375

John R. Hill, Jr. D 11-26-68 F 60 360Ray E. Hubbard D 11-26-68 F 50 2,248

11-26-68 2F 300 300


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>"OT-5 gM Z AGGREGATE

BANK Ht—4 pc in to > TRANSACTIONSREPORTING PERSON

o2:inEC DATE

ec nW H TJ M2 Bought or Sold or

INDIRECT ACCOUNTM OF

TRANSACTIONto sir ?>03 2

OtherwiseAcquired

Otherwise Disposed of

MONTH-ENDOWNERSHIP

TEXAS BANK AND TRUST COMPANY OF DALLAS

Oscar C. Lindemann 0 11-26-68 F 1,187 7,122Justin S. McCarty D 11-26-68 F 740 7,338Henry S. Miller, Jr, D 11-26-68 F 500 3,000Clint W. Murchison, Jr, M 11-26-68 F 66 396William F. Neale, Jr, D 105

•11-26-68 2F 271 1,321W. To Overton D

11-26-68 2F 5161,5662,565

R. I, Payne D 11-26-68 F 136 818Roland L. Pelt D 11-26-68 F 339 2,035Ernest E. Senft 0 11-26-68 F 100 600Clyde Skeen D 11-26-68 F 660 3,962Denys R, Slater, Sr. D 11-26-68 F 140 445

2 139Jere W. Thompson D 11-26-68 F 80 480William E. Weatherford D 11-26-68 F 542 3,255John S. Williamson, Sr, D 11-26-68 F 140 841

TRADE BANK AND TRUST COMPANY (New York City)Ira Guilden B 15,096Controlled Corporations 11- 8-68 2 127 133,868

THE TRUST COMPANY OF NEW JERSEY (Jersey City)

George Behrens D 12- 2-68 12- 6-68 2

500500

7,2131,437


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1

BANK

REPORTING PERSON

INDIRECT ACCOUNT

RELATIONSHIP DATEOF

TRANSACTION



MONTH-ENDOWNERSHIP



THE UNION COMMERCE BANK(Cleveland, Ohio)

James M. Carney D 5,000Family 2 1,745Westwood Estates, Inc. 1 2- 2 - 6 8 2 200 500West Valley Realty Coc 1 2- 2 - 6 8 2 100 100Manufacturing Sites, Inc 0 1 2- 2 - 6 8 2 200 20013811 Enterprise, Inc. 1 2- 2 - 6 8 2 200 1 ,2 0 0Bell Building, Inc. 1 2- 2 - 6 8 2 300 300

UNION COUNTY TRUST COMPANY(Elizabeth, New Jersey)George W. Bauer OD 12-27-68 600 42,408C. H. Winans Co. 4 8 ,8 8 6

Raymond W. Bauer 0 12-27-68 10012-31-68 300 13,774

C. H. Winans Co. 5 13,152Trustee of Estate 5 1,728Trust 3 885Wife 3 3,864

Robert J. Bauer D 12-27-68 10012-27-68 300 12,700

C. H. Winans, Co. 5 13,152Estate of Ada W. Bauer 5 1,728Trusts 3 2 ,8 8 6Electrical Installations

Inc. 3 10,125Wife 3 318Son 3 2 ,1 1 2

UNITED STATES TRUST COMPANY(Boston, Massachusetts)Alfred H. Dolben D 8-14-68 75 1,575As trustee 300Somerset Savings Bank 2 6 ,0 0 0

Alan R. Morse 3DB 12-24-68 245 245 3,034Co-trustee 2 49,874Foundation 2 2 0 ,2 2 2Wife 3 800


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BANK

REPORTING PERSON

INDIRECT ACCOUNT

UNITED STATES TRUST COMPANY (Continued)________________

John Morse Son WifeCo-trusteeFoundation

UNITED STATES TRUST COMPANY OF NEW YORK (New York City)

John T. Pratt, Jr.Wife

JX3mtr*>HOZCOM DATE

OFTRANSACTION

¥§poCOXMnaco55or*

TTiCO>oHMOzps.zo




MONTH-END OWNERSHIP

DDB12- 10-6812- 20-68

33G22

200 200200

990200

2,10049,87420,222

T 12- 12-683

400 10,4003,000


G.16 Summary of Equity Security Transactions and … · Summary o£ Equity Security Transactions...

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Transcript of G.16 Summary of Equity Security Transactions and … · Summary o£ Equity Security Transactions...