Functional Ceramics

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    Functional Ceramics

    Chapter 4:

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    Outline of Chapter 4

    4-1Introduction to Functional Ceramics

    4-2 Fabrication Processes for Functional Ceramics

    4-3Application of Ferroelectric Ceramics

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    Questions for Chapter 41 What are Ceramics and Functional Ceramics?

    2 What are the application fields of Functional Ceramics?

    3 The types of Functional Ceramics and their applications.

    4 How to fabricate functional ceramics?

    5 The crystal structure of ferroelectric ceramics (BaTiO3 ceramics).

    6 Why are ferroelectric ceramics so important?

    7 The applications of ferroelectric ceramics.

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    What are Ceramics?

    comes from the Greece word keramicos, which means burnt stuff

    broadly classed as inorganic, non-metallic materials

    usually a compound, or a combination of compounds, between

    metallic and nonmetallic elements (mainly O, N, C, B)

    always composed of more than one element (Al2O3, SiO2, SiC, etc.)

    bonds are either totally ionic, or combination of ionic and covalent.

    A ceramic is an inorganic, nonmetallic solid prepared by the action of

    heat and subsequent cooling. Ceramic materials may have a

    crystalline or partly crystalline structure, or may be amorphous (e.g., a

    glass) .

    4.1 Introduction to Functional Ceramics

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    4.1 Introduction to Functional Ceramics

    Ceramic artware

    Piezoelectric ceramics

    Ceramic components

    Ceramic knife

    Bioceramics Ceramic components

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    Classification of Ceramics

    Traditional ceramics

    Clay based products

    Structural ceramics

    Used for their mechanical properties

    Functional ceramics

    Used for other properties than mechanical strength, i.e. electrical,

    optical, magnetic properties

    Ceramic bearing and bolts

    Ceramic dishware

    Piezoelectric ceramic components

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    Classification of Functional Ceramics

    Based on Chemical composition:

    Silicate Ceramices: presence of glassy phase in a porous structureClay ceramics (with mullite - 3Al2O3.2SiO2)

    Silica ceramics (with cordierite 2MgO.2Al2O3.2SiO2)

    Oxide Ceramics: dominant crystalline phase, with small glassy phaseSingle oxide (Al2O3), doped oxide, mixed oxide (BaTiO3)

    Non-oxide Ceramics:

    Carbon, SiC, BN, Ti3N4, sialon(Si3N4-Al2O3 )

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    Properties and Applications of Functional Ceramics

    Properties

    Optical

    Electronic and ion conducting Catalytic

    Magnetic

    et al.

    Applications of functional ceramics

    Information and communication technology

    Energy technology

    Process technology - catalysis

    Environmental technology

    Medical technology

    Sensor technology

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    Types of Functional Ceramics

    Ceramic insulators

    Ferroelectric Ceramics

    Piezoelectric ceramics

    Thermosensitive ceramics

    Pressure-sensitive ceramics

    Gas-sensitive ceramics

    et al.

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    Ceramic insulators

    electrical resistivity (> 109 cm)

    Functions:

    The primary function is physical separation of conductors and

    regulation or prevention of current flow between them.

    Other functions are to provide mechanical support, heat dissipation,

    and environmental protection for conductors.

    Classification:

    Oxide-based Ceramics: SiO2, Al2O3, MgO-Al2O3-SiO2, BaO-Al2O3-SiO2

    Nitride-based Ceramics: BN, AlN, Si3N4, Ti3N4

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    Ceramic insulators

    Advantages:

    The advantage of ceramics as insulators is their capability forhigh-

    temperature operation.

    High voltage insulators of ceramic materials are mainly used in

    outdoor switching stations and outdoor lines.

    Disadvantages:

    brittle and easily chipped or broken

    Ceramic insulator supporting a power lineDifferent shaped ceramic insulators

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    Ferroelectric Ceramics

    Ferroelectric ceramics is a special group ofminerals that have

    ferroelectric properties: the strong dependence of the dielectric constant

    oftemperature, electrical field, the presence ofhysteresis and others.

    The ferroelectric effect: the polarity can be reversed under the

    influence of an electric field of the appropriate orientation.

    Crystal Structure:

    The ABO3 perovskite type materials are by far the most important

    category for ferroelectric ceramics.

    For example, BaTiO3, CaTiO3, PbTiO3, KNbO3

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    Ferroelectric Ceramics

    Applications:

    Ferroelectric random access memory (FRAM): this offers very fast

    storage and retrieval of data, with the advantage that the stored data is

    preserved when there is no power supply.

    Ferroelectric ceramics are suitable for use in capacitors, for example

    in ultrasound imaging and high sensitivity infrared cameras.

    Thin-film ferroelectric ceramics, which can be used in optical

    waveguides and optical memory displays.

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    Piezoelectric Ceramics

    Piezoelectricity is the charge which accumulates in certain solid

    materials in response to applied mechanical stress.

    A ceramic, such as lead zirconate titanate (PZT), that converts an

    electrical field to a mechanical strain or a mechanical strain to an

    electrical charge.

    Applications:

    Actuators

    Sensors

    Generators

    Transducers

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    Other Functional Ceramics

    Thermosensitive ceramics: PTC ((Ba2Pb)TiO3, (Sr,Ba)TiO3)

    NTC (MnO-CuO-O2, Mn-Nio-O2)

    Pressure-sensitive ceramics: (ZnO ceramics)

    Humidity sensitive ceramics: (Si-Na2O-V2O5, ZnO-Li2O-V2O5 ceramics)

    Gas-sensitive ceramics: (SnO2, ZnO, Fe2O3 ceramics)

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    4.2 Fabrication Processes for Functional Ceramics

    General Fabrication Processing for Functional Ceramics

    Synthesis of powder(critical step: monophasic powders, with fine

    and homogeneous particle size distribution)

    Milling, usually with additive mixing (lubricant, plasticizers, binders)

    Drying

    Forming

    Sintering (the reduction of the porosity)

    Finishing (including slicing, lapping, polishing, electroding,encapsulation and poling)

    Evaluation

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    Outline of fabrication process for multi-layer ceramic capacitor

    Capacitors could provide functions

    such as interdicting DC current, storingcharges, filtering waves, differentiating

    frequencies and resonating circuit for

    electronic circuits. Therefore capacitor

    ceramics are the most often used

    materials among all functional ceramics,in which Multilayer Ceramic Capacitors

    (MLCCs) are the most often used devices

    among all capacitors.

    BaTiO3

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    Outline of fabrication process for PZT pieoelectric ceramics

    lead zirconate titanate

    (PbZrTiO3, PZT),

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    Raw Materials and Powder preparation

    Raw materials should be properly selected to meet demands from

    functional ceramic performance, production processing and facilities,

    as well as economical concern. (raw materials are the foundation for

    ceramics of excellent performance.)

    purity

    reaction activity

    Powder preparation methods

    oxide synthesis (solid state reaction)

    co-precipitation

    sol-gel method

    hydrothermal methods

    spray pyrolysis

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    Ball mill mixing and grinding

    a conventional and often used technique

    agent balls (higher density induce more remarkable effect of impacting

    and grinding)

    types of millsNormal ball mills, Stirring ball mills, Planetary ball mills, Jet mills.

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    Powder preparation methods

    Powder preparation by oxide synthesis

    Synthesis is generally conducted in solid states, and thermal analysis and

    X ray diffraction analysis could be used to analyze composition of synthesized

    powders and phase evolution during synthesis.

    impurity, particle size > 0.5-2.0 um

    low reactive activities

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    Powder preparation by co-precipitation

    Solutions of metal ion salt are mixed according to mole ratio, and precipitators

    are then introduced in the solution to precipitate metal ions. Powders of specific

    composition could be obtained by drying and firing the sediments.

    Fabrication of BaTiO3 by co-precipitation method

    Co-precipitation of BaTiO3 powder:

    1. Inorganic salts of Ba and Ti as precursors:

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    Powder preparation by co-precipitation

    3. Organic metal salts as precursors:

    2. Co-precipitation in oxalate is the major technique for mass production of

    BaTiO3 powder.

    Advantages and disadvantages of co-precipitation method:

    Satisfy the features including high purity, high fineness, high homogeneity,

    and low sintering temperature.

    Problem of possible residue of Cl-

    and particle agglomeration.

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    Powder preparation by hydrothermal method

    Example of BaTiO3 powder:

    Advantages:

    fine grain size (

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    Comparison among the above preparation methods

    Precipitation of oxalate and hydrothermal methods are very important

    wet chemical techniques for powder preparation. Hydrothermal method

    is promising in the mass production of ferrite powders.

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    Powder preparation by sol-gel method

    Powder obtained with sol-gel technique is more homogeneous and itsadditive dispersion is also more homogeneous, thus composition could be

    better controlled and thin films could be easily obtained.

    Example of BaTiO3 powder:

    Synthesis temperature (550~600 oC)

    Oxide processing (900~1000 oC)

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    Powder preparation by spray pyrolysis

    newly developed technique for fabricating multi-element powders.

    provide higher homogeneity than other wet chemical methods.

    ZrO2, PZT, superconductor, mullite.

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    Questions:1 What is sintering and what is the role of sintering in fabrication

    process?

    2 Comparison of the sintering mechanisms?

    3 Hysteresis loop of ferroelectrics.

    4 Which materials can be used for ferroelectric ceramics?

    5 Why are ferroelectric ceramics so important?

    6 The applications of ferroelectric ceramics.

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    Shaping and Forming of Functional Ceramics

    Conventional film processes

    Forming is a significant fabricating process for ceramic materials.

    Current film processes

    Sputtering

    CVD

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    Conventional forming processes for powder compression

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    Conventional forming processes for powder compression

    Spray granulation

    Mechanisms of two types of spray drying

    (a) Pressure spray nozzle dryer;

    (b) High speed rotary spray dryer

    Spherical particles from spray drying

    a b

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    Sintering

    The densification process of ceramic powders at a high temperature is

    called sintering.

    Sintering could eliminate most pores in porous green body and compress

    residual pores, and bring grain growth and improve binding among grains.

    Energy is required during sintering to advance mass transfer. Heat energy

    is the major source of energy, while energy gradation from particle contact

    and surface tension could also provide energy.

    Sintering mechanisms

    Gas phase sintering

    Solid phase sintering

    Liquid phase sintering

    Activated liquid phase sintering

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    Gas phase sintering

    The driving force: the differentiation in vapor pressure.

    the curvature is larger for smaller particles, and the driving force for vapor

    transfer is correspondingly larger.

    could enhance material strength and reduce open pores, but it does

    not lead to contraction.

    densification can not be achieved with only gas phase transfer.

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    Solid phase sintering

    the driving force for solid phase sintering lies at the differentiation of free

    energy or chemical potential between free surface of particles and its

    interface with neighboring particle.

    The diffusion could be gas phase diffusion, surface diffusion, grain

    boundary diffusion or internal diffusion.

    the factors for enhancing sintering

    small particle size and narrow distribution a properly wide distribution of granularity to allow dense packing and to

    reduce interstitial volume

    green body should have a uniform distribution of density

    an optimal pre-calcining temperature

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    Liquid phase sintering

    If liquid phase is generated to wet powder particles at sintering temperature,

    liquid phase sintering will occur.

    Liquid phase surrounding particles will bring capillary pressure, and it could

    promote densification.

    Particles could be better realigned to achieve denser packing

    Contact pressure between particles will be improved to promote mass

    transfer through dissolution and precipitation.

    Liquid phase sintering strongly depends on temperature since slight

    increase of temperature might produce a large amount of liquid phase.

    liquid phase sometimes will promote densification, but sometimes will lead

    to abnormal grain growth or deformation that impedes densification.

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    Activated liquid phase sintering

    is also called as transient liquid phase sintering.

    liquid phase promotes densification during sintering, but its composition

    would be altered or the liquid phase could totally disappear at the end of

    sintering.

    Particles could be better realigned to achieve denser packing

    Three methods could be used to obtain transient liquid phase sintering.

    proper powders or additives could be added to generate one or moreliquid intermediate products after various chemical reactions, but the final

    products are solid state

    certain powders could be added to generate liquid phase and turn into

    solid solution finally.

    glass phase could be crystallized with heat treatment to eliminate liquidphase products.

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    Sintering Mechanism Summary

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    Sintering Process

    Sintering is a key process during fabrication of functional ceramics.

    During sintering, the shrinkage

    and porosity decreased, and the

    density increased.

    Sintering is actually a process of

    densification through mass transfer

    mechanism.

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    1. Linear expansion stage (25~400 oC)

    2. Solid reaction stage (400~1000 oC)

    3. Shrinkage stage (700~above 1000 oC)

    4. Grain growth stage

    Sintering process could be divided into four stages:

    Sintering Process

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    Effects of Pressure and Atmosphere on Sintering

    Pressure

    Almost all ceramics have pores that mainly contain air (O2 and N2),

    thus sintering under reduced pressure or vacuum could promote the

    elimination of pores. Sintering in vacuum: PLZT, ferrite, Al2O3.

    Atmosphere

    Perovskite materials (ABO3): sintering in oxygen could promote oxygendiffusion via oxygen vacancy and increase densification.

    Sintering in oxygen: PZT, PLZT and some niobate ceramics.

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    Pressure Sintering

    Hot pressing (HP): 10000~30000 kPa

    Hot iso-static pressing (HIP): 150000 kPa

    Ordinary sintering: 100~700 kPa

    large pressure could facilitate elimination

    of pores and vacancies through diffusion

    along grain boundaries.

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    Microwave sintering

    Microwave sintering could bring uniform densification and promote

    ionic diffusion without causing abnormal grain growth.

    Advantages of microwave sintering

    Semiconductor doping range is broader, which could facilitate the

    fabrication of ceramics with a low resistivity.

    Sintering temperature could be decreased to avoid abnormal grain

    growth, which could improve dielectric strength

    Sintering time could be shortened from 8~10 h to 0.5~1.5 h.

    Lead volatilization could be reduced.

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    4.3 Application of Ferroelectric Ceramics

    Ferroelectric ceramics were born in the early 1940s with the discovery ofthe phenomenon of ferroelectricity.

    Ferroelectricity is a property of certain materials which possess a

    spontaneous electric polarization that can be reversed by the application of

    an external electric field.

    Variety of ferroelectric ceramics used in piezoelectric and electrostrictive

    applications, such as sonar, accelerometers, actuators, and sensors.

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    Abbreviations Used for Ferroelectric Ceramics

    PZT: Lead zirconate titanate

    PLZT: Lead lanthanum zirconate titanate

    PMN: Lead magnesium niobate

    PT: Lead titanate

    PZN: Lead zinc niobate

    PSZT: Lead stannate zirconate titanate

    PZ: Lead zirconate

    BST: Barium strontium titanate

    SBT: Strontium bismuth titanate

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    Ferroelectrics: Ferroelectric domains

    Ferroelectric domains are generated by coupling between dipolemoments of atoms.

    When subjected to electric field, the domains pointing towards its

    direction start to grow over its neighbouring domains.

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    Ferroelectrics: hysteresis loop

    Saturation and remanent

    polarization

    Coercive field

    Possibility to reverse the

    polarization

    Smart material: it keeps

    information (remanent

    poalrization)

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    Ferroelectrics: phase transition

    Ferroelectricity is a phase transition (Curie point)

    Ferroelectric phase has always lower symmetry

    Example: BaTiO3, PbTiO3 (cubic changes into tetragonal)

    Pi l i i i F l i C i

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    Piezoelectricity in Ferroelectric Ceramics

    two effects are operative in piezoelectric crystals, in general, and inferroelectric ceramics, in particular.

    Piezoelectric effects in ferroelectric ceramics

    Basis for Ferroelectricity in Ceramics

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    Basis for Ferroelectricity in Ceramics

    TheABO3 perovskite type materials are by far the most importantcategory for ferroelectric ceramics.

    For example, BaTiO3, PZT, PLZT, PT (lead titanate), PMN, (Na,K)NbO3

    Perovskite ABO3 unit cell for

    PZT or PLZT, illustrating

    180polarization reversal for

    two of the six possible

    polarization states produced by

    displacement of the central

    cation in the tetragonal plane

    f

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    Properties of Ferroelectric ceramics

    Mechanical: poor toughness (under study)

    Electrical: semiconductors, superconductors, piezoelectrics,

    pyroelectrics, ferroelectrics (BaTiO3, PZT)

    High resistance to abrasion

    Excellent hot strength

    Chemical inertness

    We can tailor properties for specific applications

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    Why are ferroelectric ceramics so important?

    Ferroelectrics

    High permittivities

    Spontaneus polarization Electric conducticity can be

    controlled

    Piezoelectric and pyroelectric

    effect Optical anisotropy, electrooptic

    an photorefractive deffect

    Ceramics

    Broad range of chemical

    composition Control of grain size, porosity

    Possibility of varying its shape

    and size.

    High resistance to abrasion Excellent hot strength

    Chemical inertness

    All this properties lead to a lot of potential

    aplications!

    Applications of Ferroelectric Ceramics

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    Applications of Ferroelectric Ceramics

    Applications of bulk and film ceramic electronic materials

    Ferroelectric ceramics are used in a very broad range of functional ceramics

    and form the materials base for the majority of electronic applications. These

    electronic applicators account for more than 60% of the total high technology

    ceramics market worldwide.

    A li ti f F l t i C i

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    Why ferroelectric ceramics have been so successful over the years in

    finding an increasing number of applications?

    Their simplicity, compact size, low cost, and high reliability are very

    attractive features tothe design engineer.

    Why the trend in the industry is toward film devices?

    (1) lower operating voltages

    (2) size and weight compatibility with integration trends

    (3) better processing compatibility with silicon technology

    (4) ease of fabrication

    (5) lower costs through integration

    Applications of Ferroelectric Ceramics

    Capacitors

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    Capacitors

    Basic principle

    'C' is the capacitance, is the permittivity of free space, is the

    relative dielectric permittivity, 't' is the distance between the electrodes,

    'A' is the area of the electrodes.

    0( )rC

    t

    =

    0 r

    To get a high volumetric efficiency (capacitance per unit volume), the dielectric

    material between the electrodes should have a large dielectric constant, a large

    area and a small thickness.

    BaTiO3 ceramic based disk capacitors have captured more than 50% of the

    ceramic capacitor market.

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    Multilayer Ceramics (MLC)

    the volumetric efficiency can be further enhanced .

    consists of alternate layers of dielectric and electrode material.

    0( )rn A

    Ct

    =

    MLC capacitors are made by the tape casting process.

    Ferroelectric Memories

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    Ferroelectric Memories

    FRAM (Ferroelectric Random Access Memory) is a non-volatile

    memory combining both ROM and RAM advantages in addition to non-

    volatility features. It has higher speed in write mode, lower power

    consumption and higher endurance.

    PZT thin film

    Pyroelectric Detectors

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    Pyroelectric Detectors

    Pyroelectric detectors are current sources with an output

    proportional to the rate of change of its temperature.

    PbTiO3, (Pb,La)TiO3 and PZT

    Surface Acoustic Wave Substrates

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    Surface Acoustic Wave Substrates

    An elastic wave generated at the input interdigital transducer (IDT)travels along the surface of the piezoelectric substrate and it is

    detected by the output interdigital transducer. These devices are

    mainly used for delay lines and filters in television and microwave

    communication applications

    LiNbO3, or LiTaO3 were used as SAW substrates

    Gas Ignitors

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    Gas Ignitors

    It consists of two oppositely poled ceramic cylinders attached end

    to end in order to double the charge available for the spark.

    Usually PZT ceramic disks are used for this application

    A piezoelectric spark generator

    Accelerometers

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    Accelerometers

    An accelerometer is a device which gives an electrical outputproportional to the acceleration.

    The transducer is a piezoelectric cylinder which is poled along its

    axis but has its poling electrodes removed and the sensing

    electrodes applied to its inner and outer surfaces.

    PZT ceramics

    A shear mode accelerometer

    Piezoelectric Transformers

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    Piezoelectric Transformers

    Low voltage to high voltage transformation can be done by using

    a piezoelectric plate.

    A length mode resonance is excited by applying a low AC voltage

    source between the larger face electrodes.

    A piezoelectric transformer with the arrows indicating the poling directions

    Impact Printer Head

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    the printing pin element consists of a piezoactuator, a stroke

    amplifier operated on the lever principle and a printing wire

    Schematic of a printing pin element

    Summary of Functional Ceramics

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    Summary of Functional Ceramics

    Definition of functional ceramics.

    Application fields of functional ceramics.

    General fabrication processing for functional ceramics.

    The synthesis methods of raw powders.

    Sintering mechanism and process.

    Ferroelectricity of ferroelectric ceramics.

    Applications of ferroelectric ceramics.