Fuller, Smith & Turner Plc
Transcript of Fuller, Smith & Turner Plc
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Fuller, Smith & Turner Plc
Meeting Date: 10/01/2019 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Articles of Association 1
ForForApprove Return of Capital to Shareholders 2
ForForApprove Terms of the Option Agreement 3
Pampa Energia SA
Meeting Date: 10/01/2019 Country: Argentina
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Designate Shareholders to Sign Minutes of Meeting
For Do Not Vote
Do Not Vote
ForApprove Cancellation of 190 Million Treasury Shares and Consequent Reduction in Share Capital
2
Do Not Vote
ForApprove Granting of Authorizations to Perform Formalities and Necessary Presentations to Obtain Corresponding Registrations
3
PT Bank Danamon Indonesia Tbk
Meeting Date: 10/01/2019 Country: Indonesia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Changes in Board of Company For Against
ForForAmend Article 3 of the Articles of Association 2
Page 1 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Teleperformance SE
Meeting Date: 10/01/2019 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize Repurchase of Up to 10 Percent of Issued Share Capital
For For
ForForAuthorize Filing of Required Documents/Other Formalities
2
Goodwin Plc
Meeting Date: 10/02/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend 2
ForForRe-elect John Connolly as Director 3
ForForRe-elect Steven Birks as Director 4
ForForRe-elect Bernard Goodwin as Director 5
AgainstForRe-elect Timothy Goodwin as Director 6
ForForRe-elect Matthew Goodwin as Director 7
ForForRe-elect Simon Goodwin as Director 8
ForForElect Jennifer Kelly as Chair of the Audit Committee
9
AgainstForElect John Goodwin as Member of the Audit Committee
10
AgainstForElect Richard Goodwin as Member of the Audit Committee
11
AgainstForElect Pamela Ashley as Member of the Audit Committee
12
ForForApprove Remuneration Report 13
AgainstForApprove Remuneration Policy 14
ForForReappoint KPMG LLP as Auditors and Authorise Their Remuneration
15
Page 2 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Airport City Ltd.
Meeting Date: 10/03/2019 Country: Israel
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Reappoint Somekh-Chaikin as Auditors and Authorize Board to Fix Their Remuneration
For For
ForForReelect Haim Tsuff as Director 3
ForForReelect Eitan Voloch as Director 4
ForForReelect Itamar Volkov as Director and Approve His Remuneration
5
ForForApprove Compensation Policy for the Directors and Officers of the Company
6
ForForApprove Amended Management Services Agreement with Haim Tsuff, Active Chairman
7
AgainstNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
AgainstNoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B1
AgainstNoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2
ForNoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B3
Genesee & Wyoming Inc.
Meeting Date: 10/03/2019 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For For
Page 3 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Genesee & Wyoming Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Korn Ferry
Meeting Date: 10/03/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1A Elect Director Doyle N. Beneby For For
ForForElect Director Gary D. Burnison 1B
ForForElect Director Christina A. Gold 1C
ForForElect Director Len J. Lauer 1D
ForForElect Director Jerry P. Leamon 1E
ForForElect Director Angel R. Martinez 1F
ForForElect Director Debra J. Perry 1G
ForForElect Director Lori J. Robinson 1H
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForAmend Omnibus Stock Plan 3
ForForRatify Ernst & Young LLP as Auditors 4
ForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
5
Oil Refineries Ltd.
Meeting Date: 10/03/2019 Country: Israel
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Dividend Distribution For For
Page 4 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Oil Refineries Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
AgainstNoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B1
AgainstNoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2
ForNoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B3
Photo-Me International Plc
Meeting Date: 10/03/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
AgainstForAppoint Mazars LLP as Auditors 4
ForForAuthorise Board to Fix Remuneration of Auditors
5
ForForRe-elect Emmanuel Olympitis as Director 6
ForForElect Jean-Marc Janailhac as Director 7
ForForAuthorise Issue of Equity 8
ForForAuthorise Issue of Equity without Pre-emptive Rights
9
ForForAuthorise Market Purchase of Ordinary Shares 10
AgainstForApprove Grant of Share Options to Pascal Faucher
11
Page 5 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
RPM International Inc.
Meeting Date: 10/03/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Kirkland B. Andrews For For
ForForElect Director David A. Daberko 1.2
ForForElect Director Thomas S. Gross 1.3
ForForElect Director Frank C. Sullivan 1.4
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForAmend Omnibus Stock Plan 3
ForForRatify Deloitte & Touche LLP as Auditors 4
Singapore Exchange Limited
Meeting Date: 10/03/2019 Country: Singapore
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Financial Statements and Directors' and Auditors' Reports
For For
ForForApprove Final Dividend 2
ForForElect Chew Gek Khim as Director 3a
ForForElect Jane Diplock as Director 3b
ForForElect Lim Sok Hui as Director 3c
ForForApprove Directors' Fees to be Paid to the Chairman
4
ForForApprove Directors' Fees to be Paid to All Directors (Other than the Chief Executive Officer)
5
ForForApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
6
AgainstForApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
7
ForForAuthorize Share Repurchase Program 8
Page 6 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
TransDigm Group Incorporated
Meeting Date: 10/03/2019 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Stock Option Plan For Against
Cal-Maine Foods, Inc.
Meeting Date: 10/04/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Adolphus B. Baker For For
ForForElect Director Max P. Bowman 1.2
ForForElect Director Letitia C. Hughes 1.3
ForForElect Director Sherman L. Miller 1.4
ForForElect Director James E. Poole 1.5
ForForElect Director Steve W. Sanders 1.6
ForForRatify Frost, PLLC as Auditors 2
Elastic N.V.
Meeting Date: 10/04/2019 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger and Issuance of Shares in Connection with Merger
For For
Page 7 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Henderson Smaller Cos. Investment Trust Plc
Meeting Date: 10/04/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForElect Penelope Freer as Director 4
ForForElect Alexandra Mackesy as Director 5
ForForRe-elect Jamie Cayzer-Colvin as Director 6
ForForRe-elect David Lamb as Director 7
ForForRe-elect Victoria Sant as Director 8
ForForReappoint Ernst & Young LLP as Auditors 9
ForForAuthorise Board to Fix Remuneration of Auditors
10
ForForApprove Continuation of Company as Investment Trust
11
ForForAuthorise Issue of Equity 12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
ForForAuthorise Purchase of the Preference Stock 14
ForForAuthorise Market Purchase of Ordinary Shares 15
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
16
National Beverage Corp.
Meeting Date: 10/04/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Cecil D. Conlee For For
ForForElect Director Stanley M. Sheridan 1b
Page 8 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
PhosAgro PJSC
Meeting Date: 10/04/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Dividends For For
PhosAgro PJSC
Meeting Date: 10/04/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Dividends For For
Divi's Laboratories Limited
Meeting Date: 10/07/2019 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Reappointment and Remuneration of Murali K. Divi as Managing Director
For For
ForForApprove Reappointment and Remuneration of N.V. Ramana as Executive Director
2
Gates Industrial Corporation plc
Meeting Date: 10/07/2019 Country: United Kingdom
Meeting Type: Special
Page 9 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Gates Industrial Corporation plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize Share Repurchase Program For Against
AgainstForAmend the Articles of Association to Authorize the Issuance of a New Class or Classes of Shares
2
Green REIT Plc
Meeting Date: 10/07/2019 Country: Ireland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Memorandum of Association For For
ForForApprove the Recommended Acquisition of Green REIT plc by HPREF Dublin Office Bidco Limited
2
ForForApprove Cancellation of Cancellation Shares 3
ForForApprove Issuance of New Green REIT Shares and Application of Reserves
4
ForForAmend Articles of Association Re: Scheme of Arrangement
5
ForForApprove that the Company Cease to Constitute an Irish Real Estate Investment Trust
6
ForForAdjourn Meeting 7
Green REIT Plc
Meeting Date: 10/07/2019 Country: Ireland
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Scheme of Arrangement For For
Page 10 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Carpenter Technology Corporation
Meeting Date: 10/08/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Viola L. Acoff For For
ForForElect Director I. Martin Inglis 1.2
ForForElect Director Stephen M. Ward, Jr. 1.3
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForAmend Omnibus Stock Plan 4
COSCO SHIPPING Ports Limited
Meeting Date: 10/08/2019 Country: Bermuda
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Consortium Agreement and Related Transactions
For Against
ForForElect Zhang Dayu as Director 2
Giant Network Group Co. Ltd.
Meeting Date: 10/08/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Capital Injection and Related Party Transactions
For For
Page 11 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
HLA Corp. Ltd.
Meeting Date: 10/08/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Change in Usage of Raised Funds and Replenish Working Capital
For For
Rongsheng Petrochemical Co., Ltd.
Meeting Date: 10/08/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Related Party Transaction in Connection to External Guarantee Provision
For For
The Procter & Gamble Company
Meeting Date: 10/08/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Francis S. Blake For For
ForForElect Director Angela F. Braly 1b
ForForElect Director Amy L. Chang 1c
ForForElect Director Scott D. Cook 1d
ForForElect Director Joseph Jimenez 1e
ForForElect Director Terry J. Lundgren 1f
ForForElect Director Christine M. McCarthy 1g
ForForElect Director W. James McNerney, Jr. 1h
ForForElect Director Nelson Peltz 1i
ForForElect Director David S. Taylor 1j
Page 12 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
The Procter & Gamble Company
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Margaret C. Whitman 1k
ForForElect Director Patricia A. Woertz 1l
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForApprove Omnibus Stock Plan 4
Beijing Dabeinong Technology Group Co., Ltd.
Meeting Date: 10/09/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Takeover of Shandong Rongchang Breeding Co., Ltd. and Termination of Original Performance Commitment Plan
For For
China State Construction Engineering Corp. Ltd.
Meeting Date: 10/09/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Zhou Naixiang as Non-Independent Director
For For
AgainstForApprove Signing of Financial Services Framework Supplementary Agreement
2
CK Asset Holdings Limited
Meeting Date: 10/09/2019 Country: Cayman Islands
Meeting Type: Special
Page 13 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
CK Asset Holdings Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Proposed Recommended Cash Acquisition of the Entire Issued and to be Issued Share Capital of Greene King Plc
For For
COSCO SHIPPING Holdings Co., Ltd.
Meeting Date: 10/09/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2.1 Elect Yang Zhijian as Director For For
ForForElect Feng Boming as Director 2.2
COSCO SHIPPING Holdings Co., Ltd.
Meeting Date: 10/09/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Yang Zhijian as Director For For
ForForElect Feng Boming as Director 1.2
GD Power Development Co., Ltd.
Meeting Date: 10/09/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Application for Liquidation For For
Page 14 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Greene King Plc
Meeting Date: 10/09/2019 Country: United Kingdom
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Scheme of Arrangement For For
Greene King Plc
Meeting Date: 10/09/2019 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Recommended Cash Acquisition of Greene King plc by CK Noble (UK) Limited; Amend Articles of Association
For For
Hubei Energy Group Co., Ltd.
Meeting Date: 10/09/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Tian Zexin as Non-Independent Director For For
ForForApprove Appointment of Auditor 2
Jyske Bank A/S
Meeting Date: 10/09/2019 Country: Denmark
Meeting Type: Special
Page 15 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Jyske Bank A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve DKK 40 Million Reduction in Share Capital via Share Cancellation; Amend Articles Accordingly
For Do Not Vote
Do Not Vote
ForAuthorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities
2
Shenzhen Inovance Technology Co., Ltd.
Meeting Date: 10/09/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Guarantee For For
ForForAmend Financial Management System 2
ForForApprove to Appoint Auditor 3
ForForApprove Repurchase and Cancellation of Partial Performance Shares (1)
4
ForForApprove Repurchase and Cancellation of Partial Performance Shares (2)
5
ForForApprove Decrease in Registered Capital and Amend Articles of Association
6
The Diverse Income Trust Plc
Meeting Date: 10/09/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForElect Andrew Bell as Director 3
Page 16 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
The Diverse Income Trust Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Caroline Kemsley-Pein as Director 4
ForForRe-elect Michael Wrobel as Director 5
ForForRe-elect Paul Craig as Director 6
ForForRe-elect Calum Thomson as Director 7
ForForReappoint Ernst & Young LLP as Auditors 8
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
9
ForForApprove Final Dividend 10
ForForApprove Special Dividend 11
ForForAuthorise Issue of Equity 12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
ForForAuthorise Market Purchase of Ordinary Shares 14
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
15
Brambles Limited
Meeting Date: 10/10/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report For For
ForForElect James Richard Miller as Director 3
ForForElect George El-Zoghbi as Director 4
ForForElect Anthony Grant Froggatt as Director 5
ForForApprove Amendment of Brambles Limited Performance Share Plan
6
ForForApprove Participation of Graham Chipchase in the Performance Share Plan or the Amended Performance Share Plan
7
ForForApprove Participation of Nessa O'Sullivan in the Performance Share Plan or the Amended Performance Share Plan
8
ForForApprove Participation of Graham Chipchase in the MyShare Plan
9
Page 17 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Brambles Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove the Capital Return to Shareholders 10
ForForApprove Extension of On-Market Share Buy-Backs
11
China Fortune Land Development Co., Ltd.
Meeting Date: 10/10/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Asset Securitization Plan For For
ForForApprove Provision of Guarantees 2
Colruyt SA
Meeting Date: 10/10/2019 Country: Belgium
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
I.3 Approve Employee Stock Purchase Plan Up To 1,000,000 Shares
For For
ForForApprove Fixing of Price of Shares to Be Issued I.4
ForForEliminate Preemptive Rights Re: Item I.3 I.5
ForForApprove Increase of Capital following Issuance of Equity without Preemptive Rights Re: Item I.3
I.6
ForForApprove Subscription Period Re: Item I.3 I.7
ForForAuthorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry
I.8
AgainstForAuthorize Repurchase of Up to 27,610,148 Shares
II.b
ForForAuthorize Implementation of Approved Resolutions
III
Page 18 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
CSG Holding Co., Ltd.
Meeting Date: 10/10/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Repurchase and Cancellation of Performance Shares
For For
East Money Information Co., Ltd.
Meeting Date: 10/10/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Report on the Usage of Previously Raised Funds
For For
ForForAmend Working System for Independent Directors
2
ForForAmend External Guarantee Management Method
3
ForForAmend External Investment Management System
4
ForForAmend Related Party Transaction Decision-making System
5
Hargreaves Lansdown Plc
Meeting Date: 10/10/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForApprove Remuneration Report 3
Page 19 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Hargreaves Lansdown Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReappoint PricewaterhouseCoopers LLP as Auditors
4
ForForAuthorise Board to Fix Remuneration of Auditors
5
ForForElect Dan Olley as Director 6
ForForRe-elect Deanna Oppenheimer as Director 7
ForForRe-elect Christopher Hill as Director 8
ForForRe-elect Philip Johnson as Director 9
ForForRe-elect Shirley Garrood as Director 10
ForForRe-elect Stephen Robertson as Director 11
ForForRe-elect Fiona Clutterbuck as Director 12
ForForRe-elect Roger Perkin as Director 13
ForForAuthorise Market Purchase or Ordinary Shares 14
ForForAuthorise Issue of Equity 15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
17
ForForAuthorise EU Political Donations and Expenditure
18
ForForApprove Savings Related Share Option Scheme
19
Hengli Petrochemical Co., Ltd.
Meeting Date: 10/10/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association to Expand Business Scope
For For
ForForApprove to Appoint Auditor 2
Page 20 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Hengyi Petrochemical Co., Ltd.
Meeting Date: 10/10/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Entrusted Loan to Associate Company
For For
AgainstForApprove Provision of Additional Guarantee 2
Navigant Consulting, Inc.
Meeting Date: 10/10/2019 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For For
ForForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
OMNOVA Solutions Inc.
Meeting Date: 10/10/2019 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For For
ForForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Transurban Group Ltd.
Meeting Date: 10/10/2019 Country: Australia
Meeting Type: Annual
Page 21 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Transurban Group Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Lindsay Maxsted as Director For For
ForForElect Samantha Mostyn as Director 2b
ForForElect Peter Scott as Director 2c
ForForApprove the Remuneration Report 3
ForForApprove Grant of Performance Awards to Scott Charlton
4
Vectura Group Plc
Meeting Date: 10/10/2019 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Special Dividend For For
ForForApprove Share Consolidation 2
ForForAuthorise Market Purchase of Ordinary Shares 3
Folli Follie SA
Meeting Date: 10/11/2019 Country: Greece
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Auditors and Fix Their Remuneration for 2018
For Against
AgainstForOther Business 2
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Page 22 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Folli Follie SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Auditors and Fix Their Remuneration for 2018
1
AgainstForOther Business 2
Huadian Fuxin Energy Corporation Limited
Meeting Date: 10/11/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Continuing Connected Transactions under the Financial Services Framework Agreement for the Year 2020 to 2022 and Proposed Annual Caps
For Against
Pakistan Petroleum Ltd.
Meeting Date: 10/11/2019 Country: Pakistan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Increase Authorized Share Capital and Amend Memorandum and Articles of Association to Reflect Increase in Authorized Share Capital
For For
United Technologies Corporation
Meeting Date: 10/11/2019 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Merger For For
ForForAdjourn Meeting 2
Page 23 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Allergan plc
Meeting Date: 10/14/2019 Country: Ireland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Scheme of Arrangement For For
ForForApprove Cancellation of Cancellation Shares 2
ForForAuthorize Board to Allot and Issue Shares 3
ForForAmend Articles of Association 4
ForForAdvisory Vote on Golden Parachutes 5
ForForAdjourn Meeting 6
Allergan plc
Meeting Date: 10/14/2019 Country: Ireland
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Scheme of Arrangement For For
BB Healthcare Trust Plc
Meeting Date: 10/14/2019 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorise Issue of Equity Pursuant to the Share Issuance Programme
For Against
AgainstForAuthorise Issue of Equity without Pre-emptive Rights Pursuant to the Share Issuance Programme
2
Page 24 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
ENGIE Brasil Energia SA
Meeting Date: 10/14/2019 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Ratify KPMG Corporate Finance Ltda. as the Firm to Appraise Proposed Transaction
For For
ForForApprove Independent Firm's Appraisal 2
ForForRatify Acquisition of Controlling Stake of Transportadora Associada de Gas SA through Alianca Transportadora de Gas Participacoes SA
3
Herman Miller, Inc.
Meeting Date: 10/14/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Lisa A. Kro For For
ForForElect Director Michael C. Smith 1.2
ForForElect Director Michael A. Volkema 1.3
ForForRatify KPMG LLP as Auditors 2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Hsbc Global Liquidity Funds Plc - (gbp) Liquidity
Meeting Date: 10/14/2019 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForRatify KPMG as Auditors 2
Page 25 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Hsbc Global Liquidity Funds Plc - (gbp) Liquidity
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Board to Fix Remuneration of Auditors
3
Hsbc Global Liquidity Funds Plc - (usd) Liquidity
Meeting Date: 10/14/2019 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForRatify KPMG as Auditors 2
ForForAuthorise Board to Fix Remuneration of Auditors
3
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAccept Financial Statements and Statutory Reports
1
ForForRatify KPMG as Auditors 2
ForForAuthorise Board to Fix Remuneration of Auditors
3
China Yangtze Power Co., Ltd.
Meeting Date: 10/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Guarantee Provision For For
ForForApprove Investment to Power Distribution Project
2
Page 26 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Yangtze Power Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Authorization of Board to Handle All Related Matters Regarding Acquisition of Power Distribution
3
Dongxing Securities Co., Ltd.
Meeting Date: 10/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association For Against
ForForAmend Rules and Procedures Regarding General Meetings of Shareholders
2
ForForAmend Rules and Procedures Regarding Meetings of Board of Directors
3
ForForAmend Working System for Independent Directors
4
AgainstForElect Zhou Liang as Non-Independent Director 5.1
Livzon Pharmaceutical Group Inc.
Meeting Date: 10/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Three-Year Continuing Connected Transactions Framework Agreement for 2020-2022, Related Annual Caps and Related Transactions
For For
ForForElect Tian Qiusheng as Director 2.1
ForForElect Wong Kam Wa as Director 2.2
ForForApprove Increase in Registered Capital 3
ForForAmend Articles of Association 4
Page 27 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Mapletree Commercial Trust
Meeting Date: 10/15/2019 Country: Singapore
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Proposed Acquisition For For
ForForApprove Issuance of New Units Under the Equity Fund Raising
2
AgainstForApprove Whitewash Resolution 3
Ninestar Corp.
Meeting Date: 10/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Revised Stock Option Incentive Plan and Its Summary
For For
ForForApprove Appraisal Measures of the Stock Option Incentive Plan
2
ForForApprove Authorization of the Board to Handle All Matters Related to Stock Option Incentive Plan
3
ForForApprove List of Participants for Stock Option Incentive Plan
4
Orora Limited
Meeting Date: 10/15/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Sam Lewis as Director For For
ForForElect Rob Sindel as Director 2b
ForForElect Tom Gorman as Director 2c
Page 28 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Orora Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Grant of Deferred Performance Rights to Brian Lowe
3a
ForForApprove Grant of Performance Rights to Brian Lowe
3b
ForForApprove Remuneration Report 4
Pampa Energia SA
Meeting Date: 10/15/2019 Country: Argentina
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Designate Shareholders to Sign Minutes of Meeting
For Do Not Vote
Do Not Vote
ForConsider Absorption of Parques Eolicos del Fin del Mundo SA by the Company
2
Do Not Vote
ForAuthorize Board to Perform Formalities and Necessary Presentations to Obtain Corresponding Registrations
3
Ping An Healthcare & Technology Company Limited
Meeting Date: 10/15/2019 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Products and Services Revised Annual Caps
For For
ForForApprove Services Purchasing Revised Annual Caps
2
Pioneer Food Group Ltd.
Meeting Date: 10/15/2019 Country: South Africa
Meeting Type: Special
Page 29 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Pioneer Food Group Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Scheme of Arrangement in Terms of Section 114 and 115 of the Companies Act by Pioneer Foods Shareholders
For For
ForForApprove Scheme of Arrangement in Terms of Section 114 and 115 of the Companies Act by Pioneer Foods Ordinary Shareholders
2
ForForAuthorise Specific Repurchase of Shares from the BEE Trust
3
ForForAuthorise Specific Repurchase of the Pioneer Foods Class A Shares
4
ForForApprove Revocation of Special Resolution Number 1, 2, 3 and 4 if the Scheme Otherwise Lapses or Fails
5
ForForApprove Payments to the Members of the Independent Board in Relation to the Pepsi Offer
6
ForForApprove Delisting of Ordinary Shares from the Main Board of the JSE
1
ForForAmend Phantom Share Plan 2
ForForAuthorise Pioneer Foods to Make the BEE Payment Directly or Indirectly to the BEE Transaction Participants
3
ForForAuthorise Ratification of Approved Resolutions
4
Prudential Plc
Meeting Date: 10/15/2019 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Demerger of the M&G Group from the Prudential Group
For For
ForForElect Amy Yip as Director 2
Page 30 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Telstra Corporation Limited
Meeting Date: 10/15/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
3a Elect Eelco Blok as Director For For
ForForElect Craig Dunn as Director 3b
ForForElect Nora Scheinkestel as Director 3c
ForForApprove Grant of Restricted Shares to Andrew Penn
4a
ForForApprove Grant of Performance Rights to Andrew Penn
4b
ForForApprove Remuneration Report 5
ForAgainstApprove Spill Resolution 6
Barratt Developments Plc
Meeting Date: 10/16/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForApprove Special Dividend 4
ForForRe-elect John Allan as Director 5
ForForRe-elect David Thomas as Director 6
ForForRe-elect Steven Boyes as Director 7
ForForRe-elect Jessica White as Director 8
ForForRe-elect Richard Akers as Director 9
ForForRe-elect Nina Bibby as Director 10
ForForRe-elect Jock Lennox as Director 11
ForForRe-elect Sharon White as Director 12
Page 31 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Barratt Developments Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReappoint Deloitte LLP as Auditors 13
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
14
ForForAuthorise EU Political Donations and Expenditure
15
ForForAuthorise Issue of Equity 16
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise Market Purchase of Ordinary Shares 18
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
19
Commonwealth Bank of Australia
Meeting Date: 10/16/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Shirish Apte as Director For For
ForForElect Mary Padbury as Director 2b
ForForElect Genevieve Bell as Director 2c
ForForElect Paul O'Malley as Director 2d
ForForApprove Remuneration Report 3
ForForApprove Grant of Rights to Matt Comyn 4
ForForAdopt New Constitution 5
CSL Limited
Meeting Date: 10/16/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Marie McDonald as Director For For
Page 32 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
CSL Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Megan Clark AC as Director 2b
ForForApprove Remuneration Report 3
ForForApprove Grant of Performance Share Units to Paul Perreault
4a
ForForApprove Grant of Performance Share Units to Andrew Cuthbertson AO
4b
Daelim Industrial Co., Ltd.
Meeting Date: 10/16/2019 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Bae Won-bok as Inside Director For For
Eastern Co. (Egypt)
Meeting Date: 10/16/2019 Country: Egypt
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Board Report on Company Operations for FY 2019
For Do Not Vote
Do Not Vote
ForApprove Auditors' Report on Company Financial Statements for FY 2019
2
Do Not Vote
ForAccept Financial Statements and Statutory Reports for FY 2019
3
Do Not Vote
ForApprove Allocation of Income and Dividends for FY 2019
4
Do Not Vote
ForApprove Discharge of Chairman and Directors for FY 2019
5
Do Not Vote
ForApprove Remuneration of Directors 6
Do Not Vote
ForRatify Auditors and Fix Their Remuneration for FY 2020
7
Page 33 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Eastern Co. (Egypt)
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Composition of the Board 8
Do Not Vote
ForApprove Related Party Transactions 9
Do Not Vote
ForApprove Charitable Donations for FY 2020 10
Lepu Medical Technology (Beijing) Co., Ltd.
Meeting Date: 10/16/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Adjustment on Public Issuance of Convertible Bonds
For For
ForForApprove Company's Plan for Public Issuance of Convertible Bonds (Second Revision)
2
ForForApprove Demonstration Analysis Report on Public Issuance of Convertible Bonds (Second Revision)
3
ForForApprove Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken as well as Related Commitment (Second Revision)
4
ForForApprove Feasibility Analysis Report on the Use of Proceeds (Second Revision)
5
OFILM Group Co., Ltd.
Meeting Date: 10/16/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Guarantee Provision For For
Page 34 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Origin Energy Limited
Meeting Date: 10/16/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect Greg Lalicker as Director For For
ForForElect Gordon Cairns as Director 3
ForForElect Bruce Morgan as Director 4
ForForApprove Remuneration Report 5
ForForAprove Grant of Restricted Shares and Performance Share Rights to Frank Calabria
6
ForForApprove Renewal of Proportional Takeover Provisions
7
ForForAppoint Ernst & Young as Auditor of the Company
8
AgainstAgainstApprove the Amendments to the Company's Constitution
9a
AgainstAgainstApprove Transition Planning Disclosure 9b
ForAgainstApprove Informed Consent Relating to the Company's Proposed Fracking Activities in the Beetaloo SubBasin
9c
ForAgainstApprove Public Health Risks of Coal Operations
9d
AgainstAgainstApprove Paris Goals and Targets 9e
ForAgainstApprove Disclosure of Lobbying 9f
Red Star Macalline Group Co., Ltd.
Meeting Date: 10/16/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Jing Jie as Director For Against
AgainstForElect Xu Hong as Director 2
ForForAmend Articles of Association 1
Page 35 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
SOCO International Plc
Meeting Date: 10/16/2019 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Change of Company Name to Pharos Energy plc
For For
Suning.com Co., Ltd.
Meeting Date: 10/16/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Daily Related-party Transactions For For
ForForApprove Guarantee Provision 2
AgainstForApprove Financial Assistance Provision 3
Treasury Wine Estates Limited
Meeting Date: 10/16/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Louisa Cheang as Director For For
ForForElect Ed Chan as Director 2b
ForForElect Warwick Every-Burns as Director 2c
ForForElect Garry Hounsell as Director 2d
ForForElect Colleen Jay as Director 2e
ForForElect Lauri Shanahan as Director 2f
ForForElect Paul Rayner as Director 2g
ForForApprove Proportional Takeover Provision 3
Page 36 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Treasury Wine Estates Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration Report 4
ForForApprove Grant of Performance Rights to Michael Clarke
5
AEON REIT Investment Corp.
Meeting Date: 10/17/2019 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Executive Director Seki, Nobuaki For For
ForForElect Alternate Executive Director Arisaka, Tetsuya
2.1
ForForElect Alternate Executive Director Togawa, Akifumi
2.2
ForForElect Supervisory Director Abo, Chiyu 3.1
ForForElect Supervisory Director Seki, Yoko 3.2
Ascencio SCA
Meeting Date: 10/17/2019 Country: Belgium
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.2 Authorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer and Renew Authorization to Increase Share Capital within the Framework of Authorized Capital
For Against
AgainstForAmend Article 8 to Reflect Changes in Capital 1.3
AgainstForAuthorize Board to Repurchase Shares in the Event of a Serious and Imminent Harm and Under Normal Conditions
2.1
AgainstForAmend Article 13 to Reflect Changes in Capital
2.2
ForForAmend Articles of Association 3
Page 37 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Ascencio SCA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry
4
Aurizon Holdings Limited
Meeting Date: 10/17/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Russell Caplan as Director For For
ForForElect Michael Fraser as Director 2b
ForForElect Kate Vidgen as Director 2c
ForForApprove Grant of Performance Rights to Andrew Harding
3
ForForApprove Remuneration Report 4
BHP Group Plc
Meeting Date: 10/17/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForAppoint Ernst & Young LLP as Auditors 2
ForForAuthorise the Risk and Audit Committee to Fix Remuneration of Auditors
3
ForForAuthorise Issue of Equity 4
ForForAuthorise Issue of Equity without Pre-emptive Rights
5
ForForAuthorise Market Purchase of Ordinary Shares 6
ForForApprove Remuneration Policy 7
Page 38 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
BHP Group Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration Report for UK Law Purposes
8
ForForApprove Remuneration Report for Australian Law Purposes
9
ForForApprove Grant of Awards under the Group's Incentive Plans to Andrew Mackenzie
10
ForForElect Ian Cockerill as Director 11
ForForElect Susan Kilsby as Director 12
ForForRe-elect Terry Bowen as Director 13
ForForRe-elect Malcolm Broomhead as Director 14
ForForRe-elect Anita Frew as Director 15
ForForRe-elect Andrew Mackenzie as Director 16
ForForRe-elect Lindsay Maxsted as Director 17
ForForRe-elect John Mogford as Director 18
ForForRe-elect Shriti Vadera as Director 19
ForForRe-elect Ken MacKenzie as Director 20
AgainstAgainstAmend Constitution of BHP Group Limited 21
AgainstAgainstApprove Suspension of Memberships of Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement
22
Daqin Railway Co., Ltd.
Meeting Date: 10/17/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Investment in Mengxi Huazhong Railway Co., Ltd.
For For
Entertainment One Ltd.
Meeting Date: 10/17/2019 Country: Canada
Meeting Type: Annual/Special
Page 39 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Entertainment One Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition by a Subsidiary of Hasbro, Inc. Pursuant to the Arrangement Agreement
For For
ForForAccept Financial Statements and Statutory Reports
2
AgainstForApprove Remuneration Report 3
ForForRe-elect Allan Leighton as Director 4
ForForRe-elect Darren Throop as Director 5
ForForRe-elect Joseph Sparacio as Director 6
ForForRe-elect Linda Robinson as Director 7
AgainstForRe-elect Mark Opzoomer as Director 8
ForForRe-elect Michael Friisdahl as Director 9
ForForRe-elect Mitzi Reaugh as Director 10
ForForRe-elect Robert McFarlane as Director 11
ForForRe-elect Scott Lawrence as Director 12
ForForReappoint PricewaterhouseCoopers LLP as Auditors
13
ForForAuthorise Board to Fix Remuneration of Auditors
14
ForForAuthorise Issue of Equity 15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
17
ForForAuthorise Market Purchase of Common Shares
18
ForForAmend Articles 19
ForForAmend By-Laws 20
Meridian Energy Limited
Meeting Date: 10/17/2019 Country: New Zealand
Meeting Type: Annual
Page 40 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Meridian Energy Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Jan Dawson as Director For For
ForForElect Julia Hoare as Director 2
ForForElect Michelle Henderson as Director 3
ForForElect Nagaja Sanatkumar as Director 4
ForForAdopt New Constitution 5
Paychex, Inc.
Meeting Date: 10/17/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director B. Thomas Golisano For For
ForForElect Director Thomas F. Bonadio 1b
ForForElect Director Joseph G. Doody 1c
ForForElect Director David J.S. Flaschen 1d
ForForElect Director Pamela A. Joseph 1e
ForForElect Director Martin Mucci 1f
ForForElect Director Joseph M. Tucci 1g
ForForElect Director Joseph M. Velli 1h
ForForElect Director Kara Wilson 1i
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify PricewaterhouseCoopers LLP as Auditors
3
Perpetual Limited
Meeting Date: 10/17/2019 Country: Australia
Meeting Type: Annual
Page 41 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Perpetual Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Report For For
ForForElect Greg Cooper as Director 2
ForForApprove Grant of Share Rights and Performance Rights to Rob Adams
3
Rank Group Plc
Meeting Date: 10/17/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AgainstForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForElect Bill Floydd as Director 4
ForForElect Tang Hong Cheong as Director 5
ForForRe-elect John O'Reilly as Director 6
ForForRe-elect Chris Bell as Director 7
ForForRe-elect Steven Esom as Director 8
ForForRe-elect Susan Hooper as Director 9
ForForRe-elect Alex Thursby as Director 10
ForForReappoint Ernst & Young LLP as Auditors 11
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
12
ForForAuthorise EU Political Donations and Expenditure
13
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
14
ForForRe-elect Chris Bell as Director (Independent Shareholder's Vote)
15
ForForRe-elect Steven Esom as Director (Independent Shareholder's Vote)
16
Page 42 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Rank Group Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Susan Hooper as Director (Independent Shareholder's Vote)
17
ForForRe-elect Alex Thursby as Director (Independent Shareholder's Vote)
18
Shanghai Baosight Software Co., Ltd.
Meeting Date: 10/17/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve to Appoint Auditor For For
ForForApprove Adjustment in Incentive Targets for Performance Shares
2
ForForElect Shen Yan as Supervisor 3.1
The Renewables Infrastructure Group Ltd.
Meeting Date: 10/17/2019 Country: Guernsey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Investment Policy For For
Transportadora de Gas del Sur SA
Meeting Date: 10/17/2019 Country: Argentina
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Designate Two Shareholders to Sign Minutes of Meeting
For Do Not Vote
Page 43 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Transportadora de Gas del Sur SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForConsider Distribution of Treasury Shares to Shareholders
2
Do Not Vote
ForRatify Proposal of Technical, Financial and Operational Assistance Service (SATFO) to Reduce Amount of Compensation to Technical Operator
3
Tsogo Sun Gaming Ltd.
Meeting Date: 10/17/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2019
For For
ForForReappoint PwC as Auditors of the Company with P Calicchio as the Individual Registered Auditor
2
ForForElect Chris du Toit as Director 3.1
ForForElect Rachel Watson as Director 3.2
ForForRe-elect Marcel Golding as Director 3.3
ForForRe-elect Elias Mphande as Director 3.4
ForForRe-elect Busi Mabuza as Director 3.5
ForForRe-elect Busi Mabuza as Member of the Audit and Risk Committee
4.1
ForForRe-elect Mohamed Gani as Member of the Audit and Risk Committee
4.2
ForForElect Rachel Watson as Member of the Audit and Risk Committee
4.3
AgainstForApprove Remuneration Policy 1
ForForApprove Remuneration Implementation Report
2
ForForApprove Non-executive Directors' Fees 1
ForForAuthorise Repurchase of Issued Share Capital 2
ForForApprove Financial Assistance in Terms of Section 45 of the Companies Act
3
AgainstForApprove Issuance of Shares or Options and Grant Financial Assistance in Terms of the Company's Share-Based Incentive Schemes
4
Page 44 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Tsogo Sun Hotels Ltd.
Meeting Date: 10/17/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2019
For For
ForForAppoint PricewaterhouseCoopers Inc as Auditors of the Company with P Calicchio as the Individual Registered Auditor
2
ForForElect John Copelyn as Director 3.1
ForForElect Mohamed Ahmed as Director 3.2
ForForElect Cornelia September as Director 3.3
ForForElect Mohamed Ahmed as Member of the Audit and Risk Committee
4.1
ForForElect Sipho Gina as Member of the Audit and Risk Committee
4.2
ForForElect Moretlo Molefi as Member of the Audit and Risk Committee
4.3
ForForElect Jabulani Ngcobo as Member of the Audit and Risk Committee
4.4
ForForApprove Remuneration Policy and Implementation Report
1
ForForApprove Non-executive Directors' Fees 1
ForForAuthorise Repurchase of Issued Share Capital 2
ForForApprove Financial Assistance in Terms of Section 45 of the Companies Act
3
ForForApprove Issuance of Shares or Options and Grant Financial Assistance in Terms of the Company's Share-Based Incentive Schemes
4
Watches of Switzerland Group Plc
Meeting Date: 10/17/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
Page 45 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Watches of Switzerland Group Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration Policy 2
ForForElect Dennis Millard as Director 3
ForForElect Brian Duffy as Director 4
ForForElect Anders Romberg as Director 5
ForForElect Teresa Colaianni as Director 6
ForForElect Rosa Monckton as Director 7
ForForElect Robert Moorhead as Director 8
ForForElect Fabrice Nottin as Director 9
ForForAppoint Ernst & Young LLP as Auditors 10
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForAuthorise Issue of Equity 12
ForForAuthorise Political Donations and Expenditure 13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
15
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
16
Whitehaven Coal Limited
Meeting Date: 10/17/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Report For For
ForForApprove Grant of Rights to Paul Flynn 2
ForForElect Lindsay Ward as Director 3
ForForElect Mark Vaile as Director 4
ForForElect John Conde as Director 5
ForForApprove Amendments to the Constitution 6
Page 46 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Ashmore Group Plc
Meeting Date: 10/18/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForRe-elect Mark Coombs as Director 3
ForForRe-elect Tom Shippey as Director 4
ForForRe-elect Clive Adamson as Director 5
ForForRe-elect David Bennett as Director 6
ForForRe-elect Jennifer Bingham as Director 7
ForForRe-elect Dame Anne Pringle as Director 8
ForForApprove Remuneration Report 9
ForForReappoint KPMG LLP as Auditors 10
ForForAuthorise the Audit and Risk Committee to Fix Remuneration of Auditors
11
ForForAuthorise EU Political Donations and Expenditure
12
ForForAuthorise Issue of Equity 13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForApprove Waiver on Tender-Bid Requirement 17
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
18
Dechra Pharmaceuticals PLC
Meeting Date: 10/18/2019 Country: United Kingdom
Meeting Type: Annual
Page 47 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Dechra Pharmaceuticals PLC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForElect Lisa Bright as Director 4
ForForRe-elect Tony Rice as Director 5
ForForRe-elect Ian Page as Director 6
ForForRe-elect Anthony Griffin as Director 7
ForForRe-elect Julian Heslop as Director 8
ForForRe-elect Ishbel Macpherson as Director 9
ForForRe-elect Lawson Macartney as Director 10
ForForReappoint PricewaterhouseCoopers LLP as Auditors
11
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
12
ForForAuthorise Issue of Equity 13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
17
ForForAdopt New Articles of Association 18
New China Life Insurance Co., Ltd.
Meeting Date: 10/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Li Quan as Director For For
Page 48 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
New China Life Insurance Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Gao Lizhi as Supervisor 2
ForForApprove Remuneration of the Executive Director, Chief Executive Officer and President of the Company
3
ForForApprove Amendments to Measures for the Administration of the Independent Directors of New China Life Insurance Company Ltd.
4
New China Life Insurance Company Ltd.
Meeting Date: 10/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Li Quan as Director For For
ForForElect Gao Lizhi as Supervisor 2
ForForApprove Remuneration of the Executive Director, Chief Executive Officer and President of the Company
3
ForForApprove Amendments to Measures for the Administration of the Independent Directors of New China Life Insurance Company Ltd.
4
Shanghai International Port (Group) Co., Ltd.
Meeting Date: 10/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issue of Letter of Guarantee For Against
SkyCity Entertainment Group Limited
Meeting Date: 10/18/2019 Country: New Zealand
Meeting Type: Annual
Page 49 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
SkyCity Entertainment Group Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Amendments to the Company's Constitution
For For
ForForAuthorize Board to Fix Remuneration of the Auditors
2
Weifu High-Technology Group Co. Ltd.
Meeting Date: 10/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger by Absorption For For
ForForApprove Amendments to Articles of Association
2
Weifu High-Technology Group Co. Ltd.
Meeting Date: 10/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger by Absorption For For
ForForApprove Amendments to Articles of Association
2
China Reinsurance (Group) Corporation
Meeting Date: 10/21/2019 Country: China
Meeting Type: Special
Page 50 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Reinsurance (Group) Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Liu Xiaopeng as Director For For
City of London Investment Group Plc
Meeting Date: 10/21/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
AgainstForApprove Remuneration Policy 3
ForForApprove Final Dividend 4
ForForRe-elect Barry Aling as Director 5
ForForRe-elect Mark Dwyer as Director 6
ForForRe-elect Thomas Griffith as Director 7
ForForRe-elect Susannah Nicklin as Director 8
ForForRe-elect Barry Olliff as Director 9
ForForRe-elect Tracy Rodrigues as Director 10
ForForRe-elect Jane Stabile as Director 11
ForForElect Peter Roth as Director 12
ForForReappoint RSM UK Audit LLP as Auditors 13
ForForAuthorise Board to Fix Remuneration of Auditors
14
ForForAuthorise Issue of Equity 15
ForForAuthorise Trustees of the Employee Benefit Trust to Hold Ordinary Shares in the Capital of the Company for and on Behalf of the ESOP and Employee Incentive Plan
16
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise Market Purchase of Ordinary Shares 18
Page 51 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
City of London Investment Group Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAmend Articles of Association 19
Clipper Logistics Plc
Meeting Date: 10/21/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForReappoint KPMG LLP as Auditors 4
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
5
ForForRe-elect Steven Parkin as Director 6
ForForRe-elect Antony Mannix as Director 7
ForForRe-elect David Hodkin as Director 8
ForForRe-elect Stephen Robertson as Director 9
ForForRe-elect Michael Russell as Director 10
ForForElect Stuart Watson as Director 11
ForForRe-elect Stephen Robertson as Independent Director
12
ForForRe-elect Michael Russell as Independent Director
13
ForForElect Stuart Watson as Independent Director 14
ForForAuthorise Issue of Equity 15
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
16
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
18
Page 52 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Meeting Date: 10/21/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Transaction Agreement, Rollover Agreement and Related Transactions
For For
AgainstForApprove Renewal of Continuing Connected Transactions
2
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Meeting Date: 10/21/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Transaction Agreement, Rollover Agreement and Related Transactions
For For
AgainstForApprove Renewal of Continuing Connected Transactions
2
Stockland
Meeting Date: 10/21/2019 Country: Australia
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect Barry Neil as Director For For
ForForElect Stephen Newton as Director 3
ForForApprove Remuneration Report 4
ForForApprove Grant of Performance Rights to Mark Steinert
5
Page 53 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
WorleyParsons Limited
Meeting Date: 10/21/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect John Grill as Director For For
ForForElect Roger Higgins as Director 2b
ForForElect Sharon Warburton as Director 2c
ForForElect Juan Suarez Coppel as Director 2d
ForForApprove Remuneration Report 3
ForForApprove Grant of Deferred Restricted Share Rights to Andrew Wood
4
ForForApprove Grant of Long Term Equity Performance Rights to Andrew Wood
5
ForForApprove Leaving Entitlements 6
ForForApprove Renewal of Proportional Takeover Provisions
7
ForForApprove the Change of Company Name to Worley Limited
8
Aedifica SA
Meeting Date: 10/22/2019 Country: Belgium
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
5a Approve Financial Statements and Allocation of Income
For For
ForForApprove Dividends of EUR 2.38 Per Share 5b
AgainstForApprove Remuneration Report 6
ForForApprove Discharge of Serge Wibaut as Director
7a
ForForApprove Discharge of Stefaan Gielens as Director
7b
ForForApprove Discharge of Adeline Simont as Director
7c
Page 54 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Aedifica SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Discharge of Jean Franken as Director
7d
ForForApprove Discharge of Eric Hohl as Director 7e
ForForApprove Discharge of Katrien Kesteloot as Director
7f
ForForApprove Discharge of Elisabeth May-Roberti as Director
7g
ForForApprove Discharge of Luc Plasman as Director 7h
ForForApprove Discharge of Marleen Willekens as Director
7i
ForForApprove Discharge of Auditors 8
ForForReelect Jean Franken as Independent Non-Executive Director
9a
ForForApprove Remuneration of Jean Franken as Independent Non-Executive Director
9b
AgainstForApprove Long Term Incentive Plan 10a
AgainstForApprove Grant of Shares under Long Term Incentive Plan up to EUR 234,000
10b
ForForApprove Remuneration of Chairman of Audit Committee up to EUR 30,000
11a
ForForApprove Additioan Remuneration of Audit Committee Members up to EUR 5,000
11b
ForForApprove Change-of-Control Clause Re: Credit Agreement with Belfius Banque NV/SA
12a
ForForApprove Change-of-Control Clause Re: Credit Agreement with Banque Europeenne du Credit Mutuel SAS (BECM)
12b
ForForApprove Change-of-Control Clause Re: Credit Agreement with JP Morgan Securities PLC and ING Belgique SA
12c
ForForApprove Change-of-Control Clause Re: Credit Agreement with ABN Amro Bank SA
12d
ForForApprove Change-of-Control Clause Re: Medium Term Note
12e
ForForAdopt Financial Statements of VSP 13
ForForAdopt Financial Statements of VSP Kasterlee 14
ForForAdopt Financial Statements of Het Seniorenhof
15
ForForAdopt Financial Statements of Compagnie Immobiliere Beerzelhof
16
ForForAdopt Financial Statements of Avorum 17
ForForAdopt Financial Statements of Coham 18
Page 55 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Aedifica SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAdopt Financial Statements of Residentie Sorgvliet
19
ForForAdopt Financial Statements of WZC Arcadia 20
ForForApprove Discharge of Aedifica SA for Fulfillment of Board Mandate at VSP
21a
ForForApprove Discharge of Stefaan Gielens for Fulfillment of Board Mandate at VSP
21b
ForForApprove Discharge of Laurence Gacoin for Fulfillment of Board Mandate at VSP
21c
ForForApprove Discharge of Sarah Everaert for Fulfillment of Board Mandate at VSP
21d
ForForApprove Discharge of Charles-Antoine Van Aelst for Fulfillment of Board Mandate at VSP
21e
ForForApprove Discharge of Jean Kotarakos for Fulfillment of Board Mandate at VSP
21f
ForForApprove Discharge of Aedifica SA for Fulfillment of Board Mandate at VSP Kasterlee
22a
ForForApprove Discharge of Laurence Gacoin for Fulfillment of Board Mandate at VSP Kasterlee
22b
ForForApprove Discharge of Sarah Everaert for Fulfillment of Board Mandate at VSP Kasterlee
22c
ForForApprove Discharge of Charle-Antoine Van Aelst for Fulfillment of Board Mandate at VSP Kasterlee
22d
ForForApprove Discharge of Sven Bogaerts for Fulfillment of Board Mandate at VSP Kasterlee
22e
ForForApprove Discharge of Aedifica SA for Fulfillment of Board Mandate at Het Seniorenhof
23a
ForForApprove Discharge of Steffan Gielens for Fulfillment of Board Mandate at Het Seniorenhof
23b
ForForApprove Discharge of Laurence Gacoin for Fulfillment of Board Mandate at Het Seniorenhof
23c
ForForApprove Discharge of Sarah Everaert for Fulfillment of Board Mandate at Het Seniorenhof
23d
ForForApprove Discharge of Charles-Antoine Van Aelst for Fulfillment of Board Mandate at Het Seniorenhof
23e
ForForApprove Discharge of Jean Kotarakos for Fulfillment of Board Mandate at Het Seniorenhof
23f
Page 56 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Aedifica SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Discharge of Aedifica SA for Fulfillment of Board Mandate at Compagnie Immobiliere Beerzelhof
24a
ForForApprove Discharge of Steffan Gielens for Fulfillment of Board Mandate at Compagnie Immobiliere Beerzelhof
24b
ForForApprove Discharge of Laurence Gacoin for Fulfillment of Board Mandate at Compagnie Immobiliere Beerzelhof
24c
ForForApprove Discharge of Sarah Everaert for Fulfillment of Board Mandate at Compagnie Immobiliere Beerzelhof
24d
ForForApprove Discharge of Charles-Antoine Van Aelst for Fulfillment of Board Mandate at Compagnie Immobiliere Beerzelhof
24e
ForForApprove Discharge of Jean Kotarakos for Fulfillment of Board Mandate at Compagnie Immobiliere Beerzelhof
24f
ForForApprove Discharge of Aedifica SA for Fulfillment of Board Mandate at Avorum
25a
ForForApprove Discharge of Stefaan Gielens for Fulfillment of Board Mandate at Avorum
25b
ForForApprove Discharge of Laurence Gacoin for Fulfillment of Board Mandate at Avorum
25c
ForForApprove Discharge of Sarah Everaert for Fulfillment of Board Mandate at Avorum
25d
ForForApprove Discharge of Charles-Antoine Van Aelst for Fulfillment of Board Mandate at Avorum
25e
ForForApprove Discharge of Jean Kotarakos for Fulfillment of Board Mandate at Avorum
25f
ForForApprove Discharge of Aedifica SA for Fulfillment of Board Mandate at Coham
26a
ForForApprove Discharge of Stefaan Gielens SA for Fulfillment of Board Mandate at Coham
26b
ForForApprove Discharge of Laurence Gacoin for Fulfillment of Board Mandate at Coham
26c
ForForApprove Discharge of Sarah Everaert for Fulfillment of Board Mandate at Coham
26d
ForForApprove Discharge of Charles-Antoine Van Aelst for Fulfillment of Board Mandate at Coham
26e
ForForApprove Discharge of Jean Kotaralosfor Fulfillment of Board Mandate at Coham
26f
ForForApprove Discharge of Aedifica SA for Fulfillment of Board Mandate at Residentie Sorgvliet
27a
Page 57 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Aedifica SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Discharge of Laurence Gacoin for Fulfillment of Board Mandate at Residentie Sorgvliet
27b
ForForApprove Discharge of Sarah Everaert for Fulfillment of Board Mandate at Residentie Sorgvliet
27c
ForForApprove Discharge of Charles-Antoine Van Aelst for Fulfillment of Board Mandate at Residentie Sorgvliet
27d
ForForApprove Discharge of Sven Bogaerts for Fulfillment of Board Mandate at Residentie Sorgvliet
27e
ForForApprove Discharge of Aedifica SA for Fulfillment of Board Mandate at WZC Arcadia
28a
ForForApprove Discharge of Laurence Gacoin for Fulfillment of Board Mandate at WZC Arcadia
28b
ForForApprove Discharge of Sarah Everaert for Fulfillment of Board Mandate at WZC Arcadia
28c
ForForApprove Discharge of Charles-Antoine Van Aelst for Fulfillment of Board Mandate at WZC Arcadia
28d
ForForApprove Discharge of Sven Bogaerts for Fulfillment of Board Mandate at WZC Arcadia
28e
ForForApprove Discharge of Auditor Ernst & Young for VSP
29
ForForApprove Discharge of Auditor Ernst & Young for VSP Kasterlee
30
ForForApprove Discharge of Auditor Ernst & Young for Het Seniorenhof
31
ForForApprove Discharge of Auditor Ernst & Young for Compagnie Immobiliere Beerzelhof
32
ForForApprove Discharge of Auditor Ernst & Young for Avorum
33
ForForApprove Discharge of Auditor Ernst & Young for Coham
34
ForForApprove Discharge of Auditor Ernst & Young for Residentie Sorgvliet
35
ForForApprove Discharge of Auditor Ernst & Young for WZC Arcadia
36
Aedifica SA
Meeting Date: 10/22/2019 Country: Belgium
Meeting Type: Special
Page 58 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Aedifica SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
A2a1 Approve Authorization to Increase Share Capital up to 100 Percent of Authorized Capital With Preemptive Rights By Contribution in Cash
For Against
AgainstForIf Item A2A1 is not Approved: Approve Authorization to Increase Share Capital up to 75 Percent of Authorized Capital With Preemptive Rights By Contribution in Cash
A2a2
ForForIf Item A2A2 is not Approved: Approve Authorization to Increase Share Capital up to 50 Percent of Authorized Capital With Preemptive Rights By Contribution in Cash
A2a3
ForForIf Any of the Items Under A2A is not Approved: Approve Authorization to Increase Share Capital up to 75 Percent by Distribution of Optional Dividend
A2b1
ForForIf Item A2B1 is not Approved: Approve Authorization to Increase Share Capital up to 50 Percent by Distribution of Optional Dividend
A2b2
ForForIf Items A2B1 and A2B2 are not Approved: Approve Authorization to Increase Share Capital up to 20 Percent by Distribution of Optional Dividend
A2b3
AgainstForIf Any of the Items Under A2A and A2B are not Approved: Approve Authorization to Increase Share Capital up to 50 Percent of Authorized Capital Without Preemptive Rights
A2c1
AgainstForIf Item A2C1 is not Approved: Approve Authorization to Increase Share Capital up to 40 Percent of Authorized Capital Without Preemptive Rights
A2c2
AgainstForIf Items A2C1 and A2C2 are not Approved: Approve Authorization to Increase Share Capital up to 30 Percent of Authorized Capital Without Preemptive Rights
A2c3
AgainstForIf Items A2C1, A2C2, and A2C3 are not Approved: Approve Authorization to Increase Share Capital up to 20 Percent of Authorized Capital Without Preemptive Rights
A2c4
ForForIf Items A2C1, A2C2, A2C3, and A2C4 are not Approved: Approve Authorization to Increase Share Capital up to 10 Percent of Authorized Capital Without Preemptive Rights
A2c5
ForForAmend Articles 6.4 to Reflect Changes in Capital
A3
Page 59 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Aedifica SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Articles of Association Re: RREC Legislation
B1
ForForAuthorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry
C
Cochlear Limited
Meeting Date: 10/22/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Approve Financial Statements and Reports of the Directors and Auditors
For For
ForForApprove Remuneration Report 2.1
ForForElect Yasmin Allen as Director 3.1
ForForElect Donal O'Dwyer as Director 3.2
ForForElect Abbas Hussain as Director 3.3
ForForElect Rick Holliday-Smith as Director 3.4
ForForApprove Grant of Options and Performance Rights to Dig Howitt
4.1
Galapagos NV
Meeting Date: 10/22/2019 Country: Belgium
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Daniel O'Day as Director For For
ForForElect Linda Higgins as Director 2
ForForApprove Auditors' Remuneration 3
ForForApprove Issuance of Warrants 3
Page 60 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Galapagos NV
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForRenew Authorization to Increase Share Capital by Up to 20 Percent within the Framework of Authorized Capital
5
GF Securities Co., Ltd.
Meeting Date: 10/22/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2019 Interim Profit Distribution Plan For For
GF Securities Co., Ltd.
Meeting Date: 10/22/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2019 Interim Profit Distribution Plan For For
IDP Education Limited
Meeting Date: 10/22/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Gregory West as Director For Against
AgainstForElect Peter Polson as Director 2b
ForForApprove Remuneration Report 3
Page 61 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Impala Platinum Holdings Ltd.
Meeting Date: 10/22/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Appoint Deloitte as Auditors of the Company For For
ForForRe-elect Peter Davey as Director 2.1
ForForElect Boitumelo Koshane as Director 2.2
ForForRe-elect Alastair Macfarlane as Director 2.3
ForForRe-elect Babalwa Ngonyama as Director 2.4
ForForRe-elect Dr Mandla Gantsho as Director 2.5
ForForRe-elect Dawn Earp as Member of the Audit Committee
3.1
ForForRe-elect Peter Davey as Member of the Audit Committee
3.2
ForForRe-elect Preston Speckmann as Member of the Audit Committee
3.3
ForForApprove Remuneration Policy 4
ForForApprove Remuneration Implementation Report
5
ForForApprove Fees of the Chairperson of the Board 1.1
ForForApprove Fees of the Lead Independent Director
1.2
ForForApprove Fees of the Non-executive Directors 1.3
ForForApprove Fees of the Audit Committee Chairperson
1.4
ForForApprove Fees of the Audit Committee Member
1.5
ForForApprove Fees of the Social, Transformation and Remuneration Committee Chairperson
1.6
ForForApprove Fees of the Social, Transformation and Remuneration Committee Member
1.7
ForForApprove Fees of the Nominations, Governance and Ethics Committee Member
1.8
ForForApprove Fees of the Health, Safety, Environment and Risk Committee Chairperson
1.9
ForForApprove Fees of the Health, Safety, Environment and Risk Committee Member
1.10
ForForApprove Fees of the Capital Allocation and Investment Committee Chairperson
1.11
Page 62 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Impala Platinum Holdings Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Fees of the Capital Allocation and Investment Committee Member
1.12
ForForApprove Fees for Ad Hoc Meetings 1.13
ForForApprove 6 per cent Structural Adjustment to the Remuneration of Non-executive Directors and Board Committees
2
ForForAuthorise Repurchase of Issued Share Capital 3
Keane Group, Inc.
Meeting Date: 10/22/2019 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Merger For For
ForForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Kimball International, Inc.
Meeting Date: 10/22/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Patrick E. Connolly For For
ForForElect Director Kimberly K. Ryan 1.2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
Page 63 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
McBride Plc
Meeting Date: 10/22/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForElect Igor Kuzniar as Director 3
ForForElect Jeffrey Nodland as Director 4
ForForRe-elect John Coleman as Director 5
ForForRe-elect Christopher Smith as Director 6
ForForRe-elect Stephen Hannam as Director 7
ForForRe-elect Neil Harrington as Director 8
ForForRe-elect Sandra Turner as Director 9
ForForReappoint PricewaterhouseCoopers LLP as Auditors
10
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForAuthorise EU Political Donations and Expenditure
12
ForForAuthorise Issue of Equity 13
ForForApprove Issue of B Shares as a Method of Making Payments to Shareholders
14
ForForApprove Increase in the Aggregate Total Fees Payable to Directors
15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise Market Purchase of Ordinary Shares 17
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
18
Qatar Insurance Co.
Meeting Date: 10/22/2019 Country: Qatar
Meeting Type: Special
Page 64 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Qatar Insurance Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Article 6 of Bylaws Re: Share Ownership Limitation
For For
ForForAmend Article 36 of Bylaws Re: Cumulative Voting Adoption
2
ForForAmend Article 41 of Bylaws Re: Board Memebership Regulations
3
ForForAuthorize Chairman or His Deputy to Ratify and Execute Approved Resolutions
4
Regis Corporation
Meeting Date: 10/22/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Daniel G. Beltzman For For
ForForElect Director Virginia Gambale 1b
ForForElect Director David J. Grissen 1c
ForForElect Director Mark S. Light 1d
ForForElect Director Michael J. Merriman 1e
ForForElect Director M. Ann Rhoades 1f
ForForElect Director Hugh E. Sawyer, III 1g
ForForElect Director David P. Williams 1h
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify PricewaterhouseCoopers LLP as Auditors
3
Standex International Corporation
Meeting Date: 10/22/2019 Country: USA
Meeting Type: Annual
Page 65 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Standex International Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Thomas E. Chorman For For
ForForElect Director Thomas J. Hansen 1.2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Grant Thornton LLP as Auditors 3
Yuexiu Property Company Limited
Meeting Date: 10/22/2019 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Transaction Documents and Related Transactions
For For
ForForElect Ouyang Changcheng as Director and Authorize Board to Fix His Remuneration
2
Yuexiu Property Company Limited
Meeting Date: 10/22/2019 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2020 Bank Deposits Agreement, New Annual Caps and Related Transactions
For For
Auckland International Airport Ltd.
Meeting Date: 10/23/2019 Country: New Zealand
Meeting Type: Annual
Page 66 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Auckland International Airport Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Christine Spring as Director For For
ForForElect Elizabeth Savage as Director 2
ForForApprove Increase in the Fee Pool of Directors' Fees
3
ForForAuthorize Board to Fix Remuneration of the Auditors
4
ForForApprove the Amendments to the Company's Constitution
1
CSSC Offshore & Marine Engineering (Group) Company Limited
Meeting Date: 10/23/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Increase of Registered Capital and Shareholding Structure Adjustments ofGSI, a Subsidiary, and Related Transaction
For For
ForForApprove Increase of Registered Capital and Shareholding Structure Adjustments ofHuangpu Wenchong, a Subsidiary, and Related Transaction
2
ForForApprove Adjustments to the Major Asset Restructuring and Such Adjustments that Constituted as Significant Adjustments
3
ForForApprove Major Asset Disposal that Constituted as a Related Transaction
4
ForForApprove Specifics of the Major Asset Disposal and Related Transaction
5
ForForApprove Compliance of the Major Asset Disposal of CSSC Offshore & Marine Engineering(Group) Company Limited with Relevant Laws and Regulations
6
ForForApprove Report on the Major Asset Disposal and Related Transaction of CSSC Offshore & Marine Engineering (Group) Company Limited (Draft)
7
Page 67 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
CSSC Offshore & Marine Engineering (Group) Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Conditional Agreement on the Acquisition of Part of the Equity Interests in Guangzhou Shipyard International Company Limited by China State Shipbuilding Corporation Limited
8
ForForApprove Supplemental Agreement to the Conditional Agreement on the Acquisition of Part of the Equity Interests in Guangzhou Shipyard International Company Limited by China State Shipbuilding Corporation Limited
9
ForForApprove Compliance of the Major Asset Disposal with the Requirements of Article 4 of the Provisions on Issues Concerning Regulating the Material Asset Restructuring of Listed Companies
10
ForForApprove Major Asset Disposal Not Constituting as Restructuring and Listing Under Article 13 of the Administrative Measures for the Material Asset Reorganization of Listed Companies
11
ForForApprove that Relevant Entities Involved in the Restructuring are Not Subject to Restriction from Participating Major Asset Restructuring by Any Listed Companies
12
ForForApprove Compliance of the Major Asset Disposal with Article 11 of the Administrative Measures for the Material Asset Reorganization of Listed Companies
13
ForForApprove Pricing Basis of Assets Under the Major Asset Disposal and Its Fairness and Reasonableness
14
ForForApprove Audit Report, Pro Forma Report and Valuation Report in Relation to the Major Asset Restructuring
15
ForForApprove Independence of the Valuer, Reasonableness of the Assumption of the Valuation, Relevance of Valuation Methods and Valuation Objectives, as Well as the Fairness of Estimated Pricing
16
ForForApprove Completeness and Compliance of the Legal Procedures of the Restructuring and Validity of the Submitted Legal Documents
17
ForForApprove Non-Exercise of Right of First Refusal and Related Transactions
18
ForForAuthorize Board to Deal With All Matters in Relation to the Major Assent Disposal
19
ForForElect Jin Xuejian as Supervisor 20.01
Page 68 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Distell Group Holdings Ltd.
Meeting Date: 10/23/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2019
For For
ForForReappoint PricewaterhouseCoopers Inc as Auditors of the Company with Rika Labuschaigne as Individual Designated Auditor
2
ForForRe-elect Dr Prieur du Plessis as Director 3.1
ForForRe-elect Joe Madungandaba as Director 3.2
ForForRe-elect Ethel Matenge-Sebesho as Director 3.3
ForForElect Kees Kruythoff as Director 3.4
ForForRe-elect Gugu Dingaan as Member of the Audit Committee
4.1
ForForRe-elect Dr Prieur du Plessis as Member of the Audit Committee
4.2
ForForRe-elect Ethel Matenge-Sebesho as Member of the Audit Committee
4.3
ForForRe-elect Catharina Sevillano-Barredo as Member of the Audit Committee
4.4
ForForPlace Authorised but Unissued Shares under Control of Directors
5
ForForApprove Remuneration Policy 6
ForForApprove Implementation Report on the Company's Remuneration Policy
7
AgainstForApprove Non-executive Directors' Remuneration
1
AgainstForApprove Remuneration of Non-executive Directors for Additional Services Performed on Behalf of the Company
2
Inner Mongolia Baotou Steel Union Co. Ltd.
Meeting Date: 10/23/2019 Country: China
Meeting Type: Special
Page 69 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Inner Mongolia Baotou Steel Union Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association For Against
ForForApprove Issuance of High Quality Corporate Bond
2
ForForApprove Issue Size 3.1
ForForApprove Issue Manner 3.2
ForForApprove Par Value and Issue Price 3.3
ForForApprove Bond Maturity 3.4
ForForApprove Bond Interest Rate 3.5
ForForApprove Use of Raised Funds 3.6
ForForApprove Underwriters and Trustees 3.7
ForForApprove Target Subscribers 3.8
ForForApprove Guarantee Arrangements 3.9
ForForApprove Safeguard Measures of Debts Repayment
3.10
ForForApprove Listing Arrangements 3.11
ForForApprove Payment of Capital and Interest 3.12
ForForApprove Resolution Validity Period 3.13
ForForApprove Authorization of Board to Handle All Related Matters Regarding Issuance of Green Corporate Bonds
4
ForForApprove Issue Size 5.1
ForForApprove Par Value and Issue Price 5.2
ForForApprove Bond Maturity and Type 5.3
ForForApprove Bond Interest Rate 5.4
ForForApprove Guarantee Matters 5.5
ForForApprove Use of Proceeds 5.6
ForForApprove Issue Manner 5.7
ForForApprove Terms of Sell-Back 5.8
ForForApprove Target Subscribers and Placing Arrangement for Shareholders
5.9
ForForApprove Underwriting Manner 5.10
ForForApprove Listing Arrangements 5.11
Page 70 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Inner Mongolia Baotou Steel Union Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Company Credit Status and Safeguard Measures of Debts Repayment
5.12
ForForApprove Resolution Validity Period 5.13
ForForApprove Authorization of Board to Handle All Related Matters Regarding Issuance of Corporate Bonds
6
ForForApprove Investors to Implement Market Oriented Debt-to-Equity and Signing of Related Agreements
7
Keppel DC REIT
Meeting Date: 10/23/2019 Country: Singapore
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of 99.0 Percent Interest in the Company Which Holds Keppel DC Singapore 4 and the Entry into the Keppel Lease Agreement, the Facility Management Agreement and the LLP Agreement
For For
ForForApprove Acquisition of the Entire Interest in the Company Which Holds the Data Centre Located at 18 Riverside Road, Singapore
2
Parker-Hannifin Corporation
Meeting Date: 10/23/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Lee C. Banks For For
ForForElect Director Robert G. Bohn 1.2
ForForElect Director Linda S. Harty 1.3
ForForElect Director Kevin A. Lobo 1.4
ForForElect Director Candy M. Obourn 1.5
Page 71 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Parker-Hannifin Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Joseph Scaminace 1.6
ForForElect Director Ake Svensson 1.7
ForForElect Director Laura K. Thompson 1.8
ForForElect Director James R. Verrier 1.9
ForForElect Director James L. Wainscott 1.10
ForForElect Director Thomas L. Williams 1.11
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForAmend Omnibus Stock Plan 4
ForAgainstRequire Independent Board Chairman 5
Shandong Chenming Paper Holdings Limited
Meeting Date: 10/23/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Extension of Time in Purchase of Shares of the Company by the Controlling Shareholder
For For
ForForApprove Change of the Auditors of the Company
2
Shandong Chenming Paper Holdings Limited
Meeting Date: 10/23/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Extension of Time in Purchase of Shares of the Company by the Controlling Shareholder
For For
Page 72 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shandong Chenming Paper Holdings Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Change of the Auditors of the Company
2
SNAM SpA
Meeting Date: 10/23/2019 Country: Italy
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Company Bylaws Re: Articles 13 and 20; Introduce Article 24
For For
ForForRevoke Auditors; Approve New Auditors and Authorize Board to Fix Their Remuneration
1
Standard Life UK Smaller Cos. Trust Plc
Meeting Date: 10/23/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Allister Langlands as Director 4
ForForRe-elect Ashton Bradbury as Director 5
ForForRe-elect Alexa Henderson as Director 6
ForForRe-elect Caroline Ramsay as Director 7
ForForRe-elect Tim Scholefield as Director 8
ForForElect Liz Airey as Director 9
ForForReappoint KPMG LLP as Auditors 10
ForForAuthorise Board to Fix Remuneration of Auditors
11
Page 73 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Standard Life UK Smaller Cos. Trust Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity 12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
ForForAuthorise Market Purchase of Ordinary Shares 14
ForForAuthorise Directors to Sell Treasury Shares for Cash at a Discount to Net Asset Value
15
ForForApprove Tender Offers 16
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
17
ForForApprove Increase in Limit on Aggregate Fees Payable to Directors
18
Wing Tai Holdings Limited
Meeting Date: 10/23/2019 Country: Singapore
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Financial Statements and Directors' and Auditors' Reports
For For
ForForApprove First and Final Dividend and Special Dividend
2
ForForApprove Directors' Fees 3
ForForElect Edmund Cheng Wai Wing as Director 4
ForForElect Christopher Lau Loke Sam as Director 5
ForForElect Paul Hon To Tong as Director 6
ForForElect Sim Beng Mei Mildred (Mildred Tan) as Director
7
ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
8
AgainstForApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
9
AgainstForApprove Grant of Awards Under the Performance Share Plan 2018 and the Restricted Share Plan 2018 and Issuance of Shares Under the Performance Share Plan 2008, the Restricted Share Plan 2008, Performance Share Plan 2018 and the Restricted Share Plan 2018
10
Page 74 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Wing Tai Holdings Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAuthorize Share Repurchase Program 11
Aberforth Split Level Income Trust plc
Meeting Date: 10/24/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForRe-elect Graeme Bissett as Director 3
ForForRe-elect Dominic Fisher as Director 4
ForForRe-elect Angus Gordon Lennox as Director 5
ForForRe-elect Graham Menzies as Director 6
ForForElect Lesley Jackson as Director 7
ForForReappoint Deloitte LLP as Auditors 8
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
9
Adevinta ASA
Meeting Date: 10/24/2019 Country: Norway
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting
For Do Not Vote
Do Not Vote
ForApprove Notice of Meeting and Agenda 2
Do Not Vote
ForDesignate Inspector(s) of Minutes of Meeting 3
Do Not Vote
ForApprove Collapse of Company's Share Classes 4
Page 75 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Adevinta ASA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Creation of NOK 800,000 Pool of Capital by Way of a Rights Issue Towards Class A Shareholders
5
Do Not Vote
ForApprove Creation of NOK 7.5 Million Pool of Capital without Preemptive Rights
6
Advance Residence Investment Corp.
Meeting Date: 10/24/2019 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Amend Asset Management Compensation
For For
ForForElect Executive Director Higuchi, Wataru 2
ForForElect Alternate Executive Director Takano, Takeshi
3
ForForElect Supervisory Director Oba, Yoshitsugu 4.1
ForForElect Supervisory Director Kobayashi, Satoru 4.2
ForForElect Alternate Supervisory Director Yamauchi, Hiromitsu
5
APA Group
Meeting Date: 10/24/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Report For For
ForForElect Steven Crane as Director 2
ForForElect Michael Fraser as Director 3
ForForElect James Fazzino as Director 4
ForForApprove Grant of Performance Rights to Robert Wheals
5
Page 76 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Crown Resorts Limited
Meeting Date: 10/24/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect John Poynton as Director For Against
ForForElect Helen Coonan as Director 2b
ForForElect Andrew Demetriou as Director 2c
AgainstForElect Harold Mitchell as Director 2d
ForForApprove Remuneration Report 3
Japan Logistics Fund, Inc.
Meeting Date: 10/24/2019 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Amend Permitted Investment Types
For For
ForForElect Executive Director Kameoka, Naohiro 2
ForForElect Alternate Executive Director Ogaku, Yasushi
3
ForForElect Supervisory Director Suto, Takachiyo 4.1
ForForElect Supervisory Director Araki, Toshima 4.2
ForForElect Supervisory Director Azuma, Tetsuya 4.3
Magellan Financial Group Ltd.
Meeting Date: 10/24/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report For Against
Page 77 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Magellan Financial Group Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Hamish Douglass as Director 3a
ForForElect Hamish McLennan as Director 3b
ForForApprove Issuance of Shares to Brett Cairns Under the Share Purchase Plan
4a
ForForApprove Grant of Related Party Benefits to Brett Cairns
4b
Migdal Insurance & Financial Holdings Ltd.
Meeting Date: 10/24/2019 Country: Israel
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Employment Terms of Israel Eliahu, Chairman of Subsidiary
For For
AgainstNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
AgainstNoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B1
AgainstNoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2
ForNoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B3
New Hope Liuhe Co., Ltd.
Meeting Date: 10/24/2019 Country: China
Meeting Type: Special
Page 78 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
New Hope Liuhe Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Medium-term Notes For For
ForForApprove Additional Guarantee Provision 2
Oil & Gas Development Company Ltd.
Meeting Date: 10/24/2019 Country: Pakistan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Minutes of Previous Meeting For For
ForForAccept Financial Statements and Statutory Reports
2
ForForApprove Final Cash Dividend 3
ForForApprove Auditors and Authorize Board to Fix Their Remuneration
4
AgainstForOther Business 5
Renishaw Plc
Meeting Date: 10/24/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
AgainstForRe-elect Sir David McMurtry as Director 4
AgainstForRe-elect John Deer as Director 5
ForForRe-elect Will Lee as Director 6
Page 79 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Renishaw Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Allen Roberts as Director 7
ForForRe-elect Carol Chesney as Director 8
ForForRe-elect Catherine Glickman as Director 9
ForForRe-elect Sir David Grant as Director 10
ForForRe-elect John Jeans as Director 11
ForForReappoint Ernst & Young LLP as Auditors 12
ForForAuthorise the Audit Committee of the Board to Fix Remuneration of Auditors
13
ForForAuthorise Market Purchase of Ordinary Shares 14
Sino Land Company Limited
Meeting Date: 10/24/2019 Country: Hong Kong
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForElect Daryl Ng Win Kong as Director 3.1
ForForElect Ringo Chan Wing Kwong as Director 3.2
ForForElect Gordon Lee Ching Keung as Director 3.3
ForForElect Velencia Lee as Director 3.4
ForForAuthorize Board to Fix Remuneration of Directors
3.5
ForForApprove Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration
4
ForForAuthorize Repurchase of Issued Share Capital 5.1
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5.2
ForForAuthorize Reissuance of Repurchased Shares 5.3
Page 80 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
South32 Ltd.
Meeting Date: 10/24/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Wayne Osborn as Director For For
ForForElect Keith Rumble as Director 2b
ForForApprove Remuneration Report 3
ForForApprove Grant to Graham Kerr 4
Tabcorp Holdings Limited
Meeting Date: 10/24/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Paula Dwyer as Director For For
ForForElect Justin Milne as Director 2b
ForForApprove Remuneration Report 3
ForForApprove Grant of Performance Rights to David Attenborough
4
ForAgainstApprove the Spill Resolution 5
Telecom Argentina SA
Meeting Date: 10/24/2019 Country: Argentina
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Designate Two Shareholders to Sign Minutes of Meeting
For Do Not Vote
Do Not Vote
ForConsider Absorption of CV Berazategui SA, Ultima Milla SA and Spun-Off Assets of PEM SAU
2
Page 81 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
The City of London Investment Trust Plc
Meeting Date: 10/24/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForRe-elect Philip Remnant as Director 3
ForForRe-elect Simon Barratt as Director 4
ForForRe-elect Robert Holmes as Director 5
ForForRe-elect Martin Morgan as Director 6
ForForRe-elect Samantha Wren as Director 7
ForForReappoint PricewaterhouseCoopers LLP as Auditors
8
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
9
ForForApprove Dividend Payment Policy 10
ForForAuthorise Issue of Equity 11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Market Purchase of Ordinary Shares 13
ForForAuthorise Market Purchase of the Preferred Stock
14
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
15
The Star Entertainment Group Limited
Meeting Date: 10/24/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect Gerard Bradley as Director For For
ForForElect Richard Sheppard as Director 3
ForForApprove Remuneration Report 4
Page 82 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
The Star Entertainment Group Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Grant of Performance Rights to Matt Bekier
5
WPP Plc
Meeting Date: 10/24/2019 Country: Jersey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Sale by the Company of 60 Percent of their Kantar Business
For For
Cimpress N.V.
Meeting Date: 10/25/2019 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association For For
ForForApprove Cross-Border Merger Between the Company and Cimpress plc
2
ForForApprove Creation of Distributable Profits Through Reduction of Share Premium of Cimpress plc
3
Cleanaway Waste Management Limited
Meeting Date: 10/25/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report For For
Page 83 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Cleanaway Waste Management Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Mike Harding as Director 3a
ForForElect Mark Chellew as Director 3b
ForForApprove Grant of Performance Rights to Vik Bansal Under the Cleanaway Waste Management Limited Long-Term Incentive Plan
4a
ForForApprove Grant of Performance Rights to Vik Bansal Under the Cleanaway Waste Management Limited Deferred Equity Plan
4b
Ctrip.com International Ltd.
Meeting Date: 10/25/2019 Country: Cayman Islands
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Change of Company Name For For
Great Wall Motor Company Limited
Meeting Date: 10/25/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2019 Restricted Share and Share Option Incentive Scheme (Draft) of Great Wall Motor Company Limited and Its Summary
For Against
AgainstForApprove Appraisal Measures for Implementation of the 2019 Restricted Share and Share Option Incentive Scheme of Great Wall Motor Company Limited
2
AgainstForAuthorize Board to Deal With All Matters in Relation to the 2019 Restricted Share and the Share Option Incentive Scheme of the Company
3
Page 84 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Great Wall Motor Company Limited
Meeting Date: 10/25/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2019 Restricted Share and Share Option Incentive Scheme (Draft) of Great Wall Motor Company Limited and Its Summary
For Against
AgainstForApprove Appraisal Measures for Implementation of the 2019 Restricted Share and Share Option Incentive Scheme of Great Wall Motor Company Limited
2
AgainstForAuthorize Board to Deal With All Matters in Relation to the 2019 Restricted Share and the Share Option Incentive Scheme of the Company
3
Hubei Energy Group Co., Ltd.
Meeting Date: 10/25/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Loan Application For For
Insurance Australia Group Ltd.
Meeting Date: 10/25/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Remuneration Report For For
ForForApprove Grant of Deferred Award Rights and Executive Performance Rights to Peter Harmer
2
ForForElect George Savvides as Director 3
Page 85 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Insurance Australia Group Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Helen Marion Nugent as Director 4
ForForElect Thomas William Pockett as Director 5
ForForRatify Past Issuance of Subordinated Medium Term Notes to Institutional Investors
6
AgainstAgainstApprove the Amendments to the Company's Constitution
7a
ForAgainstApprove Fossil Fuel Investment Exposure Reduction Targets
7b
IOI Corp. Bhd.
Meeting Date: 10/25/2019 Country: Malaysia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Final Dividend For For
ForForElect Peter Chin Fah Kui as Director 2
ForForElect Lee Yeow Seng as Director 3
ForForApprove Directors' Fees (Inclusive of Board Committees' Fees)
4
ForForApprove Directors' Benefits (Other than Directors' Fees)
5
ForForApprove BDO PLT as Auditors and Authorize Audit and Risk Management Committee to Fix Their Remuneration
6
ForForApprove Karownakaran @ Karunakaran a/l Ramasamy to Continue Office as Independent Non-Executive Director
7
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
8
ForForAuthorize Share Repurchase Program 9
ForForApprove Implementation of Shareholders' Mandate for Recurrent Related Party Transactions
10
AgainstForApprove Gratuity Payment to Lee Shin Cheng 11
ForForAdopt New Constitution 1
Page 86 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
L3Harris Technologies, Inc.
Meeting Date: 10/25/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Sallie B. Bailey For For
ForForElect Director William M. Brown 1b
ForForElect Director Peter W. Chiarelli 1c
ForForElect Director Thomas A. Corcoran 1d
ForForElect Director Thomas A. Dattilo 1e
ForForElect Director Roger B. Fradin 1f
ForForElect Director Lewis Hay, III 1g
ForForElect Director Lewis Kramer 1h
ForForElect Director Christopher E. Kubasik 1i
ForForElect Director Rita S. Lane 1j
ForForElect Director Robert B. Millard 1k
ForForElect Director Lloyd W. Newton 1l
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
Lite-On Technology Corp.
Meeting Date: 10/25/2019 Country: Taiwan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Spin off of Solid State Storage Business Unit to SOLID STATE STORAGE CORPORATION
For For
Qantas Airways Limited
Meeting Date: 10/25/2019 Country: Australia
Meeting Type: Annual
Page 87 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Qantas Airways Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2.1 Elect Richard Goyder as Director For For
ForForElect Paul Rayner as Director 2.2
ForForElect Todd Sampson as Director 2.3
ForForElect Barbara Ward as Director 2.4
ForForApprove Participation of Alan Joyce in the Long Term Incentive Plan
3
ForForApprove Remuneration Report 4
AgainstAgainstApprove the Amendments to the Company's Constitution
5.1
ForAgainstApprove Human Rights Risks 5.2
Shenwan Hongyuan Group Co., Ltd.
Meeting Date: 10/25/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Appointment of KPMG and KPMG Huazhen LLP as Auditors
For For
ForForElect Xu Yiyang as Supervisor 2
Shenzhen Salubris Pharmaceuticals Co., Ltd.
Meeting Date: 10/25/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association to Expand Business Scope
For For
ForForApprove to Appoint Auditor 2
Page 88 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Tianqi Lithium Industries, Inc.
Meeting Date: 10/25/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Guarantee to Wholly-owned Subsidiary
For For
China Merchants Port Holdings Company Limited
Meeting Date: 10/28/2019 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Non-Acceptance of the Mandatory Unconditional Cash Offer to Acquire All the Issued H Shares in Dalian Port (PDA) Company Limited and Related Transactions
For For
ForForElect Ge Lefu as Director 2
Cree, Inc.
Meeting Date: 10/28/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director John C. Hodge For For
ForForElect Director Clyde R. Hosein 1.2
ForForElect Director Darren R. Jackson 1.3
ForForElect Director Duy-Loan T. Le 1.4
ForForElect Director Gregg A. Lowe 1.5
ForForElect Director John B. Replogle 1.6
ForForElect Director Thomas H. Werner 1.7
ForForElect Director Anne C. Whitaker 1.8
Page 89 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Cree, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Domino's Pizza Enterprises Limited
Meeting Date: 10/28/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Report None For
ForForElect Ursula Schreiber as Director 2
AgainstForElect John James Cowin as Director 3
ForForApprove Renewal of Proportional Takeover Bid Provisions
4
JPMorgan Global Convertibles Income Fund Ltd.
Meeting Date: 10/28/2019 Country: Guernsey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Voluntary Winding Up of the Company
For For
ForForAppoint Joint Liquidators; Fix the Remuneration of the Joint Liquidators; Authorise Company Secretary to Hold the Company's Books and Records
2
ForForAuthorise Joint Liquidators to Divide Among the Shareholders in Specie Any Part of the Assets of the Company
3
Page 90 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Mediobanca SpA
Meeting Date: 10/28/2019 Country: Italy
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Statutory Reports, and Allocation of Income
For For
ForForApprove Remuneration Policy 2a
ForForApprove Fixed-Variable Compensation Ratio 2b
ForForApprove Severance Payments Policy 2c
ForForAmend Performance Share Scheme 3
AgainstNoneDeliberations on Possible Legal Action Against Directors if Presented by Shareholders
A
Pakistan Petroleum Ltd.
Meeting Date: 10/28/2019 Country: Pakistan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForApprove A. F. Ferguson and Co. as Auditors and Authorize Board to Fix Their Remuneration
3
SDIC Capital Co., Ltd.
Meeting Date: 10/28/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Company's Eligibility for Issuance of Convertible Bonds
For For
Page 91 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
SDIC Capital Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Type of Securities 2.1
ForForApprove Issue Scale 2.2
ForForApprove Par Value and Issuance Price 2.3
ForForApprove Bond Maturity 2.4
ForForApprove Bond Interest Rate 2.5
ForForApprove Method and Term for the Repayment of Principal and Interest
2.6
ForForApprove Conversion Period 2.7
ForForApprove Determination and Adjustment of Conversion Price
2.8
ForForApprove Terms for Downward Adjustment of Conversion Price
2.9
ForForApprove Method for Determining the Number of Shares for Conversion
2.10
ForForApprove Dividend Distribution Post Conversion
2.11
ForForApprove Terms of Redemption 2.12
ForForApprove Terms of Sell-back 2.13
ForForApprove Issue Manner and Target Subscribers 2.14
ForForApprove Placing Arrangement for Shareholders
2.15
ForForApprove Convertible Bondholders and Convertible Bondholders Meeting
2.16
ForForApprove Use of Proceeds 2.17
ForForApprove Rating Matters 2.18
ForForApprove Guarantee Matters 2.19
ForForApprove Raised Funds Deposit Account 2.20
ForForApprove Resolution Validity Period 2.21
ForForApprove Company's Plan for Issuance of Convertible Bonds
3
ForForApprove Feasibility Analysis Report on the Use of Proceeds
4
ForForApprove Report on the Usage of Previously Raised Funds
5
ForForApprove Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken
6
Page 92 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
SDIC Capital Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Commitment from Controlling Shareholder, Directors, Senior Management Regarding Counter-dilution Measures in Connection to Convertible Bonds Issuance
7
ForForApprove Formulation of Rules and Procedures Regarding Convertible Corporate Bondholders Meeting
8
ForForApprove Authorization of Board to Handle All Related Matters
9
ForForApprove Shareholder Dividend Return Plan 10
ForForApprove Appointment of Financial Auditor and Internal Control Auditor
11
Tianma Microelectronics Co. Ltd.
Meeting Date: 10/28/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Company's Eligibility for Public Issuance of Corporate Bonds to Qualified Investors
For For
ForForApprove Issue Size 2.1
ForForApprove Bond Maturity 2.2
ForForApprove Par Value and Issue Price 2.3
ForForApprove Bond Interest Rate and Method of Determination
2.4
ForForApprove Payment Manner of Capital and Interest
2.5
ForForApprove Target Subscribers and Placing Arrangement for Shareholders
2.6
ForForApprove Arrangement on Redemption and Sale-back
2.7
ForForApprove Use of Proceeds 2.8
ForForApprove Underwriting Manner 2.9
ForForApprove Bond Trading Circulation 2.10
ForForApprove Guarantee Method 2.11
ForForApprove Safeguard Measures of Debts Repayment
2.12
Page 93 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Tianma Microelectronics Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Resolution Validity Period 2.13
ForForApprove Authorization of the Board to Handle All Related Matters
3
ForForApprove to Appoint Auditor 4
Applied Industrial Technologies, Inc.
Meeting Date: 10/29/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Mary Dean Hall For For
ForForElect Director Dan P. Komnenovich 1.2
ForForElect Director Joe A. Raver 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
AgainstForApprove Omnibus Stock Plan 3
ForForRatify Deloitte & Touche LLP as Auditors 4
AVIC Capital Co., Ltd.
Meeting Date: 10/29/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Profit Distribution For For
AgainstForApprove Participation in Private Equity Fund Investment
2
Bendigo and Adelaide Bank Limited
Meeting Date: 10/29/2019 Country: Australia
Meeting Type: Annual
Page 94 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Bendigo and Adelaide Bank Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect David Foster as Director For For
ForForElect Jan Harris as Director 3
ForForElect Robert Hubbard as Director 4
ForForElect David Matthews as Director 5
ForForApprove Remuneration Report 6
ForForApprove Participation of Marnie Baker in the Employee Salary Sacrifice, Deferred Share and Performance Share Plan
7
ForForApprove First Capital Reduction Scheme in Respect of Convertible Preference Shares 2
8a
ForForApprove Second Capital Reduction Scheme in Respect of Convertible Preference Shares 2
8b
Brookdale Senior Living Inc.
Meeting Date: 10/29/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Victoria L. Freed For For
ForForElect Director Guy P. Sansone 1.2
ForForAmend Certificate of Incorporation to Accelerate Annual Elections of Class II Directors
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForRatify Ernst & Young LLP as Auditors 4
ForForAdopt Majority Voting for Uncontested Election of Directors
5
ForForAmend Omnibus Stock Plan 6
Page 95 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Gezhouba Group Co., Ltd.
Meeting Date: 10/29/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For Against
ForForApprove to Appoint Financial and Internal Control Auditor
2
Cintas Corporation
Meeting Date: 10/29/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Gerald S. Adolph For For
ForForElect Director John F. Barrett 1b
ForForElect Director Melanie W. Barstad 1c
ForForElect Director Karen L. Carnahan 1d
ForForElect Director Robert E. Coletti 1e
ForForElect Director Scott D. Farmer 1f
ForForElect Director James J. Johnson 1g
ForForElect Director Joseph Scaminace 1h
ForForElect Director Ronald W. Tysoe 1i
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
ForAgainstReport on Political Contributions 4
Elastic N.V.
Meeting Date: 10/29/2019 Country: Netherlands
Meeting Type: Annual
Page 96 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Elastic N.V.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1A Elect Director Steven Schuurman For For
ForForElect Director Chetan Puttagunta 1B
ForForAdopt Financial Statements and Statutory Reports
2
ForForApprove Discharge of Executive Director 3
ForForApprove Discharge of Non-Executive Directors 4
ForForRatify PricewaterhouseCoopers LLP as Auditors
5
ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
6
Fortescue Metals Group Ltd.
Meeting Date: 10/29/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Report For For
ForForElect Sharon Warburton as Director 2
ForForElect Ya-Qin Zhang as Director 3
ForNoneApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
4
ForForApprove Grant of Performance Rights to Elizabeth Gaines
5
Hong Leong Bank Berhad
Meeting Date: 10/29/2019 Country: Malaysia
Meeting Type: Annual
Page 97 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Hong Leong Bank Berhad
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Final Dividend For For
ForForApprove Directors' Fees and Benefits 2
ForForElect Chong Chye Neo as Director 3
ForForElect Lau Souk Huan as Director 4
ForForElect Tan Kong Khoon as Director 5
ForForElect Md Hamzah bin Md Kassim as Director 6
ForForApprove PricewaterhouseCoopers PLT as Auditors and Authorize Board to Fix Their Remuneration
7
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
8
ForForApprove Implementation of Shareholders' Mandate for Recurrent Related Party Transactions
9
ForForAdopt New Constitution 10
Israel Corp. Ltd.
Meeting Date: 10/29/2019 Country: Israel
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amended Compensation Policy for the Directors and Officers of the Company
For For
ForForIssue Indemnification Agreements to Tali Bellish-Michaud, Director
2
ForForReelect Jacob Amidror as External Director and Approve His Remuneration
3
AgainstNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
AgainstNoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B1
Page 98 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Israel Corp. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstNoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2
ForNoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B3
Kennametal, Inc.
Meeting Date: 10/29/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Joseph Alvarado For For
ForForElect Director Cindy L. Davis 1.2
ForForElect Director William J. Harvey 1.3
ForForElect Director William M. Lambert 1.4
ForForElect Director Lorraine M. Martin 1.5
ForForElect Director Timothy R. McLevish 1.6
ForForElect Director Sagar A. Patel 1.7
ForForElect Director Christopher Rossi 1.8
ForForElect Director Lawrence W. Stranghoener 1.9
ForForElect Director Steven H. Wunning 1.10
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mehadrin Ltd.
Meeting Date: 10/29/2019 Country: Israel
Meeting Type: Special
Page 99 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Mehadrin Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Sale of Company Properties For Against
AgainstNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
AgainstNoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B1
AgainstNoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2
ForNoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B3
Metso Oyj
Meeting Date: 10/29/2019 Country: Finland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
3 Designate Inspector or Shareholder Representative(s) of Minutes of Meeting
For For
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
ForForApprove Demerger Plan 6
Postal Savings Bank of China Co., Ltd.
Meeting Date: 10/29/2019 Country: China
Meeting Type: Special
Page 100 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Postal Savings Bank of China Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Zhang Xuewen as Director For For
ForForElect Yao Hong as Director 2
ForForElect Fu Tingmei as Director 3
ForForElect Wen Tiejun as Director 4
ForForElect Chung Shui Ming Timpson as Director 5
ForForElect Pan Yingli as Director 6
ForForElect Chen Yuejun as Supervisor 7
ForForElect Li Yujie as Supervisor 8
ForForElect Zhao Yongxiang as Supervisor 9
ForForElect Wu Yu as Supervisor 10
ForForElect Bai Jianjun as Supervisor 11
ForForElect Chen Shimin as Supervisor 12
ForForApprove Remuneration Settlement Plan for Directors for 2018
13
ForForApprove Remuneration Settlement Plan for Supervisors for 2018
14
ForForApprove Proposed Issuance of Write-down Undated Capital Bonds
15
Prosperity Bancshares, Inc.
Meeting Date: 10/29/2019 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger and Issuance of Shares in Connection with Merger
For For
ForForAdjourn Meeting 2
Page 101 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Seagate Technology plc
Meeting Date: 10/29/2019 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director William D. Mosley For For
ForForElect Director Stephen J. Luczo 1b
ForForElect Director Mark W. Adams 1c
ForForElect Director Judy Bruner 1d
ForForElect Director Michael R. Cannon 1e
ForForElect Director William T. Coleman 1f
ForForElect Director Jay L. Geldmacher 1g
ForForElect Director Dylan G. Haggart 1h
ForForElect Director Stephanie Tilenius 1i
ForForElect Director Edward J. Zander 1j
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
3
AgainstForAmend Omnibus Stock Plan 4
ForForAuthorize Board to Allot and Issue Shares 5
ForForAuthorize Board to Opt-Out of Statutory Pre-Emption Rights
6
ForForDetermine Price Range for Reissuance of Treasury Shares
7
Synaptics Incorporated
Meeting Date: 10/29/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Kiva A. Allgood For For
ForForElect Director Michael E. Hurlston 1b
Page 102 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Synaptics Incorporated
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify KPMG LLP as Auditors 3
AgainstForApprove Omnibus Stock Plan 4
ForForApprove Qualified Employee Stock Purchase Plan
5
Vocus Group Ltd.
Meeting Date: 10/29/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report For Against
ForForAppoint PricewaterhouseCoopers as Auditor of the Company
3
ForForElect Robert Mansfield as Director 4
WesBanco, Inc.
Meeting Date: 10/29/2019 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For For
ForForIssue Shares in Connection with Merger 2
ForForAdjourn Meeting 3
Yunnan Baiyao Group Co., Ltd.
Meeting Date: 10/29/2019 Country: China
Meeting Type: Special
Page 103 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Yunnan Baiyao Group Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Employee Share Purchase Plan (Draft) and Summary
For For
ForForApprove Authorization of the Board to Handle All Matters Related to Employee Share Purchase Plan
2
ForForApprove Draft of Employee Share Purchase Plan Management Method
3
ForForApprove Incentive Fund Management Method 4
ForForApprove Working Rules of the Remuneration and Evaluation Management System of Board of Directors, Supervisors and Core Personnel
5
ASR Nederland NV
Meeting Date: 10/30/2019 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
3b Elect Gisella van Vollenhoven to Supervisory Board
For For
ForForElect Gerard van Olphen to Supervisory Board 3c
BB Seguridade Participacoes SA
Meeting Date: 10/30/2019 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize Capitalization of Reserves and Reduction of Share Capital Without Cancellation of Shares
For For
ForForApprove Negotiation of Treasury Shares 2
AgainstForAmend Articles 3
Page 104 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Cars.com Inc.
Meeting Date: 10/30/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Scott Forbes For For
ForForElect Director Jerri DeVard 1.2
ForForElect Director Jill Greenthal 1.3
ForForElect Director Thomas Hale 1.4
ForForElect Director Michael Kelly 1.5
ForForElect Director Donald A. McGovern, Jr. 1.6
ForForElect Director Greg Revelle 1.7
ForForElect Director Bala Subramanian 1.8
ForForElect Director T. Alex Vetter 1.9
ForForElect Director Bryan Wiener 1.10
ForForRatify Ernst & Young LLP as Auditors 2
Catalent, Inc.
Meeting Date: 10/30/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Madhavan "Madhu" Balachandran
For For
ForForElect Director J. Martin Carroll 1b
ForForElect Director John J. Greisch 1c
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Page 105 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Charter Hall Retail REIT
Meeting Date: 10/30/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Sue Palmer as Director For For
China Construction Bank Corporation
Meeting Date: 10/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Wang Yongqing as Supervisor For For
ForForElect Michel Madelain as Director 2
ForForApprove Remuneration Distribution and Settlement Plan for Directors of the Bank in 2018
3
ForForApprove Remuneration Distribution and Settlement Plan for Supervisors of the Bank in 2018
4
ForForApprove Authorization for Additional Temporary Limit on Poverty Alleviation Donations
5
China Construction Bank Corporation
Meeting Date: 10/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Wang Yongqing as Supervisor For For
ForForElect Michel Madelain as Director 2
ForForApprove Remuneration Distribution and Settlement Plan for Directors of the Bank in 2018
3
Page 106 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Construction Bank Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration Distribution and Settlement Plan for Supervisors of the Bank in 2018
4
ForForApprove Authorization for Additional Temporary Limit on Poverty Alleviation Donations
5
China Railway Group Limited
Meeting Date: 10/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chen Yun as Director For For
ForForAmend Rules and Procedures Regarding Meetings of Board of Supervisory Committee
2
ForForAmend Articles of Association 3
China Railway Group Limited
Meeting Date: 10/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chen Yun as Director For For
ForForAmend Rules and Procedures Regarding Meetings of Board of Supervisory Committee
2
ForForAmend Articles of Association 3
Dexus
Meeting Date: 10/30/2019 Country: Australia
Meeting Type: Annual
Page 107 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Dexus
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Report For For
ForForApprove Grant of Performance Rights to Darren Steinberg
2
ForForElect Mark Ford as Director 3.1
ForForElect Nicola Roxon as Director 3.2
Do Not Vote
ForRatify Past Issuance of Securities to Institutional and Sophisticated Investors
4.1
Do Not Vote
ForRatify Past Issuance of Exchangeable Notes to Professional and Sophisticated Investors
4.2
Fosun International Limited
Meeting Date: 10/30/2019 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Approve Grant of Specific Mandate to Issue New Award Shares and Related Transactions
For Against
AgainstForApprove Grant of Award Shares Pursuant to the Share Award Scheme to Selected Participants
1b
AgainstForAuthorize Board to Deal with All Matters in Relation to Issuance and Allotment of the New Award Shares Pursuant to the Share Award Scheme
1c
AgainstForAdopt the Tranche 1 Employee Share Option Incentive Scheme of Shanghai Yuyuan Tourist Mart (Group) Co., Ltd and Related Transactions
2
AgainstForAdopt Share Option Scheme of Fosun Tourism Group and Related Transactions
3
Future Land Development Holdings Limited
Meeting Date: 10/30/2019 Country: Cayman Islands
Meeting Type: Special
Page 108 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Future Land Development Holdings Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Subsidiary Share Incentive Scheme of Seazen Holdings Co., Ltd.
For For
ForForApprove Change of Company Name 2
ForForAdopt Amended and Restated Memorandum and Articles of Association to Reflect the Change of Company Name
3
Fuyao Glass Industry Group Co., Ltd.
Meeting Date: 10/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Ye Shu as Director For For
ForForElect Ma Weihua as Supervisor 2
ForForElect Liu Jing as Director 3.01
ForForElect Qu Wenzhou as Director 3.02
Fuyao Glass Industry Group Co., Ltd.
Meeting Date: 10/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Ye Shu as Director For For
ForForElect Ma Weihua as Supervisor 2
ForForElect Liu Jing as Director 3.01
ForForElect Qu Wenzhou as Director 3.02
Page 109 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Guoyuan Securities Co., Ltd.
Meeting Date: 10/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Profit Distribution For For
ForForApprove Company's Eligibility for Rights Issue 2
ForForApprove Issue Type and Par Value 3.1
ForForApprove Issue Manner 3.2
ForForApprove Base, Proportion and Number of Shares
3.3
ForForApprove Pricing Principle and Share Price 3.4
ForForApprove Placement Target 3.5
ForForApprove Distribution Arrangement of Undistributed Earnings
3.6
ForForApprove Issue Period 3.7
ForForApprove Underwriting Method 3.8
ForForApprove Raised Funds Investment 3.9
ForForApprove Resolution Validity Period 3.10
ForForApprove Listing Location 3.11
ForForApprove Proposal on Rights issue Scheme 4
ForForApprove Feasibility Analysis Report on the Use of Proceeds
5
ForForApprove Report on the Usage of Previously Raised Funds
6
ForForApprove Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken
7
ForForApprove Authorization of Board to Handle All Related Matters
8
ForForApprove Implementing Party, Distribution Method and Scale
9.1
ForForApprove Issue Type 9.2
ForForApprove Issue Period 9.3
ForForApprove Interest Rate 9.4
ForForApprove Guarantee and Other Arrangement 9.5
ForForApprove Usage of Raised Funds 9.6
Page 110 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Guoyuan Securities Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Issue Price 9.7
ForForApprove Target Subscribers and Placing Arrangement for Shareholders
9.8
ForForApprove Listing and Transfer of Debt Financing
9.9
ForForApprove Safeguard Measures of Debts Repayment
9.10
ForForApprove Sale of Underlying Assets Involved in Financial Debt Assets
9.11
ForForApprove Resolution Validity Period 9.12
ForForApprove Authorization of Debt Financing Instruments
9.13
JPMorgan Mid Cap Investment Trust Plc
Meeting Date: 10/30/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Michael Hughes as Director 4
ForForRe-elect John Evans as Director 5
ForForRe-elect Richard Gubbins as Director 6
ForForRe-elect Richard Huntingford as Director 7
ForForElect Margaret Payn as Director 8
ForForReappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration
9
ForForAuthorise Issue of Equity 10
ForForAuthorise Issue of Equity without Pre-emptive Rights
11
ForForAuthorise Market Purchase of Ordinary Shares 12
Page 111 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Kenedix Residential Next Investment Corp.
Meeting Date: 10/30/2019 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Amend Asset Management Compensation
For For
ForForElect Executive Director Sato, Keisuke 2.1
ForForElect Executive Director Okuda, Katsue 2.2
ForForElect Alternate Executive Director Yamamoto, Shin
3
ForForElect Supervisory Director Chiba, Osamu 4.1
ForForElect Supervisory Director Ogawa, Satoshi 4.2
ForForElect Supervisory Director Iwao, Soichiro 4.3
Pantheon International Plc
Meeting Date: 10/30/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForRe-elect Sir Laurie Magnus as Director 3
ForForRe-elect Ian Barby as Director 4
ForForRe-elect John Burgess as Director 5
ForForRe-elect David Melvin as Director 6
ForForRe-elect Susannah Nicklin as Director 7
ForForRe-elect John Singer as Director 8
ForForAppoint Ernst & Young LLP as Auditors 9
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
10
ForForAuthorise Issue of Equity 11
Page 112 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Pantheon International Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Market Purchase of Ordinary Shares 13
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
14
Paz Oil Co. Ltd.
Meeting Date: 10/30/2019 Country: Israel
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amended Compensation Policy for the Directors and Officers of the Company
For For
ForForApprove Special Retirement Bonus to Yona Fogel, Former CEO
2
AgainstNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
AgainstNoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B1
AgainstNoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2
ForNoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B3
Personal Assets Trust Plc
Meeting Date: 10/30/2019 Country: United Kingdom
Meeting Type: Special
Page 113 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Personal Assets Trust Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorise Issue of Equity For For
AgainstForAuthorise Issue of Equity without Pre-emptive Rights
2
PT Tower Bersama Infrastructure Tbk
Meeting Date: 10/30/2019 Country: Indonesia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Stock Split and Amend Articles of Association in Relation to the Stock Split
For For
ForForAuthorize Issuance of Foreign Currency-Denominated Debt Securities
2
ForForAmend Article 3 of the Articles of Association in Relation to the Purpose, Objectives and Business Activities of the Company
3
AgainstForAmend Articles of Association in Relation to the Duties and Authorities of the Board of Directors
4
ForForApprove Report on Share Buyback 5
Unifi, Inc.
Meeting Date: 10/30/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Robert J. Bishop For For
ForForElect Director Albert P. Carey 1b
ForForElect Director Thomas H. Caudle, Jr. 1c
ForForElect Director Archibald Cox, Jr. 1d
Page 114 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Unifi, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director James M. Kilts 1e
ForForElect Director Kenneth G. Langone 1f
ForForElect Director James D. Mead 1g
ForForElect Director Suzanne M. Present 1h
ForForElect Director Eva T. Zlotnicka 1i
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify KPMG LLP as Auditors 3
Wizz Air Holdings Plc
Meeting Date: 10/30/2019 Country: Jersey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Proposed Purchase Pursuant to the 2019 NEO Purchase Agreement Amendment
For For
Briggs & Stratton Corporation
Meeting Date: 10/31/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jeffrey R. Hennion For For
ForForElect Director Patricia L. Kampling 1.2
ForForElect Director Todd J. Teske 1.3
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Page 115 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Challenger Limited
Meeting Date: 10/31/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Peter Polson as Director For For
ForForElect Masahiko Kobayashi as Director 2b
ForForApprove Remuneration Report 3
ForForApprove Grant of Performance Share Rights to Richard Howes
4
Folli Follie SA
Meeting Date: 10/31/2019 Country: Greece
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept 2018 Financial Statements and Statutory Reports
For For
ForForApprove Discharge of Board and Auditors for 2018
2
ForForApprove Auditors and Fix Their Remuneration for 2019
3
ForForApprove Director Remuneration for 2018 4
Harel Insurance Investments & Financial Services Ltd.
Meeting Date: 10/31/2019 Country: Israel
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Management Services Agreement with Michel Siboni, CEO
For For
Page 116 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Harel Insurance Investments & Financial Services Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
AgainstNoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B1
AgainstNoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2
ForNoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B3
Hong Leong Financial Group Berhad
Meeting Date: 10/31/2019 Country: Malaysia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Directors' Fees and Other Benefits For For
ForForElect Saw Kok Wei as Director 2
ForForElect Leong Ket Ti as Director 3
ForForElect Noorma binti Raja Othman as Director 4
ForForApprove PricewaterhouseCoopers PLT as Auditors and Authorize Board to Fix Their Remuneration
5
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
ForForApprove Implementation of Shareholders' Mandate for Recurrent Related Party Transactions with Hong Leong Company (Malaysia) Berhad ("HLCM") and Persons Connected with HLCM
7
ForForApprove Implementation of Shareholders' Mandate for Recurrent Related Party Transactions with Tower Real Estate Investment Trust ("Tower REIT")
8
Page 117 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Hong Leong Financial Group Berhad
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAdopt New Constitution 9
Hsbc Specialist Investment Funds - Uk Freestyle
Meeting Date: 10/31/2019 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger of UK Freestyle Fund, a Sub-fund of HSBC Specialist Investment Funds into UK Growth & Income Fund, a Sub-fund of HSBC Investment Funds
For For
OFILM Group Co., Ltd.
Meeting Date: 10/31/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Bank Credit Line and Guarantee Provision
For Against
Poly Developments & Holdings Group Co., Ltd.
Meeting Date: 10/31/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Related Party Transactions with Poly Finance Co., Ltd.
For Against
AgainstForElect Song Guangju as Non-Independent Director
2.1
AgainstForElect Zhang Zhengao as Non-Independent Director
2.2
Page 118 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Poly Developments & Holdings Group Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForElect Fu Junyuan as Non-Independent Director
2.3
AgainstForElect Zhang Wanshun as Non-Independent Director
2.4
ForForElect Liu Ping as Non-Independent Director 2.5
AgainstForElect Xing Yi as Non-Independent Director 2.6
ForForElect Zhu Zhengfu as Independent Director 3.1
ForForElect Li Fei as Independent Director 3.2
ForForElect Dai Deming as Independent Director 3.3
ForForElect Fu Jun as Supervisor 4.1
ForForElect Liu Juncai as Supervisor 4.2
Promotora y Operadora de Infraestructura SA
Meeting Date: 10/31/2019 Country: Mexico
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Dividends of MXN 4.72 Per Share For For
ForForAuthorize Board to Ratify and Execute Approved Resolutions
2
The Go-Ahead Group Plc
Meeting Date: 10/31/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForElect Clare Hollingsworth as Director 4
Page 119 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
The Go-Ahead Group Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Elodie Brian as Director 5
ForForRe-elect Katherine Innes Ker as Director 6
ForForRe-elect Adrian Ewer as Director 7
ForForRe-elect Harry Holt as Director 8
ForForRe-elect Leanne Wood as Director 9
ForForRe-elect David Brown as Director 10
ForForReappoint Deloitte LLP as Auditors 11
ForForAuthorise Board to Fix Remuneration of Auditors
12
ForForAuthorise EU Political Donations and Expenditure
13
ForForAuthorise Issue of Equity 14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
17
Tongling Nonferrous Metals Group Co., Ltd.
Meeting Date: 10/31/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Capital Injection into Sister Company and Related Party Transactions
For For
Changjiang Securities Co., Ltd.
Meeting Date: 11/01/2019 Country: China
Meeting Type: Special
Page 120 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Changjiang Securities Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Tian Xuan as Independent Director For For
ForForElect Shi Zhanzhong as Independent Director 1.2
ForForElect Yu Zhen as Independent Director 1.3
ForForElect Pan Hongbo as Independent Director 1.4
AgainstForElect Li Xinhua as Non-independent Director 1.5
AgainstForElect Jin Caijiu as Non-independent Director 1.6
ForForElect Chen Jia as Non-independent Director 1.7
ForForElect Huang Xueqiang as Non-independent Director
1.8
ForForElect Chen Wenbin as Non-independent Director
1.9
ForForElect Tian Zexin as Non-independent Director 1.10
ForForElect Qu Dingyuan as Non-independent Director
1.11
ForForElect Liu Yuanrui as Non-independent Director 1.12
ForForElect Yu Feng as Supervisor 2.1
ForForElect Deng Tao as Supervisor 2.2
ForForElect Yang Xing as Supervisor 2.3
ForForApprove Semi-annual Risk Control Indicator Report
3
VTB Bank PJSC
Meeting Date: 11/01/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Dividends of RUB 0.0002 per Preferred Share From Retained Earning From Previous Years
For For
ForForAmend Charter 2
ForForApprove New Edition of Regulations on Management
3
Page 121 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Yanzhou Coal Mining Company Limited
Meeting Date: 11/01/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2019 Interim Profit Distribution Plan For For
AgainstForApprove Financial Services Agreement, Major and Continuing Connected Transactions, Annual Caps and Related Transactions
2
Yanzhou Coal Mining Company Limited
Meeting Date: 11/01/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2019 Interim Profit Distribution Plan For For
AgainstForApprove Financial Services Agreement, Major and Continuing Connected Transactions, Annual Caps and Related Transactions
2
Genesis Emerging Markets Fund Ltd.
Meeting Date: 11/04/2019 Country: Guernsey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForRatify KPMG Channel Islands Limited as Auditors
3
ForForAuthorise Board to Fix Remuneration of Auditors
4
ForForApprove Final Dividend 5
Page 122 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Genesis Emerging Markets Fund Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Dr Simon Colson as Director 6
ForForRe-elect Sujit Banerji as Director 7
ForForRe-elect Russell Edey as Director 8
ForForRe-elect Saffet Karpat as Director 9
ForForRe-elect Helene Ploix as Director 10
ForForRe-elect Katherine Tsang as Director 11
ForForAuthorise Market Purchase of Participating Preference Shares
12
GrandVision NV
Meeting Date: 11/04/2019 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Amend Remuneration Policy For Against
NB Global Floating Rate Income Fund Ltd.
Meeting Date: 11/04/2019 Country: Guernsey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorise Market Purchase of Shares For For
Saudi Arabian Mining Co.
Meeting Date: 11/04/2019 Country: Saudi Arabia
Meeting Type: Special
Page 123 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Saudi Arabian Mining Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Increase in Authorized Capital Pursuant to the Debt Transfer Agreement
For Against
AgainstForApprove Related Party Transactions Re: Loan Agreement Dated 26 June 2019
2
AgainstForApprove Related Party Transactions Re: Loan Agreement Dated 27 June 2019
3
AgainstForApprove Related Party Transactions Re: Debt Transfer Agreement
4
AgainstForAmend Article 7 of Bylaws Re: Changes in Capital
5
ForForElect Yasir Al Rumayyan as Director 6
Shoprite Holdings Ltd.
Meeting Date: 11/04/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2019
For For
ForForReappoint PricewaterhouseCoopers Inc. as Auditors of the Company with MC Hamman as the Individual Registered Auditor
2
ForForRe-elect Dr Christo Wiese as Director 3
ForForElect Alice le Roux as Director 4
ForForRe-elect Johannes Basson as Chairperson of the Audit and Risk Committee
5
ForForElect Alice le Roux as Member of the Audit and Risk Committee
6
ForForRe-elect Joseph Rock as Member of the Audit and Risk Committee
7
ForForPlace Authorised but Unissued Shares under Control of Directors
8
ForForAuthorise Board to Issue Shares for Cash 9
ForForAuthorise Ratification of Approved Resolutions
10
ForForApprove Remuneration Policy 11.1
Page 124 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shoprite Holdings Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Implementation of the Remuneration Policy
11.2
AgainstNoneElect Jan le Roux, a Shareholder Nominee to the Board
12
ForForApprove Fees of the Chairperson of the Board 1a
ForForApprove Fees of the Lead Independent Director
1b
ForForApprove Fees of the Non-executive Directors 1c
ForForApprove Fees of the Chairperson of the Audit and Risk Committee
1d
ForForApprove Fees of the Members of the Audit and Risk Committee
1e
ForForApprove Fees of the Chairperson of the Remuneration Committee
1f
ForForApprove Fees of the Members of the Remuneration Committee
1g
ForForApprove Fees of the Chairperson of the Nomination Committee
1h
ForForApprove Fees of the Members of the Nomination Committee
1i
ForForApprove Fees of the Chairperson of the Social and Ethics Committee
1j
ForForApprove Fees of the Members of the Social and Ethics Committee
1k
ForForApprove Additional Fees Per Meeting 1l
AgainstForApprove Additional Fees Per Hour 1m
AgainstForApprove Financial Assistance to Subsidiaries, Related and Inter-related Entities
2
ForForAuthorise Repurchase of Issued Share Capital 3
ForForAmend Memorandum of Incorporation Re: Clause 1
4
Amcor plc
Meeting Date: 11/05/2019 Country: Jersey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Graeme Liebelt For For
Page 125 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Amcor plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Armin Meyer 1b
ForForElect Director Ronald Delia 1c
ForForElect Director Andrea Bertone 1d
ForForElect Director Karen Guerra 1e
ForForElect Director Nicholas (Tom) Long 1f
ForForElect Director Arun Nayar 1g
ForForElect Director Jeremy Sutcliffe 1h
ForForElect Director David Szczupak 1i
ForForElect Director Philip Weaver 1j
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
China Fortune Land Development Co., Ltd.
Meeting Date: 11/05/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Guarantee Provision Plan For For
Coty Inc.
Meeting Date: 11/05/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Beatrice Ballini For For
ForForElect Director Sabine Chalmers 1.2
ForForElect Director Joachim Creus 1.3
Page 126 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Coty Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Pierre Denis 1.4
ForForElect Director Olivier Goudet 1.5
ForForElect Director Peter Harf 1.6
ForForElect Director Pierre Laubies 1.7
ForForElect Director Paul S. Michaels 1.8
ForForElect Director Erhard Schoewel 1.9
ForForElect Director Robert Singer 1.10
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
Eurocommercial Properties NV
Meeting Date: 11/05/2019 Country: Netherlands
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
3 Adopt Financial Statements and Statutory Reports
For For
ForForApprove Dividends of EUR 0.218 Per Share and EUR 2.18 per Depositary Receipt
4A
ForForApprove Discharge of Management Board 5
ForForApprove Discharge of Supervisory Board 6
ForForElect K. Laglas to Supervisory Board 7A
ForForApprove Remuneration of Supervisory Board 8
ForForApprove Remuneration Policy for Management Board
9
ForForRatify KPMG as Auditors 10
ForForGrant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights
11
AgainstForAuthorize Repurchase of Shares and/or Depositary Receipts
12
Page 127 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
KLA Corporation
Meeting Date: 11/05/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Edward Barnholt For For
ForForElect Director Robert Calderoni 1.2
ForForElect Director Jeneanne Hanley 1.3
ForForElect Director Emiko Higashi 1.4
ForForElect Director Kevin Kennedy 1.5
ForForElect Director Gary Moore 1.6
ForForElect Director Kiran Patel 1.7
ForForElect Director Victor Peng 1.8
ForForElect Director Robert Rango 1.9
ForForElect Director Richard Wallace 1.10
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Lam Research Corporation
Meeting Date: 11/05/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Sohail U. Ahmed For For
ForForElect Director Timothy M. Archer 1.2
ForForElect Director Eric K. Brandt 1.3
ForForElect Director Michael R. Cannon 1.4
ForForElect Director Youssef A. El-Mansy 1.5
ForForElect Director Catherine P. Lego 1.6
ForForElect Director Bethany J. Mayer 1.7
Page 128 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Lam Research Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Abhijit Y. Talwalkar 1.8
ForForElect Director Lih Shyng (Rick L.) Tsai 1.9
ForForElect Director Leslie F. Varon 1.10
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
Matrix Service Company
Meeting Date: 11/05/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Martha Z. Carnes For For
ForForElect Director John D. Chandler 1.2
ForForElect Director John W. Gibson 1.3
ForForElect Director John R. Hewitt 1.4
ForForElect Director Liane K. Hinrichs 1.5
ForForElect Director James H. Miller 1.6
ForForElect Director Jim W. Mogg 1.7
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Murray Income Trust Plc
Meeting Date: 11/05/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
Page 129 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Murray Income Trust Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForApprove the Company's Dividend Policy 4
ForForElect Merryn Somerset Webb as Director 5
ForForRe-elect Donald Cameron as Director 6
ForForRe-elect Stephanie Eastment as Director 7
ForForRe-elect Jean Park as Director 8
ForForRe-elect Neil Rogan as Director 9
ForForRe-elect Peter Tait as Director 10
ForForAppoint PricewaterhouseCoopers LLP as Auditors
11
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
12
ForForAuthorise Issue of Equity 13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise Market Purchase of Ordinary Shares 15
Zayo Group Holdings, Inc.
Meeting Date: 11/05/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Rick Connor For For
ForForElect Director Cathy Morris 1.2
ForForElect Director Emily White 1.3
ForForRatify KPMG LLP as Auditors 2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Page 130 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Adtalem Global Education Inc.
Meeting Date: 11/06/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Steven M. Altschuler For For
ForForElect Director William W. Burke 1.2
ForForElect Director Donna J. Hrinak 1.3
ForForElect Director Georgette Kiser 1.4
ForForElect Director Lyle Logan 1.5
ForForElect Director Michael W. Malafronte 1.6
ForForElect Director Lisa W. Wardell 1.7
ForForElect Director James D. White 1.8
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForApprove Qualified Employee Stock Purchase Plan
4
Allied Minds Plc
Meeting Date: 11/06/2019 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Disposal by the Company of its Entire Shareholding in the Share Capital of HawkEye 360, Inc.
For For
ForForApprove Matters Relating to Capital Reduction 2
Beijing Dabeinong Technology Group Co., Ltd.
Meeting Date: 11/06/2019 Country: China
Meeting Type: Special
Page 131 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Beijing Dabeinong Technology Group Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Guarantee and Related Party Transactions
For For
Boral Limited
Meeting Date: 11/06/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2.1 Elect Eileen Doyle as Director For For
ForForElect Karen Moses as Director 2.2
ForForApprove Remuneration Report 3
ForForApprove Grant of Long-Term Incentive Rights to Mike Kane
4
Cardinal Health, Inc.
Meeting Date: 11/06/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Colleen F. Arnold For For
ForForElect Director Carrie S. Cox 1.2
ForForElect Director Calvin Darden 1.3
ForForElect Director Bruce L. Downey 1.4
ForForElect Director Patricia A. Hemingway Hall 1.5
ForForElect Director Akhil Johri 1.6
ForForElect Director Michael C. Kaufmann 1.7
ForForElect Director Gregory B. Kenny 1.8
ForForElect Director Nancy Killefer 1.9
Page 132 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Cardinal Health, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director J. Michael Losh 1.10
ForForElect Director Dean A. Scarborough 1.11
ForForElect Director John H. Weiland 1.12
ForForRatify Ernst & Young LLP as Auditors 2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
GCP Student Living plc
Meeting Date: 11/06/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForRe-elect Robert Peto as Director 3
ForForRe-elect Gillian Day as Director 4
ForForRe-elect Malcolm Naish as Director 5
ForForRe-elect Marlene Wood as Director 6
ForForElect David Hunter as Director 7
ForForReappoint Ernst & Young LLP as Auditors 8
ForForAuthorise Board to Fix Remuneration of Auditors
9
ForForApprove the Company's Dividend Policy 10
ForForAuthorise Issue of Equity 11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Market Purchase of Ordinary Shares 13
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
14
Page 133 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
IOI Properties Group Berhad
Meeting Date: 11/06/2019 Country: Malaysia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Tan Kim Leong as Director For For
ForForElect Lee Yeow Seng as Director 2
ForForApprove Directors' Fees (Inclusive of Board Committees' Fees)
3
ForForApprove Directors' Benefits (Excluding Directors' Fees)
4
ForForApprove PricewaterhouseCoopers PLT as Auditors and Authorize Board to Fix Their Remuneration
5
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
ForForAuthorize Share Repurchase Program 7
AgainstForApprove Gratuity Payment to Lee Shin Cheng 8
ForForAdopt New Constitution 1
Jumbo SA
Meeting Date: 11/06/2019 Country: Greece
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Allocation of Income and Dividends 2
AgainstForApprove Director Remuneration 3
ForForApprove Discharge of Board and Auditors 4
ForForApprove Remuneration Policy 5
AgainstForElect Directors (Bundled) 6
AgainstForElect Members of Audit Committee 7
ForForChange Fiscal Year End 8
Page 134 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Jumbo SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Company Articles 9
ForForApprove Auditors and Fix Their Remuneration 10
Presidio, Inc.
Meeting Date: 11/06/2019 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For For
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Redrow Plc
Meeting Date: 11/06/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
AgainstForRe-elect John Tutte as Director 3
ForForElect Matthew Pratt as Director 4
ForForRe-elect Barbara Richmond as Director 5
ForForRe-elect Nick Hewson as Director 6
ForForRe-elect Sir Michael Lyons as Director 7
ForForRe-elect Vanda Murray as Director 8
ForForAppoint KPMG LLP as Auditors 9
ForForAuthorise Board to Fix Remuneration of Auditors
10
Page 135 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Redrow Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration Report 11
ForForAuthorise Issue of Equity 12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
14
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
15
Resilient REIT Ltd.
Meeting Date: 11/06/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Stuart Bird as Director For For
ForForRe-elect Des de Beer as Director 2.1
ForForRe-elect Jacobus Kriek as Director 2.2
ForForRe-elect Protas Phili as Director 2.3
ForForRe-elect Dawn Marole as Director 2.4
ForForRe-elect Barry van Wyk as Director 3.1
ForForRe-elect Thembi Chagonda as Director 3.2
ForForRe-elect David Brown as Member of the Audit Committee
4.1
ForForRe-elect Protas Phili as Member of the Audit Committee
4.2
ForForRe-elect Des Gordon as Member of the Audit Committee
4.3
ForForAppoint PKF Octagon Inc. with H Schalekamp as the Designated Audit Partner
5
ForForAuthorise Board to Issue Shares for Cash 6
ForForApprove Conditional Share Plan 7
ForForApprove Remuneration Policy 1
ForForApprove Remuneration Implementation Report
2
Page 136 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Resilient REIT Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Financial Assistance to Related or Inter-related Companies
1
AgainstForAuthorise Repurchase of Issued Share Capital 2
ForForApprove Non-executive Directors' Fees 3.1
ForForApprove Non-executive Directors' Fees for Special Committee Meetings
3.2
ForForAuthorise Issue of Shares under the Conditional Share Plan
4
ForForAuthorise Ratification of Approved Resolutions
8
Schroder Japan Growth Fund Plc
Meeting Date: 11/06/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForApprove Remuneration Report 3
ForForRe-elect Anja Balfour as Director 4
ForForRe-elect Alan Gibbs as Director 5
ForForRe-elect Richard Greer as Director 6
ForForRe-elect Belinda Richards as Director 7
ForForApprove Continuation of Company as Investment Trust
8
ForForAppoint Deloitte LLP as Auditors 9
ForForAuthorise Board to Fix Remuneration of Auditors
10
ForForAuthorise Issue of Equity 11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Market Purchase of Ordinary Shares 13
Page 137 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Wix.com Ltd.
Meeting Date: 11/06/2019 Country: Israel
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Approve Amended Compensation Policy for Executives.
For For
ForForApprove Amended Compensation Policy for Directors
1b
ForForApprove Option Award Plan for Company's CEO
2
ForForApprove Compensation Plan for Company's Non-Executive Directors
3
ForForReelect Avishai Abrahami as Director 4a
ForForReelect Giora Kaplan as Director 4b
ForForReelect Mark Tluszcz as Director 4c
ForForAppoint Kost, Forer, Gabbay & Kasierer as Auditors
5
AgainstNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
Xior Student Housing NV
Meeting Date: 11/06/2019 Country: Belgium
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
A12a1 Approve Authorization to Increase Share Capital up to 100 Percent of Authorized Capital With Preemptive Rights By Contribution in Cash
For Against
ForForIf Item B12a1 is not Approved: Approve Authorization to Increase Share Capital up to 50 Percent of Authorized Capital With Preemptive Rights By Contribution in Cash
A12a2
ForForApprove Authorization to Increase Share Capital up to 50 Percent by Distribution of Optional Dividend
A12b1
Page 138 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Xior Student Housing NV
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForIf Item B12b1 is not Approved: Approve Authorization to Increase Share Capital up to 20 Percent of Authorized Capital by Distribution of Optional Dividend
A12b2
ForForIf Items B12b1 and B12b2 are not Approved: Approve Authorization to Increase Share Capital up to 10 Percent of Authorized Capital by Distribution of Optional Dividend
A12b3
AgainstForApprove Authorization to Increase Share Capital up to 50 Percent of Authorized Capital Without Preemptive Rights
A12c1
AgainstForIf Item B12c1 is not Approved: Approve Authorization to Increase Share Capital up to 20 Percent of Authorized Capital Without Preemptive Rights
A12c2
ForForIf Items B12c1 and B12c3 is not Approved: Approve Authorization to Increase Share Capital up to 10 Percent of Authorized Capital Without Preemptive Rights
A12c3
ForForAmend Article 7 to Reflect Changes in Capital Re: Results on the Vote on the Alternative Proposals Under Items B12a to B12c
A12d
ForForAuthorize Implementation of Approved Resolutions
A131
ForForAuthorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry
A132
ForForApprove Coordination of Articles of Association
A133
AVI Ltd.
Meeting Date: 11/07/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2019
For For
ForForReappoint Ernst & Young Inc as Auditors of the Company
2
ForForRe-elect James Hersov as Director 3
ForForRe-elect Michael Koursaris as Director 4
Page 139 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
AVI Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Simon Crutchley as Director 5
ForForElect Alexandra Muller as Director 6
ForForRe-elect Michael Bosman as Chairman of the Audit and Risk Committee
7
ForForRe-elect James Hersov as Member of the Audit and Risk Committee
8
ForForElect Alexandra Muller as Member of the Audit and Risk Committee
9
ForForApprove Fees Payable to the Current Non-executive Directors, Excluding the Chairman of the Board and the Foreign Non-executive Director, Adriaan Nuhn
10
ForForApprove Fees Payable to the Chairman of the Board
11
ForForApprove Fees Payable to the Foreign Non-executive Director, Adriaan Nuhn
12
ForForApprove Fees Payable to the Members of the Remuneration, Nomination and Appointments Committee
13
ForForApprove Fees Payable to the Members of the Audit and Risk Committee
14
ForForApprove Fees Payable to the Members of the Social and Ethics Committee
15
ForForApprove Fees Payable to the Chairman of the Remuneration, Nomination and Appointments Committee
16
ForForApprove Fees Payable to the Chairman of the Audit and Risk Committee
17
ForForApprove Fees Payable to the Chairman of the Social and Ethics Committee
18
ForForAuthorise Repurchase of Issued Share Capital 19
ForForApprove Remuneration Policy 20
ForForApprove Implementation Report 21
BHP Group Limited
Meeting Date: 11/07/2019 Country: Australia
Meeting Type: Annual
Page 140 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
BHP Group Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForAppoint Ernst & Young as Auditor of the Company
2
ForForAuthorize the Risk and Audit Committee to Fix Remuneration of the Auditors
3
ForForApprove General Authority to Issue Shares in BHP Group Plc
4
ForForApprove General Authority to Issue Shares in BHP Group Plc for Cash
5
ForForApprove the Repurchase of Shares in BHP Group Plc
6
ForForApprove Remuneration Policy 7
ForForApprove Remuneration Report for UK Law Purposes
8
ForForApprove Remuneration Report for Australian Law Purposes
9
ForForApprove the Grant of Awards to Andrew Mackenzie
10
ForForElect Ian Cockerill as Director 11
ForForElect Susan Kilsby as Director 12
ForForElect Terry Bowen as Director 13
ForForElect Malcolm Broomhead as Director 14
ForForElect Anita Frew as Director 15
ForForElect Andrew Mackenzie as Director 16
ForForElect Lindsay Maxsted as Director 17
ForForElect John Mogford as Director 18
ForForElect Shriti Vadera as Director 19
ForForElect Ken MacKenzie as Director 20
AgainstAgainstAmend Constitution of BHP Group Limited 21
AgainstAgainstApprove Suspension of Memberships of Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement
22
Page 141 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
BHP Group Limited
Meeting Date: 11/07/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForAppoint Ernst & Young as Auditor of the Company
2
ForForAuthorize the Risk and Audit Committee to Fix Remuneration of the Auditors
3
ForForApprove General Authority to Issue Shares in BHP Group Plc
4
ForForApprove General Authority to Issue Shares in BHP Group Plc for Cash
5
ForForApprove the Repurchase of Shares in BHP Group Plc
6
ForForApprove Remuneration Policy 7
ForForApprove Remuneration Report for UK Law Purposes
8
ForForApprove Remuneration Report for Australian Law Purposes
9
ForForApprove the Grant of Awards to Andrew Mackenzie
10
ForForElect Ian Cockerill as Director 11
ForForElect Susan Kilsby as Director 12
ForForElect Terry Bowen as Director 13
ForForElect Malcolm Broomhead as Director 14
ForForElect Anita Frew as Director 15
ForForElect Andrew Mackenzie as Director 16
ForForElect Lindsay Maxsted as Director 17
ForForElect John Mogford as Director 18
ForForElect Shriti Vadera as Director 19
ForForElect Ken MacKenzie as Director 20
AgainstAgainstAmend Constitution of BHP Group Limited 21
AgainstAgainstApprove Suspension of Memberships of Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement
22
Page 142 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Central China Securities Co., Ltd.
Meeting Date: 11/07/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2019 Profit Distribution Plan For For
ForForApprove Provision for Credit Impairment 2
ForForApprove General Mandate for the Issuance of Onshore and Offshore Debt FinancingInstruments
3
ForForAmend Articles of Association 4
Country Garden Services Holdings Company Limited
Meeting Date: 11/07/2019 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Proposed Amendment to Terms of the Share Option Scheme
For For
Downer EDI Limited
Meeting Date: 11/07/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Peter Watson as Director For For
ForForElect Teresa Handicott as Director 2b
ForForElect Charles Grant Thorne as Director 2c
ForForApprove Remuneration Report 3
ForForApprove Grant of Performance Rights to Grant Fenn
4
Page 143 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Downer EDI Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Reinsertion of the Proportional Takeover Provisions
5
Eutelsat Communications SA
Meeting Date: 11/07/2019 Country: France
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Statutory Reports
For For
ForForApprove Consolidated Financial Statements and Statutory Reports
2
ForForApprove Auditors' Special Report on Related-Party Transactions
3
ForForApprove Allocation of Income and Dividends of EUR 1.27 per Share
4
ForForElect Cynthia Gordon as Director 5
ForForReelect Ana Garcia Fau as Director 6
ForForApprove Compensation of Dominique D Hinnin, Chairman of the Board
7
ForForApprove Compensation of Rodolphe Belmer, CEO
8
ForForApprove Compensation of Michel Azibert, Vice-CEO
9
ForForApprove Compensation of Yohann Leroy, Vice-CEO
10
ForForApprove Remuneration Policy of Chairman of the Board
11
ForForApprove Remuneration Policy of CEO 12
ForForApprove Remuneration Policy of Vice-CEOs 13
ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
14
ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
15
ForForAuthorize Capitalization of Reserves of Up to EUR 44 Million for Bonus Issue or Increase in Par Value
16
Page 144 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Eutelsat Communications SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 44 Million
17
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 22 Million
18
ForForApprove Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 22 Million
19
ForForAuthorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights
20
ForForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
21
ForForAuthorize Capital Increase of Up to EUR 22 Million for Future Exchange Offers
22
ForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
23
ForForAuthorize Issuance of Equity upon Conversion of a Subsidiary's Equity-Linked Securities for Up to EUR 22 Million
24
ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
25
ForForAuthorize Filing of Required Documents/Other Formalities
26
Flight Centre Travel Group Limited
Meeting Date: 11/07/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Gary Smith as Director For For
ForForApprove Remuneration Report 2
Kimball Electronics, Inc.
Meeting Date: 11/07/2019 Country: USA
Meeting Type: Annual
Page 145 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Kimball Electronics, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Holly A. Van Deursen For For
ForForElect Director Michele M. Holcomb 1.2
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForAmend Omnibus Stock Plan 4
AgainstForApprove Executive Incentive Bonus Plan 5
ForForEliminate Supermajority Vote Requirement 6
ForForAdopt Majority Voting for Uncontested Election of Directors
7
Kinnevik AB
Meeting Date: 11/07/2019 Country: Sweden
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect Chairman of Meeting For Do Not Vote
Do Not Vote
ForPrepare and Approve List of Shareholders 3
Do Not Vote
ForApprove Agenda of Meeting 4
Do Not Vote
ForDesignate Inspector(s) of Minutes of Meeting 5
Do Not Vote
ForAcknowledge Proper Convening of Meeting 6
Do Not Vote
ForAmend Articles Re: Set Minimum (474 Million) and Maximum (1.9 Billion) Number of Shares
7.a
Do Not Vote
ForApprove 2:1 Stock Split 7.b
Do Not Vote
ForAmend Articles Re: Set Minimum (237 Million) and Maximum (948 Million) Number of Shares; Share Classes
7.c
Do Not Vote
ForApprove Reduction in Share Capital via Share Cancellation
7.d
Page 146 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Kinnevik AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Capitalization of Reserves of SEK 13.8 Million for a Bonus Issue
7.e
Do Not Vote
NoneAmend Articles Re: Give All Shares Equal Voting Rights
8.a
Do Not Vote
NoneInstruct Board to Work for the Swedish Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished
8.b
Do Not Vote
NoneInstruct Board to Prepare a Proposal for Representation of Small and Medium-Sized Shareholders in the Board and Nomination Committee
8.c
Do Not Vote
NoneInstruct Board to Work on Updating Swedish National Legislation Regarding Representation of Small and Medium-Sized Shareholders in the Board and Nomination Committee
8.d
Maxim Integrated Products, Inc.
Meeting Date: 11/07/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director William (Bill) P. Sullivan For For
ForForElect Director Tunc Doluca 1b
ForForElect Director Tracy C. Accardi 1c
ForForElect Director James R. Bergman 1d
ForForElect Director Joseph R. Bronson 1e
ForForElect Director Robert E. Grady 1f
ForForElect Director Mercedes Johnson 1g
ForForElect Director William D. Watkins 1h
ForForElect Director MaryAnn Wright 1i
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Page 147 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Northam Platinum Ltd.
Meeting Date: 11/07/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Re-elect David Brown as Director For For
ForForRe-elect Ralph Havenstein as Director 2
ForForRe-elect John Smithies as Director 3
ForForRe-elect Emily Kgosi as Director 4
ForForElect Alet Coetzee as Director 5
ForForReappoint Ernst & Young Inc as Auditors of the Company with Ebrahim Dhorat as the Designated External Auditor Partner
6
ForForRe-elect Hester Hickey as Member of the Audit and Risk Committee
7
ForForRe-elect David Brown as Member of the Audit and Risk Committee
8
ForForElect Dr Yoza Jekwa as Member of the Audit and Risk Committee
9
ForForElect Jean Nel as Member of the Audit and Risk Committee
10
ForForApprove Remuneration Policy 11
ForForApprove Remuneration Implementation Report
12
ForForApprove Non-executive Directors' Fees 13
ForForApprove Financial Assistance in Terms of Section 45 of the Companies Act
14
AgainstForAuthorise Repurchase of Issued Share Capital 15
Ping An Bank Co., Ltd.
Meeting Date: 11/07/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Board of Directors For For
ForForElect Xie Yonglin as Non-Executive Director 2.1
Page 148 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Ping An Bank Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForElect Chen Xinying as Non-Executive Director 2.2
AgainstForElect Yao Bo as Non-Executive Director 2.3
AgainstForElect Ye Sulan as Non-Executive Director 2.4
AgainstForElect Cai Fangfang as Non-Executive Director 2.5
AgainstForElect Guo Jian as Non-Executive Director 2.6
ForForElect Hu Yuefei as Executive Director 3.1
ForForElect Yang Zhiqun as Executive Director 3.2
ForForElect Guo Shibang as Executive Director 3.3
ForForElect Xiang Youzhi as Executive Director 3.4
ForForElect Guo Tianyong as Independent Director 4.1
ForForElect Yang Rusheng as Independent Director 4.2
ForForElect Yang Jun as Independent Director 4.3
ForForElect Li Jiashi as Independent Director 4.4
ForForElect Ai Chunrong as Independent Director 4.5
ForForElect Cai Hongbin as Independent Director 4.6
ForForApprove Issuance of Financial Bonds 5
Shaanxi Coal Industry Co., Ltd.
Meeting Date: 11/07/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For Against
ForForApprove Guarantee Provision 2
ForForApprove Adjustment on the Amount of Daily Related-party Transaction
3
ForForApprove Additional Related-party Transactions
4
AgainstForElect Li Xianfeng as Non-Independent Director 5.1
Page 149 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Spark New Zealand Ltd.
Meeting Date: 11/07/2019 Country: New Zealand
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize Board to Fix Remuneration of the Auditors
For For
ForForElect Justine Smyth as Director 2
ForForElect Warwick Bray as Director 3
ForForElect Jolie Hodson as Director 4
ForForAdopt New Constitution 5
Sun Hung Kai Properties Limited
Meeting Date: 11/07/2019 Country: Hong Kong
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForElect Kwok Kai-Chun, Geoffrey as Director 3.1a
ForForElect Wu Xiang-Dong as Director 3.1b
ForForElect Kwok Ping-Luen, Raymond as Director 3.1c
ForForElect Wong Chik-Wing, Mike as Director 3.1d
ForForElect Li Ka-Cheung, Eric as Director 3.1e
ForForElect Leung Ko May-Yee, Margaret as Director 3.1f
ForForElect Kwok Kai-Wang, Christopher as Director 3.1g
ForForElect Tung Chi-Ho, Eric as Director 3.1h
ForForApprove Directors' Fees 3.2
ForForApprove Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration
4
ForForAuthorize Repurchase of Issued Share Capital 5
Page 150 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Sun Hung Kai Properties Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
ForForAuthorize Reissuance of Repurchased Shares 7
Tapestry, Inc.
Meeting Date: 11/07/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1A Elect Director Darrell Cavens For For
ForForElect Director David Denton 1B
ForForElect Director Anne Gates 1C
ForForElect Director Andrea Guerra 1D
ForForElect Director Susan Kropf 1E
ForForElect Director Annabelle Yu Long 1F
ForForElect Director Ivan Menezes 1G
ForForElect Director Jide Zeitlin 1H
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForAmend Omnibus Stock Plan 4
Truworths International Ltd.
Meeting Date: 11/07/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2019
For For
ForForRe-elect Rob Dow as Director 2.1
Page 151 of 1,115
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Reporting Period: 10/01/2019 to 12/31/2019
Truworths International Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Michael Thompson as Director 2.2
ForForRe-elect Doug Dare as Director 2.3
ForForRe-elect Roddy Sparks as Director 2.4
ForForElect Sarah Proudfoot as Director 2.5
ForForElect Cindy Hess as Director 2.6
ForForAuthorise Board to Issue Shares for Cash 3
ForForAuthorise Repurchase of Issued Share Capital 4
ForForReappoint Ernst & Young Inc as Auditors of the Company and Appoint Pierre du Plessis as the Registered Auditor and Authorise Their Remuneration
5
ForForApprove Fees of the Non-executive Chairman 6.1
ForForApprove Fees of the Non-executive Directors 6.2
ForForApprove Fees of the Audit Committee Chairman
6.3
ForForApprove Fees of the Audit Committee Member
6.4
ForForApprove Fees of the Remuneration Committee Chairman
6.5
ForForApprove Fees of the Remuneration Committee Member
6.6
ForForApprove Fees of the Risk Committee Member (Non-executive Only)
6.7
ForForApprove Fees of the Nomination Committee Chairman
6.8
ForForApprove Fees of the Nomination Committee Member
6.9
ForForApprove Fees of the Social and Ethics Committee Chairman
6.10
ForForApprove Fees of the Social and Ethics Committee Member (Non-executive Only)
6.11
ForForRe-elect Roddy Sparks as Member of the Audit Committee
7.1
ForForRe-elect Michael Thompson as Member of the Audit Committee
7.2
ForForRe-elect Rob Dow as Member of the Audit Committee
7.3
ForForApprove Remuneration Policy 8.1
ForForApprove Implementation Report 8.2
ForForApprove Social and Ethics Committee Report 9
Page 152 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Truworths International Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Michael Thompson as Member of the Social and Ethics Committee
10.1
ForForElect Maya Makanjee as Member of the Social and Ethics Committee
10.2
ForForRe-elect David Pfaff as Member of the Social and Ethics Committee
10.3
ForForApprove Financial Assistance to Related or Inter-related Company
11
Tus Environmental Science & Technology Development Co., Ltd.
Meeting Date: 11/07/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Super Short-term Commercial Papers
For For
ForForApprove Application of Credit Line 2
ForForApprove Provision of Guarantee 3
Wangsu Science & Technology Co., Ltd.
Meeting Date: 11/07/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Adjustment on Incentive Object and Number of Stock Options Granted on the Initial Stock Option and Performance Shares Incentive Plan as well as Repurchase and Cancellation of Performance Shares (I)
For For
ForForApprove Adjustment on Incentive Object and Amount of Stock Options Granted on Stock Option and Performance Shares Incentive Plan as well as Repurchase and Cancellation of Peroformance Shares
2
Page 153 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Wangsu Science & Technology Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Adjustment on Incentive Object and Number of Stock Options Granted on the Initial Stock Option and Performance Shares Incentive Plan as well as Repurchase and Cancellation of Performance Shares (II)
3
ForForApprove Amendments to Articles of Association
4
ForForApprove to Appoint Auditor 5
Aurora Cannabis Inc.
Meeting Date: 11/08/2019 Country: Canada
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Fix Number of Directors at Eight For For
ForForElect Director Michael Singer 2.1
ForForElect Director Terry Booth 2.2
ForForElect Director Steve Dobler 2.3
ForForElect Director Ronald Funk 2.4
ForForElect Director Jason Dyck 2.5
ForForElect Director Norma Beauchamp 2.6
ForForElect Director Margaret Shan Atkins 2.7
ForForElect Director Adam Szweras 2.8
ForForRatify KPMG LLP as Auditors 3
AgainstForAdvisory Vote on Executive Compensation Approach
4
China Pacific Insurance (Group) Co. Ltd.
Meeting Date: 11/08/2019 Country: China
Meeting Type: Special
Page 154 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Pacific Insurance (Group) Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance and Admission of GDRs For For
ForForApprove Validity Period of the Resolutions in Respect of the Issuance and Admission of GDRs
2
ForForAuthorize Board to Deal with All Matters in Relation to the Issuance and Admission of GDRs
3
ForForApprove Distribution of Accumulated Profits Prior to the Issuance and Admission of GDRs
4
ForForApprove Plan for the Use of Proceeds from the Issuance and Admission of GDRs
5
ForForApprove Purchase of Prospectus Liability Insurance for Directors, Supervisors and Senior Management Members
6
China Pacific Insurance (Group) Co., Ltd.
Meeting Date: 11/08/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance and Admission of GDRs For For
ForForApprove Validity Period of the Resolutions in Respect of the Issuance and Admission of GDRs
2
ForForAuthorize Board to Deal with All Matters in Relation to the Issuance and Admission of GDRs
3
ForForApprove Distribution of Accumulated Profits Prior to the Issuance and Admission of GDRs
4
ForForApprove Plan for the Use of Proceeds from the Issuance and Admission of GDRs
5
ForForApprove Purchase of Prospectus Liability Insurance for Directors, Supervisors and Senior Management Members
6
Page 155 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Foxconn Industrial Internet Co., Ltd.
Meeting Date: 11/08/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Zhou Taiyu as Non-Independent Director For For
GoerTek Inc.
Meeting Date: 11/08/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Jiang Bin as Non-Independent Director For For
ForForElect Jiang Long as Non-Independent Director 1.2
ForForElect Duan Huilu as Non-Independent Director 1.3
AgainstForElect Liu Chengmin as Non-Independent Director
1.4
ForForElect Xia Shanhong as Independent Director 2.1
ForForElect Wang Tianmiao as Independent Director 2.2
ForForElect Wang Kun as Independent Director 2.3
ForForApprove Remuneration of Directors and Allowance of Independent Directors
3
ForForElect Sun Hongbin as Supervisor 4
Grupo Financiero Inbursa SAB de CV
Meeting Date: 11/08/2019 Country: Mexico
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Article 2 For Against
Page 156 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Grupo Financiero Inbursa SAB de CV
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Board to Ratify and Execute Approved Resolutions
2
Grupo Financiero Inbursa SAB de CV
Meeting Date: 11/08/2019 Country: Mexico
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect or Ratify Directors and Company Secretary
For Against
AgainstForElect or Ratify Members of Corporate Practices and Audit Committees
2
ForForAuthorize Board to Ratify and Execute Approved Resolutions
3
Hap Seng Consolidated Berhad
Meeting Date: 11/08/2019 Country: Malaysia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Proposed Disposal For For
NARI Technology Co., Ltd.
Meeting Date: 11/08/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Adjustment of Raised Fund Implementation Entity
For For
Page 157 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
NARI Technology Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Repurchase and Cancellation of Performance Shares and Adjustment of Repurchase Price
2
ForForAmend Articles of Association to Change Registered Capital
3
Pernod Ricard SA
Meeting Date: 11/08/2019 Country: France
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Statutory Reports
For For
ForForApprove Consolidated Financial Statements and Statutory Reports
2
ForForApprove Allocation of Income and Dividends of EUR 3.12 per Share
3
ForForApprove Auditors' Special Report on Related-Party Transactions
4
ForForReelect Kory Sorenson as Director 5
ForForElect Esther Berrozpe Galindo as Director 6
ForForElect Philippe Petitcolin as Director 7
ForForApprove Remuneration of Directors in the Aggregate Amount of EUR 1.25 Million
8
ForForApprove Compensation of Alexandre Ricard, Chairman and CEO
9
ForForApprove Remuneration Policy for Alexandre Ricard, Chairman and CEO
10
ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
11
ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
12
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million
13
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 41 Million
14
Page 158 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Pernod Ricard SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
15
ForForApprove Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 41 Million
16
ForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
17
ForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Future Exchange Offers
18
ForForAuthorize Capitalization of Reserves of Up to EUR 135 Million for Bonus Issue or Increase in Par Value
19
ForForAuthorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans
20
ForForAuthorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plans
21
ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
22
ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries
23
ForForAmend Article 16 of Bylaws Re: Employee Representative
24
ForForAuthorize Filing of Required Documents/Other Formalities
25
Raven Property Group Ltd.
Meeting Date: 11/08/2019 Country: Guernsey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Market Purchase of Ordinary Shares Pursuant to the Tender Offer
For For
Wen's Foodstuff Group Co., Ltd.
Meeting Date: 11/08/2019 Country: China
Meeting Type: Special
Page 159 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Wen's Foodstuff Group Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Adjustment on Issuance of Commercial Papers
For For
ForForApprove Adjustment on Related Party Transaction
2
ForForApprove Repurchase and Cancellation of Performance Share Plan
3
ForForApprove Changes in Registered Capital and Amend Articles of Association
4
Caitong Securities Co., Ltd.
Meeting Date: 11/11/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
ForForApprove Allowance of Independent Directors 2
ForForApprove to Appoint Auditor and Internal Control Auditor
3
ForForAmend Rules and Procedures Regarding Meetings of Board of Supervisors
4
ForForElect Lu Jianqiang as Non-independent Director
5.1
ForForElect Ruan Qi as Non-independent Director 5.2
ForForElect Xu Aihua as Non-independent Director 5.3
AgainstForElect Wang Jian as Non-independent Director 5.4
AgainstForElect Li Yuan as Non-independent Director 5.5
ForForElect Wang Wei as Independent Director 6.1
ForForElect Yu Jianxing as Independent Director 6.2
ForForElect Chen Geng as Independent Director 6.3
ForForElect Ye Yuanzu as Supervisor 7.1
ForForElect Zhou Zhiwei as Supervisor 7.2
Page 160 of 1,115
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Reporting Period: 10/01/2019 to 12/31/2019
China Merchants Shekou Industrial Zone Holdings Co., Ltd.
Meeting Date: 11/11/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For Against
ForForApprove Adjustment to Company's Initial Stock Option Granted
2
ForForElect Jiang Tiefeng as Non-Independent Director
3.1
AgainstForElect Zhu Wenkai as Non-Independent Director
3.2
Domain Holdings Australia Ltd.
Meeting Date: 11/11/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Report For For
AgainstForElect Nick Falloon as Director 2
ForForElect Geoff Kleemann as Director 3
ForForApprove Issuance of Options to Jason Pellegrino
4
Guotai Junan Securities Co., Ltd.
Meeting Date: 11/11/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect He Qing as Director For For
AgainstForElect An Hongjun as Director 1.2
Page 161 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Guotai Junan Securities Co., Ltd.
Meeting Date: 11/11/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect He Qing as Director For For
AgainstForElect An Hongjun as Director 1.2
Immobiliare Grande Distribuzione SpA
Meeting Date: 11/11/2019 Country: Italy
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Reduction in Share Capital Through Reduction in Accounting Share Value
For For
Lepu Medical Technology (Beijing) Co., Ltd.
Meeting Date: 11/11/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Application of Overseas Syndicated Loan
For For
ForForApprove Guarantee Provision Plan 2
LONGi Green Energy Technology Co., Ltd.
Meeting Date: 11/11/2019 Country: China
Meeting Type: Special
Page 162 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
LONGi Green Energy Technology Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Company's Eligibility for Issuance of Convertible Bonds
For For
ForForApprove Issue Type 2.1
ForForApprove Issue Scale 2.2
ForForApprove Par Value and Issue Price 2.3
ForForApprove Bond Maturity 2.4
ForForApprove Bond Interest Rate 2.5
ForForApprove Term and Method of Interest Payment
2.6
ForForApprove Guarantee Matters 2.7
ForForApprove Bond Period 2.8
ForForApprove Determination and Adjustment of Conversion Price
2.9
ForForApprove Terms for Downward Adjustment of Conversion Price
2.10
ForForApprove Determination of Number of Shares to be Converted
2.11
ForForApprove Terms of Redemption 2.12
ForForApprove Terms of Sell-Back 2.13
ForForApprove Ownership of Dividends During the Conversion Year
2.14
ForForApprove Issue Manner and Target Subscribers 2.15
ForForApprove Placing Arrangement for Shareholders
2.16
ForForApprove Matters Relating to Meetings of Bond Holders
2.17
ForForApprove Usage of Raised Funds 2.18
ForForApprove Deposit Account of Raised Funds 2.19
ForForApprove Resolution Validity Period 2.20
ForForApprove Plan on Convertible Bond Issuance 3
ForForApprove Feasibility Analysis Report on the Use of Proceeds
4
ForForApprove Report on the Usage of Previously Raised Funds
5
ForForApprove Authorization of Board to Handle All Related Matters
6
Page 163 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
LONGi Green Energy Technology Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Shareholder Return Plan 7
ForForApprove Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken
8
ForForApprove Matters Relating to Meetings of Bond Holders
9
ForForElect Bai Zhongxue as Non-independent Director
10
Luxshare Precision Industry Co. Ltd.
Meeting Date: 11/11/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Termination of Fundraising Project For For
ForForApprove Use of Remaining Raised Funds to Replenish Working Capital
2
ForForApprove Amendments to Articles of Association
3
Melisron Ltd.
Meeting Date: 11/11/2019 Country: Israel
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Employment Terms of Ofir Sarid, Incoming CEO
For Against
AgainstNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
AgainstNoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B1
Page 164 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Melisron Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstNoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2
ForNoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B3
OFILM Group Co., Ltd.
Meeting Date: 11/11/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve to Appoint Auditor For For
ForForAmend Articles of Association 2
Phoenix Spree Deutschland Ltd.
Meeting Date: 11/11/2019 Country: Jersey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association For For
Seazen Holdings Co. Ltd.
Meeting Date: 11/11/2019 Country: China
Meeting Type: Special
Page 165 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Seazen Holdings Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chen Songxi as Independent Director For For
ForForElect Non-independent Director 2
AgainstForApprove Adjusting Company's 2019 Guarantee Plan
3
ForForApprove Draft and Summary of Stock Option Plan and Performance Share Incentive Plan
4
ForForApprove Methods to Assess the Performance of Plan Participants
5
ForForApprove Authorization of the Board to Handle All Related Matters
6
Shandong Linglong Tyre Co., Ltd.
Meeting Date: 11/11/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Guarantee Provision Plan For For
SKC Co., Ltd.
Meeting Date: 11/11/2019 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Spin-Off Agreement For For
Automatic Data Processing, Inc.
Meeting Date: 11/12/2019 Country: USA
Meeting Type: Annual
Page 166 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Automatic Data Processing, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Peter Bisson For For
ForForElect Director Richard T. Clark 1b
ForForElect Director R. Glenn Hubbard 1c
ForForElect Director John P. Jones 1d
ForForElect Director Francine S. Katsoudas 1e
ForForElect Director Thomas J. Lynch 1f
ForForElect Director Scott F. Powers 1g
ForForElect Director William J. Ready 1h
ForForElect Director Carlos A. Rodriguez 1i
ForForElect Director Sandra S. Wijnberg 1j
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
Bupa Arabia for Cooperative Insurance Co.
Meeting Date: 11/12/2019 Country: Saudi Arabia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize Share Repurchase Program to be Allocated to Employee Share Scheme
For For
ForForAmend Audit Committee Charter 2
ForForAmend Risk Management Committee Charter 3
ForForApprove Related Party Transactions Re: Gulf International Bank
4
ForForApprove Related Party Transactions Re: Ahmed Mohammed Baeshen Company
5
ForForAmend Article 3 of Bylaws Re: Management of the Company
6
ForForAmend Article 15 of Bylaws Re: Corporate Purpose
7
Page 167 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China State Construction Engineering Corp. Ltd.
Meeting Date: 11/12/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For Against
ForForAmend Rules and Procedures Regarding General Meetings of Shareholders
2
ForForAmend Rules and Procedures Regarding Meetings of Board of Directors
3
ForForAmend Rules and Procedures Regarding Meetings of Board of Supervisors
4
Dream Global Real Estate Investment Trust
Meeting Date: 11/12/2019 Country: Canada
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition by Real Estate Funds Managed by The Blackstone Group Inc.
For For
Galliford Try Plc
Meeting Date: 11/12/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForElect Andrew Duxbury as Director 4
ForForRe-elect Graham Prothero as Director 5
Page 168 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Galliford Try Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Marisa Cassoni as Director 6
ForForRe-elect Terry Miller as Director 7
ForForRe-elect Gavin Slark as Director 8
ForForRe-elect Jeremy Townsend as Director 9
ForForRe-elect Peter Ventress as Director 10
ForForAppoint BDO LLP as Auditors 11
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
12
ForForAuthorise Issue of Equity 13
ForForAuthorise EU Political Donations and Expenditure
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
16
ForForAuthorise Market Purchase of Ordinary Shares 17
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
18
Growthpoint Properties Ltd.
Meeting Date: 11/12/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.2.1 Elect Frank Berkeley as Director For For
ForForElect John van Wyk as Director 1.2.2
AbstainForElect Christina Teixeira as Director 1.2.3
ForForRe-elect Lynette Finlay as Director 1.3.1
ForForRe-elect Sebenzile Mngconkola as Director 1.3.2
ForForRe-elect Mpume Nkabinde as Director 1.3.3
ForForElect Frank Berkeley as Member of the Audit Committee
1.4.1
Page 169 of 1,115
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Reporting Period: 10/01/2019 to 12/31/2019
Growthpoint Properties Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Lynette Finlay as Member of the Audit Committee
1.4.2
ForForRe-elect Nonzukiso Siyotula as Member of the Audit Committee
1.4.3
AbstainForElect Christina Teixeira as Member of the Audit Committee
1.4.4
ForForAppoint EY as Auditors of the Company 1.5
ForForApprove Remuneration Policy 1.6.1
ForForApprove Implementation of Remuneration Policy
1.6.2
ForForPlace Authorised but Unissued Shares under Control of Directors
1.7
ForForAuthorise Directors to Issue Shares to Afford Shareholders Distribution Reinvestment Alternatives
1.8
ForForAuthorise Board to Issue Shares for Cash 1.9
ForForApprove Social, Ethics and Transformation Committee Report
1.10
ForForApprove Non-executive Directors' Fees 2.1
ForForApprove Financial Assistance in Terms of Section 45 of the Companies Act
2.2
ForForAuthorise Repurchase of Issued Share Capital 2.3
Guangzhou Baiyunshan Pharmaceutical Holdings Co. Ltd.
Meeting Date: 11/12/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Guangzhou Pharmaceuticals Corporation, a Subsidiary of the Company, to Conduct Asset-Backed Securitization of Accounts Receivable
For For
ForForApprove Guangzhou Pharmaceuticals Corporation, a Subsidiary of the Company, to Apply for Additional General Banking Facilities
2
ForForApprove Emoluments to be Paid to Cai Ruiyu for Year 2019
3
Page 170 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd.
Meeting Date: 11/12/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Guangzhou Pharmaceuticals Corporation, a Subsidiary of the Company, to Conduct Asset-Backed Securitization of Accounts Receivable
For For
ForForApprove Guangzhou Pharmaceuticals Corporation, a Subsidiary of the Company, to Apply for Additional General Banking Facilities
2
ForForApprove Emoluments to be Paid to Cai Ruiyu for Year 2019
3
II-VI Incorporated
Meeting Date: 11/12/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Francis J. Kramer For For
ForForElect Director Shaker Sadasivam 1b
ForForElect Director Enrico Digirolamo 1c
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
JPMorgan Global Growth & Income Plc
Meeting Date: 11/12/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
Page 171 of 1,115
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Reporting Period: 10/01/2019 to 12/31/2019
JPMorgan Global Growth & Income Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForRe-elect Jonathan Carey as Director 4
ForForRe-elect Nigel Wightman as Director 5
ForForRe-elect Gay Collins as Director 6
ForForRe-elect Tristan Hillgarth as Director 7
ForForAppoint Ernst & Young LLP as Auditors and Authorise Their Remuneration
8
ForForAuthorise Issue of Equity 9
ForForAuthorise Issue of Equity without Pre-emptive Rights
10
ForForAuthorise Market Purchase of Ordinary Shares 11
ForForApprove the Company's Dividend Policy 12
Motus Holdings Ltd. (South Africa)
Meeting Date: 11/12/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2019
For For
ForForAppoint Deloitte & Touche as Auditors of the Company with M Bierman as the Designated Partner
2
ForForElect Saleh Mayet as Member of the Audit and Risk Committee
3.1
ForForElect Keneilwe Moloko as Member of the Audit and Risk Committee
3.2
ForForElect Johnson Njeke as Member of the Audit and Risk Committee
3.3
ForForElect Kerry Cassel as Director 4.1
ForForElect Saleh Mayet as Director 4.2
ForForElect Keneilwe Moloko as Director 4.3
ForForElect Johnson Njeke as Director 4.4
Page 172 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Motus Holdings Ltd. (South Africa)
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Osman Arbee as Director 5.1
ForForElect Ockert Janse van Rensburg as Director 5.2
ForForApprove Remuneration Policy 6
ForForApprove Remuneration Implementation Report
7
ForForPlace Authorised but Unissued Shares under Control of Directors
8
ForForAuthorise Board to Issue Shares for Cash 9
ForForApprove Fees of the Chairman 10.1
ForForApprove Fees of the Deputy Chairman and Lead Independent Director
10.2
ForForApprove Fees of the Board Member 10.3
ForForApprove Fees of the Assets and Liabilities Committee Chairman
10.4
ForForApprove Fees of the Assets and Liabilities Committee Member
10.5
ForForApprove Fees of the Audit and Risk Committee Chairman
10.6
ForForApprove Fees of the Audit and Risk Committee
10.7
ForForApprove Fees of the Divisional Board Member 10.8
ForForApprove Fees of the Divisional Finance and Risk Committee Member
10.9
ForForApprove Fees of the Remuneration Committee Chairman
10.10
ForForApprove Fees of the Remuneration Committee Member
10.11
ForForApprove Fees of the Nominations Committee Chairman
10.12
ForForApprove Fees of the Nominations Committee Member
10.13
ForForApprove Fees of the Social, Ethics and Sustainability Committee Chairman
10.14
ForForApprove Fees of the Social, Ethics and Sustainability Committee Member
10.15
ForForAuthorise Repurchase of Issued Share Capital 11
ForForApprove Financial Assistance in Terms of Section 44 of the Companies Act
12
ForForApprove Financial Assistance in Terms of Section 45 of the Companies Act
13
Page 173 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Newcrest Mining Ltd.
Meeting Date: 11/12/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Peter Hay as Director For For
ForForElect Vickki McFadden as Director 2b
ForForApprove Grant of Performance Rights to Sandeep Biswas
3a
ForForApprove Grant of Performance Rights to Gerard Bond
3b
ForForApprove Remuneration Report 4
Pacific Horizon Investment Trust Plc
Meeting Date: 11/12/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForRe-elect Edward Creasy as Director 3
ForForElect Richard Studwell as Director 4
ForForReappoint BDO LLP as Auditors 5
ForForAuthorise Board to Fix Remuneration of Auditors
6
ForForAuthorise Issue of Equity 7
ForForAuthorise Issue of Equity without Pre-emptive Rights
8
ForForAuthorise Market Purchase of Ordinary Shares 9
Weibo Corporation
Meeting Date: 11/12/2019 Country: Cayman Islands
Meeting Type: Annual
Page 174 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Weibo Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Director Daniel Yong Zhang For For
ForForElect Director Pehong Chen 2
Xiamen CD Inc.
Meeting Date: 11/12/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Commercial Papers For For
ForForApprove Issuance of Medium-term Notes 2
ForForApprove Provision of Guarantee 3
ForForApprove to Adjust the Allowance of Independent Directors
4
Afterpay Touch Group Limited
Meeting Date: 11/13/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Report For Against
ForForApprove the Increase in Non-Executive Directors' Fee Pool
2
ForForElect Clifford Rosenberg as Director 3
ForForRatify Past Issuance of Shares to Certain Institutional Investors
4
AgainstForApprove Afterpay Equity Incentive Plan 5
AgainstForApprove Issuance of Options to Anthony Eisen
6
AgainstForApprove Issuance of Options to Nick Molnar 7
Page 175 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Afterpay Touch Group Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove the Change of Company Name to Afterpay Limited
8
Avon Products, Inc.
Meeting Date: 11/13/2019 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For For
ForForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Charter Hall Group
Meeting Date: 11/13/2019 Country: Australia
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2.1 Elect David Clarke as Director For For
ForForElect Karen Moses as Director 2.2
ForForElect Greg Paramor as Director 2.3
ForForApprove Remuneration Report 3
ForForApprove Issuance of Service Rights to David Harrison
4
ForForApprove Issuance of Performance Rights to David Harrison
5
Coles Group Limited
Meeting Date: 11/13/2019 Country: Australia
Meeting Type: Annual
Page 176 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Coles Group Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2.1 Elect James Graham as Director For For
ForForElect Jacqueline Chow as Director 2.2
ForForApprove Remuneration Report 3
ForForApprove Grant of Performance Rights to Steven Cain
4
ForForAppoint Ernst & Young as Auditor of the Company
5
AgainstAgainstApprove the Amendments to the Company's Constitution
6a
AgainstAgainstImprove Human Rights Management in Fresh Food Supply Chains
6b
Computershare Limited
Meeting Date: 11/13/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect Simon Jones as Director For For
ForForElect Tiffany Fuller as Director 3
ForForApprove Remuneration Report 4
ForForApprove Grant of Performance Rights to Stuart Irving
5
ForAgainstApprove Conditional Spill Resolution 6
Contact Energy Limited
Meeting Date: 11/13/2019 Country: New Zealand
Meeting Type: Annual
Page 177 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Contact Energy Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Elena Trout as Director For For
ForForAuthorize Board to Fix Remuneration of the Auditors
2
ForForAdopt New Constitution 3
Dialog Group Berhad
Meeting Date: 11/13/2019 Country: Malaysia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Final Dividend For For
ForForElect Kamariyah Binti Hamdan as Director 2
ForForElect Khairon Binti Shariff as Director 3
ForForApprove Directors' Fees and Board Committees' Fees
4
ForForApprove Directors' Benefits (Other than Directors' Fees and Board Committees' Fees)
5
ForForApprove BDO PLT as Auditors and Authorize Board to Fix Their Remuneration
6
ForForApprove Oh Chong Peng to Continue Office as Independent Non-Executive Director
7
ForForApprove Kamariyah Binti Hamdan to Continue Office as Independent Non-Executive Director
8
ForForAuthorize Share Repurchase Program 9
ForForAdopt New Constitution 1
Ethan Allen Interiors Inc.
Meeting Date: 11/13/2019 Country: USA
Meeting Type: Annual
Page 178 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Ethan Allen Interiors Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director M. Farooq Kathwari For For
ForForElect Director James B. Carlson 1b
ForForElect Director John J. Dooner, Jr. 1c
ForForElect Director Domenick J. Esposito 1d
ForForElect Director Mary Garrett 1e
ForForElect Director James W. Schmotter 1f
ForForElect Director Tara I. Stacom 1g
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify KPMG LLP as Auditors 3
Hays plc
Meeting Date: 11/13/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AbstainForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForApprove Special Dividend 4
ForForRe-elect Andrew Martin as Director 5
ForForRe-elect Alistair Cox as Director 6
ForForRe-elect Paul Venables as Director 7
ForForRe-elect Torsten Kreindl as Director 8
ForForRe-elect Susan Murray as Director 9
ForForRe-elect MT Rainey as Director 10
ForForRe-elect Peter Williams as Director 11
ForForElect Cheryl Millington as Director 12
Page 179 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Hays plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReappoint PricewaterhouseCoopers LLP as Auditors
13
ForForAuthorise Board to Fix Remuneration of Auditors
14
ForForAuthorise EU Political Donations and Expenditure
15
ForForAuthorise Issue of Equity 16
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise Market Purchase of Ordinary shares 18
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
19
ForForApprove UK Sharesave Plan 20
ForForApprove International Sharesave Plan 21
Henderson EuroTrust Plc
Meeting Date: 11/13/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Nicola Ralston as Director 4
ForForRe-elect Rutger Koopmans as Director 5
ForForRe-elect David Marsh as Director 6
ForForRe-elect Ekaterina Thomson as Director 7
ForForAppoint BDO LLP as Auditors 8
ForForAuthorise Board to Fix Remuneration of Auditors
9
ForForAuthorise Issue of Equity 10
ForForAuthorise Issue of Equity without Pre-emptive Rights
11
ForForAuthorise Market Purchase of Ordinary Shares 12
Page 180 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Henderson EuroTrust Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
13
JPMorgan Emerging Markets Investment Trust Plc
Meeting Date: 11/13/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForApprove Final Dividend 4
ForForRe-elect Sarah Arkle as Director 5
ForForRe-elect Richard Laing as Director 6
ForForElect Aidan Lisser as Director 7
ForForRe-elect Ruary Neill as Director 8
ForForRe-elect Andrew Page as Director 9
ForForAppoint BDO LLP as Auditors and Authorise Their Remuneration
10
ForForAuthorise Issue of Equity 11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Market Purchase of Ordinary Shares 13
KAP Industrial Holdings Ltd.
Meeting Date: 11/13/2019 Country: South Africa
Meeting Type: Annual
Page 181 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
KAP Industrial Holdings Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Reappoint Deloitte & Touche as Auditors of the Company with Dr Dirk Steyn as the Registered Auditor
For For
ForForRe-elect Gary Chaplin as Director 2.1
ForForRe-elect Ipeleng Mkhari as Director 2.2
ForForRe-elect Sandile Nomvete as Director 2.3
ForForAuthorise Reduction in the Number of Directors on the Board
2.4
ForForRe-elect Patrick Quarmby as Chairman of the Audit and Risk Committee
3.1
ForForRe-elect Steve Muller as Member of the Audit and Risk Committee
3.2
ForForRe-elect Sandile Nomvete as Member of the Audit and Risk Committee
3.3
ForForPlace Authorised but Unissued Ordinary Shares under Control of Directors
4
ForForPlace Authorised but Unissued Preference shares under Control of Directors
5
ForForAuthorise Creation and Issuance of Convertible Debentures, Debenture Stock or Other Convertible Instruments
6
ForForApprove General Payment to Shareholders from the Company's Share Capital, Share Premium and Reserves
7
AgainstForApprove Remuneration Policy 8.1
ForForApprove Implementation Report on the Remuneration Policy
8.2
ForForAuthorise Ratification Relating to Personal Financial Interest Arising from Multiple Intergroup Directorships
9
ForForAuthorise Repurchase of Issued Share Capital 10
ForForApprove Fees Payable to Independent Non-executive Chairman
11.1
ForForApprove Fees Payable to Non-executive Deputy Chairman
11.2
ForForApprove Fees Payable to Board Members 11.3
ForForApprove Fees Payable to Board Members for Ad hoc Meetings
11.4
ForForApprove Fees Payable to Audit and Risk Committee Chairman
11.5
Page 182 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
KAP Industrial Holdings Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Fees Payable to Audit and Risk Committee Member
11.6
ForForApprove Fees Payable to Human Resources and Remuneration Committee Chairman
11.7
ForForApprove Fees Payable to Human Resources and Remuneration Committee Member
11.8
ForForApprove Fees Payable to Nomination Committee Chairman
11.9
ForForApprove Fees Payable to Nomination Committee Member
11.10
ForForApprove Fees Payable to Social and Ethics Committee Chairman
11.11
ForForApprove Fees Payable to Social and Ethics Committee Member
11.12
ForForApprove Fees Payable to Investment Committee Chairman
11.13
ForForApprove Fees Payable to Investment Committee Member
11.14
ForForApprove Financial Assistance in Terms of Sections 44 and 45 of the Companies Act
12
KCC Corp.
Meeting Date: 11/13/2019 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Spin-Off Agreement For For
ForForElect Min Byeong-sam as Inside Director 2
Lancaster Colony Corporation
Meeting Date: 11/13/2019 Country: USA
Meeting Type: Annual
Page 183 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Lancaster Colony Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Barbara L. Brasier For For
ForForElect Director David A. Ciesinski 1.2
ForForElect Director Kenneth L. Cooke 1.3
ForForElect Director Alan F. Harris 1.4
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
Meredith Corporation
Meeting Date: 11/13/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Stephen M. Lacy For For
ForForElect Director Christopher Roberts, III 1.2
ForForElect Director D. Mell Meredith Frazier 1.3
ForForElect Director Beth J. Kaplan 1.4
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify KPMG LLP as Auditors 3
Natura Cosmeticos SA
Meeting Date: 11/13/2019 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Agreement to Exchange Shares of Natura Cosmeticos SA for Shares of Natura &Co Holding SA
For Do Not Vote
Page 184 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Natura Cosmeticos SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForRatify KPMG Auditores Independentes as the Firm to Appraise Proposed Transaction
2
Do Not Vote
ForApprove Independent Firm's Appraisal 3
Do Not Vote
ForApprove Exchange of Shares of Natura Cosmeticos SA for Shares of Natura &Co Holding SA
4
Do Not Vote
ForAuthorize Executives to Ratify and Execute Approved Resolutions
5
Do Not Vote
ForAuthorize Shareholders of Natura &Co Holding SA to Execute All Acts Related to the Merger of Nectarine Merger Sub I Inc After the Approval of Acquisition of Shares
6
Do Not Vote
NoneDo You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
7
Do Not Vote
NoneIn the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call?
8
Performance Food Group Company
Meeting Date: 11/13/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director George L. Holm For For
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForAmend Omnibus Stock Plan 4
ForForApprove Qualified Employee Stock Purchase Plan
5
ForForEliminate Supermajority Vote Requirement for Amending Government Documents and Removing Directors
6
ForForProvide Right to Call Special Meeting 7
Page 185 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Sichuan Expressway Company Limited
Meeting Date: 11/13/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Proposed Remunerations Scheme for Zhou Liming
For For
ForForApprove Proposed Remunerations Scheme for Gan Yongyi, Luo Maoquan and He Zhuqing
2
ForForApprove Proposed Remunerations Scheme for Ni Shilin, You Zhiming, Li Wenhu and Li Chengyong
3
ForForApprove Proposed Remunerations Scheme for Liu Lina, Gao Jinkang, Yan Qixiang and Bu Danlu
4
ForForApprove Proposed Remunerations Scheme for Feng Bing
5
ForForApprove Proposed Remunerations Scheme for Ling Xiyun, Wang Yao and Meng Jie
6
ForForApprove Proposed Remunerations Scheme for the Staff Supervisors of the Seventh Session of the Supervisory Committee
7
ForForApprove Service Contracts of Directors and Supervisors and Related Transactions
8
ForForElect Zhou Liming as Director 9.01
ForForElect Gan Yongyi as Director 9.02
AgainstForElect Ni Shilin as Director 9.03
ForForElect Luo Maoquan as Director 9.04
ForForElect He Zhuqing as Director 9.05
AgainstForElect You Zhiming as Director 9.06
AgainstForElect Li Wenhu as Director 9.07
AgainstForElect Li Chengyong as Director 9.08
ForForElect Liu Lina as Director 10.01
ForForElect Gao Jinkang as Director 10.02
ForForElect Yan Qixiang as Director 10.03
ForForElect Bu Danlu as Director 10.04
ForForElect Feng Bing as Supervisor 11.01
ForForElect Ling Xiyun as Supervisor 11.02
ForForElect Wang Yao as Supervisor 11.03
Page 186 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Sichuan Expressway Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Meng Jie as Supervisor 11.04
Smiths Group Plc
Meeting Date: 11/13/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Bruno Angelici as Director 4
ForForRe-elect Olivier Bohuon as Director 5
ForForRe-elect Sir George Buckley as Director 6
ForForRe-elect Dame Ann Dowling as Director 7
ForForRe-elect Tanya Fratto as Director 8
ForForRe-elect William Seeger as Director 9
ForForRe-elect Mark Seligman as Director 10
ForForRe-elect John Shipsey as Director 11
ForForRe-elect Andrew Reynolds Smith as Director 12
ForForRe-elect Noel Tata as Director 13
ForForAppoint KPMG LLP as Auditors 14
ForForAuthorise Board to Fix Remuneration of Auditors
15
ForForAuthorise Issue of Equity 16
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
18
ForForAuthorise Market Purchase of Ordinary Shares 19
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
20
Page 187 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Smiths Group Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise EU Political Donations and Expenditure
21
Viavi Solutions Inc.
Meeting Date: 11/13/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Richard E. Belluzzo For For
ForForElect Director Keith Barnes 1.2
ForForElect Director Laura Black 1.3
ForForElect Director Tor Braham 1.4
ForForElect Director Timothy Campos 1.5
ForForElect Director Donald Colvin 1.6
ForForElect Director Masood A. Jabbar 1.7
ForForElect Director Oleg Khaykin 1.8
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForAmend Omnibus Stock Plan 4
Zhejiang Huayou Cobalt Co., Ltd.
Meeting Date: 11/13/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Company's Acquisition by Issuance of Shares and Raising Supporting Funds as well as Related Party Transactions is in Compliance with Relevant Laws and Regulations
For Against
Page 188 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Zhejiang Huayou Cobalt Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Transaction Overview 2.1
AgainstForApprove Transaction Parties 2.2
AgainstForApprove Target Assets 2.3
AgainstForApprove Transaction Manner 2.4
AgainstForApprove Transaction Price 2.5
AgainstForApprove Share Type and Par Value 2.6
AgainstForApprove Issue Manner and Target Subscribers 2.7
AgainstForApprove Price Reference Date, Pricing Basis and Issuance Price
2.8
AgainstForApprove Issue Size 2.9
AgainstForApprove Lock-up Period 2.10
AgainstForApprove Profit and Loss Attribution During the Transition Period
2.11
AgainstForApprove Listing Exchange 2.12
AgainstForApprove Transfer of Ownership of the Underlying Asset and the Liability for Breach of Contractual Obligations
2.13
AgainstForApprove Issue Type and Par Value in Connection to Raising Supporting Funds
2.14
AgainstForApprove Target Subscriber and Issue Manner in Connection to Raising Supporting Funds
2.15
AgainstForApprove Issue Price in Connection to Raising Supporting Funds
2.16
ForForApprove Raising Supporting Funds and Issue Amount in Connection to Raising Supporting Funds
2.17
AgainstForApprove Listing Location in Connection to Raising Supporting Funds
2.18
AgainstForApprove Lock-up Period in Connection to Raising Supporting Funds
2.19
ForForApprove Use of Proceeds 2.20
AgainstForApprove Transaction Does Not Constitute as Major Asset Restructuring
2.21
AgainstForApprove Resolution Validity Period 2.22
AgainstForApprove Transaction Constitutes as Related-party Transaction
3
AgainstForApprove Report (Draft) and Summary on Company's Related-party Transaction in Connection to Acquisition by Issuance of Shares as well as Raising Supporting Funds
4
Page 189 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Zhejiang Huayou Cobalt Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Signing of Conditional Supplemental Agreement for the Acquisition by Issuance of Shares
5
AgainstForApprove the Notion that the Transaction Complies with Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies and Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies
6
AgainstForApprove Transaction Complies with Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies and Measures for the Administration of Securities Issuance of Listed Companies
7
AgainstForApprove Transaction Does Not Constitute with Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies
8
AgainstForApprove Completeness and Compliance of Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction
9
AgainstForApprove Relevant Audit Report, Pro Forma Review Report and Asset Assessment Report
10
AgainstForApprove Independence of Appraiser, the Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing
11
AgainstForApprove Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken
12
AgainstForApprove Undertakings of Remedial Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of this Transaction
13
AgainstForApprove Appointment of Agency to Provide Services for this Transaction
14
AgainstForApprove Authorization of the Board to Handle All Related Matters
15
Ansell Limited
Meeting Date: 11/14/2019 Country: Australia
Meeting Type: Annual
Page 190 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Ansell Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Christine Yan as Director For For
ForForElect Peter Day as Director 2b
ForForElect Leslie A Desjardins as Director 2c
AgainstForApprove On-Market Buy-Back of Shares 3
ForForApprove Grant of Performance Share Rights to Magnus Nicolin
4
ForForApprove Remuneration Report 5
AVIC Aircraft Co. Ltd.
Meeting Date: 11/14/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association For Against
ForForApprove Adjustment on 2019 Daily Related-party Transaction
2
ForForApprove 2020 Daily Related-party Transaction 3
ForForApprove Continued Signing of Related-party Framework Agreement
4
AgainstForApprove Financial Business 5
Bid Corp. Ltd.
Meeting Date: 11/14/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Appoint PricewaterhouseCoopers Inc as Auditors of the Company with Eben Gerryts as the Individual Registered Auditor
For For
Page 191 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Bid Corp. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Tasneem Abdool-Samad as Director 2.1
ForForElect Clifford Rosenberg as Director 2.2
ForForRe-elect David Cleasby as Director 2.3
ForForRe-elect Brian Joffe as Director 2.4
ForForRe-elect Dolly Mokgatle as Director 2.5
ForForElect Tasneem Abdool-Samad as Member of the Audit and Risk Committee
3.1
ForForRe-elect Paul Baloyi as Member of the Audit and Risk Committee
3.2
ForForRe-elect Nigel Payne as Member of the Audit and Risk Committee
3.3
ForForRe-elect Helen Wiseman as Chairman of the Audit and Risk Committee
3.4
ForForApprove Remuneration Policy 4.1
ForForApprove Implementation of Remuneration Policy
4.2
ForForAmend Conditional Share Plan 5
ForForPlace Authorised but Unissued Shares under Control of Directors
6
ForForAuthorise Board to Issue Shares for Cash 7
ForForApprove Pro Rata Reduction of Stated Capital in lieu of Dividend
8
ForForAuthorise Creation and Issuance of Convertible Debentures or Other Convertible Instruments
9
ForForAuthorise Ratification of Approved Resolutions
10
ForForAuthorise Repurchase of Issued Share Capital 11
ForForApprove Fees of the Chairman 12.1
ForForApprove Fees of the Lead Independent Non-executive Director (SA)
12.2
ForForApprove Fees of the Lead Independent Director (International) (AUD)
12.3
ForForApprove Fees of the Non-executive Directors (SA)
12.4
ForForApprove Fees of the Non-executive Directors (International) (AUD)
12.5
ForForApprove Fees of the Audit and Risk Committee Chairman (International) (AUD)
12.6
ForForApprove Fees of the Audit and Risk Committee Chairman (SA)
12.7
Page 192 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Bid Corp. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Fees of the Audit and Risk Committee Member (SA)
12.8
ForForApprove Fees of the Audit and Risk Committee Member (International) (AUD)
12.9
ForForApprove Fees of the Remuneration Committee Chairman (SA)
12.10
ForForApprove Fees of the Remuneration Committee Chairman (International) (AUD)
12.11
ForForApprove Fees of the Remuneration Committee Member (SA)
12.12
ForForApprove Fees of the Remuneration Committee Member (International) (AUD)
12.13
ForForApprove Fees of the Nominations Committee Chairman (SA)
12.14
ForForApprove Fees of the Nominations Committee Chairman (International) (AUD)
12.15
ForForApprove Fees of the Nominations Committee Member (SA)
12.16
ForForApprove Fees of the Nominations Committee Member (International) (AUD)
12.17
ForForApprove Fees of the Acquisitions Committee Chairman (SA)
12.18
ForForApprove Fees of the Acquisitions Committee Chairman (International) (AUD)
12.19
ForForApprove Fees of the Acquisitions Committee Member (SA)
12.20
ForForApprove Fees of the Acquisitions Committee Member (International) (AUD)
12.21
ForForApprove Fees of the Social and Ethics Committee Chairman (SA)
12.22
ForForApprove Fees of the Social and Ethics Committee Chairman (International) (AUD)
12.23
ForForApprove Fees of the Social and Ethics Committee Member (SA)
12.24
ForForApprove Fees of the Social and Ethics Committee Member (International) (AUD)
12.25
ForForApprove Fees of the Ad hoc Meetings (SA) 12.26
ForForApprove Fees of the Ad hoc Meetings (International) (AUD)
12.27
ForForApprove Fees of the Travel per Meeting Cycle (SA)
12.28
ForForApprove Fees of the Travel per Meeting Cycle (International) (AUD)
12.29
Page 193 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Bid Corp. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Financial Assistance to Related or Inter-related Companies and Corporations
13
Broadridge Financial Solutions, Inc.
Meeting Date: 11/14/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Leslie A. Brun For For
ForForElect Director Pamela L. Carter 1b
ForForElect Director Richard J. Daly 1c
ForForElect Director Robert N. Duelks 1d
ForForElect Director Timothy C. Gokey 1e
ForForElect Director Brett A. Keller 1f
ForForElect Director Maura A. Markus 1g
ForForElect Director Thomas J. Perna 1h
ForForElect Director Alan J. Weber 1i
ForForElect Director Amit K. Zavery 1j
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
CACI International Inc
Meeting Date: 11/14/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1A Elect Director Michael A. Daniels For For
ForForElect Director William L. Jews 1B
Page 194 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
CACI International Inc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Gregory G. Johnson 1C
ForForElect Director J. Phillip London 1D
ForForElect Director John S. Mengucci 1E
ForForElect Director James L. Pavitt 1F
ForForElect Director Warren R. Phillips 1G
ForForElect Director Debora A. Plunkett 1H
ForForElect Director Charles P. Revoile 1I
ForForElect Director William S. Wallace 1J
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForAmend Qualified Employee Stock Purchase Plan
3
ForForRatify Ernst & Young LLP as Auditors 4
Centrais Eletricas Brasileiras SA
Meeting Date: 11/14/2019 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Capital Increase of Ordinary Shares and Preferred Class B Shares Through Capitalization of Credits of the Federal Government
For Do Not Vote
Centrais Eletricas Brasileiras SA
Meeting Date: 11/14/2019 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Capital Increase of Ordinary Shares and Preferred Class B Shares Through Capitalization of Credits of the Federal Government
For Do Not Vote
Page 195 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Centrais Eletricas Brasileiras SA
Meeting Date: 11/14/2019 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Capital Increase of Ordinary Shares and Preferred Class B Shares Through Capitalization of Credits of the Federal Government
For Do Not Vote
DFS Furniture Plc
Meeting Date: 11/14/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForApprove Remuneration Report 3
ForForRe-elect Tim Stacey as Director 4
ForForElect Mike Schmidt as Director 5
ForForRe-elect Ian Durant as Director 6
ForForRe-elect Alison Hutchinson as Director 7
ForForElect Jo Boydell as Director 8
ForForElect Steve Johnson as Director 9
ForForReappoint KPMG LLP as Auditors 10
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
11
ForForAuthorise Issue of Equity 12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
14
ForForAuthorise Market Purchase of Ordinary Shares 15
Page 196 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
DFS Furniture Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
16
Ford Otomotiv Sanayi AS
Meeting Date: 11/14/2019 Country: Turkey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting and Elect Presiding Council of Meeting
For Do Not Vote
Do Not Vote
ForRatify Director Appointments 2
Do Not Vote
ForApprove Dividends 3
Fox Corporation
Meeting Date: 11/14/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director K. Rupert Murdoch For For
ForForElect Director Lachlan K. Murdoch 1b
ForForElect Director Chase Carey 1c
ForForElect Director Anne Dias 1d
ForForElect Director Roland A. Hernandez 1e
ForForElect Director Jacques Nasser 1f
ForForElect Director Paul D. Ryan 1g
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Page 197 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Gannett Co., Inc.
Meeting Date: 11/14/2019 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For For
ForForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Genus Plc
Meeting Date: 11/14/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForApprove Performance Share Plan 4
ForForApprove Deferred Share Bonus Plan 5
ForForAmend Deferred Share Bonus Plan 6
ForForApprove Final Dividend 7
ForForRe-elect Bob Lawson as Director 8
ForForRe-elect Stephen Wilson as Director 9
ForForRe-elect Lysanne Gray as Director 10
ForForRe-elect Lykele van der Broek as Director 11
ForForRe-elect Lesley Knox as Director 12
ForForRe-elect Ian Charles as Director 13
ForForReappoint Deloitte LLP as Auditors 14
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
15
ForForAuthorise Issue of Equity 16
Page 198 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Genus Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
18
ForForAuthorise Market Purchase of Ordinary Shares 19
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
20
Hangzhou Robam Appliances Co., Ltd.
Meeting Date: 11/14/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve to Appoint Auditor For For
Jack Henry & Associates, Inc.
Meeting Date: 11/14/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Matthew C. Flanigan For For
ForForElect Director John F. Prim 1.2
ForForElect Director Thomas H. Wilson, Jr. 1.3
ForForElect Director Jacque R. Fiegel 1.4
ForForElect Director Thomas A. Wimsett 1.5
ForForElect Director Laura G. Kelly 1.6
ForForElect Director Shruti S. Miyashiro 1.7
ForForElect Director Wesley A. Brown 1.8
ForForElect Director David B. Foss 1.9
Page 199 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Jack Henry & Associates, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify PricewaterhouseCoopers, LLP as Auditors
3
Jupiter European Opportunities Trust Plc
Meeting Date: 11/14/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Andrew Sutch as Director 4
ForForRe-elect Philip Best as Director 5
ForForRe-elect Virginia Holmes as Director 6
ForForRe-elect Lord Lamont of Lerwick as Director 7
ForForRe-elect John Wallinger as Director 8
ForForElect Sharon Brown as Director 9
ForForAppoint PricewaterhouseCoopers LLP as Auditors
10
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForApprove Change of Company Name to European Opportunities Trust plc
12
ForForAuthorise Issue of Equity 13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise Market Purchase of Ordinary Shares 15
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
16
Page 200 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Medibank Private Limited
Meeting Date: 11/14/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect David Grahame Fagan as Director For For
ForForElect Linda Bardo Nicholls as Director 3
AgainstForApprove Remuneration Report 4
ForForApprove Grant of Performance Rights to Craig Drummond
5
New Media Investment Group Inc.
Meeting Date: 11/14/2019 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Merger For For
ForForAdjourn Meeting 2
Northern Star Resources Limited
Meeting Date: 11/14/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Report For For
ForForApprove FY20 Share Plan 2
ForForApprove Issuance of Performance Rights to Bill Beament
3
ForForApprove Potential Termination Benefits 4
ForNoneApprove FY20 NED Share Plan 5
Page 201 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Northern Star Resources Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForNoneApprove Issuance of Share Rights to Non-Executive Directors
6
ForForElect Mary Hackett as Director 7
ForForElect Nick Cernotta as Director 8
ForForElect Bill Beament as Director 9
ForForElect John Fitzgerald as Director 10
Picton Property Income Ltd.
Meeting Date: 11/14/2019 Country: Guernsey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForRatify KPMG Channel Islands Limited as Auditors
2
ForForAuthorise Board to Fix Remuneration of Auditors
3
ForForRe-elect Mark Batten as Director 4
ForForElect Maria Bentley as Director 5
ForForElect Andrew Dewhirst as Director 6
ForForRe-elect Roger Lewis as Director 7
ForForRe-elect Michael Morris as Director 8
ForForRe-elect Nicholas Thompson as Director 9
ForForApprove Remuneration Report 10
ForForAuthorise Market Purchase of Ordinary Shares 11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
13
Page 202 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Ramsay Health Care Limited
Meeting Date: 11/14/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report For For
ForForElect Catriona Alison Deans as Director 3.1
ForForElect James Malcolm McMurdo as Director 3.2
ForForApprove Grant of FY2020 Performance Rights to Craig Ralph McNally
4.1
ForForApprove Grant of FY2019 Performance Rights to Craig Ralph McNally
4.2
Rand Merchant Investment Holdings Ltd.
Meeting Date: 11/14/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Re-elect Peter Cooper as Director For For
ForForRe-elect Sonja de Bruyn as Director 1.2
ForForRe-elect Laurie Dippenaar as Director 1.3
ForForRe-elect Jannie Durand as Director 1.4
ForForRe-elect Per-Erik Lagerstrom as Director 1.5
ForForRe-elect Murphy Morobe as Director 1.6
ForForApprove Remuneration Policy 1
ForForApprove Remuneration Implementation Report
2
ForForPlace Authorised but Unissued Shares under Control of Directors
2
ForForAuthorise Board to Issue Shares for Cash 3
ForForReappoint PricewaterhouseCoopers Inc as Auditors of the Company and Authorise Their Remuneration
4
ForForRe-elect Johan Burger as Member of the Audit and Risk Committee
5.1
Page 203 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Rand Merchant Investment Holdings Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Sonja de Bruyn as Member of the Audit and Risk Committee
5.2
ForForRe-elect Per-Erik Lagerstrom as Member of the Audit and Risk Committee
5.3
ForForRe-elect James Teeger as Member of the Audit and Risk Committee
5.4
ForForAuthorise Ratification of Approved Resolutions
6
ForForApprove Remuneration of Non-executive Directors
1
ForForAuthorise Repurchase of Issued Share Capital 2
ForForAuthorise Issue of Shares and/or Options Pursuant to a Reinvestment Option
3
AgainstForApprove Financial Assistance to Directors, Prescribed Officers and Employee Share Scheme Beneficiaries
4
ForForApprove Financial Assistance to Related and Inter-related Entities
5
Ricardo Plc
Meeting Date: 11/14/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForReappoint KPMG LLP as Auditors 3
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
4
ForForElect Russell King as Director 5
ForForElect Jack Boyer as Director 6
ForForRe-elect Bill Spencer as Director 7
ForForRe-elect Sir Terry Morgan as Director 8
ForForRe-elect Ian Gibson as Director 9
ForForRe-elect Laurie Bowen as Director 10
Page 204 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Ricardo Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Dave Shemmans as Director 11
ForForRe-elect Malin Persson as Director 12
ForForRe-elect Mark Garrett as Director 13
ForForApprove Remuneration Report 14
ForForAuthorise Issue of Equity 15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise Market Purchase of Ordinary Shares 17
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
18
RMB Holdings Ltd.
Meeting Date: 11/14/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Re-elect Jannie Durand as Director For For
ForForRe-elect Peter Cooper as Director 1.2
ForForRe-elect Laurie Dippenaar as Director 1.3
ForForRe-elect Sonja De Bruyn as Director 1.4
ForForElect Obakeng Phetwe as Director 1.5
ForForPlace Authorised but Unissued Shares under Control of Directors
2
ForForAuthorise Board to Issue Shares for Cash 3
ForForReappoint PricewaterhouseCoopers Inc as Auditors of the Company and Authorise Their Remuneration
4
ForForRe-elect Sonja De Bruyn as Member of the Audit and Risk Committee
5.1
ForForRe-elect Per-Erik Lagerstrom as Member of the Audit and Risk Committee
5.2
ForForRe-elect James Teeger as Member of the Audit and Risk Committee
5.3
ForForAuthorise Ratification of Approved Resolutions
6
Page 205 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
RMB Holdings Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration Policy 7.1
ForForApprove Remuneration Implementation Report
7.2
ForForApprove Non-executive Directors' Remuneration
1
ForForAuthorise Repurchase of Issued Share Capital 2
ForForAuthorise Issue of Shares or Options Pursuant to a Reinvestment Option
3
AgainstForApprove Financial Assistance to Directors, Prescribed Officers and Employee Share Scheme Beneficiaries
4
ForForApprove Financial Assistance to Related or Inter-related Entities
5
Shanghai Electric Group Company Limited
Meeting Date: 11/14/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Xu Jianxin as Director For For
AgainstForApprove Adjustment of Maximum Outstanding Amount for Provision of External Guarantees
2
ForForApprove Proposed Change in Use of Proceeds 1
ForForAmend Articles of Association 2
Shanghai Electric Group Company Limited
Meeting Date: 11/14/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Proposed Change in Use of Proceeds For For
Page 206 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shanghai Electric Group Company Limited
Meeting Date: 11/14/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Proposed Change in Use of Proceeds For For
ForForAmend Articles of Association 2
AgainstForApprove Adjustment of Maximum Outstanding Amount for Provision of External Guarantees
3
ForForElect Xu Jianxin as Director 4.1
Shanghai Electric Group Company Limited
Meeting Date: 11/14/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Proposed Change in Use of Proceeds For For
Sime Darby Berhad
Meeting Date: 11/14/2019 Country: Malaysia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Directors' Fees For For
ForForApprove Directors' Benefits 2
ForForElect Mohamad Idros Mosin as Director 3
ForForElect Abdul Rahman Ahmad as Director 4
ForForElect Samsudin Osman as Director 5
ForForElect Selamah Wan Sulaiman as Director 6
ForForElect Abdul Hamidy Abdul Hafiz as Director 7
Page 207 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Sime Darby Berhad
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove PricewaterhouseCoopers PLT as Auditors and Authorize Board to Fix Their Remuneration
8
ForForAuthorize Share Repurchase Program 9
ForForApprove Implementation of Shareholders' Mandate for Recurrent Related Party Transactions
10
ForForAdopt New Constitution 11
Sims Metal Management Limited
Meeting Date: 11/14/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Deborah O'Toole as Director For For
ForForElect Hiroyuki Kato as Director 3
ForForApprove Renewal of Proportional Takeover Provisions in the Constitution
4
ForForApprove Remuneration Report 5
ForForApprove Grant of Performance Rights to Alistair Field
6
ForForApprove the Change of Company Name to Sims Limited
7
Valley National Bancorp
Meeting Date: 11/14/2019 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Merger For For
ForForAdjourn Meeting 2
Page 208 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Vicinity Centres
Meeting Date: 11/14/2019 Country: Australia
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report For For
ForForElect Trevor Gerber as Director 3a
ForForElect David Thurin as Director 3b
ForForApprove Grant of Performance Rights to Grant Kelley
4
Wesfarmers Limited
Meeting Date: 11/14/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Vanessa Miscamble Wallace as Director For For
ForForElect Jennifer Anne Westacott as Director 2b
ForForElect Michael (Mike) Roche as Director 2c
ForForElect Sharon Lee Warburton as Director 2d
ForForApprove Remuneration Report 3
ForForApprove Grant of Restricted Shares and Performance Shares to Robert Scott
4
Western Digital Corporation
Meeting Date: 11/14/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Kimberly E. Alexy For For
ForForElect Director Martin I. Cole 1b
Page 209 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Western Digital Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Kathleen A. Cote 1c
ForForElect Director Tunc Doluca 1d
ForForElect Director Len J. Lauer 1e
ForForElect Director Matthew E. Massengill 1f
ForForElect Director Stephen D. Milligan 1g
ForForElect Director Stephanie A. Streeter 1h
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
AgainstForAmend Omnibus Stock Plan 3
ForForRatify KPMG LLP as Auditors 4
Western Securities Co., Ltd.
Meeting Date: 11/14/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Zhou Dongsheng as Non-Independent Director
For For
ForForApprove Provision for Asset Impairment 2
Zhaojin Mining Industry Company Limited
Meeting Date: 11/14/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Approve Transfer Agreement and Related Transactions
For Against
AgainstForApprove Grant of Specific Mandates to the Board to Allot and Issue Consideration Shares to Zhaojin Group Pursuant to the Transfer Agreement
1b
Page 210 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Zhaojin Mining Industry Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAuthorize Board to Deal With All Matters in Relation to Transfer Agreement and Its Amendment, Variation or Modification of Terms and Conditions
1c
ForForAmend Articles of Association 2a
ForForAuthorize Board to Deal With All Matters in Relation to the Amendments to the Articles of Association
2b
ForForApprove Registration and Issuance of Renewal Bonds and Authorize Board to Deal With All Related Matters
3
ForForApprove Registration and Issuance of Super Short-Term Notes and Authorize Board to Deal With All Related Matters
4
Zhaojin Mining Industry Company Limited
Meeting Date: 11/14/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Approve Transfer Agreement and Related Transactions
For For
ForForApprove Grant of Specific Mandates to the Board to Allot and Issue Consideration Shares to Zhaojin Group Pursuant to the Transfer Agreement
1b
ForForAuthorize Board to Deal With All Matters in Relation to Transfer Agreement and Its Amendment, Variation or Modification of Terms and Conditions
1c
Bank of Jiangsu Co., Ltd.
Meeting Date: 11/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Perpetual Bonds For For
Page 211 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Bank of Jiangsu Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Ren Tong as Non-independent Director 2
ForForElect Xiang Rong as Supervisor 3
Bic Camera, Inc.
Meeting Date: 11/15/2019 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 10
For For
ForForElect Director Miyajima, Hiroyuki 2.1
ForForElect Director Kawamura, Hitoshi 2.2
ForForElect Director Abe, Toru 2.3
ForForElect Director Tamura, Eiji 2.4
ForForElect Director Akiho, Toru 2.5
ForForElect Director Nakagawa, Keiju 2.6
ForForElect Director Kimura, Kazuyoshi 2.7
ForForElect Director Ueno, Yoshiharu 2.8
AgainstForElect Director Sato, Masaaki 2.9
ForForElect Director Yamada, Noboru 2.10
ForForElect Director Nakai, Kamezo 2.11
ForForAppoint Alternate Statutory Auditor Toshimitsu, Takeshi
3
Caesars Entertainment Corporation
Meeting Date: 11/15/2019 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For For
Page 212 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Caesars Entertainment Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
China Communications Construction Company Limited
Meeting Date: 11/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Grant of General Mandate to Repurchase H Shares
For For
China Communications Construction Company Limited
Meeting Date: 11/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Grant of General Mandate to Repurchase H Shares
For For
China Communications Construction Company Limited
Meeting Date: 11/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Grant of General Mandate to Repurchase H Shares
For For
Page 213 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Communications Construction Company Limited
Meeting Date: 11/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Grant of General Mandate to Repurchase H Shares
For For
China Longyuan Power Group Corporation Limited
Meeting Date: 11/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Sun Jinbiao as Director For For
Contemporary Amperex Technology Co., Ltd.
Meeting Date: 11/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Additional Provision of Guarantee For For
ForForApprove Change in Registered Capital and Amend Articles of Association
2
ForForApprove Guarantee Provision in Relation to Issuance of Overseas Bonds
3
ForForApprove Authorization of Board and Related Personnel to Handle Matters Related to Issuance of Overseas Bonds
4
Eldorado Resorts, Inc.
Meeting Date: 11/15/2019 Country: USA
Meeting Type: Special
Page 214 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Eldorado Resorts, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Merger For For
ForForChange State of Incorporation from Nevada to Delaware
2
ForForApprove the ERI A&R Nevada Charter 3
ForForAdjourn Meeting 4
Fila Korea Ltd.
Meeting Date: 11/15/2019 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Spin-Off Agreement For For
ForForAmend Articles of Incorporation 2
First Pacific Company Limited
Meeting Date: 11/15/2019 Country: Bermuda
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Share Subscription Agreement, Exchangeable Bond Subscription Agreement and Related Transactions
For For
Hangzhou Tigermed Consulting Co., Ltd.
Meeting Date: 11/15/2019 Country: China
Meeting Type: Special
Page 215 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Hangzhou Tigermed Consulting Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of Equity For For
ForForApprove Repurchase and Cancellation of Performance Shares
2
ForForApprove Change in Registered Capital and Amend Articles of Association
3
Hembla AB
Meeting Date: 11/15/2019 Country: Sweden
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect Chairman of Meeting For Do Not Vote
Do Not Vote
ForPrepare and Approve List of Shareholders 3
Do Not Vote
ForApprove Agenda of Meeting 4
Do Not Vote
ForDesignate Inspector(s) of Minutes of Meeting 5
Do Not Vote
ForAcknowledge Proper Convening of Meeting 6
Do Not Vote
NoneDetermine Number of Members (6) and Deputy Members (0) of Board
7
Do Not Vote
NoneElect Directors; Elect Board Chairman 8
Jinke Property Group Co., Ltd.
Meeting Date: 11/15/2019 Country: China
Meeting Type: Special
Page 216 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Jinke Property Group Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Cancellation of Amount Guaranteed for Real Estate Projects and New Amount of Guarantee
For For
ForForApprove Transfer of the Surplus Funds of the Controlled Subsidiary According to the Equity Ratio
2
Kier Group Plc
Meeting Date: 11/15/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AgainstForApprove Remuneration Report 2
ForForElect Andrew Davies as Director 3
ForForElect Simon Kesterton as Director 4
ForForRe-elect Justin Atkinson as Director 5
ForForRe-elect Constance Baroudel as Director 6
ForForRe-elect Kirsty Bashforth as Director 7
ForForRe-elect Philip Cox as Director 8
ForForRe-elect Claudio Veritiero as Director 9
ForForRe-elect Adam Walker as Director 10
ForForReappoint PricewaterhouseCoopers LLP as Auditors
11
ForForAuthorise Board to Fix Remuneration of Auditors
12
ForForAuthorise Issue of Equity 13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
15
Page 217 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Kier Group Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
16
MCB Group Limited
Meeting Date: 11/15/2019 Country: Mauritius
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Consider the Annual Report For Do Not Vote
Do Not Vote
ForReceive the Auditors' Report 2
Do Not Vote
ForAccept Financial Statements and Statutory Reports for the Year Ended 30 June 2019
3
Do Not Vote
ForReelect Gilbert Gnany as Director 4
Do Not Vote
ForReelect Jean Michel Ng Tseung as Director 5
Do Not Vote
ForReelect Sunil Banymandhub as Director 6
Do Not Vote
ForReelect Jean-Louis Mattei as Director 7
Do Not Vote
ForElect Constantine Chikosi as Director 8
Do Not Vote
ForApprove Remuneration of Directors 9
Do Not Vote
ForApprove PricewaterhouseCoopers (PwC) as Auditors and Authorize Board to Fix Their Remuneration
10
Do Not Vote
ForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
11
Ninestar Corp.
Meeting Date: 11/15/2019 Country: China
Meeting Type: Special
Page 218 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Ninestar Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Repurchase and Cancellation of Performance Shares
For For
ForForApprove Related Party Transaction 2
Sany Heavy Industry Co., Ltd.
Meeting Date: 11/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Mortgage and Finance Lease Business
For For
AgainstForApprove Use of Own Idle Funds to Invest in Financial Products
2
ForForApprove Deposit, Loan and Other Financial Business with Related-party Bank
3
ForForApprove Adjustments on Daily Related-party Transactions
4
Shandong Weigao Group Medical Polymer Company Limited
Meeting Date: 11/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Distribution of Interim Dividend For For
Shandong Weigao Group Medical Polymer Company Limited
Meeting Date: 11/15/2019 Country: China
Meeting Type: Special
Page 219 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shandong Weigao Group Medical Polymer Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Logistic and Distribution Services Framework Agreement, Annual Caps and Related Transactions
For For
AgainstForApprove Finance Leasing and Factoring Framework Agreement, Annual Caps and Related Transactions
2
ForForApprove Purchase Framework Agreement, Annual Caps and Related Transactions
3
Shanxi Xishan Coal & Electricity Power Co., Ltd.
Meeting Date: 11/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Guarantee to Wuxiang Xishan Power Generation Company
For For
ForForApprove Provision of Guarantee to Wholly-owned Subsidiary
2
Shenzhen Mindray Bio-Medical Electronics Co., Ltd.
Meeting Date: 11/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Adjustment to Board of Directors and Amend Articles of Association
For For
ForForElect Li Xiting as Non-independent Director 2.1
AgainstForElect Xu Hang as Non-independent Director 2.2
ForForElect Cheng Minghe as Non-independent Director
2.3
ForForElect Wu Hao as Non-independent Director 2.4
Page 220 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shenzhen Mindray Bio-Medical Electronics Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Guo Yanmei as Non-independent Director
2.5
ForForElect Xi Hao as Independent Director 3.1
ForForElect Wu Qiyao as Independent Director 3.2
ForForElect Yao Hui as Independent Director 3.3
ForForElect Tang Zhi as Supervisor 4.1
ForForElect Ji Qiang as Supervisor 4.2
ForForApprove Revoke Change of Registered Address and Amendments to Articles of Association
5
SK Networks Co., Ltd.
Meeting Date: 11/15/2019 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Sale of Company Assets For For
Sysco Corporation
Meeting Date: 11/15/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Thomas L. Bene For For
ForForElect Director Daniel J. Brutto 1b
ForForElect Director John M. Cassaday 1c
ForForElect Director Joshua D. Frank 1d
ForForElect Director Larry C. Glasscock 1e
ForForElect Director Bradley M. Halverson 1f
ForForElect Director John M. Hinshaw 1g
Page 221 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Sysco Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Hans-Joachim Koerber 1h
ForForElect Director Stephanie A. Lundquist 1i
ForForElect Director Nancy S. Newcomb 1j
ForForElect Director Nelson Peltz 1k
ForForElect Director Edward D. Shirley 1l
ForForElect Director Sheila G. Talton 1m
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
ForAgainstRequire Independent Board Chairman 4
TCL Corp.
Meeting Date: 11/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Debt Financing Instruments
For For
AgainstForApprove Additional Daily Related-party Transactions
2
ForForAmend Articles of Association 3
The Estee Lauder Companies Inc.
Meeting Date: 11/15/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Ronald S. Lauder For For
ForForElect Director William P. Lauder 1.2
ForForElect Director Richard D. Parsons 1.3
Page 222 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
The Estee Lauder Companies Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Lynn Forester de Rothschild 1.4
ForForElect Director Jennifer Tejada 1.5
ForForElect Director Richard F. Zannino 1.6
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForAmend Omnibus Stock Plan 4
Chongqing Zhifei Biological Products Co., Ltd.
Meeting Date: 11/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Application of Bank Credit Lines For For
ForForApprove Appointment of Auditor 2
ForForAmend Business Scope 3
ForForApprove Amendments to Articles of Association
4
ForForApprove Capital Injection for Beijing Zhifei Green Bamboo Bio-Pharmaceutical Co., Ltd.
5
ForForApprove Capital Injection for Anhui Zhifei Long Kema Biological Pharmaceutical Co., Ltd.
6
ForForApprove Extension of Resolution Validity Period for Private Placement of Shares
7
Gree Electric Appliances, Inc. of Zhuhai
Meeting Date: 11/18/2019 Country: China
Meeting Type: Special
Page 223 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Gree Electric Appliances, Inc. of Zhuhai
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
ForForAmend Rules and Procedures Regarding General Meetings of Shareholders
2
Haidilao International Holding Ltd.
Meeting Date: 11/18/2019 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve New Continuing Connected Transactions and Proposed Renewal of the AnnualCaps Under the Shuyun Dongfang Agreements in Respect of 2019 and 2020
For For
Hapvida Participacoes e Investimentos SA
Meeting Date: 11/18/2019 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Article 3 Re: Corporate Purpose For Do Not Vote
Do Not Vote
ForAmend Article 2 Re: Opening, Alteration and Closing of Branches, Offices or Other Establishments
2
Do Not Vote
ForAmend Articles 25 and 32 Re: Vice-President of Strategic Affairs
3
Do Not Vote
ForRectify Subscription Agreement Re: Acquisition of GSFRP Participacoes SA Approved at the August 22, 2019 EGM
4
Page 224 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Midea Group Co. Ltd.
Meeting Date: 11/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Employee Share Purchase Plan of Subsidiary
For For
NWS Holdings Limited
Meeting Date: 11/18/2019 Country: Bermuda
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForElect Cheng Chi Kong, Adrian as Director 3a
ForForElect Cheng Chi Ming, Brian as Director 3b
ForForElect Tsang Yam Pui as Director 3c
ForForElect Kwong Che Keung, Gordon as Director 3d
ForForElect Shek Lai Him, Abraham as Director 3e
ForForElect Oei Fung Wai Chi, Grace as Director 3f
ForForAuthorize Board to Fix Remuneration of Directors
3g
ForForApprove PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
4
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5.1
ForForAuthorize Repurchase of Issued Share Capital 5.2
ForForAuthorize Reissuance of Repurchased Shares 5.3
Page 225 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shree Cement Limited
Meeting Date: 11/18/2019 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
For For
AgainstForApprove Revision in the Remuneration of Prakash Narayan Chhangani as Whole Time Director
2
Wuhu Shunrong Sanqi Interactive Entertainment Co., Ltd.
Meeting Date: 11/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Additional Bank Credit Line For For
ForForApprove Guarantee Provision 2
WuXi AppTec Co., Ltd.
Meeting Date: 11/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve List of Incentive Participants For For
Avnet, Inc.
Meeting Date: 11/19/2019 Country: USA
Meeting Type: Annual
Page 226 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Avnet, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Rodney C. Adkins For For
ForForElect Director William J. Amelio 1b
ForForElect Director Carlo Bozotti 1c
ForForElect Director Michael A. Bradley 1d
ForForElect Director Brenda L. Freeman 1e
ForForElect Director Jo Ann Jenkins 1f
ForForElect Director Oleg Khaykin 1g
ForForElect Director James A. Lawrence 1h
ForForElect Director Avid Modjtabai 1i
ForForElect Director Adalio T. Sanchez 1j
ForForElect Director William H. Schumann, III 1k
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify KPMG LLP as Auditors 3
Beijing TongRenTang Co., Ltd.
Meeting Date: 11/19/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends For For
AgainstForApprove Amendments to Articles of Association
2
BIM Birlesik Magazalar AS
Meeting Date: 11/19/2019 Country: Turkey
Meeting Type: Special
Page 227 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
BIM Birlesik Magazalar AS
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Presiding Council of Meeting and Authorize Presiding Council to Sign Minutes of Meeting
For For
ForForApprove Special Dividend 2
BMO Real Estate Investments Ltd.
Meeting Date: 11/19/2019 Country: Guernsey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Dividend Policy 3
ForForRe-elect Vikram Lall as Director 4
ForForRe-elect Andrew Gulliford as Director 5
ForForRe-elect David Ross as Director 6
ForForRe-elect Mark Carpenter as Director 7
ForForRe-elect Alexa Henderson as Director 8
ForForRatify PricewaterhouseCoopers CI LLP as Auditors
9
ForForAuthorise Board to Fix Remuneration of Auditors
10
ForForAuthorise Issue of Equity without Pre-emptive Rights
11
ForForAuthorise Market Purchase of Ordinary Shares 12
Dunelm Group Plc
Meeting Date: 11/19/2019 Country: United Kingdom
Meeting Type: Annual
Page 228 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Dunelm Group Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForRe-elect Will Adderley as Director 3
ForForRe-elect Nick Wilkinson as Director 4
ForForRe-elect Laura Carr as Director 5
ForForRe-elect Andy Harrison as Director 6
ForForRe-elect Andy Harrison as Director (Independent Shareholder Vote)
7
ForForRe-elect Marion Sears as Director 8
ForForRe-elect Marion Sears as Director (Independent Shareholder Vote)
9
ForForRe-elect William Reeve as Director 10
ForForRe-elect William Reeve as Director (Independent Shareholder Vote)
11
ForForRe-elect Peter Ruis as Director 12
ForForRe-elect Peter Ruis as Director (Independent Shareholder Vote)
13
ForForElect Ian Bull as Director 14
ForForElect Ian Bull as Director (Independent Shareholder Vote)
15
ForForElect Paula Vennells as Director 16
ForForElect Paula Vennells as Director (Independent Shareholder Vote)
17
ForForApprove Implementation Report 18
ForForReappoint PricewaterhouseCoopers LLP as Auditors
19
ForForAuthorise Board to Fix Remuneration of Auditors
20
ForForAuthorise Issue of Equity 21
ForForAuthorise Issue of Equity without Pre-emptive Rights
22
ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
23
ForForAuthorise Market Purchase of Ordinary Shares 24
Page 229 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Dunelm Group Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
25
Guangdong Electric Power Development Co., Ltd.
Meeting Date: 11/19/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Li Baobing as Non-Independent Director For Against
ForForElect Shi Yan as Supervisor 2.1
Hesteel Co., Ltd.
Meeting Date: 11/19/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve to Adjust the Allowance of Independent Directors
For For
ForForApprove to Expand Business Scope 2
ForForApprove Amendments to Articles of Association
3
Kaisa Group Holdings Ltd.
Meeting Date: 11/19/2019 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividend Out of the Share Premium Account
For For
Page 230 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Korea Gas Corp.
Meeting Date: 11/19/2019 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Seong Yong-gyu as Inside Director For For
ForForElect Ahn Hong-bok as Outside Director 2
Mirvac Group
Meeting Date: 11/19/2019 Country: Australia
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2.1 Elect John Mulcahy as Director For For
ForForElect James M. Millar as Director 2.2
ForForElect Jane Hewitt as Director 2.3
ForForElect Peter Nash as Director 2.4
ForForApprove Remuneration Report 3
ForForApprove Long-Term Performance Plan 4.1
ForForApprove General Employee Exemption Plan 4.2
ForForApprove Participation of Susan Lloyd-Hurwitz in the Long-Term Performance Plan
5
AbstainForRatify Past Issuance of Stapled Securities to Institutional, Professional and Other Wholesale Investors
6
New World Development Co. Ltd.
Meeting Date: 11/19/2019 Country: Hong Kong
Meeting Type: Annual
Page 231 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
New World Development Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForElect Cheng Chi-Kong Adrian as Director 3a
ForForElect Yeung Ping-Leung, Howard as Director 3b
ForForElect Ho Hau-Hay, Hamilton as Director 3c
ForForElect Lee Luen-Wai, John as Director 3d
ForForElect Cheng Chi-Heng as Director 3e
ForForElect Au Tak-Cheong as Director 3f
ForForAuthorize Board to Fix Remuneration of Directors
3g
ForForApprove PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
4
ForForAuthorize Repurchase of Issued Share Capital 5
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
ForForApprove Grant of Options Under the Share Option Scheme
7
Notre Dame Intermedica Participacoes SA
Meeting Date: 11/19/2019 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Article 6 to Increase Authorized Capital
For Do Not Vote
Oracle Corporation
Meeting Date: 11/19/2019 Country: USA
Meeting Type: Annual
Page 232 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Oracle Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jeffrey S. Berg For For
ForForElect Director Michael J. Boskin 1.2
ForForElect Director Safra A. Catz 1.3
ForForElect Director Bruce R. Chizen 1.4
ForForElect Director George H. Conrades 1.5
ForForElect Director Lawrence J. Ellison 1.6
ForForElect Director Rona A. Fairhead 1.7
ForForElect Director Jeffrey O. Henley 1.9
ForForElect Director Renee J. James 1.11
ForForElect Director Charles W. Moorman, IV 1.12
ForForElect Director Leon E. Panetta 1.13
ForForElect Director William G. Parrett 1.14
ForForElect Director Naomi O. Seligman 1.15
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
ForAgainstReport on Gender Pay Gap 4
ForAgainstRequire Independent Board Chairman 5
REA Group Limited
Meeting Date: 11/19/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report For For
AgainstForElect Tracey Fellows as Director 3a
AgainstForElect Richard Freudenstein as Director 3b
AgainstForElect Michael Miller as Director 3c
Page 233 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
REA Group Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Grant of Performance Rights to Owen Wilson
4
Sonic Healthcare Limited
Meeting Date: 11/19/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Jane Wilson as Director For For
ForForElect Philip Dubois as Director 2
ForForApprove Remuneration Report 3
ForForApprove Grant of Long-Term Incentives to Colin Goldschmidt
4
ForForApprove Grant of Long-Term Incentives to Chris Wilks
5
The a2 Milk Company Limited
Meeting Date: 11/19/2019 Country: New Zealand
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize Board to Fix Remuneration of the Auditors
For For
ForForElect Pip Greenwood as Director 2
ForForAdopt New Constitution 3
The Hain Celestial Group, Inc.
Meeting Date: 11/19/2019 Country: USA
Meeting Type: Annual
Page 234 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
The Hain Celestial Group, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Richard A. Beck For For
ForForElect Director Celeste A. Clark 1b
ForForElect Director Dean Hollis 1c
ForForElect Director Shervin J. Korangy 1d
ForForElect Director Roger Meltzer 1e
ForForElect Director Mark L. Schiller 1f
ForForElect Director Michael B. Sims 1g
ForForElect Director Glenn W. Welling 1h
ForForElect Director Dawn M. Zier 1i
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
Wisetech Global Limited
Meeting Date: 11/19/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report For For
AgainstForElect Michael Gregg as Director 3
Advanced Disposal Services, Inc.
Meeting Date: 11/20/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Richard Burke For For
Page 235 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Advanced Disposal Services, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Michael Koen 1.2
ForForElect Director B. Clyde Preslar 1.3
ForForRatify Ernst & Young LLP as Auditors 2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Alpha Bank SA
Meeting Date: 11/20/2019 Country: Greece
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Company Articles For For
ForForApprove Remuneration Policy 2
ForForApprove Severance Agreements with Executives
3
Brinker International, Inc.
Meeting Date: 11/20/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.2 Elect Director Cynthia (Cindy) L. Davis For For
ForForElect Director Joseph M. DePinto 1.3
ForForElect Director Harriet Edelman 1.4
ForForElect Director William T. Giles 1.5
ForForElect Director James C. Katzman 1.6
ForForElect Director George R. Mrkonic 1.7
ForForElect Director Prashant N. Ranade 1.8
ForForElect Director Wyman T. Roberts 1.9
Page 236 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Brinker International, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Campbell Soup Company
Meeting Date: 11/20/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Fabiola R. Arredondo For For
ForForElect Director Howard M. Averill 1.2
ForForElect Director John P. (JP) Bilbrey 1.3
ForForElect Director Mark A. Clouse 1.4
ForForElect Director Bennett Dorrance 1.5
ForForElect Director Maria Teresa (Tessa) Hilado 1.6
ForForElect Director Sarah Hofstetter 1.7
ForForElect Director Marc B. Lautenbach 1.8
ForForElect Director Mary Alice Dorrance Malone 1.9
ForForElect Director Keith R. McLoughlin 1.10
ForForElect Director Kurt T. Schmidt 1.11
ForForElect Director Archbold D. van Beuren 1.12
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
China Gezhouba Group Co., Ltd.
Meeting Date: 11/20/2019 Country: China
Meeting Type: Special
Page 237 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Gezhouba Group Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Xin Xiaoguang as Non-Independent Director
For For
ForForApprove Amendments to Articles of Association
2
Goodman Group
Meeting Date: 11/20/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Appoint KPMG as Auditors of Goodman Logistics (HK) Limited and Authorize the Board to Fix Their Remuneration
For For
ForForElect Phillip Pryke as Director 2
ForForElect Anthony Rozic as Director 3
ForForElect Chris Green as Director 4
ForForApprove Remuneration Report 5
ForForApprove Issuance of Performance Rights to Gregory Goodman
6
ForForApprove Issuance of Performance Rights to Danny Peeters
7
ForForApprove Issuance of Performance Rights to Anthony Rozic
8
ForAgainstApprove the Spill Resolution 9
Lendlease Group
Meeting Date: 11/20/2019 Country: Australia
Meeting Type: Annual/Special
Page 238 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Lendlease Group
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect David Craig as Director For For
ForForElect Nicola Wakefield Evans as Director 2b
ForForApprove Remuneration Report 3
ForForApprove Issuance of Performance Rights to Stephen McCann
4
Mapletree Logistics Trust
Meeting Date: 11/20/2019 Country: Singapore
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Proposed Acquisitions of the Properties as Interested Person Transactions
For For
MAS Real Estate, Inc.
Meeting Date: 11/20/2019 Country: Virgin Isl (UK)
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition by MAS of PK's Effective Economic Interest in the Investment JV, together with the Property Management Platform
For For
ForForElect Martin Slabbert as Director 2
ForForElect Victor Semionov as Director 3
ForForElect Dan Petrisor as Director 4
ForForAuthorise Ratification of Approved Resolutions
5
Page 239 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Milacron Holdings Corp.
Meeting Date: 11/20/2019 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For For
ForForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
News Corporation
Meeting Date: 11/20/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director K. Rupert Murdoch For For
ForForElect Director Lachlan K. Murdoch 1b
ForForElect Director Robert J. Thomson 1c
ForForElect Director Kelly Ayotte 1d
ForForElect Director Jose Maria Aznar 1e
ForForElect Director Natalie Bancroft 1f
ForForElect Director Peter L. Barnes 1g
ForForElect Director Joel I. Klein 1h
ForForElect Director James R. Murdoch 1i
ForForElect Director Ana Paula Pessoa 1j
ForForElect Director Masroor Siddiqui 1k
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForAmend Omnibus Stock Plan 4
Page 240 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Platinum Asset Management Ltd.
Meeting Date: 11/20/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Anne Loveridge as Director For Against
ForForElect Kerr Neilson as Director 2b
ForForElect Elizabeth Norman as Director 2c
ForForApprove Remuneration Report 3
PT Unilever Indonesia Tbk
Meeting Date: 11/20/2019 Country: Indonesia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.a.1 Approve Resignation of Amparo Cheung Aswin as Director
For For
ForForElect Rizki Raksanugraha as Director 1.a.2
ForForApprove Resignation of Vikram Kumaraswamy as Director
1.a.3
ForForElect Arif Hudaya as Director 1.a.4
ForForApprove Stock Split and Amend Articles of Association in Relation to the Stock Split
2
Royal Gold, Inc.
Meeting Date: 11/20/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director William M. Hayes For For
ForForElect Director Ronald J. Vance 1b
Page 241 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Royal Gold, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
Seven Group Holdings Limited
Meeting Date: 11/20/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect Kate Farrar as Director For For
ForForElect Annabelle Chaplain as Director 3
ForForElect Terry Davis as Director 4
ForForApprove Remuneration Report 5
ForForApprove Grant of Share Rights to Ryan Stokes 6
ForForApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
7
Shanghai Construction Group Co., Ltd.
Meeting Date: 11/20/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Medium-term Notes For For
ForForApprove Amendments to Articles of Association
2
ForForApprove Purpose and Usage of the Shares to Be Repurchased
3.1
ForForApprove Type of the Shares to Be Repurchased
3.2
ForForApprove Manner of Share Repurchase 3.3
Page 242 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shanghai Construction Group Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Total Capital for the Share Repurchase and Number of the Shares to Be Repurchased
3.4
ForForApprove Repurchase Price of the Shares to Be Repurchased
3.5
ForForApprove Source of Funds for the Share Repurchase
3.6
ForForApprove Period of the Share Repurchase 3.7
ForForApprove Authorization of Board to Handle All Matters Related to Share Repurchase
3.8
AgainstForElect Fan Xiping as Non-Independent Director 4.1
AgainstForElect Pan Jiuwen as Non-Independent Director
4.2
ForForElect Shao Zhemin as Supervisor 5.1
Shopping Centres Australasia Property Group RE Ltd.
Meeting Date: 11/20/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Report For Against
ForForElect Belinda Robson as Director 2
ForForElect Steven Crane as Director 3
ForForElect Beth Laughton as Director 4
ForForApprove Executive Incentive Plan 5
ForForApprove Issuance of Short Term Incentive Rights to Anthony Mellowes
6
ForForApprove Issuance of Long Term Incentive Rights to Anthony Mellowes
7
ForForApprove Issuance of Short Term Incentive Rights to Mark Fleming
8
ForForApprove Issuance of Long Term Incentive Rights to Mark Fleming
9
Page 243 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
The Clorox Company
Meeting Date: 11/20/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Amy Banse For For
ForForElect Director Richard H. Carmona 1.2
ForForElect Director Benno Dorer 1.3
ForForElect Director Spencer C. Fleischer 1.4
ForForElect Director Esther Lee 1.5
ForForElect Director A.D. David Mackay 1.6
ForForElect Director Robert W. Matschullat 1.7
ForForElect Director Matthew J. Shattock 1.8
ForForElect Director Pamela Thomas-Graham 1.9
ForForElect Director Russell J. Weiner 1.10
ForForElect Director Christopher J. Williams 1.11
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
ForForEliminate Supermajority Vote Requirement to Approve Certain Business Combinations
4
Trinseo S.A.
Meeting Date: 11/20/2019 Country: Luxembourg
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Mark Tomkins For For
ForForElect Director Sandra Beach Lin 1.2
Page 244 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Zhejiang China Commodities City Group Co., Ltd.
Meeting Date: 11/20/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Guarantee For For
Beijing Dabeinong Technology Group Co., Ltd.
Meeting Date: 11/21/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Guarantee For For
ForForApprove Termination of Acquiring Controlled Subsidiary's Minority Interests
2
BlueScope Steel Limited
Meeting Date: 11/21/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report For For
ForForElect Ewen Graham Wolseley Crouch as Director
3
ForForApprove Grant of Share Rights to Mark Royce Vassella
4
ForForApprove Grant of Alignment Rights to Mark Royce Vassella
5
ForForApprove On-Market Buy-Back of Shares 6
Page 245 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Bottomline Technologies (de), Inc.
Meeting Date: 11/21/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jennifer M. Gray For For
ForForElect Director Paul H. Hough 1.2
ForForElect Director Benjamin E. Robinson, III 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
AgainstForApprove Omnibus Stock Plan 3
ForForRatify Ernst & Young LLP as Auditors 4
CDK Global, Inc.
Meeting Date: 11/21/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Leslie A. Brun For For
ForForElect Director Willie A. Deese 1b
ForForElect Director Amy J. Hillman 1c
ForForElect Director Brian M. Krzanich 1d
ForForElect Director Stephen A. Miles 1e
ForForElect Director Robert E. Radway 1f
ForForElect Director Stephen F. Schuckenbrock 1g
ForForElect Director Frank S. Sowinski 1h
ForForElect Director Eileen J. Voynick 1i
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
Page 246 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Close Brothers Group Plc
Meeting Date: 11/21/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Mike Biggs as Director 4
ForForRe-elect Preben Prebensen as Director 5
ForForRe-elect Mike Morgan as Director 6
ForForRe-elect Oliver Corbett as Director 7
ForForElect Peter Duffy as Director 8
ForForRe-elect Geoffrey Howe as Director 9
ForForRe-elect Lesley Jones as Director 10
ForForRe-elect Bridget Macaskill as Director 11
ForForReappoint PricewaterhouseCoopers LLP as Auditors
12
ForForAuthorise Board to Fix Remuneration of Auditors
13
ForForAuthorise Issue of Equity 14
ForForAuthorise Issue of Equity in Relation to the Issue of AT1 Securities
15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
17
ForForAuthorise Issue of Equity without Pre-emptive Rights in Relation to the Issue of AT1 Securities
18
ForForAuthorise Market Purchase of Ordinary Shares 19
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
20
Page 247 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
CNOOC Limited
Meeting Date: 11/21/2019 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Non-exempt Continuing Connected Transactions
For For
ForForApprove Proposed Caps for Each Category of the Non-exempt Continuing Connected Transactions
2
Cracker Barrel Old Country Store, Inc.
Meeting Date: 11/21/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Thomas H. Barr For For
ForForElect Director Carl T. Berquist 1.2
ForForElect Director Sandra B. Cochran 1.3
ForForElect Director Meg G. Crofton 1.4
ForForElect Director Richard J. Dobkin 1.5
ForForElect Director Norman E. Johnson 1.6
ForForElect Director William W. McCarten 1.7
ForForElect Director Coleman H. Peterson 1.8
ForForElect Director Andrea M. Weiss 1.9
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
Ferguson Plc
Meeting Date: 11/21/2019 Country: Jersey
Meeting Type: Annual
Page 248 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Ferguson Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AgainstForApprove Remuneration Report 2
AgainstForApprove Remuneration Policy 3
ForForApprove Final Dividend 4
ForForRe-elect Tessa Bamford as Director 5
ForForRe-elect Gareth Davis as Director 6
ForForElect Geoff Drabble as Director 7
ForForElect Catherine Halligan as Director 8
ForForRe-elect Kevin Murphy as Director 9
ForForRe-elect Alan Murray as Director 10
ForForRe-elect Michael Powell as Director 11
ForForElect Tom Schmitt as Director 12
ForForRe-elect Dr Nadia Shouraboura as Director 13
ForForRe-elect Jacqueline Simmonds as Director 14
ForForReappoint Deloitte LLP as Auditors 15
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
16
ForForAuthorise EU Political Donations and Expenditure
17
ForForAuthorise Issue of Equity 18
AgainstForAmend Long Term Incentive Plan 2019 19
ForForAuthorise Issue of Equity without Pre-emptive Rights
20
ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
21
ForForAuthorise Market Purchase of Ordinary Shares 22
JD Wetherspoon Plc
Meeting Date: 11/21/2019 Country: United Kingdom
Meeting Type: Annual
Page 249 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
JD Wetherspoon Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AgainstForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Tim Martin as Director 4
ForForRe-elect John Hutson as Director 5
ForForRe-elect Su Cacioppo as Director 6
ForForRe-elect Ben Whitley as Director 7
AgainstForRe-elect Debra van Gene as Director 8
AgainstForRe-elect Sir Richard Beckett as Director 9
ForForRe-elect Harry Morley as Director 10
ForForReappoint Grant Thornton LLP as Auditors and Authorise Their Remuneration
11
ForForAuthorise Issue of Equity 12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
ForForAuthorise Market Purchase of Ordinary Shares 14
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
15
JD Wetherspoon Plc
Meeting Date: 11/21/2019 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Waiver of Rule 9 of the Takeover Code
For Abstain
MCB Bank Ltd.
Meeting Date: 11/21/2019 Country: Pakistan
Meeting Type: Special
Page 250 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
MCB Bank Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Sale of MCB Financial Services to ISE Tower REIT Management Company Limited and InfoTech (Private) Limited
For For
Moscow Exchange MICEX-RTS PJSC
Meeting Date: 11/21/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Early Termination of Powers of Audit Commission
For For
ForForElect Mikhail Kireev as Member of Audit Commission
2.1
ForForElect Natalia Perchatkina as Member of Audit Commission
2.2
ForForElect Olga Romantsova as Member of Audit Commission
2.3
Qube Holdings Limited
Meeting Date: 11/21/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Allan Davies as Director For For
ForForElect Alan Miles as Director 2
ForForElect John Stephen Mann as Director 3
ForForApprove Remuneration Report 4
ForForApprove Grant of Share Appreciation Rights to Maurice James
5
ForForApprove Qube Long Term Incentive (SAR) Plan
6
Page 251 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Qube Holdings Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Grant of Financial Assistance in Relation to the MCS Acquisition
7
ResMed Inc.
Meeting Date: 11/21/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Carol Burt For For
ForForElect Director Jan De Witte 1b
ForForElect Director Rich Sulpizio 1c
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SQN Asset Finance Income Fund Ltd.
Meeting Date: 11/21/2019 Country: Guernsey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForRe-elect John Falla as Director 2
ForForRe-elect Peter Niven as Director 3
ForForRe-elect Christopher Spencer as Director 4
ForForRe-elect Paul Meader as Director 5
ForForApprove Dividend Policy 6
ForForRatify Deloitte LLP as Auditors and Authorise Their Remuneration
7
ForForApprove Company's Investment Policy 8
Page 252 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
SQN Asset Finance Income Fund Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Articles of Incorporation re: Article 25.2
9
SQN Asset Finance Income Fund Ltd.
Meeting Date: 11/21/2019 Country: Guernsey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorise Market Purchase of C Shares For For
Zhejiang Dahua Technology Co. Ltd.
Meeting Date: 11/21/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Draft and Summary on Performance Share Incentive Plan (Revised)
For For
ForForApprove Repurchase and Cancellation of Performance Shares
2
AgainstForApprove Adjustment on Guarantee Provision for Subsidiary
3
BBA Aviation Plc
Meeting Date: 11/22/2019 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Special Dividend and Share Consolidation
For For
ForForAuthorise Market Purchase of Ordinary Shares 2
Page 253 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Charles Taylor plc
Meeting Date: 11/22/2019 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Recommended Cash Acquisition of Charles Taylor plc by Jewel BidCo Limited; Amend Articles of Association
For For
Charles Taylor plc
Meeting Date: 11/22/2019 Country: United Kingdom
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Scheme of Arrangement For For
China Fortune Land Development Co., Ltd.
Meeting Date: 11/22/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Capital Injection Agreement For For
ForForApprove Guarantee Provision Plan 2
ForForApprove Cancellation of Partial Stock Options and Repurchase Cancellation of Performance Shares
3
China Literature Limited
Meeting Date: 11/22/2019 Country: Cayman Islands
Meeting Type: Special
Page 254 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Literature Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Proposed Revision of Annual Caps Under 2019 IP Cooperation Framework Agreement
For For
Cimpress N.V.
Meeting Date: 11/22/2019 Country: Netherlands
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Robert S. Keane as Director For For
ForForElect Scott Vassalluzzo as Director 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForAdopt Financial Statements and Statutory Reports
4
ForForApprove Discharge of Management Board 5
ForForApprove Discharge of Supervisory Board 6
AgainstForAuthorize Repurchase of Up to 5.5 Million of Issued and Outstanding Ordinary Shares
7
ForForRatify PricewaterhouseCoopers LLP as Auditors
8
Donaldson Company, Inc.
Meeting Date: 11/22/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Michael J. Hoffman For For
ForForElect Director Douglas A. Milroy 1.2
ForForElect Director Willard D. Oberton 1.3
Page 255 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Donaldson Company, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director John P. Wiehoff 1.4
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForApprove Omnibus Stock Plan 3
ForForRatify PricewaterhouseCoopers LLP as Auditors
4
Dongfang Electric Co., Ltd.
Meeting Date: 11/22/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Restricted A Share Incentive Scheme for 2019 (Amended Draft) and Its Summary
For For
ForForApprove Assessment Management Measures for the Incentive Scheme for Restricted A Shares in 2019
2
ForForAuthorize Board to Handle Relevant Matters in Respect of the Restricted A Share Incentive Scheme for 2019
3
ForForApprove Change in the Use of Partial Proceeds and Permanent Replenishment of Working Capital
4
Dongfang Electric Co., Ltd.
Meeting Date: 11/22/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Restricted A Share Incentive Scheme for 2019 (Amended Draft) and Its Summary
For For
ForForApprove Assessment Management Measures for the Incentive Scheme for Restricted A Shares in 2019
2
Page 256 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Dongfang Electric Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Board to Handle Relevant Matters in Respect of the Restricted A Share Incentive Scheme for 2019
3
Dongfang Electric Co., Ltd.
Meeting Date: 11/22/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Restricted A Share Incentive Scheme for 2019 (Amended Draft) and Its Summary
For For
ForForApprove Assessment Management Measures for the Incentive Scheme for Restricted A Shares in 2019
2
ForForAuthorize Board to Handle Relevant Matters in Respect of the Restricted A Share Incentive Scheme for 2019
3
ForForApprove Change in the Use of Partial Proceeds and Permanent Replenishment of Working Capital
4
Dongfang Electric Co., Ltd.
Meeting Date: 11/22/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Restricted A Share Incentive Scheme for 2019 (Amended Draft) and Its Summary
For For
ForForApprove Assessment Management Measures for the Incentive Scheme for Restricted A Shares in 2019
2
ForForAuthorize Board to Handle Relevant Matters in Respect of the Restricted A Share Incentive Scheme for 2019
3
Page 257 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Foshan Haitian Flavouring & Food Co., Ltd.
Meeting Date: 11/22/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Pang Kang as Non-Independent Director For For
ForForElect Cheng Xue as Non-Independent Director 1.2
ForForElect Chen Junyang as Non-Independent Director
1.3
ForForElect Wen Zhizhou as Non-Independent Director
1.4
ForForElect He Tingwei as Non-Independent Director
1.5
ForForElect Huang Shuliang as Non-Independent Director
1.6
ForForElect Zhu Tao as Independent Director 2.1
ForForElect Sun Zhanli as Independent Director 2.2
ForForElect Chao Gang as Independent Director 2.3
ForForElect Chen Min as Supervisor 3.1
ForForElect Li Jun as Supervisor 3.2
Harmony Gold Mining Co. Ltd.
Meeting Date: 11/22/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Given Sibiya as Director For For
ForForElect Grathel Motau as Director 2
ForForRe-elect Andre Wilkens as Director 3
ForForRe-elect Vishnu Pillay as Director 4
ForForRe-elect Karabo Nondumo as Director 5
ForForRe-elect Simo Lushaba as Director 6
ForForRe-elect Ken Dicks as Director 7
Page 258 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Harmony Gold Mining Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Fikile De Buck as Member of the Audit and Risk Committee
8
ForForRe-elect Karabo Nondumo as Member of the Audit and Risk Committee
9
ForForRe-elect Simo Lushaba as Member of the Audit and Risk Committee
10
ForForRe-elect John Wetton as Member of the Audit and Risk Committee
11
ForForElect Given Sibiya as Member of the Audit and Risk Committee
12
ForForReappoint PricewaterhouseCoopers Incorporated as Auditors of the Company
13
ForForApprove Remuneration Policy 14
ForForApprove Implementation Report 15
ForForAuthorise Board to Issue Shares for Cash 16
ForForApprove Financial Assistance in Terms of Section 45 of the Companies Act
1
ForForApprove Non-executive Directors' Remuneration
2
Hengtong Optic-Electric Co., Ltd.
Meeting Date: 11/22/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Downward Adjustment of Conversion Price on Convertible Bonds
For Against
ForForApprove Company's Eligibility for Acquisition by Issuance of Shares and Cash Payment
2
ForForApprove Transaction Parties 3.1
ForForApprove Target Assets 3.2
ForForApprove Pricing Principle and Transaction Price of the Underlying Assets
3.3
ForForApprove Payment Manner 3.4
ForForApprove Share Type and Par Value 3.5
ForForApprove Issue Manner and Subscription Method
3.6
Page 259 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Hengtong Optic-Electric Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Pricing Basis, Pricing Reference Date, and Issue Price
3.7
ForForApprove Issue Size 3.8
ForForApprove Attribution of Profit and Loss During the Transition Period
3.9
ForForApprove Distribution Arrangement of Undistributed Earnings
3.10
ForForApprove Draft and Summary Report on Company's Acquisition by Issuance of Shares and Cash Payment as well as Related Party Transactions
4
ForForApprove Signing of Agreement on Acquisition by Issuance of Shares and Cash Payment
5
ForForApprove Transaction Constitutes as Related-party Transaction
6
ForForApprove Transaction Complies with Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies
7
ForForApprove Transaction does not Constitute Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies
8
ForForApprove Impact of Dilution on Current Returns and the Relevant Measures to be Taken
9
ForForApprove Transaction Does Not Constitute as Major Asset Restructuring
10
ForForApprove Relevant Audit Report, Review Report, and Asset Evaluation Report of the Transaction
11
ForForApprove Independence of Appraiser, Validity of Hypothesis, Relevance of Valuation Purpose and Approach, as Well as the Fairness of Pricing for this Transaction
12
ForForApprove Basis and Fairness of Pricing for This Transaction
13
ForForApprove Completeness and Compliance of Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction
14
ForForApprove Authorization of Board to Handle All Matters Related to Acquisition by Issuance of Shares and Cash Payment
15
Page 260 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Industrial & Commercial Bank of China Limited
Meeting Date: 11/22/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Gu Shu as Director For For
ForForApprove Payment Plan of Remuneration to Directors for 2018
2
ForForApprove Payment Plan of Remuneration to Supervisors for 2018
3
ForForApprove Application for Provisional Authorization Limit on External Donations
4
ForForElect Cao Liqun as Director 5
ForForElect Feng Weidong as Director 6
Industrial & Commercial Bank of China Limited
Meeting Date: 11/22/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Gu Shu as Director For For
ForForApprove Payment Plan of Remuneration to Directors for 2018
2
ForForApprove Payment Plan of Remuneration to Supervisors for 2018
3
ForForApprove Application for Provisional Authorization Limit on External Donations
4
ForForElect Cao Liqun as Director 5
ForForElect Feng Weidong as Director 6
Japan Hotel REIT Investment Corp.
Meeting Date: 11/22/2019 Country: Japan
Meeting Type: Special
Page 261 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Japan Hotel REIT Investment Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Change Japanese Era Year to Western Year
For For
ForForElect Executive Director Masuda, Kaname 2
ForForElect Supervisory Director Mishiku, Tetsuya 3.1
ForForElect Supervisory Director Kashii, Hiroto 3.2
ForForElect Supervisory Director Umezawa, Mayumi 3.3
ForForElect Alternate Executive Director Furukawa, Hisashi
4
Japan Retail Fund Investment Corp.
Meeting Date: 11/22/2019 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Amend Asset Management Compensation
For For
ForForElect Executive Director Namba, Shuichi 2
ForForElect Supervisory Director Nishida, Masahiko 3.1
ForForElect Supervisory Director Usuki, Masaharu 3.2
ForForElect Alternate Executive Director Araki, Keita 4.1
ForForElect Alternate Executive Director Machida, Takuya
4.2
ForForElect Alternate Supervisory Director Murayama, Shuhei
5
Oriental Pearl Media Co. Ltd.
Meeting Date: 11/22/2019 Country: China
Meeting Type: Special
Page 262 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Oriental Pearl Media Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Signing of Audio-visual Content Authorized Operation Agreement
For For
ForForApprove Repurchase and Cancellation of Performance Shares Which Have Been Granted But Not Yet Unlocked
2
RussNeft PJSC
Meeting Date: 11/22/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Charter For For
Severstal PAO
Meeting Date: 11/22/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends of RUB 27.47 per Share for First Nine Months of Fiscal 2019
For For
Severstal PAO
Meeting Date: 11/22/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends of RUB 27.47 per Share for First Nine Months of Fiscal 2019
For For
Page 263 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Tata Motors Limited
Meeting Date: 11/22/2019 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Ordinary Shares and Warrants to Tata Sons Private Limited on Preferential Basis
For For
Tata Motors Limited
Meeting Date: 11/22/2019 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Ordinary Shares and Warrants to Tata Sons Private Limited on Preferential Basis
For For
argenx SE
Meeting Date: 11/25/2019 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Amend Articles to Reflect Changes in Capital For For
AgainstForAmend Argenx Option Plan 3
AgainstForApprove Stock Option Grants up to a Maximum of 4 Percent of the Outstanding Capital
4
Becle SAB de CV
Meeting Date: 11/25/2019 Country: Mexico
Meeting Type: Special
Page 264 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Becle SAB de CV
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements for Period Ended October 31, 2019
For For
ForForApprove Absorption of Lanceros SA de CV, Sunrise Distillers SAPI de CV, Jose Cuervo SA de CV, Tequila Cuervo la Rojena SA de CV, Ex Hacienda los Camichines SA de CV and Corporativo de Marcas GJB SA de CV by the Company; Approve Absorption Agreement
2
ForForAuthorize Board to Ratify and Execute Approved Resolutions
3
China International Marine Containers (Group) Co., Ltd.
Meeting Date: 11/25/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Resolution Regarding the Matters Relating to Qianhai Land Preparation
For For
ForForApprove Updates of the Credit Guarantee Provided by CIMC Vehicles (Group) Co., Ltd. and Its Holding Subsidiaries to their Distributors and Customers in 2019
2
ForForApprove Updates of the Credit Guarantee Provided by CIMC Enric Holdings Limited and Its Holding Subsidiaries to their Customers in 2019
3
ForForApprove Registration and Issuance of Private Placement Notes (PPN) by Shenzhen CIMC Skyspace Real Estate Development Co., Ltd.
4
AgainstForApprove Updates of the Financial Institutions Facility and Project Guarantee Provided to the Subsidiaries of the Company in 2019
5
China International Marine Containers (Group) Co., Ltd.
Meeting Date: 11/25/2019 Country: China
Meeting Type: Special
Page 265 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China International Marine Containers (Group) Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Resolution Regarding the Matters Relating to Qianhai Land Preparation
For For
ForForApprove Updates of the Credit Guarantee Provided by CIMC Vehicles (Group) Co., Ltd. and Its Holding Subsidiaries to their Distributors and Customers in 2019
2
ForForApprove Updates of the Credit Guarantee Provided by CIMC Enric Holdings Limited and Its Holding Subsidiaries to their Customers in 2019
3
ForForApprove Registration and Issuance of Private Placement Notes (PPN) by Shenzhen CIMC Skyspace Real Estate Development Co., Ltd.
4
AgainstForApprove Updates of the Financial Institutions Facility and Project Guarantee Provided to the Subsidiaries of the Company in 2019
5
Enstar Group Limited
Meeting Date: 11/25/2019 Country: Bermuda
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Omnibus Stock Plan For For
Future Plc
Meeting Date: 11/25/2019 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of Ti Media Business For For
Page 266 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
IP Group Plc
Meeting Date: 11/25/2019 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Cancellation of Share Premium Account
For For
ForForApprove Matters Relating to the Creation of B Shares
2
ForForAmend Articles of Association 3
Muyuan Foods Co., Ltd.
Meeting Date: 11/25/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
ForForApprove Draft and Summary of Performance Shares Incentive Plan
2
ForForApprove Methods to Assess the Performance of Plan Participants
3
ForForApprove Authorization of the Board to Handle All Related Matters
4
AgainstForApprove Provision of Guarantee to Controlled Subsidiary
5
ForForApprove Signing of Strategic Cooperation 6
ForForApprove Authorization of the Board on Strategic Cooperation
7
ForForApprove Set-up of Joint Venture Company in Neixiang County
8
ForForApprove Set-up of Joint Venture Company in Huimin County
9
RiseSun Real Estate Development Co., Ltd.
Meeting Date: 11/25/2019 Country: China
Meeting Type: Special
Page 267 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
RiseSun Real Estate Development Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Guarantee for Haimen Shenghong New Real Estate Development Co., Ltd.
For For
ForForApprove Provision of Guarantee for Shaoxing Chenyue Real Estate Co., Ltd.
2
Telecom Argentina SA
Meeting Date: 11/25/2019 Country: Argentina
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Designate Two Shareholders to Sign Minutes of Meeting
For Do Not Vote
Do Not Vote
NoneElect Director and Alternate to Replace Ignacio Maria Saenz Valiente and Nicolas Sergio Novoa Respectively
2
Do Not Vote
NoneConsider Discharge of Resigning Director and Alternate
3
Town Centre Securities Plc
Meeting Date: 11/25/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AgainstForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Michael Ziff as Director 4
ForForRe-elect Ian Marcus as Director 5
ForForRe-elect Paul Huberman as Director 6
Page 268 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Town Centre Securities Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Jeremy Collins as Director 7
AgainstForRe-elect Edward Ziff as Director 8
ForForRe-elect Ben Ziff as Director 9
ForForRe-elect Lynda Shillaw as Director 10
ForForRe-elect Mark Dilley as Director 11
ForForReappoint BDO LLP as Auditors 12
ForForAuthorise Board to Fix Remuneration of Auditors
13
ForForAuthorise EU Political Donations and Expenditure
14
ForForAuthorise Issue of Equity 15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
17
ForForAuthorise Market Purchase of Ordinary Shares 18
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
19
TR European Growth Trust Plc
Meeting Date: 11/25/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Christopher Casey as Director 4
ForForRe-elect Simona Heidempergher as Director 5
ForForRe-elect Andrew Martin Smith as Director 6
ForForRe-elect Alexander Mettenheimer as Director 7
ForForElect Ann Grevelius as Director 8
Page 269 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
TR European Growth Trust Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Daniel Burgess as Director 9
ForForReappoint Ernst & Young LLP as Auditors 10
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
11
ForForApprove Continuation of Company as Investment Trust
12
ForForApprove the Aggregate Annual Limit for Directors' Fees
13
ForForAuthorise Issue of Equity 14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
17
Unisplendour Co., Ltd.
Meeting Date: 11/25/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Guarantee For For
ForForApprove Use of Remaining Raised Funds to Supplement Working Capital
2
ForForApprove Joint Bid of Land with Affiliates and Set-up Project Company
3
Zhejiang Huayou Cobalt Co., Ltd.
Meeting Date: 11/25/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Investment in Huayue Nickel Cobalt Company
For For
Page 270 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Anhui Gujing Distillery Co., Ltd.
Meeting Date: 11/26/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Change of Auditor For For
Beach Energy Limited
Meeting Date: 11/26/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Report For For
ForForElect Phillip Bainbridge as Director 2
ForForElect Colin Beckett as Director 3
ForForElect Peter Moore as Director 4
ForForElect Matthew Kay as Director 5
ForForElect Sally-Anne Layman as Director 6
ForForApprove Issuance of Securities to Matthew Kay Under the Beach 2018 Short Term Incentive Offer
7
ForForApprove Issuance of Securities to Matthew Kay Under the Beach 2019 Long Term Incentive Offer
8
ForForAdopt New Constitution 9
Bluefield Solar Income Fund Ltd.
Meeting Date: 11/26/2019 Country: Guernsey
Meeting Type: Annual
Page 271 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Bluefield Solar Income Fund Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForRe-elect Paul Le Page as Director 3
ForForRe-elect John Rennocks as Director 4
ForForRe-elect John Scott as Director 5
AgainstForRe-elect Laurence McNairn as Director 6
ForForElect Meriel Lenfestey as Director 7
ForForRatify KPMG Channel Islands Limited as Auditors
8
ForForAuthorise Board to Fix Remuneration of Auditors
9
ForForApprove Stock Dividend Program 10
ForForApprove Interim Dividends 11
ForForAuthorise Market Purchase of Ordinary Shares 12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
Capital & Regional Plc
Meeting Date: 11/26/2019 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorise Issue of Equity in Connection with the Share Subscription
For For
AgainstForApprove the Partial Offer and Waiver of Rule 9 of the Takeover Code
2
ForForApprove Matters Relating to the Share Consolidation
3
ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with the Share Subscription
4
Page 272 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Grand Automotive Services Group Co., Ltd.
Meeting Date: 11/26/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Employee Share Purchase Plan (Draft) and Summary
For For
ForForApprove Management System of Employee Share Purchase Plan
2
ForForApprove Authorization of the Board to Handle All Matters Related to Employee Share Purchase Plan
3
Companhia de Saneamento Basico do Estado de Sao Paulo SABESP
Meeting Date: 11/26/2019 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Angelo Luiz Moreira Grossi as Fiscal Council Member and Andrea Martins Botaro as Alternate
For Do Not Vote
Do Not Vote
ForRatify Election of Wilson Newton de Mello Neto as Director
2
Do Not Vote
ForAmend Article 14 3
Do Not Vote
ForConsolidate Bylaws 4
Do Not Vote
ForRectify Remuneration of Company's Management and Fiscal Council Members Approved at the June 3, 2019, EGM
5
Jupiter US Smaller Cos. Plc
Meeting Date: 11/26/2019 Country: United Kingdom
Meeting Type: Annual
Page 273 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Jupiter US Smaller Cos. Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForRe-elect Gordon Grender as Director 3
ForForRe-elect Peter Barton as Director 4
ForForRe-elect Lisa Booth as Director 5
ForForRe-elect Clive Parritt as Director 6
ForForAppoint haysmacintyre as Auditors 7
ForForAuthorise Board to Fix Remuneration of Auditors
8
ForForAuthorise Issue of Equity 9
ForForAuthorise Issue of Equity without Pre-emptive Rights
10
ForForAuthorise Market Purchase of Ordinary Shares 11
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
12
London Stock Exchange Group Plc
Meeting Date: 11/26/2019 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of Refinitiv For For
ForForAuthorise Issue of Equity in Connection with the Acquisition
2
Momentum Metropolitan Holdings Ltd.
Meeting Date: 11/26/2019 Country: South Africa
Meeting Type: Annual
Page 274 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Momentum Metropolitan Holdings Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Linda de Beer as Director For For
ForForElect Sello Moloko as Director 1.2
ForForElect Sharron McPherson as Director 1.3
ForForElect Lisa Chiume as Director 1.4
ForForElect Kgaugelo Legoabe-Kgomari as Director 1.5
ForForRe-elect Vuyisa Nkonyeni as Director 2.1
ForForRe-elect Stephen Jurisich as Director 2.2
ForForAppoint Ernst & Young Inc. as Auditors of the Company with Cornea de Villiers as the Designated Audit Partner
3
ForForRe-elect Frans Truter as Member of the Audit Committee
4.1
ForForRe-elect Fatima Daniels as Member of the Audit Committee
4.2
ForForElect Linda de Beer as Member of the Audit Committee
4.3
ForForAuthorise Ratification of Approved Resolutions
5
ForForApprove Remuneration Policy 6
ForForApprove Implementation Report 7
ForForAuthorise Repurchase of Issued Share Capital 8
ForForApprove Financial Assistance in Terms of Sections 44 and 45 of the Companies Act
9
ForForApprove Remuneration of Non-Executive Directors
10
MONETA Money Bank, a.s.
Meeting Date: 11/26/2019 Country: Czech Republic
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Meeting Procedures For For
Page 275 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
MONETA Money Bank, a.s.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Meeting Chairman and Other Meeting Officials
2
ForForApprove Interim Financial Statements 4.1
ForForApprove Increase in Registered Capital 4.2
ForForApprove Share Repurchase Program and Cancellation of Repurchased Shares
4.3
ForForApprove Interim Dividends of CZK 3.30 per Share
5
ForForAmend Articles of Association 6
SEEK Limited
Meeting Date: 11/26/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report For For
ForForElect Denise Bradley as Director 3a
ForForElect Leigh Jasper as Director 3b
ForForApprove Grant of Equity Right to Andrew Bassat
4
ForForApprove Grant of Wealth Sharing Plan Options and Wealth Sharing Plan Rights to Andrew Bassat
5
Super Group Ltd
Meeting Date: 11/26/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect David Cathrall as Director For For
ForForReappoint KPMG Inc as Auditors of the Company with Dwight Thompson as the Individual Designated Auditor
2
Page 276 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Super Group Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect David Cathrall as Member of the Group Audit Committee
3.1
ForForRe-elect Mariam Cassim as Member of the Group Audit Committee
3.2
ForForElect Valentine Chitalu as Member of the Group Audit Committee
3.3
ForForApprove Remuneration Policy 4
ForForApprove Implementation of the Remuneration Policy
5
ForForAuthorise Board to Issue Shares for Cash 6
ForForAuthorise Ratification of Approved Resolutions
7
ForForApprove Non-executive Directors' Fees 1
ForForApprove Financial Assistance in Terms of Section 45 of the Companies Act
2
ForForApprove Financial Assistance in Terms of Section 44 of the Companies Act
3
AgainstForAuthorise Repurchase of Issued Share Capital 4
Telia Co. AB
Meeting Date: 11/26/2019 Country: Sweden
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chairman of Meeting For Do Not Vote
Do Not Vote
ForPrepare and Approve List of Shareholders 2
Do Not Vote
ForApprove Agenda of Meeting 3
Do Not Vote
ForDesignate Inspector(s) of Minutes of Meeting 4
Do Not Vote
ForAcknowledge Proper Convening of Meeting 5
Do Not Vote
ForElect Lars-Johan Jarnheimer as Director 6
Do Not Vote
ForElect Lars-Johan Jarnheimer as Board Chair 7
Page 277 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Telia Co. AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
NoneInstruct Board to Work for the Swedish Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished
8.a
Do Not Vote
NoneInstruct Board to Prepare a Proposal for Representation of Small and Medium-Sized Shareholders in the Board and Nomination Committee, to be Submitted to AGM 2020, and to write the Government to Update the Swedish Companies Act Regarding the same Issue
8.b
Ascendas Real Estate Investment Trust
Meeting Date: 11/27/2019 Country: Singapore
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisitions of a Portfolio of United States Properties and Two Singapore Properties as Interested Person Transactions
For Against
Banco do Brasil SA
Meeting Date: 11/27/2019 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Paulo Antonio Spencer Uebel as Fiscal Council Member
For For
ForForElect Rafael Cavalcanti de Araujo as Fiscal Council Member
1.2
ForForElect Helio Lima Magalhaes as Director 2.1
ForForElect Marcelo Serfaty as Director 2.2
ForNoneIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?
3
ForNonePercentage of Votes to Be Assigned - Elect Helio Lima Magalhaes as Director
4.1
Page 278 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Banco do Brasil SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AbstainNonePercentage of Votes to Be Assigned - Elect Marcelo Serfaty as Director
4.2
ForForAmend Articles 5
Chr. Hansen Holding A/S
Meeting Date: 11/27/2019 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Accept Financial Statements and Statutory Reports
For Do Not Vote
Do Not Vote
ForApprove Allocation of Income and Dividends of DKK 7.07 Per Share
3
Do Not Vote
ForApprove Remuneration of Directors in the Amount of DKK 1.2 Million for Chair, DKK 800,000 for Vice-Chair and DKK 400,000 for Other Directors; Approve Remuneration for Committee Work
4
Do Not Vote
ForApprove Revised Remuneration Guidelines for Executive Management and Board
5
Do Not Vote
ForReelect Dominique Reiniche (Chair) as Director
6a
Do Not Vote
ForReelect Jesper Brandgaard as Director 6b.a
Do Not Vote
ForReelect Luis Cantarell as Director 6b.b
Do Not Vote
ForReelect Heidi Kleinbach-Sauter as Director 6b.c
Do Not Vote
ForElect Niels Peder Nielsen as New Director 6b.d
Do Not Vote
ForReelect Kristian Villumsen as Director 6b.e
Do Not Vote
ForReelect Mark Wilson as Director 6b.f
Do Not Vote
ForReelect PricewaterhouseCoopers as Auditor 7
Do Not Vote
ForAuthorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities
8
Page 279 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Daiwa House REIT Investment Corp.
Meeting Date: 11/27/2019 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Amend Asset Management Compensation
For For
ForForElect Executive Director Asada, Toshiharu 2
ForForElect Alternate Executive Director Tsuchida, Koichi
3
ForForElect Supervisory Director Iwasaki, Tetsuya 4.1
ForForElect Supervisory Director Ishikawa, Hiroshi 4.2
ForForElect Alternate Supervisory Director Kakishima, Fusae
5
FGV Holdings Berhad
Meeting Date: 11/27/2019 Country: Malaysia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Directors' Fees for the Non-Executive Chairman for the Financial Year Ended December 31, 2018
For For
ForForApprove Directors' Fees for Non-Executive Directors for the Financial Year Ended December 31, 2018
2
ForForApprove Directors' Fees for the Non-Executive Chairman for the Period from January 1, 2019 to the Next AGM
3
ForForApprove Directors' Fees for Non-Executive Directors for the Period from January 1, 2019 to the Next AGM
4
ForForApprove Directors' Benefits for the Non-Executive Chairman for the Period from June 26, 2019 to the Next AGM
5
ForForApprove Directors' Benefits for Non-Executive Directors for the Period from June 26, 2019 to the Next AGM
6
Page 280 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Harvey Norman Holdings Limited
Meeting Date: 11/27/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report For For
ForForElect Kay Lesley Page as Director 3
ForForElect David Matthew Ackery as Director 4
AgainstForElect Kenneth William Gunderson-Briggs as Director
5
ForForElect Maurice John Craven as Director 6
ForAgainstElect Stephen Mayne as Director 7
ForNoneApprove the Spill Resolution 8
ORIX JREIT Inc.
Meeting Date: 11/27/2019 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Change Japanese Era Year to Western Year
For For
ForForElect Executive Director Ozaki, Teruo 2
ForForElect Alternate Executive Director Hattori, Takeshi
3
ForForElect Supervisory Director Koike, Toshio 4.1
ForForElect Supervisory Director Hattori, Takeshi 4.2
ForForElect Supervisory Director Kataoka, Ryohei 4.3
PT Bank Tabungan Negara (Persero) Tbk
Meeting Date: 11/27/2019 Country: Indonesia
Meeting Type: Special
Page 281 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
PT Bank Tabungan Negara (Persero) Tbk
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Changes in Board of Company For For
Sanan Optoelectronics Co. Ltd.
Meeting Date: 11/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Company's Eligibility for Private Placement of Shares to Specific Targets
For Against
AgainstForApprove Share Type and Par Value 2.1
AgainstForApprove Issue Manner and Issue Time 2.2
AgainstForApprove Target Subscribers and Subscription Method
2.3
AgainstForApprove Issue Price, Pricing Reference Date and Pricing Principles
2.4
AgainstForApprove Issue Size 2.5
AgainstForApprove Lock-up Period 2.6
AgainstForApprove Distribution Arrangement of Undistributed Earnings
2.7
AgainstForApprove Listing Exchange 2.8
AgainstForApprove Resolution Validity Period 2.9
ForForApprove Use of Proceeds 2.10
AgainstForApprove Plan for Private Placement of Shares 3
ForForApprove Feasibility Analysis Report on the Intended Usage of Raised Funds
4
ForForApprove Report on the Usage of Previously Raised Funds
5
ForForApprove Related Party Transactions in Connection to Private Placement
6
ForForApprove Shareholder Return Plan 7
AgainstForApprove Signing of Share Subscription Contract
8
Page 282 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Sanan Optoelectronics Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken
9
AgainstForApprove Authorization of the Board to Handle All Related Matters
10
ForForAmend Articles of Association 11
Sasol Ltd.
Meeting Date: 11/27/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Re-elect Trix Kennealy as Director For For
ForForRe-elect Peter Robertson as Director 1.2
ForForRe-elect Paul Victor as Director 1.3
ForForElect Sipho Nkosi as Director 2
ForForElect Fleetwood Grobler as Director 3
ForForElect Vuyo Kahla as Director 4
ForForReappoint PricewaterhouseCoopers Inc. as Auditors of the Company
5
ForForRe-elect Colin Beggs as Member of the Audit Committee
6.1
ForForRe-elect Trix Kennealy as Member of the Audit Committee
6.2
ForForRe-elect Nomgando Matyumza as Member of the Audit Committee
6.3
ForForRe-elect Stephen Westwell as Member of the Audit Committee
6.4
ForForApprove Remuneration Policy 7
ForForApprove Implementation Report of the Remuneration Policy
8
ForForAmend Memorandum of Incorporation 9
Page 283 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shandong Linglong Tyre Co., Ltd.
Meeting Date: 11/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Wen Decheng as Independent Director For For
Shanghai Mechanical & Electrical Industry Co., Ltd.
Meeting Date: 11/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Approve Related-party Procurement Transaction with Shanghai Electric (Group) Corporation
For For
ForForApprove Related-party Sales Transaction with Shanghai Electric (Group) Corporation
1.2
AgainstForApprove Related-party Transaction with Shanghai Electric Group Finance Co., Ltd.
1.3
ForForApprove Related-party Procurement Transaction with Shanghai Mitsubishi Elevator Co., Ltd. and Mitsubishi Electric Shanghai Electromechanical Elevator Co., Ltd.
1.4
ForForApprove Related-party Sales Transaction with Shanghai Mitsubishi Elevator Co., Ltd. and Mitsubishi Electric Shanghai Electromechanical Elevator Co., Ltd.
1.5
Woolworths Holdings Ltd.
Meeting Date: 11/27/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Re-elect Hubert Brody as Director For For
ForForElect David Kneale as Director 2.1
Page 284 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Woolworths Holdings Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Thembisa Skweyiya as Director 2.2
ForForElect Belinda Earl as Director 2.3
ForForElect Christopher Colfer as Director 2.4
ForForElect Clive Thomson as Director 2.5
ForForRe-elect Zarina Bassa as Member of the Audit Committee
3.1
ForForElect Thembisa Skweyiya as Member of the Audit Committee
3.2
ForForRe-elect Andrew Higginson as Member of the Audit Committee
3.3
ForForElect Christopher Colfer as Member of the Audit Committee
3.4
ForForElect Clive Thomson as Member of the Audit Committee
3.5
ForForReappoint Ernst & Young Inc as Auditors of the Company with the Designated Audit Partner
4
ForForAmend the Rules of the Performance Share Plan
5
ForForApprove Remuneration Policy 6
ForForApprove Remuneration Implementation Report
7
ForForAuthorise Repurchase of Issued Share Capital 8
ForForApprove Remuneration of Non-executive Directors
9
Aier Eye Hospital Group Co., Ltd.
Meeting Date: 11/28/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Chen Bang as Non-Independent Director For For
ForForElect Li Li as Non-Independent Director 1.2
ForForElect Wu Shijun as Non-Independent Director 1.3
ForForElect Han Zhong as Non-Independent Director 1.4
ForForElect Chen Shou as Independent Director 2.1
Page 285 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Aier Eye Hospital Group Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Guo Yuemei as Independent Director 2.2
ForForElect Zheng Yuanmin as Independent Director 2.3
ForForElect Cao Qinqin as Supervisor 3.1
ForForElect Li Xian as Supervisor 3.2
Cairo Investment & Real Estate Development
Meeting Date: 11/28/2019 Country: Egypt
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Board Report on Company Operations for FY 2019
For Do Not Vote
Do Not Vote
ForApprove Auditors' Report on Company Financial Statements for FY 2019
2
Do Not Vote
ForAccept Financial Statements and Statutory Reports for FY 2019
3
Do Not Vote
ForApprove Discharge of Chairman and Directors for FY 2019
4
Do Not Vote
ForApprove Remuneration of Directors for FY 2019/2020
5
Do Not Vote
ForRatify Auditors and Fix Their Remuneration for FY 2020
6
Do Not Vote
ForApprove Dividends for FY 2019 7
Do Not Vote
ForApprove Corporate Governance Report 8
Do Not Vote
ForApprove Related Party Transactions for FY 2020
9
Cromwell Property Group
Meeting Date: 11/28/2019 Country: Australia
Meeting Type: Annual/Special
Page 286 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Cromwell Property Group
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect Jane Tongs as Director For For
ForForElect Lisa Scenna as Director 3
ForForElect Tanya Cox as Director 4
AgainstAgainstElect Gary Weiss as Director 5
ForForApprove Remuneration Report 6
ForForRatify Past Issuance of Stapled Securities to Certain Institutional Investors
7
ForForApprove Cromwell Property Group Performance Rights Plan
8
ForForApprove Grant of Performance Rights and Stapled Securities to Paul Weightman
9
Discovery Ltd.
Meeting Date: 11/28/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2019
For For
ForForReappoint PricewaterhouseCoopers Inc as Auditors of the Company and Appoint Andrew Taylor as the Individual Registered Auditor
2
ForForRe-elect Les Owen as Chairperson of the Audit Committee
3.1
ForForRe-elect Sindi Zilwa as Member of the Audit Committee
3.2
ForForRe-elect Sonja De Bruyn as Member of the Audit Committee
3.3
ForForRe-elect Richard Farber as Director 4.1
ForForRe-elect Herman Bosman as Director 4.2
ForForRe-elect Faith Khanyile as Director 4.3
ForForElect Mark Tucker as Director 4.4
ForForApprove Remuneration Policy 5.1
Page 287 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Discovery Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Implementation of the Remuneration Policy
5.2
ForForApprove the Long-Term Incentive Plan 6
ForForAuthorise Ratification of Approved Resolutions
7
ForForAuthorise Directors to Allot and Issue A Preference Shares
8.1
AgainstForAuthorise Directors to Allot and Issue B Preference Shares
8.2
ForForAuthorise Directors to Allot and Issue C Preference Shares
8.3
ForForApprove Non-executive Directors' Remuneration
1
ForForAuthorise Repurchase of Issued Share Capital 2
ForForApprove Financial Assistance in Terms of Sections 44 and 45 of the Companies Act
3
ForForAuthorise Board to Allot and Issue Shares Pursuant to the Long-Term Incentive Plan
4
Evolution Mining Limited
Meeting Date: 11/28/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Report None For
ForForElect Colin (Cobb) Johnstone as Director 2
AgainstForApprove Non-Executive Director Equity Plan 3
ForForApprove Issuance of Performance Rights to Jacob (Jake) Klein
4
ForForApprove Issuance of Performance Rights to Lawrence (Lawrie) Conway
5
ForForApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
6
Page 288 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
FAST RETAILING CO., LTD.
Meeting Date: 11/28/2019 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Amend Provisions on Number of Statutory Auditors
For For
ForForElect Director Yanai, Tadashi 2.1
AgainstForElect Director Hambayashi, Toru 2.2
AgainstForElect Director Hattori, Nobumichi 2.3
AgainstForElect Director Shintaku, Masaaki 2.4
AgainstForElect Director Nawa, Takashi 2.5
AgainstForElect Director Ono, Naotake 2.6
AgainstForElect Director Okazaki, Takeshi 2.7
AgainstForElect Director Yanai, Kazumi 2.8
AgainstForElect Director Yanai, Koji 2.9
ForForAppoint Statutory Auditor Mizusawa, Masumi 3
ForForApprove Compensation Ceiling for Directors 4
FirstRand Ltd.
Meeting Date: 11/28/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Re-elect Tandi Nzimande as Director For For
ForForRe-elect Mary Bomela as Director 1.2
ForForRe-elect Grant Gelink as Director 1.3
ForForRe-elect Faffa Knoetze as Director 1.4
ForForElect Louis von Zeuner as Director 1.5
ForForReappoint Deloitte & Touche as Auditors of the Company
2.1
ForForReappoint PricewaterhouseCoopers Inc as Auditors of the Company
2.2
Page 289 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
FirstRand Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForPlace Authorised but Unissued Ordinary Shares under Control of Directors
3
ForForAuthorise Ratification of Approved Resolutions
4
ForForApprove Remuneration Policy 1
ForForApprove Remuneration Implementation Report
2
ForForAuthorise Repurchase of Issued Share Capital 1
ForForApprove Financial Assistance to Directors and Prescribed Officers as Employee Share Scheme Beneficiaries
2.1
ForForApprove Financial Assistance to Related and Inter-related Entities
2.2
ForForApprove Remuneration of Non-executive Directors
3
ForAgainstApprove Report on Company's Assessment of its Exposure to Climate-Related Risks by no later than October 2020
5
ForForAdopt and Publicly Disclose a Policy on Fossil Fuel Lending by no later than October 2020
6
Fletcher Building Ltd.
Meeting Date: 11/28/2019 Country: New Zealand
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Peter Crowley as Director For For
ForForAuthorize Board to Fix Remuneration of the Auditors
2
ForForAdopt New Constitution 3
IOOF Holdings Ltd.
Meeting Date: 11/28/2019 Country: Australia
Meeting Type: Annual
Page 290 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
IOOF Holdings Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Allan Griffiths as Director For For
ForForElect Andrew Bloore as Director 2b
ForForElect Michelle Somerville as Director 2c
ForForApprove Remuneration Report 3
ForForApprove Grant of Performance Rights to Renato Mota
4
JPMorgan Global Emerging Markets Income Trust Plc
Meeting Date: 11/28/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForRe-elect Mark Edwards as Director 4
ForForRe-elect Sarah Fromson as Director 5
ForForRe-elect Richard Robinson as Director 6
ForForRe-elect Caroline Gulliver as Director 7
ForForReappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration
8
ForForAuthorise Issue of Equity 9
ForForAuthorise Issue of Equity without Pre-emptive Rights
10
ForForAuthorise Market Purchase of Ordinary Shares 11
ForForApprove Dividend Policy 12
Page 291 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Remgro Ltd.
Meeting Date: 11/28/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2019
For For
ForForReappoint PricewaterhouseCoopers Inc. as Auditors of the Company with Anton Wentzel as the Individual Registered Auditor
2
ForForRe-elect Jannie Durand as Director 3
ForForRe-elect Peter Mageza as Director 4
ForForRe-elect Josua Malherbe as Director 5
ForForRe-elect Phillip Moleketi as Director 6
ForForRe-elect Frederick Robertson as Director 7
ForForElect Anton Rupert as Director 8
ForForRe-elect Sonja de Bruyn Sebotsa as Member of the Audit and Risk Committee
9
ForForRe-elect Peter Mageza as Member of the Audit and Risk Committee
10
ForForRe-elect Phillip Moleketi as Member of the Audit and Risk Committee
11
ForForRe-elect Frederick Robertson as Member of the Audit and Risk Committee
12
ForForPlace Authorised but Unissued Shares under Control of Directors
13
ForForApprove Remuneration Policy 14
ForForApprove Remuneration Implementation Report
15
ForForApprove Directors' Remuneration 1
ForForAuthorise Repurchase of Issued Share Capital 2
ForForApprove Financial Assistance in Terms of Section 44 of the Companies Act
3
ForForApprove Financial Assistance in Terms of Section 45 of the Companies Act
4
Shimachu Co., Ltd.
Meeting Date: 11/28/2019 Country: Japan
Meeting Type: Annual
Page 292 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shimachu Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 40
For For
ForForElect Director Okano, Takaaki 2.1
ForForElect Director Kushida, Shigeyuki 2.2
ForForElect Director Oshima, Koichiro 2.3
ForForElect Director Hosokawa, Tadahiro 2.4
ForForElect Director Orimoto, Kazuya 2.5
ForForElect Director and Audit Committee Member Tajima, Koji
3.1
ForForElect Director and Audit Committee Member Kubomura, Yasushi
3.2
ForForElect Director and Audit Committee Member Imai, Hikari
3.3
ForForElect Director and Audit Committee Member Nishikawa, Hidehiko
3.4
ForForApprove Restricted Stock Plan 4
Target Healthcare REIT Plc
Meeting Date: 11/28/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForApprove the Company's Dividend Policy 4
ForForReappoint Ernst & Young LLP as Auditors 5
ForForAuthorise Board to Fix Remuneration of Auditors
6
ForForRe-elect Malcolm Naish as Director 7
ForForRe-elect June Andrews as Director 8
Page 293 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Target Healthcare REIT Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Gordon Coull as Director 9
ForForRe-elect Tom Hutchison III as Director 10
ForForAuthorise Issue of Equity 11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Market Purchase of Ordinary Shares 13
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
14
The Bidvest Group Ltd.
Meeting Date: 11/28/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Re-elect Bongi Masinga as Director For For
ForForRe-elect Mpumi Madisa as Director 1.2
ForForElect Bonang Mohale as Director 2.1
ForForReappoint PricewaterhouseCoopers Inc. as Auditors of the Company with Craig West as the Individual Registered Auditor
3
ForForRe-elect Norman Thomson as Member of the Audit Committee
4.1
ForForRe-elect Renosi Mokate as Member of the Audit Committee
4.2
ForForRe-elect Eric Diack as Member of the Audit Committee
4.3
ForForPlace Authorised but Unissued Shares under Control of Directors
5
ForForAuthorise Board to Issue Shares for Cash 6
ForForApprove Payment of Dividend by Way of Pro Rata Reduction of Share Capital or Share Premium
7
ForForAuthorise Ratification of Approved Resolutions
8
ForForApprove Ratification Relating to Personal Financial Interest Arising From Multiple Offices in the Group
9
Page 294 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
The Bidvest Group Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration Policy 1
ForForImplementation of Remuneration Policy 2
ForForApprove Non-Executive Directors' Remuneration
1
ForForAuthorise Repurchase of Issued Share Capital 2
ForForApprove Financial Assistance in Terms of Sections 44 and 45 of the Companies Act
3
TMB Bank Public Company Limited
Meeting Date: 11/28/2019 Country: Thailand
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Clause 3 of Memorandum of Association Re: Company's Business Objectives
For For
ForForApprove Acquisition of Shares for the Purpose of the Acceptance of an Entire Business Transfer from Thanachart Bank Public Company Limited
2
AgainstForElect Suphadej Poonpipat as Director 3.1
AgainstForElect Somjate Moosirilert as Director 3.2
ForForApprove Additional Audit Fees for 2019 4
AgainstForOther Business 5
Assore Ltd.
Meeting Date: 11/29/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Re-elect Ed Southey as Director For Against
ForForRe-elect Bill Urmson as Director 2
Page 295 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Assore Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Ed Southey as Chairman of the Audit and Risk Committee
3
ForForRe-elect Bill Urmson as Member of the Audit and Risk Committee
4
ForForRe-elect Sydney Mhlarhi as Member of the Audit and Risk Committee
5
AgainstForApprove Remuneration Policy 1
ForForApprove Implementation Plan of the Remuneration Policy
2
ForForApprove Financial Assistance in Terms of Section 45 of the Companies Act
1
China Travel International Investment Hong Kong Limited
Meeting Date: 11/29/2019 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the 2019 Financial Services Supplemental Agreement, Revised Deposit Caps and Related Transactions
For Against
ForForElect Song Dawei as Director 2
Dongfeng Motor Group Company Limited
Meeting Date: 11/29/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Resignation of Wen Shuzhong as Supervisor
For For
ForForElect He Wei as Supervisor 2
ForForApprove Resignation of Cao Xinghe as Director
3
ForForElect You Zheng as Director 4
ForForElect Cheng Daoran as Director 5
Page 296 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Dongfeng Motor Group Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration of Candidates for Directors and Supervisor
6
Galliford Try Plc
Meeting Date: 11/29/2019 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Scheme of Reconstruction
For For
ForForApprove Disposal by the Company of Galliford Try Homes Limited and Galliford Try Partnerships Limited
2
ForForApprove New Long Term Incentive Plan 3
Galliford Try Plc
Meeting Date: 11/29/2019 Country: United Kingdom
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Scheme of Arrangement For For
GD Power Development Co., Ltd.
Meeting Date: 11/29/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Application for Bankruptcy Liquidation of Guodian Xuanwei Power Generation Co.,Ltd.
For For
Page 297 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
GD Power Development Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Bankruptcy Reorganization Plan of Guodian Xuanwei Power Generation Co.,Ltd.
2
HCL Technologies Limited
Meeting Date: 11/29/2019 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Increase Authorized Share Capital and Amend Memorandum of Association
For For
ForForApprove Issuance of Bonus Shares 2
Infraestructura Energetica Nova SAB de CV
Meeting Date: 11/29/2019 Country: Mexico
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Ratify or Elect Directors and Secretary For Against
ForForDismiss Erbin Brian Keith as Director 1.a
ForForRatify George William Bilicic as Director to Replace Erbin Brian Keith
1.b
ForForDismiss Rodrigo Cortina Cortina as Secretary Non-Member of Board
1.c
ForForElect Vanesa Madero Mabama as Secretary Non-Member of Board
1.d
ForForApprove Cancellation of Shares and Consequently Reduction of Variable Portion of Capital
2
ForForAuthorize Board to Ratify and Execute Approved Resolutions
3
Page 298 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Petra Diamonds Ltd.
Meeting Date: 11/29/2019 Country: Bermuda
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForReappoint BDO LLP as Auditors 3
ForForAuthorise Board to Fix Remuneration of Auditors
4
ForForRe-elect Adonis Pouroulis as Director 5
ForForRe-elect Jacques Breytenbach as Director 6
ForForRe-elect Anthony Lowrie as Director 7
ForForRe-elect Dr Patrick Bartlett as Director 8
ForForRe-elect Alexander Hamilton as Director 9
ForForRe-elect Octavia Matloa as Director 10
ForForElect Varda Shine as Director 11
ForForElect Bernard Pryor as Director 12
ForForElect Richard Duffy as Director 13
ForForAuthorise Issue of Equity 14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
Singapore Press Holdings Ltd.
Meeting Date: 11/29/2019 Country: Singapore
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Financial Statements and Directors' and Auditors' Reports
For For
ForForApprove Final Dividend and Special Dividend 2
ForForElect Ng Yat Chung as Director 3i
Page 299 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Singapore Press Holdings Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Tan Yen Yen as Director 3ii
ForForElect Lim Ming Yan as Director 4
ForForApprove Directors' Fees 5
ForForApprove Auditors and Authorize Board to Fix Their Remuneration
6
AgainstForApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
7i
ForForApprove Grant of Awards and Issuance of Shares Under the SPH Performance Share Plan 2016
7ii
ForForAuthorize Share Repurchase Program 7iii
Suzhou Dongshan Precision Manufacturing Co., Ltd.
Meeting Date: 11/29/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Company's Eligibility for Private Placement of Shares
For Against
AgainstForApprove Issue Type and Par Value 2.1
AgainstForApprove Issue Manner and Issue Time 2.2
AgainstForApprove Target Subscribers and Subscription Method
2.3
AgainstForApprove Issue Price and Pricing Basis 2.4
AgainstForApprove Issue Size 2.5
AgainstForApprove Lock-Up Period 2.6
AgainstForApprove Listing Exchange 2.7
ForForApprove Usage and Amount of Raised Funds 2.8
AgainstForApprove Distribution Arrangement of Cumulative Earnings
2.9
AgainstForApprove Resolution Validity Period 2.10
AgainstForApprove Revised Plan for Private Placement of Shares
3
ForForApprove Revised Feasibility Analysis Report on the Use of Proceeds
4
Page 300 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Suzhou Dongshan Precision Manufacturing Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Report on the Usage of Previously Raised Funds
5
AgainstForApprove Impact of Dilution on Current Returns and the Relevant Measures and Commitments to be Taken
6
AgainstForApprove Authorization of the Board to Handle All Related Matters
7
ForForApprove Shareholder Return Plan 8
Aurobindo Pharma Limited
Meeting Date: 11/30/2019 Country: India
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Scheme of Amalgamation For For
Beijing Shiji Information Technology Co., Ltd.
Meeting Date: 12/02/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Li Zhongchu as Non-Independent Director
For For
ForForElect Lai Deyuan as Non-Independent Director 1.2
AgainstForElect Li Diankun as Non-Independent Director 1.3
AgainstForElect Li Shaohua as Non-Independent Director 1.4
ForForElect Ye Jinfu as Independent Director 2.1
ForForElect Liu Jianfeng as Independent Director 2.2
ForForElect Tao Tao as Independent Director 2.3
ForForElect Guo Ming as Supervisor 3.1
ForForElect Zhang Guangjie as Supervisor 3.2
Page 301 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Beijing Shiji Information Technology Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Allowance of Independent Directors 4
Bovis Homes Group Plc
Meeting Date: 12/02/2019 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of the Linden Homes and Partnerships & Regeneration Businesses of Galliford Try plc
For For
ForForAuthorise Issue of Equity Pursuant to the Acquisition
2
AgainstForApprove Long Term Incentive Plan 3
AgainstForApprove Remuneration Policy 4
ForForApprove the Bonus Issue 5
ForForAuthorise Issue of Bonus Issue Shares 6
ForForAmend Articles of Association 7
ForForAuthorise the Directors to Change the Company's Name
8
Human Soft Holding Co. KSCC
Meeting Date: 12/02/2019 Country: Kuwait
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Ratify Auditors and Fix Their Remuneration for FY 2019
For For
Hyprop Investments Ltd.
Meeting Date: 12/02/2019 Country: South Africa
Meeting Type: Annual
Page 302 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Hyprop Investments Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2019
For For
ForForElect Morne Wilken as Director 2
ForForElect Annabel Dallamore as Director 3
ForForRe-elect Kevin Ellerine as Director 4.1
ForForRe-elect Nonyameko Mandindi as Director 4.2
ForForRe-elect Stewart Shaw-Taylor as Director 4.3
ForForRe-elect Thabo Mokgatlha as Chairman of the Audit and Risk Committee
5.1
ForForRe-elect Gavin Tipper as Member of the Audit and Risk Committee
5.2
ForForRe-elect Zuleka Jasper as Member of the Audit and Risk Committee
5.3
ForForRe-elect Stewart Shaw-Taylor as Member of the Audit and Risk Committee
5.4
ForForElect Annabel Dallamore as Member of the Audit and Risk Committee
5.5
ForForReappoint KPMG Inc as Auditors of the Company with Tracy Middlemiss as Designated Audit Partner
6
ForForPlace Authorised but Unissued Shares under Control of Directors
7
ForForAuthorise Board to Issue Shares for Cash 8
ForForAuthorise Issue of Shares Pursuant to a Reinvestment Option
9
ForForApprove Remuneration Policy 10
ForForApprove Remuneration Implementation Report
11
AgainstForAuthorise Repurchase of Issued Share Capital 1
ForForApprove Financial Assistance to Related and Inter-related Parties
2
ForForApprove Fees of the Board Chairman 3.1.a
ForForApprove Fees of Non-executive Directors 3.1.b
ForForApprove Fees of the Audit and Risk Committee Chairman
3.1.c
ForForApprove Fees of the Audit and Risk Committee Members
3.1.d
Page 303 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Hyprop Investments Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Fees of the Remuneration and Nomination Committee Chairman
3.1.e
ForForApprove Fees of the Remuneration and Nomination Committee Members
3.1.f
ForForApprove Fees of the Social and Ethics Committee Chairman
3.1.g
ForForApprove Fees of the Social and Ethics Committee Members
3.1.h
ForForApprove Fees of the Investment Committee Chairman
3.1.i
ForForApprove Fees of the Investment Committee Members
3.1.j
ForForApprove Annual Increase to Non-executive Directors' Fees
3.2
ForForAuthorise Ratification of Approved Resolutions
12
JPMorgan Smaller Cos. Investment Trust Plc
Meeting Date: 12/02/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForApprove Final Dividend 4
ForForRe-elect Frances Davies as Director 5
ForForRe-elect Andrew Impey as Director 6
ForForRe-elect Andrew Robson as Director 7
ForForRe-elect Alice Ryder as Director 8
ForForReappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration
9
ForForAuthorise Issue of Equity 10
ForForAuthorise Issue of Equity without Pre-emptive Rights
11
Page 304 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
JPMorgan Smaller Cos. Investment Trust Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Market Purchase of Ordinary Shares 12
Mexichem SAB de CV
Meeting Date: 12/02/2019 Country: Mexico
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Cash Dividends of up to USD 180 Million
For For
ForForAuthorize Board to Ratify and Execute Approved Resolutions
2
PGE Polska Grupa Energetyczna SA
Meeting Date: 12/02/2019 Country: Poland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect Meeting Chairman For For
ForForApprove Agenda of Meeting 4
ForForResolve Not to Elect Members of Vote Counting Commission
5
AgainstNoneCancel Dec. 14, 2016, EGM, Resolution and June 27, 2017, AGM Resolutions; Amend Dec. 14, 2016, EGM, Resolution Re: Approve Remuneration Policy for Management Board Members; Approve Remuneration Policy for Management Board Members
6
AgainstNoneAmend Dec. 14, 2016, EGM, Resolution Re: Approve Remuneration Policy for Supervisory Board Members
7
AgainstNoneApprove Decision on Covering Costs of Convocation of General Meeting of Shareholders
8
Page 305 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Sany Heavy Industry Co., Ltd.
Meeting Date: 12/02/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Change of Auditor For For
Tianma Microelectronics Co. Ltd.
Meeting Date: 12/02/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Company's Eligibility for Private Placement of Shares
For Against
AgainstForApprove Share Type and Par Value 2.1
AgainstForApprove Issue Manner and Issue Time 2.2
AgainstForApprove Target Subscribers and Subscription Method
2.3
AgainstForApprove Pricing Reference Date, Issue Price and Pricing Principle
2.4
AgainstForApprove Issue Size 2.5
AgainstForApprove Lock-up Period 2.6
AgainstForApprove Listing Exchange 2.7
ForForApprove Amount and Usage of Raised Funds 2.8
AgainstForApprove Distribution Arrangement of Undistributed Earnings
2.9
AgainstForApprove Resolution Validity Period 2.10
AgainstForApprove Plan for Private Placement of Shares (Revised)
3
ForForApprove Feasibility Analysis Report on the Intended Usage of Raised Funds
4
ForForApprove Report on the Usage of Previously Raised Funds
5
Page 306 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Tianma Microelectronics Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Signing of Conditional Share Subscription Agreement between Company and Hubei Changjiang Tianma Dingzeng Investment Fund Partnership (Limited Partnership)
6
AgainstForApprove Signing of Conditional Share Subscription Agreement between Company and Hubei Technology Investment Group Co., Ltd.
7
AbstainForApprove Whitewash Waiver and Related Transactions
8
AgainstForApprove Authorization of the Board to Handle All Related Matters
9
AgainstForApprove Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken
10
AgainstForApprove Commitment from Controlling Shareholder, Ultimate Controlling Shareholder, Directors and Senior Management Regarding Counter-dilution Measures in Connection to the Private Placement
11
AgainstForApprove Amendments to Articles of Association
12
Comtech Telecommunications Corp.
Meeting Date: 12/03/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Fred Kornberg For For
ForForElect Director Edwin Kantor 1b
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
AgainstForAmend Omnibus Stock Plan 4
Page 307 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Dong-E-E-Jiao Co., Ltd.
Meeting Date: 12/03/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Han Yuewei as Non-Independent Director
For Against
AgainstForElect Weng Jingwen as Non-Independent Director
1.2
Expedia Group, Inc.
Meeting Date: 12/03/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Samuel Altman For For
ForForElect Director Susan C. Athey 1b
ForForElect Director A. George 'Skip' Battle 1c
ForForElect Director Chelsea Clinton 1d
ForForElect Director Barry Diller 1e
ForForElect Director Craig A. Jacobson 1f
ForForElect Director Victor A. Kaufman 1g
ForForElect Director Peter M. Kern 1h
ForForElect Director Dara Khosrowshahi 1i
ForForElect Director Mark D. Okerstrom 1j
ForForElect Director Alexander von Furstenberg 1k
ForForElect Director Julie Whalen 1l
ForForApprove Securities Transfer Restrictions 2a
ForForApprove Change-of-Control Clause 2b
ForForRatify Ernst & Young as Auditors 3
Page 308 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Henan Shuanghui Investment & Development Co., Ltd.
Meeting Date: 12/03/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For Against
ForForApprove Additional Daily Related Party Transactions
2
ForForApprove Remuneration Standard of Chairman of the Supervisory Board
3
Henderson Far East Income Ltd.
Meeting Date: 12/03/2019 Country: Jersey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorise Issue of Equity without Pre-emptive Rights
For For
Oil Co. LUKOIL PJSC
Meeting Date: 12/03/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends of RUB 192 per Share for First Nine Months of Fiscal 2019
For For
ForForApprove Remuneration of Directors 2
ForForApprove Remuneration of Members of Audit Commission
3
ForForApprove Charter in New Edition 4
ForForApprove Early Termination of Powers of Audit Commission
5
ForForAmend Regulations on General Meetings 6
Page 309 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Oil Co. LUKOIL PJSC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Regulations on Board of Directors 7
ForForAmend Regulations on Management 8
ForForCancel Regulations on Audit Commission 9
ForForApprove Reduction in Share Capital through Share Repurchase Program and Subsequent Share Cancellation
10
Oil Co. LUKOIL PJSC
Meeting Date: 12/03/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends of RUB 192 per Share for First Nine Months of Fiscal 2019
For For
ForForApprove Remuneration of Directors 2
ForForApprove Remuneration of Members of Audit Commission
3
ForForApprove Charter in New Edition 4
ForForApprove Early Termination of Powers of Audit Commission
5
ForForAmend Regulations on General Meetings 6
ForForAmend Regulations on Board of Directors 7
ForForAmend Regulations on Management 8
ForForCancel Regulations on Audit Commission 9
ForForApprove Reduction in Share Capital through Share Repurchase Program and Subsequent Share Cancellation
10
Shandong Chenming Paper Holdings Limited
Meeting Date: 12/03/2019 Country: China
Meeting Type: Special
Page 310 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shandong Chenming Paper Holdings Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Guarantee to a Subsidiary of the Company
For Against
ForForApprove Acceptance of Financial Subsidy and Related Party Transaction
2
ForForAmend Articles of Association 3
ForForAmend Rules and Procedures Regarding General Meetings of Shareholders
4
Shandong Chenming Paper Holdings Limited
Meeting Date: 12/03/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Guarantee to a Subsidiary of the Company
For Against
ForForApprove Acceptance of Financial Subsidy and Related Party Transaction
2
ForForAmend Articles of Association 3
ForForAmend Rules and Procedures Regarding General Meetings of Shareholders
4
Sichuan Languang Development Co., Ltd.
Meeting Date: 12/03/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of External Guarantee For For
ForForElect Jiang Shuping as Supervisor 2
Page 311 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Sophos Group Plc
Meeting Date: 12/03/2019 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Recommended Cash Acquisition of Sophos Group plc by Surf Buyer Limited
For For
Sophos Group Plc
Meeting Date: 12/03/2019 Country: United Kingdom
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Scheme of Arrangement For For
Unipro PJSC
Meeting Date: 12/03/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends of RUB 0.11 per Share for First Nine Months of Fiscal 2019
For For
ForForApprove Early Termination of Powers of Board of Directors
2
ForNoneElect Georgii Abdushelishvili as Director 3.1
ForNoneElect Anna Belova as Director 3.2
AgainstNoneElect David Bryson as Director 3.3
AgainstNoneElect Dr. Patrick Wolff as Director 3.4
ForNoneElect Oleg Viugin as Director 3.5
AgainstNoneElect Gunter Eckhardt Ruemmler as Director 3.6
AgainstNoneElect Reiner Hartmann as Director 3.7
Page 312 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Unipro PJSC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstNoneElect Andreas Schierenbeck as Director 3.8
ForNoneElect Maksim Shirokov as Director 3.9
Aberdeen Standard Asia Focus PLC
Meeting Date: 12/04/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForApprove Special Dividend 4
ForForRe-elect Nigel Cayzer as Director 5
ForForRe-elect Martin Gilbert as Director 6
AgainstForRe-elect Haruko Fukuda as Director 7
ForForRe-elect Viscount Dunluce as Director 8
ForForElect Charlotte Black as Director 9
ForForElect Deborah Guthrie as Director 10
ForForReappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration
11
ForForAuthorise Issue of Equity 12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
ForForAuthorise Market Purchase of Ordinary Shares 14
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
15
Atlassian Corporation Plc
Meeting Date: 12/04/2019 Country: United Kingdom
Meeting Type: Annual
Page 313 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Atlassian Corporation Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
AgainstForApprove Remuneration Policy 3
ForForAppoint Ernst & Young LLP as Auditors 4
ForForAuthorize Board to Fix Remuneration of Auditors
5
ForForElect Director Shona L. Brown 6
ForForElect Director Michael Cannon-Brookes 7
ForForElect Director Scott Farquhar 8
ForForElect Director Heather Mirjahangir Fernandez 9
ForForElect Director Sasan Goodarzi 10
ForForElect Director Jay Parikh 11
ForForElect Director Enrique Salem 12
ForForElect Director Steven Sordello 13
ForForElect Director Richard P. Wong 14
Greenland Holdings Corp. Ltd.
Meeting Date: 12/04/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve to Appoint Auditor For For
ForForApprove Provision of Guarantee 2
Impax Environmental Markets Plc
Meeting Date: 12/04/2019 Country: United Kingdom
Meeting Type: Special
Page 314 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Impax Environmental Markets Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorise Issue of Equity without Pre-emptive Rights
For For
Jiangxi Zhengbang Technology Co., Ltd.
Meeting Date: 12/04/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Increase in Loan Plan and Related Party Transactions
For For
AgainstForApprove Guarantee Provision Plan 2
ForForApprove Daily Related Party Transactions 3
ForForApprove Establishment of Shandong Zhengbang New and Old Kinetic Energy Conversion Equity Investment Fund Partnership (Limited Partnership)
4
Microsoft Corporation
Meeting Date: 12/04/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director William H. Gates, III For For
ForForElect Director Reid G. Hoffman 1.2
ForForElect Director Hugh F. Johnston 1.3
ForForElect Director Teri L. List-Stoll 1.4
ForForElect Director Satya Nadella 1.5
ForForElect Director Sandra E. Peterson 1.6
ForForElect Director Penny S. Pritzker 1.7
Page 315 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Microsoft Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Charles W. Scharf 1.8
ForForElect Director Arne M. Sorenson 1.9
ForForElect Director John W. Stanton 1.10
ForForElect Director John W. Thompson 1.11
ForForElect Director Emma N. Walmsley 1.12
ForForElect Director Padmasree Warrior 1.13
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
AgainstAgainstReport on Employee Representation on the Board of Directors
4
ForAgainstReport on Gender Pay Gap 5
Pandora AS
Meeting Date: 12/04/2019 Country: Denmark
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Peter A. Ruzicka as New Director For Do Not Vote
Do Not Vote
ForAuthorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities
2
Roan Resources, Inc.
Meeting Date: 12/04/2019 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For For
ForForAdvisory Vote on Golden Parachutes 2
Page 316 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Roan Resources, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAdjourn Meeting 3
Sangfor Technologies, Inc.
Meeting Date: 12/04/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect He Chaoxi as Non-Independent Director For Against
AgainstForElect Xiong Wu as Non-Independent Director 1.2
AgainstForElect Feng Yi as Non-Independent Director 1.3
ForForElect Hao Dan as Independent Director 2.1
ForForElect Wang Xiaojian as Independent Director 2.2
ForForElect Jiang Tao as Independent Director 2.3
ForForElect Zhou Chunhao as Supervisor 3.1
ForForElect Hu Haibin as Supervisor 3.2
ForForApprove Change in Registered Capital and Total Shares as well as Amend Articles of Association
4
Spectris Plc
Meeting Date: 12/04/2019 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Policy For For
ForForApprove Deferred Bonus Plan 2
ForForApprove Long Term Incentive Plan 3
ForForApprove Reward Plan 4
Page 317 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
TCL Corp.
Meeting Date: 12/04/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Related-party Transaction in Connection to Participation in Equity Investment Funds
For For
Telenet Group Holding NV
Meeting Date: 12/04/2019 Country: Belgium
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Intermediate Dividends of EUR 0.57 Per Share
For For
ForForAuthorize Implementation of Approved Resolution Re: Delegation of Powers
2
Telenet Group Holding NV
Meeting Date: 12/04/2019 Country: Belgium
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Cancellation of Repurchased Shares For For
TPG Telecom Limited
Meeting Date: 12/04/2019 Country: Australia
Meeting Type: Annual
Page 318 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
TPG Telecom Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Report For For
ForForElect Joseph Pang as Director 2
Aspen Pharmacare Holdings Ltd.
Meeting Date: 12/05/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2019
For For
ForForReceive and Note the Social & Ethics Committee Report
2
ForForRe-elect Kuseni Dlamini as Director 3.1
ForForElect Ben Kruger as Director 3.2
ForForElect Themba Mkhwanazi as Director 3.3
ForForRe-elect Babalwa Ngonyama as Director 3.4
ForForRe-elect David Redfern as Director 3.5
ForForRe-elect Sindi Zilwa as Director 3.6
ForForReappoint PricewaterhouseCoopers Inc as Auditors of the Company and Appoint Anastacia Tshesane as the Individual Registered Auditor
4
ForForRe-elect Linda de Beer as Member of the Audit & Risk Committee
5.1
ForForElect Ben Kruger as Member of the Audit & Risk Committee
5.2
ForForRe-elect Babalwa Ngonyama as Member of the Audit & Risk Committee
5.3
ForForRe-elect Sindi Zilwa as Member of the Audit & Risk Committee
5.4
ForForPlace Authorised but Unissued Shares under Control of Directors
6
ForForAuthorise Board to Issue Shares for Cash 7
Page 319 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Aspen Pharmacare Holdings Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Ratification of Approved Resolutions
8
ForForApprove Remuneration Policy 1
ForForApprove Remuneration Implementation Report
2
ForForApprove Fees of the Board Chairman 1.1a
ForForApprove Fees of the Board Members 1.1b
ForForApprove Fees of the Audit & Risk Committee Chairman
1.2a
ForForApprove Fees of the Audit & Risk Committee Members
1.2b
ForForApprove Fees of the Remuneration & Nomination Committee Chairman
1.3a
ForForApprove Fees of the Remuneration & Nomination Committee Members
1.3b
ForForApprove Fees of the Social & Ethics Committee Chairman
1.4a
ForForApprove Fees of the Social & Ethics Committee Members
1.4b
ForForApprove Financial Assistance in Terms of Section 45 of the Companies Act
2
AgainstForAuthorise Repurchase of Issued Share Capital 3
Baillie Gifford Japan Trust Plc
Meeting Date: 12/05/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Keith Falconer as Director 4
ForForRe-elect David Kidd as Director 5
ForForRe-elect Martin Paling as Director 6
ForForRe-elect Joanna Pitman as Director 7
Page 320 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Baillie Gifford Japan Trust Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Sharon Brown as Director 8
ForForReappoint KPMG LLP as Auditors 9
ForForAuthorise Board to Fix Remuneration of Auditors
10
ForForApprove Continuation of Company as Investment Trust
11
ForForAuthorise Issue of Equity 12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
ForForAuthorise Market Purchase of Ordinary Shares 14
BlackRock Greater Europe Investment Trust Plc
Meeting Date: 12/05/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Peter Baxter as Director 4
ForForRe-elect Davina Curling as Director 5
ForForRe-elect Eric Sanderson as Director 6
ForForRe-elect Paola Subacchi as Director 7
ForForReappoint Ernst & Young LLP as Auditors 8
ForForAuthorise the Audit and Management Engagement Committee to Fix Remuneration of Auditors
9
ForForAuthorise Issue of Equity 10
ForForAuthorise Issue of Equity without Pre-emptive Rights
11
ForForAuthorise Market Purchase of Ordinary Shares 12
ForForAuthorise Market Purchase of Share in Issue as at 31 May 2020 by Means of Tender Offer
13
Page 321 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
BlackRock Greater Europe Investment Trust Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Market Purchase of Share in Issue as at 30 November 2020 by Means of Tender Offer
14
China Aerospace Times Electronics Co., Ltd.
Meeting Date: 12/05/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Appointment of Financial Report Auditor
For For
ForForElect Song Shuqing as Non-Independent Director
2.1
ForForElect Zhao Xueyan as Non-Independent Director
2.2
Coloplast A/S
Meeting Date: 12/05/2019 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Accept Financial Statements and Statutory Reports
For Do Not Vote
Do Not Vote
ForApprove Allocation of Income and Dividends 3
Do Not Vote
ForApprove Remuneration Report 4
Do Not Vote
ForApprove Remuneration of Directors in the Amount of DKK 1.35 Million for Chairman, DKK 787,500 for Deputy Chairman, and DKK 450,000 for Other Directors; Approve Remuneration for Committee Work
5.1
Do Not Vote
ForApprove Update of the Company's Overall Guidelines for Incentive Pay to the Executive Management
5.2
Do Not Vote
ForAmend Articles Re: Annual General Meeting Agenda
5.3
Page 322 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Coloplast A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForAmend Articles Re: Participation on General Meetings
5.4
Do Not Vote
ForAuthorize Share Repurchase Program 5.5
Do Not Vote
ForReelect Lars Soren Rasmussen as Director 6.1
Do Not Vote
ForReelect Niels Peter Louis-Hansen as Director 6.2
Do Not Vote
ForReelect Birgitte Nielsen as Director 6.3
Do Not Vote
ForReelect Carsten Hellmann as Director 6.4
Do Not Vote
ForReelect Jette Nygaard-Andersen as Director 6.5
Do Not Vote
ForReelect Jorgen Tang-Jensen as Director 6.6
Do Not Vote
ForRatify PricewaterhouseCoopers as Auditors 7
Fleury SA
Meeting Date: 12/05/2019 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Deferred Bonus Plan For Do Not Vote
Do Not Vote
ForApprove Share Matching Plan 2
Do Not Vote
NoneIn the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call?
3
Gamuda Berhad
Meeting Date: 12/05/2019 Country: Malaysia
Meeting Type: Annual
Page 323 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Gamuda Berhad
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Directors' Fees For For
ForForApprove Remuneration of Directors (Excluding Directors' Fees)
2
AgainstForElect Lin Yun Ling as Director 3
ForForElect Afwida binti Tunku A. Malek as Director 4
ForForElect Nazli binti Mohd Khir Johari as Director 5
ForForApprove Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration
6
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
7
ForForAuthorize Share Repurchase Program 8
ForForAdopt New Constitution 1
Gamuda Berhad
Meeting Date: 12/05/2019 Country: Malaysia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of New Shares Under the Dividend Reinvestment Plan
For For
Henderson International Income Trust Plc
Meeting Date: 12/05/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
Page 324 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Henderson International Income Trust Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Simon Jeffreys as Director 3
ForForRe-elect Bill Eason as Director 4
ForForRe-elect Richard Hills as Director 5
ForForRe-elect Aidan Lisser as Director 6
ForForRe-elect Kasia Robinski as Director 7
ForForReappoint Grant Thornton UK LLP as Auditors 8
ForForAuthorise Board to Fix Remuneration of Auditors
9
ForForApprove the Company's Dividend Policy 10
ForForAuthorise Issue of Equity 11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Market Purchase of Ordinary Shares 13
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
14
Kin + Carta Plc
Meeting Date: 12/05/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForReappoint PricewaterhouseCoopers LLP as Auditors
4
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
5
ForForRe-elect J Schwan as Director 6
ForForElect Chris Kutsor as Director 7
ForForRe-elect David Bell as Director 8
ForForElect John Kerr as Director 9
Page 325 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Kin + Carta Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Michele Maher as Director 10
ForForRe-elect Nigel Pocklington as Director 11
ForForRe-elect Helen Stevenson as Director 12
ForForApprove US Employee Stock Purchase Plan 13
ForForAuthorise Issue of Equity 14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
16
ForForAuthorise Market Purchase of Ordinary Shares 17
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
18
MAS Real Estate, Inc.
Meeting Date: 12/05/2019 Country: Virgin Isl (UK)
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2019
For For
ForForReappoint PricewaterhouseCoopers LLC (PwC) as Auditors of the Company with Nicola Shepstone as the Designated Audit Partner
2
ForForRe-elect Glynnis Carthy as Director 3
AgainstForRe-elect Jaco Jansen as Director 4
AgainstForElect Melt Hamman as Director 5
AgainstForRe-elect Malcolm Levy as Director 6
ForForAuthorise Repurchase of Issued Share Capital 7
ForForAuthorise Board to Issue Shares for Cash 8
ForForApprove Remuneration Policy 9
ForForApprove Remuneration Implementation Report
10
AbstainForRe-elect Ron Spencer as Director 11
Page 326 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
MAS Real Estate, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AbstainForElect Werner Behrens as Director 12
MJ Gleeson Plc
Meeting Date: 12/05/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForRe-elect Stefan Allanson as Director 3
ForForRe-elect Dermot Gleeson as Director 4
ForForElect James Thomson as Director 5
ForForRe-elect James Ancell as Director 6
ForForRe-elect Christopher Mills as Director 7
ForForRe-elect Colin Dearlove as Director 8
ForForElect Fiona Goldsmith as Director 9
ForForElect Andrew Coppel as Director 10
ForForReappoint PricewaterhouseCoopers LLP as Auditors
11
ForForAuthorise Board to Fix Remuneration of Auditors
12
ForForApprove Remuneration Report 13
ForForApprove Remuneration Policy 14
ForForApprove Related Party Transaction with Hampton Investment Properties Ltd
15
ForForAuthorise Issue of Equity 16
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
18
ForForAuthorise Market Purchase of Ordinary Shares 19
Page 327 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
MJ Gleeson Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
20
Myriad Genetics, Inc.
Meeting Date: 12/05/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Mark C. Capone For For
ForForElect Director Heiner Dreismann 1.2
ForForElect Director Colleen F. Reitan 1.3
AgainstForAmend Restricted Stock Plan 2
ForForRatify Ernst & Young LLP as Auditors 3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
NMC Health Plc
Meeting Date: 12/05/2019 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorise Market Purchase of Ordinary Shares For For
ForForApprove Remuneration Policy 2
Noevir Holdings Co., Ltd.
Meeting Date: 12/05/2019 Country: Japan
Meeting Type: Annual
Page 328 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Noevir Holdings Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Okura, Hiroshi For For
ForForElect Director Okura, Takashi 1.2
ForForElect Director Yoshida, Ikko 1.3
ForForElect Director Kaiden, Yasuo 1.4
ForForElect Director Nakano, Masataka 1.5
ForForElect Director Tanaka, Sanae 1.6
ForForElect Director Kinami, Maho 1.7
ForForElect Director Abe, Emima 1.8
ForForAppoint Statutory Auditor Hamaguchi, Masayuki
2
Nufarm Limited
Meeting Date: 12/05/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report For For
ForForElect Donald McGauchie as Director 3a
ForForElect Toshikazu Takasaki as Director 3b
ForForApprove Proportional Takeover Provisions 4
ForForApprove Sale of Nufarm South America and Acquisition of the Preference Securities from Sumitomo Chemical Company Limited
5
OFILM Group Co., Ltd.
Meeting Date: 12/05/2019 Country: China
Meeting Type: Special
Page 329 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
OFILM Group Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Equity Disposal and Related Party Transactions
For For
ForForApprove Bank Credit Line and Guarantee 2
Ruffer Investment Co. Ltd.
Meeting Date: 12/05/2019 Country: Guernsey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chairman of Meeting For For
ForForAccept Financial Statements and Statutory Reports
2
ForForRatify Deloitte LLP as Auditors 3
ForForAuthorise Board to Fix Remuneration of Auditors
4
ForForRe-elect Ashe Windham as Director 5
ForForRe-elect John Baldwin as Director 6
ForForRe-elect Jill May as Director 7
ForForRe-elect Christopher Russell as Director 8
ForForRe-elect David Staples as Director 9
ForForApprove Dividend Policy 10
ForForAuthorise Market Purchase of Unclassified Shares
11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
Softcat Plc
Meeting Date: 12/05/2019 Country: United Kingdom
Meeting Type: Annual
Page 330 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Softcat Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForApprove Final Dividend 4
ForForApprove Special Dividend 5
ForForRe-elect Graeme Watt as Director 6
ForForRe-elect Martin Hellawell as Director 7
ForForRe-elect Graham Charlton as Director 8
ForForRe-elect Vin Murria as Director 9
ForForRe-elect Peter Ventress as Director 10
ForForElect Robyn Perriss as Director 11
ForForElect Karen Slatford as Director 12
ForForReappoint Ernst & Young LLP as Auditors 13
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
14
ForForAuthorise EU Political Donations and Expenditure
15
ForForAuthorise Issue of Equity 16
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
18
ForForAuthorise Market Purchase of Ordinary Shares 19
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
20
Vail Resorts, Inc.
Meeting Date: 12/05/2019 Country: USA
Meeting Type: Annual
Page 331 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Vail Resorts, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Susan L. Decker For For
ForForElect Director Robert A. Katz 1b
ForForElect Director John T. Redmond 1c
ForForElect Director Michele Romanow 1d
ForForElect Director Hilary A. Schneider 1e
ForForElect Director D. Bruce Sewell 1f
ForForElect Director John F. Sorte 1g
ForForElect Director Peter A. Vaughn 1h
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vinacapital Vietnam Opportunity Fund Ltd. (United Kingdom)
Meeting Date: 12/05/2019 Country: Guernsey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForRatify PricewaterhouseCoopers CI LLP as Auditors
3
ForForAuthorise Board to Fix Remuneration of Auditors
4
ForForRe-elect Steven Bates as Director 5
ForForRe-elect Thuy Dam as Director 6
ForForRe-elect Huw Evans as Director 7
ForForRe-elect Julian Healy as Director 8
ForForElect Kathryn Matthews as Director 9
ForForApprove Dividend Policy 10
Page 332 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Vinacapital Vietnam Opportunity Fund Ltd. (United Kingdom)
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Market Purchase of Ordinary Shares 11
ForForAuthorise Issue of Equity 12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
Western Mining Co., Ltd.
Meeting Date: 12/05/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Capital Injection for Wholly-owned Subsidiary
For For
ForForApprove Appointment of Auditor and Confirmation of Remuneration
2
ForForElect Luo Yichong as Non-Independent Director
3
Adyen NV
Meeting Date: 12/06/2019 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect Mariette Bianca Swart to Management Board
For For
ForForElect Kamran Zaki to Management Board 3
African Rainbow Minerals Ltd.
Meeting Date: 12/06/2019 Country: South Africa
Meeting Type: Annual
Page 333 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
African Rainbow Minerals Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Re-elect Frank Abbott as Director For For
ForForRe-elect Mike Arnold as Director 2
ForForRe-elect David Noko as Director 3
ForForRe-elect Jan Steenkamp as Director 4
ForForReappoint Ernst & Young Inc as Auditors of the Company and Appoint PD Grobbelaar as the Designated Auditor
5
ForForRe-elect Tom Boardman as Chairman of the Audit and Risk Committee
6.1
ForForRe-elect Dr Manana Bakane-Tuoane as Member of the Audit and Risk Committee
6.2
ForForRe-elect Anton Botha as Member of the Audit and Risk Committee
6.3
ForForRe-elect Alex Maditsi as Member of the Audit and Risk Committee
6.4
ForForRe-elect Dr Rejoice Simelane as Member of the Audit and Risk Committee
6.5
ForForApprove Remuneration Policy 7
ForForApprove Remuneration Implementation Report
8
ForForPlace Authorised but Unissued Shares under Control of Directors
9
ForForAuthorise Board to Issue Shares for Cash 10
ForForApprove the Annual Retainer Fees for Non-executive Directors
11.1
ForForApprove the Fees for Attending Board Meetings
11.2
ForForApprove the Committee Attendance Fees for Non-executive Directors
12
ForForApprove Financial Assistance in Terms of Section 44 of the Companies Act
13
ForForApprove Financial Assistance in Terms of Section 45 of the Companies Act
14
ForForAuthorise Issue of Shares in Connection with the Share or Employee Incentive Schemes
15
ForForAuthorise Repurchase of Issued Share Capital 16
Page 334 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Altium Limited
Meeting Date: 12/06/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report For For
ForForElect Raelene Murphy as Director 3
ForForApprove Renewal of Proportional Takeover Provisions
4
Associated British Foods Plc
Meeting Date: 12/06/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForApprove Final Dividend 4
ForForRe-elect Emma Adamo as Director 5
ForForRe-elect Graham Allan as Director 6
ForForRe-elect John Bason as Director 7
ForForRe-elect Ruth Cairnie as Director 8
ForForRe-elect Wolfhart Hauser as Director 9
ForForRe-elect Michael McLintock as Director 10
ForForRe-elect Richard Reid as Director 11
ForForRe-elect George Weston as Director 12
ForForReappoint Ernst & Young LLP as Auditors 13
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
14
ForForAuthorise Political Donations and Expenditure 15
ForForAuthorise Issue of Equity 16
Page 335 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Associated British Foods Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
18
Azure Power Global Limited
Meeting Date: 12/06/2019 Country: Mauritius
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1.1 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
For Against
AgainstForApprove that Section 55 of the Companies Act of Mauritius Shall Not Apply to the Issuance of Shares
1.2.1
Beijing Shunxin Agriculture Co., Ltd.
Meeting Date: 12/06/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
AgainstForElect Li Yinglin as Non-independent Director 2.1
AgainstForElect Wang Jinming as Non-independent Director
2.2
AgainstForElect Song Kewei as Non-independent Director
2.3
AgainstForElect Li Qiusheng as Non-independent Director
2.4
AgainstForElect Lin Jinkai as Non-independent Director 2.5
AgainstForElect Kang Tao as Non-independent Director 2.6
ForForElect Lu Guihua as Independent Director 3.1
ForForElect Chen Yixin as Independent Director 3.2
Page 336 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Beijing Shunxin Agriculture Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Zhan Feiyang as Independent Director 3.3
ForForElect Yuan Zhende as Supervisor 4.1
ForForElect Zeng Shuping as Supervisor 4.2
BGI Genomics Co., Ltd.
Meeting Date: 12/06/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Finance Lease and Provision of Related Guarantee
For For
China Meheco Group Co., Ltd.
Meeting Date: 12/06/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Change of Auditor For For
China National Chemical Engineering Co., Ltd.
Meeting Date: 12/06/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association For For
ForForElect Xu Wanming as Supervisor 2.1
ForForElect Fan Junsheng as Supervisor 2.2
Page 337 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China United Network Communications Ltd.
Meeting Date: 12/06/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Related Party Transaction For Against
ForForElect Wang Haifeng as Non-independent Director
2
ForForApprove Repurchase and Cancellation of Performance Shares
3
ForForApprove Reduce Registered Capital, Amend Articles of Association and Handle Business Registration Matters
4
Copart, Inc.
Meeting Date: 12/06/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Willis J. Johnson For For
ForForElect Director A. Jayson Adair 1.2
ForForElect Director Matt Blunt 1.3
ForForElect Director Steven D. Cohan 1.4
ForForElect Director Daniel J. Englander 1.5
ForForElect Director James E. Meeks 1.6
ForForElect Director Thomas N. Tryforos 1.7
ForForElect Director Diane M. Morefield 1.8
ForForElect Director Stephen Fisher 1.9
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
Page 338 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Detsky Mir PJSC
Meeting Date: 12/06/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends of RUB 5.06 per Share for First Nine Months of Fiscal 2019
For For
Fidelity Asian Values Plc
Meeting Date: 12/06/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForRe-elect Kate Bolsover as Director 3
ForForElect Clare Brady as Director 4
ForForRe-elect Timothy Scholefield as Director 5
ForForRe-elect Philip Smiley as Director 6
ForForRe-elect Grahame Stott as Director 7
ForForRe-elect Michael Warren as Director 8
ForForApprove Remuneration Report 9
ForForReappoint Ernst & Young LLP as Auditors 10
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForAuthorise Issue of Equity 12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
ForForAuthorise Market Purchase of Ordinary Shares 14
ForForApprove Changes to the Company's Investment Objectives and Investment Policy
15
Page 339 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
FIH Mobile Limited
Meeting Date: 12/06/2019 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Purchase Transaction, the Supplemental Purchase Agreement and the Relevant Annual Caps
For For
ForForApprove Non-real Property Lease Expense Transaction, the Supplemental Non-real Property Lease Expense Agreement and the Relevant Annual Caps
2
ForForApprove Consolidated Services and Sub-contracting Expense Transaction, the Supplemental Consolidated Services and Sub-contracting Expense Agreement and the Relevant Annual Caps
3
ForForApprove Equipment Purchase Transaction, the Supplemental Equipment Purchase Agreement and the Relevant Annual Caps
4
ForForApprove Product Sales Transaction, the Supplemental Product Sales Agreement and the Relevant Annual Caps
5
ForForApprove Sub-contracting Income Transaction, the Supplemental Sub-contracting Income Agreement and the Relevant Annual Caps
6
Fortress REIT Ltd.
Meeting Date: 12/06/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Susan Ludolph as Director For For
ForForElect Vuyiswa Mutshekwane as Director 1.2
ForForElect Ian Vorster as Director 1.3
ForForElect Donnovan Pydigadu as Director 1.4
ForForRe-elect Bongiwe Njobe as Director 2
ForForRe-elect Djurk Venter as Director 3
Page 340 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Fortress REIT Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Robin Lockhart-Ross as Member of the Audit Committee
4.1
ForForElect Susan Ludolph as Member of the Audit Committee
4.2
ForForRe-elect Jan Potgieter as Member of the Audit Committee
4.3
ForForRe-elect Djurk Venter as Member of the Audit Committee
4.4
ForForReappoint Deloitte & Touche as Auditors of the Company with Leon Taljaard as the Designated Audit Partner
5
ForForAuthorise Board to Issue Shares for Cash 6
ForForApprove Financial Assistance in Terms of Section 45 of the Companies Act
1
ForForAuthorise Repurchase of Equal Number FFA Shares and FFB Shares
2.1
ForForAuthorise Repurchase of the FFA Shares 2.2
ForForAuthorise Repurchase of the FFB Shares 2.3
ForForApprove Financial Assistance for the Purchase of Subscription for its Shares to a BEE Entity
3
ForForApprove Non-executive Directors' Remuneration
4
ForForAuthorise Ratification of Approved Resolutions
7
ForForApprove Remuneration Policy 1
ForForApprove Remuneration Implementation Report
2
Fortress REIT Ltd.
Meeting Date: 12/06/2019 Country: South Africa
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Conditional Share Plan For For
ForForAuthorise Issue of Shares in Terms of Section 41(1) of the Companies Act in Respect of the Conditional Share Plan
1
Page 341 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Fortress REIT Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Ratification of Approved Resolutions
2
Hytera Communications Corp. Ltd.
Meeting Date: 12/06/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Chen Qingzhou as Non-Independent Director
For Against
AgainstForElect Jiang Yelin as Non-Independent Director 1.2
AgainstForElect Zeng Hua as Non-Independent Director 1.3
AgainstForElect Wu Mei as Non-Independent Director 1.4
AgainstForElect Xu Nuo as Non-Independent Director 1.5
AgainstForElect Peng Jianfeng as Non-Independent Director
1.6
ForForElect Kong Xiangyun as Independent Director 2.1
ForForElect Chen Zhi as Independent Director 2.2
ForForElect Kong Ying as Independent Director 2.3
ForForElect Wang Zhuo as Supervisor 3.1
ForForElect Luo Junping as Supervisor 3.2
ForForApprove Appointment of Auditor 4
ForForApprove Transfer of Equity and Related Party Transactions
5
Jiangsu Yangnong Chemical Co., Ltd.
Meeting Date: 12/06/2019 Country: China
Meeting Type: Special
Page 342 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Jiangsu Yangnong Chemical Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Tan Hengde as Non-Independent Director
For For
ForForApprove Loan Application 2
ForForApprove Acquisition Agreement 3
ForForApprove Signing of Processing and Purchase Agreement
4
Jiangsu Zhongnan Construction Group Co., Ltd.
Meeting Date: 12/06/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Related Party Transaction in Connection to Equity Acquisition Agreement
For For
ForForApprove Financial Assistance Related Matters 2
ForForApprove Provision of Guarantee to Huai'an Jinxi Real Estate and Other 4 Companies
3.1
ForForApprove Provision of Guarantee to Ningbo Hesheng Investment Management Co., Ltd.
3.2
Joincare Pharmaceutical Group Industry Co., Ltd.
Meeting Date: 12/06/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve to Appoint Auditor For For
ForForElect Lin Nanqi as Non-independent Director 2
Page 343 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Lens Technology Co., Ltd.
Meeting Date: 12/06/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve to Appoint Auditor For For
Medtronic plc
Meeting Date: 12/06/2019 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Richard H. Anderson For For
ForForElect Director Craig Arnold 1b
ForForElect Director Scott C. Donnelly 1c
ForForElect Director Andrea J. Goldsmith 1d
ForForElect Director Randall J. Hogan, III 1e
ForForElect Director Omar Ishrak 1f
ForForElect Director Michael O. Leavitt 1g
ForForElect Director James T. Lenehan 1h
ForForElect Director Geoffrey S. Martha 1i
ForForElect Director Elizabeth G. Nabel 1j
ForForElect Director Denise M. O'Leary 1k
ForForElect Director Kendall J. Powell 1l
ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForRenew the Board's Authority to Issue Shares Under Irish Law
4
ForForRenew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law
5
Page 344 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Medtronic plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Overseas Market Purchases of Ordinary Shares
6
MSG Networks Inc.
Meeting Date: 12/06/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Joseph J. Lhota For For
ForForElect Director Joel M. Litvin 1.2
ForForElect Director John L. Sykes 1.3
ForForRatify KPMG LLP as Auditors 2
ForForAmend Non-Employee Director Omnibus Stock Plan
3
NAURA Technology Group Co., Ltd.
Meeting Date: 12/06/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
ForForAmend Rules and Procedures Regarding General Meetings of Shareholders
2
ForForAmend Rules and Procedures Regarding Meetings of Board of Directors
3
ForForAmend Investment Decision Management System
4
ForForAmend Related-Party Transaction Management System
5
ForForAmend Rules and Procedures Regarding Meetings of Board of Supervisors
6
AgainstForElect Zhao Jinrong as Non-Independent Director
7.1
Page 345 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
NAURA Technology Group Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForElect Pan Jinfeng as Non-Independent Director
7.2
AgainstForElect Tao Haihong as Non-Independent Director
7.3
AgainstForElect Xu Tao as Non-Independent Director 7.4
AgainstForElect Zhang Jianhui as Non-Independent Director
7.5
AgainstForElect Yang Zhengfan as Non-Independent Director
7.6
AgainstForElect Wang Liang as Non-Independent Director
7.7
ForForElect Liu Yue as Independent Director 7.8
ForForElect Wu Xibin as Independent Director 7.9
ForForElect Chen Shenghua as Independent Director 7.10
ForForElect Wu Hanming as Independent Director 7.11
ForForElect Zhao Xuexin as Supervisor 8.1
ForForElect Lv Yumei as Supervisor 8.2
ForForApprove Allowance of Independent Directors 9
Premier, Inc.
Meeting Date: 12/06/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Susan D. DeVore For For
ForForElect Director Jody R. Davids 1.2
ForForElect Director Peter S. Fine 1.3
ForForElect Director David H. Langstaff 1.4
ForForElect Director Marvin R. O'Quinn 1.5
ForForRatify Ernst & Young LLP as Auditors 2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Page 346 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Vedanta Limited
Meeting Date: 12/06/2019 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Krishnamurthi Venkataramanan to Continue Office as Non-Executive Independent Director
For For
ForForReelect Krishnamurthi Venkataramanan as Director
2
Vedanta Limited
Meeting Date: 12/06/2019 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Krishnamurthi Venkataramanan to Continue Office as Non-Executive Independent Director
For For
ForForReelect Krishnamurthi Venkataramanan as Director
2
Washington H. Soul Pattinson and Company Limited
Meeting Date: 12/06/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report For For
AgainstForElect Robert Dobson Millner as Director 3a
ForForElect Warwick Martin Negus as Director 3b
ForForApprove Grant of Performance Rights to Todd James Barlow
4
Page 347 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Whitbread Plc
Meeting Date: 12/06/2019 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Policy For Against
AgainstForApprove Restricted Share Plan 2
Wuchan Zhongda Group Co., Ltd.
Meeting Date: 12/06/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association For Against
AgainstForElect Zhang Zuoxue as Non-Independent Director
2.1
AgainstForElect Lin Ruijin as Non-Independent Director 2.2
Xinjiang Zhongtai Chemical Co., Ltd.
Meeting Date: 12/06/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Approve Provision of Guarantee to Xinjiang Zhongtai Textile Group Co., Ltd.
For For
ForForApprove Guarantee Provision by Xinjiang Zhongtai Textile Group Co., Ltd. to Xinjiang Fuli Zhenlun Cotton Textile Co., Ltd.
1.2
ForForApprove Guarantee Provision by Company to Xinjiang Fuli Zhenlun Cotton Textile Co., Ltd.
1.3
ForForApprove Provision of Guarantee to Bazhou Taichang Pulp Co., Ltd.
1.4
AgainstForApprove Provision of Guarantee to Bazhou Jinfu Special Yarn Co., Ltd.
1.5
Page 348 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Xinjiang Zhongtai Chemical Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Provision of Counter Guarantee and Related Party Transactions
2
AgainstForApprove Capital Injection Agreement and Related Party Transactions
3
Mahindra & Mahindra Financial Services Limited
Meeting Date: 12/08/2019 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Arvind V. Sonde as Director For For
ForForReelect Chandrashekhar Bhave as Director 2
ForForApprove Revision in the Scale of Salary of Ramesh Iyer as Managing Director Designated as Vice-Chairman & Managing Director
3
Sahara International Petrochemical Co.
Meeting Date: 12/08/2019 Country: Saudi Arabia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Khalid Al Zamil as Director None For
ForNoneElect Riyadh Idrees as Director 1.2
ForNoneElect Ayidh Al Qarni as Director 1.3
AbstainNoneElect Abdulrahman Al Zamil as Director 1.4
ForNoneElect Fahad Al Rajhi as Director 1.5
ForNoneElect Ziad Al Turki as Director 1.6
AbstainNoneElect Khalid Al Shweiar as Director 1.7
AbstainNoneElect Saeed Al Issai as Director 1.8
AbstainNoneElect Ahmed Al Dhweian as Director 1.9
ForNoneElect Bandar Massoudi as Director 1.10
Page 349 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Sahara International Petrochemical Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForNoneElect Sami Zidan as Director 1.11
ForNoneElect Salih Bahamdan as Director 1.12
AbstainNoneElect Salih Al Humeidan as Director 1.13
AbstainNoneElect Sami Al Omar as Director 1.14
AbstainNoneElect Huseein bin Hafidh as Director 1.15
ForNoneElect Thamir Al Wadai as Director 1.16
ForNoneElect Fahad Al Shammari as Director 1.17
AbstainNoneElect Mohammed Al Ghamdi as Director 1.18
AbstainNoneElect Salih Al Yami as Director 1.19
AbstainNoneElect Mohammed bin Ali as Director 1.20
AbstainNoneElect Wael Al Bassam as Director 1.21
AbstainNoneElect Raad Al Qahtani as Director 1.22
AbstainNoneElect Abdulaziz bin Dael as Director 1.23
AbstainNoneElect Abdullah Al Sabeel as Director 1.24
AbstainNoneElect Nabeel Manqash as Director 1.25
AbstainNoneElect Mohammed Al Moammar as Director 1.26
AbstainNoneElect Youssif Al Zamil as Director 1.27
AbstainNoneElect Ibrahim Al Oteibi as Director 1.28
AbstainNoneElect Saeed Basamah as Director 1.29
AbstainNoneElect Adil Al Shayea as Director 1.30
AbstainNoneElect Aziz Al Inizi as Director 1.31
AbstainNoneElect Turki Al Rajhi as Director 1.32
ForNoneElect Waleed Baamarouf as Director 1.33
AbstainNoneElect Muneer Al Sagheer as Director 1.34
AbstainNoneElect Mohammed Al Oteibi as Director 1.35
AbstainNoneElect Zein Al Imam as Director 1.36
ForForElect Members of Audit Committee, Approve its Charter and the Remuneration of Its Members
2
ForForElect Ayidh Al Qarni as Member of Audit Committee
3
ForForElect Khalid Al Zamil as Director 4
Page 350 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Sahara International Petrochemical Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Increase of Auditors' Remuneration Re: Workload for Q2, Q3, Q4 for FY 2019 and Q1 for FY 2020
5
ForForApprove Audit Committee Charter 6
1-800-FLOWERS.COM, Inc.
Meeting Date: 12/09/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Geralyn R. Breig For For
ForForElect Director Celia R. Brown 1.2
ForForElect Director James A. Cannavino 1.3
ForForElect Director Eugene F. DeMark 1.4
ForForElect Director Leonard J. Elmore 1.5
ForForElect Director Adam Hanft 1.6
ForForElect Director Sean Hegarty 1.7
ForForElect Director Christopher G. McCann 1.8
ForForElect Director James F. McCann 1.9
ForForElect Director Katherine Oliver 1.10
ForForElect Director Larry Zarin 1.11
ForForRatify BDO USA, LLP as Auditors 2
Azul SA
Meeting Date: 12/09/2019 Country: Brazil
Meeting Type: Special
Page 351 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Azul SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Cooperation Agreement between Azul Linhas Aereas Brasileiras SA and TAP - Transportes Aereos Portugueses SA
For Do Not Vote
China National Building Material Company Limited
Meeting Date: 12/09/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Zhan Yanjing as Director and Authorize Board to Fix Her Remuneration
For For
AgainstForApprove Financial Services Framework Agreement, Provision of Deposit Services, the Caps of the Deposit Services and Related Transactions
2
Financial Street Holdings Co., Ltd.
Meeting Date: 12/09/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Assistance Provision For For
IHH Healthcare Berhad
Meeting Date: 12/09/2019 Country: Malaysia
Meeting Type: Special
Page 352 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
IHH Healthcare Berhad
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Proposed Acquisition For For
Kroton Educacional SA
Meeting Date: 12/09/2019 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Change Company Name to Cogna Educacao S.A. and Amend Article 1 Accordingly
For For
ForForAmend Articles 2
ForForFix Number of Directors at Seven 3
ForNoneDo You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
4
ForForElect Directors 5
AgainstNoneIn Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
6
ForNoneIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?
7
AbstainNonePercentage of Votes to Be Assigned - Elect Evando Jose Neiva as Director
8.1
ForNonePercentage of Votes to Be Assigned - Elect Juliana Rozenbaum Munemori as Director
8.2
AbstainNonePercentage of Votes to Be Assigned - Elect Luiz Antonio de Moraes Carvalho as Director
8.3
AbstainNonePercentage of Votes to Be Assigned - Elect Nicolau Ferreira Chacur as Director
8.4
AbstainNonePercentage of Votes to Be Assigned - Elect Rodrigo Calvo Galindo as Director
8.5
AbstainNonePercentage of Votes to Be Assigned - Elect Thiago dos Santos Piau as Director
8.6
AbstainNonePercentage of Votes to Be Assigned - Elect Walfrido Silvino dos Mares Guia Neto as Director
8.7
Page 353 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Livzon Pharmaceutical Group Inc.
Meeting Date: 12/09/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Grant Thornton (Special General Partnership) as Auditor and Authorize Board to Fix Their Remuneration
For For
Livzon Pharmaceutical Group Inc.
Meeting Date: 12/09/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Grant Thornton (Special General Partnership) as Auditor and Authorize Board to Fix Their Remuneration
For For
Lupin Limited
Meeting Date: 12/09/2019 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Divestment of the Entire Interest in Kyowa Pharmaceutical Industry Co. Limited, Japan by Nanomi B.V., Netherlands to Plutus Ltd., Japan
For For
Palo Alto Networks, Inc.
Meeting Date: 12/09/2019 Country: USA
Meeting Type: Annual
Page 354 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Palo Alto Networks, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Asheem Chandna For For
ForForElect Director James J. Goetz 1b
ForForElect Director Mark D. McLaughlin 1c
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
PT Bank Mandiri (Persero) Tbk
Meeting Date: 12/09/2019 Country: Indonesia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Changes in Board of Company For Against
Sealand Securities Co., Ltd.
Meeting Date: 12/09/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Extension of Resolution Validity Period of Rights Issuance
For For
ForForApprove Extension of Authorization Period of Board to Handle All Matters Related to the Rights Issuance
2
Tebian Electric Apparatus Stock Co., Ltd.
Meeting Date: 12/09/2019 Country: China
Meeting Type: Special
Page 355 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Tebian Electric Apparatus Stock Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Investment in a Project For For
Will Semiconductor Co., Ltd. Shanghai
Meeting Date: 12/09/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Repurchase and Cancellation of Performance Shares
For For
ForForAmend Articles of Association 2
ForForApprove Completed Fund-raising Investment Project and Use Its Remaining Raised Funds to Replenish Working Capital
3
Yango Group Co., Ltd.
Meeting Date: 12/09/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Guarantee for Shanghai Hanxin Enterprise Management Co., Ltd.
For For
ForForApprove Provision of Guarantee for Fuzhou Haiguang Rongchuang Real Estate Co., Ltd.
2
ForForApprove Provision of Guarantee for Jurong Xuanyin Real Estate Co., Ltd.
3
ForForApprove Purchase Receivables for Financing of Fundamental Assets
4
Page 356 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Zhejiang Dingli Machinery Co., Ltd.
Meeting Date: 12/09/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Application of Credit Lines For For
ForForApprove Guarantee Provision Plan 2
ForForApprove Amendments to Articles of Association
3
ForForApprove Daily Related Party Transactions 4
Aluminum Corporation of China Limited
Meeting Date: 12/10/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association, Rules and Procedures Regarding General Meetings of Shareholders, Board and Supervisory Committee
For For
AgainstForApprove Proposed Subscription for the A Shares of Yunnan Aluminum to be Issued Through Non-Public Offering
2
ForForElect Ou Xiaowu as Supervisor 3
Aluminum Corporation of China Limited
Meeting Date: 12/10/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association, Rules and Procedures Regarding General Meetings of Shareholders, Board and Supervisory Committee
For For
Page 357 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Aluminum Corporation of China Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Proposed Subscription for the A Shares of Yunnan Aluminum to be Issued Through Non-Public Offering
2
ForForElect Ou Xiaowu as Supervisor 3.1
Bank of Queensland Ltd.
Meeting Date: 12/10/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect John Lorimer as Director For For
ForForElect Warwick Negus as Director 2b
ForForElect Karen Penrose as Director 2c
ForForElect Patrick Allaway as Director 2d
ForForElect Kathleen Bailey-Lord as Director 2e
ForForApprove Grant of Performance Award Rights to George Frazis
3
ForForApprove Remuneration Report 4
Bellway Plc
Meeting Date: 12/10/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Paul Hampden Smith as Director 4
ForForRe-elect Jason Honeyman as Director 5
ForForRe-elect Keith Adey as Director 6
Page 358 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Bellway Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Denise Jagger as Director 7
ForForRe-elect Jill Caseberry as Director 8
ForForRe-elect Ian McHoul as Director 9
ForForReappoint KPMG LLP as Auditors 10
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
11
ForForAuthorise Issue of Equity 12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
14
ForForAuthorise Market Purchase of Ordinary Shares 15
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
16
Cisco Systems, Inc.
Meeting Date: 12/10/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director M. Michele Burns For For
ForForElect Director Wesley G. Bush 1b
ForForElect Director Michael D. Capellas 1c
ForForElect Director Mark Garrett 1d
ForForElect Director Kristina M. Johnson 1e
ForForElect Director Roderick C. McGeary 1f
ForForElect Director Charles H. Robbins 1g
ForForElect Director Arun Sarin 1h
ForForElect Director Brenton L. Saunders 1i
ForForElect Director Carol B. Tome 1j
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Page 359 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Cisco Systems, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify PricewaterhouseCoopers LLP as Auditors
3
ForAgainstRequire Independent Board Chairman 4
COSCO SHIPPING Ports Limited
Meeting Date: 12/10/2019 Country: Bermuda
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the New Financial Services Master Agreement and the Deposit Transactions, the Proposed Annual Cap Amounts and Related Transactions
For Against
First Capital Realty Inc.
Meeting Date: 12/10/2019 Country: Canada
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Conversion to Publicly Traded Real Estate Investment Trust
For For
Guangzhou Haige Communications Group Inc. Co.
Meeting Date: 12/10/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Li Tiegang as Non-independent Director For Against
AgainstForElect Liu Yan as Non-independent Director 1.2
Page 360 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Guangzhou Haige Communications Group Inc. Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Amendments to Articles of Association to Expand Business Scope
2
Huazhu Group Limited
Meeting Date: 12/10/2019 Country: Cayman Islands
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Ratify Deloitte Touche Tohmatsu Certified Public Accountants LLP as Auditors
For For
ForForElect Director Min (Jenny) Zhang 2
ForForAuthorize Board to Ratify and Execute Approved Resolutions
3
Ping An Insurance (Group) Co. of China Ltd.
Meeting Date: 12/10/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.01 Elect Xie Yonglin as Director For For
ForForElect Tan Sin Yin as Director 1.02
ForForAmend Articles of Association 2
Ping An Insurance (Group) Co. of China Ltd.
Meeting Date: 12/10/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.01 Elect Xie Yonglin as Director For For
Page 361 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Ping An Insurance (Group) Co. of China Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Tan Sin Yin as Director 1.02
ForForAmend Articles of Association 2
Shanxi Lu'An Environmental Energy Development Co., Ltd.
Meeting Date: 12/10/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Guarantee For For
ForForApprove Equity Acquisition 2
Sinopec Shanghai Petrochemical Company Limited
Meeting Date: 12/10/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Mutual Product Supply and Sale Services Framework Agreement (2020-2022), Continuing Connected Transactions, Annual Caps and Related Transactions
For For
ForForApprove Comprehensive Services Framework Agreement (2020- 2022), Continuing Connected Transactions, Annual Caps and Related Transactions
2
Sinopec Shanghai Petrochemical Company Limited
Meeting Date: 12/10/2019 Country: China
Meeting Type: Special
Page 362 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Sinopec Shanghai Petrochemical Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Mutual Product Supply and Sale Services Framework Agreement (2020-2022), Continuing Connected Transactions, Annual Caps and Related Transactions
For For
ForForApprove Comprehensive Services Framework Agreement (2020- 2022), Continuing Connected Transactions, Annual Caps and Related Transactions
2
Barry Callebaut AG
Meeting Date: 12/11/2019 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
3.1 Accept Annual Report For For
AgainstForApprove Remuneration Report 3.2
ForForAccept Financial Statements and Consolidated Financial Statements
3.3
ForForApprove Allocation of Income and Dividends of CHF 26.00 per Share
4
ForForApprove Discharge of Board and Senior Management
5
ForForReelect Patrick De Maeseneire as Director 6.1.1
ForForReelect Fernando Aguirre as Director 6.1.2
ForForReelect Suja Chandrasekaran as Director 6.1.3
ForForReelect Angela Wei Dong as Director 6.1.4
AgainstForReelect Nicolas Jacobs as Director 6.1.5
ForForReelect Elio Sceti as Director 6.1.6
ForForReelect Timothy Minges as Director 6.1.7
ForForReelect Markus Neuhaus as Director 6.1.8
ForForElect Patrick De Maeseneire as Board Chairman
6.2
ForForAppoint Fernando Aguirre as Member of the Compensation Committee
6.3.1
Page 363 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Barry Callebaut AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAppoint Suja Chandrasekaran as Member of the Compensation Committee
6.3.2
ForForAppoint Elio Sceti as Member of the Compensation Committee
6.3.3
ForForAppoint Timothy Minges as Member of the Compensation Committee
6.3.4
ForForDesignate Keller KLG as Independent Proxy 6.4
ForForRatify KPMG AG as Auditors 6.5
ForForApprove Remuneration of Board of Directors in the Amount of CHF 2.2 Million and 2,190 Shares
7.1
ForForApprove Fixed Remuneration of Executive Committee in the Amount of CHF 6.5 Million
7.2
AgainstForApprove Variable Remuneration of Executive Committee in the Amount of CHF 19.7 Million
7.3
AgainstForTransact Other Business (Voting) 8
Barry Callebaut AG
Meeting Date: 12/11/2019 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Share Re-registration Consent For For
Shanxi Xinghuacun Fen Wine Factory Co., Ltd.
Meeting Date: 12/11/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Equity Acquisition of Shanxi Xinghuacun Fenjiu Group Co.,Ltd. Fenqing Branch
For For
ForForApprove Asset Acquisition of Shanxi Xinghuacun Fenjiu Group Co.,Ltd.
2
Page 364 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shanxi Xinghuacun Fen Wine Factory Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Equity Acquisition of Shanxi Xinghuacun Fenjiu Sales Co.,Ltd.
3
ForForApprove Equity Acquisition of Shanxi Xinghuacun Bamboo Leaf Green Wine Marketing Co., Ltd.
4
ForForApprove Asset Acquisition of Shanxi Xinghuacun Fenjiu Group Baoquan Welfare Co., Ltd.
5
ForForApprove Acquisition of Land Use Rights of Shanxi Xinghuacun Fenjiu Group Co.,Ltd.
6
ForForApprove Asset Acquisition of Shanxi Xinghuacun Yiquanyong Wine Co., Ltd.
7
AgainstForElect Li Qiuxi as Non-Independent Director 8.1
ForForElect Tan Zhongbao as Non-Independent Director
8.2
AgainstForElect Jian Yi as Non-Independent Director 8.3
AgainstForElect Liu Weihua as Non-Independent Director 8.4
AgainstForElect Yang Jianfeng as Non-Independent Director
8.5
ForForElect Chang Jianwei as Non-Independent Director
8.6
AgainstForElect Li Mingqiang as Non-Independent Director
8.7
AgainstForElect Gao Ming as Non-Independent Director 8.8
AgainstForElect Yang Bo as Non-Independent Director 8.9
AgainstForElect Hou Xiaohai as Non-Independent Director
8.10
ForForElect Du Wenguang as Independent Director 9.1
ForForElect Li Yumin as Independent Director 9.2
ForForElect Wang Chaocheng as Independent Director
9.3
ForForElect Fan Sanxing as Independent Director 9.4
ForForElect Jia Ruidong as Independent Director 9.5
ForForElect Wang Chaoqun as Independent Director 9.6
ForForElect Zhang Yuantang as Independent Director
9.7
ForForElect Shuang Lifeng as Supervisor 10.1
ForForElect Song Yapeng as Supervisor 10.2
ForForElect Li Peijie as Supervisor 10.3
Page 365 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shanxi Xinghuacun Fen Wine Factory Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Wu Aimin as Supervisor 10.4
Shenzhen Zhongjin Lingnan Nonfemet Co., Ltd.
Meeting Date: 12/11/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
Sunwoda Electronic Co., Ltd.
Meeting Date: 12/11/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Approve Governing Body of Incentive Plan For For
ForForApprove Determination Basis and Scope of Incentive Objects
1.2
ForForApprove Source, Scale and Proportion 1.3
ForForApprove Validity Period, Grant Date, Restricted Sale Period, Lifting of Restriction Arrangement and Lock-up Period
1.4
ForForApprove Method for Determining the Price and the Price of the Grant
1.5
ForForApprove Grant Conditions and Conditions for Lifting Restrictions
1.6
ForForApprove Adjustment Methods and Procedures for this Incentive Plan
1.7
ForForApprove Accounting Treatment 1.8
ForForApprove Implementation, Grant and Unlock Procedures
1.9
ForForApprove Rights and Obligations of the Company and the Incentive Object
1.10
Page 366 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Sunwoda Electronic Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove How to Implement When There Are Changes for the Company and Incentive Objects
1.11
ForForApprove Conditions to Change or Terminate the Incentive Plan & Other Matters
1.12
ForForApprove Principle of Repurchase Cancellation 1.13
ForForApprove Methods to Assess the Performance of Plan Participants
2
ForForApprove Authorization of the Board to Handle All Related Matters
3
The Madison Square Garden Company
Meeting Date: 12/11/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.2 Elect Director Matthew C. Blank For For
ForForElect Director Joseph J. Lhota 1.3
ForForElect Director Richard D. Parsons 1.4
ForForElect Director Nelson Peltz 1.5
ForForElect Director Frederic V. Salerno 1.6
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Visionox Technology, Inc.
Meeting Date: 12/11/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Guarantee For Against
Page 367 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
51job, Inc.
Meeting Date: 12/12/2019 Country: Cayman Islands
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Junichi Arai as Director For For
ForForElect David K. Chao as Director 2
ForForElect Li-Lan Cheng as Director 3
ForForElect Eric He as Director 4
ForForElect Rick Yan as Director 5
AMADA HOLDINGS Co., Ltd.
Meeting Date: 12/12/2019 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Change Company Name - Amend Business Lines - Clarify Director Authority on Board Meetings
For For
ForForElect Director Kurihara, Toshinori 2.1
ForForElect Director Fukui, Yukihiro 2.2
ForForAppoint Statutory Auditor Shibata, Kotaro 3
Aspen Technology, Inc.
Meeting Date: 12/12/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Donald P. Casey For For
ForForElect Director Robert M. Whelan, Jr. 1.2
ForForRatify KPMG LLP as Auditors 2
Page 368 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Aspen Technology, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Bank of Shanghai Co., Ltd.
Meeting Date: 12/12/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Company's Eligibility for Issuance of Convertible Bonds
For For
ForForApprove Issue Type 2.1
ForForApprove Issue Size 2.2
ForForApprove Par Value and Issue Price 2.3
ForForApprove Bond Maturity 2.4
ForForApprove Bond Interest Rate 2.5
ForForApprove Term and Method of Interest Payment
2.6
ForForApprove Conversion Period 2.7
ForForApprove Method for Determining the Number of Shares for Conversion
2.8
ForForApprove Determination and Adjustment of Conversion Price
2.9
ForForApprove Terms for Downward Adjustment of Conversion Price
2.10
ForForApprove Ownership of Dividends During the Conversion Year
2.11
ForForApprove Terms of Redemption 2.12
ForForApprove Terms of Sell-Back 2.13
ForForApprove Issue Manner and Target Subscribers 2.14
ForForApprove Placing Arrangement for Shareholders
2.15
ForForApprove Bondholders and Bondholders Meeting
2.16
ForForApprove Usage of Raised Funds 2.17
ForForApprove Guarantee Matters 2.18
Page 369 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Bank of Shanghai Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Resolution Validity Period 2.19
ForForApprove Authorization Matters 2.20
ForForApprove Feasibility Analysis Report on the Use of Proceeds
3
ForForApprove Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken
4
ForForApprove Report on the Usage of Previously Raised Funds
5
AgainstForApprove Capital Management Plan 6
AgainstForApprove Shareholder Return Plan 7
ForForElect Gu Jinshan as Non-Independent Director 8
Banque Saudi Fransi
Meeting Date: 12/12/2019 Country: Saudi Arabia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Timothy Collins as Director For For
ForForAmend Article 24 of Bylaws Re: Chairman, Vice Chairman and Board Secretary
2
ForForAmend Corporate Social Responsibility Policy 3
ForForAuthorize Mandate to Approve Social Responsibility Programs Annually
4
ForForApprove Related Party Transactions Re: Villa Rental of 285,000 SAR
5
ForForApprove Related Party Transactions Re: Villa Rental of 237,500 SAR
6
ForForApprove Related Party Transactions Re: Villa Rental of 261,250 SAR
7
ForForApprove Related Party Transactions Re: Villa Rental of 269,000 SAR
8
ForForApprove Related Party Transactions Re: Villa Rental of 247,000 SAR
9
AgainstForApprove Related Party Transactions 10
Page 370 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Banque Saudi Fransi
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove the Standards for the Participation of Directors in a Business that would Compete with the Bank or Any of its Activities
11
ForForAllow Khalid Al Imran to Be Involved with Other Companies
12
ForForRatify Auditors and Fix Their Remuneration for FY 2020
13
Beijing Dabeinong Technology Group Co., Ltd.
Meeting Date: 12/12/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2019 Profit Distribution for First Three Quarters
For For
ForForApprove Appointment of Auditor 2
ForForApprove Provision of Guarantee 3
China Cinda Asset Management Co., Ltd.
Meeting Date: 12/12/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance Plan of Tier-2 Capital Bonds and Relevant Authorization
For For
ForForElect Zhang Weidong as Director 2
China Resources Double-Crane Pharmaceutical Co., Ltd.
Meeting Date: 12/12/2019 Country: China
Meeting Type: Special
Page 371 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Resources Double-Crane Pharmaceutical Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Han Yuewei as Non-Independent Director
For For
Edinburgh Dragon Trust Plc
Meeting Date: 12/12/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect James Will as Director 4
ForForElect Gaynor Coley as Director 5
ForForRe-elect Kathryn Langridge as Director 6
ForForRe-elect Peter Maynard as Director 7
ForForRe-elect Iain McLaren as Director 8
ForForRe-elect Charlie Ricketts as Director 9
ForForReappoint KPMG LLP as Auditors 10
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForAuthorise Issue of Equity 12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
ForForAuthorise Market Purchase of Ordinary Shares 14
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
15
Fabrinet
Meeting Date: 12/12/2019 Country: Cayman Islands
Meeting Type: Annual
Page 372 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Fabrinet
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Homa Bahrami For For
ForForElect Director Gregory P. Dougherty 1.2
ForForElect Director Rollance E. Olson 1.3
AgainstForApprove Omnibus Stock Plan 2
ForForRatify PricewaterhouseCoopers ABAS Ltd. as Auditors
3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Fidelity Special Values Plc
Meeting Date: 12/12/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final and Special Dividend 2
ForForRe-elect Andy Irvine as Director 3
ForForElect Claire Boyle as Director 4
ForForRe-elect Dean Buckley as Director 5
ForForRe-elect Nigel Foster as Director 6
ForForRe-elect Nicky McCabe as Director 7
ForForApprove Remuneration Report 8
ForForReappoint Ernst & Young LLP as Auditors 9
ForForAuthorise Board to Fix Remuneration of Auditors
10
ForForAuthorise Issue of Equity 11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Market Purchase of Ordinary Shares 13
Page 373 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Fidelity Special Values Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Continuation of Company as Investment Trust
14
GCL System Integration Technology Co., Ltd.
Meeting Date: 12/12/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Additional Guarantee Provision Plan For For
ForForApprove Extension of Resolution Validity Period in Connection to Private Placement
2
ForForApprove Extension in Authorization for Board to Handle All Matters Related to Private Placement
3
Genworth Financial, Inc.
Meeting Date: 12/12/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director G. Kent Conrad For For
ForForElect Director Melina E. Higgins 1b
ForForElect Director Thomas J. McInerney 1c
ForForElect Director David M. Moffett 1d
ForForElect Director Thomas E. Moloney 1e
ForForElect Director Debra J. Perry 1f
ForForElect Director Robert P. Restrepo, Jr. 1g
ForForElect Director James S. Riepe 1h
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify KPMG LLP as Auditors 3
Page 374 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Global One Real Estate Investment Corp.
Meeting Date: 12/12/2019 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Amend Audit Fee Payment Schedule - Amend Asset Management Compensation
For For
ForForElect Executive Director Uchida, Akio 2
ForForElect Alternate Executive Director Ishiyama, Makoto
3
ForForElect Supervisory Director Natori, Katsuya 4.1
ForForElect Supervisory Director Morita, Yasuhiro 4.2
Guosen Securities Co., Ltd.
Meeting Date: 12/12/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Extension of Resolution Validity Period of Private Placement of Shares
For For
ForForApprove Authorization of Board to Handle All Related Matters Regarding Extension of Resolution Validity Period of Private Placement of Shares
2
ForForApprove Amendments to Articles of Association
3
ForForApprove to Appoint Auditor 4
Kingboard Laminates Holdings Limited
Meeting Date: 12/12/2019 Country: Cayman Islands
Meeting Type: Special
Page 375 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Kingboard Laminates Holdings Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the New Supply and Service Framework Agreement, Proposed Annual Caps and Related Transactions
For For
Melisron Ltd.
Meeting Date: 12/12/2019 Country: Israel
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Reappoint BDO Ziv Haft as Auditors For For
ForForReelect Liora Ofer as Director 3.1
ForForReelect Shaul (Shai) Weinberg as Director 3.2
ForForReelect Itzhak Nodary Zizov as Director 3.3
ForForReelect Oded Shamir as Director 3.4
ForForReelect Shouky (Yehoshua) Oren as Director 3.5
AgainstNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
AgainstNoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B1
AgainstNoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2
ForNoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B3
Page 376 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
OSI Systems, Inc.
Meeting Date: 12/12/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Deepak Chopra For For
ForForElect Director Steven C. Good 1.2
ForForElect Director Meyer Luskin 1.3
ForForElect Director William F. Ballhaus, Jr. 1.4
ForForElect Director James B. Hawkins 1.5
ForForElect Director Gerald Chizever 1.6
ForForElect Director Kelli Bernard 1.7
ForForRatify Moss Adams LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Schroder Oriental Income Fund Ltd.
Meeting Date: 12/12/2019 Country: Guernsey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForElect Kate Cornish-Bowden as Director 3
ForForRe-elect Peter Rigg as Director 4
ForForRe-elect Alexa Coates as Director 5
ForForRe-elect Paul Meader as Director 6
ForForRatify PricewaterhouseCoopers CI LLP as Auditors
7
ForForAuthorise Board to Fix Remuneration of Auditors
8
ForForApprove Company's Dividend Policy 9
Page 377 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Schroder Oriental Income Fund Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAdopt New Articles of Incorporation 10
ForForAuthorise Market Purchase of Ordinary Shares 11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
Shenzhen Overseas Chinese Town Co., Ltd.
Meeting Date: 12/12/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve to Appoint Auditor For For
SQUARE Pharmaceuticals Ltd.
Meeting Date: 12/12/2019 Country: Bangladesh
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend 2
AgainstForReelect Samuel S. Chowdhury as Director 3.1
AgainstForReelect Kazi Iqbal Harun as Director 3.2
ForForApprove Mahfel Huq and Co. as Auditors and Authorize Board to Fix their Remuneration
4
ForForAppoint Chowdhury Bhattacharjee and Co. as Corporate Governance Compliance Auditors for Fiscal Year 2019-2020 and Authorize Board to Fix Their remuneration
5
ForForRatify Appointment of S. M. Rezaur Rahman as Independent Director
6
Page 378 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Suzhou Dongshan Precision Manufacturing Co., Ltd.
Meeting Date: 12/12/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Change in Registered Address and Handle Business Registration
For For
Volution Group Plc
Meeting Date: 12/12/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AgainstForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Peter Hill as Director 4
ForForRe-elect Ronnie George as Director 5
ForForRe-elect Paul Hollingworth as Director 6
ForForRe-elect Amanda Mellor as Director 7
ForForRe-elect Tony Reading as Director 8
ForForRe-elect Claire Tiney as Director 9
ForForElect Andy O'Brien as Director 10
ForForReappoint Ernst & Young LLP as Auditors 11
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
12
ForForAuthorise EU Political Donations and Expenditure
13
ForForAuthorise Issue of Equity 14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
16
Page 379 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Westpac Banking Corp.
Meeting Date: 12/12/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Nerida Caesar as Director For Do Not Vote
Do Not Vote
ForElect Steven Harker as Director 2c
Do Not Vote
ForElect Peter Marriott as Director 2d
Do Not Vote
ForElect Margaret Seale as Director 2e
Do Not Vote
ForApprove Remuneration Report 4
Do Not Vote
AgainstApprove Conditional Spill Resolution 5
Do Not Vote
AgainstApprove the Amendments to the Company's Constitution
6a
Do Not Vote
AgainstApprove Disclosure of Strategies and Targets for Reduction in Fossil Fuel Exposure
6b
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Nerida Caesar as Director 2a
ForForElect Steven Harker as Director 2c
ForForElect Peter Marriott as Director 2d
ForForElect Margaret Seale as Director 2e
ForForApprove Remuneration Report 4
ForAgainstApprove Conditional Spill Resolution 5
AgainstAgainstApprove the Amendments to the Company's Constitution
6a
ForAgainstApprove Disclosure of Strategies and Targets for Reduction in Fossil Fuel Exposure
6b
YTL Corporation Berhad
Meeting Date: 12/12/2019 Country: Malaysia
Meeting Type: Annual
Page 380 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
YTL Corporation Berhad
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Mark Yeoh Seok Kah as Director For For
ForForElect Yeoh Soo Keng as Director 2
ForForElect Abdullah Bin Syed Abd. Kadir as Director 3
ForForElect Ahmad Fuaad Bin Mohd Dahalan as Director
4
ForForElect Noorma Binti Raja Othman as Director 5
ForForApprove Directors' Fees 6
ForForApprove Directors' Meeting Attendance Allowance
7
ForForApprove HLB Ler Lum PLT as Auditors and Authorize Board to Fix Their Remuneration
8
ForForApprove Cheong Keap Tai to Continue Office as Independent Non-Executive Director
9
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
10
ForForAuthorize Share Repurchase Program 11
ForForAdopt New Constitution 12
Agricultural Bank of China
Meeting Date: 12/13/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Final Remuneration Plan for Directors of the Bank for 2018
For For
ForForApprove Final Remuneration Plan for Supervisors of the Bank for 2018
2
ForForElect Zhang Qingsong as Director 3
ForForApprove Additional Special Budget of Poverty Alleviation Donations for 2019
4
Page 381 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Agricultural Bank of China
Meeting Date: 12/13/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Final Remuneration Plan for Directors of the Bank for 2018
For For
ForForApprove Final Remuneration Plan for Supervisors of the Bank for 2018
2
ForForElect Zhang Qingsong as Director 3
ForForApprove Additional Special Budget of Poverty Alleviation Donations for 2019
4
AVIC Helicopter Co., Ltd.
Meeting Date: 12/13/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association For Against
China Resources Sanjiu Medical & Pharmaceutical Co., Ltd.
Meeting Date: 12/13/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Equity Acquisition Agreement For For
AgainstForElect Han Yuewei as Non-Independent Director
2.1
AgainstForElect Deng Ronghui as Non-Independent Director
2.2
ForForElect Weng Jingwen as Supervisor 3.1
Page 382 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
CyberAgent, Inc.
Meeting Date: 12/13/2019 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 33
For For
ForForElect Director Fujita, Susumu 2.1
ForForElect Director Hidaka, Yusuke 2.2
ForForElect Director Okamoto, Yasuo 2.3
ForForElect Director Nakayama, Go 2.4
ForForElect Director Koike, Masahide 2.5
ForForElect Director Yamauchi, Takahiro 2.6
ForForElect Director Ukita, Koki 2.7
ForForElect Director Soyama, Tetsuhito 2.8
ForForElect Director Naito, Takahito 2.9
ForForElect Director Nagase, Norishige 2.10
ForForElect Director Yamada, Riku 2.11
AgainstForElect Director Nakamura, Koichi 2.12
ForForElect Director and Audit Committee Member Shiotsuki, Toko
3.1
ForForElect Director and Audit Committee Member Horiuchi, Masao
3.2
AgainstForElect Director and Audit Committee Member Numata, Isao
3.3
Greek Organisation of Football Prognostics SA
Meeting Date: 12/13/2019 Country: Greece
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Corporate Purpose For For
ForForElect Director 3
Page 383 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Inner Mongolia Junzheng Energy & Chemical Group Co., Ltd.
Meeting Date: 12/13/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Disposal Agreement For For
ForForApprove Signing of Equity Transfer Agreement
2
ForForApprove Signing of Agreement on Intent to Purchase Shares
3
iShares Core MSCI World UCITS ETF
Meeting Date: 12/13/2019 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For Do Not Vote
Do Not Vote
ForRatify Deloitte as Auditors 2
Do Not Vote
ForAuthorise Board to Fix Remuneration of Auditors
3
Do Not Vote
ForElect Ros O'Shea as Director 4
Do Not Vote
ForRe-elect Jessica Irschick as Director 5
Do Not Vote
ForRe-elect Barry O'Dwyer as Director 6
Do Not Vote
ForRe-elect Paul McGowan as Director 7
Do Not Vote
ForRe-elect Paul McNaughton as Director 8
Do Not Vote
ForElect Deirdre Somers as Director 9
Do Not Vote
ForRe-elect Teresa O'Flynn as Director 10
Page 384 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
K12 Inc.
Meeting Date: 12/13/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Aida M. Alvarez For For
ForForElect Director Craig R. Barrett 1.2
ForForElect Director Guillermo Bron 1.3
ForForElect Director Robert L. Cohen 1.4
ForForElect Director Nathaniel A. Davis 1.5
ForForElect Director John M. Engler 1.6
ForForElect Director Steven B. Fink 1.7
ForForElect Director Robert E. Knowling, Jr. 1.8
ForForElect Director Liza McFadden 1.9
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify BDO USA, LLP as Auditors 3
Pangang Group Vanadium Titanium & Resources Co., Ltd.
Meeting Date: 12/13/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Fulfillment of Horizontal Competition of Controlling Shareholder and Ultimate Controlling Shareholder
For For
ForForApprove Company's Eligibility for Major Assets Restructuring
2
ForForApprove Major Asset Acquisition Constitutes as Related Party Transaction
3
ForForApprove Transaction Parties 4.1
ForForApprove Target Assets 4.2
ForForApprove Pricing Basis and Transaction Price 4.3
ForForApprove Transaction Payment Arrangement 4.4
Page 385 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Pangang Group Vanadium Titanium & Resources Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Profit and Loss Arrangement 4.5
ForForApprove Contractual Obligations and Liability for Breach of the Transfer of the Underlying Asset Ownership
4.6
ForForApprove Arrangement of Employees 4.7
ForForApprove Performance Commitment and Compensation, Incentive Arrangements
4.8
ForForApprove Resolution Validity Period 4.9
ForForApprove Proposal on Financial Report and Assets Evaluation Report on the Purchase of Major Assets
5
ForForApprove Independence of Appraiser, the Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing
6
ForForApprove Signing of Conditions for Significant Asset Purchase Agreement and Profit Prediction Compensation Agreement
7
ForForApprove Purchase of Major Assets and Related Transactions of Draft and its Summary
8
ForForApprove Transaction Complies with Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies
9
ForForApprove Transaction Does Not Constitute as Reorganization as Stipulated in Article 13 of the Measures for the Administration of Major Assets Restructuring of Listed Companies
10
ForForApprove Completeness and Compliance of Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction
11
ForForApprove Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken
12
ForForApprove Authorization of Board to Handle All Related Matters
13
Paylocity Holding Corporation
Meeting Date: 12/13/2019 Country: USA
Meeting Type: Annual
Page 386 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Paylocity Holding Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Steven R. Beauchamp For For
ForForElect Director Andres D. Reiner 1.2
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Southwest Securities Co., Ltd.
Meeting Date: 12/13/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve to Appoint Auditor For For
ForForApprove Appointment of Internal Control Auditor
2
ForForApprove Adjustment of Remuneration of External Directors
3
ForForApprove Adjustment of Remuneration of External Supervisors
4
Thor Industries, Inc.
Meeting Date: 12/13/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Andrew E. Graves For For
ForForElect Director Amelia A. Huntington 1.2
ForForElect Director Wilson Jones 1.3
ForForElect Director Christopher Klein 1.4
ForForElect Director J. Allen Kosowsky 1.5
Page 387 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Thor Industries, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Robert W. Martin 1.6
ForForElect Director Peter B. Orthwein 1.7
ForForElect Director Jan H. Suwinski 1.8
ForForElect Director James L. Ziemer 1.9
ForForRatify Deloitte & Touche LLP as Auditors 2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Village Super Market, Inc.
Meeting Date: 12/13/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Robert Sumas For Withhold
ForForElect Director William Sumas 1.2
WithholdForElect Director John P. Sumas 1.3
ForForElect Director Nicholas Sumas 1.4
WithholdForElect Director John J. Sumas 1.5
ForForElect Director Kevin Begley 1.6
ForForElect Director Steven Crystal 1.7
ForForElect Director Peter R. Lavoy 1.8
ForForElect Director Stephen F. Rooney 1.9
ForForRatify KPMG LLP as Auditors 2
ForAgainstRequire a Majority Vote for the Election of Directors
3
Zhongji Innolight Co., Ltd.
Meeting Date: 12/13/2019 Country: China
Meeting Type: Special
Page 388 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Zhongji Innolight Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Employee Share Purchase Plan (Draft) and Summary
For For
ForForAmend Management System of Employee Share Purchase Plan
2
GMO Payment Gateway, Inc.
Meeting Date: 12/15/2019 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 36
For For
ForForAmend Articles to Make Technical Changes 2
ForForElect Director Kumagai, Masatoshi 3.1
ForForElect Director Ainoura, Issei 3.2
ForForElect Director Muramatsu, Ryu 3.3
ForForElect Director Isozaki, Satoru 3.4
ForForElect Director Hisada, Yuichi 3.5
ForForElect Director Yasuda, Masashi 3.6
ForForElect Director Kaneko, Takehito 3.7
ForForElect Director Nishiyama, Hiroyuki 3.8
ForForElect Director Yamashita, Hirofumi 3.9
AgainstForElect Director Onagi, Masaya 3.10
AgainstForElect Director Sato, Akio 3.11
Aroundtown SA
Meeting Date: 12/16/2019 Country: Luxembourg
Meeting Type: Special
Page 389 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Aroundtown SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Ran Laufer as Director For Against
ForForElect Simone Runge-Brandner as Director 2
ForForReelect Jelena Afxentiou as Director 3
ForForReelect Oschrie Massatschi as Director 4
ForForReelect Frank Roseen as Director 5
ForForReelect Markus Leininger as Director 6
ForForReelect Markus Kreuter as Director 7
Aroundtown SA
Meeting Date: 12/16/2019 Country: Luxembourg
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights and Amend Articles of Association
For Against
Bank Aljazira
Meeting Date: 12/16/2019 Country: Saudi Arabia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Article 22 of Bylaws Re: Chairman, Vice Chairman, CEO, Managing Director and Secretary
For For
ForForApprove Remuneration Policy Re: Directors, Management and Committees
2
ForForApprove Corporate Social Responsibility Policy 3
ForForAmend Audit Committee Charter 4
Page 390 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Bank Aljazira
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Nomination and Remuneration Committee Charter
5
ForForApprove Dividend Distribution Policy 6
AgainstForApprove Related Party Transactions Re: Board Members
7
Bmo Invts. Iii (ireland) Plc - European Real Estate Sec. Fund
Meeting Date: 12/16/2019 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports and Review the Company's Affairs
For For
ForForRatify PricewaterhouseCoopers as Auditors and Authorise Their Remuneration
2
China International Marine Containers (Group) Co., Ltd.
Meeting Date: 12/16/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Continuing Connected Transaction/Ordinary Related-Party Transactions with Cosco Shipping Development Co., Ltd.
For For
ForForApprove Acceptance and Provision of Financial Assistance of Connected/Related Party by the Controlling Subsidiaries of Shenzhen CIMC Skyspace Real Estate Development Co., Ltd.
2
China International Marine Containers (Group) Co., Ltd.
Meeting Date: 12/16/2019 Country: China
Meeting Type: Special
Page 391 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China International Marine Containers (Group) Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Continuing Connected Transaction/Ordinary Related-Party Transactions with Cosco Shipping Development Co., Ltd.
For For
ForForApprove Acceptance and Provision of Financial Assistance of Connected/Related Party by the Controlling Subsidiaries of Shenzhen CIMC Skyspace Real Estate Development Co., Ltd.
2
Ecopetrol SA
Meeting Date: 12/16/2019 Country: Colombia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
4 Approve Meeting Agenda For For
ForForElect Chairman of Meeting 5
ForForAppoint Committee in Charge of Scrutinizing Elections and Polling
6
ForForElect Meeting Approval Committee 7
AgainstForApprove Reallocation of Occasional Reserves 8
ForForApprove Dividends Charged to Occasional Reserves
9
Everbright Securities Company Limited
Meeting Date: 12/16/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Engagement of External Auditors for the Year 2019
For For
Page 392 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Everbright Securities Company Limited
Meeting Date: 12/16/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Engagement of External Auditors for the Year 2019
For For
First Pacific Company Limited
Meeting Date: 12/16/2019 Country: Bermuda
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Renewal of Indofood Group's Noodles Business, New Annual Caps and Related Transaction
For For
ForForApprove Renewal of Indofood Group's Plantations Business, New Annual Caps and Related Transaction
2
ForForApprove Indofood Group's Distribution Business, New Annual Caps and Related Transaction
3
ForForApprove Indofood Group's Flour Business, New Annual Caps and Related Transaction
4
Founder Securities Co., Ltd.
Meeting Date: 12/16/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Shi Hua as Non-Independent Director For For
ForForElect Gao Li as Non-Independent Director 2
ForForElect He Yagang as Non-Independent Director 3
ForForElect Liao Hang as Non-Independent Director 4
Page 393 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Founder Securities Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Wang Huiwen as Non-Independent Director
5
ForForElect Hu Bin as Non-Independent Director 6
ForForElect Ye Lin as Independent Director 7
ForForElect Li Minggao as Independent Director 8
ForForElect Lv Wendong as Independent Director 9
ForForElect Yong Ping as Supervisor 10
ForForElect Zeng Yuan as Supervisor 11
Guangdong Haid Group Co., Ltd.
Meeting Date: 12/16/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Repurchase and Cancellation of Performance Shares
For For
AgainstForApprove Use of Own Funds to Purchase Financial Products
2
ForForApprove to Appoint Auditor 3
Huatai Securities Co., Ltd.
Meeting Date: 12/16/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Change of Use of Partial Proceeds from Non-Public Issuance of A Shares
For For
ForForElect Zhang Wei as Director 2.1
ForForElect Zhou Yi as Director 2.2
AgainstForElect Ding Feng as Director 2.3
AgainstForElect Chen Yongbing as Director 2.4
Page 394 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Huatai Securities Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForElect Xu Qing as Director 2.5
AgainstForElect Hu Xiao as Director 2.6
AgainstForElect Wang Tao as Director 2.7
ForForElect Zhu Xuebo as Director 2.8
ForForElect Chen Chuanming as Director 2.9
ForForElect Lee Chi Ming as Director 2.10
ForForElect Liu Yan as Director 2.11
ForForElect Chen Zhibin as Director 2.12
ForForElect Ma Qun as Director 2.13
ForForElect Zhang Ming as Supervisor 3.1
ForForElect Yu Lanying as Supervisor 3.2
ForForElect Zhang Xiaohong as Supervisor 3.3
ForForElect Fan Chunyan as Supervisor 3.4
Huatai Securities Co., Ltd.
Meeting Date: 12/16/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Change of Use of Partial Proceeds from Non-Public Issuance of A Shares
For For
ForForElect Zhang Wei as Director 2.1
ForForElect Zhou Yi as Director 2.2
AgainstForElect Ding Feng as Director 2.3
AgainstForElect Chen Yongbing as Director 2.4
AgainstForElect Xu Qing as Director 2.5
AgainstForElect Hu Xiao as Director 2.6
AgainstForElect Wang Tao as Director 2.7
ForForElect Zhu Xuebo as Director 2.8
ForForElect Chen Chuanming as Director 3.1
Page 395 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Huatai Securities Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Lee Chi Ming as Director 3.2
ForForElect Liu Yan as Director 3.3
ForForElect Chen Zhibin as Director 3.4
ForForElect Ma Qun as Director 3.5
ForForElect Zhang Ming as Supervisor 4.1
ForForElect Yu Lanying as Supervisor 4.2
ForForElect Zhang Xiaohong as Supervisor 4.3
ForForElect Fan Chunyan as Supervisor 4.4
Leasinvest Real Estate SCA
Meeting Date: 12/16/2019 Country: Belgium
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
A2 Amend Article 4 Re: Textual Change For For
AgainstForRenew Authorization to Increase Share Capital to All Possibilities Permitted Under Applicable Regulations and Amend Articles 7 and 8
B4
AgainstForAuthorize Board to Repurchase Shares in the Event of a Serious and Imminent Harm and Under Normal Conditions
C5
ForForAuthorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry
D6
Luxshare Precision Industry Co. Ltd.
Meeting Date: 12/16/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Termination of Partial Raised Funds Investment Project
For For
Page 396 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Luxshare Precision Industry Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Change in partial Raised Funds Implementation Party and Location
2
MMC Norilsk Nickel PJSC
Meeting Date: 12/16/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends of RUB 604.09 per Share for First Nine Months of Fiscal 2019
For For
MMC Norilsk Nickel PJSC
Meeting Date: 12/16/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends of RUB 604.09 per Share for First Nine Months of Fiscal 2019
For Do Not Vote
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Interim Dividends of RUB 604.09 per Share for First Nine Months of Fiscal 2019
1
Mouwasat Medical Services Co.
Meeting Date: 12/16/2019 Country: Saudi Arabia
Meeting Type: Special
Page 397 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Mouwasat Medical Services Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Mohammed Al Subayee as Director None For
ForNoneElect Nassir Al Subayee as Director 1.2
ForNoneElect Mohammed Al Suleim as Director 1.3
ForNoneElect Khalid Al Suleim as Director 1.4
ForNoneElect Mohammed Al Tweijri as Director 1.5
ForNoneElect Sami Al Abdulkareem as Director 1.6
AbstainNoneElect Abdulhadi Al Haraz as Director 1.7
AbstainNoneElect Feisal Al Qassim as Director 1.8
AbstainNoneElect Salih Al Yami as Director 1.9
AbstainNoneElect Omar Hafith as Director 1.10
AbstainNoneElect Ahmed Murad as Director 1.11
AbstainNoneElect Abdullah Al Jureish as Director 1.12
AbstainNoneElect Fahd Al Shammari as Director 1.13
AbstainNoneElect Fahd Al Muhsin as Director 1.14
AbstainNoneElect Nayif Al Harbi as Director 1.15
AbstainNoneElect Fahd Al Harqan as Director 1.16
AbstainNoneElect Ahmed Al Dahlawi as Director 1.17
AbstainNoneElect Khalid Al Saeed as Director 1.18
ForNoneElect Azeez Al Qahtani as Director 1.19
ForForElect Members of Audit Committee, Approve its Charter and the Remuneration of Its Members
2
AgainstForAmend Corporate Governance Charter 3
ForForAllow Sami Al Abdulkareem to Be Involved with Other Companies
4
ForForAllow Nassir Al Subayee to Be Involved with Other Companies
5
ForForAllow Mohammed Al Suleim to Be Involved with Other Companies
6
ForForAllow Azeez Al Qahtani to Be Involved with Other Companies
7
ForForAllow Fahd Al Muhsin to Be Involved with Other Companies
8
Page 398 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Nine Dragons Paper (Holdings) Limited
Meeting Date: 12/16/2019 Country: Bermuda
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
AgainstForElect Liu Ming Chung as Director 3a1
ForForElect Zhang Lianpeng as Director 3a2
ForForElect Tam Wai Chu, Maria as Director 3a3
AgainstForElect Ng Leung Sing as Director 3a4
ForForElect Lam Yiu Kin as Director 3a5
ForForAuthorize Board to Fix Remuneration of Directors
3b
ForForApprove PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
4
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5a
ForForAuthorize Repurchase of Issued Share Capital 5b
ForForAuthorize Reissuance of Repurchased Shares 5c
ForForAdopt New Bye-Laws 6
Oceanwide Holdings Co., Ltd. (Beijing)
Meeting Date: 12/16/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve to Appoint Auditor For For
ForForElect Shu Gaoyong as Non-Independent Director
2
Page 399 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
RPS Group Plc
Meeting Date: 12/16/2019 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Policy For For
Shanghai Pudong Development Bank Co., Ltd.
Meeting Date: 12/16/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Zheng Yang as Director For For
ForForElect Pan Weidong as Director 1.2
ForForElect Chen Zheng'an as Director 1.3
ForForElect Liu Yiyan as Director 1.4
ForForElect Liu Xinyi as Director 1.5
ForForElect Guan Wei as Director 1.6
ForForElect Wang Hongmei as Director 1.7
ForForElect Zhang Dong as Director 1.8
ForForElect Liu Peifeng as Director 1.9
ForForElect Wang Zhe as Independent Director 1.10
ForForElect Zhang Ming as Independent Director 1.11
ForForElect Yuan Zhigang as Independent Director 1.12
ForForElect Cai Hongping as Independent Director 1.13
ForForElect Wu Hong as Independent Director 1.14
ForForElect Sun Wei as Supervisor 2.1
ForForElect Cao Yijian as Supervisor 2.2
ForForElect Li Qingfeng as Supervisor 2.3
ForForElect Sun Jianping as External Supervisor 2.4
ForForElect Wu Jian as External Supervisor 2.5
Page 400 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shanghai Pudong Development Bank Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Wang Yuetang as External Supervisor 2.6
ForForApprove Issuance of Capital Bonds and Relevant Authorizations
3
ForForApprove Issuance of Bonds and Relevant Authorizations
4
Sports Direct International Plc
Meeting Date: 12/16/2019 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Change of Company Name to Frasers Group plc
For For
Tong Ren Tang Technologies Co. Ltd.
Meeting Date: 12/16/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Distribution Framework Agreement, the Annual Caps, and Related Transactions
For For
ForForApprove Master Procurement Agreement, the Annual Caps, and Related Transactions
2
TVC Holdings Plc
Meeting Date: 12/16/2019 Country: Ireland
Meeting Type: Annual
Page 401 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
TVC Holdings Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For Do Not Vote
Do Not Vote
ForRe-elect John Tracey as Director 2
Do Not Vote
ForAuthorise Board to Fix Remuneration of Auditors
3
Woolworths Group Ltd.
Meeting Date: 12/16/2019 Country: Australia
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Holly Kramer as Director For Do Not Vote
Do Not Vote
ForElect Siobhan McKenna as Director 2b
Do Not Vote
ForElect Kathryn Tesija as Director 2c
Do Not Vote
ForElect Jennifer Carr-Smith as Director 2d
Do Not Vote
ForApprove Remuneration Report 3
Do Not Vote
ForApprove Grant of Performance Rights to Brad Banducci
4
Do Not Vote
ForApprove US Non-Executive Directors Equity Plan
5
Do Not Vote
ForApprove the Amendments to the Company's Constitution
6
Do Not Vote
ForApprove Restructure Scheme 1
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Holly Kramer as Director 2a
ForForElect Siobhan McKenna as Director 2b
Page 402 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Woolworths Group Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Kathryn Tesija as Director 2c
ForForElect Jennifer Carr-Smith as Director 2d
ForForApprove Remuneration Report 3
ForForApprove Grant of Performance Rights to Brad Banducci
4
ForForApprove US Non-Executive Directors Equity Plan
5
ForForApprove the Amendments to the Company's Constitution
6
ForForApprove Restructure Scheme 1
ABN AMRO Bank NV
Meeting Date: 12/17/2019 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2civ Elect Laetitia Griffith to Supervisory Board For For
AES Gener SA
Meeting Date: 12/17/2019 Country: Chile
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize Share Repurchase Program For Do Not Vote
Do Not Vote
ForSet Maximum Amount and Other Terms of Share Repurchase Program
2
Do Not Vote
ForAuthorize Board to Ratify and Execute Approved Resolutions
3
Page 403 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Ambu A/S
Meeting Date: 12/17/2019 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles Re: Change Company's Corporate Language to English
For Do Not Vote
Do Not Vote
ForAccept Financial Statements and Statutory Reports
3
Do Not Vote
ForApprove Remuneration Report 4
Do Not Vote
ForApprove Allocation of Income and Dividends of DKK 0.38 Per Share
5
Do Not Vote
ForApprove Remuneration of Directors in the Amount of DKK 900,000 for Chairman, DKK 600,000 for Vice Chairman and DKK 300,000 for Other Directors; Approve Compensation for Committee Work
6
Do Not Vote
ForElect Lars Rasmussen (Chair) as Director 7
Do Not Vote
ForReect Mikael Worning (Vice-Chair) as Director 8
Do Not Vote
ForReelect Oliver Johansen as Director 9a
Do Not Vote
ForReelect Christian Sagild as Director 9b
Do Not Vote
ForReelect Henrik Ehlers Wulff as Director 9c
Do Not Vote
ForElect Britt Meelby Jensen as Director 9d
Do Not Vote
ForRatify Ernst & Young as Auditors 10
Do Not Vote
ForApprove Guidelines for Incentive-Based Compensation for Executive Management and Board
11
Do Not Vote
ForAuthorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities
12
Australia & New Zealand Banking Group Limited
Meeting Date: 12/17/2019 Country: Australia
Meeting Type: Annual
Page 404 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Australia & New Zealand Banking Group Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Paul Dominic O'Sullivan as Director For Do Not Vote
Do Not Vote
ForElect Graeme Richard Liebelt as Director 2b
Do Not Vote
ForElect Sarah Jane Halton as Director 2c
Do Not Vote
ForApprove Remuneration Report 3
Do Not Vote
AgainstApprove the Spill Resolution 4
Do Not Vote
ForApprove Grant of Performance Rights to Shayne Elliott
5
Do Not Vote
AgainstApprove the Amendments to the Company's Constitution
6
Do Not Vote
AgainstApprove Transition Planning Disclosure 7
Do Not Vote
AgainstApprove Suspension of Memberships of Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement
8
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Paul Dominic O'Sullivan as Director 2a
ForForElect Graeme Richard Liebelt as Director 2b
ForForElect Sarah Jane Halton as Director 2c
ForForApprove Remuneration Report 3
ForAgainstApprove the Spill Resolution 4
ForForApprove Grant of Performance Rights to Shayne Elliott
5
AgainstAgainstApprove the Amendments to the Company's Constitution
6
ForAgainstApprove Transition Planning Disclosure 7
AgainstAgainstApprove Suspension of Memberships of Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement
8
Page 405 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
BAIC BluePark New Energy Technology Co., Ltd.
Meeting Date: 12/17/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Subsidiary's Investment in Joint Venture Project
For For
China Merchants Shekou Industrial Zone Holdings Co., Ltd.
Meeting Date: 12/17/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acceptance of Financial Assistance and Financial Assistance Provision as well as Related Party Transactions
For For
COSCO SHIPPING Energy Transportation Co., Ltd.
Meeting Date: 12/17/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
ForForAmend Rules and Procedures Regarding General Meetings of Shareholders
2
ForForAmend Rules and Procedures Regarding Meetings of Board of Directors
3
ForForAmend Rules and Procedures Regarding Meetings of the Supervisory Committee
4
AgainstForApprove Extension of the Validity Period of the Shareholders' Resolutions in Relation to the Proposed Non-Public Issuance of A Shares
5
Page 406 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
COSCO SHIPPING Energy Transportation Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Extension of the Validity Period of the Authorization Granted to the Board to Deal With All Matters in Relation to the Non-Public Issuance of A Shares
6
COSCO SHIPPING Energy Transportation Co., Ltd.
Meeting Date: 12/17/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Extension of the Validity Period of the Shareholders' Resolutions in Relation to the Proposed Non-Public Issuance of A Shares
For Against
AgainstForApprove Extension of the Validity Period of the Authorization Granted to the Board to Deal With All Matters in Relation to the Non-Public Issuance of A Shares
2
Dubai Islamic Bank PJSC
Meeting Date: 12/17/2019 Country: United Arab Emirates
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of Noor Bank PJSC For For
ForForAuthorize Board to Finalize Terms and Conditions of the Capital Increase and the Sale and Purchase Agreement
2
ForForApprove Increase in Share Capital in Connection with Acquisition
3
ForForAmend Articles to Reflect Changes in Capital 4
ForForAuthorize Board to Ratify and Execute Approved Resolutions
5
Page 407 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Guidewire Software, Inc.
Meeting Date: 12/17/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Margaret Dillon For For
ForForElect Director Michael Keller 1.2
ForForElect Director Michael (Mike) Rosenbaum 1.3
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForDeclassify the Board of Directors 4
ForAgainstRequire a Majority Vote for the Election of Directors
5
Huaneng Power International, Inc.
Meeting Date: 12/17/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Continuing Connected Transactions for 2020 Between the Company and Huaneng Group
For For
AgainstForApprove Continuing Connected Transactions (from 2020 to 2022) Between the Company and Huaneng Finance
2
ForForApprove Continuing Connected Transactions (from 2020 to 2022) Between the Company and Tiancheng Leasing
3
Huaneng Power International, Inc.
Meeting Date: 12/17/2019 Country: China
Meeting Type: Special
Page 408 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Huaneng Power International, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Continuing Connected Transactions for 2020 Between the Company and Huaneng Group
For For
AgainstForApprove Continuing Connected Transactions (from 2020 to 2022) Between the Company and Huaneng Finance
2
ForForApprove Continuing Connected Transactions (from 2020 to 2022) Between the Company and Tiancheng Leasing
3
Orica Ltd.
Meeting Date: 12/17/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2.1 Elect Maxine Brenner as Director For For
ForForElect Gene Tilbrook as Director 2.2
ForForElect Karen Moses as Director 2.3
ForForElect Boon Swan Foo as Director 2.4
ForForApprove Remuneration Report 3
ForForApprove Grant of Performance Rights to Alberto Calderon
4
ForNoneApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
5
ForForApprove Proportional Takeover Provisions 6
Schroder Income Growth Fund Plc
Meeting Date: 12/17/2019 Country: United Kingdom
Meeting Type: Annual
Page 409 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Schroder Income Growth Fund Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForElect Fraser McIntyre as Director 3
ForForElect Victoria Muir as Director 4
ForForRe-elect Ewen Cameron Watt as Director 5
ForForRe-elect David Causer as Director 6
ForForRe-elect Bridget Guerin as Director 7
ForForAppoint Ernst and Young LLP as Auditors 8
ForForAuthorise Board to Fix Remuneration of Auditors
9
ForForApprove the Company's Dividend Policy 10
ForForApprove Change of Investment Policy 11
ForForAuthorise Issue of Equity 12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
ForForAuthorise Market Purchase of Ordinary Shares 14
The Scottish Oriental Smaller Cos. Trust Plc
Meeting Date: 12/17/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForRe-elect James Ferguson as Director 3
ForForRe-elect Alexandra Mackesy as Director 4
AgainstForRe-elect Anne West as Director 5
ForForRe-elect Jeremy Whitley as Director 6
Page 410 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
The Scottish Oriental Smaller Cos. Trust Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Andrew Baird as Director 7
ForForReappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration
8
ForForApprove Remuneration Report 9
ForForAuthorise Issue of Equity 10
ForForAuthorise Issue of Equity without Pre-emptive Rights
11
ForForAuthorise Market Purchase of Ordinary Shares 12
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
13
Winnebago Industries, Inc.
Meeting Date: 12/17/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Robert M. Chiusano For For
ForForElect Director Richard (Rick) D. Moss 1.2
ForForElect Director John M. Murabito 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
Autohome Inc.
Meeting Date: 12/18/2019 Country: Cayman Islands
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Director Han Qiu For For
ForForElect Director Dazong Wang 2
ForForElect Director Junling Liu 3
Page 411 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
AutoZone, Inc.
Meeting Date: 12/18/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Douglas H. Brooks For For
ForForElect Director Linda A. Goodspeed 1.2
ForForElect Director Earl G. Graves, Jr. 1.3
ForForElect Director Enderson Guimaraes 1.4
ForForElect Director Michael M. Calbert 1.5
ForForElect Director D. Bryan Jordan 1.6
ForForElect Director Gale V. King 1.7
ForForElect Director George R. Mrkonic, Jr. 1.8
ForForElect Director William C. Rhodes, III 1.9
ForForElect Director Jill A. Soltau 1.10
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Beijing Jingneng Clean Energy Co., Limited
Meeting Date: 12/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Continuing Connected Transaction of the Company under the Framework Heat Sale and Purchase Agreement and the Proposed Annual Caps
For For
AgainstForApprove the Deposit Service under the Financial Services Framework Agreement and the Proposed Annual Caps
2
AgainstForApprove Proposed Subscription 3
Page 412 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Cantel Medical Corp.
Meeting Date: 12/18/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Charles M. Diker For For
ForForElect Director Alan R. Batkin 1b
ForForElect Director Ann E. Berman 1c
ForForElect Director Mark N. Diker 1d
ForForElect Director Anthony B. Evnin 1e
ForForElect Director Laura L. Forese 1f
ForForElect Director George L. Fotiades 1g
ForForElect Director Ronnie Myers 1h
ForForElect Director Karen N. Prange 1i
ForForElect Director Peter J. Pronovost 1j
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
Champion Real Estate Investment Trust
Meeting Date: 12/18/2019 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2019 Waiver Extension, New Annual Caps and Related Transaction
For For
China Oilfield Services Limited
Meeting Date: 12/18/2019 Country: China
Meeting Type: Special
Page 413 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Oilfield Services Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Revision of the Annual Cap of the Continuing Connected Transactions of 2019 Under the Master Services Framework Agreement for 2017-2019
For For
ForForApprove Annual Caps of the Continuing Connected Transactions for the Upcoming Three Years
2
ForForApprove US Dollar Loan by the Overseas Subsidiary and the Provision of Guarantee by the Company
3
ForForApprove Provision of Guarantee for the Issuance of US Dollar Bonds by an Overseas Subsidiary
4
ForForApprove Issuance of US Dollar Bonds by an Overseas Subsidiary in 2020
5
China Railway Construction Corporation Limited
Meeting Date: 12/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
China Railway Construction Corporation Limited
Meeting Date: 12/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
Page 414 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Folli Follie SA
Meeting Date: 12/18/2019 Country: Greece
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Company Articles For Against
AgainstForApprove Remuneration Policy 2
AgainstForOther Business 3
Hunan Valin Steel Co., Ltd.
Meeting Date: 12/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Appointment of Financial Auditor For For
ForForApprove Appointment of Internal Control Auditor
2
Invincible Investment Corp.
Meeting Date: 12/18/2019 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Amend Asset Management Compensation
For For
ForForElect Executive Director Fukuda, Naoki 2
ForForElect Alternate Executive Director Ichiki, Naoto
3
ForForElect Supervisory Director Tamura, Yoshihiro 4.1
ForForElect Supervisory Director Fujimoto, Hiroyuki 4.2
Page 415 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Mizrahi Tefahot Bank Ltd.
Meeting Date: 12/18/2019 Country: Israel
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2.1 Reelect Moshe Vidman as Director For For
ForForReelect Ron Gazit as Director 2.2
ForForReelect Jonathan Kaplan as Director 2.3
ForForReelect Avraham Zeldman as Director 2.4
ForForReelect Ilan Kremer as Director 2.5
ForForReelect Eli Alroy as Director 2.6
ForForReappoint Brightman, Almagor, Zohar & Co. as Auditors. Report on Fees Paid to the Auditor for 2018
3
ForForApprove Amended Compensation Policy for the Directors and Officers of the Company
4
ForForApprove Amended Employment Terms of Eldad Fresher, CEO
5
AgainstNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
AgainstNoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B1
AgainstNoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2
ForNoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B3
National Australia Bank Limited
Meeting Date: 12/18/2019 Country: Australia
Meeting Type: Annual
Page 416 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
National Australia Bank Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report For Do Not Vote
Do Not Vote
AgainstApprove the Spill Resolution 3
Do Not Vote
ForElect Philip Chronican as Director 4a
Do Not Vote
ForElect Douglas McKay as Director 4b
Do Not Vote
ForElect Kathryn Fagg as Director 4c
Do Not Vote
ForApprove Selective Capital Reduction of Convertible Preference Shares Under the CPS II Terms
5a
Do Not Vote
ForApprove Selective Capital Reduction of Convertible Preference Shares Outside the CPS II Terms
5b
Do Not Vote
AgainstApprove the Amendments to the Company's Constitution
6a
Do Not Vote
AgainstApprove Transition Planning Disclosure 6b
Do Not Vote
AgainstApprove Lobbying Inconsistent with the Goals of the Paris Agreement
7
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration Report 2
ForAgainstApprove the Spill Resolution 3
ForForElect Philip Chronican as Director 4a
ForForElect Douglas McKay as Director 4b
ForForElect Kathryn Fagg as Director 4c
ForForApprove Selective Capital Reduction of Convertible Preference Shares Under the CPS II Terms
5a
ForForApprove Selective Capital Reduction of Convertible Preference Shares Outside the CPS II Terms
5b
AgainstAgainstApprove the Amendments to the Company's Constitution
6a
Page 417 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
National Australia Bank Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAgainstApprove Transition Planning Disclosure 6b
AgainstAgainstApprove Lobbying Inconsistent with the Goals of the Paris Agreement
7
Open House Co., Ltd.
Meeting Date: 12/18/2019 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 66
For For
ForForAmend Articles to Amend Business Lines 2
ForForAppoint Alternate Statutory Auditor Ido, Kazumi
3
Rostelecom PJSC
Meeting Date: 12/18/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Increase in Share Capital through Issuance of 1.2 Billion Ordinary Shares via Closed Subscription
For For
Shanghai Pharmaceuticals Holding Co., Ltd.
Meeting Date: 12/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2019 Share Option Scheme For For
Page 418 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shanghai Pharmaceuticals Holding Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Assessment Measure for the Implementation of the 2019 Share Option Scheme
2
ForForAuthorize Board to Deal with All Matters in Relation to the 2019 Share Option Scheme
3
Shanghai Pharmaceuticals Holding Co., Ltd.
Meeting Date: 12/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2019 Share Option Scheme For For
ForForApprove Assessment Measure for the Implementation of the 2019 Share Option Scheme
2
ForForAuthorize Board to Deal with All Matters in Relation to the 2019 Share Option Scheme
3
Shanghai Pharmaceuticals Holding Co., Ltd.
Meeting Date: 12/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2019 Share Option Scheme For For
ForForApprove Assessment Management Measures for the Implementation of the 2019 Share Option Scheme
2
ForForAuthorize Board to Deal with All Matters in Relation to the 2019 Share Option Scheme
3
Shanghai Pharmaceuticals Holding Co., Ltd.
Meeting Date: 12/18/2019 Country: China
Meeting Type: Special
Page 419 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shanghai Pharmaceuticals Holding Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2019 Share Option Scheme For For
ForForApprove Assessment Management Measures for the Implementation of the 2019 Share Option Scheme
2
ForForAuthorize Board to Deal with All Matters in Relation to the 2019 Share Option Scheme
3
Shenzhen Hepalink Pharmaceutical Group Co., Ltd.
Meeting Date: 12/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of H Shares and Listing in Hong Kong Stock Exchange as well as Conversion of Company to Foreign Fund-Raising Company
For For
ForForApprove Share Type and Par Value 2.1
ForForApprove Issue Time 2.2
ForForApprove Issue Manner 2.3
ForForApprove Issue Size 2.4
ForForApprove Pricing Method 2.5
ForForApprove Target Subscribers 2.6
ForForApprove Principles of Offering 2.7
ForForApprove Resolution Validity Period 3
ForForApprove Authorization of Board to Handle All Related Matters
4
ForForApprove Distribution Arrangement of Cumulative Earnings
5
ForForApprove Usage of Raised Funds 6
ForForApprove Lv Chuan as Independent Director 7
ForForApprove Appointment of Financial and Internal Control Auditor
8
Page 420 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shenzhen Hepalink Pharmaceutical Group Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Purchase of Liability Insurance for Directors, Supervisors and Senior Management Members
9
ForForApprove Amendments to Articles of Association
10
ForForAmend Rules and Procedures Regarding General Meetings of Shareholders
11
ForForAmend Rules and Procedures Regarding Meetings of Board of Directors
12
ForForAmend Rules and Procedures Regarding Meetings of Board of Supervisors
13
ForForAmend Related Party Transaction Decision-making System
14
ForForAmend Major Investment Decision Management System
15
ForForAmend Management System for Providing External Guarantees
16
ForForAmend Working System for Independent Directors
17
ForForApprove Provision of Counter Guarantee 18
Superior Energy Services, Inc.
Meeting Date: 12/18/2019 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Reverse Stock Split For For
Taro Pharmaceutical Industries Ltd.
Meeting Date: 12/18/2019 Country: Israel
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Reappoint Ziv Haft as Auditors and Authorize Board to Fix Their Remuneration
For For
Page 421 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Taro Pharmaceutical Industries Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Dilip Shanghvi as Director 2.1
ForForReelect Abhay Gandhi as Director 2.2
ForForReelect Sudhir Valia as Director 2.3
ForForReelect Uday Baldota as Director 2.4
ForForReelect James Kedrowski as Director 2.5
ForForReelect Dov Pekelman as Director 2.6
ForForReelect Linda Benshoshan as External Director
3
ForNoneVote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. If you vote AGAINST, please provide an explanation to your account manager
A
The Saudi British Bank
Meeting Date: 12/18/2019 Country: Saudi Arabia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Lubna Al Olayan as Director None For
ForNoneElect Khalid Al Mulhim as Director 1.2
ForNoneElect Mohammed Al Omran as Director 1.3
ForNoneElect Saad Al Fadhli as Director 1.4
ForNoneElect Ahmed Al Oulaqi as Director 1.5
ForNoneElect Maria Ramos as Director 1.6
ForNoneElect Martin Powell as Director 1.7
AbstainNoneElect Ahmed Murad as Director 1.8
AbstainNoneElect Stuart Gulliver as Director 1.9
AbstainNoneElect Abdulhameed Al Muheidih as Director 1.10
AbstainNoneElect Fahd Al Shammari as Director 1.11
ForNoneElect Waleed Bamaarouf as Director 1.12
Page 422 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
The Saudi British Bank
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Members of Audit Committee, Approve its Charter and the Remuneration of Its Members
2
ForForRatify Appointment of Lubna Al Olayan as Director
3
ForForRatify Appointment of Ahmed Al Oulaqi as Director
4
ForForRatify Appointment of Maria Ramos as Director
5
ForForRatify Appointment of Martin Powell as Director
6
United Natural Foods, Inc.
Meeting Date: 12/18/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Eric F. Artz For For
ForForElect Director Ann Torre Bates 1b
ForForElect Director Denise M. Clark 1c
ForForElect Director Daphne J. Dufresne 1d
ForForElect Director Michael S. Funk 1e
ForForElect Director James P. Heffernan 1f
ForForElect Director James Muehlbauer 1g
ForForElect Director Peter A. Roy 1h
ForForElect Director Steven L. Spinner 1i
ForForElect Director Jack Stahl 1j
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForApprove Omnibus Stock Plan 4
Page 423 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
WH Smith Plc
Meeting Date: 12/18/2019 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of Marshall Retail Group Holding Company, Inc.
For For
Air China Limited
Meeting Date: 12/19/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Framework Agreement between the Company and Air China Cargo Co., Ltd., Annual Caps and Related Transactions
For For
ForForApprove the Framework Agreement between the Company and China National Aviation Corporation (Group) Limited, Annual Caps and Related Transactions
2
ForForElect Patrick Healy as Director 3
ForForElect Zhao Xiaohang as Supervisor 4
Air China Limited
Meeting Date: 12/19/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Framework Agreement between the Company and Air China Cargo Co., Ltd., Annual Caps and Related Transactions
For For
ForForApprove the Framework Agreement between the Company and China National Aviation Corporation (Group) Limited, Annual Caps and Related Transactions
2
Page 424 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Air China Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Patrick Healy as Director 3
ForForElect Zhao Xiaohang as Supervisor 4
AVI Global Trust Plc
Meeting Date: 12/19/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForElect Graham Kitchen as Director 3
ForForRe-elect Anja Balfour as Director 4
ForForRe-elect Susan Noble as Director 5
ForForRe-elect Nigel Rich as Director 6
ForForRe-elect Calum Thomson as Director 7
ForForReappoint KPMG LLP as Auditors 8
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
9
ForForApprove Remuneration Implementation Report
10
ForForApprove Remuneration Policy 11
ForForAuthorise Issue of Equity 12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
ForForAuthorise Market Purchase of Ordinary Shares 14
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
15
AVIC Shenyang Aircraft Co. Ltd.
Meeting Date: 12/19/2019 Country: China
Meeting Type: Special
Page 425 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
AVIC Shenyang Aircraft Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve to Appoint Auditor For For
AgainstForAmend Articles of Association 2
Bank of Beijing Co., Ltd.
Meeting Date: 12/19/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Praveen Khurana as Non-Independent Director
For For
ForForElect Peng Jihai as Non-Independent Director 1.2
ForForElect Wang Ruihua as Independent Director 1.3
ForForElect Liu Hongyu as Independent Director 1.4
ForForElect Gao Jinbo as Supervisor 2.1
ForForElect Qu Qiang as Supervisor 2.2
Befimmo SA
Meeting Date: 12/19/2019 Country: Belgium
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Opt-in to New Belgian Code of Companies and Associations
For For
ForForAmend Articles of Association 2
ForForRenew Authorization to Increase Share Capital within the Framework of Authorized Capital
3
ForForAuthorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry
4
Page 426 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Beijing Capital International Airport Company Limited
Meeting Date: 12/19/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Supply of Aviation Safety and Security Guard Services Agreement and Related Transactions
For For
ForForApprove Profit Distribution Adjustment Proposal
2
BGI Genomics Co., Ltd.
Meeting Date: 12/19/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Extension of Foreign Investment in the Form of Convertible Bonds
For For
China Life Insurance Company Limited
Meeting Date: 12/19/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Zhao Peng as Director For For
ForForAmend Rules and Procedures Regarding Meetings of Board of Directors
2
ForForApprove Company Framework Agreement, Pension Company Framework Agreement, Annual Caps and Related Transactions
3.1
ForForApprove CLIC Framework Agreement, CLP&C Framework Agreement, CLI Framework Agreement, Annual Caps and Related Transactions
3.2
Page 427 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Life Insurance Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Renewal of the Framework Agreement for Daily Connected Transactions between the Company and China Guangfa Bank Co., Ltd.
4
ForForApprove Amendments to Articles of Association
5
China Life Insurance Company Limited
Meeting Date: 12/19/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Zhao Peng as Director For For
ForForAmend Rules and Procedures Regarding Meetings of Board of Directors
2
ForForApprove Company Framework Agreement, Pension Company Framework Agreement, Annual Caps and Related Transactions
3.1
ForForApprove CLIC Framework Agreement, CLP&C Framework Agreement, CLI Framework Agreement, Annual Caps and Related Transactions
3.2
ForForApprove Renewal of the Framework Agreement for Daily Connected Transactions between the Company and China Guangfa Bank Co., Ltd.
4
ForForApprove Amendments to Articles of Association
5
FactSet Research Systems Inc.
Meeting Date: 12/19/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director F. Philip Snow For For
ForForElect Director Sheila B. Jordan 1.2
Page 428 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
FactSet Research Systems Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director James J. McGonigle 1.3
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
GLP-J REIT
Meeting Date: 12/19/2019 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Executive Director Miura, Yoshiyuki For For
Hangzhou Silan Microelectronics Co., Ltd.
Meeting Date: 12/19/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Guarantee For For
Infrastrutture Wireless Italiane SpA
Meeting Date: 12/19/2019 Country: Italy
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger by Incorporation of Vodafone Towers Srl into INWIT SpA
For For
AgainstForAmend Company Bylaws Re: Articles 5, 11, 13, 16, 18, 22, and 23
2
ForForElect Two Directors 1
Page 429 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Infrastrutture Wireless Italiane SpA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Extraordinary Dividend 2
KGHM Polska Miedz SA
Meeting Date: 12/19/2019 Country: Poland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect Meeting Chairman For For
ForForApprove Agenda of Meeting 4
AgainstNoneAmend Statute Re: Management Board 5.1
AgainstNoneAmend Statute Re: Supervisory Board 5.2
AgainstNoneAmend Statute Re: General Meeting 5.3
AgainstNoneAmend Statute Re: Disposal of Fixed Assets 5.4
AgainstNoneAmend Statute Re: Management Board 5.5
AgainstNoneApprove Disposal of Fixed Assets 6.1
AgainstNoneApprove Regulations on Disposal of Assets 6.2
AgainstNoneApprove Regulations on Agreements for Legal Services, Marketing Services, Public Relations Services, and Social Communication Services
6.3
ForNoneApprove Regulations on Report on Best Practices
6.4
AgainstNoneApprove Implementation of Act on State Property Management Principles in Company's Subsidiaries
6.5
AgainstNoneRecall Supervisory Board Member 7.1
AgainstNoneElect Supervisory Board Member 7.2
Mango Excellent Media Co., Ltd.
Meeting Date: 12/19/2019 Country: China
Meeting Type: Special
Page 430 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Mango Excellent Media Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Completion of Raised Funds Investment Project and Use of Remaining Raised Funds to Replenish Working Capital
For For
ForForAmend Articles of Association 2
ForForApprove to Appoint Auditor 3
NortonLifeLock Inc.
Meeting Date: 12/19/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Sue Barsamian For For
ForForElect Director Frank E. Dangeard 1b
ForForElect Director Nora M. Denzel 1c
ForForElect Director Peter A. Feld 1d
ForForElect Director Kenneth Y. Hao 1e
ForForElect Director David W. Humphrey 1f
ForForElect Director Vincent Pilette 1g
ForForElect Director V. Paul Unruh 1h
ForForRatify KPMG LLP as Auditors 2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstAgainstRequire Independent Board Chairman 4
Playtech Plc
Meeting Date: 12/19/2019 Country: Isle of Man
Meeting Type: Special
Page 431 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Playtech Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Grant of the Nil Cost Option over Ordinary Shares under the Playtech Long Term Incentive Plan 2012 to Mor Weizer
For Against
Shenzhen Goodix Technology Co., Ltd.
Meeting Date: 12/19/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Draft and Summary of Performance Shares Incentive Plan
For For
ForForApprove Methods to Assess the Performance of Plan Participants
2
ForForApprove Authorization of Board to Handle All Related Matters Regarding Performance Shares Incentive Plan
3
AgainstForApprove Use of Own Funds for Cash Management
4
ForForApprove Amendments to Articles of Association
5
ForForApprove Shareholder Return Plan 6
Tatneft PJSC
Meeting Date: 12/19/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends for First Nine Months of Fiscal 2019
For For
Page 432 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Tatneft PJSC
Meeting Date: 12/19/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends for First Nine Months of Fiscal 2019
For For
Wanda Film Holding Co., Ltd.
Meeting Date: 12/19/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve to Appoint Auditor For For
AVIC Electromechanical Systems Co., Ltd.
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of Equity For For
ForForApprove Increase Capital and Invest in Hongguang Airborne Equipment Co., Ltd.
2
ForForApprove Termination of Raised Funds Project and Use Excess Raised Funds to Supplement Working Capital
3
ForForApprove Transfer of Equity 4
AgainstForApprove Amendments to Articles of Association
5
Page 433 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Banco BTG Pactual SA
Meeting Date: 12/20/2019 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Ratify RSM ACAL Auditores Independentes S/S as the Independent Firm to Appraise Proposed Transaction
For Do Not Vote
Do Not Vote
ForApprove Independent Firm's Appraisal 2
Do Not Vote
ForApprove Agreement to Absorb Novaportfolio Participacoes S.A.
3
Do Not Vote
ForApprove Absorption of Novaportfolio Participacoes S.A.
4
Do Not Vote
ForApprove Conversion of Class B Preferred Shares into Class A Preferred Shares
5
Do Not Vote
ForAmend Article 5 to Reflect Changes in Capital 6
Do Not Vote
ForConsolidate Bylaws 7
Chengdu Westone Information Industry, Inc.
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve to Appoint Auditor For For
ForForApprove Amendments to Articles of Association
2
ForForAmend Rules and Procedures Regarding General Meetings of Shareholders
3
China Avionics Systems Co., Ltd.
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Page 434 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Avionics Systems Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Change in Usage of Partial Raised Funds and Permanently Replenish Working Capital
For For
ForForApprove Equity Transfer and Related Party Transactions
2
AgainstForApprove Amendments to Articles of Association
3
China BlueChemical Ltd.
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Revised Annual Caps for the Provision of Services and Supplies and Sale of Products by CNOOC Group to the Group under the Comprehensive Services and Product Sales Agreement and Related Transactions
For For
China Everbright Bank Company Limited
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Wu Lijun as Director For For
ForForApprove Remuneration of the Chairman of the Board of Supervisors for 2018
2
ForForElect Liu Jin as Director 3
Page 435 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Everbright Bank Company Limited
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Wu Lijun as Director For For
ForForApprove Remuneration of the Chairman of the Board of Supervisors for 2018
2
ForForElect Liu Jin as Director 3
China Fortune Land Development Co., Ltd.
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Establishment of Subsidiary and Capital Increase in Subsidiary
For Against
AgainstForApprove Guarantee Provision for First Half of 2020
2
ForForApprove Related-party Transaction in Connection to Deposit and Clearing Business in Bank of Langfang
3
ForForApprove Provision of Guarantee 4
ForForApprove Issuance of Overseas Bonds and Provision of Its Guarantee
5
China Galaxy Securities Co., Ltd.
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chen Liang as Director For For
Page 436 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
COSCO SHIPPING Holdings Co., Ltd.
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Approve the Financial Services Agreement Entered into by the Company and ChinaCOSCO Shipping Corporation Limited and Proposed Annual Caps
For Against
ForForApprove the Master General Services Agreement Entered into by the Company and ChinaCOSCO Shipping Corporation Limited and Proposed Annual Caps
1.2
ForForApprove the Master Shipping Services Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps
1.3
ForForApprove the Master Port Services Agreement Entered into by the Company and ChinaCOSCO Shipping Corporation Limited and Proposed Annual Caps
1.4
ForForApprove the Master Vessel and Container Asset Services Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps
1.5
ForForApprove the Trademark Licence Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps
1.6
ForForApprove the Master Shipping and Terminal Services Agreement Entered into by the Company and Pacific International Lines Pte Ltd and Proposed Annual Caps
2
ForForApprove the Shipping and Terminal Services Framework Agreement Entered into by theCompany and Shanghai International Port (Group) Co., Ltd. on February 27, 2019 and the Proposed Annual Cap for the Financial Year Ending December 31, 2019
3.1
ForForApprove the Shipping and Terminal Services Framework Agreement Entered into by theCompany and Shanghai International Port (Group) Co., Ltd. on October 30, 2019 and the Proposed Annual Caps for the Three Financial Years Ending December 31, 2022
3.2
ForForApprove the Shipping and Terminal Services Framework Agreement Entered into by the Company and Qingdao Port International Co., Ltd and Proposed Annual Caps
4
Page 437 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
COSCO SHIPPING Holdings Co., Ltd.
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Approve the Financial Services Agreement Entered into by the Company and ChinaCOSCO Shipping Corporation Limited and Proposed Annual Caps
For Against
ForForApprove the Master General Services Agreement Entered into by the Company and ChinaCOSCO Shipping Corporation Limited and Proposed Annual Caps
1.2
ForForApprove the Master Shipping Services Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps
1.3
ForForApprove the Master Port Services Agreement Entered into by the Company and ChinaCOSCO Shipping Corporation Limited and Proposed Annual Caps
1.4
ForForApprove the Master Vessel and Container Asset Services Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps
1.5
ForForApprove the Trademark Licence Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps
1.6
ForForApprove the Master Shipping and Terminal Services Agreement Entered into by the Company and Pacific International Lines Pte Ltd and Proposed Annual Caps
2
ForForApprove the Shipping and Terminal Services Framework Agreement Entered into by theCompany and Shanghai International Port (Group) Co., Ltd. on February 27, 2019 and the Proposed Annual Cap for the Financial Year Ending December 31, 2019
3.1
ForForApprove the Shipping and Terminal Services Framework Agreement Entered into by theCompany and Shanghai International Port (Group) Co., Ltd. on October 30, 2019 and the Proposed Annual Caps for the Three Financial Years Ending December 31, 2022
3.2
ForForApprove the Shipping and Terminal Services Framework Agreement Entered into by the Company and Qingdao Port International Co., Ltd and Proposed Annual Caps
4
Page 438 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Datang International Power Generation Co., Ltd.
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Business Cooperation Agreement with Datang Financial Lease Co., Ltd.
For For
AgainstForApprove Financial Services Agreement with China Datang Group Finance Co., Ltd.
2
ForForApprove Allowance Criteria for Directors of the Tenth Session of the Board and Supervisors of the Tenth Session of the Supervisory Committee
3
Gemdale Corp.
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Change in Registered Address and Amend Articles of Association
For For
Guoxuan High-tech Co., Ltd.
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Li Zhen as Non-independent Director For Against
AgainstForElect Wang Qiang as Non-independent Director
1.2
AgainstForElect Steven Cai as Non-independent Director 1.3
AgainstForElect Lei Guang as Non-independent Director 1.4
AgainstForElect Zhang Hongli as Non-independent Director
1.5
Page 439 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Guoxuan High-tech Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForElect Rao Yuanyuan as Non-independent Director
1.6
ForForElect Wang Zhitai as Independent Director 2.1
ForForElect Sheng Yang as Independent Director 2.2
ForForElect Qiao Yun as Independent Director 2.3
ForForElect Li Yan as Supervisor 3.1
ForForElect Wang Qisui as Supervisor 3.2
ForForApprove Extension of Resolution Validity Period of Convertible Bond Issuance
4
ForForApprove Extension of Authorization Validity Period of Convertible Bond Issuance
5
AgainstForApprove Provision of External Guarantee 6
ForForApprove External Guarantee to Wholly-owned Subsidiary
7
Hamamatsu Photonics KK
Meeting Date: 12/20/2019 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 20
For For
ForForElect Director Hiruma, Akira 2.1
ForForElect Director Suzuki, Kenji 2.2
ForForElect Director Yamamoto, Koei 2.3
ForForElect Director Hara, Tsutomu 2.4
ForForElect Director Yoshida, Kenji 2.5
ForForElect Director Toriyama, Naofumi 2.6
ForForElect Director Mori, Kazuhiko 2.7
ForForElect Director Maruno, Tadashi 2.8
ForForElect Director Suzuki, Takayuki 2.9
ForForElect Director Kato, Hisaki 2.10
ForForElect Director Saito, Minoru 2.11
Page 440 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Hamamatsu Photonics KK
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Kodate, Kashiko 2.12
AgainstForElect Director Koibuchi, Ken 2.13
ForForApprove Restricted Stock Plan 3
Hellenic Petroleum SA
Meeting Date: 12/20/2019 Country: Greece
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Company Articles For For
AgainstForApprove Remuneration Policy 2
AgainstForOther Business 3
Iliad SA
Meeting Date: 12/20/2019 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize Specific Buyback Program and Cancellation of Repurchased Shares
For For
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights of Up to 11,666,666 Shares, with a Binding Priority Right
2
AgainstForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
3
ForForAuthorize Filing of Required Documents/Other Formalities
4
Incitec Pivot Limited
Meeting Date: 12/20/2019 Country: Australia
Meeting Type: Annual
Page 441 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Incitec Pivot Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Xiaoling Liu as Director For For
ForForElect Gregory Robinson as Director 2b
ForForApprove Remuneration Report 3
ForForApprove Grant of Performance Rights to Jeanne Johns
4
Jinke Property Group Co., Ltd.
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Additional Provision of Guarantee For For
ForForApprove Cancellation of Guarantee to Some Controlled and Associated Real Estate Project Companies and to Increase Guarantee Limits
2
ForForApprove Use of Surplus Funds of Subsidiary by the Company and its Partners According to Shareholding Equity
3
ForForApprove Employee Share Purchase Plan (Draft) and Summary
4
Kingsoft Corporation Limited
Meeting Date: 12/20/2019 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Framework Agreement, Proposed Annual Caps and Related Transactions
For For
Page 442 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Lyxor Core US TIPS (DR) UCITS ETF
Meeting Date: 12/20/2019 Country: Luxembourg
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Restatement of the Articles of Association in Light of the Luxembourg Commercial Companies Law of August 10, 1915
For Against
ForForElect Arnaud Llinas as Director 2.a
ForForElect Gregory Berthier as Director 2.b
ForForElect Alexandre Cegarra as Director 2.c
ForForElect Martin Rausch as Director 2.d
ForForElect Luc Caytan as Director 2.e
AgainstForTransact Other Business (Voting) 3
Novolipetsk Steel
Meeting Date: 12/20/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends of RUB 3.22 per Share for First Nine Months of Fiscal 2019
For For
ForForApprove New Edition of Regulations on General Meetings
2.1
ForForApprove New Edition of Regulations on Board of Directors
2.2
Novolipetsk Steel
Meeting Date: 12/20/2019 Country: Russia
Meeting Type: Special
Page 443 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Novolipetsk Steel
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends of RUB 3.22 per Share for First Nine Months of Fiscal 2019
For For
ForForApprove New Edition of Regulations on General Meetings
2.1
ForForApprove New Edition of Regulations on Board of Directors
2.2
Pacific Securities Co., Ltd.
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Change of Auditor For For
Shandong Buchang Pharmaceuticals Co., Ltd.
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Shareholder Return Plan For For
ForForApprove Adjustment in Profit Distribution, Increase in Registered Capital and Amendments to Articles of Association
2
ForForApprove Corporate Bond Issuance 3
ForForApprove Issue Scale 4.1
ForForApprove Par Value, Issue Price 4.2
ForForApprove Bond Period and Type 4.3
ForForApprove Target Parties and Placement Arrangement to Shareholders
4.4
Page 444 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shandong Buchang Pharmaceuticals Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Interest Rate and Determination Method
4.5
ForForApprove Guarantee Manner 4.6
ForForApprove Issue Manner 4.7
ForForApprove Redemption and Resale Terms 4.8
ForForApprove Usage of Raised Funds 4.9
ForForApprove Safeguard Measures of Debts Repayment
4.10
ForForApprove Underwriting Method and Listing Arrangement
4.11
ForForApprove Special Raised Funds Account 4.12
ForForApprove Resolution Validity Period 4.13
ForForApprove Authorization of the Board to Handle All Related Matters
5
ForForApprove Issuance of Corporate Bonds via Private Placement
6
ForForApprove Issue Scale of Corporate Bond via Private Placement
7.1
ForForApprove Target Parties and Placement Arrangement to Shareholders of Corporate Bond via Private Placement
7.2
ForForApprove Bond Term and Type of Corporate Bond via Private Placement
7.3
ForForApprove Par Value and Issue Price of Corporate Bond via Private Placement
7.4
ForForApprove Interest Rate and Determination Method of Corporate Bond via Private Placement
7.5
ForForApprove Repayment of Interest Rate of Corporate Bond via Private Placement
7.6
ForForApprove Underwriting Method of Corporate Bond via Private Placement
7.7
ForForApprove Usage of Raised Funds of Corporate Bond via Private Placement
7.8
ForForApprove Issue Manner of Corporate Bond via Private Placement
7.9
ForForApprove Guarantee Arrangement of Corporate Bond via Private Placement
7.10
ForForApprove Resale and Redemption Terms of Corporate Bond via Private Placement
7.11
ForForApprove Trading and Listing Location of Corporate Bond via Private Placement
7.12
Page 445 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shandong Buchang Pharmaceuticals Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Resolution Validity Period of Corporate Bond via Private Placement
7.13
ForForApprove Safeguard Measures of Debts Repayment of Corporate Bond via Private Placement
7.14
ForForApprove Authorization of the Board to Handle All Related Matters of Corporate Bond via Private Placement
8
ForForApprove Registration and Scale 9.1
ForForApprove Duration 9.2
ForForApprove Par Value 9.3
ForForApprove Issue Manner 9.4
ForForApprove Target Parties 9.5
ForForApprove Usage of Raised Funds 9.6
ForForApprove Resolution Validity Period 9.7
ForForApprove Authorization of the Board to Handle All Related Matters on Medium Term Notes
9.8
ForForApprove Provision of Guarantee 10
Shenzhen Kangtai Biological Products Co., Ltd.
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve to Appoint Auditor For For
AgainstForApprove Use of Own Funds to Invest in Financial Products
2
ForForApprove Amendments to Articles of Association to Expand Business Scope
3
Sichuan Languang Development Co., Ltd.
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Page 446 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Sichuan Languang Development Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of External Guarantee For For
Xinjiang Goldwind Science & Technology Co., Ltd.
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
ForForApprove Continuing Connected Transactions (A Shares) with China Three Gorges (Group) Co, Ltd. and the Annual Cap
2
Xinjiang Goldwind Science & Technology Co., Ltd.
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
ForForApprove Continuing Connected Transactions (A Shares) with China Three Gorges (Group) Co, Ltd. and the Annual Cap
2
Xinxing Ductile Iron Pipes Co., Ltd.
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Page 447 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Xinxing Ductile Iron Pipes Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Performance Shares Incentive Plan Draft and Summary
For Against
AgainstForApprove Methods to Assess the Performance of Plan Participants
2
ForForApprove Repurchase of the Company's Shares by Auction Trading
3
ForForApprove Authorization of the Board to Handle All Related Matters on Performance Shares Incentive Plan
4
ForForApprove Authorization of the Board to Handle All Related Matters on Repurchase of the Company's Shares
5
Yandex NV
Meeting Date: 12/20/2019 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Prior Approval by the Class A Meeting of Agenda Item 1 (Amendment of Articles ofAssociation)
For For
ForForAmend Articles of Association 1
ForForAuthorize Repurchase of Priority Share 2
ForForElect Alexey Komissarov as Non-Executive Director
3
ForForElect Alexei Yakovitsky as Non-Executive Director
4
ForForApprove Cancellation of Outstanding Class C Ordinary Shares
5
YY, Inc.
Meeting Date: 12/20/2019 Country: Cayman Islands
Meeting Type: Annual
Page 448 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
YY, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Change Company Name to JOYY Inc. For For
The First International Bank of Israel Ltd.
Meeting Date: 12/22/2019 Country: Israel
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
4 Reappoint Somekh Chaikin as Auditors and Authorize Board to Fix Their Remuneration
For For
AgainstNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
AgainstNoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B1
AgainstNoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2
ForNoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B3
Autobio Diagnostics Co., Ltd.
Meeting Date: 12/23/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Loan Application For For
Page 449 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Bank Leumi Le-Israel Ltd.
Meeting Date: 12/23/2019 Country: Israel
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Reelect Ytzhak Edelman as External Director For For
AbstainForElect Mordechai Rosen as External Director 1.2
ForForReelect Ester Dominissini as Director 2.1
AbstainForElect Ira Sobel as Director 2.2
ForForApprove Amended Compensation Policy for the Directors and Officers of the Company
3
ForForApprove Employment Terms of Haj-Yehia Samer, Chairman
4
ForForApprove Employment Terms of as Hanan Shmuel Friedman, CEO
5
ForForIssue Updated Indemnification Agreements to Directors/Officers
6
AgainstNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
AgainstNoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B1
AgainstNoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2
ForNoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B3
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Ytzhak Edelman as External Director 1.1
Do Not Vote
ForElect Mordechai Rosen as External Director 1.2
ForForReelect Ester Dominissini as Director 2.1
Page 450 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Bank Leumi Le-Israel Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AbstainForElect Ira Sobel as Director 2.2
ForForApprove Amended Compensation Policy for the Directors and Officers of the Company
3
ForForApprove Employment Terms of Haj-Yehia Samer, Chairman
4
ForForApprove Employment Terms of as Hanan Shmuel Friedman, CEO
5
ForForIssue Updated Indemnification Agreements to Directors/Officers
6
AgainstNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
AgainstNoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B1
AgainstNoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2
ForNoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B3
COSCO SHIPPING Development Co., Ltd.
Meeting Date: 12/23/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Approve Renewal of the Term of the Master Vessel Charter Agreement, Proposed Annual Caps and Related Transactions
For For
ForForApprove Renewal of the Term of the Master Operating Lease Services Agreement, Proposed Annual Caps and Related Transactions
1.2
ForForApprove Renewal of the Term of the Master Finance Lease Services Agreement, Proposed Annual Caps and Related Transactions
1.3
Page 451 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
COSCO SHIPPING Development Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Renewal of the Term of the Master Vessel Services Agreement, Proposed Annual Caps and Related Transactions
1.4
ForForApprove Renewal of the Term of the Master Containers Services Agreement, Provision of Container and Other Ancillary Services by the CS Development Group to the COSCO SHIPPING Group, Proposed Annual Caps and Related Transactions
1.5
ForForApprove Renewal of the Term of the Master Containers Services Agreement, Provision of Container and Other Ancillary Services by the COSCO SHIPPING Group to the CS Development Group, Proposed Annual Caps and Related Transactions
1.6
AgainstForApprove Master Financial Services Agreement, Provision of Deposit Services, Proposed Annual Caps and Related Transactions
1.7
ForForApprove Renewal of the Term of the Master Factoring Services Agreement, Proposed Annual Caps and Related Transactions
1.8
ForForApprove New Commodities Supply Framework Agreement and Related Transactions
2
ForForAmend Articles of Association 3
ForForAmend Rules and Procedures Regarding General Meetings of Shareholders
4
COSCO SHIPPING Development Co., Ltd.
Meeting Date: 12/23/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Approve Renewal of the Term of the Master Vessel Charter Agreement, Proposed Annual Caps and Related Transactions
For For
ForForApprove Renewal of the Term of the Master Operating Lease Services Agreement, Proposed Annual Caps and Related Transactions
1.2
ForForApprove Renewal of the Term of the Master Finance Lease Services Agreement, Proposed Annual Caps and Related Transactions
1.3
Page 452 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
COSCO SHIPPING Development Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Renewal of the Term of the Master Vessel Services Agreement, Proposed Annual Caps and Related Transactions
1.4
ForForApprove Renewal of the Term of the Master Containers Services Agreement, Provision of Container and Other Ancillary Services by the CS Development Group to the COSCO SHIPPING Group, Proposed Annual Caps and Related Transactions
1.5
ForForApprove Renewal of the Term of the Master Containers Services Agreement, Provision of Container and Other Ancillary Services by the COSCO SHIPPING Group to the CS Development Group, Proposed Annual Caps and Related Transactions
1.6
AgainstForApprove Master Financial Services Agreement, Provision of Deposit Services, Proposed Annual Caps and Related Transactions
1.7
ForForApprove Renewal of the Term of the Master Factoring Services Agreement, Proposed Annual Caps and Related Transactions
1.8
ForForApprove New Commodities Supply Framework Agreement and Related Transactions
2
ForForAmend Articles of Association 3
ForForAmend Rules and Procedures Regarding General Meetings of Shareholders
4
FangDa Carbon New Material Co., Ltd.
Meeting Date: 12/23/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
Guangshen Railway Company Limited
Meeting Date: 12/23/2019 Country: China
Meeting Type: Special
Page 453 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Guangshen Railway Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Comprehensive Services Framework Agreement, Proposed Annual Caps and Related Transactions
For For
ForForApprove Removal of Li Zhiming as Supervisor 2
ForForApprove Removal of Yu Zhiming as Director 3
ForForApprove Removal of Chen Xiaomei as Director 4
ForForApprove Removal of Luo Qing as Director 5
ForForElect Meng Yong as Supervisor 6
AgainstForElect Guo Jiming as Director 7.1
AgainstForElect Zhang Zhe as Director 7.2
ForForElect Guo Xiangdong as Director 7.3
Guangshen Railway Company Limited
Meeting Date: 12/23/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Comprehensive Services Framework Agreement, Proposed Annual Caps and Related Transactions
For For
ForForApprove Removal of Li Zhiming as Supervisor 2
ForForApprove Removal of Yu Zhiming as Director 3
ForForApprove Removal of Chen Xiaomei as Director 4
ForForApprove Removal of Luo Qing as Director 5
ForForElect Meng Yong as Supervisor 6
AgainstForElect Guo Jiming as Director 7.1
AgainstForElect Zhang Zhe as Director 7.2
ForForElect Guo Xiangdong as Director 7.3
Page 454 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Hengli Petrochemical Co., Ltd.
Meeting Date: 12/23/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Employee Share Purchase Plan (Draft) and Summary
For For
ForForApprove Methods to Assess the Performance of Plan Participants
2
ForForApprove Authorization of Board to Handle All Related Matters
3
Hytera Communications Corp. Ltd.
Meeting Date: 12/23/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendment of Performance Shares Incentive Plan Phase 1
For For
Indiabulls Housing Finance Limited
Meeting Date: 12/23/2019 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Non-Convertible Debentures along with Warrants to Qualified Institutional Buyers
For For
ForForApprove Indiabulls Housing Finance Limited - Employee Stock Benefit Scheme 2019 and Grant of Employee Stock Options and/or Shares and/or Stock Appreciation Rights to Employees of the Company
2
Page 455 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Indiabulls Housing Finance Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Grant Employee Stock Options and/or Shares and/or Stock Appreciation Rights to Employee of Subsidiary Company (ies) under Indiabulls Housing Finance Limited - Employee Stock Benefit Scheme 2019
3
ForForApprove Grant of Employee Stock Options and/or Shares and/or Stock Appreciation Rights to Employees of the Company and Subsidiary Company (ies) by way of Secondary Acquisition under Indiabulls Housing Finance Limited - Employee Stock Benefit Scheme 2019
4
ForForApprove Trust Route for Implementation of Indiabulls Housing Finance Limited - Employees Stock Benefit Scheme 2019
5
ForForApprove Provision of Money for Purchase of Its Own Shares by the Trust/Trustees for Benefit of Employees under Indiabulls Housing Finance Limited - Employee Stock Benefit Scheme 2019
6
ForForApprove Grant of Employee Stock Options and/or Shares and/or Stock Appreciation Rights to Identified Employees During Any One Year, Equal to or Exceeding One Percent of the Issued Capital of the Company
7
Lomon Billions Group Co., Ltd.
Meeting Date: 12/23/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Comprehensive Credit Line Bank Application
For Against
AgainstForApprove Provision of Guarantee 2
Retail Estates NV
Meeting Date: 12/23/2019 Country: Belgium
Meeting Type: Special
Page 456 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Retail Estates NV
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
A2.1 Renew Authorization to Increase Share Capital up to 10 Percent of Authorized Capital Without Preemptive Rights By Way of Cash Contributions at the Moment of Decision to Increase Capital
For For
ForForIf Items A2.1 is not Approved: Renew Authorization to Increase Share Capital up to 10 Percent of Authorized Capital Without Preemptive Rights By Way of Cash Contributions at the Date of EGM of 23 July 2018
A2.2
ForForAmend Article 6.2 to Reflect Changes in Capital
A3
ForForAmend Article 6.2 Re: Conditions of Use of Authorized Capital in View of the Act of 2 May 2019 and BCAC
A4
ForForAmend Article 6.4 Re: Conditions Applicable to the Increase of Capital in View of the Act of 2 May 2019 and BCAC
A5
ForForAmend Article 31 Re: Distribution of Interim Dividend in view of BCAC
A6
ForForAuthorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry
B
Shanghai International Port (Group) Co., Ltd.
Meeting Date: 12/23/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Service Agreement and Related Party Transaction
For For
SIG Plc
Meeting Date: 12/23/2019 Country: United Kingdom
Meeting Type: Special
Page 457 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
SIG Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Disposal of the Air Handling Division
For For
Tonghua Dongbao Pharmaceutical Co., Ltd.
Meeting Date: 12/23/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
ForForApprove Share Repurchase Purpose 2.1
ForForApprove Share Repurchase Type 2.2
ForForApprove Share Repurchase Manner 2.3
ForForApprove Period of the Share Repurchase 2.4
ForForApprove Share Repurchase Usage, Number, Proportion of the Company's Total Share Capital and Total Funds
2.5
ForForApprove Share Repurchase Price 2.6
ForForApprove Total Amount and Source of Funds Used for the Share Repurchase
2.7
ForForApprove Authorization of Board to Handle All Related Matters
3
ForForApprove Amendments to Articles of Association to Expand Business Scope
4
Unigroup Guoxin Microelectronics Co., Ltd.
Meeting Date: 12/23/2019 Country: China
Meeting Type: Special
Page 458 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Unigroup Guoxin Microelectronics Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Asset Acquisition and Issuance of Shares in Accordance with the Relevant Laws and Regulations
For Against
AgainstForApprove Target Assets and Transactions Parties
2.1
AgainstForApprove Basis of Pricing and Transactions Price
2.2
AgainstForApprove Payment Manner 2.3
AgainstForApprove Pricing Reference Date and Issue Price
2.4
AgainstForApprove Issue Manner 2.5
AgainstForApprove Share Type and Par Value 2.6
AgainstForApprove Issue Amount 2.7
AgainstForApprove Distribution Arrangement Before Issuance of Cumulative Earnings
2.8
AgainstForApprove Lock-Up Period Arrangement 2.9
AgainstForApprove Liability for Breach of the Transfer of the Underlying Asset Ownership
2.10
AgainstForApprove Attribution of Profit and Loss During the Transition Period
2.11
AgainstForApprove Listing Exchange 2.12
AgainstForApprove Performance Commitments and Compensation Arrangements
2.13
AgainstForApprove Resolution Validity Period 2.14
AgainstForApprove Transaction Constitutes as Related-party Transaction
3
AgainstForApprove Draft and Summary of Asset Acquisition and Issuance of New Shares as well as Related Party Transactions
4
AgainstForApprove Signing of Asset Acquisition and Issuance of Shares Agreement
5
AgainstForApprove Signing of Supplementary Agreement of Asset Acquisition and Issuance of Shares Agreement
6
AgainstForApprove Signing of Performance Compensation Agreement
7
AgainstForApprove Audit Report, Evaluation Report and Pro Forma Review Report
8
Page 459 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Unigroup Guoxin Microelectronics Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Independence of Appraiser, the Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing
9
AgainstForApprove Completeness and Compliance of Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction
10
AgainstForApprove Transaction Complies with Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies
11
AgainstForApprove Transaction Complies with Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies
12
AgainstForApprove Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken
13
AbstainForApprove Whitewash Waiver and Related Transactions
14
AgainstForApprove Authorization of Board to Handle All Related Matters
15
ForForApprove Shareholder Return Plan 16
Xiamen Tungsten Co., Ltd.
Meeting Date: 12/23/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Signing of Long-term Supply Agreement
For For
Yango Group Co., Ltd.
Meeting Date: 12/23/2019 Country: China
Meeting Type: Special
Page 460 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Yango Group Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Guarantee for Subsidiary For For
ForForApprove Provision of Guarantee for Associate Subsidiary
2
Zhejiang Expressway Co., Ltd.
Meeting Date: 12/23/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of H Share Convertible Bonds and Related Transactions
For For
CSSC Offshore & Marine Engineering (Group) Company Limited
Meeting Date: 12/24/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association For For
ForForApprove Connected Transaction in Relation to the Entering into the Land Resumption Compensation Agreement by the Company's Holding Subsidiary
2
FIT Hon Teng Limited
Meeting Date: 12/24/2019 Country: Cayman Islands
Meeting Type: Special
Page 461 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
FIT Hon Teng Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Framework Sales Agreement, Product Sales Transaction, Proposed Product Sales Annual Caps and Related Transactions
For For
ForForApprove Framework Purchase Agreement, Product Purchase Transaction, Proposed Product Purchase Annual Caps and Related Transactions
2
ForForApprove Framework Sub-Contracting Services Agreement, Sub-contracting Services Transaction, Proposed Sub-Contracting Services Annual Caps and Related Transactions
3
Huadian Power International Corp. Ltd.
Meeting Date: 12/24/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Approve Purchase of Fuel and the Annual Cap For For
ForForApprove Provision of Engineering Equipments, Systems, Products, Engineering and Construction Contracting, Environmental Protection System Renovation Project, Miscellaneous and Relevant Services and the Annual Cap
1.2
ForForApprove Sales of Fuel and Provision of Relevant Services and the Annual Cap
1.3
Huadian Power International Corporation Limited
Meeting Date: 12/24/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Approve Purchase of Fuel and the Annual Cap For For
Page 462 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Huadian Power International Corporation Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Provision of Engineering Equipments, Systems, Products, Engineering and Construction Contracting, Environmental Protection System Renovation Project, Miscellaneous and Relevant Services and the Annual Cap
1b
ForForApprove Sales of Fuel and Provision of Relevant Services and the Annual Cap
1c
Magnit PJSC
Meeting Date: 12/24/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends of RUB 147.19 per Share for First Nine Months of Fiscal 2019
For For
ForForAmend Charter 2
Magnit PJSC
Meeting Date: 12/24/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends of RUB 147.19 per Share for First Nine Months of Fiscal 2019
For For
ForForAmend Charter 2
NARI Technology Co., Ltd.
Meeting Date: 12/24/2019 Country: China
Meeting Type: Special
Page 463 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
NARI Technology Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Additional Daily Related Party Transactions
For For
ForForApprove Use of Short-term Idle Own Funds to Conduct Entrusted Asset Management
2
Visionox Technology, Inc.
Meeting Date: 12/24/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
ForForApprove Equity Transfer 2
Wuhu Shunrong Sanqi Interactive Entertainment Co., Ltd.
Meeting Date: 12/24/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve to Appoint Auditor For For
AgainstForApprove Use of Own Funds for Securities Investment and Entrusted Asset Management
2
ForForElect Li Yang as Independent Director 3.1
ForForElect Ye Xin as Independent Director 3.2
ForForElect Liu Guangqiang as Independent Director 3.3
AECC Aero-engine Control Co., Ltd.
Meeting Date: 12/25/2019 Country: China
Meeting Type: Special
Page 464 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
AECC Aero-engine Control Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Liu Hao as Non-Independent Director For Against
AgainstForElect Peng Jianwu as Non-Independent Director
1.2
AgainstForElect Wu Guijiang as Non-Independent Director
1.3
AgainstForElect Ma Chuanli as Non-Independent Director 1.4
AgainstForElect Xia Fengchun as Non-Independent Director
1.5
ForForElect Di Xueyun as Independent Director 2
ForForApprove Daily Related Party Transactions 3
ForForApprove Related-party Transaction in Connection to Loan from Related Party
4
AgainstForApprove Financial Services Agreement 5
Aisino Corp.
Meeting Date: 12/25/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
ForForApprove Repurchase and Cancellation of Performance Shares
2
ForForApprove Change in Convertible Corporate Bonds for Raised Funds Investment Project
3
AgainstForApprove Downward Adjustment of Convertible Bond Conversion Price
4
AVIC Jonhon Optronic Technology Co., Ltd.
Meeting Date: 12/25/2019 Country: China
Meeting Type: Special
Page 465 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
AVIC Jonhon Optronic Technology Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Revised Draft and Summary of A Shares Performance Share Incentive Plan (Phase 2)
For For
ForForApprove Methods to Assess the Performance of Plan Participants
2
ForForApprove Authorization of Board to Handle All Matters Related to A Shares Performance Share Incentive Plan (Phase 2)
3
ForForApprove Termination of Share Repurchase Plan
4
Meinian Onehealth Healthcare Holdings Co., Ltd.
Meeting Date: 12/25/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Change of Auditor For For
ForForApprove Guarantee Provision Plan 2
ForForApprove Use of Idle Raised Funds to Conduct Cash Management
3
ForForApprove Amendments to Articles of Association
4
AgainstForElect Zeng Songbai as Non-Independent Director
5.1
AgainstForElect Xu Hong as Non-Independent Director 5.2
AgainstForElect Xu Panhua as Non-Independent Director 5.3
Transfar Zhilian Co., Ltd.
Meeting Date: 12/25/2019 Country: China
Meeting Type: Special
Page 466 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Transfar Zhilian Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Company's Eligibility for Public Issuance of Corporate Bonds to Qualified Investors
For For
ForForApprove Issue Size 2.1
ForForApprove Issue Manner 2.2
ForForApprove Bond Maturity and Type 2.3
ForForApprove Par Value and Issue Price 2.4
ForForApprove Use of Proceeds 2.5
ForForApprove Bond Interest Rate as well as Method for Principal Repayment and Interest Payment
2.6
ForForApprove Guarantee Method 2.7
ForForApprove Adjustment on Coupon Rate Option as well as Arrangement on Redemption and Sale-back
2.8
ForForApprove Underwriting and Listing 2.9
ForForApprove Target Subscribers 2.10
ForForApprove Safeguard Measures of Debts Repayment
2.11
ForForApprove Resolution Validity Period 2.12
ForForApprove Authorization of the Board to Handle All Related Matters
3
ForForApprove Guarantee Provision Plan 4
ForForApprove Adjustment of Implementing Entity for Fund-raising Investment Projects
5
Xinhu Zhongbao Co., Ltd.
Meeting Date: 12/25/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Guarantee Provision Plan For For
Page 467 of 1,115
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Reporting Period: 10/01/2019 to 12/31/2019
Yunnan Energy New Material Co., Ltd.
Meeting Date: 12/25/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Use of Idle Own Funds to Invest in Bank Financial Products
For Against
Alony Hetz Properties & Investments Ltd.
Meeting Date: 12/26/2019 Country: Israel
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Reappoint Brightman Almagor Zohar as Auditors and Report on Fees Paid to the Auditor
For For
ForForReelect Aviram Wertheim as Director 3.1
ForForReelect Zvi Nathan Hetz Haitchook as Director 3.2
ForForReelect Adva Sharvit as Director 3.3
ForForReelect Gittit Guberman as Director 3.4
ForForReelect Amos Yadlin as Director 3.5
AgainstNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
AgainstNoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B1
AgainstNoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2
ForNoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B3
Page 468 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Bank Hapoalim BM
Meeting Date: 12/26/2019 Country: Israel
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Temporary Extension of Compensation Policy for the Directors and Officers of the Company
For For
ForForApprove Amended Employment Terms of Oded Eran, Chairman
2
ForForApprove Amended Employment Terms of Dov Kotler, CEO
3
AgainstNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
AgainstNoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B1
AgainstNoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2
ForNoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B3
Beijing Sanju Environmental Protection & New Materials Co Ltd.
Meeting Date: 12/26/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Guarantee to Beijing Sanju Green Energy Technology Co., Ltd.
For For
ForForApprove Provision of Guarantee to Daqing Sanju Energy Purification Co., Ltd.
2
ForForApprove Accounts Receivable Transfer and Related Party Transactions
3
Page 469 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Beijing Sanju Environmental Protection & New Materials Co Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Provision of Guarantee by Shenzhen Jutao Machinery Equipment Co., Ltd.
4
ForForApprove Provision of Guarantee by Company and Zhuhai Jutao Offshore Oil Service Co., Ltd.
5
CSG Holding Co., Ltd.
Meeting Date: 12/26/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve to Appoint Auditor For For
Daqin Railway Co., Ltd.
Meeting Date: 12/26/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Comprehensive Service Agreement For For
Gazit-Globe Ltd.
Meeting Date: 12/26/2019 Country: Israel
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Reappoint Kost Forer Gabbay and Kasierer as Auditors and Authorize Board to Fix Their Remuneration
For For
ForForReelect Ehud Arnon as Director 3.1
ForForReelect Chaim Katzman as Director 3.2
Page 470 of 1,115
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Reporting Period: 10/01/2019 to 12/31/2019
Gazit-Globe Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Douglas W. Sesler as Director 3.3
ForForReelect Zehavit Cohen as Director 3.4
ForFor Approve Compensation of Dor Joseph Segal, Director and CEO of "Canada Partnership"
4
AgainstNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
AgainstNoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B1
AgainstNoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2
ForNoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B3
Guangzhou Baiyun International Airport Co., Ltd.
Meeting Date: 12/26/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Asset Swap and Related Party Transactions
For For
Muyuan Foods Co., Ltd.
Meeting Date: 12/26/2019 Country: China
Meeting Type: Special
Page 471 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Muyuan Foods Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Development of Supply Chain Accounts Payable Asset Securitization
For For
ForForApprove Authorization of the Management to Handle All Related Matters Regarding Supply Chain Accounts Payable Asset Securitization
2
ForForApprove Related Party Transaction 3
ForForApprove Signing of Strategic Cooperation Framework Agreement
4
ForForApprove Authorization of the Board to Handle All Matters Related to the Cooperation with SDIC Chuangyi Industry Fund Management Co., Ltd.
5
AgainstForApprove Use of Own Idle Funds to Conduct Entrusted Asset Management
6
Nanjing Iron & Steel Co., Ltd.
Meeting Date: 12/26/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Draft and Summary of Stock Option Incentive Plan
For For
ForForApprove Methods to Assess the Performance of Plan Participants
2
ForForApprove Authorization of the Board to Handle All Related Matters
3
AgainstForApprove Related Party Transaction 4
AgainstForApprove Provision of Guarantee to Wholly-Owned and Controlled Subsidiary
5
ForForApprove Provision of Guarantee to Associate Company
6
ForForApprove Application of Bank Credit Lines 7
ForForApprove Continuous Development of Futures and Derivatives Hedging Business in the Steel Industry
8
Page 472 of 1,115
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Reporting Period: 10/01/2019 to 12/31/2019
Sanan Optoelectronics Co. Ltd.
Meeting Date: 12/26/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
ForForAmend Rules and Procedures Regarding General Meetings of Shareholders
2
ForForElect Lin Zhidong as Non-independent Director
3
ForForElect Huang Xingluan as Independent Director 4.1
ForForElect Mu Zhirong as Independent Director 4.2
ForForElect Kang Junyong as Independent Director 4.3
Shenzhen Energy Group Co., Ltd.
Meeting Date: 12/26/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Construction Investment of Wind Power Project and Provision of Guarantee
For For
ForForApprove Establishment of Shenneng Financial Leasing Co., Ltd.
2
AgainstForApprove Capital Injection 3
Tianjin Zhonghuan Semiconductor Co., Ltd.
Meeting Date: 12/26/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Guarantee Provision Plan For For
Page 473 of 1,115
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Reporting Period: 10/01/2019 to 12/31/2019
Venustech Group Inc.
Meeting Date: 12/26/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Change in Raised Fund Usage For For
ForForApprove Use Raised Funds to Conduct Investment and Wealth Management
2
XCMG Construction Machinery Co., Ltd.
Meeting Date: 12/26/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Approve Sale of Materials or Products For For
ForForApprove Rental of Houses, Equipment and Products
1.2
ForForApprove Accept Related Party Services 1.3
ForForApprove Purchase of Materials or Products 2.1
ForForApprove Selling Materials or Products 2.2
ForForApprove Rent or Lease of Properties, Equipment and Products
2.3
ForForApprove Use of Licensing Trademark 2.4
ForForApprove Cooperative Technology Development
2.5
ForForApprove Provision or Acceptance of Services 2.6
ForForApprove Entrust Operations to Related Parties 2.7
AgainstForApprove Amendments to Articles of Association
3
ForForApprove Guarantee Provision to Subsidiary 4
ForForApprove Guarantee Provision for Mortgage Business
5.1
ForForApprove Guarantee Provision for Financial Leasing Business
5.2
ForForApprove Application of Credit Lines 6
Page 474 of 1,115
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Reporting Period: 10/01/2019 to 12/31/2019
XCMG Construction Machinery Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Write-off of Assets 7
Zhejiang Juhua Co., Ltd.
Meeting Date: 12/26/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Change in Raised Funds Investment Project
For For
AgainstForElect Hu Zhongming as Non-independent Director
2.1
AgainstForElect Zhou Liyang as Non-independent Director
2.2
AgainstForElect Wang Limin as Non-independent Director
2.3
AgainstForElect Dong Jihong as Non-independent Director
2.4
AgainstForElect Han Jinming as Non-independent Director
2.5
AgainstForElect Zhao Haijun as Non-independent Director
2.6
AgainstForElect Liu Yunhua as Non-independent Director 2.7
AgainstForElect Wang Xiaoming as Non-independent Director
2.8
ForForElect Hu Yuyue as Independent Director 3.1
ForForElect Zhou Guoliang as Independent Director 3.2
ForForElect Zhang Zixue as Independent Director 3.3
ForForElect Liu Li as Independent Director 3.4
ForForElect Zhou Xiaowen as Supervisor 4.1
ForForElect Ye Minghai as Supervisor 4.2
BeiGene, Ltd.
Meeting Date: 12/27/2019 Country: Cayman Islands
Meeting Type: Special
Page 475 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
BeiGene, Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Shares Pursuant to the Share Purchase Agreement
For For
ForForApprove Collaboration Agreement with Amgen Inc.
2
ForForApprove the Annual Caps in Relation to the Collaboration Agreement
3
ForForElect Director Anthony C. Hooper 4
Chengdu Kanghong Pharmaceutical Group Co., Ltd.
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Ke Zunhong as Non-independent Director
For Against
AgainstForElect Ke Xiao as Non-independent Director 1.2
AgainstForElect Wang Lin as Non-independent Director 1.3
AgainstForElect Zhong Jianrong as Non-independent Director
1.4
AgainstForElect Yin Jinqun as Non-independent Director 1.5
AgainstForElect Chen Su as Non-independent Director 1.6
ForForElect Zhang Qiang as Independent Director 2.1
ForForElect Qu Sancai as Independent Director 2.2
ForForElect Zhang Yu as Independent Director 2.3
ForForElect Gong Wenxian as Supervisor 3.1
ForForElect Yang Jianqun as Supervisor 3.2
ForForApprove Remuneration of Directors 4
ForForApprove Remuneration of Supervisors 5
Page 476 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Molybdenum Co., Ltd.
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Guarantee by the Company to Its Joint-Stock Company Huayue Nickel Cobalt
For For
ForForApprove Provision of Financing Guarantee Among Direct or Indirect Wholly-Owned Subsidiaries of the Company
2
ForForApprove Provision of Supply Chain Financing Guarantee by by IXM, an Indirect Wholly-Owned Subsidiary of the Company, to Its Suppliers
3
China Molybdenum Co., Ltd.
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Guarantee by the Company to Its Joint-Stock Company Huayue Nickel Cobalt
For For
ForForApprove Provision of Financing Guarantee Among Direct or Indirect Wholly-Owned Subsidiaries of the Company
2
ForForApprove Provision of Supply Chain Financing Guarantee by by IXM, an Indirect Wholly-Owned Subsidiary of the Company, to Its Suppliers
3
China Southern Airlines Company Limited
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Page 477 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Southern Airlines Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Services Framework Agreement Entered into Between the Company and Southern Airlines Group Finance Company Limited
For Against
ForForApprove 2020-2022 Finance and Lease Service Framework Agreement Entered into Between the Company and China Southern Air Leasing Company Limited
2
ForForApprove Satisfaction of the Conditions of the Non-Public Issue of A Shares
3
ForForApprove Feasibility Report on the Use of Proceeds from the Non-Public Issue of A Shares
4
ForForApprove Impacts of Dilution of Current Returns of the Non-Public Issue of Shares and the Remedial Returns Measures and the Undertakings from Controlling Shareholder, Directors and Senior Management on the Relevant Measures
5
ForForApprove Plan of Shareholders' Return of China Southern Airlines Company Limited (2020-2022)
6
ForForApprove Report on Use of Proceeds from Previous Fund Raising Activities
7
ForForApprove Types of Shares to be Issued and the Par Value
8.01
ForForApprove Issue Method and Period 8.02
ForForApprove Targeted Subscriber and Subscription Method
8.03
ForForApprove Issue Price 8.04
ForForApprove Number of Shares to be Issued 8.05
ForForApprove Lock-up Period 8.06
ForForApprove Proceeds Raised and the Use of Proceeds
8.07
ForForApprove Place of Listing 8.08
ForForApprove Arrangement for the Distribution of Undistributed Profits Accumulated Before the Non-Public Issue of A Shares
8.09
ForForApprove Validity Period of this Resolution Regarding the Non-Public Issuance of A Shares
8.10
ForForApprove Types of Shares to be Issued and the Par Value
9.01
Page 478 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Southern Airlines Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Issue Method and Period 9.02
ForForApprove Targeted Subscriber and Subscription Method
9.03
ForForApprove Issue Price 9.04
ForForApprove Issue Size and Number of Shares to be Issued
9.05
ForForApprove Lock-up Period 9.06
ForForApprove Use of Proceeds 9.07
ForForApprove Listing Arrangement 9.08
ForForApprove Arrangement for the Distribution of Undistributed Profits Accumulated Before the Non-Public Issue of H Shares
9.09
ForForApprove Validity Period of this Resolution Regarding the Non-Public Issuance of H Shares
9.10
ForForApprove Preliminary Proposal of the Non-Public Issue of A Shares
10
ForForApprove Connected Transactions Involved in the Non-Public Issue of A Shares
11
ForForApprove Connected Transactions Involved in the Non-Public Issue of H Shares
12
ForForApprove Conditional Subscription Agreement Relating to the Subscription of the A Shares Under the Non-Public Issue of A Shares
13
ForForApprove Conditional Subscription Agreement Relating to the Subscription of the H Shares Under the Non-Public Issue of H Shares
14
ForForApprove Amendments to Articles of Association
15
ForForAuthorize Board to Deal with All Matters Relating to the Non-Public Issue of A Shares and the Non-Public Issue of H Shares
16
China Southern Airlines Company Limited
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Page 479 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Southern Airlines Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Services Framework Agreement Entered into Between the Company and Southern Airlines Group Finance Company Limited
For Against
ForForApprove 2020-2022 Finance and Lease Service Framework Agreement Entered into Between the Company and China Southern Air Leasing Company Limited
2
ForForApprove Satisfaction of the Conditions of the Non-Public Issue of A Shares
3
ForForApprove Feasibility Report on the Use of Proceeds from the Non-Public Issue of A Shares
4
ForForApprove Impacts of Dilution of Current Returns of the Non-Public Issue of Shares and the Remedial Returns Measures and the Undertakings from Controlling Shareholder, Directors and Senior Management on the Relevant Measures
5
ForForApprove Plan of Shareholders' Return of China Southern Airlines Company Limited (2020-2022)
6
ForForApprove Report on Use of Proceeds from Previous Fund Raising Activities
7
ForForApprove Types of Shares to be Issued and the Par Value
8.01
ForForApprove Issue Method and Period 8.02
ForForApprove Targeted Subscriber and Subscription Method
8.03
ForForApprove Issue Price 8.04
ForForApprove Number of Shares to be Issued 8.05
ForForApprove Lock-up Period 8.06
ForForApprove Proceeds Raised and the Use of Proceeds
8.07
ForForApprove Place of Listing 8.08
ForForApprove Arrangement for the Distribution of Undistributed Profits Accumulated Before the Non-Public Issue of A Shares
8.09
ForForApprove Validity Period of this Resolution Regarding the Non-Public Issuance of A Shares
8.10
ForForApprove Types of Shares to be Issued and the Par Value
9.01
Page 480 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Southern Airlines Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Issue Method and Period 9.02
ForForApprove Targeted Subscriber and Subscription Method
9.03
ForForApprove Issue Price 9.04
ForForApprove Issue Size and Number of Shares to be Issued
9.05
ForForApprove Lock-up Period 9.06
ForForApprove Use of Proceeds 9.07
ForForApprove Listing Arrangement 9.08
ForForApprove Arrangement for the Distribution of Undistributed Profits Accumulated Before the Non-Public Issue of H Shares
9.09
ForForApprove Validity Period of this Resolution Regarding the Non-Public Issuance of H Shares
9.10
ForForApprove Preliminary Proposal of the Non-Public Issue of A Shares
10
ForForApprove Connected Transactions Involved in the Non-Public Issue of A Shares
11
ForForApprove Connected Transactions Involved in the Non-Public Issue of H Shares
12
ForForApprove Conditional Subscription Agreement Relating to the Subscription of the A Shares Under the Non-Public Issue of A Shares
13
ForForApprove Conditional Subscription Agreement Relating to the Subscription of the H Shares Under the Non-Public Issue of H Shares
14
ForForApprove Amendments to Articles of Association
15
ForForAuthorize Board to Deal with All Matters Relating to the Non-Public Issue of A Shares and the Non-Public Issue of H Shares
16
China Southern Airlines Company Limited
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Page 481 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Southern Airlines Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.01 Approve Types of Shares to be Issued and the Par Value
For For
ForForApprove Issue Method and Period 1.02
ForForApprove Targeted Subscriber and Subscription Method
1.03
ForForApprove Issue Price 1.04
ForForApprove Number of Shares to be Issued 1.05
ForForApprove Lock-up Period 1.06
ForForApprove Proceeds Raised and the Use of Proceeds
1.07
ForForApprove Place of Listing 1.08
ForForApprove Arrangement for the Distribution of Undistributed Profits Accumulated Before the Non-Public Issue of A Shares
1.09
ForForApprove Validity Period of this Resolution Regarding the Non-Public Issuance of A Shares
1.10
ForForApprove Preliminary Proposal of the Non-Public Issue of A Shares
2
ForForApprove Connected Transactions Involved in the Non-Public Issue of A Shares
3
ForForApprove Conditional Subscription Agreement Relating to the Subscription of the A Shares Under the Non-Public Issue of A Shares
4
China Southern Airlines Company Limited
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.01 Approve Types of Shares to be Issued and the Par Value
For For
ForForApprove Issue Method and Period 1.02
ForForApprove Targeted Subscriber and Subscription Method
1.03
Page 482 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Southern Airlines Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Issue Price 1.04
ForForApprove Number of Shares to be Issued 1.05
ForForApprove Lock-up Period 1.06
ForForApprove Proceeds Raised and the Use of Proceeds
1.07
ForForApprove Place of Listing 1.08
ForForApprove Arrangement for the Distribution of Undistributed Profits Accumulated Before the Non-Public Issue of A Shares
1.09
ForForApprove Validity Period of this Resolution Regarding the Non-Public Issuance of A Shares
1.10
ForForApprove Preliminary Proposal of the Non-Public Issue of A Shares
2
ForForApprove Connected Transactions Involved in the Non-Public Issue of A Shares
3
ForForApprove Conditional Subscription Agreement Relating to the Subscription of the A Shares Under the Non-Public Issue of A Shares
4
Chinese Universe Publishing & Media Group Co., Ltd.
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Reduce Registered Capital For For
ForForApprove to Appoint Auditor 2
ForForApprove to Appoint Internal Auditor 3
ForForApprove Provision of Guarantee 4
AgainstForApprove Use of Idle Funds to Purchase Financial Products
5
CRRC Corporation Limited
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Page 483 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
CRRC Corporation Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chen Xiaoyi as Supervisor For For
ForForElect Lou Qiliang as Director 2
CRRC Corporation Limited
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chen Xiaoyi as Supervisor For For
ForForElect Lou Qiliang as Director 2
Fujian Sunner Development Co., Ltd.
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Draft and Summary of Performance Shares Incentive Plan
For For
ForForApprove Methods to Assess the Performance of Plan Participants
2
ForForApprove Close Relative of Fu Guangming and Fu Fenfang as Incentive Targets for Performance Shares
3
ForForApprove Authorization of Board to Handle All Related Matters
4
Hangzhou Tigermed Consulting Co., Ltd.
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Page 484 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Hangzhou Tigermed Consulting Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Repurchase and Cancellation of Performance Shares
For For
ForForAmend Articles of Association 2
Holitech Technology Co. Ltd.
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve to Appoint Auditor For For
ForForApprove Corporate Bonds 2
ForForApprove Asset-backed Plan 3
ForForApprove Provision of Guarantee 4
Hubei Biocause Pharmaceutical Co., Ltd.
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Establishment of Asset Management Company
For For
IIFL Wealth Management Limited
Meeting Date: 12/27/2019 Country: India
Meeting Type: Special
Page 485 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
IIFL Wealth Management Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Objects Clause of Memorandum of Association
For For
ForForApprove Transfer of Distribution Business to IIFL Wealth Finance Limited
2
AgainstForApprove Holding of Office or Place of Profit by of Varun Bhagat as Senior Vice President per Terms of Employment/Appraisal
3
Leyard Optoelectronic Co., Ltd.
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Adjust the Number of Board Seats and Amendments to Articles of Association
For For
ForForAmend Rules and Procedures Regarding Meetings of Board of Directors
2
ForForAmend Working System for Independent Directors
3
ForForApprove Company's Credit Line and Loan from Banks and Guarantee Provision of Related Party
4
AgainstForElect Li Jun as Non-independent Director 5.1
AgainstForElect Li Nannan as Non-independent Director 5.2
AgainstForElect Fu Channi as Non-independent Director 5.3
ForForElect Wang Jinyong as Independent Director 6.1
ForForElect Ye Jinfu as Independent Director 6.2
ForForElect Bai Jianjun as Supervisor 7.1
ForForElect Wang Jiazhi as Supervisor 7.2
M. Dias Branco SA Industria e Comercio de Alimentos
Meeting Date: 12/27/2019 Country: Brazil
Meeting Type: Special
Page 486 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
M. Dias Branco SA Industria e Comercio de Alimentos
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Absorption of Industria de Produtos Alimenticios Piraque S.A.
For Do Not Vote
Do Not Vote
ForAmend Articles and Consolidate Bylaws 2
Do Not Vote
ForAmend Restricted Stock Plan 3
Magnitogorsk Iron & Steel Works PJSC
Meeting Date: 12/27/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends of RUB 1.650 per Share for First Nine Months of Fiscal 2019
For For
Navinfo Co., Ltd.
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Investment of Subsidiary For For
ForForElect Li Keqiang as Independent Director 2
Red Star Macalline Group Corporation Ltd.
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Page 487 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Red Star Macalline Group Corporation Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Che Jianxing as Director For For
ForForElect Guo Binghe as Director 2
ForForElect Che Jianfang as Director 3
ForForElect Jiang Xiaozhong as Director 4
ForForElect Chen Shuhong as Director 5
ForForElect Xu Guofeng as Director 6
ForForElect Jing Jie as Director 7
ForForElect Xu Hong as Director 8
ForForElect Qian Shizheng as Director 9
ForForElect Lee Kwan Hung, Eddie as Director 10
ForForElect Wang Xiao as Director 11
ForForElect Zhao Chongyi as Director 12
ForForElect Zheng Hongtao as Supervisor 13
ForForElect Chen Gang as Supervisor 14
ForForAmend Articles of Association 1
ForForAmend Rules and Procedures Regarding General Meetings of Shareholders
2
S.F. Holding Co., Ltd.
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Wang Wei as Non-Independent Director For For
ForForElect Lin Zheying as Non-Independent Director
1.2
AgainstForElect Zhang Yichen as Non-Independent Director
1.3
AgainstForElect Deng Weidong as Non-Independent Director
1.4
Page 488 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
S.F. Holding Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForElect Liu Chengwei as Non-Independent Director
1.5
ForForElect Chen Fei as Non-Independent Director 1.6
ForForElect Luo Shili as Non-Independent Director 1.7
ForForElect Wu Weiting as Non-Independent Director
1.8
ForForElect Zhou Zhonghui as Independent Director 2.1
ForForElect Jin Li as Independent Director 2.2
ForForElect Ye Diqi as Independent Director 2.3
ForForElect Zhou Yongjian as Independent Director 2.4
ForForElect Sun Xun as Supervisor 3.1
ForForElect Cen Ziliang as Supervisor 3.2
ForForElect Liu Jilu as Supervisor 3.3
ForForApprove Adjustment to Allowance of Independent Directors
4
ForForApprove Repurchase and Cancellation of Performance Shares
5
ForForApprove Daily Related Party Transaction 6
ForForApprove Amendments to Articles of Association
7
Shandong Linglong Tyre Co., Ltd.
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Draft and Summary of Performance Shares Incentive Plan
For For
ForForApprove Methods to Assess the Performance of Plan Participants
2
ForForApprove Authorization of the Board to Handle All Related Matters
3
Page 489 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shanghai Electric Group Company Limited
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Connected Transactions and Proposed Annual Caps Under the SEC Framework Deposit Agreement
For For
AgainstForApprove Connected Transactions and Proposed Annual Caps Under the SEC Framework Loan Agreement
2
ForForApprove Connected Transactions and Proposed Annual Caps Under the MESMEE Framework Purchase Agreement
3
Shanghai Electric Group Company Limited
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Connected Transactions and Proposed Annual Caps Under the SEC Framework Deposit Agreement
For For
AgainstForApprove Connected Transactions and Proposed Annual Caps Under the SEC Framework Loan Agreement
2
ForForApprove Connected Transactions and Proposed Annual Caps Under the MESMEE Framework Purchase Agreement
3
Shanghai Yuyuan Tourist Mart Group Co., Ltd.
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Wang Jiping as Non-Independent Director
For Against
Page 490 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shanghai Yuyuan Tourist Mart Group Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForElect Shi Kun as Non-Independent Director 1.2
AgainstForElect Zhu Lixin as Non-Independent Director 1.3
AgainstForElect Liu Bin as Non-Independent Director 1.4
AgainstForElect Li Zhiqiang as Non-Independent Director 1.5
AgainstForElect Xu Xiaoliang as Non-Independent Director
1.6
AgainstForElect Gong Ping as Non-Independent Director 1.7
AgainstForElect Huang Zhen as Non-Independent Director
1.8
ForForElect Wang Hongxiang as Independent Director
2.1
ForForElect Wang Zhe as Independent Director 2.2
ForForElect Ni Jing as Independent Director 2.3
ForForElect Xie Youping as Independent Director 2.4
ForForElect Zhou Wenyi as Supervisor 3.1
ForForElect Huang Jie as Supervisor 3.2
Shanghai Zhenhua Heavy Industries Co., Ltd.
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Daily Related Party Transaction For Against
ForForApprove Issuance of Short-term Commercial Papers, Medium-term Notes, Perpetual Debt, and Renewable Corporate Bonds
2
ForForAmend Articles of Association 3
Shenzhen Zhongjin Lingnan Nonfemet Co., Ltd.
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Page 491 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shenzhen Zhongjin Lingnan Nonfemet Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Company's Eligibility for Issuance of Convertible Bonds
For Against
AgainstForApprove Issue Type 2.1
AgainstForApprove Issue Scale 2.2
AgainstForApprove Par Value and Issue Price 2.3
AgainstForApprove Bond Term 2.4
AgainstForApprove Interest Rate 2.5
AgainstForApprove Period and Manner of Repayment of Interest
2.6
AgainstForApprove Conversion Period 2.7
AgainstForApprove Guarantee Matters 2.8
AgainstForApprove Adjustment and Determination of Conversion Price
2.9
AgainstForApprove Terms for Downward Adjustment of Conversion Price
2.10
AgainstForApprove Determination of Number of Shares to be Converted
2.11
AgainstForApprove Redemption Terms 2.12
AgainstForApprove Resale Terms 2.13
AgainstForApprove Vesting of Relevant Dividends in the Year of Conversion
2.14
AgainstForApprove Issue Manner and Target Parties 2.15
AgainstForApprove Placing Arrangement for Shareholders
2.16
AgainstForApprove Matters Relating to Meetings of Bond Holders
2.17
ForForApprove Usage of Raised Funds 2.18
ForForApprove Raised Funds Management and Deposit Account
2.19
AgainstForApprove Resolution Validity Period 2.20
AgainstForApprove Plan on Issuance of Convertible Bonds
3
ForForApprove Feasibility Analysis Report on the Use of Proceeds
4
ForForApprove Report on the Usage of Previously Raised Funds
5
Page 492 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shenzhen Zhongjin Lingnan Nonfemet Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken
6
AgainstForApprove Commitment Regarding Counter-dilution Measures
7
AgainstForApprove Authorization of Board to Handle All Related Matters
8
ForForApprove Shareholder Return Plan 9
ForForApprove Special Self-inspection Report on Company's Real Estate Business
10
ForForApprove Proposal Letter from the Company's Directors, Supervisors, Senior Management, and Controlling Shareholders on Matters Relating to the Special Self-examination of the Real Estate Business
11
AgainstForApprove Principles on Convertible Bondholders Meeting
12
Yunnan Tin Co., Ltd.
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of Equity For For
ZhongAn Online P&C Insurance Co., Ltd.
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Adjustment to the Emoluments of Independent Non-Executive Directors of the Company
For For
Page 493 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
ZhongAn Online P&C Insurance Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Revised Annual Cap for the Continuing Connected Transactions Under the Online Platform Cooperation Framework Agreement and Related Transactions
2.1
ForForApprove New Online Platform Cooperation Framework Agreement, Ant Financial Annual Caps and Related Transactions
2.2
ForForApprove Auto Co-Insurance Cooperation Agreements, Ping An Annual Caps and Related Transactions
2.3
ForForAuthorize Board to Deal With All Matters in Relation to the New Online Platform Cooperation Framework Agreement, Auto Co-Insurance Cooperation Agreements and Further Revised Ant Financial Online Platform Annual Cap
2.4
Beijing Capital Development Co., Ltd.
Meeting Date: 12/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Medium-term Notes For For
ForForApprove Authorization of Management to Handle All Related Matters Regarding Issuance of Medium-term Notes
2
ForForApprove Issuance of Super Short-term Commercial Papers
3
ForForApprove Authorization of Management to Handle All Related Matters Regarding Issuance of Super Short-term Commercial Papers
4
Changchun High & New Technology Industries (Group), Inc.
Meeting Date: 12/30/2019 Country: China
Meeting Type: Special
Page 494 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Changchun High & New Technology Industries (Group), Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
AgainstForApprove Use of Idle Funds for Non-capital-guaranteed Low-risk Cash Management
2
China Greatwall Technology Group Co., Ltd.
Meeting Date: 12/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Signing of Daily Related Party Transaction Framework Agreement (Supplementary Agreement)
For For
ForForApprove Related Party Transaction in Connection to Signing of Entrusted Loan Extension Agreement
2
China International Capital Corporation Limited
Meeting Date: 12/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association For For
AgainstForApprove Further Amendment to the Articles of Association
2
China Merchants Shekou Industrial Zone Holdings Co., Ltd.
Meeting Date: 12/30/2019 Country: China
Meeting Type: Special
Page 495 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Merchants Shekou Industrial Zone Holdings Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Related Party Transaction in Connection to Donate Charity Funds to China Merchants Charitable Foundation
For For
ForForApprove Target Assets 2.1
ForForApprove Transaction Parties 2.2
ForForApprove Transaction Manners 2.3
ForForApprove Price Situation of Target Assets 2.4
ForForApprove Joint Venture Company, Registered Capital and Organizational Form
2.5
ForForApprove Profit and Loss During the Transition Period
2.6
ForForApprove Contractual Obligations and Liability for Breach of the Transfer of the Underlying Asset Ownership
2.7
ForForApprove Resolution Validity Period 2.8
ForForApprove Major Asset Restructuring is in Accordance with the Relevant Laws and Regulations
3
ForForApprove Transaction Complies with Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies
4
ForForApprove Completeness and Compliance of Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction
5
ForForApprove Relevant Entities Does Not Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies
6
ForForApprove Transaction Complies with Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies
7
ForForApprove Transaction Constitute as Major Asset Restructuring
8
ForForApprove Transaction Does Not Constitute as Related-party Transaction
9
ForForApprove Transaction Does Not Constitute as Restructure for Listing
10
Page 496 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Merchants Shekou Industrial Zone Holdings Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Signing of Capital Injection Agreement, and Supplemental Agreement of Capital Injection Agreement I
11
ForForApprove Report (Draft) and Summary on Company's Major Assets Restructuring
12
ForForApprove Relevant Audit Report, Review Report and Evaluation Report of the Transaction
13
ForForApprove Independence of Appraiser, the Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing
14
ForForApprove Pricing Basis of the Transaction and Its Fairness
15
ForForApprove Self-inspection Report on Company's Real Estate Business
16
ForForApprove Change in the Usage of Raised Funds for Capital Injection
17
ForForApprove Stock Price Volatility Does Not Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties
18
ForForApprove Authorization of Board to Handle All Related Matters Regarding to Major Asset Restructure Plan
19
Companhia Brasileira de Distribuicao
Meeting Date: 12/30/2019 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Conversion of All Preferred Shares into Common Shares at Ratio of 1:1
For For
ForNoneIn the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call?
2
Page 497 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Companhia Brasileira de Distribuicao
Meeting Date: 12/30/2019 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 As a Preferred Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
None Abstain
ForNoneDo You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
2
Federal Grid Co. of Unified Energy System PJSC
Meeting Date: 12/30/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends of RUB 0.009 per Share for First Nine Months of Fiscal 2019
For For
Inner Mongolia Yitai Coal Co., Ltd.
Meeting Date: 12/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Proposed Issue of Super Short-Term Commercial Papers
For For
ForForElect Zhang Jingquan as Director 2.1
ForForElect Lv Junjie as Director 2.2
Page 498 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Jiangsu Zhongnan Construction Group Co., Ltd.
Meeting Date: 12/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Authorization Matters for Daily Related Party Transactions
For For
ForForApprove Provision of Guarantee to Wuhan Zhongnan Jinyue Real Estate Development Co., Ltd. and Other 2 Companies
2.1
ForForApprove Provision of Guarantee to Nantong Zhongnan Construction Equipment Installation Co., Ltd.
2.2
ForForApprove Provision of Guarantee to Nanjing Xingrun Real Estate Co., Ltd.
2.3
Mobile TeleSystems PJSC
Meeting Date: 12/30/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Meeting Procedures For For
ForForApprove Interim Dividends of RUB 13.25 per Share for First Nine Months of Fiscal 2019
2
Paz Oil Co. Ltd.
Meeting Date: 12/30/2019 Country: Israel
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Reappoint Somekh Chaikin & Co. as Auditors and Authorize Board to Fix Their Remuneration
For For
Page 499 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Paz Oil Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
AgainstNoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B1
AgainstNoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2
ForNoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B3
Sany Heavy Industry Co., Ltd.
Meeting Date: 12/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Carry Out Mortgage and Financing Lease Business
For For
AgainstForApprove Provision of Guarantee 2
ForForApprove Acquisition of Equity 3
Shanghai Electric Power Co., Ltd.
Meeting Date: 12/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Capital Injection For For
ForForApprove Financing Business 2
Page 500 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shanghai Electric Power Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Provision of Guarantee for Financing of Riben Zhubo Photovoltaic Project Company
3
ForForApprove Loan Application for Handling Asset Mortgage
4
ForForApprove to Appoint Auditor 5
ForForElect Huang Yuntao as Supervisor 6
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Meeting Date: 12/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Compliance of the Overseas Listing of Gland Pharma with the Circular on Issues in Relation to Regulating Overseas Listing of Subsidiaries of Domestic Listed Companies
For For
ForForApprove Issuing Entity 2.1
ForForApprove Placing of Listing 2.2
ForForApprove Type of Securities to be Listed 2.3
ForForApprove Nominal Value 2.4
ForForApprove Target Subscribers 2.5
ForForApprove Listing Date 2.6
ForForApprove Method of Issuance 2.7
ForForApprove Size of Issuance 2.8
ForForApprove Pricing Method 2.9
ForForApprove Underwriting 2.10
ForForApprove Use of Proceeds 2.11
ForForApprove Public Offering Arrangement of the Shares of Gland Pharma Held by the Company
2.12
ForForApprove Undertaking of Maintaining Independent Listing Status
3
ForForApprove Description of the Sustainable Profitability and Prospects
4
Page 501 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Board and its Authorized Persons to Deal with Full Discretion with the Overseas Listing of Gland Pharma and Related Matters
5
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Meeting Date: 12/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Compliance of the Overseas Listing of Gland Pharma with the Circular on Issues in Relation to Regulating Overseas Listing of Subsidiaries of Domestic Listed Companies
For For
ForForApprove Issuing Entity 2.1
ForForApprove Placing of Listing 2.2
ForForApprove Type of Securities to be Listed 2.3
ForForApprove Nominal Value 2.4
ForForApprove Target Subscribers 2.5
ForForApprove Listing Date 2.6
ForForApprove Method of Issuance 2.7
ForForApprove Size of Issuance 2.8
ForForApprove Pricing Method 2.9
ForForApprove Underwriting 2.10
ForForApprove Use of Proceeds 2.11
ForForApprove Public Offering Arrangement of the Shares of Gland Pharma Held by the Company
2.12
ForForApprove Undertaking of Maintaining Independent Listing Status
3
ForForApprove Description of the Sustainable Profitability and Prospects
4
ForForAuthorize Board and its Authorized Persons to Deal with Full Discretion with the Overseas Listing of Gland Pharma and Related Matters
5
Page 502 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shanghai Shibei Hi-Tech Co., Ltd.
Meeting Date: 12/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Completed Fund-raising Investment Project and Use Its Remaining Raised Funds to Replenish Working Capital
For For
ForForApprove to Appoint Auditor 2
Shanxi Securities Co., Ltd.
Meeting Date: 12/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Change the Use of Remaining Raised Funds to Permanently Replenish Working Capital
For For
ForForApprove to Appoint Auditor 2
Sinochem International Corp.
Meeting Date: 12/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For Against
AgainstForElect Yang Hua as Non-Independent Director 2.1
AgainstForElect Yang Lin as Non-Independent Director 2.2
AgainstForElect Liu Hongsheng as Non-Independent Director
2.3
AgainstForElect Cheng Xiaoxi as Non-Independent Director
2.4
Page 503 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Sinochem International Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Xu Jingchang as Independent Director 3.1
ForForElect Yu Dahai as Independent Director 3.2
ForForElect Xu Yongqian as Independent Director 3.3
ForForElect Zhang Baohong as Supervisor 4.1
ForForElect Zhou Min as Supervisor 4.2
Yango Group Co., Ltd.
Meeting Date: 12/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Wu Xiangdong as Independent Director For For
Zijin Mining Group Co., Ltd.
Meeting Date: 12/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
ForForAmend Rules and Procedures Regarding General Meetings of Shareholders
2
ForForApprove Remuneration and Assessment Proposal of Directors and Supervisors
3
ForForElect Chen Jinghe as Director 4.1
ForForElect Lan Fusheng as Director 4.2
ForForElect Zou Laichang as Director 4.3
ForForElect Lin Hongfu as Director 4.4
ForForElect Lin Hongying as Director 4.5
ForForElect Xie Xionghui as Director 4.6
Page 504 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Zijin Mining Group Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForElect Li Jian as Director 4.7
ForForElect Zhu Guang as Director 5.1
ForForElect Mao Jingwen as Director 5.2
ForForElect Li Changqing as Director 5.3
ForForElect He Fulong as Director 5.4
ForForElect Suen, Stephen Man Tak as Director 5.5
ForForElect Lin Shuiqing as Supervisor 6.1
ForForElect Fan Wensheng as Supervisor 6.2
ForForElect Xu Qiang as Supervisor 6.3
Zijin Mining Group Co., Ltd.
Meeting Date: 12/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
ForForAmend Rules and Procedures Regarding General Meetings of Shareholders
2
ForForApprove Remuneration and Assessment Proposal of Directors and Supervisors
3
ForForElect Chen Jinghe as Director 4.1
ForForElect Lan Fusheng as Director 4.2
ForForElect Zou Laichang as Director 4.3
ForForElect Lin Hongfu as Director 4.4
ForForElect Lin Hongying as Director 4.5
ForForElect Xie Xionghui as Director 4.6
AgainstForElect Li Jian as Director 4.7
ForForElect Zhu Guang as Director 5.1
ForForElect Mao Jingwen as Director 5.2
ForForElect Li Changqing as Director 5.3
ForForElect He Fulong as Director 5.4
Page 505 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Zijin Mining Group Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Suen, Stephen Man Tak as Director 5.5
ForForElect Lin Shuiqing as Supervisor 6.1
ForForElect Fan Wensheng as Supervisor 6.2
ForForElect Xu Qiang as Supervisor 6.3
Bank of China Limited
Meeting Date: 12/31/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2018 Remuneration Distribution Plan for Chairman of the Board of Directors and Executive Directors
For For
ForForApprove 2018 Remuneration Distribution Plan of Supervisors
2
ForForApprove Improving the Remuneration Plan of Independent Non-executive Directors
3
ForForElect Chen Chunhua as Director 4
ForForElect Chui Sai Peng Jose as Director 5
ForForApprove Application for Provisional Authorization of Outbound Donations
6
ForForElect Wang Jiang as Director 7
Bank of China Limited
Meeting Date: 12/31/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2018 Remuneration Distribution Plan for Chairman of the Board of Directors and Executive Directors
For For
ForForApprove 2018 Remuneration Distribution Plan of Supervisors
2
Page 506 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Bank of China Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Improving the Remuneration Plan of Independent Non-executive Directors
3
ForForElect Chen Chunhua as Director 4
ForForElect Chui Sai Peng Jose as Director 5
ForForApprove Application for Provisional Authorization of Outbound Donations
6
ForForElect Wang Jiang as Director 7
China Eastern Airlines Corporation Limited
Meeting Date: 12/31/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association For For
ForForAmend Rules and Procedures Regarding General Meetings of Shareholders
2
ForForAmend Rules and Procedures Regarding Meetings of Board of Supervisory Committee
3
AgainstForApprove Daily Connected Transactions on Financial Services of the Company
4.01
ForForApprove Daily Connected Transactions on Import and Export Services of the Company
4.02
ForForApprove Daily Connected Transactions on Flight Complementary Services of the Company
4.03
ForForApprove Daily Connected Transactions on Catering Supply Services of the Company
4.04
ForForApprove Daily Connected Transactions on Property Leasing Services of the Company
4.05
ForForApprove Daily Connected Transactions on Advertising Agency Services of the Company
4.06
ForForApprove Daily Connected Transactions on Aircraft Finance Lease Services of the Company
4.07
ForForApprove Daily Connected Transactions on Aircraft and Aircraft Engine Operating Lease Services of the Company
4.08
Page 507 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Eastern Airlines Corporation Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Daily Connected Transactions on Freight Logistics Support Services and Cargo Terminal Business Support Services of the Company
4.09
ForForApprove Daily Connected Transactions on Bellyhold Space Services of the Company
4.10
AgainstForElect Liu Shaoyong as Director 5.01
ForForElect Li Yangmin as Director 5.02
ForForElect Tang Bing as Director 5.03
ForForElect Wang Junjin as Director 5.04
ForForElect Lin Wanli as Director 6.01
ForForElect Shao Ruiqing as Director 6.02
ForForElect Cai Hongping as Director 6.03
ForForElect Dong Xuebo as Director 6.04
ForForElect Xi Sheng as Supervisor 7.01
ForForElect Fang Zhaoya as Supervisor 7.02
China Eastern Airlines Corporation Limited
Meeting Date: 12/31/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association For For
ForForAmend Rules and Procedures Regarding General Meetings of Shareholders
2
ForForAmend Rules and Procedures Regarding Meetings of Board of Supervisory Committee
3
AgainstForApprove Daily Connected Transactions on Financial Services of the Company
4.01
ForForApprove Daily Connected Transactions on Import and Export Services of the Company
4.02
ForForApprove Daily Connected Transactions on Flight Complementary Services of the Company
4.03
ForForApprove Daily Connected Transactions on Catering Supply Services of the Company
4.04
Page 508 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Eastern Airlines Corporation Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Daily Connected Transactions on Property Leasing Services of the Company
4.05
ForForApprove Daily Connected Transactions on Advertising Agency Services of the Company
4.06
ForForApprove Daily Connected Transactions on Aircraft Finance Lease Services of the Company
4.07
ForForApprove Daily Connected Transactions on Aircraft and Aircraft Engine Operating Lease Services of the Company
4.08
ForForApprove Daily Connected Transactions on Freight Logistics Support Services and Cargo Terminal Business Support Services of the Company
4.09
ForForApprove Daily Connected Transactions on Bellyhold Space Services of the Company
4.10
ForForElect Liu Shaoyong as Director 5.1
ForForElect Li Yangmin as Director 5.2
ForForElect Tang Bing as Director 5.3
AgainstForElect Wang Junjin as Director 5.4
ForForElect Lin Wanli as Director 6.1
ForForElect Shao Ruiqing as Director 6.2
ForForElect Cai Hongping as Director 6.3
ForForElect Dong Xuebo as Director 6.4
ForForElect Xi Sheng as Supervisor 7.1
ForForElect Fang Zhaoya as Supervisor 7.2
China Merchants Energy Shipping Co., Ltd.
Meeting Date: 12/31/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provide Payment Guarantees to 4 New VLCC Shipyards
For For
ForForApprove Provide Guarantee for VLOC Joint Venture Project
2
Page 509 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
CITIC Securities Co., Ltd.
Meeting Date: 12/31/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.01 Elect Zhang Youjun as Director For For
ForForElect Yang Minghui as Director 1.02
AgainstForElect Liu Ke as Director 1.03
ForForElect Liu Shouying as Director 1.04
ForForElect He Jia as Director 1.05
ForForElect Zhou Zhonghui as Director 1.06
ForForElect Guo Zhao as Supervisor 2.01
ForForElect Rao Geping as Supervisor 2.02
ForForApprove Proposed Renewal of Securities and Financial Products Transactions, Services Framework Agreement, the Proposed Annual Caps, and Related Transactions
4
ForForAmend Articles of Association 3
CITIC Securities Co., Ltd.
Meeting Date: 12/31/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.01 Elect Zhang Youjun as Director For For
ForForElect Yang Minghui as Director 1.02
AgainstForElect Liu Ke as Director 1.03
ForForElect Liu Shouying as Director 1.04
ForForElect He Jia as Director 1.05
ForForElect Zhou Zhonghui as Director 1.06
ForForElect Guo Zhao as Supervisor 2.01
ForForElect Rao Geping as Supervisor 2.02
ForForAmend Articles of Association 3
Page 510 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
CITIC Securities Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Proposed Renewal of Securities and Financial Products Transactions, Services Framework Agreement, the Proposed Annual Caps, and Related Transactions
4
iShares Core MSCI Pacific ex Japan UCITS ETF
Meeting Date: 12/31/2019 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For Do Not Vote
Do Not Vote
ForRatify Deloitte as Auditors 2
Do Not Vote
ForAuthorise Board to Fix Remuneration of Auditors
3
Do Not Vote
ForElect Ros O'Shea as Director 4
Do Not Vote
ForRe-elect Jessica Irschick as Director 5
Do Not Vote
ForRe-elect Barry O'Dwyer as Director 6
Do Not Vote
ForRe-elect Paul McGowan as Director 7
Do Not Vote
ForRe-elect Paul McNaughton as Director 8
Do Not Vote
ForElect Deirdre Somers as Director 9
Do Not Vote
ForElect Teresa O'Flynn as Director 10
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAccept Financial Statements and Statutory Reports
1
ForForRatify Deloitte as Auditors 2
ForForAuthorise Board to Fix Remuneration of Auditors
3
Page 511 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
iShares Core MSCI Pacific ex Japan UCITS ETF
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Ros O'Shea as Director 4
ForForRe-elect Jessica Irschick as Director 5
ForForRe-elect Barry O'Dwyer as Director 6
ForForRe-elect Paul McGowan as Director 7
ForForRe-elect Paul McNaughton as Director 8
ForForElect Deirdre Somers as Director 9
ForForElect Teresa O'Flynn as Director 10
iShares Core S&P 500 UCITS ETF
Meeting Date: 12/31/2019 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For Do Not Vote
Do Not Vote
ForRatify Deloitte as Auditors 2
Do Not Vote
ForAuthorise Board to Fix Remuneration of Auditors
3
Do Not Vote
ForElect Ros O'Shea as Director 4
Do Not Vote
ForRe-elect Jessica Irschick as Director 5
Do Not Vote
ForRe-elect Barry O'Dwyer as Director 6
Do Not Vote
ForRe-elect Paul McGowan as Director 7
Do Not Vote
ForRe-elect Paul McNaughton as Director 8
Do Not Vote
ForElect Deirdre Somers as Director 9
Do Not Vote
ForElect Teresa O'Flynn as Director 10
Page 512 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
iShares Core S&P 500 UCITS ETF
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAccept Financial Statements and Statutory Reports
1
ForForRatify Deloitte as Auditors 2
ForForAuthorise Board to Fix Remuneration of Auditors
3
ForForElect Ros O'Shea as Director 4
ForForRe-elect Jessica Irschick as Director 5
ForForRe-elect Barry O'Dwyer as Director 6
ForForRe-elect Paul McGowan as Director 7
ForForRe-elect Paul McNaughton as Director 8
ForForElect Deirdre Somers as Director 9
ForForElect Teresa O'Flynn as Director 10
Occidental Petroleum Corporation
Meeting Date: 12/31/2019 Country: USA
Meeting Type: Proxy Contest
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Revoke Consent to Request to Fix a Record Date
For Do Not Vote
ForForConsent to Request to Fix a Record Date 1
Wangsu Science & Technology Co., Ltd.
Meeting Date: 12/31/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Related Party Transaction For For
Page 513 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Teleperformance SE
Meeting Date: 10/01/2019 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize Repurchase of Up to 10 Percent of Issued Share Capital
For For
ForForAuthorize Filing of Required Documents/Other Formalities
2
Singapore Exchange Limited
Meeting Date: 10/03/2019 Country: Singapore
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Financial Statements and Directors' and Auditors' Reports
For For
ForForApprove Final Dividend 2
ForForElect Chew Gek Khim as Director 3a
ForForElect Jane Diplock as Director 3b
ForForElect Lim Sok Hui as Director 3c
ForForApprove Directors' Fees to be Paid to the Chairman
4
ForForApprove Directors' Fees to be Paid to All Directors (Other than the Chief Executive Officer)
5
ForForApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
6
AgainstForApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
7
ForForAuthorize Share Repurchase Program 8
Euronext NV
Meeting Date: 10/08/2019 Country: Netherlands
Meeting Type: Special
Page 514 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Euronext NV
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Nathalie Rachou to Supervisory Board For For
ForForElect Morten Thorsrud to Supervisory Board 2b
ForForReelect Stephane Boujnah to Management Board
3a
ForForElect Havard Abrahamsen to Management Board
3b
ForForElect Simone Huis in 't Veld to Management Board
3c
AgainstForAmend Remuneration Policy 4
The Procter & Gamble Company
Meeting Date: 10/08/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Francis S. Blake For For
ForForElect Director Angela F. Braly 1b
ForForElect Director Amy L. Chang 1c
ForForElect Director Scott D. Cook 1d
ForForElect Director Joseph Jimenez 1e
ForForElect Director Terry J. Lundgren 1f
ForForElect Director Christine M. McCarthy 1g
ForForElect Director W. James McNerney, Jr. 1h
ForForElect Director Nelson Peltz 1i
ForForElect Director David S. Taylor 1j
ForForElect Director Margaret C. Whitman 1k
ForForElect Director Patricia A. Woertz 1l
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Page 515 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
The Procter & Gamble Company
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Omnibus Stock Plan 4
Greene King Plc
Meeting Date: 10/09/2019 Country: United Kingdom
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Scheme of Arrangement For For
Greene King Plc
Meeting Date: 10/09/2019 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Recommended Cash Acquisition of Greene King plc by CK Noble (UK) Limited; Amend Articles of Association
For For
Colruyt SA
Meeting Date: 10/10/2019 Country: Belgium
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
I.3 Approve Employee Stock Purchase Plan Up To 1,000,000 Shares
For For
ForForApprove Fixing of Price of Shares to Be Issued I.4
ForForEliminate Preemptive Rights Re: Item I.3 I.5
ForForApprove Increase of Capital following Issuance of Equity without Preemptive Rights Re: Item I.3
I.6
Page 516 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Colruyt SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Subscription Period Re: Item I.3 I.7
ForForAuthorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry
I.8
AgainstForAuthorize Repurchase of Up to 27,610,148 Shares
II.b
ForForAuthorize Implementation of Approved Resolutions
III
United Technologies Corporation
Meeting Date: 10/11/2019 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Merger For For
ForForAdjourn Meeting 2
Prudential Plc
Meeting Date: 10/15/2019 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Demerger of the M&G Group from the Prudential Group
For For
ForForElect Amy Yip as Director 2
Telstra Corporation Limited
Meeting Date: 10/15/2019 Country: Australia
Meeting Type: Annual
Page 517 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Telstra Corporation Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
3a Elect Eelco Blok as Director For For
ForForElect Craig Dunn as Director 3b
ForForElect Nora Scheinkestel as Director 3c
ForForApprove Grant of Restricted Shares to Andrew Penn
4a
ForForApprove Grant of Performance Rights to Andrew Penn
4b
ForForApprove Remuneration Report 5
ForAgainstApprove Spill Resolution 6
Barratt Developments Plc
Meeting Date: 10/16/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForApprove Special Dividend 4
ForForRe-elect John Allan as Director 5
ForForRe-elect David Thomas as Director 6
ForForRe-elect Steven Boyes as Director 7
ForForRe-elect Jessica White as Director 8
ForForRe-elect Richard Akers as Director 9
ForForRe-elect Nina Bibby as Director 10
ForForRe-elect Jock Lennox as Director 11
ForForRe-elect Sharon White as Director 12
ForForReappoint Deloitte LLP as Auditors 13
Page 518 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Barratt Developments Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
14
ForForAuthorise EU Political Donations and Expenditure
15
ForForAuthorise Issue of Equity 16
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise Market Purchase of Ordinary Shares 18
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
19
Commonwealth Bank of Australia
Meeting Date: 10/16/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Shirish Apte as Director For For
ForForElect Mary Padbury as Director 2b
ForForElect Genevieve Bell as Director 2c
ForForElect Paul O'Malley as Director 2d
ForForApprove Remuneration Report 3
ForForApprove Grant of Rights to Matt Comyn 4
ForForAdopt New Constitution 5
BHP Group Plc
Meeting Date: 10/17/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
Page 519 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
BHP Group Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAppoint Ernst & Young LLP as Auditors 2
ForForAuthorise the Risk and Audit Committee to Fix Remuneration of Auditors
3
ForForAuthorise Issue of Equity 4
ForForAuthorise Issue of Equity without Pre-emptive Rights
5
ForForAuthorise Market Purchase of Ordinary Shares 6
ForForApprove Remuneration Policy 7
ForForApprove Remuneration Report for UK Law Purposes
8
ForForApprove Remuneration Report for Australian Law Purposes
9
ForForApprove Grant of Awards under the Group's Incentive Plans to Andrew Mackenzie
10
ForForElect Ian Cockerill as Director 11
ForForElect Susan Kilsby as Director 12
ForForRe-elect Terry Bowen as Director 13
ForForRe-elect Malcolm Broomhead as Director 14
ForForRe-elect Anita Frew as Director 15
ForForRe-elect Andrew Mackenzie as Director 16
ForForRe-elect Lindsay Maxsted as Director 17
ForForRe-elect John Mogford as Director 18
ForForRe-elect Shriti Vadera as Director 19
ForForRe-elect Ken MacKenzie as Director 20
AgainstAgainstAmend Constitution of BHP Group Limited 21
AgainstAgainstApprove Suspension of Memberships of Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement
22
Paychex, Inc.
Meeting Date: 10/17/2019 Country: USA
Meeting Type: Annual
Page 520 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Paychex, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director B. Thomas Golisano For For
ForForElect Director Thomas F. Bonadio 1b
ForForElect Director Joseph G. Doody 1c
ForForElect Director David J.S. Flaschen 1d
ForForElect Director Pamela A. Joseph 1e
ForForElect Director Martin Mucci 1f
ForForElect Director Joseph M. Tucci 1g
ForForElect Director Joseph M. Velli 1h
ForForElect Director Kara Wilson 1i
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify PricewaterhouseCoopers LLP as Auditors
3
Cochlear Limited
Meeting Date: 10/22/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Approve Financial Statements and Reports of the Directors and Auditors
For For
ForForApprove Remuneration Report 2.1
ForForElect Yasmin Allen as Director 3.1
ForForElect Donal O'Dwyer as Director 3.2
ForForElect Abbas Hussain as Director 3.3
ForForElect Rick Holliday-Smith as Director 3.4
ForForApprove Grant of Options and Performance Rights to Dig Howitt
4.1
Page 521 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
SNAM SpA
Meeting Date: 10/23/2019 Country: Italy
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Company Bylaws Re: Articles 13 and 20; Introduce Article 24
For For
ForForRevoke Auditors; Approve New Auditors and Authorize Board to Fix Their Remuneration
1
Sunrise Communications Group AG
Meeting Date: 10/23/2019 Country: Switzerland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Share Re-registration Consent For Do Not Vote
Sunrise Communications Group AG
Meeting Date: 10/23/2019 Country: Switzerland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Creation of CHF 2.8 Billion Pool of Capital with Preemptive Rights
For Do Not Vote
Do Not Vote
AgainstRemove Peter Kurer as Director and Board Chairman
2
Do Not Vote
AgainstRemove Jens Ovesen as Director and Audit Committee Member
3
Do Not Vote
ForTransact Other Business (Voting) 4
Page 522 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Crown Resorts Limited
Meeting Date: 10/24/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect John Poynton as Director For Against
ForForElect Helen Coonan as Director 2b
ForForElect Andrew Demetriou as Director 2c
AgainstForElect Harold Mitchell as Director 2d
ForForApprove Remuneration Report 3
Orsero SpA
Meeting Date: 10/24/2019 Country: Italy
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Delisting of Shares from AIM Italia; Approve Listing of Shares on "Mercato Telematico Azionario"
For For
ForForElect Director 2
AgainstForApprove Incentive Plan 3
ForForAdopt New Articles of Association (After Listing on "Mercato Telematico Azionario")
1
South32 Ltd.
Meeting Date: 10/24/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Wayne Osborn as Director For For
ForForElect Keith Rumble as Director 2b
Page 523 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
South32 Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration Report 3
ForForApprove Grant to Graham Kerr 4
WPP Plc
Meeting Date: 10/24/2019 Country: Jersey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Sale by the Company of 60 Percent of their Kantar Business
For For
KBC Ancora SCA
Meeting Date: 10/25/2019 Country: Belgium
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
4.1 Adopt Financial Statements For For
ForForApprove Allocation of Income 4.2
ForForApprove Remuneration Report 5
ForForApprove Discharge of Statutory Manager 6
ForForApprove Discharge of Auditors 7
ForForOpt-in to New Belgian Code of Companies and Associations
3
ForForAmend Articles of Association Re: Alignment with the New Belgian Code on Companies and Associations Under Item 3
4
ForForAuthorize Implementation of Approved Resolutions
5.1
ForForApprove Filing of Required Documents/Formalities at Trade Registry
5.2
Page 524 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
SPDR S&P 400 US Mid Cap UCITS ETF
Meeting Date: 10/25/2019 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForRatify PricewaterhouseCoopers as Auditors 2
ForForAuthorise Board to Fix Remuneration of Auditors
3
ForForReview the Company's Affairs 4
AgainstForTransact Other Business 5
TFF Group
Meeting Date: 10/25/2019 Country: France
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Discharge Directors and Supervisory Board Members
For For
ForForApprove Allocation of Income and Dividends of EUR 0.35 per Share
2
AgainstForApprove Auditors' Special Report on Related-Party Transactions
3
ForForApprove Consolidated Financial Statements and Statutory Reports
4
ForForApprove Remuneration Policy for Chairman of the Management Board
5
ForForApprove Remuneration Policy for Chairman of the Supervisory Board
6
ForForApprove Remuneration Policy for Supervisory Board Members
7
ForForApprove Compensation of Jerome Francois, Chairman of the Management Board
8
ForForApprove Compensation of Jean Francois, Chairman of the Supervisory Board
9
ForForApprove Remuneration of Directors in the Aggregate Amount of EUR 12,000
10
Page 525 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
TFF Group
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
11
ForForAuthorize Filing of Required Documents/Other Formalities
12
ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
13
ForForAuthorize Filing of Required Documents/Other Formalities
14
Bendigo and Adelaide Bank Limited
Meeting Date: 10/29/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect David Foster as Director For For
ForForElect Jan Harris as Director 3
ForForElect Robert Hubbard as Director 4
ForForElect David Matthews as Director 5
ForForApprove Remuneration Report 6
ForForApprove Participation of Marnie Baker in the Employee Salary Sacrifice, Deferred Share and Performance Share Plan
7
ForForApprove First Capital Reduction Scheme in Respect of Convertible Preference Shares 2
8a
ForForApprove Second Capital Reduction Scheme in Respect of Convertible Preference Shares 2
8b
Fortescue Metals Group Ltd.
Meeting Date: 10/29/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Report For For
Page 526 of 1,115
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Reporting Period: 10/01/2019 to 12/31/2019
Fortescue Metals Group Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Sharon Warburton as Director 2
ForForElect Ya-Qin Zhang as Director 3
ForNoneApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
4
ForForApprove Grant of Performance Rights to Elizabeth Gaines
5
Metso Oyj
Meeting Date: 10/29/2019 Country: Finland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
3 Designate Inspector or Shareholder Representative(s) of Minutes of Meeting
For For
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
ForForApprove Demerger Plan 6
ASR Nederland NV
Meeting Date: 10/30/2019 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
3b Elect Gisella van Vollenhoven to Supervisory Board
For For
ForForElect Gerard van Olphen to Supervisory Board 3c
Dexus
Meeting Date: 10/30/2019 Country: Australia
Meeting Type: Annual
Page 527 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Dexus
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Report For For
ForForApprove Grant of Performance Rights to Darren Steinberg
2
ForForElect Mark Ford as Director 3.1
ForForElect Nicola Roxon as Director 3.2
Do Not Vote
ForRatify Past Issuance of Securities to Institutional and Sophisticated Investors
4.1
Do Not Vote
ForRatify Past Issuance of Exchangeable Notes to Professional and Sophisticated Investors
4.2
The Go-Ahead Group Plc
Meeting Date: 10/31/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForElect Clare Hollingsworth as Director 4
ForForElect Elodie Brian as Director 5
ForForRe-elect Katherine Innes Ker as Director 6
ForForRe-elect Adrian Ewer as Director 7
ForForRe-elect Harry Holt as Director 8
ForForRe-elect Leanne Wood as Director 9
ForForRe-elect David Brown as Director 10
ForForReappoint Deloitte LLP as Auditors 11
ForForAuthorise Board to Fix Remuneration of Auditors
12
ForForAuthorise EU Political Donations and Expenditure
13
Page 528 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
The Go-Ahead Group Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity 14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
17
GrandVision NV
Meeting Date: 11/04/2019 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Amend Remuneration Policy For Against
KLA Corporation
Meeting Date: 11/05/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Edward Barnholt For For
ForForElect Director Robert Calderoni 1.2
ForForElect Director Jeneanne Hanley 1.3
ForForElect Director Emiko Higashi 1.4
ForForElect Director Kevin Kennedy 1.5
ForForElect Director Gary Moore 1.6
ForForElect Director Kiran Patel 1.7
ForForElect Director Victor Peng 1.8
ForForElect Director Robert Rango 1.9
ForForElect Director Richard Wallace 1.10
Page 529 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
KLA Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Lam Research Corporation
Meeting Date: 11/05/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Sohail U. Ahmed For For
ForForElect Director Timothy M. Archer 1.2
ForForElect Director Eric K. Brandt 1.3
ForForElect Director Michael R. Cannon 1.4
ForForElect Director Youssef A. El-Mansy 1.5
ForForElect Director Catherine P. Lego 1.6
ForForElect Director Bethany J. Mayer 1.7
ForForElect Director Abhijit Y. Talwalkar 1.8
ForForElect Director Lih Shyng (Rick L.) Tsai 1.9
ForForElect Director Leslie F. Varon 1.10
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
Zayo Group Holdings, Inc.
Meeting Date: 11/05/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Rick Connor For For
Page 530 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Zayo Group Holdings, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Cathy Morris 1.2
ForForElect Director Emily White 1.3
ForForRatify KPMG LLP as Auditors 2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Cardinal Health, Inc.
Meeting Date: 11/06/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Colleen F. Arnold For For
ForForElect Director Carrie S. Cox 1.2
ForForElect Director Calvin Darden 1.3
ForForElect Director Bruce L. Downey 1.4
ForForElect Director Patricia A. Hemingway Hall 1.5
ForForElect Director Akhil Johri 1.6
ForForElect Director Michael C. Kaufmann 1.7
ForForElect Director Gregory B. Kenny 1.8
ForForElect Director Nancy Killefer 1.9
ForForElect Director J. Michael Losh 1.10
ForForElect Director Dean A. Scarborough 1.11
ForForElect Director John H. Weiland 1.12
ForForRatify Ernst & Young LLP as Auditors 2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
BHP Group Limited
Meeting Date: 11/07/2019 Country: Australia
Meeting Type: Annual
Page 531 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
BHP Group Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForAppoint Ernst & Young as Auditor of the Company
2
ForForAuthorize the Risk and Audit Committee to Fix Remuneration of the Auditors
3
ForForApprove General Authority to Issue Shares in BHP Group Plc
4
ForForApprove General Authority to Issue Shares in BHP Group Plc for Cash
5
ForForApprove the Repurchase of Shares in BHP Group Plc
6
ForForApprove Remuneration Policy 7
ForForApprove Remuneration Report for UK Law Purposes
8
ForForApprove Remuneration Report for Australian Law Purposes
9
ForForApprove the Grant of Awards to Andrew Mackenzie
10
ForForElect Ian Cockerill as Director 11
ForForElect Susan Kilsby as Director 12
ForForElect Terry Bowen as Director 13
ForForElect Malcolm Broomhead as Director 14
ForForElect Anita Frew as Director 15
ForForElect Andrew Mackenzie as Director 16
ForForElect Lindsay Maxsted as Director 17
ForForElect John Mogford as Director 18
ForForElect Shriti Vadera as Director 19
ForForElect Ken MacKenzie as Director 20
AgainstAgainstAmend Constitution of BHP Group Limited 21
AgainstAgainstApprove Suspension of Memberships of Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement
22
Page 532 of 1,115
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Reporting Period: 10/01/2019 to 12/31/2019
Flight Centre Travel Group Limited
Meeting Date: 11/07/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Gary Smith as Director For For
ForForApprove Remuneration Report 2
Tapestry, Inc.
Meeting Date: 11/07/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1A Elect Director Darrell Cavens For For
ForForElect Director David Denton 1B
ForForElect Director Anne Gates 1C
ForForElect Director Andrea Guerra 1D
ForForElect Director Susan Kropf 1E
ForForElect Director Annabelle Yu Long 1F
ForForElect Director Ivan Menezes 1G
ForForElect Director Jide Zeitlin 1H
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForAmend Omnibus Stock Plan 4
Pernod Ricard SA
Meeting Date: 11/08/2019 Country: France
Meeting Type: Annual/Special
Page 533 of 1,115
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Reporting Period: 10/01/2019 to 12/31/2019
Pernod Ricard SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Statutory Reports
For For
ForForApprove Consolidated Financial Statements and Statutory Reports
2
ForForApprove Allocation of Income and Dividends of EUR 3.12 per Share
3
ForForApprove Auditors' Special Report on Related-Party Transactions
4
ForForReelect Kory Sorenson as Director 5
ForForElect Esther Berrozpe Galindo as Director 6
ForForElect Philippe Petitcolin as Director 7
ForForApprove Remuneration of Directors in the Aggregate Amount of EUR 1.25 Million
8
ForForApprove Compensation of Alexandre Ricard, Chairman and CEO
9
ForForApprove Remuneration Policy for Alexandre Ricard, Chairman and CEO
10
ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
11
ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
12
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million
13
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 41 Million
14
ForForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
15
ForForApprove Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 41 Million
16
ForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
17
ForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Future Exchange Offers
18
ForForAuthorize Capitalization of Reserves of Up to EUR 135 Million for Bonus Issue or Increase in Par Value
19
Page 534 of 1,115
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Reporting Period: 10/01/2019 to 12/31/2019
Pernod Ricard SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans
20
ForForAuthorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plans
21
ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
22
ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries
23
ForForAmend Article 16 of Bylaws Re: Employee Representative
24
ForForAuthorize Filing of Required Documents/Other Formalities
25
Automatic Data Processing, Inc.
Meeting Date: 11/12/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Peter Bisson For For
ForForElect Director Richard T. Clark 1b
ForForElect Director R. Glenn Hubbard 1c
ForForElect Director John P. Jones 1d
ForForElect Director Francine S. Katsoudas 1e
ForForElect Director Thomas J. Lynch 1f
ForForElect Director Scott F. Powers 1g
ForForElect Director William J. Ready 1h
ForForElect Director Carlos A. Rodriguez 1i
ForForElect Director Sandra S. Wijnberg 1j
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
Page 535 of 1,115
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Reporting Period: 10/01/2019 to 12/31/2019
Hays plc
Meeting Date: 11/13/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AbstainForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForApprove Special Dividend 4
ForForRe-elect Andrew Martin as Director 5
ForForRe-elect Alistair Cox as Director 6
ForForRe-elect Paul Venables as Director 7
ForForRe-elect Torsten Kreindl as Director 8
ForForRe-elect Susan Murray as Director 9
ForForRe-elect MT Rainey as Director 10
ForForRe-elect Peter Williams as Director 11
ForForElect Cheryl Millington as Director 12
ForForReappoint PricewaterhouseCoopers LLP as Auditors
13
ForForAuthorise Board to Fix Remuneration of Auditors
14
ForForAuthorise EU Political Donations and Expenditure
15
ForForAuthorise Issue of Equity 16
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise Market Purchase of Ordinary shares 18
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
19
ForForApprove UK Sharesave Plan 20
ForForApprove International Sharesave Plan 21
Broadridge Financial Solutions, Inc.
Meeting Date: 11/14/2019 Country: USA
Meeting Type: Annual
Page 536 of 1,115
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Reporting Period: 10/01/2019 to 12/31/2019
Broadridge Financial Solutions, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Leslie A. Brun For For
ForForElect Director Pamela L. Carter 1b
ForForElect Director Richard J. Daly 1c
ForForElect Director Robert N. Duelks 1d
ForForElect Director Timothy C. Gokey 1e
ForForElect Director Brett A. Keller 1f
ForForElect Director Maura A. Markus 1g
ForForElect Director Thomas J. Perna 1h
ForForElect Director Alan J. Weber 1i
ForForElect Director Amit K. Zavery 1j
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
Gaztransport & Technigaz SA
Meeting Date: 11/14/2019 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize up to 150,000 Shares for Use in Restricted Stock Plans
For For
ForForAuthorize Filing of Required Documents/Other Formalities
2
Jack Henry & Associates, Inc.
Meeting Date: 11/14/2019 Country: USA
Meeting Type: Annual
Page 537 of 1,115
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Reporting Period: 10/01/2019 to 12/31/2019
Jack Henry & Associates, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Matthew C. Flanigan For For
ForForElect Director John F. Prim 1.2
ForForElect Director Thomas H. Wilson, Jr. 1.3
ForForElect Director Jacque R. Fiegel 1.4
ForForElect Director Thomas A. Wimsett 1.5
ForForElect Director Laura G. Kelly 1.6
ForForElect Director Shruti S. Miyashiro 1.7
ForForElect Director Wesley A. Brown 1.8
ForForElect Director David B. Foss 1.9
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify PricewaterhouseCoopers, LLP as Auditors
3
Wesfarmers Limited
Meeting Date: 11/14/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Vanessa Miscamble Wallace as Director For For
ForForElect Jennifer Anne Westacott as Director 2b
ForForElect Michael (Mike) Roche as Director 2c
ForForElect Sharon Lee Warburton as Director 2d
ForForApprove Remuneration Report 3
ForForApprove Grant of Restricted Shares and Performance Shares to Robert Scott
4
iShares Edge MSCI USA Momentum Factor UCITS ETF
Meeting Date: 11/15/2019 Country: Ireland
Meeting Type: Annual
Page 538 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
iShares Edge MSCI USA Momentum Factor UCITS ETF
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForRatify Deloitte as Auditors 2
ForForAuthorise Board to Fix Remuneration of Auditors
3
ForForElect Ros O'Shea as Director 4
ForForRe-elect Jessica Irschick as Director 5
ForForRe-elect Barry O'Dwyer as Director 6
ForForRe-elect Paul McGowan as Director 7
ForForRe-elect Paul McNaughton as Director 8
ForForElect Deirdre Somers as Director 9
iShares Edge MSCI USA Value Factor UCITS ETF
Meeting Date: 11/15/2019 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForRatify Deloitte as Auditors 2
ForForAuthorise Board to Fix Remuneration of Auditors
3
ForForElect Ros O'Shea as Director 4
ForForRe-elect Jessica Irschick as Director 5
ForForRe-elect Barry O'Dwyer as Director 6
ForForRe-elect Paul McGowan as Director 7
ForForRe-elect Paul McNaughton as Director 8
ForForElect Deirdre Somers as Director 9
Page 539 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Sysco Corporation
Meeting Date: 11/15/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Thomas L. Bene For For
ForForElect Director Daniel J. Brutto 1b
ForForElect Director John M. Cassaday 1c
ForForElect Director Joshua D. Frank 1d
ForForElect Director Larry C. Glasscock 1e
ForForElect Director Bradley M. Halverson 1f
ForForElect Director John M. Hinshaw 1g
ForForElect Director Hans-Joachim Koerber 1h
ForForElect Director Stephanie A. Lundquist 1i
ForForElect Director Nancy S. Newcomb 1j
ForForElect Director Nelson Peltz 1k
ForForElect Director Edward D. Shirley 1l
ForForElect Director Sheila G. Talton 1m
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
ForAgainstRequire Independent Board Chairman 4
Oracle Corporation
Meeting Date: 11/19/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jeffrey S. Berg For For
ForForElect Director Michael J. Boskin 1.2
ForForElect Director Safra A. Catz 1.3
ForForElect Director Bruce R. Chizen 1.4
Page 540 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Oracle Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director George H. Conrades 1.5
ForForElect Director Lawrence J. Ellison 1.6
ForForElect Director Rona A. Fairhead 1.7
ForForElect Director Jeffrey O. Henley 1.9
ForForElect Director Renee J. James 1.11
ForForElect Director Charles W. Moorman, IV 1.12
ForForElect Director Leon E. Panetta 1.13
ForForElect Director William G. Parrett 1.14
ForForElect Director Naomi O. Seligman 1.15
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
ForAgainstReport on Gender Pay Gap 4
ForAgainstRequire Independent Board Chairman 5
Sonic Healthcare Limited
Meeting Date: 11/19/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Jane Wilson as Director For For
ForForElect Philip Dubois as Director 2
ForForApprove Remuneration Report 3
ForForApprove Grant of Long-Term Incentives to Colin Goldschmidt
4
ForForApprove Grant of Long-Term Incentives to Chris Wilks
5
The Clorox Company
Meeting Date: 11/20/2019 Country: USA
Meeting Type: Annual
Page 541 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
The Clorox Company
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Amy Banse For For
ForForElect Director Richard H. Carmona 1.2
ForForElect Director Benno Dorer 1.3
ForForElect Director Spencer C. Fleischer 1.4
ForForElect Director Esther Lee 1.5
ForForElect Director A.D. David Mackay 1.6
ForForElect Director Robert W. Matschullat 1.7
ForForElect Director Matthew J. Shattock 1.8
ForForElect Director Pamela Thomas-Graham 1.9
ForForElect Director Russell J. Weiner 1.10
ForForElect Director Christopher J. Williams 1.11
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
ForForEliminate Supermajority Vote Requirement to Approve Certain Business Combinations
4
CDK Global, Inc.
Meeting Date: 11/21/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Leslie A. Brun For For
ForForElect Director Willie A. Deese 1b
ForForElect Director Amy J. Hillman 1c
ForForElect Director Brian M. Krzanich 1d
ForForElect Director Stephen A. Miles 1e
ForForElect Director Robert E. Radway 1f
ForForElect Director Stephen F. Schuckenbrock 1g
Page 542 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
CDK Global, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Frank S. Sowinski 1h
ForForElect Director Eileen J. Voynick 1i
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
Ferguson Plc
Meeting Date: 11/21/2019 Country: Jersey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AgainstForApprove Remuneration Report 2
AgainstForApprove Remuneration Policy 3
ForForApprove Final Dividend 4
ForForRe-elect Tessa Bamford as Director 5
ForForRe-elect Gareth Davis as Director 6
ForForElect Geoff Drabble as Director 7
ForForElect Catherine Halligan as Director 8
ForForRe-elect Kevin Murphy as Director 9
ForForRe-elect Alan Murray as Director 10
ForForRe-elect Michael Powell as Director 11
ForForElect Tom Schmitt as Director 12
ForForRe-elect Dr Nadia Shouraboura as Director 13
ForForRe-elect Jacqueline Simmonds as Director 14
ForForReappoint Deloitte LLP as Auditors 15
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
16
ForForAuthorise EU Political Donations and Expenditure
17
ForForAuthorise Issue of Equity 18
Page 543 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Ferguson Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAmend Long Term Incentive Plan 2019 19
ForForAuthorise Issue of Equity without Pre-emptive Rights
20
ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
21
ForForAuthorise Market Purchase of Ordinary Shares 22
BBA Aviation Plc
Meeting Date: 11/22/2019 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Special Dividend and Share Consolidation
For For
ForForAuthorise Market Purchase of Ordinary Shares 2
argenx SE
Meeting Date: 11/25/2019 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Amend Articles to Reflect Changes in Capital For For
AgainstForAmend Argenx Option Plan 3
AgainstForApprove Stock Option Grants up to a Maximum of 4 Percent of the Outstanding Capital
4
Chr. Hansen Holding A/S
Meeting Date: 11/27/2019 Country: Denmark
Meeting Type: Annual
Page 544 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Chr. Hansen Holding A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Accept Financial Statements and Statutory Reports
For Do Not Vote
Do Not Vote
ForApprove Allocation of Income and Dividends of DKK 7.07 Per Share
3
Do Not Vote
ForApprove Remuneration of Directors in the Amount of DKK 1.2 Million for Chair, DKK 800,000 for Vice-Chair and DKK 400,000 for Other Directors; Approve Remuneration for Committee Work
4
Do Not Vote
ForApprove Revised Remuneration Guidelines for Executive Management and Board
5
Do Not Vote
ForReelect Dominique Reiniche (Chair) as Director
6a
Do Not Vote
ForReelect Jesper Brandgaard as Director 6b.a
Do Not Vote
ForReelect Luis Cantarell as Director 6b.b
Do Not Vote
ForReelect Heidi Kleinbach-Sauter as Director 6b.c
Do Not Vote
ForElect Niels Peder Nielsen as New Director 6b.d
Do Not Vote
ForReelect Kristian Villumsen as Director 6b.e
Do Not Vote
ForReelect Mark Wilson as Director 6b.f
Do Not Vote
ForReelect PricewaterhouseCoopers as Auditor 7
Do Not Vote
ForAuthorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities
8
Genfit SA
Meeting Date: 11/27/2019 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendment of Transaction with Jean-Francois Mouney, Chairman of the Board
For For
Page 545 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Genfit SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Amendment of Transaction with Pascal Prigent, CEO
2
ForForApprove Termination Package of Pascal Prigent, CEO
3
ForForApprove Remuneration Policy of Jean-Francois Mouney, Chairman of the Board Re: End of FY 2019
4
ForForApprove Remuneration Policy of Pascal Prigent, CEO Re: End of FY 2019
5
AgainstForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
6
ForForApprove Issuance of up to 25,000 Warrants (BSA) Reserved for Consultants
7
AgainstForAuthorize up to 400,000 Shares for Use in Stock Option Plans
8
ForForAuthorize up to 100,000 Shares for Use in Restricted Stock Plans
9
ForAgainstAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
10
ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
11
ForForAuthorize Filing of Required Documents/Other Formalities
12
Harvey Norman Holdings Limited
Meeting Date: 11/27/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report For For
ForForElect Kay Lesley Page as Director 3
ForForElect David Matthew Ackery as Director 4
AgainstForElect Kenneth William Gunderson-Briggs as Director
5
ForForElect Maurice John Craven as Director 6
ForAgainstElect Stephen Mayne as Director 7
ForNoneApprove the Spill Resolution 8
Page 546 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
La Francaise de l'Energie SA
Meeting Date: 11/29/2019 Country: France
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Statutory Reports
For For
ForForApprove Consolidated Financial Statements and Statutory Reports
2
ForForApprove Treatment of Losses 3
AgainstForApprove Auditors' Special Report on Related-Party Transactions
4
ForForApprove Compensation of Chairman and CEO 5
ForForApprove Compensation of Vice-CEO 6
AgainstForApprove Remuneration Policy of Chairman and CEO
7
AgainstForApprove Remuneration Policy of Vice-CEO 8
ForForAppoint Mazars as Auditor 9
ForForApprove Remuneration of Directors in the Aggregate Amount of EUR 200,000
10
ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
11
ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
12
AgainstForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Million
13
AgainstForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Million
14
AgainstForApprove Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 2.5 Million
15
AgainstForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 13-15
16
AgainstForAuthorize Board to Set Issue Price for 10 Percent of Issued Capital Pursuant to Issue Authority without Preemptive Rights
17
AgainstForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
18
ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
19
Page 547 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
La Francaise de l'Energie SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAuthorize up to 250,000 Shares for Use in Restricted Stock Plans
20
AgainstForAuthorize Capitalization of Reserves of Up to EUR 2.5 Million for Bonus Issue or Increase in Par Value
21
ForForAuthorize Filing of Required Documents/Other Formalities
22
Corticeira Amorim SGPS SA
Meeting Date: 12/02/2019 Country: Portugal
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Interim Individual Financial Statements as of Sept. 30, 2019
For For
ForForApprove Interim Dividends of EUR 0.08 per Share
2
Somfy SA
Meeting Date: 12/03/2019 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Article 18 of Bylaws Re: Employee Representative
For For
ForForAmend Articles of Bylaws Re: Management Board Powers (Art. 17); Guarantees (Art. 20); Remove Remuneration of Directors (Art. 21)
2
ForForAmend Article 19 of Bylaws Re: Supervisory Board Powers
3
ForForAmend Articles 30 & 31 of Bylaws Re: Voting Procedures
4
ForForAuthorize Filing of Required Documents/Other Formalities
5
Page 548 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Sophos Group Plc
Meeting Date: 12/03/2019 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Recommended Cash Acquisition of Sophos Group plc by Surf Buyer Limited
For For
Sophos Group Plc
Meeting Date: 12/03/2019 Country: United Kingdom
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Scheme of Arrangement For For
Microsoft Corporation
Meeting Date: 12/04/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director William H. Gates, III For For
ForForElect Director Reid G. Hoffman 1.2
ForForElect Director Hugh F. Johnston 1.3
ForForElect Director Teri L. List-Stoll 1.4
ForForElect Director Satya Nadella 1.5
ForForElect Director Sandra E. Peterson 1.6
ForForElect Director Penny S. Pritzker 1.7
ForForElect Director Charles W. Scharf 1.8
ForForElect Director Arne M. Sorenson 1.9
ForForElect Director John W. Stanton 1.10
Page 549 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Microsoft Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director John W. Thompson 1.11
ForForElect Director Emma N. Walmsley 1.12
ForForElect Director Padmasree Warrior 1.13
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
AgainstAgainstReport on Employee Representation on the Board of Directors
4
ForAgainstReport on Gender Pay Gap 5
Telenet Group Holding NV
Meeting Date: 12/04/2019 Country: Belgium
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Intermediate Dividends of EUR 0.57 Per Share
For For
ForForAuthorize Implementation of Approved Resolution Re: Delegation of Powers
2
Telenet Group Holding NV
Meeting Date: 12/04/2019 Country: Belgium
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Cancellation of Repurchased Shares For For
Bonduelle
Meeting Date: 12/05/2019 Country: France
Meeting Type: Annual/Special
Page 550 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Bonduelle
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Statutory Reports
For For
ForForApprove Consolidated Financial Statements and Statutory Reports
2
ForForApprove Allocation of Income and Dividends of EUR 0.50 per Share
3
ForForApprove Auditors' Special Report on Related-Party Transactions
4
ForForReelect Jean-Pierre Vannier as Supervisory Board Member
5
ForForReelect Laurent Bonduelle as Supervisory Board Member
6
ForForElect Corinne Wallaert as Supervisory Board Member
7
ForForElect Cecile Girerd-Jorry as Supervisory Board Member
8
ForForRatify Appointment of Jean-Michel Thierry as Supervisory Board Member
9
AgainstForApprove Compensation of Guillaume Debrosse, General Manager's Representative
10
ForForApprove Compensation of Martin Ducroquet, Chairman of the Supervisory Board
11
AgainstForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
12
ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
13
AgainstForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
14
AgainstForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 17.5 Million
15
AgainstForApprove Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 17.5 Million
16
AgainstForAuthorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights
17
AgainstForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 15-16
18
Page 551 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Bonduelle
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
19
ForForAuthorize Filing of Required Documents/Other Formalities
20
Coloplast A/S
Meeting Date: 12/05/2019 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Accept Financial Statements and Statutory Reports
For Do Not Vote
Do Not Vote
ForApprove Allocation of Income and Dividends 3
Do Not Vote
ForApprove Remuneration Report 4
Do Not Vote
ForApprove Remuneration of Directors in the Amount of DKK 1.35 Million for Chairman, DKK 787,500 for Deputy Chairman, and DKK 450,000 for Other Directors; Approve Remuneration for Committee Work
5.1
Do Not Vote
ForApprove Update of the Company's Overall Guidelines for Incentive Pay to the Executive Management
5.2
Do Not Vote
ForAmend Articles Re: Annual General Meeting Agenda
5.3
Do Not Vote
ForAmend Articles Re: Participation on General Meetings
5.4
Do Not Vote
ForAuthorize Share Repurchase Program 5.5
Do Not Vote
ForReelect Lars Soren Rasmussen as Director 6.1
Do Not Vote
ForReelect Niels Peter Louis-Hansen as Director 6.2
Do Not Vote
ForReelect Birgitte Nielsen as Director 6.3
Do Not Vote
ForReelect Carsten Hellmann as Director 6.4
Do Not Vote
ForReelect Jette Nygaard-Andersen as Director 6.5
Page 552 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Coloplast A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForReelect Jorgen Tang-Jensen as Director 6.6
Do Not Vote
ForRatify PricewaterhouseCoopers as Auditors 7
Associated British Foods Plc
Meeting Date: 12/06/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForApprove Final Dividend 4
ForForRe-elect Emma Adamo as Director 5
ForForRe-elect Graham Allan as Director 6
ForForRe-elect John Bason as Director 7
ForForRe-elect Ruth Cairnie as Director 8
ForForRe-elect Wolfhart Hauser as Director 9
ForForRe-elect Michael McLintock as Director 10
ForForRe-elect Richard Reid as Director 11
ForForRe-elect George Weston as Director 12
ForForReappoint Ernst & Young LLP as Auditors 13
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
14
ForForAuthorise Political Donations and Expenditure 15
ForForAuthorise Issue of Equity 16
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
18
Page 553 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Medtronic plc
Meeting Date: 12/06/2019 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Richard H. Anderson For For
ForForElect Director Craig Arnold 1b
ForForElect Director Scott C. Donnelly 1c
ForForElect Director Andrea J. Goldsmith 1d
ForForElect Director Randall J. Hogan, III 1e
ForForElect Director Omar Ishrak 1f
ForForElect Director Michael O. Leavitt 1g
ForForElect Director James T. Lenehan 1h
ForForElect Director Geoffrey S. Martha 1i
ForForElect Director Elizabeth G. Nabel 1j
ForForElect Director Denise M. O'Leary 1k
ForForElect Director Kendall J. Powell 1l
ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForRenew the Board's Authority to Issue Shares Under Irish Law
4
ForForRenew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law
5
ForForAuthorize Overseas Market Purchases of Ordinary Shares
6
Whitbread Plc
Meeting Date: 12/06/2019 Country: United Kingdom
Meeting Type: Special
Page 554 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Whitbread Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Policy For Against
AgainstForApprove Restricted Share Plan 2
Cisco Systems, Inc.
Meeting Date: 12/10/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director M. Michele Burns For For
ForForElect Director Wesley G. Bush 1b
ForForElect Director Michael D. Capellas 1c
ForForElect Director Mark Garrett 1d
ForForElect Director Kristina M. Johnson 1e
ForForElect Director Roderick C. McGeary 1f
ForForElect Director Charles H. Robbins 1g
ForForElect Director Arun Sarin 1h
ForForElect Director Brenton L. Saunders 1i
ForForElect Director Carol B. Tome 1j
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify PricewaterhouseCoopers LLP as Auditors
3
ForAgainstRequire Independent Board Chairman 4
Barry Callebaut AG
Meeting Date: 12/11/2019 Country: Switzerland
Meeting Type: Annual
Page 555 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Barry Callebaut AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
3.1 Accept Annual Report For Do Not Vote
Do Not Vote
ForApprove Remuneration Report 3.2
Do Not Vote
ForAccept Financial Statements and Consolidated Financial Statements
3.3
Do Not Vote
ForApprove Allocation of Income and Dividends of CHF 26.00 per Share
4
Do Not Vote
ForApprove Discharge of Board and Senior Management
5
Do Not Vote
ForReelect Patrick De Maeseneire as Director 6.1.1
Do Not Vote
ForReelect Fernando Aguirre as Director 6.1.2
Do Not Vote
ForReelect Suja Chandrasekaran as Director 6.1.3
Do Not Vote
ForReelect Angela Wei Dong as Director 6.1.4
Do Not Vote
ForReelect Nicolas Jacobs as Director 6.1.5
Do Not Vote
ForReelect Elio Sceti as Director 6.1.6
Do Not Vote
ForReelect Timothy Minges as Director 6.1.7
Do Not Vote
ForReelect Markus Neuhaus as Director 6.1.8
Do Not Vote
ForElect Patrick De Maeseneire as Board Chairman
6.2
Do Not Vote
ForAppoint Fernando Aguirre as Member of the Compensation Committee
6.3.1
Do Not Vote
ForAppoint Suja Chandrasekaran as Member of the Compensation Committee
6.3.2
Do Not Vote
ForAppoint Elio Sceti as Member of the Compensation Committee
6.3.3
Do Not Vote
ForAppoint Timothy Minges as Member of the Compensation Committee
6.3.4
Do Not Vote
ForDesignate Keller KLG as Independent Proxy 6.4
Do Not Vote
ForRatify KPMG AG as Auditors 6.5
Page 556 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Barry Callebaut AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Remuneration of Board of Directors in the Amount of CHF 2.2 Million and 2,190 Shares
7.1
Do Not Vote
ForApprove Fixed Remuneration of Executive Committee in the Amount of CHF 6.5 Million
7.2
Do Not Vote
ForApprove Variable Remuneration of Executive Committee in the Amount of CHF 19.7 Million
7.3
Do Not Vote
ForTransact Other Business (Voting) 8
Barry Callebaut AG
Meeting Date: 12/11/2019 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Share Re-registration Consent For Do Not Vote
AMADA HOLDINGS Co., Ltd.
Meeting Date: 12/12/2019 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Change Company Name - Amend Business Lines - Clarify Director Authority on Board Meetings
For For
ForForElect Director Kurihara, Toshinori 2.1
ForForElect Director Fukui, Yukihiro 2.2
ForForAppoint Statutory Auditor Shibata, Kotaro 3
Pixium Vision SA
Meeting Date: 12/12/2019 Country: France
Meeting Type: Special
Page 557 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Pixium Vision SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Ratify Appointment of Lloyd Diamond as Director
For For
ForForRatify Appointment of Sofinnova Partners as Director
2
ForForApprove Delisting from Euronext Paris and Listing of the Company Shares on Euronext Growth
3
AgainstForApprove Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to 40 Percent of Issued Capital
4
ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
5
ForForAuthorize Issuance of Redeemable Bonds (ORNAN2019) Reserved for European Select Growth Opportunities Fund
6
ForForAuthorize Filing of Required Documents/Other Formalities
7
Westpac Banking Corp.
Meeting Date: 12/12/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Nerida Caesar as Director For For
ForForElect Steven Harker as Director 2c
ForForElect Peter Marriott as Director 2d
ForForElect Margaret Seale as Director 2e
ForForApprove Remuneration Report 4
ForAgainstApprove Conditional Spill Resolution 5
AgainstAgainstApprove the Amendments to the Company's Constitution
6a
ForAgainstApprove Disclosure of Strategies and Targets for Reduction in Fossil Fuel Exposure
6b
Page 558 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
iShares Core MSCI Japan IMI UCITS ETF
Meeting Date: 12/13/2019 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForRatify Deloitte as Auditors 2
ForForAuthorise Board to Fix Remuneration of Auditors
3
ForForElect Ros O'Shea as Director 4
ForForRe-elect Jessica Irschick as Director 5
ForForRe-elect Barry O'Dwyer as Director 6
ForForRe-elect Paul McGowan as Director 7
ForForRe-elect Paul McNaughton as Director 8
ForForElect Deirdre Somers as Director 9
ForForRe-elect Teresa O'Flynn as Director 10
Aroundtown SA
Meeting Date: 12/16/2019 Country: Luxembourg
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Ran Laufer as Director For Against
ForForElect Simone Runge-Brandner as Director 2
ForForReelect Jelena Afxentiou as Director 3
ForForReelect Oschrie Massatschi as Director 4
ForForReelect Frank Roseen as Director 5
ForForReelect Markus Leininger as Director 6
ForForReelect Markus Kreuter as Director 7
Page 559 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Aroundtown SA
Meeting Date: 12/16/2019 Country: Luxembourg
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights and Amend Articles of Association
For Against
Lumibird SA
Meeting Date: 12/16/2019 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Appoint EMZ Partners as Censor For Against
ForForApprove Transaction with ESIRA Re: Animation
2
ForForAuthorize Filing of Required Documents/Other Formalities
3
ForForApprove Spin-Off Agreement with Quantel Technologies
4
Woolworths Group Ltd.
Meeting Date: 12/16/2019 Country: Australia
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Holly Kramer as Director For For
ForForElect Siobhan McKenna as Director 2b
ForForElect Kathryn Tesija as Director 2c
ForForElect Jennifer Carr-Smith as Director 2d
ForForApprove Remuneration Report 3
Page 560 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Woolworths Group Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Grant of Performance Rights to Brad Banducci
4
ForForApprove US Non-Executive Directors Equity Plan
5
ForForApprove the Amendments to the Company's Constitution
6
ForForApprove Restructure Scheme 1
Bastide Le Confort Medical SA
Meeting Date: 12/18/2019 Country: France
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Discharge Directors
For For
ForForApprove Consolidated Financial Statements and Statutory Reports
2
ForForApprove Non-Deductible Expenses 3
ForForApprove Treatment of Losses 4
AgainstForAcknowledge Auditors' Special Report on Related-Party Transactions
5
AgainstForApprove Transaction with SCI Bastide Dijon Re: Commercial Leasing
6
ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
7
ForForApprove Compensation of Guy Bastide, Chairman and CEO
8
ForForApprove Remuneration Policy for Guy Bastide, Chairman and CEO
9
ForForAuthorize Filing of Required Documents/Other Formalities
10
ForForApprove Early End of Delegations Authorized at the May 3, 2018 General Meeting
11
AgainstForAuthorize up to 3 Percent of Issued Capital for Use in Restricted Stock Plans
12
ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
13
ForForAmend Article 13.6 of Bylaws to Comply with New Regulation Re: Directors Powers
14
Page 561 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Bastide Le Confort Medical SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Filing of Required Documents/Other Formalities
15
WH Smith Plc
Meeting Date: 12/18/2019 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of Marshall Retail Group Holding Company, Inc.
For For
Amplitude Surgical SAS
Meeting Date: 12/19/2019 Country: France
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Statutory Reports
For For
ForForApprove Consolidated Financial Statements and Statutory Reports
2
ForForApprove Treatment of Losses 3
ForForReceive Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions
4
AgainstForApprove Remuneration Policy of Chairman and CEO
5
AgainstForApprove Compensation of Olivier Jallabert, Chairman and CEO
6
AgainstForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
7
ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
8
AgainstForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 600,000
9
Page 562 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Amplitude Surgical SAS
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 250,000
10
AgainstForApprove Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 250,000
11
AgainstForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 9-11
12
AgainstForAuthorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights
13
AgainstForApprove Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 250,000
14
AgainstForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
15
ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
16
AgainstForAuthorize up to 3 Percent of Issued Capital for Use in Restricted Stock Plans
17
AgainstForAuthorize Capitalization of Reserves of Up to EUR 250,000 for Bonus Issue or Increase in Par Value
18
ForForAuthorize Filing of Required Documents/Other Formalities
19
Banca IFIS SpA
Meeting Date: 12/19/2019 Country: Italy
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association For Against
AgainstForAmend Remuneration Policy 2
Page 563 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Iliad SA
Meeting Date: 12/20/2019 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize Specific Buyback Program and Cancellation of Repurchased Shares
For For
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights of Up to 11,666,666 Shares, with a Binding Priority Right
2
AgainstForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
3
ForForAuthorize Filing of Required Documents/Other Formalities
4
Bank Leumi Le-Israel Ltd.
Meeting Date: 12/23/2019 Country: Israel
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Reelect Ytzhak Edelman as External Director For For
AbstainForElect Mordechai Rosen as External Director 1.2
ForForReelect Ester Dominissini as Director 2.1
AbstainForElect Ira Sobel as Director 2.2
ForForApprove Amended Compensation Policy for the Directors and Officers of the Company
3
ForForApprove Employment Terms of Haj-Yehia Samer, Chairman
4
ForForApprove Employment Terms of as Hanan Shmuel Friedman, CEO
5
ForForIssue Updated Indemnification Agreements to Directors/Officers
6
AgainstNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
Page 564 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Bank Leumi Le-Israel Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstNoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B1
AgainstNoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2
ForNoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B3
Bank Hapoalim BM
Meeting Date: 12/26/2019 Country: Israel
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Temporary Extension of Compensation Policy for the Directors and Officers of the Company
For For
ForForApprove Amended Employment Terms of Oded Eran, Chairman
2
ForForApprove Amended Employment Terms of Dov Kotler, CEO
3
AgainstNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
AgainstNoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B1
AgainstNoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2
ForNoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B3
Page 565 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Eurobio-Scientific SA
Meeting Date: 12/27/2019 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Appoint SFC Audit as Auditor For For
ForForAuthorize Filing of Required Documents/Other Formalities
2
iShares Core S&P 500 UCITS ETF
Meeting Date: 12/31/2019 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForRatify Deloitte as Auditors 2
ForForAuthorise Board to Fix Remuneration of Auditors
3
ForForElect Ros O'Shea as Director 4
ForForRe-elect Jessica Irschick as Director 5
ForForRe-elect Barry O'Dwyer as Director 6
ForForRe-elect Paul McGowan as Director 7
ForForRe-elect Paul McNaughton as Director 8
ForForElect Deirdre Somers as Director 9
ForForElect Teresa O'Flynn as Director 10
iShares MSCI Canada UCITS ETF
Meeting Date: 12/31/2019 Country: Ireland
Meeting Type: Annual
Page 566 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
iShares MSCI Canada UCITS ETF
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForRatify Deloitte as Auditors 2
ForForAuthorise Board to Fix Remuneration of Auditors
3
ForForElect Ros O'Shea as Director 4
ForForRe-elect Jessica Irschick as Director 5
ForForRe-elect Barry O'Dwyer as Director 6
ForForRe-elect Paul McGowan as Director 7
ForForRe-elect Paul McNaughton as Director 8
ForForElect Deirdre Somers as Director 9
ForForElect Teresa O'Flynn as Director 10
Teleperformance SE
Meeting Date: 10/01/2019 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize Repurchase of Up to 10 Percent of Issued Share Capital
For For
ForForAuthorize Filing of Required Documents/Other Formalities
2
Genesee & Wyoming Inc.
Meeting Date: 10/03/2019 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For For
Page 567 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Genesee & Wyoming Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Korn Ferry
Meeting Date: 10/03/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1A Elect Director Doyle N. Beneby For For
ForForElect Director Gary D. Burnison 1B
ForForElect Director Christina A. Gold 1C
ForForElect Director Len J. Lauer 1D
ForForElect Director Jerry P. Leamon 1E
ForForElect Director Angel R. Martinez 1F
ForForElect Director Debra J. Perry 1G
ForForElect Director Lori J. Robinson 1H
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForAmend Omnibus Stock Plan 3
ForForRatify Ernst & Young LLP as Auditors 4
ForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
5
RPM International Inc.
Meeting Date: 10/03/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Kirkland B. Andrews For For
Page 568 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
RPM International Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director David A. Daberko 1.2
ForForElect Director Thomas S. Gross 1.3
ForForElect Director Frank C. Sullivan 1.4
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForAmend Omnibus Stock Plan 3
ForForRatify Deloitte & Touche LLP as Auditors 4
Singapore Exchange Limited
Meeting Date: 10/03/2019 Country: Singapore
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Financial Statements and Directors' and Auditors' Reports
For For
ForForApprove Final Dividend 2
ForForElect Chew Gek Khim as Director 3a
ForForElect Jane Diplock as Director 3b
ForForElect Lim Sok Hui as Director 3c
ForForApprove Directors' Fees to be Paid to the Chairman
4
ForForApprove Directors' Fees to be Paid to All Directors (Other than the Chief Executive Officer)
5
ForForApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
6
AgainstForApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
7
ForForAuthorize Share Repurchase Program 8
TransDigm Group Incorporated
Meeting Date: 10/03/2019 Country: USA
Meeting Type: Special
Page 569 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
TransDigm Group Incorporated
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Stock Option Plan For Against
Cal-Maine Foods, Inc.
Meeting Date: 10/04/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Adolphus B. Baker For For
ForForElect Director Max P. Bowman 1.2
ForForElect Director Letitia C. Hughes 1.3
ForForElect Director Sherman L. Miller 1.4
ForForElect Director James E. Poole 1.5
ForForElect Director Steve W. Sanders 1.6
ForForRatify Frost, PLLC as Auditors 2
Elastic N.V.
Meeting Date: 10/04/2019 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger and Issuance of Shares in Connection with Merger
For For
National Beverage Corp.
Meeting Date: 10/04/2019 Country: USA
Meeting Type: Annual
Page 570 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
National Beverage Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Cecil D. Conlee For For
ForForElect Director Stanley M. Sheridan 1b
PhosAgro PJSC
Meeting Date: 10/04/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Dividends For For
Divi's Laboratories Limited
Meeting Date: 10/07/2019 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Reappointment and Remuneration of Murali K. Divi as Managing Director
For For
ForForApprove Reappointment and Remuneration of N.V. Ramana as Executive Director
2
Gates Industrial Corporation plc
Meeting Date: 10/07/2019 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize Share Repurchase Program For Against
Page 571 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Gates Industrial Corporation plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAmend the Articles of Association to Authorize the Issuance of a New Class or Classes of Shares
2
Carpenter Technology Corporation
Meeting Date: 10/08/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Viola L. Acoff For For
ForForElect Director I. Martin Inglis 1.2
ForForElect Director Stephen M. Ward, Jr. 1.3
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForAmend Omnibus Stock Plan 4
COSCO SHIPPING Ports Limited
Meeting Date: 10/08/2019 Country: Bermuda
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Consortium Agreement and Related Transactions
For Against
ForForElect Zhang Dayu as Director 2
HLA Corp. Ltd.
Meeting Date: 10/08/2019 Country: China
Meeting Type: Special
Page 572 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
HLA Corp. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Change in Usage of Raised Funds and Replenish Working Capital
For For
The Procter & Gamble Company
Meeting Date: 10/08/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Francis S. Blake For For
ForForElect Director Angela F. Braly 1b
ForForElect Director Amy L. Chang 1c
ForForElect Director Scott D. Cook 1d
ForForElect Director Joseph Jimenez 1e
ForForElect Director Terry J. Lundgren 1f
ForForElect Director Christine M. McCarthy 1g
ForForElect Director W. James McNerney, Jr. 1h
ForForElect Director Nelson Peltz 1i
ForForElect Director David S. Taylor 1j
ForForElect Director Margaret C. Whitman 1k
ForForElect Director Patricia A. Woertz 1l
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForApprove Omnibus Stock Plan 4
China State Construction Engineering Corp. Ltd.
Meeting Date: 10/09/2019 Country: China
Meeting Type: Special
Page 573 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China State Construction Engineering Corp. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Zhou Naixiang as Non-Independent Director
For For
AgainstForApprove Signing of Financial Services Framework Supplementary Agreement
2
CK Asset Holdings Limited
Meeting Date: 10/09/2019 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Proposed Recommended Cash Acquisition of the Entire Issued and to be Issued Share Capital of Greene King Plc
For For
COSCO SHIPPING Holdings Co., Ltd.
Meeting Date: 10/09/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2.1 Elect Yang Zhijian as Director For For
ForForElect Feng Boming as Director 2.2
GD Power Development Co., Ltd.
Meeting Date: 10/09/2019 Country: China
Meeting Type: Special
Page 574 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
GD Power Development Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Application for Liquidation For For
Hubei Energy Group Co., Ltd.
Meeting Date: 10/09/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Tian Zexin as Non-Independent Director For For
ForForApprove Appointment of Auditor 2
Brambles Limited
Meeting Date: 10/10/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report For For
ForForElect James Richard Miller as Director 3
ForForElect George El-Zoghbi as Director 4
ForForElect Anthony Grant Froggatt as Director 5
ForForApprove Amendment of Brambles Limited Performance Share Plan
6
ForForApprove Participation of Graham Chipchase in the Performance Share Plan or the Amended Performance Share Plan
7
ForForApprove Participation of Nessa O'Sullivan in the Performance Share Plan or the Amended Performance Share Plan
8
ForForApprove Participation of Graham Chipchase in the MyShare Plan
9
ForForApprove the Capital Return to Shareholders 10
Page 575 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Brambles Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Extension of On-Market Share Buy-Backs
11
Colruyt SA
Meeting Date: 10/10/2019 Country: Belgium
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
I.3 Approve Employee Stock Purchase Plan Up To 1,000,000 Shares
For For
ForForApprove Fixing of Price of Shares to Be Issued I.4
ForForEliminate Preemptive Rights Re: Item I.3 I.5
ForForApprove Increase of Capital following Issuance of Equity without Preemptive Rights Re: Item I.3
I.6
ForForApprove Subscription Period Re: Item I.3 I.7
ForForAuthorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry
I.8
AgainstForAuthorize Repurchase of Up to 27,610,148 Shares
II.b
ForForAuthorize Implementation of Approved Resolutions
III
Navigant Consulting, Inc.
Meeting Date: 10/10/2019 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For For
ForForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Page 576 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
OMNOVA Solutions Inc.
Meeting Date: 10/10/2019 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For For
ForForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Telecom Argentina SA
Meeting Date: 10/10/2019 Country: Argentina
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Designate Two Shareholders to Sign Minutes of Meeting
For For
ForForConsider Total or Partial Decrease of Discretionary Reserve to Distribute Cash Dividends and or of Discretionary Reserve to Maintain Level of Capital Investment and Current Level of Solvency
2
ForForDesignate Two Shareholders to Sign Minutes of Meeting
1
AgainstForAmend Articles 4, 5 and 6 Re: Registration of Amendments
2
Folli Follie SA
Meeting Date: 10/11/2019 Country: Greece
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Auditors and Fix Their Remuneration for 2018
For For
AgainstForOther Business 2
Page 577 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
United Technologies Corporation
Meeting Date: 10/11/2019 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Merger For For
ForForAdjourn Meeting 2
Allergan plc
Meeting Date: 10/14/2019 Country: Ireland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Scheme of Arrangement For For
ForForApprove Scheme of Arrangement 1
ForForApprove Cancellation of Cancellation Shares 2
ForForAuthorize Board to Allot and Issue Shares 3
ForForAmend Articles of Association 4
ForForAdvisory Vote on Golden Parachutes 5
ForForAdjourn Meeting 6
ENGIE Brasil Energia SA
Meeting Date: 10/14/2019 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Ratify KPMG Corporate Finance Ltda. as the Firm to Appraise Proposed Transaction
For For
ForForApprove Independent Firm's Appraisal 2
Page 578 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
ENGIE Brasil Energia SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify Acquisition of Controlling Stake of Transportadora Associada de Gas SA through Alianca Transportadora de Gas Participacoes SA
3
Herman Miller, Inc.
Meeting Date: 10/14/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Lisa A. Kro For For
ForForElect Director Michael C. Smith 1.2
ForForElect Director Michael A. Volkema 1.3
ForForRatify KPMG LLP as Auditors 2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
China Yangtze Power Co., Ltd.
Meeting Date: 10/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Guarantee Provision For For
ForForApprove Investment to Power Distribution Project
2
ForForApprove Authorization of Board to Handle All Related Matters Regarding Acquisition of Power Distribution
3
Dongxing Securities Co., Ltd.
Meeting Date: 10/15/2019 Country: China
Meeting Type: Special
Page 579 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Dongxing Securities Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association For Against
ForForAmend Rules and Procedures Regarding General Meetings of Shareholders
2
ForForAmend Rules and Procedures Regarding Meetings of Board of Directors
3
ForForAmend Working System for Independent Directors
4
AgainstForElect Zhou Liang as Non-Independent Director 5.1
Prudential Plc
Meeting Date: 10/15/2019 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Demerger of the M&G Group from the Prudential Group
For For
ForForElect Amy Yip as Director 2
Telstra Corporation Limited
Meeting Date: 10/15/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
3a Elect Eelco Blok as Director For For
ForForElect Craig Dunn as Director 3b
ForForElect Nora Scheinkestel as Director 3c
ForForApprove Grant of Restricted Shares to Andrew Penn
4a
ForForApprove Grant of Performance Rights to Andrew Penn
4b
Page 580 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Telstra Corporation Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration Report 5
ForAgainstApprove Spill Resolution 6
Barratt Developments Plc
Meeting Date: 10/16/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForApprove Special Dividend 4
ForForRe-elect John Allan as Director 5
ForForRe-elect David Thomas as Director 6
ForForRe-elect Steven Boyes as Director 7
ForForRe-elect Jessica White as Director 8
ForForRe-elect Richard Akers as Director 9
ForForRe-elect Nina Bibby as Director 10
ForForRe-elect Jock Lennox as Director 11
ForForRe-elect Sharon White as Director 12
ForForReappoint Deloitte LLP as Auditors 13
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
14
ForForAuthorise EU Political Donations and Expenditure
15
ForForAuthorise Issue of Equity 16
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise Market Purchase of Ordinary Shares 18
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
19
Page 581 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Commonwealth Bank of Australia
Meeting Date: 10/16/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Shirish Apte as Director For For
ForForElect Mary Padbury as Director 2b
ForForElect Genevieve Bell as Director 2c
ForForElect Paul O'Malley as Director 2d
ForForApprove Remuneration Report 3
ForForApprove Grant of Rights to Matt Comyn 4
ForForAdopt New Constitution 5
CSL Limited
Meeting Date: 10/16/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Marie McDonald as Director For For
ForForElect Megan Clark AC as Director 2b
ForForApprove Remuneration Report 3
ForForApprove Grant of Performance Share Units to Paul Perreault
4a
ForForApprove Grant of Performance Share Units to Andrew Cuthbertson AO
4b
Eastern Co. (Egypt)
Meeting Date: 10/16/2019 Country: Egypt
Meeting Type: Annual
Page 582 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Eastern Co. (Egypt)
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Board Report on Company Operations for FY 2019
For Do Not Vote
Do Not Vote
ForApprove Auditors' Report on Company Financial Statements for FY 2019
2
Do Not Vote
ForAccept Financial Statements and Statutory Reports for FY 2019
3
Do Not Vote
ForApprove Allocation of Income and Dividends for FY 2019
4
Do Not Vote
ForApprove Discharge of Chairman and Directors for FY 2019
5
Do Not Vote
ForApprove Remuneration of Directors 6
Do Not Vote
ForRatify Auditors and Fix Their Remuneration for FY 2020
7
Do Not Vote
ForApprove Composition of the Board 8
Do Not Vote
ForApprove Related Party Transactions 9
Do Not Vote
ForApprove Charitable Donations for FY 2020 10
Origin Energy Limited
Meeting Date: 10/16/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect Greg Lalicker as Director For For
ForForElect Gordon Cairns as Director 3
ForForElect Bruce Morgan as Director 4
ForForApprove Remuneration Report 5
ForForAprove Grant of Restricted Shares and Performance Share Rights to Frank Calabria
6
ForForApprove Renewal of Proportional Takeover Provisions
7
ForForAppoint Ernst & Young as Auditor of the Company
8
Page 583 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Origin Energy Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstAgainstApprove the Amendments to the Company's Constitution
9a
AgainstAgainstApprove Transition Planning Disclosure 9b
ForAgainstApprove Informed Consent Relating to the Company's Proposed Fracking Activities in the Beetaloo SubBasin
9c
ForAgainstApprove Public Health Risks of Coal Operations
9d
AgainstAgainstApprove Paris Goals and Targets 9e
ForAgainstApprove Disclosure of Lobbying 9f
Suning.com Co., Ltd.
Meeting Date: 10/16/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Daily Related-party Transactions For For
ForForApprove Guarantee Provision 2
AgainstForApprove Financial Assistance Provision 3
Treasury Wine Estates Limited
Meeting Date: 10/16/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Louisa Cheang as Director For For
ForForElect Ed Chan as Director 2b
ForForElect Warwick Every-Burns as Director 2c
ForForElect Garry Hounsell as Director 2d
ForForElect Colleen Jay as Director 2e
ForForElect Lauri Shanahan as Director 2f
Page 584 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Treasury Wine Estates Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Paul Rayner as Director 2g
ForForApprove Proportional Takeover Provision 3
ForForApprove Remuneration Report 4
ForForApprove Grant of Performance Rights to Michael Clarke
5
Aurizon Holdings Limited
Meeting Date: 10/17/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Russell Caplan as Director For For
ForForElect Michael Fraser as Director 2b
ForForElect Kate Vidgen as Director 2c
ForForApprove Grant of Performance Rights to Andrew Harding
3
ForForApprove Remuneration Report 4
BHP Group Plc
Meeting Date: 10/17/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForAppoint Ernst & Young LLP as Auditors 2
ForForAuthorise the Risk and Audit Committee to Fix Remuneration of Auditors
3
ForForAuthorise Issue of Equity 4
ForForAuthorise Issue of Equity without Pre-emptive Rights
5
Page 585 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
BHP Group Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Market Purchase of Ordinary Shares 6
ForForApprove Remuneration Policy 7
ForForApprove Remuneration Report for UK Law Purposes
8
ForForApprove Remuneration Report for Australian Law Purposes
9
ForForApprove Grant of Awards under the Group's Incentive Plans to Andrew Mackenzie
10
ForForElect Ian Cockerill as Director 11
ForForElect Susan Kilsby as Director 12
ForForRe-elect Terry Bowen as Director 13
ForForRe-elect Malcolm Broomhead as Director 14
ForForRe-elect Anita Frew as Director 15
ForForRe-elect Andrew Mackenzie as Director 16
ForForRe-elect Lindsay Maxsted as Director 17
ForForRe-elect John Mogford as Director 18
ForForRe-elect Shriti Vadera as Director 19
ForForRe-elect Ken MacKenzie as Director 20
AgainstAgainstAmend Constitution of BHP Group Limited 21
AgainstAgainstApprove Suspension of Memberships of Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement
22
Daqin Railway Co., Ltd.
Meeting Date: 10/17/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Investment in Mengxi Huazhong Railway Co., Ltd.
For For
Page 586 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Paychex, Inc.
Meeting Date: 10/17/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director B. Thomas Golisano For For
ForForElect Director Thomas F. Bonadio 1b
ForForElect Director Joseph G. Doody 1c
ForForElect Director David J.S. Flaschen 1d
ForForElect Director Pamela A. Joseph 1e
ForForElect Director Martin Mucci 1f
ForForElect Director Joseph M. Tucci 1g
ForForElect Director Joseph M. Velli 1h
ForForElect Director Kara Wilson 1i
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify PricewaterhouseCoopers LLP as Auditors
3
New China Life Insurance Company Ltd.
Meeting Date: 10/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Li Quan as Director For For
ForForElect Gao Lizhi as Supervisor 2
ForForApprove Remuneration of the Executive Director, Chief Executive Officer and President of the Company
3
ForForApprove Amendments to Measures for the Administration of the Independent Directors of New China Life Insurance Company Ltd.
4
Page 587 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shanghai International Port (Group) Co., Ltd.
Meeting Date: 10/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issue of Letter of Guarantee For Against
China Reinsurance (Group) Corporation
Meeting Date: 10/21/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Liu Xiaopeng as Director For For
WorleyParsons Limited
Meeting Date: 10/21/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect John Grill as Director For For
ForForElect Roger Higgins as Director 2b
ForForElect Sharon Warburton as Director 2c
ForForElect Juan Suarez Coppel as Director 2d
ForForApprove Remuneration Report 3
ForForApprove Grant of Deferred Restricted Share Rights to Andrew Wood
4
ForForApprove Grant of Long Term Equity Performance Rights to Andrew Wood
5
ForForApprove Leaving Entitlements 6
ForForApprove Renewal of Proportional Takeover Provisions
7
Page 588 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
WorleyParsons Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove the Change of Company Name to Worley Limited
8
GF Securities Co., Ltd.
Meeting Date: 10/22/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2019 Interim Profit Distribution Plan For For
Keane Group, Inc.
Meeting Date: 10/22/2019 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Merger For For
ForForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Kimball International, Inc.
Meeting Date: 10/22/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Patrick E. Connolly For For
ForForElect Director Kimberly K. Ryan 1.2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Page 589 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Kimball International, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify Deloitte & Touche LLP as Auditors 3
Regis Corporation
Meeting Date: 10/22/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Daniel G. Beltzman For For
ForForElect Director Virginia Gambale 1b
ForForElect Director David J. Grissen 1c
ForForElect Director Mark S. Light 1d
ForForElect Director Michael J. Merriman 1e
ForForElect Director M. Ann Rhoades 1f
ForForElect Director Hugh E. Sawyer, III 1g
ForForElect Director David P. Williams 1h
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify PricewaterhouseCoopers LLP as Auditors
3
Standex International Corporation
Meeting Date: 10/22/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Thomas E. Chorman For For
ForForElect Director Thomas J. Hansen 1.2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Grant Thornton LLP as Auditors 3
Page 590 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Inner Mongolia Baotou Steel Union Co. Ltd.
Meeting Date: 10/23/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association For Against
ForForApprove Issuance of High Quality Corporate Bond
2
ForForApprove Issue Size 3.1
ForForApprove Issue Manner 3.2
ForForApprove Par Value and Issue Price 3.3
ForForApprove Bond Maturity 3.4
ForForApprove Bond Interest Rate 3.5
ForForApprove Use of Raised Funds 3.6
ForForApprove Underwriters and Trustees 3.7
ForForApprove Target Subscribers 3.8
ForForApprove Guarantee Arrangements 3.9
ForForApprove Safeguard Measures of Debts Repayment
3.10
ForForApprove Listing Arrangements 3.11
ForForApprove Payment of Capital and Interest 3.12
ForForApprove Resolution Validity Period 3.13
ForForApprove Authorization of Board to Handle All Related Matters Regarding Issuance of Green Corporate Bonds
4
ForForApprove Issue Size 5.1
ForForApprove Par Value and Issue Price 5.2
ForForApprove Bond Maturity and Type 5.3
ForForApprove Bond Interest Rate 5.4
ForForApprove Guarantee Matters 5.5
ForForApprove Use of Proceeds 5.6
ForForApprove Issue Manner 5.7
ForForApprove Terms of Sell-Back 5.8
ForForApprove Target Subscribers and Placing Arrangement for Shareholders
5.9
Page 591 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Inner Mongolia Baotou Steel Union Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Underwriting Manner 5.10
ForForApprove Listing Arrangements 5.11
ForForApprove Company Credit Status and Safeguard Measures of Debts Repayment
5.12
ForForApprove Resolution Validity Period 5.13
ForForApprove Authorization of Board to Handle All Related Matters Regarding Issuance of Corporate Bonds
6
ForForApprove Investors to Implement Market Oriented Debt-to-Equity and Signing of Related Agreements
7
Parker-Hannifin Corporation
Meeting Date: 10/23/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Lee C. Banks For For
ForForElect Director Robert G. Bohn 1.2
ForForElect Director Linda S. Harty 1.3
ForForElect Director Kevin A. Lobo 1.4
ForForElect Director Candy M. Obourn 1.5
ForForElect Director Joseph Scaminace 1.6
ForForElect Director Ake Svensson 1.7
ForForElect Director Laura K. Thompson 1.8
ForForElect Director James R. Verrier 1.9
ForForElect Director James L. Wainscott 1.10
ForForElect Director Thomas L. Williams 1.11
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForAmend Omnibus Stock Plan 4
ForAgainstRequire Independent Board Chairman 5
Page 592 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
SNAM SpA
Meeting Date: 10/23/2019 Country: Italy
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Company Bylaws Re: Articles 13 and 20; Introduce Article 24
For For
ForForRevoke Auditors; Approve New Auditors and Authorize Board to Fix Their Remuneration
1
Brookfield Property Partners L.P.
Meeting Date: 10/24/2019 Country: Bermuda
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Unit Option Plan For For
Crown Resorts Limited
Meeting Date: 10/24/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect John Poynton as Director For Against
ForForElect Helen Coonan as Director 2b
ForForElect Andrew Demetriou as Director 2c
AgainstForElect Harold Mitchell as Director 2d
ForForApprove Remuneration Report 3
New Hope Liuhe Co., Ltd.
Meeting Date: 10/24/2019 Country: China
Meeting Type: Special
Page 593 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
New Hope Liuhe Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Medium-term Notes For For
ForForApprove Additional Guarantee Provision 2
Oil & Gas Development Company Ltd.
Meeting Date: 10/24/2019 Country: Pakistan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Minutes of Previous Meeting For For
ForForAccept Financial Statements and Statutory Reports
2
ForForApprove Final Cash Dividend 3
ForForApprove Auditors and Authorize Board to Fix Their Remuneration
4
AgainstForOther Business 5
Sino Land Company Limited
Meeting Date: 10/24/2019 Country: Hong Kong
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForElect Daryl Ng Win Kong as Director 3.1
ForForElect Ringo Chan Wing Kwong as Director 3.2
ForForElect Gordon Lee Ching Keung as Director 3.3
ForForElect Velencia Lee as Director 3.4
Page 594 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Sino Land Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Board to Fix Remuneration of Directors
3.5
ForForApprove Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration
4
ForForAuthorize Repurchase of Issued Share Capital 5.1
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5.2
ForForAuthorize Reissuance of Repurchased Shares 5.3
South32 Ltd.
Meeting Date: 10/24/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Wayne Osborn as Director For For
ForForElect Keith Rumble as Director 2b
ForForApprove Remuneration Report 3
ForForApprove Grant to Graham Kerr 4
Telecom Argentina SA
Meeting Date: 10/24/2019 Country: Argentina
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Designate Two Shareholders to Sign Minutes of Meeting
For For
ForForConsider Absorption of CV Berazategui SA, Ultima Milla SA and Spun-Off Assets of PEM SAU
2
Page 595 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
WPP Plc
Meeting Date: 10/24/2019 Country: Jersey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Sale by the Company of 60 Percent of their Kantar Business
For For
Cimpress N.V.
Meeting Date: 10/25/2019 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association For For
ForForApprove Cross-Border Merger Between the Company and Cimpress plc
2
ForForApprove Creation of Distributable Profits Through Reduction of Share Premium of Cimpress plc
3
Ctrip.com International Ltd.
Meeting Date: 10/25/2019 Country: Cayman Islands
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Change of Company Name For For
Great Wall Motor Company Limited
Meeting Date: 10/25/2019 Country: China
Meeting Type: Special
Page 596 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Great Wall Motor Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2019 Restricted Share and Share Option Incentive Scheme (Draft) of Great Wall Motor Company Limited and Its Summary
For Against
AgainstForApprove Appraisal Measures for Implementation of the 2019 Restricted Share and Share Option Incentive Scheme of Great Wall Motor Company Limited
2
AgainstForAuthorize Board to Deal With All Matters in Relation to the 2019 Restricted Share and the Share Option Incentive Scheme of the Company
3
Great Wall Motor Company Limited
Meeting Date: 10/25/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2019 Restricted Share and Share Option Incentive Scheme (Draft) of Great Wall Motor Company Limited and Its Summary
For Against
AgainstForApprove Appraisal Measures for Implementation of the 2019 Restricted Share and Share Option Incentive Scheme of Great Wall Motor Company Limited
2
AgainstForAuthorize Board to Deal With All Matters in Relation to the 2019 Restricted Share and the Share Option Incentive Scheme of the Company
3
Hubei Energy Group Co., Ltd.
Meeting Date: 10/25/2019 Country: China
Meeting Type: Special
Page 597 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Hubei Energy Group Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Loan Application For For
Insurance Australia Group Ltd.
Meeting Date: 10/25/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Remuneration Report For For
ForForApprove Grant of Deferred Award Rights and Executive Performance Rights to Peter Harmer
2
ForForElect George Savvides as Director 3
ForForElect Helen Marion Nugent as Director 4
ForForElect Thomas William Pockett as Director 5
ForForRatify Past Issuance of Subordinated Medium Term Notes to Institutional Investors
6
AgainstAgainstApprove the Amendments to the Company's Constitution
7a
ForAgainstApprove Fossil Fuel Investment Exposure Reduction Targets
7b
IOI Corp. Bhd.
Meeting Date: 10/25/2019 Country: Malaysia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Final Dividend For For
ForForElect Peter Chin Fah Kui as Director 2
ForForElect Lee Yeow Seng as Director 3
Page 598 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
IOI Corp. Bhd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Directors' Fees (Inclusive of Board Committees' Fees)
4
ForForApprove Directors' Benefits (Other than Directors' Fees)
5
ForForApprove BDO PLT as Auditors and Authorize Audit and Risk Management Committee to Fix Their Remuneration
6
ForForApprove Karownakaran @ Karunakaran a/l Ramasamy to Continue Office as Independent Non-Executive Director
7
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
8
ForForAuthorize Share Repurchase Program 9
ForForApprove Implementation of Shareholders' Mandate for Recurrent Related Party Transactions
10
AgainstForApprove Gratuity Payment to Lee Shin Cheng 11
ForForAdopt New Constitution 1
L3Harris Technologies, Inc.
Meeting Date: 10/25/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Sallie B. Bailey For For
ForForElect Director William M. Brown 1b
ForForElect Director Peter W. Chiarelli 1c
ForForElect Director Thomas A. Corcoran 1d
ForForElect Director Thomas A. Dattilo 1e
ForForElect Director Roger B. Fradin 1f
ForForElect Director Lewis Hay, III 1g
ForForElect Director Lewis Kramer 1h
ForForElect Director Christopher E. Kubasik 1i
ForForElect Director Rita S. Lane 1j
ForForElect Director Robert B. Millard 1k
Page 599 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
L3Harris Technologies, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Lloyd W. Newton 1l
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
Lite-On Technology Corp.
Meeting Date: 10/25/2019 Country: Taiwan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Spin off of Solid State Storage Business Unit to SOLID STATE STORAGE CORPORATION
For For
Shenwan Hongyuan Group Co., Ltd.
Meeting Date: 10/25/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Appointment of KPMG and KPMG Huazhen LLP as Auditors
For For
ForForElect Xu Yiyang as Supervisor 2
Cree, Inc.
Meeting Date: 10/28/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director John C. Hodge For For
Page 600 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Cree, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Clyde R. Hosein 1.2
ForForElect Director Darren R. Jackson 1.3
ForForElect Director Duy-Loan T. Le 1.4
ForForElect Director Gregg A. Lowe 1.5
ForForElect Director John B. Replogle 1.6
ForForElect Director Thomas H. Werner 1.7
ForForElect Director Anne C. Whitaker 1.8
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mediobanca SpA
Meeting Date: 10/28/2019 Country: Italy
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Statutory Reports, and Allocation of Income
For For
ForForApprove Remuneration Policy 2a
ForForApprove Fixed-Variable Compensation Ratio 2b
ForForApprove Severance Payments Policy 2c
ForForAmend Performance Share Scheme 3
AgainstNoneDeliberations on Possible Legal Action Against Directors if Presented by Shareholders
A
SDIC Capital Co., Ltd.
Meeting Date: 10/28/2019 Country: China
Meeting Type: Special
Page 601 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
SDIC Capital Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Company's Eligibility for Issuance of Convertible Bonds
For For
ForForApprove Type of Securities 2.1
ForForApprove Issue Scale 2.2
ForForApprove Par Value and Issuance Price 2.3
ForForApprove Bond Maturity 2.4
ForForApprove Bond Interest Rate 2.5
ForForApprove Method and Term for the Repayment of Principal and Interest
2.6
ForForApprove Conversion Period 2.7
ForForApprove Determination and Adjustment of Conversion Price
2.8
ForForApprove Terms for Downward Adjustment of Conversion Price
2.9
ForForApprove Method for Determining the Number of Shares for Conversion
2.10
ForForApprove Dividend Distribution Post Conversion
2.11
ForForApprove Terms of Redemption 2.12
ForForApprove Terms of Sell-back 2.13
ForForApprove Issue Manner and Target Subscribers 2.14
ForForApprove Placing Arrangement for Shareholders
2.15
ForForApprove Convertible Bondholders and Convertible Bondholders Meeting
2.16
ForForApprove Use of Proceeds 2.17
ForForApprove Rating Matters 2.18
ForForApprove Guarantee Matters 2.19
ForForApprove Raised Funds Deposit Account 2.20
ForForApprove Resolution Validity Period 2.21
ForForApprove Company's Plan for Issuance of Convertible Bonds
3
ForForApprove Feasibility Analysis Report on the Use of Proceeds
4
ForForApprove Report on the Usage of Previously Raised Funds
5
Page 602 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
SDIC Capital Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken
6
ForForApprove Commitment from Controlling Shareholder, Directors, Senior Management Regarding Counter-dilution Measures in Connection to Convertible Bonds Issuance
7
ForForApprove Formulation of Rules and Procedures Regarding Convertible Corporate Bondholders Meeting
8
ForForApprove Authorization of Board to Handle All Related Matters
9
ForForApprove Shareholder Dividend Return Plan 10
ForForApprove Appointment of Financial Auditor and Internal Control Auditor
11
Tianma Microelectronics Co. Ltd.
Meeting Date: 10/28/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Company's Eligibility for Public Issuance of Corporate Bonds to Qualified Investors
For For
ForForApprove Issue Size 2.1
ForForApprove Bond Maturity 2.2
ForForApprove Par Value and Issue Price 2.3
ForForApprove Bond Interest Rate and Method of Determination
2.4
ForForApprove Payment Manner of Capital and Interest
2.5
ForForApprove Target Subscribers and Placing Arrangement for Shareholders
2.6
ForForApprove Arrangement on Redemption and Sale-back
2.7
ForForApprove Use of Proceeds 2.8
ForForApprove Underwriting Manner 2.9
ForForApprove Bond Trading Circulation 2.10
Page 603 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Tianma Microelectronics Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Guarantee Method 2.11
ForForApprove Safeguard Measures of Debts Repayment
2.12
ForForApprove Resolution Validity Period 2.13
ForForApprove Authorization of the Board to Handle All Related Matters
3
ForForApprove to Appoint Auditor 4
Applied Industrial Technologies, Inc.
Meeting Date: 10/29/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Mary Dean Hall For For
ForForElect Director Dan P. Komnenovich 1.2
ForForElect Director Joe A. Raver 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
AgainstForApprove Omnibus Stock Plan 3
ForForRatify Deloitte & Touche LLP as Auditors 4
AVIC Capital Co., Ltd.
Meeting Date: 10/29/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Profit Distribution For For
AgainstForApprove Participation in Private Equity Fund Investment
2
Page 604 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Brookdale Senior Living Inc.
Meeting Date: 10/29/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Victoria L. Freed For For
ForForElect Director Guy P. Sansone 1.2
ForForAmend Certificate of Incorporation to Accelerate Annual Elections of Class II Directors
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForRatify Ernst & Young LLP as Auditors 4
ForForAdopt Majority Voting for Uncontested Election of Directors
5
ForForAmend Omnibus Stock Plan 6
China Gezhouba Group Co., Ltd.
Meeting Date: 10/29/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For Against
ForForApprove to Appoint Financial and Internal Control Auditor
2
Cintas Corporation
Meeting Date: 10/29/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Gerald S. Adolph For For
Page 605 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Cintas Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director John F. Barrett 1b
ForForElect Director Melanie W. Barstad 1c
ForForElect Director Karen L. Carnahan 1d
ForForElect Director Robert E. Coletti 1e
ForForElect Director Scott D. Farmer 1f
ForForElect Director James J. Johnson 1g
ForForElect Director Joseph Scaminace 1h
ForForElect Director Ronald W. Tysoe 1i
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
ForAgainstReport on Political Contributions 4
Elastic N.V.
Meeting Date: 10/29/2019 Country: Netherlands
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1A Elect Director Steven Schuurman For For
ForForElect Director Chetan Puttagunta 1B
ForForAdopt Financial Statements and Statutory Reports
2
ForForApprove Discharge of Executive Director 3
ForForApprove Discharge of Non-Executive Directors 4
ForForRatify PricewaterhouseCoopers LLP as Auditors
5
ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
6
Fortescue Metals Group Ltd.
Meeting Date: 10/29/2019 Country: Australia
Meeting Type: Annual
Page 606 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Fortescue Metals Group Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Report For For
ForForElect Sharon Warburton as Director 2
ForForElect Ya-Qin Zhang as Director 3
ForNoneApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
4
ForForApprove Grant of Performance Rights to Elizabeth Gaines
5
Hong Leong Bank Berhad
Meeting Date: 10/29/2019 Country: Malaysia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Final Dividend For For
ForForApprove Directors' Fees and Benefits 2
ForForElect Chong Chye Neo as Director 3
ForForElect Lau Souk Huan as Director 4
ForForElect Tan Kong Khoon as Director 5
ForForElect Md Hamzah bin Md Kassim as Director 6
ForForApprove PricewaterhouseCoopers PLT as Auditors and Authorize Board to Fix Their Remuneration
7
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
8
ForForApprove Implementation of Shareholders' Mandate for Recurrent Related Party Transactions
9
ForForAdopt New Constitution 10
Kennametal, Inc.
Meeting Date: 10/29/2019 Country: USA
Meeting Type: Annual
Page 607 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Kennametal, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Joseph Alvarado For For
ForForElect Director Cindy L. Davis 1.2
ForForElect Director William J. Harvey 1.3
ForForElect Director William M. Lambert 1.4
ForForElect Director Lorraine M. Martin 1.5
ForForElect Director Timothy R. McLevish 1.6
ForForElect Director Sagar A. Patel 1.7
ForForElect Director Christopher Rossi 1.8
ForForElect Director Lawrence W. Stranghoener 1.9
ForForElect Director Steven H. Wunning 1.10
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Metso Oyj
Meeting Date: 10/29/2019 Country: Finland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
3 Designate Inspector or Shareholder Representative(s) of Minutes of Meeting
For For
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
ForForApprove Demerger Plan 6
Postal Savings Bank of China Co., Ltd.
Meeting Date: 10/29/2019 Country: China
Meeting Type: Special
Page 608 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Postal Savings Bank of China Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Zhang Xuewen as Director For For
ForForElect Yao Hong as Director 2
ForForElect Fu Tingmei as Director 3
ForForElect Wen Tiejun as Director 4
ForForElect Chung Shui Ming Timpson as Director 5
ForForElect Pan Yingli as Director 6
ForForElect Chen Yuejun as Supervisor 7
ForForElect Li Yujie as Supervisor 8
ForForElect Zhao Yongxiang as Supervisor 9
ForForElect Wu Yu as Supervisor 10
ForForElect Bai Jianjun as Supervisor 11
ForForElect Chen Shimin as Supervisor 12
ForForApprove Remuneration Settlement Plan for Directors for 2018
13
ForForApprove Remuneration Settlement Plan for Supervisors for 2018
14
ForForApprove Proposed Issuance of Write-down Undated Capital Bonds
15
Prosperity Bancshares, Inc.
Meeting Date: 10/29/2019 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger and Issuance of Shares in Connection with Merger
For For
ForForAdjourn Meeting 2
Page 609 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Seagate Technology plc
Meeting Date: 10/29/2019 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director William D. Mosley For For
ForForElect Director Stephen J. Luczo 1b
ForForElect Director Mark W. Adams 1c
ForForElect Director Judy Bruner 1d
ForForElect Director Michael R. Cannon 1e
ForForElect Director William T. Coleman 1f
ForForElect Director Jay L. Geldmacher 1g
ForForElect Director Dylan G. Haggart 1h
ForForElect Director Stephanie Tilenius 1i
ForForElect Director Edward J. Zander 1j
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
3
AgainstForAmend Omnibus Stock Plan 4
ForForAuthorize Board to Allot and Issue Shares 5
ForForAuthorize Board to Opt-Out of Statutory Pre-Emption Rights
6
ForForDetermine Price Range for Reissuance of Treasury Shares
7
Synaptics Incorporated
Meeting Date: 10/29/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Kiva A. Allgood For For
ForForElect Director Michael E. Hurlston 1b
Page 610 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Synaptics Incorporated
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify KPMG LLP as Auditors 3
AgainstForApprove Omnibus Stock Plan 4
ForForApprove Qualified Employee Stock Purchase Plan
5
WesBanco, Inc.
Meeting Date: 10/29/2019 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For For
ForForIssue Shares in Connection with Merger 2
ForForAdjourn Meeting 3
BB Seguridade Participacoes SA
Meeting Date: 10/30/2019 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize Capitalization of Reserves and Reduction of Share Capital Without Cancellation of Shares
For For
ForForApprove Negotiation of Treasury Shares 2
AgainstForAmend Articles 3
Cars.com Inc.
Meeting Date: 10/30/2019 Country: USA
Meeting Type: Annual
Page 611 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Cars.com Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Scott Forbes For For
ForForElect Director Jerri DeVard 1.2
ForForElect Director Jill Greenthal 1.3
ForForElect Director Thomas Hale 1.4
ForForElect Director Michael Kelly 1.5
ForForElect Director Donald A. McGovern, Jr. 1.6
ForForElect Director Greg Revelle 1.7
ForForElect Director Bala Subramanian 1.8
ForForElect Director T. Alex Vetter 1.9
ForForElect Director Bryan Wiener 1.10
ForForRatify Ernst & Young LLP as Auditors 2
Catalent, Inc.
Meeting Date: 10/30/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Madhavan "Madhu" Balachandran
For For
ForForElect Director J. Martin Carroll 1b
ForForElect Director John J. Greisch 1c
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
China Construction Bank Corporation
Meeting Date: 10/30/2019 Country: China
Meeting Type: Special
Page 612 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Construction Bank Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Wang Yongqing as Supervisor For For
ForForElect Michel Madelain as Director 2
ForForApprove Remuneration Distribution and Settlement Plan for Directors of the Bank in 2018
3
ForForApprove Remuneration Distribution and Settlement Plan for Supervisors of the Bank in 2018
4
ForForApprove Authorization for Additional Temporary Limit on Poverty Alleviation Donations
5
China Railway Group Limited
Meeting Date: 10/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chen Yun as Director For For
ForForAmend Rules and Procedures Regarding Meetings of Board of Supervisory Committee
2
ForForAmend Articles of Association 3
Dexus
Meeting Date: 10/30/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Report For For
ForForApprove Grant of Performance Rights to Darren Steinberg
2
ForForElect Mark Ford as Director 3.1
Page 613 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Dexus
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Nicola Roxon as Director 3.2
AbstainForRatify Past Issuance of Securities to Institutional and Sophisticated Investors
4.1
AbstainForRatify Past Issuance of Exchangeable Notes to Professional and Sophisticated Investors
4.2
Fuyao Glass Industry Group Co., Ltd.
Meeting Date: 10/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Ye Shu as Director For For
ForForElect Ma Weihua as Supervisor 2
ForForElect Liu Jing as Director 3.01
ForForElect Qu Wenzhou as Director 3.02
Guoyuan Securities Co., Ltd.
Meeting Date: 10/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Profit Distribution For For
ForForApprove Company's Eligibility for Rights Issue 2
ForForApprove Issue Type and Par Value 3.1
ForForApprove Issue Manner 3.2
ForForApprove Base, Proportion and Number of Shares
3.3
ForForApprove Pricing Principle and Share Price 3.4
ForForApprove Placement Target 3.5
ForForApprove Distribution Arrangement of Undistributed Earnings
3.6
Page 614 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Guoyuan Securities Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Issue Period 3.7
ForForApprove Underwriting Method 3.8
ForForApprove Raised Funds Investment 3.9
ForForApprove Resolution Validity Period 3.10
ForForApprove Listing Location 3.11
ForForApprove Proposal on Rights issue Scheme 4
ForForApprove Feasibility Analysis Report on the Use of Proceeds
5
ForForApprove Report on the Usage of Previously Raised Funds
6
ForForApprove Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken
7
ForForApprove Authorization of Board to Handle All Related Matters
8
ForForApprove Implementing Party, Distribution Method and Scale
9.1
ForForApprove Issue Type 9.2
ForForApprove Issue Period 9.3
ForForApprove Interest Rate 9.4
ForForApprove Guarantee and Other Arrangement 9.5
ForForApprove Usage of Raised Funds 9.6
ForForApprove Issue Price 9.7
ForForApprove Target Subscribers and Placing Arrangement for Shareholders
9.8
ForForApprove Listing and Transfer of Debt Financing
9.9
ForForApprove Safeguard Measures of Debts Repayment
9.10
ForForApprove Sale of Underlying Assets Involved in Financial Debt Assets
9.11
ForForApprove Resolution Validity Period 9.12
ForForApprove Authorization of Debt Financing Instruments
9.13
Praxis Home Retail Limited
Meeting Date: 10/30/2019 Country: India
Meeting Type: Special
Page 615 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Praxis Home Retail Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Compulsorily Convertible Debentures on a Preferential Basis
For For
ForForApproval Related Party Transactions 2
Unifi, Inc.
Meeting Date: 10/30/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Robert J. Bishop For For
ForForElect Director Albert P. Carey 1b
ForForElect Director Thomas H. Caudle, Jr. 1c
ForForElect Director Archibald Cox, Jr. 1d
ForForElect Director James M. Kilts 1e
ForForElect Director Kenneth G. Langone 1f
ForForElect Director James D. Mead 1g
ForForElect Director Suzanne M. Present 1h
ForForElect Director Eva T. Zlotnicka 1i
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify KPMG LLP as Auditors 3
Briggs & Stratton Corporation
Meeting Date: 10/31/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jeffrey R. Hennion For For
Page 616 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Briggs & Stratton Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Patricia L. Kampling 1.2
ForForElect Director Todd J. Teske 1.3
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Challenger Limited
Meeting Date: 10/31/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Peter Polson as Director For For
ForForElect Masahiko Kobayashi as Director 2b
ForForApprove Remuneration Report 3
ForForApprove Grant of Performance Share Rights to Richard Howes
4
Folli Follie SA
Meeting Date: 10/31/2019 Country: Greece
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept 2018 Financial Statements and Statutory Reports
For For
ForForApprove Discharge of Board and Auditors for 2018
2
ForForApprove Auditors and Fix Their Remuneration for 2019
3
ForForApprove Director Remuneration for 2018 4
Page 617 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Hong Leong Financial Group Berhad
Meeting Date: 10/31/2019 Country: Malaysia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Directors' Fees and Other Benefits For For
ForForElect Saw Kok Wei as Director 2
ForForElect Leong Ket Ti as Director 3
ForForElect Noorma binti Raja Othman as Director 4
ForForApprove PricewaterhouseCoopers PLT as Auditors and Authorize Board to Fix Their Remuneration
5
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
ForForApprove Implementation of Shareholders' Mandate for Recurrent Related Party Transactions with Hong Leong Company (Malaysia) Berhad ("HLCM") and Persons Connected with HLCM
7
ForForApprove Implementation of Shareholders' Mandate for Recurrent Related Party Transactions with Tower Real Estate Investment Trust ("Tower REIT")
8
ForForAdopt New Constitution 9
Poly Developments & Holdings Group Co., Ltd.
Meeting Date: 10/31/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Related Party Transactions with Poly Finance Co., Ltd.
For Against
AgainstForElect Song Guangju as Non-Independent Director
2.1
AgainstForElect Zhang Zhengao as Non-Independent Director
2.2
AgainstForElect Fu Junyuan as Non-Independent Director
2.3
Page 618 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Poly Developments & Holdings Group Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForElect Zhang Wanshun as Non-Independent Director
2.4
ForForElect Liu Ping as Non-Independent Director 2.5
AgainstForElect Xing Yi as Non-Independent Director 2.6
ForForElect Zhu Zhengfu as Independent Director 3.1
ForForElect Li Fei as Independent Director 3.2
ForForElect Dai Deming as Independent Director 3.3
ForForElect Fu Jun as Supervisor 4.1
ForForElect Liu Juncai as Supervisor 4.2
Tongling Nonferrous Metals Group Co., Ltd.
Meeting Date: 10/31/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Capital Injection into Sister Company and Related Party Transactions
For For
Changjiang Securities Co., Ltd.
Meeting Date: 11/01/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Tian Xuan as Independent Director For For
ForForElect Shi Zhanzhong as Independent Director 1.2
ForForElect Yu Zhen as Independent Director 1.3
ForForElect Pan Hongbo as Independent Director 1.4
AgainstForElect Li Xinhua as Non-independent Director 1.5
AgainstForElect Jin Caijiu as Non-independent Director 1.6
Page 619 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Changjiang Securities Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Chen Jia as Non-independent Director 1.7
ForForElect Huang Xueqiang as Non-independent Director
1.8
ForForElect Chen Wenbin as Non-independent Director
1.9
ForForElect Tian Zexin as Non-independent Director 1.10
ForForElect Qu Dingyuan as Non-independent Director
1.11
ForForElect Liu Yuanrui as Non-independent Director 1.12
ForForElect Yu Feng as Supervisor 2.1
ForForElect Deng Tao as Supervisor 2.2
ForForElect Yang Xing as Supervisor 2.3
ForForApprove Semi-annual Risk Control Indicator Report
3
VTB Bank PJSC
Meeting Date: 11/01/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Dividends of RUB 0.0002 per Preferred Share From Retained Earning From Previous Years
For For
ForForAmend Charter 2
ForForApprove New Edition of Regulations on Management
3
Yanzhou Coal Mining Company Limited
Meeting Date: 11/01/2019 Country: China
Meeting Type: Special
Page 620 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Yanzhou Coal Mining Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2019 Interim Profit Distribution Plan For For
AgainstForApprove Financial Services Agreement, Major and Continuing Connected Transactions, Annual Caps and Related Transactions
2
Shoprite Holdings Ltd.
Meeting Date: 11/04/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2019
For For
ForForReappoint PricewaterhouseCoopers Inc. as Auditors of the Company with MC Hamman as the Individual Registered Auditor
2
ForForRe-elect Dr Christo Wiese as Director 3
ForForElect Alice le Roux as Director 4
ForForRe-elect Johannes Basson as Chairperson of the Audit and Risk Committee
5
ForForElect Alice le Roux as Member of the Audit and Risk Committee
6
ForForRe-elect Joseph Rock as Member of the Audit and Risk Committee
7
ForForPlace Authorised but Unissued Shares under Control of Directors
8
ForForAuthorise Board to Issue Shares for Cash 9
ForForAuthorise Ratification of Approved Resolutions
10
ForForApprove Remuneration Policy 11.1
ForForApprove Implementation of the Remuneration Policy
11.2
AgainstNoneElect Jan le Roux, a Shareholder Nominee to the Board
12
ForForApprove Fees of the Chairperson of the Board 1a
Page 621 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shoprite Holdings Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Fees of the Lead Independent Director
1b
ForForApprove Fees of the Non-executive Directors 1c
ForForApprove Fees of the Chairperson of the Audit and Risk Committee
1d
ForForApprove Fees of the Members of the Audit and Risk Committee
1e
ForForApprove Fees of the Chairperson of the Remuneration Committee
1f
ForForApprove Fees of the Members of the Remuneration Committee
1g
ForForApprove Fees of the Chairperson of the Nomination Committee
1h
ForForApprove Fees of the Members of the Nomination Committee
1i
ForForApprove Fees of the Chairperson of the Social and Ethics Committee
1j
ForForApprove Fees of the Members of the Social and Ethics Committee
1k
ForForApprove Additional Fees Per Meeting 1l
AgainstForApprove Additional Fees Per Hour 1m
AgainstForApprove Financial Assistance to Subsidiaries, Related and Inter-related Entities
2
ForForAuthorise Repurchase of Issued Share Capital 3
ForForAmend Memorandum of Incorporation Re: Clause 1
4
Amcor plc
Meeting Date: 11/05/2019 Country: Jersey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Graeme Liebelt For For
ForForElect Director Armin Meyer 1b
ForForElect Director Ronald Delia 1c
ForForElect Director Andrea Bertone 1d
Page 622 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Amcor plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Karen Guerra 1e
ForForElect Director Nicholas (Tom) Long 1f
ForForElect Director Arun Nayar 1g
ForForElect Director Jeremy Sutcliffe 1h
ForForElect Director David Szczupak 1i
ForForElect Director Philip Weaver 1j
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Coty Inc.
Meeting Date: 11/05/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Beatrice Ballini For For
ForForElect Director Sabine Chalmers 1.2
ForForElect Director Joachim Creus 1.3
ForForElect Director Pierre Denis 1.4
ForForElect Director Olivier Goudet 1.5
ForForElect Director Peter Harf 1.6
ForForElect Director Pierre Laubies 1.7
ForForElect Director Paul S. Michaels 1.8
ForForElect Director Erhard Schoewel 1.9
ForForElect Director Robert Singer 1.10
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
Page 623 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
KLA Corporation
Meeting Date: 11/05/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Edward Barnholt For For
ForForElect Director Robert Calderoni 1.2
ForForElect Director Jeneanne Hanley 1.3
ForForElect Director Emiko Higashi 1.4
ForForElect Director Kevin Kennedy 1.5
ForForElect Director Gary Moore 1.6
ForForElect Director Kiran Patel 1.7
ForForElect Director Victor Peng 1.8
ForForElect Director Robert Rango 1.9
ForForElect Director Richard Wallace 1.10
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Lam Research Corporation
Meeting Date: 11/05/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Sohail U. Ahmed For For
ForForElect Director Timothy M. Archer 1.2
ForForElect Director Eric K. Brandt 1.3
ForForElect Director Michael R. Cannon 1.4
ForForElect Director Youssef A. El-Mansy 1.5
ForForElect Director Catherine P. Lego 1.6
ForForElect Director Bethany J. Mayer 1.7
Page 624 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Lam Research Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Abhijit Y. Talwalkar 1.8
ForForElect Director Lih Shyng (Rick L.) Tsai 1.9
ForForElect Director Leslie F. Varon 1.10
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
Matrix Service Company
Meeting Date: 11/05/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Martha Z. Carnes For For
ForForElect Director John D. Chandler 1.2
ForForElect Director John W. Gibson 1.3
ForForElect Director John R. Hewitt 1.4
ForForElect Director Liane K. Hinrichs 1.5
ForForElect Director James H. Miller 1.6
ForForElect Director Jim W. Mogg 1.7
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Zayo Group Holdings, Inc.
Meeting Date: 11/05/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Rick Connor For For
Page 625 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Zayo Group Holdings, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Cathy Morris 1.2
ForForElect Director Emily White 1.3
ForForRatify KPMG LLP as Auditors 2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Adtalem Global Education Inc.
Meeting Date: 11/06/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Steven M. Altschuler For For
ForForElect Director William W. Burke 1.2
ForForElect Director Donna J. Hrinak 1.3
ForForElect Director Georgette Kiser 1.4
ForForElect Director Lyle Logan 1.5
ForForElect Director Michael W. Malafronte 1.6
ForForElect Director Lisa W. Wardell 1.7
ForForElect Director James D. White 1.8
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForApprove Qualified Employee Stock Purchase Plan
4
Boral Limited
Meeting Date: 11/06/2019 Country: Australia
Meeting Type: Annual
Page 626 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Boral Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2.1 Elect Eileen Doyle as Director For For
ForForElect Karen Moses as Director 2.2
ForForApprove Remuneration Report 3
ForForApprove Grant of Long-Term Incentive Rights to Mike Kane
4
Cardinal Health, Inc.
Meeting Date: 11/06/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Colleen F. Arnold For For
ForForElect Director Carrie S. Cox 1.2
ForForElect Director Calvin Darden 1.3
ForForElect Director Bruce L. Downey 1.4
ForForElect Director Patricia A. Hemingway Hall 1.5
ForForElect Director Akhil Johri 1.6
ForForElect Director Michael C. Kaufmann 1.7
ForForElect Director Gregory B. Kenny 1.8
ForForElect Director Nancy Killefer 1.9
ForForElect Director J. Michael Losh 1.10
ForForElect Director Dean A. Scarborough 1.11
ForForElect Director John H. Weiland 1.12
ForForRatify Ernst & Young LLP as Auditors 2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Page 627 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Presidio, Inc.
Meeting Date: 11/06/2019 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For For
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
BHP Group Limited
Meeting Date: 11/07/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForAppoint Ernst & Young as Auditor of the Company
2
ForForAuthorize the Risk and Audit Committee to Fix Remuneration of the Auditors
3
ForForApprove General Authority to Issue Shares in BHP Group Plc
4
ForForApprove General Authority to Issue Shares in BHP Group Plc for Cash
5
ForForApprove the Repurchase of Shares in BHP Group Plc
6
ForForApprove Remuneration Policy 7
ForForApprove Remuneration Report for UK Law Purposes
8
ForForApprove Remuneration Report for Australian Law Purposes
9
ForForApprove the Grant of Awards to Andrew Mackenzie
10
ForForElect Ian Cockerill as Director 11
ForForElect Susan Kilsby as Director 12
ForForElect Terry Bowen as Director 13
Page 628 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
BHP Group Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Malcolm Broomhead as Director 14
ForForElect Anita Frew as Director 15
ForForElect Andrew Mackenzie as Director 16
ForForElect Lindsay Maxsted as Director 17
ForForElect John Mogford as Director 18
ForForElect Shriti Vadera as Director 19
ForForElect Ken MacKenzie as Director 20
AgainstAgainstAmend Constitution of BHP Group Limited 21
AgainstAgainstApprove Suspension of Memberships of Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement
22
BHP Group Limited
Meeting Date: 11/07/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForAppoint Ernst & Young as Auditor of the Company
2
ForForAuthorize the Risk and Audit Committee to Fix Remuneration of the Auditors
3
ForForApprove General Authority to Issue Shares in BHP Group Plc
4
ForForApprove General Authority to Issue Shares in BHP Group Plc for Cash
5
ForForApprove the Repurchase of Shares in BHP Group Plc
6
ForForApprove Remuneration Policy 7
ForForApprove Remuneration Report for UK Law Purposes
8
ForForApprove Remuneration Report for Australian Law Purposes
9
ForForApprove the Grant of Awards to Andrew Mackenzie
10
Page 629 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
BHP Group Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Ian Cockerill as Director 11
ForForElect Susan Kilsby as Director 12
ForForElect Terry Bowen as Director 13
ForForElect Malcolm Broomhead as Director 14
ForForElect Anita Frew as Director 15
ForForElect Andrew Mackenzie as Director 16
ForForElect Lindsay Maxsted as Director 17
ForForElect John Mogford as Director 18
ForForElect Shriti Vadera as Director 19
ForForElect Ken MacKenzie as Director 20
AgainstAgainstAmend Constitution of BHP Group Limited 21
AgainstAgainstApprove Suspension of Memberships of Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement
22
Eutelsat Communications SA
Meeting Date: 11/07/2019 Country: France
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Statutory Reports
For For
ForForApprove Consolidated Financial Statements and Statutory Reports
2
ForForApprove Auditors' Special Report on Related-Party Transactions
3
ForForApprove Allocation of Income and Dividends of EUR 1.27 per Share
4
ForForElect Cynthia Gordon as Director 5
ForForReelect Ana Garcia Fau as Director 6
ForForApprove Compensation of Dominique D Hinnin, Chairman of the Board
7
ForForApprove Compensation of Rodolphe Belmer, CEO
8
Page 630 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Eutelsat Communications SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Compensation of Michel Azibert, Vice-CEO
9
ForForApprove Compensation of Yohann Leroy, Vice-CEO
10
ForForApprove Remuneration Policy of Chairman of the Board
11
ForForApprove Remuneration Policy of CEO 12
ForForApprove Remuneration Policy of Vice-CEOs 13
ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
14
ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
15
ForForAuthorize Capitalization of Reserves of Up to EUR 44 Million for Bonus Issue or Increase in Par Value
16
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 44 Million
17
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 22 Million
18
ForForApprove Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 22 Million
19
ForForAuthorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights
20
ForForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
21
ForForAuthorize Capital Increase of Up to EUR 22 Million for Future Exchange Offers
22
ForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
23
ForForAuthorize Issuance of Equity upon Conversion of a Subsidiary's Equity-Linked Securities for Up to EUR 22 Million
24
ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
25
ForForAuthorize Filing of Required Documents/Other Formalities
26
Page 631 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Flight Centre Travel Group Limited
Meeting Date: 11/07/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Gary Smith as Director For For
ForForApprove Remuneration Report 2
Kimball Electronics, Inc.
Meeting Date: 11/07/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Holly A. Van Deursen For For
ForForElect Director Michele M. Holcomb 1.2
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForAmend Omnibus Stock Plan 4
AgainstForApprove Executive Incentive Bonus Plan 5
ForForEliminate Supermajority Vote Requirement 6
ForForAdopt Majority Voting for Uncontested Election of Directors
7
Maxim Integrated Products, Inc.
Meeting Date: 11/07/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director William (Bill) P. Sullivan For For
ForForElect Director Tunc Doluca 1b
Page 632 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Maxim Integrated Products, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Tracy C. Accardi 1c
ForForElect Director James R. Bergman 1d
ForForElect Director Joseph R. Bronson 1e
ForForElect Director Robert E. Grady 1f
ForForElect Director Mercedes Johnson 1g
ForForElect Director William D. Watkins 1h
ForForElect Director MaryAnn Wright 1i
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Ping An Bank Co., Ltd.
Meeting Date: 11/07/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Board of Directors For For
ForForElect Xie Yonglin as Non-Executive Director 2.1
AgainstForElect Chen Xinying as Non-Executive Director 2.2
AgainstForElect Yao Bo as Non-Executive Director 2.3
AgainstForElect Ye Sulan as Non-Executive Director 2.4
AgainstForElect Cai Fangfang as Non-Executive Director 2.5
AgainstForElect Guo Jian as Non-Executive Director 2.6
ForForElect Hu Yuefei as Executive Director 3.1
ForForElect Yang Zhiqun as Executive Director 3.2
ForForElect Guo Shibang as Executive Director 3.3
ForForElect Xiang Youzhi as Executive Director 3.4
ForForElect Guo Tianyong as Independent Director 4.1
ForForElect Yang Rusheng as Independent Director 4.2
ForForElect Yang Jun as Independent Director 4.3
Page 633 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Ping An Bank Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Li Jiashi as Independent Director 4.4
ForForElect Ai Chunrong as Independent Director 4.5
ForForElect Cai Hongbin as Independent Director 4.6
ForForApprove Issuance of Financial Bonds 5
Shaanxi Coal Industry Co., Ltd.
Meeting Date: 11/07/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For Against
ForForApprove Guarantee Provision 2
ForForApprove Adjustment on the Amount of Daily Related-party Transaction
3
ForForApprove Additional Related-party Transactions
4
AgainstForElect Li Xianfeng as Non-Independent Director 5.1
Spark New Zealand Ltd.
Meeting Date: 11/07/2019 Country: New Zealand
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize Board to Fix Remuneration of the Auditors
For For
ForForElect Justine Smyth as Director 2
ForForElect Warwick Bray as Director 3
ForForElect Jolie Hodson as Director 4
ForForAdopt New Constitution 5
Page 634 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Sun Hung Kai Properties Limited
Meeting Date: 11/07/2019 Country: Hong Kong
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForElect Kwok Kai-Chun, Geoffrey as Director 3.1a
ForForElect Wu Xiang-Dong as Director 3.1b
ForForElect Kwok Ping-Luen, Raymond as Director 3.1c
ForForElect Wong Chik-Wing, Mike as Director 3.1d
ForForElect Li Ka-Cheung, Eric as Director 3.1e
ForForElect Leung Ko May-Yee, Margaret as Director 3.1f
ForForElect Kwok Kai-Wang, Christopher as Director 3.1g
ForForElect Tung Chi-Ho, Eric as Director 3.1h
ForForApprove Directors' Fees 3.2
ForForApprove Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration
4
ForForAuthorize Repurchase of Issued Share Capital 5
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
ForForAuthorize Reissuance of Repurchased Shares 7
Tapestry, Inc.
Meeting Date: 11/07/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1A Elect Director Darrell Cavens For For
ForForElect Director David Denton 1B
ForForElect Director Anne Gates 1C
Page 635 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Tapestry, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Andrea Guerra 1D
ForForElect Director Susan Kropf 1E
ForForElect Director Annabelle Yu Long 1F
ForForElect Director Ivan Menezes 1G
ForForElect Director Jide Zeitlin 1H
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForAmend Omnibus Stock Plan 4
Truworths International Ltd.
Meeting Date: 11/07/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2019
For For
ForForRe-elect Rob Dow as Director 2.1
ForForRe-elect Michael Thompson as Director 2.2
ForForRe-elect Doug Dare as Director 2.3
ForForRe-elect Roddy Sparks as Director 2.4
ForForElect Sarah Proudfoot as Director 2.5
ForForElect Cindy Hess as Director 2.6
ForForAuthorise Board to Issue Shares for Cash 3
ForForAuthorise Repurchase of Issued Share Capital 4
ForForReappoint Ernst & Young Inc as Auditors of the Company and Appoint Pierre du Plessis as the Registered Auditor and Authorise Their Remuneration
5
ForForApprove Fees of the Non-executive Chairman 6.1
ForForApprove Fees of the Non-executive Directors 6.2
ForForApprove Fees of the Audit Committee Chairman
6.3
Page 636 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Truworths International Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Fees of the Audit Committee Member
6.4
ForForApprove Fees of the Remuneration Committee Chairman
6.5
ForForApprove Fees of the Remuneration Committee Member
6.6
ForForApprove Fees of the Risk Committee Member (Non-executive Only)
6.7
ForForApprove Fees of the Nomination Committee Chairman
6.8
ForForApprove Fees of the Nomination Committee Member
6.9
ForForApprove Fees of the Social and Ethics Committee Chairman
6.10
ForForApprove Fees of the Social and Ethics Committee Member (Non-executive Only)
6.11
ForForRe-elect Roddy Sparks as Member of the Audit Committee
7.1
ForForRe-elect Michael Thompson as Member of the Audit Committee
7.2
ForForRe-elect Rob Dow as Member of the Audit Committee
7.3
ForForApprove Remuneration Policy 8.1
ForForApprove Implementation Report 8.2
ForForApprove Social and Ethics Committee Report 9
ForForRe-elect Michael Thompson as Member of the Social and Ethics Committee
10.1
ForForElect Maya Makanjee as Member of the Social and Ethics Committee
10.2
ForForRe-elect David Pfaff as Member of the Social and Ethics Committee
10.3
ForForApprove Financial Assistance to Related or Inter-related Company
11
Aurora Cannabis Inc.
Meeting Date: 11/08/2019 Country: Canada
Meeting Type: Annual
Page 637 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Aurora Cannabis Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Fix Number of Directors at Eight For For
ForForElect Director Michael Singer 2.1
ForForElect Director Terry Booth 2.2
ForForElect Director Steve Dobler 2.3
ForForElect Director Ronald Funk 2.4
ForForElect Director Jason Dyck 2.5
ForForElect Director Norma Beauchamp 2.6
ForForElect Director Margaret Shan Atkins 2.7
ForForElect Director Adam Szweras 2.8
ForForRatify KPMG LLP as Auditors 3
AgainstForAdvisory Vote on Executive Compensation Approach
4
China Pacific Insurance (Group) Co., Ltd.
Meeting Date: 11/08/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance and Admission of GDRs For For
ForForApprove Validity Period of the Resolutions in Respect of the Issuance and Admission of GDRs
2
ForForAuthorize Board to Deal with All Matters in Relation to the Issuance and Admission of GDRs
3
ForForApprove Distribution of Accumulated Profits Prior to the Issuance and Admission of GDRs
4
ForForApprove Plan for the Use of Proceeds from the Issuance and Admission of GDRs
5
ForForApprove Purchase of Prospectus Liability Insurance for Directors, Supervisors and Senior Management Members
6
Page 638 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Foxconn Industrial Internet Co., Ltd.
Meeting Date: 11/08/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Zhou Taiyu as Non-Independent Director For For
Future Retail Limited
Meeting Date: 11/08/2019 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Material Related Party Transactions For Against
Grupo Financiero Inbursa SAB de CV
Meeting Date: 11/08/2019 Country: Mexico
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Article 2 For Against
ForForAuthorize Board to Ratify and Execute Approved Resolutions
2
Grupo Financiero Inbursa SAB de CV
Meeting Date: 11/08/2019 Country: Mexico
Meeting Type: Special
Page 639 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Grupo Financiero Inbursa SAB de CV
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect or Ratify Directors and Company Secretary
For Against
AgainstForElect or Ratify Members of Corporate Practices and Audit Committees
2
ForForAuthorize Board to Ratify and Execute Approved Resolutions
3
NARI Technology Co., Ltd.
Meeting Date: 11/08/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Adjustment of Raised Fund Implementation Entity
For For
ForForApprove Repurchase and Cancellation of Performance Shares and Adjustment of Repurchase Price
2
ForForAmend Articles of Association to Change Registered Capital
3
Pernod Ricard SA
Meeting Date: 11/08/2019 Country: France
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Statutory Reports
For For
ForForApprove Consolidated Financial Statements and Statutory Reports
2
ForForApprove Allocation of Income and Dividends of EUR 3.12 per Share
3
ForForApprove Auditors' Special Report on Related-Party Transactions
4
Page 640 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Pernod Ricard SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Kory Sorenson as Director 5
ForForElect Esther Berrozpe Galindo as Director 6
ForForElect Philippe Petitcolin as Director 7
ForForApprove Remuneration of Directors in the Aggregate Amount of EUR 1.25 Million
8
ForForApprove Compensation of Alexandre Ricard, Chairman and CEO
9
ForForApprove Remuneration Policy for Alexandre Ricard, Chairman and CEO
10
ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
11
ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
12
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million
13
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 41 Million
14
ForForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
15
ForForApprove Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 41 Million
16
ForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
17
ForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Future Exchange Offers
18
ForForAuthorize Capitalization of Reserves of Up to EUR 135 Million for Bonus Issue or Increase in Par Value
19
ForForAuthorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans
20
ForForAuthorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plans
21
ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
22
ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries
23
ForForAmend Article 16 of Bylaws Re: Employee Representative
24
Page 641 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Pernod Ricard SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Filing of Required Documents/Other Formalities
25
Wen's Foodstuff Group Co., Ltd.
Meeting Date: 11/08/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Adjustment on Issuance of Commercial Papers
For For
ForForApprove Adjustment on Related Party Transaction
2
ForForApprove Repurchase and Cancellation of Performance Share Plan
3
ForForApprove Changes in Registered Capital and Amend Articles of Association
4
Caitong Securities Co., Ltd.
Meeting Date: 11/11/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
ForForApprove Allowance of Independent Directors 2
ForForApprove to Appoint Auditor and Internal Control Auditor
3
ForForAmend Rules and Procedures Regarding Meetings of Board of Supervisors
4
ForForElect Lu Jianqiang as Non-independent Director
5.1
ForForElect Ruan Qi as Non-independent Director 5.2
ForForElect Xu Aihua as Non-independent Director 5.3
AgainstForElect Wang Jian as Non-independent Director 5.4
Page 642 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Caitong Securities Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForElect Li Yuan as Non-independent Director 5.5
ForForElect Wang Wei as Independent Director 6.1
ForForElect Yu Jianxing as Independent Director 6.2
ForForElect Chen Geng as Independent Director 6.3
ForForElect Ye Yuanzu as Supervisor 7.1
ForForElect Zhou Zhiwei as Supervisor 7.2
China Merchants Shekou Industrial Zone Holdings Co., Ltd.
Meeting Date: 11/11/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For Against
ForForApprove Adjustment to Company's Initial Stock Option Granted
2
ForForElect Jiang Tiefeng as Non-Independent Director
3.1
AgainstForElect Zhu Wenkai as Non-Independent Director
3.2
Guotai Junan Securities Co., Ltd.
Meeting Date: 11/11/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect He Qing as Director For For
AgainstForElect An Hongjun as Director 1.2
Page 643 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Luxshare Precision Industry Co. Ltd.
Meeting Date: 11/11/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Termination of Fundraising Project For For
ForForApprove Use of Remaining Raised Funds to Replenish Working Capital
2
ForForApprove Amendments to Articles of Association
3
Automatic Data Processing, Inc.
Meeting Date: 11/12/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Peter Bisson For For
ForForElect Director Richard T. Clark 1b
ForForElect Director R. Glenn Hubbard 1c
ForForElect Director John P. Jones 1d
ForForElect Director Francine S. Katsoudas 1e
ForForElect Director Thomas J. Lynch 1f
ForForElect Director Scott F. Powers 1g
ForForElect Director William J. Ready 1h
ForForElect Director Carlos A. Rodriguez 1i
ForForElect Director Sandra S. Wijnberg 1j
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
China State Construction Engineering Corp. Ltd.
Meeting Date: 11/12/2019 Country: China
Meeting Type: Special
Page 644 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China State Construction Engineering Corp. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For Against
ForForAmend Rules and Procedures Regarding General Meetings of Shareholders
2
ForForAmend Rules and Procedures Regarding Meetings of Board of Directors
3
ForForAmend Rules and Procedures Regarding Meetings of Board of Supervisors
4
Guangzhou Baiyunshan Pharmaceutical Holdings Co. Ltd.
Meeting Date: 11/12/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Guangzhou Pharmaceuticals Corporation, a Subsidiary of the Company, to Conduct Asset-Backed Securitization of Accounts Receivable
For For
ForForApprove Guangzhou Pharmaceuticals Corporation, a Subsidiary of the Company, to Apply for Additional General Banking Facilities
2
ForForApprove Emoluments to be Paid to Cai Ruiyu for Year 2019
3
II-VI Incorporated
Meeting Date: 11/12/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Francis J. Kramer For For
ForForElect Director Shaker Sadasivam 1b
ForForElect Director Enrico Digirolamo 1c
Page 645 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
II-VI Incorporated
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
Newcrest Mining Ltd.
Meeting Date: 11/12/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Peter Hay as Director For For
ForForElect Vickki McFadden as Director 2b
ForForApprove Grant of Performance Rights to Sandeep Biswas
3a
ForForApprove Grant of Performance Rights to Gerard Bond
3b
ForForApprove Remuneration Report 4
Xiamen CD Inc.
Meeting Date: 11/12/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Commercial Papers For For
ForForApprove Issuance of Medium-term Notes 2
ForForApprove Provision of Guarantee 3
ForForApprove to Adjust the Allowance of Independent Directors
4
Avon Products, Inc.
Meeting Date: 11/13/2019 Country: USA
Meeting Type: Special
Page 646 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Avon Products, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For For
ForForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Coles Group Limited
Meeting Date: 11/13/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2.1 Elect James Graham as Director For For
ForForElect Jacqueline Chow as Director 2.2
ForForApprove Remuneration Report 3
ForForApprove Grant of Performance Rights to Steven Cain
4
ForForAppoint Ernst & Young as Auditor of the Company
5
AgainstAgainstApprove the Amendments to the Company's Constitution
6a
AgainstAgainstImprove Human Rights Management in Fresh Food Supply Chains
6b
Computershare Limited
Meeting Date: 11/13/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect Simon Jones as Director For For
ForForElect Tiffany Fuller as Director 3
ForForApprove Remuneration Report 4
Page 647 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Computershare Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Grant of Performance Rights to Stuart Irving
5
ForAgainstApprove Conditional Spill Resolution 6
Ethan Allen Interiors Inc.
Meeting Date: 11/13/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director M. Farooq Kathwari For For
ForForElect Director James B. Carlson 1b
ForForElect Director John J. Dooner, Jr. 1c
ForForElect Director Domenick J. Esposito 1d
ForForElect Director Mary Garrett 1e
ForForElect Director James W. Schmotter 1f
ForForElect Director Tara I. Stacom 1g
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify KPMG LLP as Auditors 3
Indian Bank
Meeting Date: 11/13/2019 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Equity Shares to the Government of India on Preferential Basis
For Against
Page 648 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Lancaster Colony Corporation
Meeting Date: 11/13/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Barbara L. Brasier For For
ForForElect Director David A. Ciesinski 1.2
ForForElect Director Kenneth L. Cooke 1.3
ForForElect Director Alan F. Harris 1.4
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
Meredith Corporation
Meeting Date: 11/13/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Stephen M. Lacy For For
ForForElect Director Christopher Roberts, III 1.2
ForForElect Director D. Mell Meredith Frazier 1.3
ForForElect Director Beth J. Kaplan 1.4
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify KPMG LLP as Auditors 3
Natura Cosmeticos SA
Meeting Date: 11/13/2019 Country: Brazil
Meeting Type: Special
Page 649 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Natura Cosmeticos SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Agreement to Exchange Shares of Natura Cosmeticos SA for Shares of Natura &Co Holding SA
For For
ForForRatify KPMG Auditores Independentes as the Firm to Appraise Proposed Transaction
2
ForForApprove Independent Firm's Appraisal 3
ForForApprove Exchange of Shares of Natura Cosmeticos SA for Shares of Natura &Co Holding SA
4
ForForAuthorize Executives to Ratify and Execute Approved Resolutions
5
ForForAuthorize Shareholders of Natura &Co Holding SA to Execute All Acts Related to the Merger of Nectarine Merger Sub I Inc After the Approval of Acquisition of Shares
6
ForNoneDo You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
7
ForNoneIn the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call?
8
Performance Food Group Company
Meeting Date: 11/13/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director George L. Holm For For
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForAmend Omnibus Stock Plan 4
ForForApprove Qualified Employee Stock Purchase Plan
5
ForForEliminate Supermajority Vote Requirement for Amending Government Documents and Removing Directors
6
Page 650 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Performance Food Group Company
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForProvide Right to Call Special Meeting 7
Smiths Group Plc
Meeting Date: 11/13/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Bruno Angelici as Director 4
ForForRe-elect Olivier Bohuon as Director 5
ForForRe-elect Sir George Buckley as Director 6
ForForRe-elect Dame Ann Dowling as Director 7
ForForRe-elect Tanya Fratto as Director 8
ForForRe-elect William Seeger as Director 9
ForForRe-elect Mark Seligman as Director 10
ForForRe-elect John Shipsey as Director 11
ForForRe-elect Andrew Reynolds Smith as Director 12
ForForRe-elect Noel Tata as Director 13
ForForAppoint KPMG LLP as Auditors 14
ForForAuthorise Board to Fix Remuneration of Auditors
15
ForForAuthorise Issue of Equity 16
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
18
ForForAuthorise Market Purchase of Ordinary Shares 19
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
20
Page 651 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Smiths Group Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise EU Political Donations and Expenditure
21
Viavi Solutions Inc.
Meeting Date: 11/13/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Richard E. Belluzzo For For
ForForElect Director Keith Barnes 1.2
ForForElect Director Laura Black 1.3
ForForElect Director Tor Braham 1.4
ForForElect Director Timothy Campos 1.5
ForForElect Director Donald Colvin 1.6
ForForElect Director Masood A. Jabbar 1.7
ForForElect Director Oleg Khaykin 1.8
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForAmend Omnibus Stock Plan 4
Bid Corp. Ltd.
Meeting Date: 11/14/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Appoint PricewaterhouseCoopers Inc as Auditors of the Company with Eben Gerryts as the Individual Registered Auditor
For For
ForForElect Tasneem Abdool-Samad as Director 2.1
Page 652 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Bid Corp. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Clifford Rosenberg as Director 2.2
ForForRe-elect David Cleasby as Director 2.3
ForForRe-elect Brian Joffe as Director 2.4
ForForRe-elect Dolly Mokgatle as Director 2.5
ForForElect Tasneem Abdool-Samad as Member of the Audit and Risk Committee
3.1
ForForRe-elect Paul Baloyi as Member of the Audit and Risk Committee
3.2
ForForRe-elect Nigel Payne as Member of the Audit and Risk Committee
3.3
ForForRe-elect Helen Wiseman as Chairman of the Audit and Risk Committee
3.4
ForForApprove Remuneration Policy 4.1
ForForApprove Implementation of Remuneration Policy
4.2
ForForAmend Conditional Share Plan 5
ForForPlace Authorised but Unissued Shares under Control of Directors
6
ForForAuthorise Board to Issue Shares for Cash 7
ForForApprove Pro Rata Reduction of Stated Capital in lieu of Dividend
8
ForForAuthorise Creation and Issuance of Convertible Debentures or Other Convertible Instruments
9
ForForAuthorise Ratification of Approved Resolutions
10
ForForAuthorise Repurchase of Issued Share Capital 11
ForForApprove Fees of the Chairman 12.1
ForForApprove Fees of the Lead Independent Non-executive Director (SA)
12.2
ForForApprove Fees of the Lead Independent Director (International) (AUD)
12.3
ForForApprove Fees of the Non-executive Directors (SA)
12.4
ForForApprove Fees of the Non-executive Directors (International) (AUD)
12.5
ForForApprove Fees of the Audit and Risk Committee Chairman (International) (AUD)
12.6
ForForApprove Fees of the Audit and Risk Committee Chairman (SA)
12.7
Page 653 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Bid Corp. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Fees of the Audit and Risk Committee Member (SA)
12.8
ForForApprove Fees of the Audit and Risk Committee Member (International) (AUD)
12.9
ForForApprove Fees of the Remuneration Committee Chairman (SA)
12.10
ForForApprove Fees of the Remuneration Committee Chairman (International) (AUD)
12.11
ForForApprove Fees of the Remuneration Committee Member (SA)
12.12
ForForApprove Fees of the Remuneration Committee Member (International) (AUD)
12.13
ForForApprove Fees of the Nominations Committee Chairman (SA)
12.14
ForForApprove Fees of the Nominations Committee Chairman (International) (AUD)
12.15
ForForApprove Fees of the Nominations Committee Member (SA)
12.16
ForForApprove Fees of the Nominations Committee Member (International) (AUD)
12.17
ForForApprove Fees of the Acquisitions Committee Chairman (SA)
12.18
ForForApprove Fees of the Acquisitions Committee Chairman (International) (AUD)
12.19
ForForApprove Fees of the Acquisitions Committee Member (SA)
12.20
ForForApprove Fees of the Acquisitions Committee Member (International) (AUD)
12.21
ForForApprove Fees of the Social and Ethics Committee Chairman (SA)
12.22
ForForApprove Fees of the Social and Ethics Committee Chairman (International) (AUD)
12.23
ForForApprove Fees of the Social and Ethics Committee Member (SA)
12.24
ForForApprove Fees of the Social and Ethics Committee Member (International) (AUD)
12.25
ForForApprove Fees of the Ad hoc Meetings (SA) 12.26
ForForApprove Fees of the Ad hoc Meetings (International) (AUD)
12.27
ForForApprove Fees of the Travel per Meeting Cycle (SA)
12.28
ForForApprove Fees of the Travel per Meeting Cycle (International) (AUD)
12.29
Page 654 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Bid Corp. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Financial Assistance to Related or Inter-related Companies and Corporations
13
Broadridge Financial Solutions, Inc.
Meeting Date: 11/14/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Leslie A. Brun For For
ForForElect Director Pamela L. Carter 1b
ForForElect Director Richard J. Daly 1c
ForForElect Director Robert N. Duelks 1d
ForForElect Director Timothy C. Gokey 1e
ForForElect Director Brett A. Keller 1f
ForForElect Director Maura A. Markus 1g
ForForElect Director Thomas J. Perna 1h
ForForElect Director Alan J. Weber 1i
ForForElect Director Amit K. Zavery 1j
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
CACI International Inc
Meeting Date: 11/14/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1A Elect Director Michael A. Daniels For For
ForForElect Director William L. Jews 1B
Page 655 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
CACI International Inc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Gregory G. Johnson 1C
ForForElect Director J. Phillip London 1D
ForForElect Director John S. Mengucci 1E
ForForElect Director James L. Pavitt 1F
ForForElect Director Warren R. Phillips 1G
ForForElect Director Debora A. Plunkett 1H
ForForElect Director Charles P. Revoile 1I
ForForElect Director William S. Wallace 1J
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForAmend Qualified Employee Stock Purchase Plan
3
ForForRatify Ernst & Young LLP as Auditors 4
Centrais Eletricas Brasileiras SA
Meeting Date: 11/14/2019 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Capital Increase of Ordinary Shares and Preferred Class B Shares Through Capitalization of Credits of the Federal Government
For For
Ford Otomotiv Sanayi AS
Meeting Date: 11/14/2019 Country: Turkey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting and Elect Presiding Council of Meeting
For For
AgainstForRatify Director Appointments 2
Page 656 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Ford Otomotiv Sanayi AS
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Dividends 3
Gannett Co., Inc.
Meeting Date: 11/14/2019 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For For
ForForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Jack Henry & Associates, Inc.
Meeting Date: 11/14/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Matthew C. Flanigan For For
ForForElect Director John F. Prim 1.2
ForForElect Director Thomas H. Wilson, Jr. 1.3
ForForElect Director Jacque R. Fiegel 1.4
ForForElect Director Thomas A. Wimsett 1.5
ForForElect Director Laura G. Kelly 1.6
ForForElect Director Shruti S. Miyashiro 1.7
ForForElect Director Wesley A. Brown 1.8
ForForElect Director David B. Foss 1.9
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify PricewaterhouseCoopers, LLP as Auditors
3
Page 657 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
New Media Investment Group Inc.
Meeting Date: 11/14/2019 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Merger For For
ForForAdjourn Meeting 2
Ramsay Health Care Limited
Meeting Date: 11/14/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report For For
ForForElect Catriona Alison Deans as Director 3.1
ForForElect James Malcolm McMurdo as Director 3.2
ForForApprove Grant of FY2020 Performance Rights to Craig Ralph McNally
4.1
ForForApprove Grant of FY2019 Performance Rights to Craig Ralph McNally
4.2
Rand Merchant Investment Holdings Ltd.
Meeting Date: 11/14/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Re-elect Peter Cooper as Director For For
ForForRe-elect Sonja de Bruyn as Director 1.2
ForForRe-elect Laurie Dippenaar as Director 1.3
ForForRe-elect Jannie Durand as Director 1.4
ForForRe-elect Per-Erik Lagerstrom as Director 1.5
Page 658 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Rand Merchant Investment Holdings Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Murphy Morobe as Director 1.6
ForForApprove Remuneration Policy 1
ForForApprove Remuneration Implementation Report
2
ForForPlace Authorised but Unissued Shares under Control of Directors
2
ForForAuthorise Board to Issue Shares for Cash 3
ForForReappoint PricewaterhouseCoopers Inc as Auditors of the Company and Authorise Their Remuneration
4
ForForRe-elect Johan Burger as Member of the Audit and Risk Committee
5.1
ForForRe-elect Sonja de Bruyn as Member of the Audit and Risk Committee
5.2
ForForRe-elect Per-Erik Lagerstrom as Member of the Audit and Risk Committee
5.3
ForForRe-elect James Teeger as Member of the Audit and Risk Committee
5.4
ForForAuthorise Ratification of Approved Resolutions
6
ForForApprove Remuneration of Non-executive Directors
1
ForForAuthorise Repurchase of Issued Share Capital 2
ForForAuthorise Issue of Shares and/or Options Pursuant to a Reinvestment Option
3
AgainstForApprove Financial Assistance to Directors, Prescribed Officers and Employee Share Scheme Beneficiaries
4
ForForApprove Financial Assistance to Related and Inter-related Entities
5
RMB Holdings Ltd.
Meeting Date: 11/14/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Re-elect Jannie Durand as Director For For
ForForRe-elect Peter Cooper as Director 1.2
Page 659 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
RMB Holdings Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Laurie Dippenaar as Director 1.3
ForForRe-elect Sonja De Bruyn as Director 1.4
ForForElect Obakeng Phetwe as Director 1.5
ForForPlace Authorised but Unissued Shares under Control of Directors
2
ForForAuthorise Board to Issue Shares for Cash 3
ForForReappoint PricewaterhouseCoopers Inc as Auditors of the Company and Authorise Their Remuneration
4
ForForRe-elect Sonja De Bruyn as Member of the Audit and Risk Committee
5.1
ForForRe-elect Per-Erik Lagerstrom as Member of the Audit and Risk Committee
5.2
ForForRe-elect James Teeger as Member of the Audit and Risk Committee
5.3
ForForAuthorise Ratification of Approved Resolutions
6
ForForApprove Remuneration Policy 7.1
ForForApprove Remuneration Implementation Report
7.2
ForForApprove Non-executive Directors' Remuneration
1
ForForAuthorise Repurchase of Issued Share Capital 2
ForForAuthorise Issue of Shares or Options Pursuant to a Reinvestment Option
3
AgainstForApprove Financial Assistance to Directors, Prescribed Officers and Employee Share Scheme Beneficiaries
4
ForForApprove Financial Assistance to Related or Inter-related Entities
5
Shanghai Electric Group Company Limited
Meeting Date: 11/14/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Xu Jianxin as Director For For
Page 660 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shanghai Electric Group Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Adjustment of Maximum Outstanding Amount for Provision of External Guarantees
2
ForForApprove Proposed Change in Use of Proceeds 1
ForForAmend Articles of Association 2
Shanghai Electric Group Company Limited
Meeting Date: 11/14/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Proposed Change in Use of Proceeds For For
Sime Darby Berhad
Meeting Date: 11/14/2019 Country: Malaysia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Directors' Fees For For
ForForApprove Directors' Benefits 2
ForForElect Mohamad Idros Mosin as Director 3
ForForElect Abdul Rahman Ahmad as Director 4
ForForElect Samsudin Osman as Director 5
ForForElect Selamah Wan Sulaiman as Director 6
ForForElect Abdul Hamidy Abdul Hafiz as Director 7
ForForApprove PricewaterhouseCoopers PLT as Auditors and Authorize Board to Fix Their Remuneration
8
ForForAuthorize Share Repurchase Program 9
ForForApprove Implementation of Shareholders' Mandate for Recurrent Related Party Transactions
10
Page 661 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Sime Darby Berhad
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAdopt New Constitution 11
Valley National Bancorp
Meeting Date: 11/14/2019 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Merger For For
ForForAdjourn Meeting 2
Vicinity Centres
Meeting Date: 11/14/2019 Country: Australia
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report For For
ForForElect Trevor Gerber as Director 3a
ForForElect David Thurin as Director 3b
ForForApprove Grant of Performance Rights to Grant Kelley
4
Wesfarmers Limited
Meeting Date: 11/14/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Vanessa Miscamble Wallace as Director For For
Page 662 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Wesfarmers Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Jennifer Anne Westacott as Director 2b
ForForElect Michael (Mike) Roche as Director 2c
ForForElect Sharon Lee Warburton as Director 2d
ForForApprove Remuneration Report 3
ForForApprove Grant of Restricted Shares and Performance Shares to Robert Scott
4
Western Digital Corporation
Meeting Date: 11/14/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Kimberly E. Alexy For For
ForForElect Director Martin I. Cole 1b
ForForElect Director Kathleen A. Cote 1c
ForForElect Director Tunc Doluca 1d
ForForElect Director Len J. Lauer 1e
ForForElect Director Matthew E. Massengill 1f
ForForElect Director Stephen D. Milligan 1g
ForForElect Director Stephanie A. Streeter 1h
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
AgainstForAmend Omnibus Stock Plan 3
ForForRatify KPMG LLP as Auditors 4
Western Securities Co., Ltd.
Meeting Date: 11/14/2019 Country: China
Meeting Type: Special
Page 663 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Western Securities Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Zhou Dongsheng as Non-Independent Director
For For
ForForApprove Provision for Asset Impairment 2
Zhaojin Mining Industry Company Limited
Meeting Date: 11/14/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Approve Transfer Agreement and Related Transactions
For For
ForForApprove Grant of Specific Mandates to the Board to Allot and Issue Consideration Shares to Zhaojin Group Pursuant to the Transfer Agreement
1b
ForForAuthorize Board to Deal With All Matters in Relation to Transfer Agreement and Its Amendment, Variation or Modification of Terms and Conditions
1c
ForForAmend Articles of Association 2a
ForForAuthorize Board to Deal With All Matters in Relation to the Amendments to the Articles of Association
2b
ForForApprove Registration and Issuance of Renewal Bonds and Authorize Board to Deal With All Related Matters
3
ForForApprove Registration and Issuance of Super Short-Term Notes and Authorize Board to Deal With All Related Matters
4
Zhaojin Mining Industry Company Limited
Meeting Date: 11/14/2019 Country: China
Meeting Type: Special
Page 664 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Zhaojin Mining Industry Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Approve Transfer Agreement and Related Transactions
For For
ForForApprove Grant of Specific Mandates to the Board to Allot and Issue Consideration Shares to Zhaojin Group Pursuant to the Transfer Agreement
1b
ForForAuthorize Board to Deal With All Matters in Relation to Transfer Agreement and Its Amendment, Variation or Modification of Terms and Conditions
1c
Bank of Jiangsu Co., Ltd.
Meeting Date: 11/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Perpetual Bonds For For
ForForElect Ren Tong as Non-independent Director 2
ForForElect Xiang Rong as Supervisor 3
Caesars Entertainment Corporation
Meeting Date: 11/15/2019 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For For
ForForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Page 665 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Communications Construction Company Limited
Meeting Date: 11/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Grant of General Mandate to Repurchase H Shares
For For
China Communications Construction Company Limited
Meeting Date: 11/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Grant of General Mandate to Repurchase H Shares
For For
China Longyuan Power Group Corporation Limited
Meeting Date: 11/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Sun Jinbiao as Director For For
Eldorado Resorts, Inc.
Meeting Date: 11/15/2019 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Merger For For
Page 666 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Eldorado Resorts, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForChange State of Incorporation from Nevada to Delaware
2
ForForApprove the ERI A&R Nevada Charter 3
ForForAdjourn Meeting 4
Sany Heavy Industry Co., Ltd.
Meeting Date: 11/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Mortgage and Finance Lease Business
For For
AgainstForApprove Use of Own Idle Funds to Invest in Financial Products
2
ForForApprove Deposit, Loan and Other Financial Business with Related-party Bank
3
ForForApprove Adjustments on Daily Related-party Transactions
4
Shanxi Xishan Coal & Electricity Power Co., Ltd.
Meeting Date: 11/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Guarantee to Wuxiang Xishan Power Generation Company
For For
ForForApprove Provision of Guarantee to Wholly-owned Subsidiary
2
Shenzhen Mindray Bio-Medical Electronics Co., Ltd.
Meeting Date: 11/15/2019 Country: China
Meeting Type: Special
Page 667 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shenzhen Mindray Bio-Medical Electronics Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Adjustment to Board of Directors and Amend Articles of Association
For For
ForForElect Li Xiting as Non-independent Director 2.1
AgainstForElect Xu Hang as Non-independent Director 2.2
ForForElect Cheng Minghe as Non-independent Director
2.3
ForForElect Wu Hao as Non-independent Director 2.4
ForForElect Guo Yanmei as Non-independent Director
2.5
ForForElect Xi Hao as Independent Director 3.1
ForForElect Wu Qiyao as Independent Director 3.2
ForForElect Yao Hui as Independent Director 3.3
ForForElect Tang Zhi as Supervisor 4.1
ForForElect Ji Qiang as Supervisor 4.2
ForForApprove Revoke Change of Registered Address and Amendments to Articles of Association
5
Sysco Corporation
Meeting Date: 11/15/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Thomas L. Bene For For
ForForElect Director Daniel J. Brutto 1b
ForForElect Director John M. Cassaday 1c
ForForElect Director Joshua D. Frank 1d
ForForElect Director Larry C. Glasscock 1e
ForForElect Director Bradley M. Halverson 1f
ForForElect Director John M. Hinshaw 1g
ForForElect Director Hans-Joachim Koerber 1h
Page 668 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Sysco Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Stephanie A. Lundquist 1i
ForForElect Director Nancy S. Newcomb 1j
ForForElect Director Nelson Peltz 1k
ForForElect Director Edward D. Shirley 1l
ForForElect Director Sheila G. Talton 1m
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
ForAgainstRequire Independent Board Chairman 4
TCL Corp.
Meeting Date: 11/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Debt Financing Instruments
For For
AgainstForApprove Additional Daily Related-party Transactions
2
ForForAmend Articles of Association 3
The Estee Lauder Companies Inc.
Meeting Date: 11/15/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Ronald S. Lauder For For
ForForElect Director William P. Lauder 1.2
ForForElect Director Richard D. Parsons 1.3
ForForElect Director Lynn Forester de Rothschild 1.4
Page 669 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
The Estee Lauder Companies Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Jennifer Tejada 1.5
ForForElect Director Richard F. Zannino 1.6
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForAmend Omnibus Stock Plan 4
Gree Electric Appliances, Inc. of Zhuhai
Meeting Date: 11/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
ForForAmend Rules and Procedures Regarding General Meetings of Shareholders
2
Midea Group Co. Ltd.
Meeting Date: 11/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Employee Share Purchase Plan of Subsidiary
For For
NWS Holdings Limited
Meeting Date: 11/18/2019 Country: Bermuda
Meeting Type: Annual
Page 670 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
NWS Holdings Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForElect Cheng Chi Kong, Adrian as Director 3a
ForForElect Cheng Chi Ming, Brian as Director 3b
ForForElect Tsang Yam Pui as Director 3c
ForForElect Kwong Che Keung, Gordon as Director 3d
ForForElect Shek Lai Him, Abraham as Director 3e
ForForElect Oei Fung Wai Chi, Grace as Director 3f
ForForAuthorize Board to Fix Remuneration of Directors
3g
ForForApprove PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
4
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5.1
ForForAuthorize Repurchase of Issued Share Capital 5.2
ForForAuthorize Reissuance of Repurchased Shares 5.3
Shree Cement Limited
Meeting Date: 11/18/2019 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
For For
AgainstForApprove Revision in the Remuneration of Prakash Narayan Chhangani as Whole Time Director
2
Page 671 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
WuXi AppTec Co., Ltd.
Meeting Date: 11/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve List of Incentive Participants For For
Avnet, Inc.
Meeting Date: 11/19/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Rodney C. Adkins For For
ForForElect Director William J. Amelio 1b
ForForElect Director Carlo Bozotti 1c
ForForElect Director Michael A. Bradley 1d
ForForElect Director Brenda L. Freeman 1e
ForForElect Director Jo Ann Jenkins 1f
ForForElect Director Oleg Khaykin 1g
ForForElect Director James A. Lawrence 1h
ForForElect Director Avid Modjtabai 1i
ForForElect Director Adalio T. Sanchez 1j
ForForElect Director William H. Schumann, III 1k
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify KPMG LLP as Auditors 3
Beijing TongRenTang Co., Ltd.
Meeting Date: 11/19/2019 Country: China
Meeting Type: Special
Page 672 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Beijing TongRenTang Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends For For
AgainstForApprove Amendments to Articles of Association
2
BIM Birlesik Magazalar AS
Meeting Date: 11/19/2019 Country: Turkey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Presiding Council of Meeting and Authorize Presiding Council to Sign Minutes of Meeting
For For
ForForApprove Special Dividend 2
Hesteel Co., Ltd.
Meeting Date: 11/19/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve to Adjust the Allowance of Independent Directors
For For
ForForApprove to Expand Business Scope 2
ForForApprove Amendments to Articles of Association
3
Korea Gas Corp.
Meeting Date: 11/19/2019 Country: South Korea
Meeting Type: Special
Page 673 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Korea Gas Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Seong Yong-gyu as Inside Director For For
ForForElect Ahn Hong-bok as Outside Director 2
New World Development Co. Ltd.
Meeting Date: 11/19/2019 Country: Hong Kong
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForElect Cheng Chi-Kong Adrian as Director 3a
ForForElect Yeung Ping-Leung, Howard as Director 3b
ForForElect Ho Hau-Hay, Hamilton as Director 3c
ForForElect Lee Luen-Wai, John as Director 3d
ForForElect Cheng Chi-Heng as Director 3e
ForForElect Au Tak-Cheong as Director 3f
ForForAuthorize Board to Fix Remuneration of Directors
3g
ForForApprove PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
4
ForForAuthorize Repurchase of Issued Share Capital 5
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
ForForApprove Grant of Options Under the Share Option Scheme
7
Oracle Corporation
Meeting Date: 11/19/2019 Country: USA
Meeting Type: Annual
Page 674 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Oracle Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jeffrey S. Berg For For
ForForElect Director Michael J. Boskin 1.2
ForForElect Director Safra A. Catz 1.3
ForForElect Director Bruce R. Chizen 1.4
ForForElect Director George H. Conrades 1.5
ForForElect Director Lawrence J. Ellison 1.6
ForForElect Director Rona A. Fairhead 1.7
ForForElect Director Jeffrey O. Henley 1.9
ForForElect Director Renee J. James 1.11
ForForElect Director Charles W. Moorman, IV 1.12
ForForElect Director Leon E. Panetta 1.13
ForForElect Director William G. Parrett 1.14
ForForElect Director Naomi O. Seligman 1.15
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
ForAgainstReport on Gender Pay Gap 4
ForAgainstRequire Independent Board Chairman 5
Sonic Healthcare Limited
Meeting Date: 11/19/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Jane Wilson as Director For For
ForForElect Philip Dubois as Director 2
ForForApprove Remuneration Report 3
ForForApprove Grant of Long-Term Incentives to Colin Goldschmidt
4
Page 675 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Sonic Healthcare Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Grant of Long-Term Incentives to Chris Wilks
5
The Hain Celestial Group, Inc.
Meeting Date: 11/19/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Richard A. Beck For For
ForForElect Director Celeste A. Clark 1b
ForForElect Director Dean Hollis 1c
ForForElect Director Shervin J. Korangy 1d
ForForElect Director Roger Meltzer 1e
ForForElect Director Mark L. Schiller 1f
ForForElect Director Michael B. Sims 1g
ForForElect Director Glenn W. Welling 1h
ForForElect Director Dawn M. Zier 1i
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
Advanced Disposal Services, Inc.
Meeting Date: 11/20/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Richard Burke For For
ForForElect Director Michael Koen 1.2
ForForElect Director B. Clyde Preslar 1.3
Page 676 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Advanced Disposal Services, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify Ernst & Young LLP as Auditors 2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Brinker International, Inc.
Meeting Date: 11/20/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.2 Elect Director Cynthia (Cindy) L. Davis For For
ForForElect Director Joseph M. DePinto 1.3
ForForElect Director Harriet Edelman 1.4
ForForElect Director William T. Giles 1.5
ForForElect Director James C. Katzman 1.6
ForForElect Director George R. Mrkonic 1.7
ForForElect Director Prashant N. Ranade 1.8
ForForElect Director Wyman T. Roberts 1.9
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Campbell Soup Company
Meeting Date: 11/20/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Fabiola R. Arredondo For For
ForForElect Director Howard M. Averill 1.2
ForForElect Director John P. (JP) Bilbrey 1.3
Page 677 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Campbell Soup Company
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Mark A. Clouse 1.4
ForForElect Director Bennett Dorrance 1.5
ForForElect Director Maria Teresa (Tessa) Hilado 1.6
ForForElect Director Sarah Hofstetter 1.7
ForForElect Director Marc B. Lautenbach 1.8
ForForElect Director Mary Alice Dorrance Malone 1.9
ForForElect Director Keith R. McLoughlin 1.10
ForForElect Director Kurt T. Schmidt 1.11
ForForElect Director Archbold D. van Beuren 1.12
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
China Gezhouba Group Co., Ltd.
Meeting Date: 11/20/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Xin Xiaoguang as Non-Independent Director
For For
ForForApprove Amendments to Articles of Association
2
Lendlease Group
Meeting Date: 11/20/2019 Country: Australia
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect David Craig as Director For For
ForForElect Nicola Wakefield Evans as Director 2b
Page 678 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Lendlease Group
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration Report 3
ForForApprove Issuance of Performance Rights to Stephen McCann
4
Milacron Holdings Corp.
Meeting Date: 11/20/2019 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For For
ForForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
PT Unilever Indonesia Tbk
Meeting Date: 11/20/2019 Country: Indonesia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.a.1 Approve Resignation of Amparo Cheung Aswin as Director
For For
ForForElect Rizki Raksanugraha as Director 1.a.2
ForForApprove Resignation of Vikram Kumaraswamy as Director
1.a.3
ForForElect Arif Hudaya as Director 1.a.4
ForForApprove Stock Split and Amend Articles of Association in Relation to the Stock Split
2
Royal Gold, Inc.
Meeting Date: 11/20/2019 Country: USA
Meeting Type: Annual
Page 679 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Royal Gold, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director William M. Hayes For For
ForForElect Director Ronald J. Vance 1b
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
The Clorox Company
Meeting Date: 11/20/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Amy Banse For For
ForForElect Director Richard H. Carmona 1.2
ForForElect Director Benno Dorer 1.3
ForForElect Director Spencer C. Fleischer 1.4
ForForElect Director Esther Lee 1.5
ForForElect Director A.D. David Mackay 1.6
ForForElect Director Robert W. Matschullat 1.7
ForForElect Director Matthew J. Shattock 1.8
ForForElect Director Pamela Thomas-Graham 1.9
ForForElect Director Russell J. Weiner 1.10
ForForElect Director Christopher J. Williams 1.11
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
ForForEliminate Supermajority Vote Requirement to Approve Certain Business Combinations
4
Page 680 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Trinseo S.A.
Meeting Date: 11/20/2019 Country: Luxembourg
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Mark Tomkins For For
ForForElect Director Sandra Beach Lin 1.2
Zhejiang China Commodities City Group Co., Ltd.
Meeting Date: 11/20/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Guarantee For For
BlueScope Steel Limited
Meeting Date: 11/21/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report For For
ForForElect Ewen Graham Wolseley Crouch as Director
3
ForForApprove Grant of Share Rights to Mark Royce Vassella
4
ForForApprove Grant of Alignment Rights to Mark Royce Vassella
5
ForForApprove On-Market Buy-Back of Shares 6
Page 681 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Bottomline Technologies (de), Inc.
Meeting Date: 11/21/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jennifer M. Gray For For
ForForElect Director Paul H. Hough 1.2
ForForElect Director Benjamin E. Robinson, III 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
AgainstForApprove Omnibus Stock Plan 3
ForForRatify Ernst & Young LLP as Auditors 4
CDK Global, Inc.
Meeting Date: 11/21/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Leslie A. Brun For For
ForForElect Director Willie A. Deese 1b
ForForElect Director Amy J. Hillman 1c
ForForElect Director Brian M. Krzanich 1d
ForForElect Director Stephen A. Miles 1e
ForForElect Director Robert E. Radway 1f
ForForElect Director Stephen F. Schuckenbrock 1g
ForForElect Director Frank S. Sowinski 1h
ForForElect Director Eileen J. Voynick 1i
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
Page 682 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
CNOOC Limited
Meeting Date: 11/21/2019 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Non-exempt Continuing Connected Transactions
For For
ForForApprove Proposed Caps for Each Category of the Non-exempt Continuing Connected Transactions
2
Cracker Barrel Old Country Store, Inc.
Meeting Date: 11/21/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Thomas H. Barr For For
ForForElect Director Carl T. Berquist 1.2
ForForElect Director Sandra B. Cochran 1.3
ForForElect Director Meg G. Crofton 1.4
ForForElect Director Richard J. Dobkin 1.5
ForForElect Director Norman E. Johnson 1.6
ForForElect Director William W. McCarten 1.7
ForForElect Director Coleman H. Peterson 1.8
ForForElect Director Andrea M. Weiss 1.9
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
Ferguson Plc
Meeting Date: 11/21/2019 Country: Jersey
Meeting Type: Annual
Page 683 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Ferguson Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AgainstForApprove Remuneration Report 2
AgainstForApprove Remuneration Policy 3
ForForApprove Final Dividend 4
ForForRe-elect Tessa Bamford as Director 5
ForForRe-elect Gareth Davis as Director 6
ForForElect Geoff Drabble as Director 7
ForForElect Catherine Halligan as Director 8
ForForRe-elect Kevin Murphy as Director 9
ForForRe-elect Alan Murray as Director 10
ForForRe-elect Michael Powell as Director 11
ForForElect Tom Schmitt as Director 12
ForForRe-elect Dr Nadia Shouraboura as Director 13
ForForRe-elect Jacqueline Simmonds as Director 14
ForForReappoint Deloitte LLP as Auditors 15
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
16
ForForAuthorise EU Political Donations and Expenditure
17
ForForAuthorise Issue of Equity 18
AgainstForAmend Long Term Incentive Plan 2019 19
ForForAuthorise Issue of Equity without Pre-emptive Rights
20
ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
21
ForForAuthorise Market Purchase of Ordinary Shares 22
MCB Bank Ltd.
Meeting Date: 11/21/2019 Country: Pakistan
Meeting Type: Special
Page 684 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
MCB Bank Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Sale of MCB Financial Services to ISE Tower REIT Management Company Limited and InfoTech (Private) Limited
For For
Moscow Exchange MICEX-RTS PJSC
Meeting Date: 11/21/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Early Termination of Powers of Audit Commission
For For
ForForElect Mikhail Kireev as Member of Audit Commission
2.1
ForForElect Natalia Perchatkina as Member of Audit Commission
2.2
ForForElect Olga Romantsova as Member of Audit Commission
2.3
ResMed Inc.
Meeting Date: 11/21/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Carol Burt For For
ForForElect Director Jan De Witte 1b
ForForElect Director Rich Sulpizio 1c
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Page 685 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Cimpress N.V.
Meeting Date: 11/22/2019 Country: Netherlands
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Robert S. Keane as Director For For
ForForElect Scott Vassalluzzo as Director 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForAdopt Financial Statements and Statutory Reports
4
ForForApprove Discharge of Management Board 5
ForForApprove Discharge of Supervisory Board 6
AgainstForAuthorize Repurchase of Up to 5.5 Million of Issued and Outstanding Ordinary Shares
7
ForForRatify PricewaterhouseCoopers LLP as Auditors
8
Donaldson Company, Inc.
Meeting Date: 11/22/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Michael J. Hoffman For For
ForForElect Director Douglas A. Milroy 1.2
ForForElect Director Willard D. Oberton 1.3
ForForElect Director John P. Wiehoff 1.4
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForApprove Omnibus Stock Plan 3
ForForRatify PricewaterhouseCoopers LLP as Auditors
4
Page 686 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Dongfang Electric Co., Ltd.
Meeting Date: 11/22/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Restricted A Share Incentive Scheme for 2019 (Amended Draft) and Its Summary
For For
ForForApprove Assessment Management Measures for the Incentive Scheme for Restricted A Shares in 2019
2
ForForAuthorize Board to Handle Relevant Matters in Respect of the Restricted A Share Incentive Scheme for 2019
3
ForForApprove Change in the Use of Partial Proceeds and Permanent Replenishment of Working Capital
4
Dongfang Electric Co., Ltd.
Meeting Date: 11/22/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Restricted A Share Incentive Scheme for 2019 (Amended Draft) and Its Summary
For For
ForForApprove Assessment Management Measures for the Incentive Scheme for Restricted A Shares in 2019
2
ForForAuthorize Board to Handle Relevant Matters in Respect of the Restricted A Share Incentive Scheme for 2019
3
Foshan Haitian Flavouring & Food Co., Ltd.
Meeting Date: 11/22/2019 Country: China
Meeting Type: Special
Page 687 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Foshan Haitian Flavouring & Food Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Pang Kang as Non-Independent Director For For
ForForElect Cheng Xue as Non-Independent Director 1.2
ForForElect Chen Junyang as Non-Independent Director
1.3
ForForElect Wen Zhizhou as Non-Independent Director
1.4
ForForElect He Tingwei as Non-Independent Director
1.5
ForForElect Huang Shuliang as Non-Independent Director
1.6
ForForElect Zhu Tao as Independent Director 2.1
ForForElect Sun Zhanli as Independent Director 2.2
ForForElect Chao Gang as Independent Director 2.3
ForForElect Chen Min as Supervisor 3.1
ForForElect Li Jun as Supervisor 3.2
Industrial & Commercial Bank of China Limited
Meeting Date: 11/22/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Gu Shu as Director For For
ForForApprove Payment Plan of Remuneration to Directors for 2018
2
ForForApprove Payment Plan of Remuneration to Supervisors for 2018
3
ForForApprove Application for Provisional Authorization Limit on External Donations
4
ForForElect Cao Liqun as Director 5
ForForElect Feng Weidong as Director 6
Page 688 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Oriental Pearl Media Co. Ltd.
Meeting Date: 11/22/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Signing of Audio-visual Content Authorized Operation Agreement
For For
ForForApprove Repurchase and Cancellation of Performance Shares Which Have Been Granted But Not Yet Unlocked
2
Severstal PAO
Meeting Date: 11/22/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends of RUB 27.47 per Share for First Nine Months of Fiscal 2019
For For
Tata Motors Limited
Meeting Date: 11/22/2019 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Ordinary Shares and Warrants to Tata Sons Private Limited on Preferential Basis
For For
Tata Motors Limited
Meeting Date: 11/22/2019 Country: India
Meeting Type: Special
Page 689 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Tata Motors Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Ordinary Shares and Warrants to Tata Sons Private Limited on Preferential Basis
For For
China International Marine Containers (Group) Co., Ltd.
Meeting Date: 11/25/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Resolution Regarding the Matters Relating to Qianhai Land Preparation
For For
ForForApprove Updates of the Credit Guarantee Provided by CIMC Vehicles (Group) Co., Ltd. and Its Holding Subsidiaries to their Distributors and Customers in 2019
2
ForForApprove Updates of the Credit Guarantee Provided by CIMC Enric Holdings Limited and Its Holding Subsidiaries to their Customers in 2019
3
ForForApprove Registration and Issuance of Private Placement Notes (PPN) by Shenzhen CIMC Skyspace Real Estate Development Co., Ltd.
4
AgainstForApprove Updates of the Financial Institutions Facility and Project Guarantee Provided to the Subsidiaries of the Company in 2019
5
Enstar Group Limited
Meeting Date: 11/25/2019 Country: Bermuda
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Omnibus Stock Plan For For
Page 690 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
RiseSun Real Estate Development Co., Ltd.
Meeting Date: 11/25/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Guarantee for Haimen Shenghong New Real Estate Development Co., Ltd.
For For
ForForApprove Provision of Guarantee for Shaoxing Chenyue Real Estate Co., Ltd.
2
Telecom Argentina SA
Meeting Date: 11/25/2019 Country: Argentina
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Designate Two Shareholders to Sign Minutes of Meeting
For For
ForNoneElect Director and Alternate to Replace Ignacio Maria Saenz Valiente and Nicolas Sergio Novoa Respectively
2
ForNoneConsider Discharge of Resigning Director and Alternate
3
Unisplendour Co., Ltd.
Meeting Date: 11/25/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Guarantee For For
ForForApprove Use of Remaining Raised Funds to Supplement Working Capital
2
ForForApprove Joint Bid of Land with Affiliates and Set-up Project Company
3
Page 691 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Grand Automotive Services Group Co., Ltd.
Meeting Date: 11/26/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Employee Share Purchase Plan (Draft) and Summary
For For
ForForApprove Management System of Employee Share Purchase Plan
2
ForForApprove Authorization of the Board to Handle All Matters Related to Employee Share Purchase Plan
3
Companhia de Saneamento Basico do Estado de Sao Paulo SABESP
Meeting Date: 11/26/2019 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Angelo Luiz Moreira Grossi as Fiscal Council Member and Andrea Martins Botaro as Alternate
For For
ForForRatify Election of Wilson Newton de Mello Neto as Director
2
ForForAmend Article 14 3
ForForConsolidate Bylaws 4
ForForRectify Remuneration of Company's Management and Fiscal Council Members Approved at the June 3, 2019, EGM
5
London Stock Exchange Group Plc
Meeting Date: 11/26/2019 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of Refinitiv For For
Page 692 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
London Stock Exchange Group Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity in Connection with the Acquisition
2
Momentum Metropolitan Holdings Ltd.
Meeting Date: 11/26/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Linda de Beer as Director For For
ForForElect Sello Moloko as Director 1.2
ForForElect Sharron McPherson as Director 1.3
ForForElect Lisa Chiume as Director 1.4
ForForElect Kgaugelo Legoabe-Kgomari as Director 1.5
ForForRe-elect Vuyisa Nkonyeni as Director 2.1
ForForRe-elect Stephen Jurisich as Director 2.2
ForForAppoint Ernst & Young Inc. as Auditors of the Company with Cornea de Villiers as the Designated Audit Partner
3
ForForRe-elect Frans Truter as Member of the Audit Committee
4.1
ForForRe-elect Fatima Daniels as Member of the Audit Committee
4.2
ForForElect Linda de Beer as Member of the Audit Committee
4.3
ForForAuthorise Ratification of Approved Resolutions
5
ForForApprove Remuneration Policy 6
ForForApprove Implementation Report 7
ForForAuthorise Repurchase of Issued Share Capital 8
ForForApprove Financial Assistance in Terms of Sections 44 and 45 of the Companies Act
9
ForForApprove Remuneration of Non-Executive Directors
10
Page 693 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
MONETA Money Bank, a.s.
Meeting Date: 11/26/2019 Country: Czech Republic
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Meeting Procedures For For
ForForElect Meeting Chairman and Other Meeting Officials
2
ForForApprove Interim Financial Statements 4.1
ForForApprove Increase in Registered Capital 4.2
ForForApprove Share Repurchase Program and Cancellation of Repurchased Shares
4.3
ForForApprove Interim Dividends of CZK 3.30 per Share
5
ForForAmend Articles of Association 6
Telia Co. AB
Meeting Date: 11/26/2019 Country: Sweden
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chairman of Meeting For For
ForForPrepare and Approve List of Shareholders 2
ForForApprove Agenda of Meeting 3
ForForDesignate Inspector(s) of Minutes of Meeting 4
ForForAcknowledge Proper Convening of Meeting 5
ForForElect Lars-Johan Jarnheimer as Director 6
ForForElect Lars-Johan Jarnheimer as Board Chair 7
AgainstNoneInstruct Board to Work for the Swedish Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished
8.a
Page 694 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Telia Co. AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstNoneInstruct Board to Prepare a Proposal for Representation of Small and Medium-Sized Shareholders in the Board and Nomination Committee, to be Submitted to AGM 2020, and to write the Government to Update the Swedish Companies Act Regarding the same Issue
8.b
Ascendas Real Estate Investment Trust
Meeting Date: 11/27/2019 Country: Singapore
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisitions of a Portfolio of United States Properties and Two Singapore Properties as Interested Person Transactions
For Against
Banco do Brasil SA
Meeting Date: 11/27/2019 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Paulo Antonio Spencer Uebel as Fiscal Council Member
For For
ForForElect Rafael Cavalcanti de Araujo as Fiscal Council Member
1.2
ForForElect Helio Lima Magalhaes as Director 2.1
ForForElect Marcelo Serfaty as Director 2.2
ForNoneIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?
3
ForNonePercentage of Votes to Be Assigned - Elect Helio Lima Magalhaes as Director
4.1
AbstainNonePercentage of Votes to Be Assigned - Elect Marcelo Serfaty as Director
4.2
ForForAmend Articles 5
Page 695 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
PT Bank Tabungan Negara (Persero) Tbk
Meeting Date: 11/27/2019 Country: Indonesia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Changes in Board of Company For For
Sasol Ltd.
Meeting Date: 11/27/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Re-elect Trix Kennealy as Director For For
ForForRe-elect Peter Robertson as Director 1.2
ForForRe-elect Paul Victor as Director 1.3
ForForElect Sipho Nkosi as Director 2
ForForElect Fleetwood Grobler as Director 3
ForForElect Vuyo Kahla as Director 4
ForForReappoint PricewaterhouseCoopers Inc. as Auditors of the Company
5
ForForRe-elect Colin Beggs as Member of the Audit Committee
6.1
ForForRe-elect Trix Kennealy as Member of the Audit Committee
6.2
ForForRe-elect Nomgando Matyumza as Member of the Audit Committee
6.3
ForForRe-elect Stephen Westwell as Member of the Audit Committee
6.4
ForForApprove Remuneration Policy 7
ForForApprove Implementation Report of the Remuneration Policy
8
ForForAmend Memorandum of Incorporation 9
Page 696 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Woolworths Holdings Ltd.
Meeting Date: 11/27/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Re-elect Hubert Brody as Director For For
ForForElect David Kneale as Director 2.1
ForForElect Thembisa Skweyiya as Director 2.2
ForForElect Belinda Earl as Director 2.3
ForForElect Christopher Colfer as Director 2.4
ForForElect Clive Thomson as Director 2.5
ForForRe-elect Zarina Bassa as Member of the Audit Committee
3.1
ForForElect Thembisa Skweyiya as Member of the Audit Committee
3.2
ForForRe-elect Andrew Higginson as Member of the Audit Committee
3.3
ForForElect Christopher Colfer as Member of the Audit Committee
3.4
ForForElect Clive Thomson as Member of the Audit Committee
3.5
ForForReappoint Ernst & Young Inc as Auditors of the Company with the Designated Audit Partner
4
ForForAmend the Rules of the Performance Share Plan
5
ForForApprove Remuneration Policy 6
ForForApprove Remuneration Implementation Report
7
ForForAuthorise Repurchase of Issued Share Capital 8
ForForApprove Remuneration of Non-executive Directors
9
Discovery Ltd.
Meeting Date: 11/28/2019 Country: South Africa
Meeting Type: Annual
Page 697 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Discovery Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2019
For For
ForForReappoint PricewaterhouseCoopers Inc as Auditors of the Company and Appoint Andrew Taylor as the Individual Registered Auditor
2
ForForRe-elect Les Owen as Chairperson of the Audit Committee
3.1
ForForRe-elect Sindi Zilwa as Member of the Audit Committee
3.2
ForForRe-elect Sonja De Bruyn as Member of the Audit Committee
3.3
ForForRe-elect Richard Farber as Director 4.1
ForForRe-elect Herman Bosman as Director 4.2
ForForRe-elect Faith Khanyile as Director 4.3
ForForElect Mark Tucker as Director 4.4
ForForApprove Remuneration Policy 5.1
ForForApprove Implementation of the Remuneration Policy
5.2
ForForApprove the Long-Term Incentive Plan 6
ForForAuthorise Ratification of Approved Resolutions
7
ForForAuthorise Directors to Allot and Issue A Preference Shares
8.1
AgainstForAuthorise Directors to Allot and Issue B Preference Shares
8.2
ForForAuthorise Directors to Allot and Issue C Preference Shares
8.3
ForForApprove Non-executive Directors' Remuneration
1
ForForAuthorise Repurchase of Issued Share Capital 2
ForForApprove Financial Assistance in Terms of Sections 44 and 45 of the Companies Act
3
ForForAuthorise Board to Allot and Issue Shares Pursuant to the Long-Term Incentive Plan
4
Page 698 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
FAST RETAILING CO., LTD.
Meeting Date: 11/28/2019 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Amend Provisions on Number of Statutory Auditors
For For
ForForElect Director Yanai, Tadashi 2.1
AgainstForElect Director Hambayashi, Toru 2.2
AgainstForElect Director Hattori, Nobumichi 2.3
AgainstForElect Director Shintaku, Masaaki 2.4
AgainstForElect Director Nawa, Takashi 2.5
AgainstForElect Director Ono, Naotake 2.6
AgainstForElect Director Okazaki, Takeshi 2.7
AgainstForElect Director Yanai, Kazumi 2.8
AgainstForElect Director Yanai, Koji 2.9
ForForAppoint Statutory Auditor Mizusawa, Masumi 3
ForForApprove Compensation Ceiling for Directors 4
FirstRand Ltd.
Meeting Date: 11/28/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Re-elect Tandi Nzimande as Director For For
ForForRe-elect Mary Bomela as Director 1.2
ForForRe-elect Grant Gelink as Director 1.3
ForForRe-elect Faffa Knoetze as Director 1.4
ForForElect Louis von Zeuner as Director 1.5
ForForReappoint Deloitte & Touche as Auditors of the Company
2.1
ForForReappoint PricewaterhouseCoopers Inc as Auditors of the Company
2.2
Page 699 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
FirstRand Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForPlace Authorised but Unissued Ordinary Shares under Control of Directors
3
ForForAuthorise Ratification of Approved Resolutions
4
ForForApprove Remuneration Policy 1
ForForApprove Remuneration Implementation Report
2
ForForAuthorise Repurchase of Issued Share Capital 1
ForForApprove Financial Assistance to Directors and Prescribed Officers as Employee Share Scheme Beneficiaries
2.1
ForForApprove Financial Assistance to Related and Inter-related Entities
2.2
ForForApprove Remuneration of Non-executive Directors
3
ForAgainstApprove Report on Company's Assessment of its Exposure to Climate-Related Risks by no later than October 2020
5
ForForAdopt and Publicly Disclose a Policy on Fossil Fuel Lending by no later than October 2020
6
Fletcher Building Ltd.
Meeting Date: 11/28/2019 Country: New Zealand
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Peter Crowley as Director For For
ForForAuthorize Board to Fix Remuneration of the Auditors
2
ForForAdopt New Constitution 3
Remgro Ltd.
Meeting Date: 11/28/2019 Country: South Africa
Meeting Type: Annual
Page 700 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Remgro Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2019
For For
ForForReappoint PricewaterhouseCoopers Inc. as Auditors of the Company with Anton Wentzel as the Individual Registered Auditor
2
ForForRe-elect Jannie Durand as Director 3
ForForRe-elect Peter Mageza as Director 4
ForForRe-elect Josua Malherbe as Director 5
ForForRe-elect Phillip Moleketi as Director 6
ForForRe-elect Frederick Robertson as Director 7
ForForElect Anton Rupert as Director 8
ForForRe-elect Sonja de Bruyn Sebotsa as Member of the Audit and Risk Committee
9
ForForRe-elect Peter Mageza as Member of the Audit and Risk Committee
10
ForForRe-elect Phillip Moleketi as Member of the Audit and Risk Committee
11
ForForRe-elect Frederick Robertson as Member of the Audit and Risk Committee
12
ForForPlace Authorised but Unissued Shares under Control of Directors
13
ForForApprove Remuneration Policy 14
ForForApprove Remuneration Implementation Report
15
ForForApprove Directors' Remuneration 1
ForForAuthorise Repurchase of Issued Share Capital 2
ForForApprove Financial Assistance in Terms of Section 44 of the Companies Act
3
ForForApprove Financial Assistance in Terms of Section 45 of the Companies Act
4
The Bidvest Group Ltd.
Meeting Date: 11/28/2019 Country: South Africa
Meeting Type: Annual
Page 701 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
The Bidvest Group Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Re-elect Bongi Masinga as Director For For
ForForRe-elect Mpumi Madisa as Director 1.2
ForForElect Bonang Mohale as Director 2.1
ForForReappoint PricewaterhouseCoopers Inc. as Auditors of the Company with Craig West as the Individual Registered Auditor
3
ForForRe-elect Norman Thomson as Member of the Audit Committee
4.1
ForForRe-elect Renosi Mokate as Member of the Audit Committee
4.2
ForForRe-elect Eric Diack as Member of the Audit Committee
4.3
ForForPlace Authorised but Unissued Shares under Control of Directors
5
ForForAuthorise Board to Issue Shares for Cash 6
ForForApprove Payment of Dividend by Way of Pro Rata Reduction of Share Capital or Share Premium
7
ForForAuthorise Ratification of Approved Resolutions
8
ForForApprove Ratification Relating to Personal Financial Interest Arising From Multiple Offices in the Group
9
ForForApprove Remuneration Policy 1
ForForImplementation of Remuneration Policy 2
ForForApprove Non-Executive Directors' Remuneration
1
ForForAuthorise Repurchase of Issued Share Capital 2
ForForApprove Financial Assistance in Terms of Sections 44 and 45 of the Companies Act
3
CanSino Biologics Inc.
Meeting Date: 11/29/2019 Country: China
Meeting Type: Special
Page 702 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
CanSino Biologics Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Fulfillment by the Company of the Requirements for Initial Public Offering of A Shares and Listing on the SSE STAR Market
For For
ForForApprove Class of New Shares to be Issued 2.1
ForForApprove Nominal Value of New Shares to be Issued
2.2
ForForApprove Issue Size 2.3
ForForApprove Method and Schedule of Issuance 2.4
ForForApprove Target Subscribers 2.5
ForForApprove Pricing Methodology 2.6
ForForApprove Issuance Expenses 2.7
ForForApprove Method of Underwriting 2.8
ForForApprove Subscription by the Company's Senior Management and Core Employees
2.9
ForForApprove Place of listing 2.10
ForForApprove Validity Period of the Resolutions 2.11
ForForApprove Investment Projects to be Funded by the Proceeds Raised from the Issuance of A Shares and Feasibility Analysis
3
ForForAuthorize Board to Handle All Matters in Relation to the Proposed Issuance of A Shares and the Listing on the SSE STAR Market
4
ForForApprove Proposal for Accumulated Profit Distribution and the Plan for Undertaking Unrecovered Losses Prior to the Issuance of A Shares
5
ForForApprove Three-Year Dividend Distribution Plan for Shareholders After Initial Public Offering of A Shares and Listing on the SSE STAR Market
6
ForForApprove Share Price Stabilization Plan and Restraining Measures Within Three Years After Initial Public Offering of A Shares and Listing on the SSE STAR Market
7
ForForApprove Undertakings and Restraining Measures Relating to the Issuance of A Shares and Listing on the SSE STAR Market and Authorize Board to Make Appropriate Undertakings for the Purpose of the Issuance of A Shares
8
Page 703 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
CanSino Biologics Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Impact of Dilution on Immediate Return by the Initial Public Offering of A Shares and Adoption of Recovery Measures
9
ForForAmend Articles of Association in Respect of the Issuance of A Share
10
ForForAmend Articles of Association 11
ForForApprove Amendments to the Company's Internal Management Policies
12
ForForApprove Engagement of Professional Intermediaries for the Proposed Issuance of A Shares and Listing and Authorize Board to Determine the Relevant Remuneration of the Aforementioned Intermediaries
13
ForForApprove Uncovered Deficit of the Company Amounting to One-Third of the Total Share Capital
14
ForForApprove Report on the Use of Proceeds Raised in Previous Offering
15
ForForElect Shuifa Gui as Director 16
ForForElect Jianzhong Liu as Director 17
ForForElect Jiangfeng Li as Supervisor 18
CanSino Biologics Inc.
Meeting Date: 11/29/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Fulfillment by the Company of the Requirements for Initial Public Offering of A Shares and Listing on the SSE STAR Market
For For
ForForApprove Class of New Shares to be Issued 2.1
ForForApprove Nominal Value of New Shares to be Issued
2.2
ForForApprove Issue Size 2.3
ForForApprove Method and Schedule of Issuance 2.4
ForForApprove Target Subscribers 2.5
ForForApprove Pricing Methodology 2.6
Page 704 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
CanSino Biologics Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Issuance Expenses 2.7
ForForApprove Method of Underwriting 2.8
ForForApprove Subscription by the Company's Senior Management and Core Employees
2.9
ForForApprove Place of listing 2.10
ForForApprove Validity Period of the Resolutions 2.11
ForForApprove Investment Projects to be Funded by the Proceeds Raised from the Issuance of A Shares and Feasibility Analysis
3
ForForAuthorize Board to Handle All Matters in Relation to the Proposed Issuance of A Shares and the Listing on the SSE STAR Market
4
ForForApprove Proposal for Accumulated Profit Distribution and the Plan for Undertaking Unrecovered Losses Prior to the Issuance of A Shares
5
ForForApprove Three-Year Dividend Distribution Plan for Shareholders After Initial Public Offering of A Shares and Listing on the SSE STAR Market
6
ForForApprove Share Price Stabilization Plan and Restraining Measures Within Three Years After Initial Public Offering of A Shares and Listing on the SSE STAR Market
7
ForForApprove Undertakings and Restraining Measures Relating to the Issuance of A Shares and Listing on the SSE STAR Market and Authorize Board to Make Appropriate Undertakings for the Purpose of the Issuance of A Shares
8
ForForApprove Impact of Dilution on Immediate Return by the Initial Public Offering of A Shares and Adoption of Recovery Measures
9
Dongfeng Motor Group Company Limited
Meeting Date: 11/29/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Resignation of Wen Shuzhong as Supervisor
For For
Page 705 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Dongfeng Motor Group Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect He Wei as Supervisor 2
ForForApprove Resignation of Cao Xinghe as Director
3
ForForElect You Zheng as Director 4
ForForElect Cheng Daoran as Director 5
ForForApprove Remuneration of Candidates for Directors and Supervisor
6
GD Power Development Co., Ltd.
Meeting Date: 11/29/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Application for Bankruptcy Liquidation of Guodian Xuanwei Power Generation Co.,Ltd.
For For
ForForApprove Bankruptcy Reorganization Plan of Guodian Xuanwei Power Generation Co.,Ltd.
2
HCL Technologies Limited
Meeting Date: 11/29/2019 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Increase Authorized Share Capital and Amend Memorandum of Association
For For
ForForApprove Issuance of Bonus Shares 2
Singapore Press Holdings Ltd.
Meeting Date: 11/29/2019 Country: Singapore
Meeting Type: Annual
Page 706 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Singapore Press Holdings Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Financial Statements and Directors' and Auditors' Reports
For For
ForForApprove Final Dividend and Special Dividend 2
ForForElect Ng Yat Chung as Director 3i
ForForElect Tan Yen Yen as Director 3ii
ForForElect Lim Ming Yan as Director 4
ForForApprove Directors' Fees 5
ForForApprove Auditors and Authorize Board to Fix Their Remuneration
6
AgainstForApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
7i
ForForApprove Grant of Awards and Issuance of Shares Under the SPH Performance Share Plan 2016
7ii
ForForAuthorize Share Repurchase Program 7iii
Aurobindo Pharma Limited
Meeting Date: 11/30/2019 Country: India
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Scheme of Amalgamation For For
Boyd Group Income Fund
Meeting Date: 12/02/2019 Country: Canada
Meeting Type: Special
Page 707 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Boyd Group Income Fund
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Reorganization of the Fund Re: Conversion from Income Trust to Public Corporation
For For
Mexichem SAB de CV
Meeting Date: 12/02/2019 Country: Mexico
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Cash Dividends of up to USD 180 Million
For For
ForForAuthorize Board to Ratify and Execute Approved Resolutions
2
PGE Polska Grupa Energetyczna SA
Meeting Date: 12/02/2019 Country: Poland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect Meeting Chairman For For
ForForApprove Agenda of Meeting 4
ForForResolve Not to Elect Members of Vote Counting Commission
5
AgainstNoneCancel Dec. 14, 2016, EGM, Resolution and June 27, 2017, AGM Resolutions; Amend Dec. 14, 2016, EGM, Resolution Re: Approve Remuneration Policy for Management Board Members; Approve Remuneration Policy for Management Board Members
6
AgainstNoneAmend Dec. 14, 2016, EGM, Resolution Re: Approve Remuneration Policy for Supervisory Board Members
7
Page 708 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
PGE Polska Grupa Energetyczna SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstNoneApprove Decision on Covering Costs of Convocation of General Meeting of Shareholders
8
Sany Heavy Industry Co., Ltd.
Meeting Date: 12/02/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Change of Auditor For For
Tianma Microelectronics Co. Ltd.
Meeting Date: 12/02/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Company's Eligibility for Private Placement of Shares
For Against
AgainstForApprove Share Type and Par Value 2.1
AgainstForApprove Issue Manner and Issue Time 2.2
AgainstForApprove Target Subscribers and Subscription Method
2.3
AgainstForApprove Pricing Reference Date, Issue Price and Pricing Principle
2.4
AgainstForApprove Issue Size 2.5
AgainstForApprove Lock-up Period 2.6
AgainstForApprove Listing Exchange 2.7
ForForApprove Amount and Usage of Raised Funds 2.8
AgainstForApprove Distribution Arrangement of Undistributed Earnings
2.9
AgainstForApprove Resolution Validity Period 2.10
Page 709 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Tianma Microelectronics Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Plan for Private Placement of Shares (Revised)
3
ForForApprove Feasibility Analysis Report on the Intended Usage of Raised Funds
4
ForForApprove Report on the Usage of Previously Raised Funds
5
AgainstForApprove Signing of Conditional Share Subscription Agreement between Company and Hubei Changjiang Tianma Dingzeng Investment Fund Partnership (Limited Partnership)
6
AgainstForApprove Signing of Conditional Share Subscription Agreement between Company and Hubei Technology Investment Group Co., Ltd.
7
AbstainForApprove Whitewash Waiver and Related Transactions
8
AgainstForApprove Authorization of the Board to Handle All Related Matters
9
AgainstForApprove Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken
10
AgainstForApprove Commitment from Controlling Shareholder, Ultimate Controlling Shareholder, Directors and Senior Management Regarding Counter-dilution Measures in Connection to the Private Placement
11
AgainstForApprove Amendments to Articles of Association
12
Comtech Telecommunications Corp.
Meeting Date: 12/03/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Fred Kornberg For For
ForForElect Director Edwin Kantor 1b
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
Page 710 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Comtech Telecommunications Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAmend Omnibus Stock Plan 4
Expedia Group, Inc.
Meeting Date: 12/03/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Samuel Altman For For
ForForElect Director Susan C. Athey 1b
ForForElect Director A. George 'Skip' Battle 1c
ForForElect Director Chelsea Clinton 1d
ForForElect Director Barry Diller 1e
ForForElect Director Craig A. Jacobson 1f
ForForElect Director Victor A. Kaufman 1g
ForForElect Director Peter M. Kern 1h
ForForElect Director Dara Khosrowshahi 1i
ForForElect Director Mark D. Okerstrom 1j
ForForElect Director Alexander von Furstenberg 1k
ForForElect Director Julie Whalen 1l
ForForApprove Securities Transfer Restrictions 2a
ForForApprove Change-of-Control Clause 2b
ForForRatify Ernst & Young as Auditors 3
Henan Shuanghui Investment & Development Co., Ltd.
Meeting Date: 12/03/2019 Country: China
Meeting Type: Special
Page 711 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Henan Shuanghui Investment & Development Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For Against
ForForApprove Additional Daily Related Party Transactions
2
ForForApprove Remuneration Standard of Chairman of the Supervisory Board
3
Oil Co. LUKOIL PJSC
Meeting Date: 12/03/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends of RUB 192 per Share for First Nine Months of Fiscal 2019
For For
ForForApprove Remuneration of Directors 2
ForForApprove Remuneration of Members of Audit Commission
3
ForForApprove Charter in New Edition 4
ForForApprove Early Termination of Powers of Audit Commission
5
ForForAmend Regulations on General Meetings 6
ForForAmend Regulations on Board of Directors 7
ForForAmend Regulations on Management 8
ForForCancel Regulations on Audit Commission 9
ForForApprove Reduction in Share Capital through Share Repurchase Program and Subsequent Share Cancellation
10
Bandhan Bank Limited
Meeting Date: 12/04/2019 Country: India
Meeting Type: Special
Page 712 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Bandhan Bank Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Reduction of Share Capital and Amend Capital Clause of the Memorandum of Association
For For
ForForApprove Increase in Limit on Foreign Shareholdings
2
Greenland Holdings Corp. Ltd.
Meeting Date: 12/04/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve to Appoint Auditor For For
ForForApprove Provision of Guarantee 2
Microsoft Corporation
Meeting Date: 12/04/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director William H. Gates, III For For
ForForElect Director Reid G. Hoffman 1.2
ForForElect Director Hugh F. Johnston 1.3
ForForElect Director Teri L. List-Stoll 1.4
ForForElect Director Satya Nadella 1.5
ForForElect Director Sandra E. Peterson 1.6
ForForElect Director Penny S. Pritzker 1.7
ForForElect Director Charles W. Scharf 1.8
ForForElect Director Arne M. Sorenson 1.9
Page 713 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Microsoft Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director John W. Stanton 1.10
ForForElect Director John W. Thompson 1.11
ForForElect Director Emma N. Walmsley 1.12
ForForElect Director Padmasree Warrior 1.13
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
AgainstAgainstReport on Employee Representation on the Board of Directors
4
ForAgainstReport on Gender Pay Gap 5
North American Palladium Ltd.
Meeting Date: 12/04/2019 Country: Canada
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amalgamation with 11638050 Canada Inc. and Lac Des Iles Mines Ltd.
For Against
Pandora AS
Meeting Date: 12/04/2019 Country: Denmark
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Peter A. Ruzicka as New Director For For
ForForAuthorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities
2
Page 714 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Roan Resources, Inc.
Meeting Date: 12/04/2019 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For For
ForForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
TCL Corp.
Meeting Date: 12/04/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Related-party Transaction in Connection to Participation in Equity Investment Funds
For For
Telenet Group Holding NV
Meeting Date: 12/04/2019 Country: Belgium
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Intermediate Dividends of EUR 0.57 Per Share
For For
ForForAuthorize Implementation of Approved Resolution Re: Delegation of Powers
2
Telenet Group Holding NV
Meeting Date: 12/04/2019 Country: Belgium
Meeting Type: Special
Page 715 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Telenet Group Holding NV
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Cancellation of Repurchased Shares For For
Aspen Pharmacare Holdings Ltd.
Meeting Date: 12/05/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2019
For For
ForForReceive and Note the Social & Ethics Committee Report
2
ForForRe-elect Kuseni Dlamini as Director 3.1
ForForElect Ben Kruger as Director 3.2
ForForElect Themba Mkhwanazi as Director 3.3
ForForRe-elect Babalwa Ngonyama as Director 3.4
ForForRe-elect David Redfern as Director 3.5
ForForRe-elect Sindi Zilwa as Director 3.6
ForForReappoint PricewaterhouseCoopers Inc as Auditors of the Company and Appoint Anastacia Tshesane as the Individual Registered Auditor
4
ForForRe-elect Linda de Beer as Member of the Audit & Risk Committee
5.1
ForForElect Ben Kruger as Member of the Audit & Risk Committee
5.2
ForForRe-elect Babalwa Ngonyama as Member of the Audit & Risk Committee
5.3
ForForRe-elect Sindi Zilwa as Member of the Audit & Risk Committee
5.4
ForForPlace Authorised but Unissued Shares under Control of Directors
6
ForForAuthorise Board to Issue Shares for Cash 7
ForForAuthorise Ratification of Approved Resolutions
8
Page 716 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Aspen Pharmacare Holdings Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration Policy 1
ForForApprove Remuneration Implementation Report
2
ForForApprove Fees of the Board Chairman 1.1a
ForForApprove Fees of the Board Members 1.1b
ForForApprove Fees of the Audit & Risk Committee Chairman
1.2a
ForForApprove Fees of the Audit & Risk Committee Members
1.2b
ForForApprove Fees of the Remuneration & Nomination Committee Chairman
1.3a
ForForApprove Fees of the Remuneration & Nomination Committee Members
1.3b
ForForApprove Fees of the Social & Ethics Committee Chairman
1.4a
ForForApprove Fees of the Social & Ethics Committee Members
1.4b
ForForApprove Financial Assistance in Terms of Section 45 of the Companies Act
2
AgainstForAuthorise Repurchase of Issued Share Capital 3
Coloplast A/S
Meeting Date: 12/05/2019 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Accept Financial Statements and Statutory Reports
For For
ForForApprove Allocation of Income and Dividends 3
ForForApprove Remuneration Report 4
ForForApprove Remuneration of Directors in the Amount of DKK 1.35 Million for Chairman, DKK 787,500 for Deputy Chairman, and DKK 450,000 for Other Directors; Approve Remuneration for Committee Work
5.1
AgainstForApprove Update of the Company's Overall Guidelines for Incentive Pay to the Executive Management
5.2
Page 717 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Coloplast A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Articles Re: Annual General Meeting Agenda
5.3
ForForAmend Articles Re: Participation on General Meetings
5.4
ForForAuthorize Share Repurchase Program 5.5
AbstainForReelect Lars Soren Rasmussen as Director 6.1
AbstainForReelect Niels Peter Louis-Hansen as Director 6.2
ForForReelect Birgitte Nielsen as Director 6.3
ForForReelect Carsten Hellmann as Director 6.4
ForForReelect Jette Nygaard-Andersen as Director 6.5
AbstainForReelect Jorgen Tang-Jensen as Director 6.6
AbstainForRatify PricewaterhouseCoopers as Auditors 7
Myriad Genetics, Inc.
Meeting Date: 12/05/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Mark C. Capone For For
ForForElect Director Heiner Dreismann 1.2
ForForElect Director Colleen F. Reitan 1.3
AgainstForAmend Restricted Stock Plan 2
ForForRatify Ernst & Young LLP as Auditors 3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Vail Resorts, Inc.
Meeting Date: 12/05/2019 Country: USA
Meeting Type: Annual
Page 718 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Vail Resorts, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Susan L. Decker For For
ForForElect Director Robert A. Katz 1b
ForForElect Director John T. Redmond 1c
ForForElect Director Michele Romanow 1d
ForForElect Director Hilary A. Schneider 1e
ForForElect Director D. Bruce Sewell 1f
ForForElect Director John F. Sorte 1g
ForForElect Director Peter A. Vaughn 1h
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Associated British Foods Plc
Meeting Date: 12/06/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForApprove Final Dividend 4
ForForRe-elect Emma Adamo as Director 5
ForForRe-elect Graham Allan as Director 6
ForForRe-elect John Bason as Director 7
ForForRe-elect Ruth Cairnie as Director 8
ForForRe-elect Wolfhart Hauser as Director 9
ForForRe-elect Michael McLintock as Director 10
ForForRe-elect Richard Reid as Director 11
Page 719 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Associated British Foods Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect George Weston as Director 12
ForForReappoint Ernst & Young LLP as Auditors 13
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
14
ForForAuthorise Political Donations and Expenditure 15
ForForAuthorise Issue of Equity 16
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
18
China National Chemical Engineering Co., Ltd.
Meeting Date: 12/06/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association For For
ForForElect Xu Wanming as Supervisor 2.1
ForForElect Fan Junsheng as Supervisor 2.2
China United Network Communications Ltd.
Meeting Date: 12/06/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Related Party Transaction For Against
ForForElect Wang Haifeng as Non-independent Director
2
ForForApprove Repurchase and Cancellation of Performance Shares
3
Page 720 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China United Network Communications Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Reduce Registered Capital, Amend Articles of Association and Handle Business Registration Matters
4
Copart, Inc.
Meeting Date: 12/06/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Willis J. Johnson For For
ForForElect Director A. Jayson Adair 1.2
ForForElect Director Matt Blunt 1.3
ForForElect Director Steven D. Cohan 1.4
ForForElect Director Daniel J. Englander 1.5
ForForElect Director James E. Meeks 1.6
ForForElect Director Thomas N. Tryforos 1.7
ForForElect Director Diane M. Morefield 1.8
ForForElect Director Stephen Fisher 1.9
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
Medtronic plc
Meeting Date: 12/06/2019 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Richard H. Anderson For For
ForForElect Director Craig Arnold 1b
ForForElect Director Scott C. Donnelly 1c
Page 721 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Medtronic plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Andrea J. Goldsmith 1d
ForForElect Director Randall J. Hogan, III 1e
ForForElect Director Omar Ishrak 1f
ForForElect Director Michael O. Leavitt 1g
ForForElect Director James T. Lenehan 1h
ForForElect Director Geoffrey S. Martha 1i
ForForElect Director Elizabeth G. Nabel 1j
ForForElect Director Denise M. O'Leary 1k
ForForElect Director Kendall J. Powell 1l
ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForRenew the Board's Authority to Issue Shares Under Irish Law
4
ForForRenew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law
5
ForForAuthorize Overseas Market Purchases of Ordinary Shares
6
MSG Networks Inc.
Meeting Date: 12/06/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Joseph J. Lhota For For
ForForElect Director Joel M. Litvin 1.2
ForForElect Director John L. Sykes 1.3
ForForRatify KPMG LLP as Auditors 2
ForForAmend Non-Employee Director Omnibus Stock Plan
3
Page 722 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Premier, Inc.
Meeting Date: 12/06/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Susan D. DeVore For For
ForForElect Director Jody R. Davids 1.2
ForForElect Director Peter S. Fine 1.3
ForForElect Director David H. Langstaff 1.4
ForForElect Director Marvin R. O'Quinn 1.5
ForForRatify Ernst & Young LLP as Auditors 2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vedanta Limited
Meeting Date: 12/06/2019 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Krishnamurthi Venkataramanan to Continue Office as Non-Executive Independent Director
For For
ForForReelect Krishnamurthi Venkataramanan as Director
2
Vedanta Limited
Meeting Date: 12/06/2019 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Krishnamurthi Venkataramanan to Continue Office as Non-Executive Independent Director
For For
Page 723 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Vedanta Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Krishnamurthi Venkataramanan as Director
2
Whitbread Plc
Meeting Date: 12/06/2019 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Policy For Against
AgainstForApprove Restricted Share Plan 2
Mahindra & Mahindra Financial Services Limited
Meeting Date: 12/08/2019 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Arvind V. Sonde as Director For For
ForForReelect Chandrashekhar Bhave as Director 2
ForForApprove Revision in the Scale of Salary of Ramesh Iyer as Managing Director Designated as Vice-Chairman & Managing Director
3
Sahara International Petrochemical Co.
Meeting Date: 12/08/2019 Country: Saudi Arabia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Khalid Al Zamil as Director None For
ForNoneElect Riyadh Idrees as Director 1.2
Page 724 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Sahara International Petrochemical Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForNoneElect Ayidh Al Qarni as Director 1.3
AbstainNoneElect Abdulrahman Al Zamil as Director 1.4
ForNoneElect Fahad Al Rajhi as Director 1.5
ForNoneElect Ziad Al Turki as Director 1.6
AbstainNoneElect Khalid Al Shweiar as Director 1.7
AbstainNoneElect Saeed Al Issai as Director 1.8
AbstainNoneElect Ahmed Al Dhweian as Director 1.9
ForNoneElect Bandar Massoudi as Director 1.10
ForNoneElect Sami Zidan as Director 1.11
ForNoneElect Salih Bahamdan as Director 1.12
AbstainNoneElect Salih Al Humeidan as Director 1.13
AbstainNoneElect Sami Al Omar as Director 1.14
AbstainNoneElect Huseein bin Hafidh as Director 1.15
ForNoneElect Thamir Al Wadai as Director 1.16
ForNoneElect Fahad Al Shammari as Director 1.17
AbstainNoneElect Mohammed Al Ghamdi as Director 1.18
AbstainNoneElect Salih Al Yami as Director 1.19
AbstainNoneElect Mohammed bin Ali as Director 1.20
AbstainNoneElect Wael Al Bassam as Director 1.21
AbstainNoneElect Raad Al Qahtani as Director 1.22
AbstainNoneElect Abdulaziz bin Dael as Director 1.23
AbstainNoneElect Abdullah Al Sabeel as Director 1.24
AbstainNoneElect Nabeel Manqash as Director 1.25
AbstainNoneElect Mohammed Al Moammar as Director 1.26
AbstainNoneElect Youssif Al Zamil as Director 1.27
AbstainNoneElect Ibrahim Al Oteibi as Director 1.28
AbstainNoneElect Saeed Basamah as Director 1.29
AbstainNoneElect Adil Al Shayea as Director 1.30
AbstainNoneElect Aziz Al Inizi as Director 1.31
AbstainNoneElect Turki Al Rajhi as Director 1.32
ForNoneElect Waleed Baamarouf as Director 1.33
Page 725 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Sahara International Petrochemical Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AbstainNoneElect Muneer Al Sagheer as Director 1.34
AbstainNoneElect Mohammed Al Oteibi as Director 1.35
AbstainNoneElect Zein Al Imam as Director 1.36
ForForElect Members of Audit Committee, Approve its Charter and the Remuneration of Its Members
2
ForForElect Ayidh Al Qarni as Member of Audit Committee
3
ForForElect Khalid Al Zamil as Director 4
ForForApprove Increase of Auditors' Remuneration Re: Workload for Q2, Q3, Q4 for FY 2019 and Q1 for FY 2020
5
ForForApprove Audit Committee Charter 6
1-800-FLOWERS.COM, Inc.
Meeting Date: 12/09/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Geralyn R. Breig For For
ForForElect Director Celia R. Brown 1.2
ForForElect Director James A. Cannavino 1.3
ForForElect Director Eugene F. DeMark 1.4
ForForElect Director Leonard J. Elmore 1.5
ForForElect Director Adam Hanft 1.6
ForForElect Director Sean Hegarty 1.7
ForForElect Director Christopher G. McCann 1.8
ForForElect Director James F. McCann 1.9
ForForElect Director Katherine Oliver 1.10
ForForElect Director Larry Zarin 1.11
ForForRatify BDO USA, LLP as Auditors 2
Page 726 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China National Building Material Company Limited
Meeting Date: 12/09/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Zhan Yanjing as Director and Authorize Board to Fix Her Remuneration
For For
AgainstForApprove Financial Services Framework Agreement, Provision of Deposit Services, the Caps of the Deposit Services and Related Transactions
2
Financial Street Holdings Co., Ltd.
Meeting Date: 12/09/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Assistance Provision For For
IHH Healthcare Berhad
Meeting Date: 12/09/2019 Country: Malaysia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Proposed Acquisition For For
Kroton Educacional SA
Meeting Date: 12/09/2019 Country: Brazil
Meeting Type: Special
Page 727 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Kroton Educacional SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Change Company Name to Cogna Educacao S.A. and Amend Article 1 Accordingly
For For
ForForAmend Articles 2
ForForFix Number of Directors at Seven 3
ForNoneDo You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
4
ForForElect Directors 5
AgainstNoneIn Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
6
ForNoneIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?
7
AbstainNonePercentage of Votes to Be Assigned - Elect Evando Jose Neiva as Director
8.1
ForNonePercentage of Votes to Be Assigned - Elect Juliana Rozenbaum Munemori as Director
8.2
AbstainNonePercentage of Votes to Be Assigned - Elect Luiz Antonio de Moraes Carvalho as Director
8.3
AbstainNonePercentage of Votes to Be Assigned - Elect Nicolau Ferreira Chacur as Director
8.4
AbstainNonePercentage of Votes to Be Assigned - Elect Rodrigo Calvo Galindo as Director
8.5
AbstainNonePercentage of Votes to Be Assigned - Elect Thiago dos Santos Piau as Director
8.6
AbstainNonePercentage of Votes to Be Assigned - Elect Walfrido Silvino dos Mares Guia Neto as Director
8.7
Lupin Limited
Meeting Date: 12/09/2019 Country: India
Meeting Type: Special
Page 728 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Lupin Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Divestment of the Entire Interest in Kyowa Pharmaceutical Industry Co. Limited, Japan by Nanomi B.V., Netherlands to Plutus Ltd., Japan
For For
Palo Alto Networks, Inc.
Meeting Date: 12/09/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Asheem Chandna For For
ForForElect Director James J. Goetz 1b
ForForElect Director Mark D. McLaughlin 1c
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
PT Bank Mandiri (Persero) Tbk
Meeting Date: 12/09/2019 Country: Indonesia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Changes in Board of Company For Against
Will Semiconductor Co., Ltd. Shanghai
Meeting Date: 12/09/2019 Country: China
Meeting Type: Special
Page 729 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Will Semiconductor Co., Ltd. Shanghai
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Repurchase and Cancellation of Performance Shares
For For
ForForAmend Articles of Association 2
ForForApprove Completed Fund-raising Investment Project and Use Its Remaining Raised Funds to Replenish Working Capital
3
Aluminum Corporation of China Limited
Meeting Date: 12/10/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association, Rules and Procedures Regarding General Meetings of Shareholders, Board and Supervisory Committee
For For
AgainstForApprove Proposed Subscription for the A Shares of Yunnan Aluminum to be Issued Through Non-Public Offering
2
ForForElect Ou Xiaowu as Supervisor 3
Cisco Systems, Inc.
Meeting Date: 12/10/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director M. Michele Burns For For
ForForElect Director Wesley G. Bush 1b
ForForElect Director Michael D. Capellas 1c
ForForElect Director Mark Garrett 1d
ForForElect Director Kristina M. Johnson 1e
Page 730 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Cisco Systems, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Roderick C. McGeary 1f
ForForElect Director Charles H. Robbins 1g
ForForElect Director Arun Sarin 1h
ForForElect Director Brenton L. Saunders 1i
ForForElect Director Carol B. Tome 1j
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify PricewaterhouseCoopers LLP as Auditors
3
ForAgainstRequire Independent Board Chairman 4
COSCO SHIPPING Ports Limited
Meeting Date: 12/10/2019 Country: Bermuda
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the New Financial Services Master Agreement and the Deposit Transactions, the Proposed Annual Cap Amounts and Related Transactions
For Against
Ping An Insurance (Group) Co. of China Ltd.
Meeting Date: 12/10/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.01 Elect Xie Yonglin as Director For For
ForForElect Tan Sin Yin as Director 1.02
ForForAmend Articles of Association 2
Page 731 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Ping An Insurance (Group) Co. of China Ltd.
Meeting Date: 12/10/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.01 Elect Xie Yonglin as Director For For
ForForElect Tan Sin Yin as Director 1.02
ForForAmend Articles of Association 2
Sinopec Shanghai Petrochemical Company Limited
Meeting Date: 12/10/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Mutual Product Supply and Sale Services Framework Agreement (2020-2022), Continuing Connected Transactions, Annual Caps and Related Transactions
For For
ForForApprove Comprehensive Services Framework Agreement (2020- 2022), Continuing Connected Transactions, Annual Caps and Related Transactions
2
Absolute Software Corporation
Meeting Date: 12/11/2019 Country: Canada
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Fix Number of Directors at Six For For
ForForElect Director Daniel P. Ryan 2.1
ForForElect Director Lynn Atchison 2.2
ForForElect Director Gregory Monahan 2.3
ForForElect Director Salvatore (Sal) Visca 2.4
Page 732 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Absolute Software Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Gerhard Watzinger 2.5
ForForElect Director Christy Wyatt 2.6
ForForRatify Deloitte LLP as Auditors 3
ForForApprove Employee Share Ownership Plan 4
Barry Callebaut AG
Meeting Date: 12/11/2019 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
3.1 Accept Annual Report For For
AgainstForApprove Remuneration Report 3.2
ForForAccept Financial Statements and Consolidated Financial Statements
3.3
ForForApprove Allocation of Income and Dividends of CHF 26.00 per Share
4
ForForApprove Discharge of Board and Senior Management
5
ForForReelect Patrick De Maeseneire as Director 6.1.1
ForForReelect Fernando Aguirre as Director 6.1.2
ForForReelect Suja Chandrasekaran as Director 6.1.3
ForForReelect Angela Wei Dong as Director 6.1.4
AgainstForReelect Nicolas Jacobs as Director 6.1.5
ForForReelect Elio Sceti as Director 6.1.6
ForForReelect Timothy Minges as Director 6.1.7
ForForReelect Markus Neuhaus as Director 6.1.8
ForForElect Patrick De Maeseneire as Board Chairman
6.2
ForForAppoint Fernando Aguirre as Member of the Compensation Committee
6.3.1
ForForAppoint Suja Chandrasekaran as Member of the Compensation Committee
6.3.2
ForForAppoint Elio Sceti as Member of the Compensation Committee
6.3.3
Page 733 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Barry Callebaut AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAppoint Timothy Minges as Member of the Compensation Committee
6.3.4
ForForDesignate Keller KLG as Independent Proxy 6.4
ForForRatify KPMG AG as Auditors 6.5
ForForApprove Remuneration of Board of Directors in the Amount of CHF 2.2 Million and 2,190 Shares
7.1
ForForApprove Fixed Remuneration of Executive Committee in the Amount of CHF 6.5 Million
7.2
AgainstForApprove Variable Remuneration of Executive Committee in the Amount of CHF 19.7 Million
7.3
AgainstForTransact Other Business (Voting) 8
The Madison Square Garden Company
Meeting Date: 12/11/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.2 Elect Director Matthew C. Blank For For
ForForElect Director Joseph J. Lhota 1.3
ForForElect Director Richard D. Parsons 1.4
ForForElect Director Nelson Peltz 1.5
ForForElect Director Frederic V. Salerno 1.6
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AMADA HOLDINGS Co., Ltd.
Meeting Date: 12/12/2019 Country: Japan
Meeting Type: Special
Page 734 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
AMADA HOLDINGS Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Change Company Name - Amend Business Lines - Clarify Director Authority on Board Meetings
For For
ForForElect Director Kurihara, Toshinori 2.1
ForForElect Director Fukui, Yukihiro 2.2
ForForAppoint Statutory Auditor Shibata, Kotaro 3
Aspen Technology, Inc.
Meeting Date: 12/12/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Donald P. Casey For For
ForForElect Director Robert M. Whelan, Jr. 1.2
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Bank of Shanghai Co., Ltd.
Meeting Date: 12/12/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Company's Eligibility for Issuance of Convertible Bonds
For For
ForForApprove Issue Type 2.1
ForForApprove Issue Size 2.2
ForForApprove Par Value and Issue Price 2.3
ForForApprove Bond Maturity 2.4
Page 735 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Bank of Shanghai Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Bond Interest Rate 2.5
ForForApprove Term and Method of Interest Payment
2.6
ForForApprove Conversion Period 2.7
ForForApprove Method for Determining the Number of Shares for Conversion
2.8
ForForApprove Determination and Adjustment of Conversion Price
2.9
ForForApprove Terms for Downward Adjustment of Conversion Price
2.10
ForForApprove Ownership of Dividends During the Conversion Year
2.11
ForForApprove Terms of Redemption 2.12
ForForApprove Terms of Sell-Back 2.13
ForForApprove Issue Manner and Target Subscribers 2.14
ForForApprove Placing Arrangement for Shareholders
2.15
ForForApprove Bondholders and Bondholders Meeting
2.16
ForForApprove Usage of Raised Funds 2.17
ForForApprove Guarantee Matters 2.18
ForForApprove Resolution Validity Period 2.19
ForForApprove Authorization Matters 2.20
ForForApprove Feasibility Analysis Report on the Use of Proceeds
3
ForForApprove Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken
4
ForForApprove Report on the Usage of Previously Raised Funds
5
AgainstForApprove Capital Management Plan 6
AgainstForApprove Shareholder Return Plan 7
ForForElect Gu Jinshan as Non-Independent Director 8
Banque Saudi Fransi
Meeting Date: 12/12/2019 Country: Saudi Arabia
Meeting Type: Special
Page 736 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Banque Saudi Fransi
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Timothy Collins as Director For For
ForForAmend Article 24 of Bylaws Re: Chairman, Vice Chairman and Board Secretary
2
ForForAmend Corporate Social Responsibility Policy 3
ForForAuthorize Mandate to Approve Social Responsibility Programs Annually
4
ForForApprove Related Party Transactions Re: Villa Rental of 285,000 SAR
5
ForForApprove Related Party Transactions Re: Villa Rental of 237,500 SAR
6
ForForApprove Related Party Transactions Re: Villa Rental of 261,250 SAR
7
ForForApprove Related Party Transactions Re: Villa Rental of 269,000 SAR
8
ForForApprove Related Party Transactions Re: Villa Rental of 247,000 SAR
9
AgainstForApprove Related Party Transactions 10
ForForApprove the Standards for the Participation of Directors in a Business that would Compete with the Bank or Any of its Activities
11
ForForAllow Khalid Al Imran to Be Involved with Other Companies
12
ForForRatify Auditors and Fix Their Remuneration for FY 2020
13
China Cinda Asset Management Co., Ltd.
Meeting Date: 12/12/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance Plan of Tier-2 Capital Bonds and Relevant Authorization
For For
ForForElect Zhang Weidong as Director 2
Page 737 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Fabrinet
Meeting Date: 12/12/2019 Country: Cayman Islands
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Homa Bahrami For For
ForForElect Director Gregory P. Dougherty 1.2
ForForElect Director Rollance E. Olson 1.3
AgainstForApprove Omnibus Stock Plan 2
ForForRatify PricewaterhouseCoopers ABAS Ltd. as Auditors
3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Genworth Financial, Inc.
Meeting Date: 12/12/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director G. Kent Conrad For For
ForForElect Director Melina E. Higgins 1b
ForForElect Director Thomas J. McInerney 1c
ForForElect Director David M. Moffett 1d
ForForElect Director Thomas E. Moloney 1e
ForForElect Director Debra J. Perry 1f
ForForElect Director Robert P. Restrepo, Jr. 1g
ForForElect Director James S. Riepe 1h
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify KPMG LLP as Auditors 3
Page 738 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Guosen Securities Co., Ltd.
Meeting Date: 12/12/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Extension of Resolution Validity Period of Private Placement of Shares
For For
ForForApprove Authorization of Board to Handle All Related Matters Regarding Extension of Resolution Validity Period of Private Placement of Shares
2
ForForApprove Amendments to Articles of Association
3
ForForApprove to Appoint Auditor 4
Kingboard Laminates Holdings Limited
Meeting Date: 12/12/2019 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the New Supply and Service Framework Agreement, Proposed Annual Caps and Related Transactions
For For
OSI Systems, Inc.
Meeting Date: 12/12/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Deepak Chopra For For
ForForElect Director Steven C. Good 1.2
ForForElect Director Meyer Luskin 1.3
ForForElect Director William F. Ballhaus, Jr. 1.4
Page 739 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
OSI Systems, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director James B. Hawkins 1.5
ForForElect Director Gerald Chizever 1.6
ForForElect Director Kelli Bernard 1.7
ForForRatify Moss Adams LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Westpac Banking Corp.
Meeting Date: 12/12/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Nerida Caesar as Director For For
ForForElect Steven Harker as Director 2c
ForForElect Peter Marriott as Director 2d
ForForElect Margaret Seale as Director 2e
ForForApprove Remuneration Report 4
ForAgainstApprove Conditional Spill Resolution 5
AgainstAgainstApprove the Amendments to the Company's Constitution
6a
ForAgainstApprove Disclosure of Strategies and Targets for Reduction in Fossil Fuel Exposure
6b
YTL Corporation Berhad
Meeting Date: 12/12/2019 Country: Malaysia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Mark Yeoh Seok Kah as Director For For
ForForElect Yeoh Soo Keng as Director 2
Page 740 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
YTL Corporation Berhad
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Abdullah Bin Syed Abd. Kadir as Director 3
ForForElect Ahmad Fuaad Bin Mohd Dahalan as Director
4
ForForElect Noorma Binti Raja Othman as Director 5
ForForApprove Directors' Fees 6
ForForApprove Directors' Meeting Attendance Allowance
7
ForForApprove HLB Ler Lum PLT as Auditors and Authorize Board to Fix Their Remuneration
8
ForForApprove Cheong Keap Tai to Continue Office as Independent Non-Executive Director
9
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
10
ForForAuthorize Share Repurchase Program 11
ForForAdopt New Constitution 12
Agricultural Bank of China
Meeting Date: 12/13/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Final Remuneration Plan for Directors of the Bank for 2018
For For
ForForApprove Final Remuneration Plan for Supervisors of the Bank for 2018
2
ForForElect Zhang Qingsong as Director 3
ForForApprove Additional Special Budget of Poverty Alleviation Donations for 2019
4
CyberAgent, Inc.
Meeting Date: 12/13/2019 Country: Japan
Meeting Type: Annual
Page 741 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
CyberAgent, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 33
For For
ForForElect Director Fujita, Susumu 2.1
ForForElect Director Hidaka, Yusuke 2.2
ForForElect Director Okamoto, Yasuo 2.3
ForForElect Director Nakayama, Go 2.4
ForForElect Director Koike, Masahide 2.5
ForForElect Director Yamauchi, Takahiro 2.6
ForForElect Director Ukita, Koki 2.7
ForForElect Director Soyama, Tetsuhito 2.8
ForForElect Director Naito, Takahito 2.9
ForForElect Director Nagase, Norishige 2.10
ForForElect Director Yamada, Riku 2.11
AgainstForElect Director Nakamura, Koichi 2.12
ForForElect Director and Audit Committee Member Shiotsuki, Toko
3.1
ForForElect Director and Audit Committee Member Horiuchi, Masao
3.2
AgainstForElect Director and Audit Committee Member Numata, Isao
3.3
Greek Organisation of Football Prognostics SA
Meeting Date: 12/13/2019 Country: Greece
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Corporate Purpose For For
ForForElect Director 3
Page 742 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
K12 Inc.
Meeting Date: 12/13/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Aida M. Alvarez For For
ForForElect Director Craig R. Barrett 1.2
ForForElect Director Guillermo Bron 1.3
ForForElect Director Robert L. Cohen 1.4
ForForElect Director Nathaniel A. Davis 1.5
ForForElect Director John M. Engler 1.6
ForForElect Director Steven B. Fink 1.7
ForForElect Director Robert E. Knowling, Jr. 1.8
ForForElect Director Liza McFadden 1.9
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify BDO USA, LLP as Auditors 3
Paylocity Holding Corporation
Meeting Date: 12/13/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Steven R. Beauchamp For For
ForForElect Director Andres D. Reiner 1.2
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Thor Industries, Inc.
Meeting Date: 12/13/2019 Country: USA
Meeting Type: Annual
Page 743 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Thor Industries, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Andrew E. Graves For For
ForForElect Director Amelia A. Huntington 1.2
ForForElect Director Wilson Jones 1.3
ForForElect Director Christopher Klein 1.4
ForForElect Director J. Allen Kosowsky 1.5
ForForElect Director Robert W. Martin 1.6
ForForElect Director Peter B. Orthwein 1.7
ForForElect Director Jan H. Suwinski 1.8
ForForElect Director James L. Ziemer 1.9
ForForRatify Deloitte & Touche LLP as Auditors 2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Village Super Market, Inc.
Meeting Date: 12/13/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Robert Sumas For Withhold
ForForElect Director William Sumas 1.2
WithholdForElect Director John P. Sumas 1.3
ForForElect Director Nicholas Sumas 1.4
WithholdForElect Director John J. Sumas 1.5
ForForElect Director Kevin Begley 1.6
ForForElect Director Steven Crystal 1.7
ForForElect Director Peter R. Lavoy 1.8
ForForElect Director Stephen F. Rooney 1.9
ForForRatify KPMG LLP as Auditors 2
Page 744 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Village Super Market, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAgainstRequire a Majority Vote for the Election of Directors
3
China International Marine Containers (Group) Co., Ltd.
Meeting Date: 12/16/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Continuing Connected Transaction/Ordinary Related-Party Transactions with Cosco Shipping Development Co., Ltd.
For For
ForForApprove Acceptance and Provision of Financial Assistance of Connected/Related Party by the Controlling Subsidiaries of Shenzhen CIMC Skyspace Real Estate Development Co., Ltd.
2
Ecopetrol SA
Meeting Date: 12/16/2019 Country: Colombia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
4 Approve Meeting Agenda For For
ForForElect Chairman of Meeting 5
ForForAppoint Committee in Charge of Scrutinizing Elections and Polling
6
ForForElect Meeting Approval Committee 7
AgainstForApprove Reallocation of Occasional Reserves 8
ForForApprove Dividends Charged to Occasional Reserves
9
Page 745 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Everbright Securities Company Limited
Meeting Date: 12/16/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Engagement of External Auditors for the Year 2019
For For
Founder Securities Co., Ltd.
Meeting Date: 12/16/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Shi Hua as Non-Independent Director For For
ForForElect Gao Li as Non-Independent Director 2
ForForElect He Yagang as Non-Independent Director 3
ForForElect Liao Hang as Non-Independent Director 4
ForForElect Wang Huiwen as Non-Independent Director
5
ForForElect Hu Bin as Non-Independent Director 6
ForForElect Ye Lin as Independent Director 7
ForForElect Li Minggao as Independent Director 8
ForForElect Lv Wendong as Independent Director 9
ForForElect Yong Ping as Supervisor 10
ForForElect Zeng Yuan as Supervisor 11
Huatai Securities Co., Ltd.
Meeting Date: 12/16/2019 Country: China
Meeting Type: Special
Page 746 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Huatai Securities Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Change of Use of Partial Proceeds from Non-Public Issuance of A Shares
For For
ForForElect Zhang Wei as Director 2.1
ForForElect Zhou Yi as Director 2.2
AgainstForElect Ding Feng as Director 2.3
AgainstForElect Chen Yongbing as Director 2.4
AgainstForElect Xu Qing as Director 2.5
AgainstForElect Hu Xiao as Director 2.6
AgainstForElect Wang Tao as Director 2.7
ForForElect Zhu Xuebo as Director 2.8
ForForElect Chen Chuanming as Director 2.9
ForForElect Lee Chi Ming as Director 2.10
ForForElect Liu Yan as Director 2.11
ForForElect Chen Zhibin as Director 2.12
ForForElect Ma Qun as Director 2.13
ForForElect Zhang Ming as Supervisor 3.1
ForForElect Yu Lanying as Supervisor 3.2
ForForElect Zhang Xiaohong as Supervisor 3.3
ForForElect Fan Chunyan as Supervisor 3.4
Luxshare Precision Industry Co. Ltd.
Meeting Date: 12/16/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Termination of Partial Raised Funds Investment Project
For For
ForForApprove Change in partial Raised Funds Implementation Party and Location
2
Page 747 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
MMC Norilsk Nickel PJSC
Meeting Date: 12/16/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends of RUB 604.09 per Share for First Nine Months of Fiscal 2019
For For
MMC Norilsk Nickel PJSC
Meeting Date: 12/16/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends of RUB 604.09 per Share for First Nine Months of Fiscal 2019
For For
Nine Dragons Paper (Holdings) Limited
Meeting Date: 12/16/2019 Country: Bermuda
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
AgainstForElect Liu Ming Chung as Director 3a1
ForForElect Zhang Lianpeng as Director 3a2
ForForElect Tam Wai Chu, Maria as Director 3a3
AgainstForElect Ng Leung Sing as Director 3a4
ForForElect Lam Yiu Kin as Director 3a5
ForForAuthorize Board to Fix Remuneration of Directors
3b
Page 748 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Nine Dragons Paper (Holdings) Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
4
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5a
ForForAuthorize Repurchase of Issued Share Capital 5b
ForForAuthorize Reissuance of Repurchased Shares 5c
ForForAdopt New Bye-Laws 6
Shanghai Pudong Development Bank Co., Ltd.
Meeting Date: 12/16/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Zheng Yang as Director For For
ForForElect Pan Weidong as Director 1.2
ForForElect Chen Zheng'an as Director 1.3
ForForElect Liu Yiyan as Director 1.4
ForForElect Liu Xinyi as Director 1.5
ForForElect Guan Wei as Director 1.6
ForForElect Wang Hongmei as Director 1.7
ForForElect Zhang Dong as Director 1.8
ForForElect Liu Peifeng as Director 1.9
ForForElect Wang Zhe as Independent Director 1.10
ForForElect Zhang Ming as Independent Director 1.11
ForForElect Yuan Zhigang as Independent Director 1.12
ForForElect Cai Hongping as Independent Director 1.13
ForForElect Wu Hong as Independent Director 1.14
ForForElect Sun Wei as Supervisor 2.1
ForForElect Cao Yijian as Supervisor 2.2
ForForElect Li Qingfeng as Supervisor 2.3
Page 749 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shanghai Pudong Development Bank Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Sun Jianping as External Supervisor 2.4
ForForElect Wu Jian as External Supervisor 2.5
ForForElect Wang Yuetang as External Supervisor 2.6
ForForApprove Issuance of Capital Bonds and Relevant Authorizations
3
ForForApprove Issuance of Bonds and Relevant Authorizations
4
Woolworths Group Ltd.
Meeting Date: 12/16/2019 Country: Australia
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Holly Kramer as Director For For
ForForElect Siobhan McKenna as Director 2b
ForForElect Kathryn Tesija as Director 2c
ForForElect Jennifer Carr-Smith as Director 2d
ForForApprove Remuneration Report 3
ForForApprove Grant of Performance Rights to Brad Banducci
4
ForForApprove US Non-Executive Directors Equity Plan
5
ForForApprove the Amendments to the Company's Constitution
6
ForForApprove Restructure Scheme 1
ABN AMRO Bank NV
Meeting Date: 12/17/2019 Country: Netherlands
Meeting Type: Special
Page 750 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
ABN AMRO Bank NV
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2civ Elect Laetitia Griffith to Supervisory Board For For
Australia & New Zealand Banking Group Limited
Meeting Date: 12/17/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Paul Dominic O'Sullivan as Director For For
ForForElect Graeme Richard Liebelt as Director 2b
ForForElect Sarah Jane Halton as Director 2c
ForForApprove Remuneration Report 3
ForAgainstApprove the Spill Resolution 4
ForForApprove Grant of Performance Rights to Shayne Elliott
5
AgainstAgainstApprove the Amendments to the Company's Constitution
6
ForAgainstApprove Transition Planning Disclosure 7
AgainstAgainstApprove Suspension of Memberships of Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement
8
China Merchants Shekou Industrial Zone Holdings Co., Ltd.
Meeting Date: 12/17/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acceptance of Financial Assistance and Financial Assistance Provision as well as Related Party Transactions
For For
Page 751 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
COSCO SHIPPING Energy Transportation Co., Ltd.
Meeting Date: 12/17/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
ForForAmend Rules and Procedures Regarding General Meetings of Shareholders
2
ForForAmend Rules and Procedures Regarding Meetings of Board of Directors
3
ForForAmend Rules and Procedures Regarding Meetings of the Supervisory Committee
4
AgainstForApprove Extension of the Validity Period of the Shareholders' Resolutions in Relation to the Proposed Non-Public Issuance of A Shares
5
AgainstForApprove Extension of the Validity Period of the Authorization Granted to the Board to Deal With All Matters in Relation to the Non-Public Issuance of A Shares
6
COSCO SHIPPING Energy Transportation Co., Ltd.
Meeting Date: 12/17/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Extension of the Validity Period of the Shareholders' Resolutions in Relation to the Proposed Non-Public Issuance of A Shares
For Against
AgainstForApprove Extension of the Validity Period of the Authorization Granted to the Board to Deal With All Matters in Relation to the Non-Public Issuance of A Shares
2
Dubai Islamic Bank PJSC
Meeting Date: 12/17/2019 Country: United Arab Emirates
Meeting Type: Special
Page 752 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Dubai Islamic Bank PJSC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of Noor Bank PJSC For For
ForForAuthorize Board to Finalize Terms and Conditions of the Capital Increase and the Sale and Purchase Agreement
2
ForForApprove Increase in Share Capital in Connection with Acquisition
3
ForForAmend Articles to Reflect Changes in Capital 4
ForForAuthorize Board to Ratify and Execute Approved Resolutions
5
Huaneng Power International, Inc.
Meeting Date: 12/17/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Continuing Connected Transactions for 2020 Between the Company and Huaneng Group
For For
AgainstForApprove Continuing Connected Transactions (from 2020 to 2022) Between the Company and Huaneng Finance
2
ForForApprove Continuing Connected Transactions (from 2020 to 2022) Between the Company and Tiancheng Leasing
3
Orica Ltd.
Meeting Date: 12/17/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2.1 Elect Maxine Brenner as Director For For
ForForElect Gene Tilbrook as Director 2.2
Page 753 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Orica Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Karen Moses as Director 2.3
ForForElect Boon Swan Foo as Director 2.4
ForForApprove Remuneration Report 3
ForForApprove Grant of Performance Rights to Alberto Calderon
4
ForNoneApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
5
ForForApprove Proportional Takeover Provisions 6
Winnebago Industries, Inc.
Meeting Date: 12/17/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Robert M. Chiusano For For
ForForElect Director Richard (Rick) D. Moss 1.2
ForForElect Director John M. Murabito 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
AutoZone, Inc.
Meeting Date: 12/18/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Douglas H. Brooks For For
ForForElect Director Linda A. Goodspeed 1.2
ForForElect Director Earl G. Graves, Jr. 1.3
ForForElect Director Enderson Guimaraes 1.4
Page 754 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
AutoZone, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Michael M. Calbert 1.5
ForForElect Director D. Bryan Jordan 1.6
ForForElect Director Gale V. King 1.7
ForForElect Director George R. Mrkonic, Jr. 1.8
ForForElect Director William C. Rhodes, III 1.9
ForForElect Director Jill A. Soltau 1.10
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Cantel Medical Corp.
Meeting Date: 12/18/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Charles M. Diker For For
ForForElect Director Alan R. Batkin 1b
ForForElect Director Ann E. Berman 1c
ForForElect Director Mark N. Diker 1d
ForForElect Director Anthony B. Evnin 1e
ForForElect Director Laura L. Forese 1f
ForForElect Director George L. Fotiades 1g
ForForElect Director Ronnie Myers 1h
ForForElect Director Karen N. Prange 1i
ForForElect Director Peter J. Pronovost 1j
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
Page 755 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Oilfield Services Limited
Meeting Date: 12/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Revision of the Annual Cap of the Continuing Connected Transactions of 2019 Under the Master Services Framework Agreement for 2017-2019
For For
ForForApprove Annual Caps of the Continuing Connected Transactions for the Upcoming Three Years
2
ForForApprove US Dollar Loan by the Overseas Subsidiary and the Provision of Guarantee by the Company
3
ForForApprove Provision of Guarantee for the Issuance of US Dollar Bonds by an Overseas Subsidiary
4
ForForApprove Issuance of US Dollar Bonds by an Overseas Subsidiary in 2020
5
China Railway Construction Corporation Limited
Meeting Date: 12/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
Folli Follie SA
Meeting Date: 12/18/2019 Country: Greece
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Company Articles For Against
Page 756 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Folli Follie SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Remuneration Policy 2
AgainstForOther Business 3
Mizrahi Tefahot Bank Ltd.
Meeting Date: 12/18/2019 Country: Israel
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2.1 Reelect Moshe Vidman as Director For For
ForForReelect Ron Gazit as Director 2.2
ForForReelect Jonathan Kaplan as Director 2.3
ForForReelect Avraham Zeldman as Director 2.4
ForForReelect Ilan Kremer as Director 2.5
ForForReelect Eli Alroy as Director 2.6
ForForReappoint Brightman, Almagor, Zohar & Co. as Auditors. Report on Fees Paid to the Auditor for 2018
3
ForForApprove Amended Compensation Policy for the Directors and Officers of the Company
4
ForForApprove Amended Employment Terms of Eldad Fresher, CEO
5
AgainstNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
AgainstNoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B1
AgainstNoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2
ForNoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B3
Page 757 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
National Australia Bank Limited
Meeting Date: 12/18/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report For For
ForAgainstApprove the Spill Resolution 3
ForForElect Philip Chronican as Director 4a
ForForElect Douglas McKay as Director 4b
ForForElect Kathryn Fagg as Director 4c
ForForApprove Selective Capital Reduction of Convertible Preference Shares Under the CPS II Terms
5a
ForForApprove Selective Capital Reduction of Convertible Preference Shares Outside the CPS II Terms
5b
AgainstAgainstApprove the Amendments to the Company's Constitution
6a
ForAgainstApprove Transition Planning Disclosure 6b
AgainstAgainstApprove Lobbying Inconsistent with the Goals of the Paris Agreement
7
Shanghai Pharmaceuticals Holding Co., Ltd.
Meeting Date: 12/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2019 Share Option Scheme For For
ForForApprove Assessment Measure for the Implementation of the 2019 Share Option Scheme
2
ForForAuthorize Board to Deal with All Matters in Relation to the 2019 Share Option Scheme
3
Page 758 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shanghai Pharmaceuticals Holding Co., Ltd.
Meeting Date: 12/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2019 Share Option Scheme For For
ForForApprove Assessment Management Measures for the Implementation of the 2019 Share Option Scheme
2
ForForAuthorize Board to Deal with All Matters in Relation to the 2019 Share Option Scheme
3
Superior Energy Services, Inc.
Meeting Date: 12/18/2019 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Reverse Stock Split For For
The Saudi British Bank
Meeting Date: 12/18/2019 Country: Saudi Arabia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Lubna Al Olayan as Director None For
ForNoneElect Khalid Al Mulhim as Director 1.2
ForNoneElect Mohammed Al Omran as Director 1.3
ForNoneElect Saad Al Fadhli as Director 1.4
ForNoneElect Ahmed Al Oulaqi as Director 1.5
ForNoneElect Maria Ramos as Director 1.6
ForNoneElect Martin Powell as Director 1.7
Page 759 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
The Saudi British Bank
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AbstainNoneElect Ahmed Murad as Director 1.8
AbstainNoneElect Stuart Gulliver as Director 1.9
AbstainNoneElect Abdulhameed Al Muheidih as Director 1.10
AbstainNoneElect Fahd Al Shammari as Director 1.11
ForNoneElect Waleed Bamaarouf as Director 1.12
ForForElect Members of Audit Committee, Approve its Charter and the Remuneration of Its Members
2
ForForRatify Appointment of Lubna Al Olayan as Director
3
ForForRatify Appointment of Ahmed Al Oulaqi as Director
4
ForForRatify Appointment of Maria Ramos as Director
5
ForForRatify Appointment of Martin Powell as Director
6
United Natural Foods, Inc.
Meeting Date: 12/18/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Eric F. Artz For For
ForForElect Director Ann Torre Bates 1b
ForForElect Director Denise M. Clark 1c
ForForElect Director Daphne J. Dufresne 1d
ForForElect Director Michael S. Funk 1e
ForForElect Director James P. Heffernan 1f
ForForElect Director James Muehlbauer 1g
ForForElect Director Peter A. Roy 1h
ForForElect Director Steven L. Spinner 1i
ForForElect Director Jack Stahl 1j
ForForRatify KPMG LLP as Auditors 2
Page 760 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
United Natural Foods, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForApprove Omnibus Stock Plan 4
Air China Limited
Meeting Date: 12/19/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Framework Agreement between the Company and Air China Cargo Co., Ltd., Annual Caps and Related Transactions
For For
ForForApprove the Framework Agreement between the Company and China National Aviation Corporation (Group) Limited, Annual Caps and Related Transactions
2
ForForElect Patrick Healy as Director 3
ForForElect Zhao Xiaohang as Supervisor 4
AltaGas Canada Inc.
Meeting Date: 12/19/2019 Country: Canada
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition by PSPIB Cycle Investments Inc.
For For
Bank of Beijing Co., Ltd.
Meeting Date: 12/19/2019 Country: China
Meeting Type: Special
Page 761 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Bank of Beijing Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Praveen Khurana as Non-Independent Director
For For
ForForElect Peng Jihai as Non-Independent Director 1.2
ForForElect Wang Ruihua as Independent Director 1.3
ForForElect Liu Hongyu as Independent Director 1.4
ForForElect Gao Jinbo as Supervisor 2.1
ForForElect Qu Qiang as Supervisor 2.2
Beijing Capital International Airport Company Limited
Meeting Date: 12/19/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Supply of Aviation Safety and Security Guard Services Agreement and Related Transactions
For For
ForForApprove Profit Distribution Adjustment Proposal
2
China Life Insurance Company Limited
Meeting Date: 12/19/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Zhao Peng as Director For For
ForForAmend Rules and Procedures Regarding Meetings of Board of Directors
2
ForForApprove Company Framework Agreement, Pension Company Framework Agreement, Annual Caps and Related Transactions
3.1
Page 762 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Life Insurance Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove CLIC Framework Agreement, CLP&C Framework Agreement, CLI Framework Agreement, Annual Caps and Related Transactions
3.2
ForForApprove Renewal of the Framework Agreement for Daily Connected Transactions between the Company and China Guangfa Bank Co., Ltd.
4
ForForApprove Amendments to Articles of Association
5
FactSet Research Systems Inc.
Meeting Date: 12/19/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director F. Philip Snow For For
ForForElect Director Sheila B. Jordan 1.2
ForForElect Director James J. McGonigle 1.3
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
GLP-J REIT
Meeting Date: 12/19/2019 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Executive Director Miura, Yoshiyuki For For
Page 763 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
KGHM Polska Miedz SA
Meeting Date: 12/19/2019 Country: Poland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect Meeting Chairman For For
ForForApprove Agenda of Meeting 4
AgainstNoneAmend Statute Re: Management Board 5.1
AgainstNoneAmend Statute Re: Supervisory Board 5.2
AgainstNoneAmend Statute Re: General Meeting 5.3
AgainstNoneAmend Statute Re: Disposal of Fixed Assets 5.4
AgainstNoneAmend Statute Re: Management Board 5.5
AgainstNoneApprove Disposal of Fixed Assets 6.1
AgainstNoneApprove Regulations on Disposal of Assets 6.2
AgainstNoneApprove Regulations on Agreements for Legal Services, Marketing Services, Public Relations Services, and Social Communication Services
6.3
ForNoneApprove Regulations on Report on Best Practices
6.4
AgainstNoneApprove Implementation of Act on State Property Management Principles in Company's Subsidiaries
6.5
AgainstNoneRecall Supervisory Board Member 7.1
AgainstNoneElect Supervisory Board Member 7.2
NortonLifeLock Inc.
Meeting Date: 12/19/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Sue Barsamian For For
ForForElect Director Frank E. Dangeard 1b
ForForElect Director Nora M. Denzel 1c
ForForElect Director Peter A. Feld 1d
Page 764 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
NortonLifeLock Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Kenneth Y. Hao 1e
ForForElect Director David W. Humphrey 1f
ForForElect Director Vincent Pilette 1g
ForForElect Director V. Paul Unruh 1h
ForForRatify KPMG LLP as Auditors 2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstAgainstRequire Independent Board Chairman 4
Sangoma Technologies Corporation
Meeting Date: 12/19/2019 Country: Canada
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director David Mandelstam For Withhold
ForForElect Director Yves Laliberte 1.2
ForForElect Director Al Guarino 1.3
ForForElect Director Allan Brett 1.4
ForForElect Director William Wignall 1.5
ForForApprove MNP LLP as Auditors and Authorize Board to Fix Their Remuneration
2
ForForAmend Stock Option Plan 3
Tatneft PJSC
Meeting Date: 12/19/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends for First Nine Months of Fiscal 2019
For For
Page 765 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Banco BTG Pactual SA
Meeting Date: 12/20/2019 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Ratify RSM ACAL Auditores Independentes S/S as the Independent Firm to Appraise Proposed Transaction
For For
ForForApprove Independent Firm's Appraisal 2
ForForApprove Agreement to Absorb Novaportfolio Participacoes S.A.
3
ForForApprove Absorption of Novaportfolio Participacoes S.A.
4
ForForApprove Conversion of Class B Preferred Shares into Class A Preferred Shares
5
ForForAmend Article 5 to Reflect Changes in Capital 6
ForForConsolidate Bylaws 7
China Everbright Bank Company Limited
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Wu Lijun as Director For For
ForForApprove Remuneration of the Chairman of the Board of Supervisors for 2018
2
ForForElect Liu Jin as Director 3
China Galaxy Securities Co., Ltd.
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Page 766 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Galaxy Securities Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chen Liang as Director For For
COSCO SHIPPING Holdings Co., Ltd.
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Approve the Financial Services Agreement Entered into by the Company and ChinaCOSCO Shipping Corporation Limited and Proposed Annual Caps
For Against
ForForApprove the Master General Services Agreement Entered into by the Company and ChinaCOSCO Shipping Corporation Limited and Proposed Annual Caps
1.2
ForForApprove the Master Shipping Services Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps
1.3
ForForApprove the Master Port Services Agreement Entered into by the Company and ChinaCOSCO Shipping Corporation Limited and Proposed Annual Caps
1.4
ForForApprove the Master Vessel and Container Asset Services Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps
1.5
ForForApprove the Trademark Licence Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps
1.6
ForForApprove the Master Shipping and Terminal Services Agreement Entered into by the Company and Pacific International Lines Pte Ltd and Proposed Annual Caps
2
ForForApprove the Shipping and Terminal Services Framework Agreement Entered into by theCompany and Shanghai International Port (Group) Co., Ltd. on February 27, 2019 and the Proposed Annual Cap for the Financial Year Ending December 31, 2019
3.1
Page 767 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
COSCO SHIPPING Holdings Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove the Shipping and Terminal Services Framework Agreement Entered into by theCompany and Shanghai International Port (Group) Co., Ltd. on October 30, 2019 and the Proposed Annual Caps for the Three Financial Years Ending December 31, 2022
3.2
ForForApprove the Shipping and Terminal Services Framework Agreement Entered into by the Company and Qingdao Port International Co., Ltd and Proposed Annual Caps
4
Datang International Power Generation Co., Ltd.
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Business Cooperation Agreement with Datang Financial Lease Co., Ltd.
For For
AgainstForApprove Financial Services Agreement with China Datang Group Finance Co., Ltd.
2
ForForApprove Allowance Criteria for Directors of the Tenth Session of the Board and Supervisors of the Tenth Session of the Supervisory Committee
3
Gemdale Corp.
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Change in Registered Address and Amend Articles of Association
For For
Page 768 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Iliad SA
Meeting Date: 12/20/2019 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize Specific Buyback Program and Cancellation of Repurchased Shares
For For
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights of Up to 11,666,666 Shares, with a Binding Priority Right
2
AgainstForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
3
ForForAuthorize Filing of Required Documents/Other Formalities
4
Incitec Pivot Limited
Meeting Date: 12/20/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Xiaoling Liu as Director For For
ForForElect Gregory Robinson as Director 2b
ForForApprove Remuneration Report 3
ForForApprove Grant of Performance Rights to Jeanne Johns
4
Novolipetsk Steel
Meeting Date: 12/20/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends of RUB 3.22 per Share for First Nine Months of Fiscal 2019
For For
Page 769 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Novolipetsk Steel
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove New Edition of Regulations on General Meetings
2.1
ForForApprove New Edition of Regulations on Board of Directors
2.2
Bank Leumi Le-Israel Ltd.
Meeting Date: 12/23/2019 Country: Israel
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Reelect Ytzhak Edelman as External Director For For
Do Not Vote
ForElect Mordechai Rosen as External Director 1.2
ForForReelect Ester Dominissini as Director 2.1
AbstainForElect Ira Sobel as Director 2.2
ForForApprove Amended Compensation Policy for the Directors and Officers of the Company
3
ForForApprove Employment Terms of Haj-Yehia Samer, Chairman
4
ForForApprove Employment Terms of as Hanan Shmuel Friedman, CEO
5
ForForIssue Updated Indemnification Agreements to Directors/Officers
6
AgainstNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
AgainstNoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B1
AgainstNoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2
ForNoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B3
Page 770 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
FangDa Carbon New Material Co., Ltd.
Meeting Date: 12/23/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
Guangshen Railway Company Limited
Meeting Date: 12/23/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Comprehensive Services Framework Agreement, Proposed Annual Caps and Related Transactions
For For
ForForApprove Removal of Li Zhiming as Supervisor 2
ForForApprove Removal of Yu Zhiming as Director 3
ForForApprove Removal of Chen Xiaomei as Director 4
ForForApprove Removal of Luo Qing as Director 5
ForForElect Meng Yong as Supervisor 6
AgainstForElect Guo Jiming as Director 7.1
AgainstForElect Zhang Zhe as Director 7.2
ForForElect Guo Xiangdong as Director 7.3
Indiabulls Housing Finance Limited
Meeting Date: 12/23/2019 Country: India
Meeting Type: Special
Page 771 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Indiabulls Housing Finance Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Non-Convertible Debentures along with Warrants to Qualified Institutional Buyers
For For
ForForApprove Indiabulls Housing Finance Limited - Employee Stock Benefit Scheme 2019 and Grant of Employee Stock Options and/or Shares and/or Stock Appreciation Rights to Employees of the Company
2
ForForApprove Grant Employee Stock Options and/or Shares and/or Stock Appreciation Rights to Employee of Subsidiary Company (ies) under Indiabulls Housing Finance Limited - Employee Stock Benefit Scheme 2019
3
ForForApprove Grant of Employee Stock Options and/or Shares and/or Stock Appreciation Rights to Employees of the Company and Subsidiary Company (ies) by way of Secondary Acquisition under Indiabulls Housing Finance Limited - Employee Stock Benefit Scheme 2019
4
ForForApprove Trust Route for Implementation of Indiabulls Housing Finance Limited - Employees Stock Benefit Scheme 2019
5
ForForApprove Provision of Money for Purchase of Its Own Shares by the Trust/Trustees for Benefit of Employees under Indiabulls Housing Finance Limited - Employee Stock Benefit Scheme 2019
6
ForForApprove Grant of Employee Stock Options and/or Shares and/or Stock Appreciation Rights to Identified Employees During Any One Year, Equal to or Exceeding One Percent of the Issued Capital of the Company
7
Shanghai International Port (Group) Co., Ltd.
Meeting Date: 12/23/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Service Agreement and Related Party Transaction
For For
Page 772 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Zhejiang Expressway Co., Ltd.
Meeting Date: 12/23/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of H Share Convertible Bonds and Related Transactions
For For
Huadian Power International Corporation Limited
Meeting Date: 12/24/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Approve Purchase of Fuel and the Annual Cap For For
ForForApprove Provision of Engineering Equipments, Systems, Products, Engineering and Construction Contracting, Environmental Protection System Renovation Project, Miscellaneous and Relevant Services and the Annual Cap
1b
ForForApprove Sales of Fuel and Provision of Relevant Services and the Annual Cap
1c
Magnit PJSC
Meeting Date: 12/24/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends of RUB 147.19 per Share for First Nine Months of Fiscal 2019
For For
ForForAmend Charter 2
Page 773 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
NARI Technology Co., Ltd.
Meeting Date: 12/24/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Additional Daily Related Party Transactions
For For
ForForApprove Use of Short-term Idle Own Funds to Conduct Entrusted Asset Management
2
Bank Hapoalim BM
Meeting Date: 12/26/2019 Country: Israel
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Temporary Extension of Compensation Policy for the Directors and Officers of the Company
For For
ForForApprove Amended Employment Terms of Oded Eran, Chairman
2
ForForApprove Amended Employment Terms of Dov Kotler, CEO
3
AgainstNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
AgainstNoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B1
AgainstNoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2
ForNoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B3
Page 774 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Daqin Railway Co., Ltd.
Meeting Date: 12/26/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Comprehensive Service Agreement For For
XCMG Construction Machinery Co., Ltd.
Meeting Date: 12/26/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Approve Sale of Materials or Products For For
ForForApprove Rental of Houses, Equipment and Products
1.2
ForForApprove Accept Related Party Services 1.3
ForForApprove Purchase of Materials or Products 2.1
ForForApprove Selling Materials or Products 2.2
ForForApprove Rent or Lease of Properties, Equipment and Products
2.3
ForForApprove Use of Licensing Trademark 2.4
ForForApprove Cooperative Technology Development
2.5
ForForApprove Provision or Acceptance of Services 2.6
ForForApprove Entrust Operations to Related Parties 2.7
AgainstForApprove Amendments to Articles of Association
3
ForForApprove Guarantee Provision to Subsidiary 4
ForForApprove Guarantee Provision for Mortgage Business
5.1
ForForApprove Guarantee Provision for Financial Leasing Business
5.2
ForForApprove Application of Credit Lines 6
ForForApprove Write-off of Assets 7
Page 775 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
BeiGene, Ltd.
Meeting Date: 12/27/2019 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Shares Pursuant to the Share Purchase Agreement
For For
ForForApprove Collaboration Agreement with Amgen Inc.
2
ForForApprove the Annual Caps in Relation to the Collaboration Agreement
3
ForForElect Director Anthony C. Hooper 4
China Molybdenum Co., Ltd.
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Guarantee by the Company to Its Joint-Stock Company Huayue Nickel Cobalt
For For
ForForApprove Provision of Financing Guarantee Among Direct or Indirect Wholly-Owned Subsidiaries of the Company
2
ForForApprove Provision of Supply Chain Financing Guarantee by by IXM, an Indirect Wholly-Owned Subsidiary of the Company, to Its Suppliers
3
China Southern Airlines Company Limited
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Page 776 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Southern Airlines Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Services Framework Agreement Entered into Between the Company and Southern Airlines Group Finance Company Limited
For Against
ForForApprove 2020-2022 Finance and Lease Service Framework Agreement Entered into Between the Company and China Southern Air Leasing Company Limited
2
ForForApprove Satisfaction of the Conditions of the Non-Public Issue of A Shares
3
ForForApprove Feasibility Report on the Use of Proceeds from the Non-Public Issue of A Shares
4
ForForApprove Impacts of Dilution of Current Returns of the Non-Public Issue of Shares and the Remedial Returns Measures and the Undertakings from Controlling Shareholder, Directors and Senior Management on the Relevant Measures
5
ForForApprove Plan of Shareholders' Return of China Southern Airlines Company Limited (2020-2022)
6
ForForApprove Report on Use of Proceeds from Previous Fund Raising Activities
7
ForForApprove Types of Shares to be Issued and the Par Value
8.01
ForForApprove Issue Method and Period 8.02
ForForApprove Targeted Subscriber and Subscription Method
8.03
ForForApprove Issue Price 8.04
ForForApprove Number of Shares to be Issued 8.05
ForForApprove Lock-up Period 8.06
ForForApprove Proceeds Raised and the Use of Proceeds
8.07
ForForApprove Place of Listing 8.08
ForForApprove Arrangement for the Distribution of Undistributed Profits Accumulated Before the Non-Public Issue of A Shares
8.09
ForForApprove Validity Period of this Resolution Regarding the Non-Public Issuance of A Shares
8.10
ForForApprove Types of Shares to be Issued and the Par Value
9.01
Page 777 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Southern Airlines Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Issue Method and Period 9.02
ForForApprove Targeted Subscriber and Subscription Method
9.03
ForForApprove Issue Price 9.04
ForForApprove Issue Size and Number of Shares to be Issued
9.05
ForForApprove Lock-up Period 9.06
ForForApprove Use of Proceeds 9.07
ForForApprove Listing Arrangement 9.08
ForForApprove Arrangement for the Distribution of Undistributed Profits Accumulated Before the Non-Public Issue of H Shares
9.09
ForForApprove Validity Period of this Resolution Regarding the Non-Public Issuance of H Shares
9.10
ForForApprove Preliminary Proposal of the Non-Public Issue of A Shares
10
ForForApprove Connected Transactions Involved in the Non-Public Issue of A Shares
11
ForForApprove Connected Transactions Involved in the Non-Public Issue of H Shares
12
ForForApprove Conditional Subscription Agreement Relating to the Subscription of the A Shares Under the Non-Public Issue of A Shares
13
ForForApprove Conditional Subscription Agreement Relating to the Subscription of the H Shares Under the Non-Public Issue of H Shares
14
ForForApprove Amendments to Articles of Association
15
ForForAuthorize Board to Deal with All Matters Relating to the Non-Public Issue of A Shares and the Non-Public Issue of H Shares
16
China Southern Airlines Company Limited
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Page 778 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Southern Airlines Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.01 Approve Types of Shares to be Issued and the Par Value
For For
ForForApprove Issue Method and Period 1.02
ForForApprove Targeted Subscriber and Subscription Method
1.03
ForForApprove Issue Price 1.04
ForForApprove Number of Shares to be Issued 1.05
ForForApprove Lock-up Period 1.06
ForForApprove Proceeds Raised and the Use of Proceeds
1.07
ForForApprove Place of Listing 1.08
ForForApprove Arrangement for the Distribution of Undistributed Profits Accumulated Before the Non-Public Issue of A Shares
1.09
ForForApprove Validity Period of this Resolution Regarding the Non-Public Issuance of A Shares
1.10
ForForApprove Preliminary Proposal of the Non-Public Issue of A Shares
2
ForForApprove Connected Transactions Involved in the Non-Public Issue of A Shares
3
ForForApprove Conditional Subscription Agreement Relating to the Subscription of the A Shares Under the Non-Public Issue of A Shares
4
CRRC Corporation Limited
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chen Xiaoyi as Supervisor For For
ForForElect Lou Qiliang as Director 2
Page 779 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
IIFL Wealth Management Limited
Meeting Date: 12/27/2019 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Objects Clause of Memorandum of Association
For For
ForForApprove Transfer of Distribution Business to IIFL Wealth Finance Limited
2
AgainstForApprove Holding of Office or Place of Profit by of Varun Bhagat as Senior Vice President per Terms of Employment/Appraisal
3
Magnitogorsk Iron & Steel Works PJSC
Meeting Date: 12/27/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends of RUB 1.650 per Share for First Nine Months of Fiscal 2019
For For
S.F. Holding Co., Ltd.
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Wang Wei as Non-Independent Director For For
ForForElect Lin Zheying as Non-Independent Director
1.2
AgainstForElect Zhang Yichen as Non-Independent Director
1.3
AgainstForElect Deng Weidong as Non-Independent Director
1.4
AgainstForElect Liu Chengwei as Non-Independent Director
1.5
Page 780 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
S.F. Holding Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Chen Fei as Non-Independent Director 1.6
ForForElect Luo Shili as Non-Independent Director 1.7
ForForElect Wu Weiting as Non-Independent Director
1.8
ForForElect Zhou Zhonghui as Independent Director 2.1
ForForElect Jin Li as Independent Director 2.2
ForForElect Ye Diqi as Independent Director 2.3
ForForElect Zhou Yongjian as Independent Director 2.4
ForForElect Sun Xun as Supervisor 3.1
ForForElect Cen Ziliang as Supervisor 3.2
ForForElect Liu Jilu as Supervisor 3.3
ForForApprove Adjustment to Allowance of Independent Directors
4
ForForApprove Repurchase and Cancellation of Performance Shares
5
ForForApprove Daily Related Party Transaction 6
ForForApprove Amendments to Articles of Association
7
Shanghai Electric Group Company Limited
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Connected Transactions and Proposed Annual Caps Under the SEC Framework Deposit Agreement
For For
AgainstForApprove Connected Transactions and Proposed Annual Caps Under the SEC Framework Loan Agreement
2
ForForApprove Connected Transactions and Proposed Annual Caps Under the MESMEE Framework Purchase Agreement
3
Page 781 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China International Capital Corporation Limited
Meeting Date: 12/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association For For
AgainstForApprove Further Amendment to the Articles of Association
2
China Merchants Shekou Industrial Zone Holdings Co., Ltd.
Meeting Date: 12/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Related Party Transaction in Connection to Donate Charity Funds to China Merchants Charitable Foundation
For For
ForForApprove Target Assets 2.1
ForForApprove Transaction Parties 2.2
ForForApprove Transaction Manners 2.3
ForForApprove Price Situation of Target Assets 2.4
ForForApprove Joint Venture Company, Registered Capital and Organizational Form
2.5
ForForApprove Profit and Loss During the Transition Period
2.6
ForForApprove Contractual Obligations and Liability for Breach of the Transfer of the Underlying Asset Ownership
2.7
ForForApprove Resolution Validity Period 2.8
ForForApprove Major Asset Restructuring is in Accordance with the Relevant Laws and Regulations
3
ForForApprove Transaction Complies with Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies
4
Page 782 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Merchants Shekou Industrial Zone Holdings Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Completeness and Compliance of Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction
5
ForForApprove Relevant Entities Does Not Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies
6
ForForApprove Transaction Complies with Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies
7
ForForApprove Transaction Constitute as Major Asset Restructuring
8
ForForApprove Transaction Does Not Constitute as Related-party Transaction
9
ForForApprove Transaction Does Not Constitute as Restructure for Listing
10
ForForApprove Signing of Capital Injection Agreement, and Supplemental Agreement of Capital Injection Agreement I
11
ForForApprove Report (Draft) and Summary on Company's Major Assets Restructuring
12
ForForApprove Relevant Audit Report, Review Report and Evaluation Report of the Transaction
13
ForForApprove Independence of Appraiser, the Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing
14
ForForApprove Pricing Basis of the Transaction and Its Fairness
15
ForForApprove Self-inspection Report on Company's Real Estate Business
16
ForForApprove Change in the Usage of Raised Funds for Capital Injection
17
ForForApprove Stock Price Volatility Does Not Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties
18
ForForApprove Authorization of Board to Handle All Related Matters Regarding to Major Asset Restructure Plan
19
Page 783 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Companhia Brasileira de Distribuicao
Meeting Date: 12/30/2019 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Conversion of All Preferred Shares into Common Shares at Ratio of 1:1
For For
ForNoneIn the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call?
2
Companhia Brasileira de Distribuicao
Meeting Date: 12/30/2019 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 As a Preferred Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
None Abstain
ForNoneDo You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
2
Mobile TeleSystems PJSC
Meeting Date: 12/30/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Meeting Procedures For For
ForForApprove Interim Dividends of RUB 13.25 per Share for First Nine Months of Fiscal 2019
2
Page 784 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Sany Heavy Industry Co., Ltd.
Meeting Date: 12/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Carry Out Mortgage and Financing Lease Business
For For
AgainstForApprove Provision of Guarantee 2
ForForApprove Acquisition of Equity 3
Zijin Mining Group Co., Ltd.
Meeting Date: 12/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
ForForAmend Rules and Procedures Regarding General Meetings of Shareholders
2
ForForApprove Remuneration and Assessment Proposal of Directors and Supervisors
3
ForForElect Chen Jinghe as Director 4.1
ForForElect Lan Fusheng as Director 4.2
ForForElect Zou Laichang as Director 4.3
ForForElect Lin Hongfu as Director 4.4
ForForElect Lin Hongying as Director 4.5
ForForElect Xie Xionghui as Director 4.6
AgainstForElect Li Jian as Director 4.7
ForForElect Zhu Guang as Director 5.1
ForForElect Mao Jingwen as Director 5.2
ForForElect Li Changqing as Director 5.3
ForForElect He Fulong as Director 5.4
ForForElect Suen, Stephen Man Tak as Director 5.5
Page 785 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Zijin Mining Group Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Lin Shuiqing as Supervisor 6.1
ForForElect Fan Wensheng as Supervisor 6.2
ForForElect Xu Qiang as Supervisor 6.3
Bank of China Limited
Meeting Date: 12/31/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2018 Remuneration Distribution Plan for Chairman of the Board of Directors and Executive Directors
For For
ForForApprove 2018 Remuneration Distribution Plan of Supervisors
2
ForForApprove Improving the Remuneration Plan of Independent Non-executive Directors
3
ForForElect Chen Chunhua as Director 4
ForForElect Chui Sai Peng Jose as Director 5
ForForApprove Application for Provisional Authorization of Outbound Donations
6
ForForElect Wang Jiang as Director 7
China Eastern Airlines Corporation Limited
Meeting Date: 12/31/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association For For
ForForAmend Rules and Procedures Regarding General Meetings of Shareholders
2
ForForAmend Rules and Procedures Regarding Meetings of Board of Supervisory Committee
3
Page 786 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Eastern Airlines Corporation Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Daily Connected Transactions on Financial Services of the Company
4.01
ForForApprove Daily Connected Transactions on Import and Export Services of the Company
4.02
ForForApprove Daily Connected Transactions on Flight Complementary Services of the Company
4.03
ForForApprove Daily Connected Transactions on Catering Supply Services of the Company
4.04
ForForApprove Daily Connected Transactions on Property Leasing Services of the Company
4.05
ForForApprove Daily Connected Transactions on Advertising Agency Services of the Company
4.06
ForForApprove Daily Connected Transactions on Aircraft Finance Lease Services of the Company
4.07
ForForApprove Daily Connected Transactions on Aircraft and Aircraft Engine Operating Lease Services of the Company
4.08
ForForApprove Daily Connected Transactions on Freight Logistics Support Services and Cargo Terminal Business Support Services of the Company
4.09
ForForApprove Daily Connected Transactions on Bellyhold Space Services of the Company
4.10
AgainstForElect Liu Shaoyong as Director 5.01
ForForElect Li Yangmin as Director 5.02
ForForElect Tang Bing as Director 5.03
ForForElect Wang Junjin as Director 5.04
ForForElect Lin Wanli as Director 6.01
ForForElect Shao Ruiqing as Director 6.02
ForForElect Cai Hongping as Director 6.03
ForForElect Dong Xuebo as Director 6.04
ForForElect Xi Sheng as Supervisor 7.01
ForForElect Fang Zhaoya as Supervisor 7.02
CITIC Securities Co., Ltd.
Meeting Date: 12/31/2019 Country: China
Meeting Type: Special
Page 787 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
CITIC Securities Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.01 Elect Zhang Youjun as Director For For
ForForElect Yang Minghui as Director 1.02
AgainstForElect Liu Ke as Director 1.03
ForForElect Liu Shouying as Director 1.04
ForForElect He Jia as Director 1.05
ForForElect Zhou Zhonghui as Director 1.06
ForForElect Guo Zhao as Supervisor 2.01
ForForElect Rao Geping as Supervisor 2.02
ForForApprove Proposed Renewal of Securities and Financial Products Transactions, Services Framework Agreement, the Proposed Annual Caps, and Related Transactions
4
ForForAmend Articles of Association 3
Occidental Petroleum Corporation
Meeting Date: 12/31/2019 Country: USA
Meeting Type: Proxy Contest
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Revoke Consent to Request to Fix a Record Date
For Do Not Vote
ForForConsent to Request to Fix a Record Date 1
Teleperformance SE
Meeting Date: 10/01/2019 Country: France
Meeting Type: Special
Page 788 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Teleperformance SE
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize Repurchase of Up to 10 Percent of Issued Share Capital
For For
ForForAuthorize Filing of Required Documents/Other Formalities
2
Lotte Chemical Titan Holding Berhad
Meeting Date: 10/02/2019 Country: Malaysia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Divestment of 49 Percent Issued Share Capital in PT Lotte Chemical Indonesia
For For
Singapore Exchange Limited
Meeting Date: 10/03/2019 Country: Singapore
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Financial Statements and Directors' and Auditors' Reports
For For
ForForApprove Final Dividend 2
ForForElect Chew Gek Khim as Director 3a
ForForElect Jane Diplock as Director 3b
ForForElect Lim Sok Hui as Director 3c
ForForApprove Directors' Fees to be Paid to the Chairman
4
ForForApprove Directors' Fees to be Paid to All Directors (Other than the Chief Executive Officer)
5
ForForApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
6
Page 789 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Singapore Exchange Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
7
ForForAuthorize Share Repurchase Program 8
TransDigm Group Incorporated
Meeting Date: 10/03/2019 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Stock Option Plan For Against
Bermaz Auto Bhd.
Meeting Date: 10/04/2019 Country: Malaysia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Directors' Fees For For
ForForApprove Directors' Remuneration (Excluding Directors' fees)
2
ForForElect Lee Kok Chuan as Director 3
ForForElect Hisham Bin Syed Wazir as Director 4
ForForElect Adibah Khairiah Binti Ismail @ Daud as Director
5
ForForApprove Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration
6
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
7
ForForAuthorize Share Repurchase Program 8
ForForApprove Ariff Fadzillah Bin Syed Awalluddin to Continue Office as Independent Non-Executive Directors
9
Page 790 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Bermaz Auto Bhd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Abdul Manap Bin Abd Wahab to Continue Office as Independent Non-Executive Directors
10
ForForApprove Loh Chen Peng to Continue Office as Independent Non-Executive Directors
11
ForForAdopt New Constitution 1
PhosAgro PJSC
Meeting Date: 10/04/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Dividends For For
GlaxoSmithKline Consumer Healthcare Limited
Meeting Date: 10/06/2019 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approval Related Party Transactions For Against
Divi's Laboratories Limited
Meeting Date: 10/07/2019 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Reappointment and Remuneration of Murali K. Divi as Managing Director
For For
ForForApprove Reappointment and Remuneration of N.V. Ramana as Executive Director
2
Page 791 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
COSCO SHIPPING Ports Limited
Meeting Date: 10/08/2019 Country: Bermuda
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Consortium Agreement and Related Transactions
For Against
ForForElect Zhang Dayu as Director 2
Foshan Nationstar Optoelectronics Co., Ltd.
Meeting Date: 10/08/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Guarantee Provision Plan For For
Giant Network Group Co. Ltd.
Meeting Date: 10/08/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Capital Injection and Related Party Transactions
For For
HLA Corp. Ltd.
Meeting Date: 10/08/2019 Country: China
Meeting Type: Special
Page 792 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
HLA Corp. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Change in Usage of Raised Funds and Replenish Working Capital
For For
NanJi E-Commerce Co., Ltd.
Meeting Date: 10/08/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Zheng Dingxia as Supervisor For For
Rongsheng Petrochemical Co., Ltd.
Meeting Date: 10/08/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Related Party Transaction in Connection to External Guarantee Provision
For For
The Procter & Gamble Company
Meeting Date: 10/08/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Francis S. Blake For For
ForForElect Director Angela F. Braly 1b
ForForElect Director Amy L. Chang 1c
Page 793 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
The Procter & Gamble Company
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Scott D. Cook 1d
ForForElect Director Joseph Jimenez 1e
ForForElect Director Terry J. Lundgren 1f
ForForElect Director Christine M. McCarthy 1g
ForForElect Director W. James McNerney, Jr. 1h
ForForElect Director Nelson Peltz 1i
ForForElect Director David S. Taylor 1j
ForForElect Director Margaret C. Whitman 1k
ForForElect Director Patricia A. Woertz 1l
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForApprove Omnibus Stock Plan 4
Beijing Dabeinong Technology Group Co., Ltd.
Meeting Date: 10/09/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Takeover of Shandong Rongchang Breeding Co., Ltd. and Termination of Original Performance Commitment Plan
For For
China State Construction Engineering Corp. Ltd.
Meeting Date: 10/09/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Zhou Naixiang as Non-Independent Director
For For
Page 794 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China State Construction Engineering Corp. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Signing of Financial Services Framework Supplementary Agreement
2
CK Asset Holdings Limited
Meeting Date: 10/09/2019 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Proposed Recommended Cash Acquisition of the Entire Issued and to be Issued Share Capital of Greene King Plc
For For
COSCO SHIPPING Holdings Co., Ltd.
Meeting Date: 10/09/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2.1 Elect Yang Zhijian as Director For For
ForForElect Feng Boming as Director 2.2
COSCO SHIPPING Holdings Co., Ltd.
Meeting Date: 10/09/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Yang Zhijian as Director For For
ForForElect Feng Boming as Director 1.2
Page 795 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
GD Power Development Co., Ltd.
Meeting Date: 10/09/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Application for Liquidation For For
Hubei Energy Group Co., Ltd.
Meeting Date: 10/09/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Tian Zexin as Non-Independent Director For For
ForForApprove Appointment of Auditor 2
Shenzhen Inovance Technology Co., Ltd.
Meeting Date: 10/09/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Guarantee For For
ForForAmend Financial Management System 2
ForForApprove to Appoint Auditor 3
ForForApprove Repurchase and Cancellation of Partial Performance Shares (1)
4
ForForApprove Repurchase and Cancellation of Partial Performance Shares (2)
5
ForForApprove Decrease in Registered Capital and Amend Articles of Association
6
Page 796 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Brambles Limited
Meeting Date: 10/10/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report For For
ForForElect James Richard Miller as Director 3
ForForElect George El-Zoghbi as Director 4
ForForElect Anthony Grant Froggatt as Director 5
ForForApprove Amendment of Brambles Limited Performance Share Plan
6
ForForApprove Participation of Graham Chipchase in the Performance Share Plan or the Amended Performance Share Plan
7
ForForApprove Participation of Nessa O'Sullivan in the Performance Share Plan or the Amended Performance Share Plan
8
ForForApprove Participation of Graham Chipchase in the MyShare Plan
9
ForForApprove the Capital Return to Shareholders 10
ForForApprove Extension of On-Market Share Buy-Backs
11
China Fortune Land Development Co., Ltd.
Meeting Date: 10/10/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Asset Securitization Plan For For
ForForApprove Provision of Guarantees 2
Colruyt SA
Meeting Date: 10/10/2019 Country: Belgium
Meeting Type: Special
Page 797 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Colruyt SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
I.3 Approve Employee Stock Purchase Plan Up To 1,000,000 Shares
For For
ForForApprove Fixing of Price of Shares to Be Issued I.4
ForForEliminate Preemptive Rights Re: Item I.3 I.5
ForForApprove Increase of Capital following Issuance of Equity without Preemptive Rights Re: Item I.3
I.6
ForForApprove Subscription Period Re: Item I.3 I.7
ForForAuthorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry
I.8
AgainstForAuthorize Repurchase of Up to 27,610,148 Shares
II.b
ForForAuthorize Implementation of Approved Resolutions
III
East Money Information Co., Ltd.
Meeting Date: 10/10/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Report on the Usage of Previously Raised Funds
For For
ForForAmend Working System for Independent Directors
2
ForForAmend External Guarantee Management Method
3
ForForAmend External Investment Management System
4
ForForAmend Related Party Transaction Decision-making System
5
Granules India Limited
Meeting Date: 10/10/2019 Country: India
Meeting Type: Special
Page 798 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Granules India Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Appointment and Remuneration of Harsha Chigurupati as Executive Director
For For
Hargreaves Lansdown Plc
Meeting Date: 10/10/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForApprove Remuneration Report 3
ForForReappoint PricewaterhouseCoopers LLP as Auditors
4
ForForAuthorise Board to Fix Remuneration of Auditors
5
ForForElect Dan Olley as Director 6
ForForRe-elect Deanna Oppenheimer as Director 7
ForForRe-elect Christopher Hill as Director 8
ForForRe-elect Philip Johnson as Director 9
ForForRe-elect Shirley Garrood as Director 10
ForForRe-elect Stephen Robertson as Director 11
ForForRe-elect Fiona Clutterbuck as Director 12
ForForRe-elect Roger Perkin as Director 13
ForForAuthorise Market Purchase or Ordinary Shares 14
ForForAuthorise Issue of Equity 15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
17
ForForAuthorise EU Political Donations and Expenditure
18
Page 799 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Hargreaves Lansdown Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Savings Related Share Option Scheme
19
Hengli Petrochemical Co., Ltd.
Meeting Date: 10/10/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association to Expand Business Scope
For For
ForForApprove to Appoint Auditor 2
Hengyi Petrochemical Co., Ltd.
Meeting Date: 10/10/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Entrusted Loan to Associate Company
For For
AgainstForApprove Provision of Additional Guarantee 2
Folli Follie SA
Meeting Date: 10/11/2019 Country: Greece
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Auditors and Fix Their Remuneration for 2018
For Against
AgainstForOther Business 2
Page 800 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Huadian Fuxin Energy Corporation Limited
Meeting Date: 10/11/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Continuing Connected Transactions under the Financial Services Framework Agreement for the Year 2020 to 2022 and Proposed Annual Caps
For Against
Shenzhen Topband Co., Ltd.
Meeting Date: 10/11/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve to Appoint Auditor For For
United Technologies Corporation
Meeting Date: 10/11/2019 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Merger For For
ForForAdjourn Meeting 2
Allergan plc
Meeting Date: 10/14/2019 Country: Ireland
Meeting Type: Special
Page 801 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Allergan plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Scheme of Arrangement For For
ForForApprove Cancellation of Cancellation Shares 2
ForForAuthorize Board to Allot and Issue Shares 3
ForForAmend Articles of Association 4
ForForAdvisory Vote on Golden Parachutes 5
ForForAdjourn Meeting 6
Allergan plc
Meeting Date: 10/14/2019 Country: Ireland
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Scheme of Arrangement For For
Hsbc Global Liquidity Funds Plc - (usd) Liquidity
Meeting Date: 10/14/2019 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForRatify KPMG as Auditors 2
ForForAuthorise Board to Fix Remuneration of Auditors
3
NanJi E-Commerce Co., Ltd.
Meeting Date: 10/14/2019 Country: China
Meeting Type: Special
Page 802 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
NanJi E-Commerce Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Approve Purpose of Implementing the Stock Option Incentive Plan
For For
ForForApprove Criteria to Select Plan Participants 1.2
ForForApprove Plan Participants Name List and Allocation
1.3
ForForApprove Type, Source and Number of Underlying Stocks in Connection to the Stock Option Incentive Plan
1.4
ForForApprove Duration, Grant Date, Waiting Period, Exercise Date, Exercise Proportion and Lock-Up Period in Connection to the Stock Option Incentive Plan
1.5
ForForApprove Exercise Price and Price-setting Basis in Connection to the Stock Option Incentive Plan
1.6
ForForApprove Conditions for Granting and Exercising
1.7
ForForApprove Procedures to Grant and Exercise the Stock Options
1.8
ForForApprove Method and Procedures to Adjust the Incentive Plan
1.9
ForForApprove Accounting Treatment in Connection to the Stock Option Incentive Plan
1.10
ForForApprove Rights and Obligations of the Plan Participants and the Company
1.11
ForForApprove Conditions to Change or Terminate the Stock Option Incentive Plan
1.12
ForForApprove Related Dispute Between Company and Incentive Targets or Dispute Resolution Mechanism
1.13
ForForApprove Methods to Assess the Performance of Plan Participants
2
ForForApprove Authorization of the Board to Handle All Related Matters
3
Sunwoda Electronic Co., Ltd.
Meeting Date: 10/14/2019 Country: China
Meeting Type: Special
Page 803 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Sunwoda Electronic Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Guarantee For For
China Yangtze Power Co., Ltd.
Meeting Date: 10/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Guarantee Provision For For
ForForApprove Investment to Power Distribution Project
2
ForForApprove Authorization of Board to Handle All Related Matters Regarding Acquisition of Power Distribution
3
Dongxing Securities Co., Ltd.
Meeting Date: 10/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association For Against
ForForAmend Rules and Procedures Regarding General Meetings of Shareholders
2
ForForAmend Rules and Procedures Regarding Meetings of Board of Directors
3
ForForAmend Working System for Independent Directors
4
AgainstForElect Zhou Liang as Non-Independent Director 5.1
Page 804 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Livzon Pharmaceutical Group Inc.
Meeting Date: 10/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Three-Year Continuing Connected Transactions Framework Agreement for 2020-2022, Related Annual Caps and Related Transactions
For For
ForForElect Tian Qiusheng as Director 2.1
ForForElect Wong Kam Wa as Director 2.2
ForForApprove Increase in Registered Capital 3
ForForAmend Articles of Association 4
Ninestar Corp.
Meeting Date: 10/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Revised Stock Option Incentive Plan and Its Summary
For For
ForForApprove Appraisal Measures of the Stock Option Incentive Plan
2
ForForApprove Authorization of the Board to Handle All Matters Related to Stock Option Incentive Plan
3
ForForApprove List of Participants for Stock Option Incentive Plan
4
Orora Limited
Meeting Date: 10/15/2019 Country: Australia
Meeting Type: Annual
Page 805 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Orora Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Sam Lewis as Director For For
ForForElect Rob Sindel as Director 2b
ForForElect Tom Gorman as Director 2c
ForForApprove Grant of Deferred Performance Rights to Brian Lowe
3a
ForForApprove Grant of Performance Rights to Brian Lowe
3b
ForForApprove Remuneration Report 4
Ping An Healthcare & Technology Company Limited
Meeting Date: 10/15/2019 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Products and Services Revised Annual Caps
For For
ForForApprove Services Purchasing Revised Annual Caps
2
Prudential Plc
Meeting Date: 10/15/2019 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Demerger of the M&G Group from the Prudential Group
For For
ForForElect Amy Yip as Director 2
Page 806 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Telstra Corporation Limited
Meeting Date: 10/15/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
3a Elect Eelco Blok as Director For For
ForForElect Craig Dunn as Director 3b
ForForElect Nora Scheinkestel as Director 3c
ForForApprove Grant of Restricted Shares to Andrew Penn
4a
ForForApprove Grant of Performance Rights to Andrew Penn
4b
ForForApprove Remuneration Report 5
ForAgainstApprove Spill Resolution 6
Barratt Developments Plc
Meeting Date: 10/16/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForApprove Special Dividend 4
ForForRe-elect John Allan as Director 5
ForForRe-elect David Thomas as Director 6
ForForRe-elect Steven Boyes as Director 7
ForForRe-elect Jessica White as Director 8
ForForRe-elect Richard Akers as Director 9
ForForRe-elect Nina Bibby as Director 10
ForForRe-elect Jock Lennox as Director 11
ForForRe-elect Sharon White as Director 12
Page 807 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Barratt Developments Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReappoint Deloitte LLP as Auditors 13
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
14
ForForAuthorise EU Political Donations and Expenditure
15
ForForAuthorise Issue of Equity 16
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise Market Purchase of Ordinary Shares 18
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
19
Commonwealth Bank of Australia
Meeting Date: 10/16/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Shirish Apte as Director For For
ForForElect Mary Padbury as Director 2b
ForForElect Genevieve Bell as Director 2c
ForForElect Paul O'Malley as Director 2d
ForForApprove Remuneration Report 3
ForForApprove Grant of Rights to Matt Comyn 4
ForForAdopt New Constitution 5
CSL Limited
Meeting Date: 10/16/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Marie McDonald as Director For For
Page 808 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
CSL Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Megan Clark AC as Director 2b
ForForApprove Remuneration Report 3
ForForApprove Grant of Performance Share Units to Paul Perreault
4a
ForForApprove Grant of Performance Share Units to Andrew Cuthbertson AO
4b
Daelim Industrial Co., Ltd.
Meeting Date: 10/16/2019 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Bae Won-bok as Inside Director For For
Lepu Medical Technology (Beijing) Co., Ltd.
Meeting Date: 10/16/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Adjustment on Public Issuance of Convertible Bonds
For For
ForForApprove Company's Plan for Public Issuance of Convertible Bonds (Second Revision)
2
ForForApprove Demonstration Analysis Report on Public Issuance of Convertible Bonds (Second Revision)
3
ForForApprove Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken as well as Related Commitment (Second Revision)
4
ForForApprove Feasibility Analysis Report on the Use of Proceeds (Second Revision)
5
Page 809 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
OFILM Group Co., Ltd.
Meeting Date: 10/16/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Guarantee Provision For For
Origin Energy Limited
Meeting Date: 10/16/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect Greg Lalicker as Director For For
ForForElect Gordon Cairns as Director 3
ForForElect Bruce Morgan as Director 4
ForForApprove Remuneration Report 5
ForForAprove Grant of Restricted Shares and Performance Share Rights to Frank Calabria
6
ForForApprove Renewal of Proportional Takeover Provisions
7
ForForAppoint Ernst & Young as Auditor of the Company
8
AgainstAgainstApprove the Amendments to the Company's Constitution
9a
AgainstAgainstApprove Transition Planning Disclosure 9b
ForAgainstApprove Informed Consent Relating to the Company's Proposed Fracking Activities in the Beetaloo SubBasin
9c
ForAgainstApprove Public Health Risks of Coal Operations
9d
AgainstAgainstApprove Paris Goals and Targets 9e
ForAgainstApprove Disclosure of Lobbying 9f
Page 810 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Suning.com Co., Ltd.
Meeting Date: 10/16/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Daily Related-party Transactions For For
ForForApprove Guarantee Provision 2
AgainstForApprove Financial Assistance Provision 3
Treasury Wine Estates Limited
Meeting Date: 10/16/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Louisa Cheang as Director For For
ForForElect Ed Chan as Director 2b
ForForElect Warwick Every-Burns as Director 2c
ForForElect Garry Hounsell as Director 2d
ForForElect Colleen Jay as Director 2e
ForForElect Lauri Shanahan as Director 2f
ForForElect Paul Rayner as Director 2g
ForForApprove Proportional Takeover Provision 3
ForForApprove Remuneration Report 4
ForForApprove Grant of Performance Rights to Michael Clarke
5
Aurizon Holdings Limited
Meeting Date: 10/17/2019 Country: Australia
Meeting Type: Annual
Page 811 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Aurizon Holdings Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Russell Caplan as Director For For
ForForElect Michael Fraser as Director 2b
ForForElect Kate Vidgen as Director 2c
ForForApprove Grant of Performance Rights to Andrew Harding
3
ForForApprove Remuneration Report 4
BHP Group Plc
Meeting Date: 10/17/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForAppoint Ernst & Young LLP as Auditors 2
ForForAuthorise the Risk and Audit Committee to Fix Remuneration of Auditors
3
ForForAuthorise Issue of Equity 4
ForForAuthorise Issue of Equity without Pre-emptive Rights
5
ForForAuthorise Market Purchase of Ordinary Shares 6
ForForApprove Remuneration Policy 7
ForForApprove Remuneration Report for UK Law Purposes
8
ForForApprove Remuneration Report for Australian Law Purposes
9
ForForApprove Grant of Awards under the Group's Incentive Plans to Andrew Mackenzie
10
ForForElect Ian Cockerill as Director 11
ForForElect Susan Kilsby as Director 12
ForForRe-elect Terry Bowen as Director 13
ForForRe-elect Malcolm Broomhead as Director 14
Page 812 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
BHP Group Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Anita Frew as Director 15
ForForRe-elect Andrew Mackenzie as Director 16
ForForRe-elect Lindsay Maxsted as Director 17
ForForRe-elect John Mogford as Director 18
ForForRe-elect Shriti Vadera as Director 19
ForForRe-elect Ken MacKenzie as Director 20
AgainstAgainstAmend Constitution of BHP Group Limited 21
AgainstAgainstApprove Suspension of Memberships of Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement
22
Daqin Railway Co., Ltd.
Meeting Date: 10/17/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Investment in Mengxi Huazhong Railway Co., Ltd.
For For
Meridian Energy Limited
Meeting Date: 10/17/2019 Country: New Zealand
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Jan Dawson as Director For For
ForForElect Julia Hoare as Director 2
ForForElect Michelle Henderson as Director 3
ForForElect Nagaja Sanatkumar as Director 4
ForForAdopt New Constitution 5
Page 813 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Paychex, Inc.
Meeting Date: 10/17/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director B. Thomas Golisano For For
ForForElect Director Thomas F. Bonadio 1b
ForForElect Director Joseph G. Doody 1c
ForForElect Director David J.S. Flaschen 1d
ForForElect Director Pamela A. Joseph 1e
ForForElect Director Martin Mucci 1f
ForForElect Director Joseph M. Tucci 1g
ForForElect Director Joseph M. Velli 1h
ForForElect Director Kara Wilson 1i
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify PricewaterhouseCoopers LLP as Auditors
3
Perpetual Limited
Meeting Date: 10/17/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Report For For
ForForElect Greg Cooper as Director 2
ForForApprove Grant of Share Rights and Performance Rights to Rob Adams
3
Tsogo Sun Gaming Ltd.
Meeting Date: 10/17/2019 Country: South Africa
Meeting Type: Annual
Page 814 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Tsogo Sun Gaming Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2019
For For
ForForReappoint PwC as Auditors of the Company with P Calicchio as the Individual Registered Auditor
2
ForForElect Chris du Toit as Director 3.1
ForForElect Rachel Watson as Director 3.2
ForForRe-elect Marcel Golding as Director 3.3
ForForRe-elect Elias Mphande as Director 3.4
ForForRe-elect Busi Mabuza as Director 3.5
ForForRe-elect Busi Mabuza as Member of the Audit and Risk Committee
4.1
ForForRe-elect Mohamed Gani as Member of the Audit and Risk Committee
4.2
ForForElect Rachel Watson as Member of the Audit and Risk Committee
4.3
AgainstForApprove Remuneration Policy 1
ForForApprove Remuneration Implementation Report
2
ForForApprove Non-executive Directors' Fees 1
ForForAuthorise Repurchase of Issued Share Capital 2
ForForApprove Financial Assistance in Terms of Section 45 of the Companies Act
3
AgainstForApprove Issuance of Shares or Options and Grant Financial Assistance in Terms of the Company's Share-Based Incentive Schemes
4
Whitehaven Coal Limited
Meeting Date: 10/17/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Report For For
ForForApprove Grant of Rights to Paul Flynn 2
Page 815 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Whitehaven Coal Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Lindsay Ward as Director 3
ForForElect Mark Vaile as Director 4
ForForElect John Conde as Director 5
ForForApprove Amendments to the Constitution 6
New China Life Insurance Co., Ltd.
Meeting Date: 10/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Li Quan as Director For For
ForForElect Gao Lizhi as Supervisor 2
ForForApprove Remuneration of the Executive Director, Chief Executive Officer and President of the Company
3
ForForApprove Amendments to Measures for the Administration of the Independent Directors of New China Life Insurance Company Ltd.
4
New China Life Insurance Company Ltd.
Meeting Date: 10/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Li Quan as Director For For
ForForElect Gao Lizhi as Supervisor 2
ForForApprove Remuneration of the Executive Director, Chief Executive Officer and President of the Company
3
ForForApprove Amendments to Measures for the Administration of the Independent Directors of New China Life Insurance Company Ltd.
4
Page 816 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shanghai International Port (Group) Co., Ltd.
Meeting Date: 10/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issue of Letter of Guarantee For Against
SkyCity Entertainment Group Limited
Meeting Date: 10/18/2019 Country: New Zealand
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Amendments to the Company's Constitution
For For
ForForAuthorize Board to Fix Remuneration of the Auditors
2
Weifu High-Technology Group Co. Ltd.
Meeting Date: 10/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger by Absorption For For
ForForApprove Amendments to Articles of Association
2
Apollo Hospitals Enterprise Limited
Meeting Date: 10/21/2019 Country: India
Meeting Type: Court
Page 817 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Apollo Hospitals Enterprise Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Scheme of Arrangement For For
China Reinsurance (Group) Corporation
Meeting Date: 10/21/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Liu Xiaopeng as Director For For
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Meeting Date: 10/21/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Transaction Agreement, Rollover Agreement and Related Transactions
For For
AgainstForApprove Renewal of Continuing Connected Transactions
2
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Meeting Date: 10/21/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Transaction Agreement, Rollover Agreement and Related Transactions
For For
Page 818 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Renewal of Continuing Connected Transactions
2
WorleyParsons Limited
Meeting Date: 10/21/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect John Grill as Director For For
ForForElect Roger Higgins as Director 2b
ForForElect Sharon Warburton as Director 2c
ForForElect Juan Suarez Coppel as Director 2d
ForForApprove Remuneration Report 3
ForForApprove Grant of Deferred Restricted Share Rights to Andrew Wood
4
ForForApprove Grant of Long Term Equity Performance Rights to Andrew Wood
5
ForForApprove Leaving Entitlements 6
ForForApprove Renewal of Proportional Takeover Provisions
7
ForForApprove the Change of Company Name to Worley Limited
8
Cochlear Limited
Meeting Date: 10/22/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Approve Financial Statements and Reports of the Directors and Auditors
For For
ForForApprove Remuneration Report 2.1
ForForElect Yasmin Allen as Director 3.1
Page 819 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Cochlear Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Donal O'Dwyer as Director 3.2
ForForElect Abbas Hussain as Director 3.3
ForForElect Rick Holliday-Smith as Director 3.4
ForForApprove Grant of Options and Performance Rights to Dig Howitt
4.1
Galapagos NV
Meeting Date: 10/22/2019 Country: Belgium
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Daniel O'Day as Director For For
ForForElect Linda Higgins as Director 2
ForForApprove Auditors' Remuneration 3
ForForApprove Issuance of Warrants 3
AgainstForRenew Authorization to Increase Share Capital by Up to 20 Percent within the Framework of Authorized Capital
5
GF Securities Co., Ltd.
Meeting Date: 10/22/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2019 Interim Profit Distribution Plan For For
GF Securities Co., Ltd.
Meeting Date: 10/22/2019 Country: China
Meeting Type: Special
Page 820 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
GF Securities Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2019 Interim Profit Distribution Plan For For
IDP Education Limited
Meeting Date: 10/22/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Gregory West as Director For Against
AgainstForElect Peter Polson as Director 2b
ForForApprove Remuneration Report 3
Yuexiu Property Company Limited
Meeting Date: 10/22/2019 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Transaction Documents and Related Transactions
For For
ForForElect Ouyang Changcheng as Director and Authorize Board to Fix His Remuneration
2
Yuexiu Property Company Limited
Meeting Date: 10/22/2019 Country: Hong Kong
Meeting Type: Special
Page 821 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Yuexiu Property Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2020 Bank Deposits Agreement, New Annual Caps and Related Transactions
For For
Auckland International Airport Ltd.
Meeting Date: 10/23/2019 Country: New Zealand
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Christine Spring as Director For For
ForForElect Elizabeth Savage as Director 2
ForForApprove Increase in the Fee Pool of Directors' Fees
3
ForForAuthorize Board to Fix Remuneration of the Auditors
4
ForForApprove the Amendments to the Company's Constitution
1
Bajaj Finance Limited
Meeting Date: 10/23/2019 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
For For
Inner Mongolia Baotou Steel Union Co. Ltd.
Meeting Date: 10/23/2019 Country: China
Meeting Type: Special
Page 822 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Inner Mongolia Baotou Steel Union Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association For Against
ForForApprove Issuance of High Quality Corporate Bond
2
ForForApprove Issue Size 3.1
ForForApprove Issue Manner 3.2
ForForApprove Par Value and Issue Price 3.3
ForForApprove Bond Maturity 3.4
ForForApprove Bond Interest Rate 3.5
ForForApprove Use of Raised Funds 3.6
ForForApprove Underwriters and Trustees 3.7
ForForApprove Target Subscribers 3.8
ForForApprove Guarantee Arrangements 3.9
ForForApprove Safeguard Measures of Debts Repayment
3.10
ForForApprove Listing Arrangements 3.11
ForForApprove Payment of Capital and Interest 3.12
ForForApprove Resolution Validity Period 3.13
ForForApprove Authorization of Board to Handle All Related Matters Regarding Issuance of Green Corporate Bonds
4
ForForApprove Issue Size 5.1
ForForApprove Par Value and Issue Price 5.2
ForForApprove Bond Maturity and Type 5.3
ForForApprove Bond Interest Rate 5.4
ForForApprove Guarantee Matters 5.5
ForForApprove Use of Proceeds 5.6
ForForApprove Issue Manner 5.7
ForForApprove Terms of Sell-Back 5.8
ForForApprove Target Subscribers and Placing Arrangement for Shareholders
5.9
ForForApprove Underwriting Manner 5.10
ForForApprove Listing Arrangements 5.11
Page 823 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Inner Mongolia Baotou Steel Union Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Company Credit Status and Safeguard Measures of Debts Repayment
5.12
ForForApprove Resolution Validity Period 5.13
ForForApprove Authorization of Board to Handle All Related Matters Regarding Issuance of Corporate Bonds
6
ForForApprove Investors to Implement Market Oriented Debt-to-Equity and Signing of Related Agreements
7
Keppel DC REIT
Meeting Date: 10/23/2019 Country: Singapore
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of 99.0 Percent Interest in the Company Which Holds Keppel DC Singapore 4 and the Entry into the Keppel Lease Agreement, the Facility Management Agreement and the LLP Agreement
For For
ForForApprove Acquisition of the Entire Interest in the Company Which Holds the Data Centre Located at 18 Riverside Road, Singapore
2
Parker-Hannifin Corporation
Meeting Date: 10/23/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Lee C. Banks For For
ForForElect Director Robert G. Bohn 1.2
ForForElect Director Linda S. Harty 1.3
ForForElect Director Kevin A. Lobo 1.4
ForForElect Director Candy M. Obourn 1.5
Page 824 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Parker-Hannifin Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Joseph Scaminace 1.6
ForForElect Director Ake Svensson 1.7
ForForElect Director Laura K. Thompson 1.8
ForForElect Director James R. Verrier 1.9
ForForElect Director James L. Wainscott 1.10
ForForElect Director Thomas L. Williams 1.11
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForAmend Omnibus Stock Plan 4
ForAgainstRequire Independent Board Chairman 5
Sunrise Communications Group AG
Meeting Date: 10/23/2019 Country: Switzerland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Share Re-registration Consent For For
Sunrise Communications Group AG
Meeting Date: 10/23/2019 Country: Switzerland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Creation of CHF 2.8 Billion Pool of Capital with Preemptive Rights
For Against
AgainstAgainstRemove Peter Kurer as Director and Board Chairman
2
AgainstAgainstRemove Jens Ovesen as Director and Audit Committee Member
3
AgainstForTransact Other Business (Voting) 4
Page 825 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Crown Resorts Limited
Meeting Date: 10/24/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect John Poynton as Director For Against
ForForElect Helen Coonan as Director 2b
ForForElect Andrew Demetriou as Director 2c
AgainstForElect Harold Mitchell as Director 2d
ForForApprove Remuneration Report 3
Magellan Financial Group Ltd.
Meeting Date: 10/24/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report For Against
ForForElect Hamish Douglass as Director 3a
ForForElect Hamish McLennan as Director 3b
ForForApprove Issuance of Shares to Brett Cairns Under the Share Purchase Plan
4a
ForForApprove Grant of Related Party Benefits to Brett Cairns
4b
New Hope Liuhe Co., Ltd.
Meeting Date: 10/24/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Medium-term Notes For For
Page 826 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
New Hope Liuhe Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Additional Guarantee Provision 2
Renishaw Plc
Meeting Date: 10/24/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
AgainstForRe-elect Sir David McMurtry as Director 4
AgainstForRe-elect John Deer as Director 5
ForForRe-elect Will Lee as Director 6
ForForRe-elect Allen Roberts as Director 7
ForForRe-elect Carol Chesney as Director 8
ForForRe-elect Catherine Glickman as Director 9
ForForRe-elect Sir David Grant as Director 10
ForForRe-elect John Jeans as Director 11
ForForReappoint Ernst & Young LLP as Auditors 12
ForForAuthorise the Audit Committee of the Board to Fix Remuneration of Auditors
13
ForForAuthorise Market Purchase of Ordinary Shares 14
Sino Land Company Limited
Meeting Date: 10/24/2019 Country: Hong Kong
Meeting Type: Annual
Page 827 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Sino Land Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForElect Daryl Ng Win Kong as Director 3.1
ForForElect Ringo Chan Wing Kwong as Director 3.2
ForForElect Gordon Lee Ching Keung as Director 3.3
ForForElect Velencia Lee as Director 3.4
ForForAuthorize Board to Fix Remuneration of Directors
3.5
ForForApprove Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration
4
ForForAuthorize Repurchase of Issued Share Capital 5.1
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5.2
ForForAuthorize Reissuance of Repurchased Shares 5.3
South32 Ltd.
Meeting Date: 10/24/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Wayne Osborn as Director For For
ForForElect Keith Rumble as Director 2b
ForForApprove Remuneration Report 3
ForForApprove Grant to Graham Kerr 4
Tabcorp Holdings Limited
Meeting Date: 10/24/2019 Country: Australia
Meeting Type: Annual
Page 828 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Tabcorp Holdings Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Paula Dwyer as Director For For
ForForElect Justin Milne as Director 2b
ForForApprove Remuneration Report 3
ForForApprove Grant of Performance Rights to David Attenborough
4
ForAgainstApprove the Spill Resolution 5
The Star Entertainment Group Limited
Meeting Date: 10/24/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect Gerard Bradley as Director For For
ForForElect Richard Sheppard as Director 3
ForForApprove Remuneration Report 4
ForForApprove Grant of Performance Rights to Matt Bekier
5
WPP Plc
Meeting Date: 10/24/2019 Country: Jersey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Sale by the Company of 60 Percent of their Kantar Business
For For
Page 829 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Ctrip.com International Ltd.
Meeting Date: 10/25/2019 Country: Cayman Islands
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Change of Company Name For For
Great Wall Motor Company Limited
Meeting Date: 10/25/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2019 Restricted Share and Share Option Incentive Scheme (Draft) of Great Wall Motor Company Limited and Its Summary
For Against
AgainstForApprove Appraisal Measures for Implementation of the 2019 Restricted Share and Share Option Incentive Scheme of Great Wall Motor Company Limited
2
AgainstForAuthorize Board to Deal With All Matters in Relation to the 2019 Restricted Share and the Share Option Incentive Scheme of the Company
3
Great Wall Motor Company Limited
Meeting Date: 10/25/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2019 Restricted Share and Share Option Incentive Scheme (Draft) of Great Wall Motor Company Limited and Its Summary
For Against
Page 830 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Great Wall Motor Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Appraisal Measures for Implementation of the 2019 Restricted Share and Share Option Incentive Scheme of Great Wall Motor Company Limited
2
AgainstForAuthorize Board to Deal With All Matters in Relation to the 2019 Restricted Share and the Share Option Incentive Scheme of the Company
3
Hubei Energy Group Co., Ltd.
Meeting Date: 10/25/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Loan Application For For
Insurance Australia Group Ltd.
Meeting Date: 10/25/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Remuneration Report For For
ForForApprove Grant of Deferred Award Rights and Executive Performance Rights to Peter Harmer
2
ForForElect George Savvides as Director 3
ForForElect Helen Marion Nugent as Director 4
ForForElect Thomas William Pockett as Director 5
ForForRatify Past Issuance of Subordinated Medium Term Notes to Institutional Investors
6
AgainstAgainstApprove the Amendments to the Company's Constitution
7a
ForAgainstApprove Fossil Fuel Investment Exposure Reduction Targets
7b
Page 831 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
IOI Corp. Bhd.
Meeting Date: 10/25/2019 Country: Malaysia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Final Dividend For For
ForForElect Peter Chin Fah Kui as Director 2
ForForElect Lee Yeow Seng as Director 3
ForForApprove Directors' Fees (Inclusive of Board Committees' Fees)
4
ForForApprove Directors' Benefits (Other than Directors' Fees)
5
ForForApprove BDO PLT as Auditors and Authorize Audit and Risk Management Committee to Fix Their Remuneration
6
ForForApprove Karownakaran @ Karunakaran a/l Ramasamy to Continue Office as Independent Non-Executive Director
7
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
8
ForForAuthorize Share Repurchase Program 9
ForForApprove Implementation of Shareholders' Mandate for Recurrent Related Party Transactions
10
AgainstForApprove Gratuity Payment to Lee Shin Cheng 11
ForForAdopt New Constitution 1
KBC Ancora SCA
Meeting Date: 10/25/2019 Country: Belgium
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
4.1 Adopt Financial Statements For For
ForForApprove Allocation of Income 4.2
ForForApprove Remuneration Report 5
ForForApprove Discharge of Statutory Manager 6
Page 832 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
KBC Ancora SCA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Discharge of Auditors 7
ForForOpt-in to New Belgian Code of Companies and Associations
3
ForForAmend Articles of Association Re: Alignment with the New Belgian Code on Companies and Associations Under Item 3
4
ForForAuthorize Implementation of Approved Resolutions
5.1
ForForApprove Filing of Required Documents/Formalities at Trade Registry
5.2
L3Harris Technologies, Inc.
Meeting Date: 10/25/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Sallie B. Bailey For For
ForForElect Director William M. Brown 1b
ForForElect Director Peter W. Chiarelli 1c
ForForElect Director Thomas A. Corcoran 1d
ForForElect Director Thomas A. Dattilo 1e
ForForElect Director Roger B. Fradin 1f
ForForElect Director Lewis Hay, III 1g
ForForElect Director Lewis Kramer 1h
ForForElect Director Christopher E. Kubasik 1i
ForForElect Director Rita S. Lane 1j
ForForElect Director Robert B. Millard 1k
ForForElect Director Lloyd W. Newton 1l
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
Page 833 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Lite-On Technology Corp.
Meeting Date: 10/25/2019 Country: Taiwan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Spin off of Solid State Storage Business Unit to SOLID STATE STORAGE CORPORATION
For For
Qantas Airways Limited
Meeting Date: 10/25/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2.1 Elect Richard Goyder as Director For For
ForForElect Paul Rayner as Director 2.2
ForForElect Todd Sampson as Director 2.3
ForForElect Barbara Ward as Director 2.4
ForForApprove Participation of Alan Joyce in the Long Term Incentive Plan
3
ForForApprove Remuneration Report 4
AgainstAgainstApprove the Amendments to the Company's Constitution
5.1
ForAgainstApprove Human Rights Risks 5.2
Shenwan Hongyuan Group Co., Ltd.
Meeting Date: 10/25/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Appointment of KPMG and KPMG Huazhen LLP as Auditors
For For
Page 834 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shenwan Hongyuan Group Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Xu Yiyang as Supervisor 2
Shenzhen Salubris Pharmaceuticals Co., Ltd.
Meeting Date: 10/25/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association to Expand Business Scope
For For
ForForApprove to Appoint Auditor 2
Tianqi Lithium Industries, Inc.
Meeting Date: 10/25/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Guarantee to Wholly-owned Subsidiary
For For
China Merchants Port Holdings Company Limited
Meeting Date: 10/28/2019 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Non-Acceptance of the Mandatory Unconditional Cash Offer to Acquire All the Issued H Shares in Dalian Port (PDA) Company Limited and Related Transactions
For For
ForForElect Ge Lefu as Director 2
Page 835 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Mediobanca SpA
Meeting Date: 10/28/2019 Country: Italy
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Statutory Reports, and Allocation of Income
For For
ForForApprove Remuneration Policy 2a
ForForApprove Fixed-Variable Compensation Ratio 2b
ForForApprove Severance Payments Policy 2c
ForForAmend Performance Share Scheme 3
AgainstNoneDeliberations on Possible Legal Action Against Directors if Presented by Shareholders
A
SDIC Capital Co., Ltd.
Meeting Date: 10/28/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Company's Eligibility for Issuance of Convertible Bonds
For For
ForForApprove Type of Securities 2.1
ForForApprove Issue Scale 2.2
ForForApprove Par Value and Issuance Price 2.3
ForForApprove Bond Maturity 2.4
ForForApprove Bond Interest Rate 2.5
ForForApprove Method and Term for the Repayment of Principal and Interest
2.6
ForForApprove Conversion Period 2.7
ForForApprove Determination and Adjustment of Conversion Price
2.8
ForForApprove Terms for Downward Adjustment of Conversion Price
2.9
ForForApprove Method for Determining the Number of Shares for Conversion
2.10
Page 836 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
SDIC Capital Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Dividend Distribution Post Conversion
2.11
ForForApprove Terms of Redemption 2.12
ForForApprove Terms of Sell-back 2.13
ForForApprove Issue Manner and Target Subscribers 2.14
ForForApprove Placing Arrangement for Shareholders
2.15
ForForApprove Convertible Bondholders and Convertible Bondholders Meeting
2.16
ForForApprove Use of Proceeds 2.17
ForForApprove Rating Matters 2.18
ForForApprove Guarantee Matters 2.19
ForForApprove Raised Funds Deposit Account 2.20
ForForApprove Resolution Validity Period 2.21
ForForApprove Company's Plan for Issuance of Convertible Bonds
3
ForForApprove Feasibility Analysis Report on the Use of Proceeds
4
ForForApprove Report on the Usage of Previously Raised Funds
5
ForForApprove Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken
6
ForForApprove Commitment from Controlling Shareholder, Directors, Senior Management Regarding Counter-dilution Measures in Connection to Convertible Bonds Issuance
7
ForForApprove Formulation of Rules and Procedures Regarding Convertible Corporate Bondholders Meeting
8
ForForApprove Authorization of Board to Handle All Related Matters
9
ForForApprove Shareholder Dividend Return Plan 10
ForForApprove Appointment of Financial Auditor and Internal Control Auditor
11
Tianma Microelectronics Co. Ltd.
Meeting Date: 10/28/2019 Country: China
Meeting Type: Special
Page 837 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Tianma Microelectronics Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Company's Eligibility for Public Issuance of Corporate Bonds to Qualified Investors
For For
ForForApprove Issue Size 2.1
ForForApprove Bond Maturity 2.2
ForForApprove Par Value and Issue Price 2.3
ForForApprove Bond Interest Rate and Method of Determination
2.4
ForForApprove Payment Manner of Capital and Interest
2.5
ForForApprove Target Subscribers and Placing Arrangement for Shareholders
2.6
ForForApprove Arrangement on Redemption and Sale-back
2.7
ForForApprove Use of Proceeds 2.8
ForForApprove Underwriting Manner 2.9
ForForApprove Bond Trading Circulation 2.10
ForForApprove Guarantee Method 2.11
ForForApprove Safeguard Measures of Debts Repayment
2.12
ForForApprove Resolution Validity Period 2.13
ForForApprove Authorization of the Board to Handle All Related Matters
3
ForForApprove to Appoint Auditor 4
AVIC Capital Co., Ltd.
Meeting Date: 10/29/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Profit Distribution For For
AgainstForApprove Participation in Private Equity Fund Investment
2
Page 838 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Bendigo and Adelaide Bank Limited
Meeting Date: 10/29/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect David Foster as Director For For
ForForElect Jan Harris as Director 3
ForForElect Robert Hubbard as Director 4
ForForElect David Matthews as Director 5
ForForApprove Remuneration Report 6
ForForApprove Participation of Marnie Baker in the Employee Salary Sacrifice, Deferred Share and Performance Share Plan
7
ForForApprove First Capital Reduction Scheme in Respect of Convertible Preference Shares 2
8a
ForForApprove Second Capital Reduction Scheme in Respect of Convertible Preference Shares 2
8b
China Gezhouba Group Co., Ltd.
Meeting Date: 10/29/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For Against
ForForApprove to Appoint Financial and Internal Control Auditor
2
Cintas Corporation
Meeting Date: 10/29/2019 Country: USA
Meeting Type: Annual
Page 839 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Cintas Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Gerald S. Adolph For For
ForForElect Director John F. Barrett 1b
ForForElect Director Melanie W. Barstad 1c
ForForElect Director Karen L. Carnahan 1d
ForForElect Director Robert E. Coletti 1e
ForForElect Director Scott D. Farmer 1f
ForForElect Director James J. Johnson 1g
ForForElect Director Joseph Scaminace 1h
ForForElect Director Ronald W. Tysoe 1i
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
ForAgainstReport on Political Contributions 4
Fortescue Metals Group Ltd.
Meeting Date: 10/29/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Report For For
ForForElect Sharon Warburton as Director 2
ForForElect Ya-Qin Zhang as Director 3
ForNoneApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
4
ForForApprove Grant of Performance Rights to Elizabeth Gaines
5
Metso Oyj
Meeting Date: 10/29/2019 Country: Finland
Meeting Type: Special
Page 840 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Metso Oyj
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
3 Designate Inspector or Shareholder Representative(s) of Minutes of Meeting
For For
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
ForForApprove Demerger Plan 6
Postal Savings Bank of China Co., Ltd.
Meeting Date: 10/29/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Zhang Xuewen as Director For For
ForForElect Yao Hong as Director 2
ForForElect Fu Tingmei as Director 3
ForForElect Wen Tiejun as Director 4
ForForElect Chung Shui Ming Timpson as Director 5
ForForElect Pan Yingli as Director 6
ForForElect Chen Yuejun as Supervisor 7
ForForElect Li Yujie as Supervisor 8
ForForElect Zhao Yongxiang as Supervisor 9
ForForElect Wu Yu as Supervisor 10
ForForElect Bai Jianjun as Supervisor 11
ForForElect Chen Shimin as Supervisor 12
ForForApprove Remuneration Settlement Plan for Directors for 2018
13
ForForApprove Remuneration Settlement Plan for Supervisors for 2018
14
ForForApprove Proposed Issuance of Write-down Undated Capital Bonds
15
Page 841 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Seagate Technology plc
Meeting Date: 10/29/2019 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director William D. Mosley For For
ForForElect Director Stephen J. Luczo 1b
ForForElect Director Mark W. Adams 1c
ForForElect Director Judy Bruner 1d
ForForElect Director Michael R. Cannon 1e
ForForElect Director William T. Coleman 1f
ForForElect Director Jay L. Geldmacher 1g
ForForElect Director Dylan G. Haggart 1h
ForForElect Director Stephanie Tilenius 1i
ForForElect Director Edward J. Zander 1j
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
3
AgainstForAmend Omnibus Stock Plan 4
ForForAuthorize Board to Allot and Issue Shares 5
ForForAuthorize Board to Opt-Out of Statutory Pre-Emption Rights
6
ForForDetermine Price Range for Reissuance of Treasury Shares
7
Yunnan Baiyao Group Co., Ltd.
Meeting Date: 10/29/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Employee Share Purchase Plan (Draft) and Summary
For For
Page 842 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Yunnan Baiyao Group Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Authorization of the Board to Handle All Matters Related to Employee Share Purchase Plan
2
ForForApprove Draft of Employee Share Purchase Plan Management Method
3
ForForApprove Incentive Fund Management Method 4
ForForApprove Working Rules of the Remuneration and Evaluation Management System of Board of Directors, Supervisors and Core Personnel
5
BB Seguridade Participacoes SA
Meeting Date: 10/30/2019 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize Capitalization of Reserves and Reduction of Share Capital Without Cancellation of Shares
For For
ForForApprove Negotiation of Treasury Shares 2
AgainstForAmend Articles 3
China Construction Bank Corporation
Meeting Date: 10/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Wang Yongqing as Supervisor For For
ForForElect Michel Madelain as Director 2
ForForApprove Remuneration Distribution and Settlement Plan for Directors of the Bank in 2018
3
ForForApprove Remuneration Distribution and Settlement Plan for Supervisors of the Bank in 2018
4
Page 843 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Construction Bank Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Authorization for Additional Temporary Limit on Poverty Alleviation Donations
5
China Construction Bank Corporation
Meeting Date: 10/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Wang Yongqing as Supervisor For For
ForForElect Michel Madelain as Director 2
ForForApprove Remuneration Distribution and Settlement Plan for Directors of the Bank in 2018
3
ForForApprove Remuneration Distribution and Settlement Plan for Supervisors of the Bank in 2018
4
ForForApprove Authorization for Additional Temporary Limit on Poverty Alleviation Donations
5
China Railway Group Limited
Meeting Date: 10/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chen Yun as Director For For
ForForAmend Rules and Procedures Regarding Meetings of Board of Supervisory Committee
2
ForForAmend Articles of Association 3
Page 844 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Railway Group Limited
Meeting Date: 10/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chen Yun as Director For For
ForForAmend Rules and Procedures Regarding Meetings of Board of Supervisory Committee
2
ForForAmend Articles of Association 3
Dexus
Meeting Date: 10/30/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Report For For
ForForApprove Grant of Performance Rights to Darren Steinberg
2
ForForElect Mark Ford as Director 3.1
ForForElect Nicola Roxon as Director 3.2
Do Not Vote
ForRatify Past Issuance of Securities to Institutional and Sophisticated Investors
4.1
Do Not Vote
ForRatify Past Issuance of Exchangeable Notes to Professional and Sophisticated Investors
4.2
Fosun International Limited
Meeting Date: 10/30/2019 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Approve Grant of Specific Mandate to Issue New Award Shares and Related Transactions
For Against
Page 845 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Fosun International Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Grant of Award Shares Pursuant to the Share Award Scheme to Selected Participants
1b
AgainstForAuthorize Board to Deal with All Matters in Relation to Issuance and Allotment of the New Award Shares Pursuant to the Share Award Scheme
1c
AgainstForAdopt the Tranche 1 Employee Share Option Incentive Scheme of Shanghai Yuyuan Tourist Mart (Group) Co., Ltd and Related Transactions
2
AgainstForAdopt Share Option Scheme of Fosun Tourism Group and Related Transactions
3
Future Land Development Holdings Limited
Meeting Date: 10/30/2019 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Subsidiary Share Incentive Scheme of Seazen Holdings Co., Ltd.
For For
ForForApprove Change of Company Name 2
ForForAdopt Amended and Restated Memorandum and Articles of Association to Reflect the Change of Company Name
3
Fuyao Glass Industry Group Co., Ltd.
Meeting Date: 10/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Ye Shu as Director For For
ForForElect Ma Weihua as Supervisor 2
ForForElect Liu Jing as Director 3.01
ForForElect Qu Wenzhou as Director 3.02
Page 846 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Fuyao Glass Industry Group Co., Ltd.
Meeting Date: 10/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Ye Shu as Director For For
ForForElect Ma Weihua as Supervisor 2
ForForElect Liu Jing as Director 3.01
ForForElect Qu Wenzhou as Director 3.02
Guoyuan Securities Co., Ltd.
Meeting Date: 10/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Profit Distribution For For
ForForApprove Company's Eligibility for Rights Issue 2
ForForApprove Issue Type and Par Value 3.1
ForForApprove Issue Manner 3.2
ForForApprove Base, Proportion and Number of Shares
3.3
ForForApprove Pricing Principle and Share Price 3.4
ForForApprove Placement Target 3.5
ForForApprove Distribution Arrangement of Undistributed Earnings
3.6
ForForApprove Issue Period 3.7
ForForApprove Underwriting Method 3.8
ForForApprove Raised Funds Investment 3.9
ForForApprove Resolution Validity Period 3.10
ForForApprove Listing Location 3.11
ForForApprove Proposal on Rights issue Scheme 4
Page 847 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Guoyuan Securities Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Feasibility Analysis Report on the Use of Proceeds
5
ForForApprove Report on the Usage of Previously Raised Funds
6
ForForApprove Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken
7
ForForApprove Authorization of Board to Handle All Related Matters
8
ForForApprove Implementing Party, Distribution Method and Scale
9.1
ForForApprove Issue Type 9.2
ForForApprove Issue Period 9.3
ForForApprove Interest Rate 9.4
ForForApprove Guarantee and Other Arrangement 9.5
ForForApprove Usage of Raised Funds 9.6
ForForApprove Issue Price 9.7
ForForApprove Target Subscribers and Placing Arrangement for Shareholders
9.8
ForForApprove Listing and Transfer of Debt Financing
9.9
ForForApprove Safeguard Measures of Debts Repayment
9.10
ForForApprove Sale of Underlying Assets Involved in Financial Debt Assets
9.11
ForForApprove Resolution Validity Period 9.12
ForForApprove Authorization of Debt Financing Instruments
9.13
SUNeVision Holdings Ltd.
Meeting Date: 10/30/2019 Country: Cayman Islands
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
Page 848 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
SUNeVision Holdings Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Fung Yuk-lun, Allen as Director 3.1a
ForForElect David Norman Prince as Director 3.1b
ForForElect Siu Hon-wah, Thomas as Director 3.1c
AgainstForElect Li On-kwok, Victor as Director 3.1d
ForForElect King Yeo-chi, Ambrose as Director 3.1e
ForForAuthorize Board to Fix Remuneration of Directors
3.2
ForForApprove Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration
4
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5
ForForAuthorize Repurchase of Issued Share Capital 6
ForForAuthorize Reissuance of Repurchased Shares 7
SUNeVision Holdings Ltd.
Meeting Date: 10/30/2019 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve BI Acquisition Agreement, RD Disposal Agreement, MI Disposal Agreement and Related Transactions
For For
Challenger Limited
Meeting Date: 10/31/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Peter Polson as Director For For
ForForElect Masahiko Kobayashi as Director 2b
ForForApprove Remuneration Report 3
Page 849 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Challenger Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Grant of Performance Share Rights to Richard Howes
4
Folli Follie SA
Meeting Date: 10/31/2019 Country: Greece
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept 2018 Financial Statements and Statutory Reports
For For
ForForApprove Discharge of Board and Auditors for 2018
2
AgainstForApprove Auditors and Fix Their Remuneration for 2019
3
ForForApprove Director Remuneration for 2018 4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAccept 2018 Financial Statements and Statutory Reports
1
ForForApprove Discharge of Board and Auditors for 2018
2
ForForApprove Auditors and Fix Their Remuneration for 2019
3
ForForApprove Director Remuneration for 2018 4
Harel Insurance Investments & Financial Services Ltd.
Meeting Date: 10/31/2019 Country: Israel
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Management Services Agreement with Michel Siboni, CEO
For For
Page 850 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Harel Insurance Investments & Financial Services Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
AgainstNoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B1
AgainstNoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2
ForNoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B3
Hong Leong Financial Group Berhad
Meeting Date: 10/31/2019 Country: Malaysia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Directors' Fees and Other Benefits For For
ForForElect Saw Kok Wei as Director 2
ForForElect Leong Ket Ti as Director 3
ForForElect Noorma binti Raja Othman as Director 4
ForForApprove PricewaterhouseCoopers PLT as Auditors and Authorize Board to Fix Their Remuneration
5
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
ForForApprove Implementation of Shareholders' Mandate for Recurrent Related Party Transactions with Hong Leong Company (Malaysia) Berhad ("HLCM") and Persons Connected with HLCM
7
ForForApprove Implementation of Shareholders' Mandate for Recurrent Related Party Transactions with Tower Real Estate Investment Trust ("Tower REIT")
8
Page 851 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Hong Leong Financial Group Berhad
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAdopt New Constitution 9
OFILM Group Co., Ltd.
Meeting Date: 10/31/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Bank Credit Line and Guarantee Provision
For Against
Poly Developments & Holdings Group Co., Ltd.
Meeting Date: 10/31/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Related Party Transactions with Poly Finance Co., Ltd.
For Against
AgainstForElect Song Guangju as Non-Independent Director
2.1
AgainstForElect Zhang Zhengao as Non-Independent Director
2.2
AgainstForElect Fu Junyuan as Non-Independent Director
2.3
AgainstForElect Zhang Wanshun as Non-Independent Director
2.4
ForForElect Liu Ping as Non-Independent Director 2.5
AgainstForElect Xing Yi as Non-Independent Director 2.6
ForForElect Zhu Zhengfu as Independent Director 3.1
ForForElect Li Fei as Independent Director 3.2
ForForElect Dai Deming as Independent Director 3.3
ForForElect Fu Jun as Supervisor 4.1
ForForElect Liu Juncai as Supervisor 4.2
Page 852 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Promotora y Operadora de Infraestructura SA
Meeting Date: 10/31/2019 Country: Mexico
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Dividends of MXN 4.72 Per Share For For
ForForAuthorize Board to Ratify and Execute Approved Resolutions
2
Tongling Nonferrous Metals Group Co., Ltd.
Meeting Date: 10/31/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Capital Injection into Sister Company and Related Party Transactions
For For
Changjiang Securities Co., Ltd.
Meeting Date: 11/01/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Tian Xuan as Independent Director For For
ForForElect Shi Zhanzhong as Independent Director 1.2
ForForElect Yu Zhen as Independent Director 1.3
ForForElect Pan Hongbo as Independent Director 1.4
AgainstForElect Li Xinhua as Non-independent Director 1.5
AgainstForElect Jin Caijiu as Non-independent Director 1.6
ForForElect Chen Jia as Non-independent Director 1.7
ForForElect Huang Xueqiang as Non-independent Director
1.8
Page 853 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Changjiang Securities Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Chen Wenbin as Non-independent Director
1.9
ForForElect Tian Zexin as Non-independent Director 1.10
ForForElect Qu Dingyuan as Non-independent Director
1.11
ForForElect Liu Yuanrui as Non-independent Director 1.12
ForForElect Yu Feng as Supervisor 2.1
ForForElect Deng Tao as Supervisor 2.2
ForForElect Yang Xing as Supervisor 2.3
ForForApprove Semi-annual Risk Control Indicator Report
3
VTB Bank PJSC
Meeting Date: 11/01/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Dividends of RUB 0.0002 per Preferred Share From Retained Earning From Previous Years
For For
ForForAmend Charter 2
ForForApprove New Edition of Regulations on Management
3
Yanzhou Coal Mining Company Limited
Meeting Date: 11/01/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2019 Interim Profit Distribution Plan For For
AgainstForApprove Financial Services Agreement, Major and Continuing Connected Transactions, Annual Caps and Related Transactions
2
Page 854 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Yanzhou Coal Mining Company Limited
Meeting Date: 11/01/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2019 Interim Profit Distribution Plan For For
AgainstForApprove Financial Services Agreement, Major and Continuing Connected Transactions, Annual Caps and Related Transactions
2
GrandVision NV
Meeting Date: 11/04/2019 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Amend Remuneration Policy For Against
NanJi E-Commerce Co., Ltd.
Meeting Date: 11/04/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Adjustment on Additional Usage of Idle Own Funds to Invest in Financial Products
For Against
Shoprite Holdings Ltd.
Meeting Date: 11/04/2019 Country: South Africa
Meeting Type: Annual
Page 855 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shoprite Holdings Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2019
For For
ForForReappoint PricewaterhouseCoopers Inc. as Auditors of the Company with MC Hamman as the Individual Registered Auditor
2
ForForRe-elect Dr Christo Wiese as Director 3
ForForElect Alice le Roux as Director 4
ForForRe-elect Johannes Basson as Chairperson of the Audit and Risk Committee
5
ForForElect Alice le Roux as Member of the Audit and Risk Committee
6
ForForRe-elect Joseph Rock as Member of the Audit and Risk Committee
7
ForForPlace Authorised but Unissued Shares under Control of Directors
8
ForForAuthorise Board to Issue Shares for Cash 9
ForForAuthorise Ratification of Approved Resolutions
10
ForForApprove Remuneration Policy 11.1
ForForApprove Implementation of the Remuneration Policy
11.2
AgainstNoneElect Jan le Roux, a Shareholder Nominee to the Board
12
ForForApprove Fees of the Chairperson of the Board 1a
ForForApprove Fees of the Lead Independent Director
1b
ForForApprove Fees of the Non-executive Directors 1c
ForForApprove Fees of the Chairperson of the Audit and Risk Committee
1d
ForForApprove Fees of the Members of the Audit and Risk Committee
1e
ForForApprove Fees of the Chairperson of the Remuneration Committee
1f
ForForApprove Fees of the Members of the Remuneration Committee
1g
ForForApprove Fees of the Chairperson of the Nomination Committee
1h
ForForApprove Fees of the Members of the Nomination Committee
1i
Page 856 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shoprite Holdings Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Fees of the Chairperson of the Social and Ethics Committee
1j
ForForApprove Fees of the Members of the Social and Ethics Committee
1k
ForForApprove Additional Fees Per Meeting 1l
AgainstForApprove Additional Fees Per Hour 1m
AgainstForApprove Financial Assistance to Subsidiaries, Related and Inter-related Entities
2
ForForAuthorise Repurchase of Issued Share Capital 3
ForForAmend Memorandum of Incorporation Re: Clause 1
4
Amcor plc
Meeting Date: 11/05/2019 Country: Jersey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Graeme Liebelt For For
ForForElect Director Armin Meyer 1b
ForForElect Director Ronald Delia 1c
ForForElect Director Andrea Bertone 1d
ForForElect Director Karen Guerra 1e
ForForElect Director Nicholas (Tom) Long 1f
ForForElect Director Arun Nayar 1g
ForForElect Director Jeremy Sutcliffe 1h
ForForElect Director David Szczupak 1i
ForForElect Director Philip Weaver 1j
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Page 857 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Fortune Land Development Co., Ltd.
Meeting Date: 11/05/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Guarantee Provision Plan For For
Coty Inc.
Meeting Date: 11/05/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Beatrice Ballini For For
ForForElect Director Sabine Chalmers 1.2
ForForElect Director Joachim Creus 1.3
ForForElect Director Pierre Denis 1.4
ForForElect Director Olivier Goudet 1.5
ForForElect Director Peter Harf 1.6
ForForElect Director Pierre Laubies 1.7
ForForElect Director Paul S. Michaels 1.8
ForForElect Director Erhard Schoewel 1.9
ForForElect Director Robert Singer 1.10
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
KLA Corporation
Meeting Date: 11/05/2019 Country: USA
Meeting Type: Annual
Page 858 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
KLA Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Edward Barnholt For For
ForForElect Director Robert Calderoni 1.2
ForForElect Director Jeneanne Hanley 1.3
ForForElect Director Emiko Higashi 1.4
ForForElect Director Kevin Kennedy 1.5
ForForElect Director Gary Moore 1.6
ForForElect Director Kiran Patel 1.7
ForForElect Director Victor Peng 1.8
ForForElect Director Robert Rango 1.9
ForForElect Director Richard Wallace 1.10
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Lam Research Corporation
Meeting Date: 11/05/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Sohail U. Ahmed For For
ForForElect Director Timothy M. Archer 1.2
ForForElect Director Eric K. Brandt 1.3
ForForElect Director Michael R. Cannon 1.4
ForForElect Director Youssef A. El-Mansy 1.5
ForForElect Director Catherine P. Lego 1.6
ForForElect Director Bethany J. Mayer 1.7
ForForElect Director Abhijit Y. Talwalkar 1.8
ForForElect Director Lih Shyng (Rick L.) Tsai 1.9
Page 859 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Lam Research Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Leslie F. Varon 1.10
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
PPDAI Group, Inc.
Meeting Date: 11/05/2019 Country: Cayman Islands
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Change Company Name to FinVolution Group For For
Zayo Group Holdings, Inc.
Meeting Date: 11/05/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Rick Connor For For
ForForElect Director Cathy Morris 1.2
ForForElect Director Emily White 1.3
ForForRatify KPMG LLP as Auditors 2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Beijing Dabeinong Technology Group Co., Ltd.
Meeting Date: 11/06/2019 Country: China
Meeting Type: Special
Page 860 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Beijing Dabeinong Technology Group Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Guarantee and Related Party Transactions
For For
Boral Limited
Meeting Date: 11/06/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2.1 Elect Eileen Doyle as Director For For
ForForElect Karen Moses as Director 2.2
ForForApprove Remuneration Report 3
ForForApprove Grant of Long-Term Incentive Rights to Mike Kane
4
Cardinal Health, Inc.
Meeting Date: 11/06/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Colleen F. Arnold For For
ForForElect Director Carrie S. Cox 1.2
ForForElect Director Calvin Darden 1.3
ForForElect Director Bruce L. Downey 1.4
ForForElect Director Patricia A. Hemingway Hall 1.5
ForForElect Director Akhil Johri 1.6
ForForElect Director Michael C. Kaufmann 1.7
ForForElect Director Gregory B. Kenny 1.8
ForForElect Director Nancy Killefer 1.9
Page 861 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Cardinal Health, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director J. Michael Losh 1.10
ForForElect Director Dean A. Scarborough 1.11
ForForElect Director John H. Weiland 1.12
ForForRatify Ernst & Young LLP as Auditors 2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Jumbo SA
Meeting Date: 11/06/2019 Country: Greece
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Allocation of Income and Dividends 2
AgainstForApprove Director Remuneration 3
ForForApprove Discharge of Board and Auditors 4
ForForApprove Remuneration Policy 5
AgainstForElect Directors (Bundled) 6
AgainstForElect Members of Audit Committee 7
ForForChange Fiscal Year End 8
ForForAmend Company Articles 9
ForForApprove Auditors and Fix Their Remuneration 10
Sri Trang Agro-Industry Public Company Limited
Meeting Date: 11/06/2019 Country: Thailand
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Minutes of Previous Meeting For For
Page 862 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Sri Trang Agro-Industry Public Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Issuance of Newly Issued Ordinary Shares to Directors, Executives and Employees of STGT (Sri Trang Gloves (Thailand) Public Company Limited and Its Subsidiaries
2
AgainstForOther Business 3
BHP Group Limited
Meeting Date: 11/07/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForAppoint Ernst & Young as Auditor of the Company
2
ForForAuthorize the Risk and Audit Committee to Fix Remuneration of the Auditors
3
ForForApprove General Authority to Issue Shares in BHP Group Plc
4
ForForApprove General Authority to Issue Shares in BHP Group Plc for Cash
5
ForForApprove the Repurchase of Shares in BHP Group Plc
6
ForForApprove Remuneration Policy 7
ForForApprove Remuneration Report for UK Law Purposes
8
ForForApprove Remuneration Report for Australian Law Purposes
9
ForForApprove the Grant of Awards to Andrew Mackenzie
10
ForForElect Ian Cockerill as Director 11
ForForElect Susan Kilsby as Director 12
ForForElect Terry Bowen as Director 13
ForForElect Malcolm Broomhead as Director 14
ForForElect Anita Frew as Director 15
ForForElect Andrew Mackenzie as Director 16
Page 863 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
BHP Group Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Lindsay Maxsted as Director 17
ForForElect John Mogford as Director 18
ForForElect Shriti Vadera as Director 19
ForForElect Ken MacKenzie as Director 20
AgainstAgainstAmend Constitution of BHP Group Limited 21
AgainstAgainstApprove Suspension of Memberships of Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement
22
Country Garden Services Holdings Company Limited
Meeting Date: 11/07/2019 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Proposed Amendment to Terms of the Share Option Scheme
For For
Downer EDI Limited
Meeting Date: 11/07/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Peter Watson as Director For For
ForForElect Teresa Handicott as Director 2b
ForForElect Charles Grant Thorne as Director 2c
ForForApprove Remuneration Report 3
ForForApprove Grant of Performance Rights to Grant Fenn
4
ForForApprove Reinsertion of the Proportional Takeover Provisions
5
Page 864 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Eutelsat Communications SA
Meeting Date: 11/07/2019 Country: France
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Statutory Reports
For For
ForForApprove Consolidated Financial Statements and Statutory Reports
2
ForForApprove Auditors' Special Report on Related-Party Transactions
3
ForForApprove Allocation of Income and Dividends of EUR 1.27 per Share
4
ForForElect Cynthia Gordon as Director 5
ForForReelect Ana Garcia Fau as Director 6
ForForApprove Compensation of Dominique D Hinnin, Chairman of the Board
7
ForForApprove Compensation of Rodolphe Belmer, CEO
8
ForForApprove Compensation of Michel Azibert, Vice-CEO
9
ForForApprove Compensation of Yohann Leroy, Vice-CEO
10
ForForApprove Remuneration Policy of Chairman of the Board
11
ForForApprove Remuneration Policy of CEO 12
ForForApprove Remuneration Policy of Vice-CEOs 13
ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
14
ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
15
ForForAuthorize Capitalization of Reserves of Up to EUR 44 Million for Bonus Issue or Increase in Par Value
16
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 44 Million
17
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 22 Million
18
ForForApprove Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 22 Million
19
Page 865 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Eutelsat Communications SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights
20
ForForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
21
ForForAuthorize Capital Increase of Up to EUR 22 Million for Future Exchange Offers
22
ForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
23
ForForAuthorize Issuance of Equity upon Conversion of a Subsidiary's Equity-Linked Securities for Up to EUR 22 Million
24
ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
25
ForForAuthorize Filing of Required Documents/Other Formalities
26
Flight Centre Travel Group Limited
Meeting Date: 11/07/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Gary Smith as Director For For
ForForApprove Remuneration Report 2
Kinnevik AB
Meeting Date: 11/07/2019 Country: Sweden
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect Chairman of Meeting For For
ForForPrepare and Approve List of Shareholders 3
Page 866 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Kinnevik AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Agenda of Meeting 4
ForForDesignate Inspector(s) of Minutes of Meeting 5
ForForAcknowledge Proper Convening of Meeting 6
ForForAmend Articles Re: Set Minimum (474 Million) and Maximum (1.9 Billion) Number of Shares
7.a
ForForApprove 2:1 Stock Split 7.b
ForForAmend Articles Re: Set Minimum (237 Million) and Maximum (948 Million) Number of Shares; Share Classes
7.c
ForForApprove Reduction in Share Capital via Share Cancellation
7.d
ForForApprove Capitalization of Reserves of SEK 13.8 Million for a Bonus Issue
7.e
AgainstNoneAmend Articles Re: Give All Shares Equal Voting Rights
8.a
AgainstNoneInstruct Board to Work for the Swedish Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished
8.b
AgainstNoneInstruct Board to Prepare a Proposal for Representation of Small and Medium-Sized Shareholders in the Board and Nomination Committee
8.c
AgainstNoneInstruct Board to Work on Updating Swedish National Legislation Regarding Representation of Small and Medium-Sized Shareholders in the Board and Nomination Committee
8.d
Maxim Integrated Products, Inc.
Meeting Date: 11/07/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director William (Bill) P. Sullivan For For
ForForElect Director Tunc Doluca 1b
ForForElect Director Tracy C. Accardi 1c
ForForElect Director James R. Bergman 1d
ForForElect Director Joseph R. Bronson 1e
Page 867 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Maxim Integrated Products, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Robert E. Grady 1f
ForForElect Director Mercedes Johnson 1g
ForForElect Director William D. Watkins 1h
ForForElect Director MaryAnn Wright 1i
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Ping An Bank Co., Ltd.
Meeting Date: 11/07/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Board of Directors For For
ForForElect Xie Yonglin as Non-Executive Director 2.1
AgainstForElect Chen Xinying as Non-Executive Director 2.2
AgainstForElect Yao Bo as Non-Executive Director 2.3
AgainstForElect Ye Sulan as Non-Executive Director 2.4
AgainstForElect Cai Fangfang as Non-Executive Director 2.5
AgainstForElect Guo Jian as Non-Executive Director 2.6
ForForElect Hu Yuefei as Executive Director 3.1
ForForElect Yang Zhiqun as Executive Director 3.2
ForForElect Guo Shibang as Executive Director 3.3
ForForElect Xiang Youzhi as Executive Director 3.4
ForForElect Guo Tianyong as Independent Director 4.1
ForForElect Yang Rusheng as Independent Director 4.2
ForForElect Yang Jun as Independent Director 4.3
ForForElect Li Jiashi as Independent Director 4.4
ForForElect Ai Chunrong as Independent Director 4.5
ForForElect Cai Hongbin as Independent Director 4.6
Page 868 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Ping An Bank Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Issuance of Financial Bonds 5
Shaanxi Coal Industry Co., Ltd.
Meeting Date: 11/07/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For Against
ForForApprove Guarantee Provision 2
ForForApprove Adjustment on the Amount of Daily Related-party Transaction
3
ForForApprove Additional Related-party Transactions
4
AgainstForElect Li Xianfeng as Non-Independent Director 5.1
Spark New Zealand Ltd.
Meeting Date: 11/07/2019 Country: New Zealand
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize Board to Fix Remuneration of the Auditors
For For
ForForElect Justine Smyth as Director 2
ForForElect Warwick Bray as Director 3
ForForElect Jolie Hodson as Director 4
ForForAdopt New Constitution 5
Sun Hung Kai Properties Limited
Meeting Date: 11/07/2019 Country: Hong Kong
Meeting Type: Annual
Page 869 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Sun Hung Kai Properties Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForElect Kwok Kai-Chun, Geoffrey as Director 3.1a
ForForElect Wu Xiang-Dong as Director 3.1b
ForForElect Kwok Ping-Luen, Raymond as Director 3.1c
ForForElect Wong Chik-Wing, Mike as Director 3.1d
ForForElect Li Ka-Cheung, Eric as Director 3.1e
ForForElect Leung Ko May-Yee, Margaret as Director 3.1f
ForForElect Kwok Kai-Wang, Christopher as Director 3.1g
ForForElect Tung Chi-Ho, Eric as Director 3.1h
ForForApprove Directors' Fees 3.2
ForForApprove Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration
4
ForForAuthorize Repurchase of Issued Share Capital 5
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
ForForAuthorize Reissuance of Repurchased Shares 7
Tapestry, Inc.
Meeting Date: 11/07/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1A Elect Director Darrell Cavens For For
ForForElect Director David Denton 1B
ForForElect Director Anne Gates 1C
ForForElect Director Andrea Guerra 1D
ForForElect Director Susan Kropf 1E
Page 870 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Tapestry, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Annabelle Yu Long 1F
ForForElect Director Ivan Menezes 1G
ForForElect Director Jide Zeitlin 1H
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForAmend Omnibus Stock Plan 4
Truworths International Ltd.
Meeting Date: 11/07/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2019
For For
ForForRe-elect Rob Dow as Director 2.1
ForForRe-elect Michael Thompson as Director 2.2
ForForRe-elect Doug Dare as Director 2.3
ForForRe-elect Roddy Sparks as Director 2.4
ForForElect Sarah Proudfoot as Director 2.5
ForForElect Cindy Hess as Director 2.6
ForForAuthorise Board to Issue Shares for Cash 3
ForForAuthorise Repurchase of Issued Share Capital 4
ForForReappoint Ernst & Young Inc as Auditors of the Company and Appoint Pierre du Plessis as the Registered Auditor and Authorise Their Remuneration
5
ForForApprove Fees of the Non-executive Chairman 6.1
ForForApprove Fees of the Non-executive Directors 6.2
ForForApprove Fees of the Audit Committee Chairman
6.3
ForForApprove Fees of the Audit Committee Member
6.4
Page 871 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Truworths International Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Fees of the Remuneration Committee Chairman
6.5
ForForApprove Fees of the Remuneration Committee Member
6.6
ForForApprove Fees of the Risk Committee Member (Non-executive Only)
6.7
ForForApprove Fees of the Nomination Committee Chairman
6.8
ForForApprove Fees of the Nomination Committee Member
6.9
ForForApprove Fees of the Social and Ethics Committee Chairman
6.10
ForForApprove Fees of the Social and Ethics Committee Member (Non-executive Only)
6.11
ForForRe-elect Roddy Sparks as Member of the Audit Committee
7.1
ForForRe-elect Michael Thompson as Member of the Audit Committee
7.2
ForForRe-elect Rob Dow as Member of the Audit Committee
7.3
ForForApprove Remuneration Policy 8.1
ForForApprove Implementation Report 8.2
ForForApprove Social and Ethics Committee Report 9
ForForRe-elect Michael Thompson as Member of the Social and Ethics Committee
10.1
ForForElect Maya Makanjee as Member of the Social and Ethics Committee
10.2
ForForRe-elect David Pfaff as Member of the Social and Ethics Committee
10.3
ForForApprove Financial Assistance to Related or Inter-related Company
11
Tus Environmental Science & Technology Development Co., Ltd.
Meeting Date: 11/07/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Super Short-term Commercial Papers
For For
Page 872 of 1,115
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Reporting Period: 10/01/2019 to 12/31/2019
Tus Environmental Science & Technology Development Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Application of Credit Line 2
ForForApprove Provision of Guarantee 3
Wangsu Science & Technology Co., Ltd.
Meeting Date: 11/07/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Adjustment on Incentive Object and Number of Stock Options Granted on the Initial Stock Option and Performance Shares Incentive Plan as well as Repurchase and Cancellation of Performance Shares (I)
For For
ForForApprove Adjustment on Incentive Object and Amount of Stock Options Granted on Stock Option and Performance Shares Incentive Plan as well as Repurchase and Cancellation of Peroformance Shares
2
ForForApprove Adjustment on Incentive Object and Number of Stock Options Granted on the Initial Stock Option and Performance Shares Incentive Plan as well as Repurchase and Cancellation of Performance Shares (II)
3
ForForApprove Amendments to Articles of Association
4
ForForApprove to Appoint Auditor 5
Aurora Cannabis Inc.
Meeting Date: 11/08/2019 Country: Canada
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Fix Number of Directors at Eight For For
ForForElect Director Michael Singer 2.1
ForForElect Director Terry Booth 2.2
Page 873 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Aurora Cannabis Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Steve Dobler 2.3
ForForElect Director Ronald Funk 2.4
ForForElect Director Jason Dyck 2.5
ForForElect Director Norma Beauchamp 2.6
ForForElect Director Margaret Shan Atkins 2.7
ForForElect Director Adam Szweras 2.8
ForForRatify KPMG LLP as Auditors 3
AgainstForAdvisory Vote on Executive Compensation Approach
4
China Pacific Insurance (Group) Co. Ltd.
Meeting Date: 11/08/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance and Admission of GDRs For For
ForForApprove Validity Period of the Resolutions in Respect of the Issuance and Admission of GDRs
2
ForForAuthorize Board to Deal with All Matters in Relation to the Issuance and Admission of GDRs
3
ForForApprove Distribution of Accumulated Profits Prior to the Issuance and Admission of GDRs
4
ForForApprove Plan for the Use of Proceeds from the Issuance and Admission of GDRs
5
ForForApprove Purchase of Prospectus Liability Insurance for Directors, Supervisors and Senior Management Members
6
China Pacific Insurance (Group) Co., Ltd.
Meeting Date: 11/08/2019 Country: China
Meeting Type: Special
Page 874 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Pacific Insurance (Group) Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance and Admission of GDRs For For
ForForApprove Validity Period of the Resolutions in Respect of the Issuance and Admission of GDRs
2
ForForAuthorize Board to Deal with All Matters in Relation to the Issuance and Admission of GDRs
3
ForForApprove Distribution of Accumulated Profits Prior to the Issuance and Admission of GDRs
4
ForForApprove Plan for the Use of Proceeds from the Issuance and Admission of GDRs
5
ForForApprove Purchase of Prospectus Liability Insurance for Directors, Supervisors and Senior Management Members
6
Foxconn Industrial Internet Co., Ltd.
Meeting Date: 11/08/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Zhou Taiyu as Non-Independent Director For For
Future Retail Limited
Meeting Date: 11/08/2019 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Material Related Party Transactions For Against
Page 875 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
GoerTek Inc.
Meeting Date: 11/08/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Jiang Bin as Non-Independent Director For For
ForForElect Jiang Long as Non-Independent Director 1.2
ForForElect Duan Huilu as Non-Independent Director 1.3
AgainstForElect Liu Chengmin as Non-Independent Director
1.4
ForForElect Xia Shanhong as Independent Director 2.1
ForForElect Wang Tianmiao as Independent Director 2.2
ForForElect Wang Kun as Independent Director 2.3
ForForApprove Remuneration of Directors and Allowance of Independent Directors
3
ForForElect Sun Hongbin as Supervisor 4
Grupo Financiero Inbursa SAB de CV
Meeting Date: 11/08/2019 Country: Mexico
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Article 2 For Against
ForForAuthorize Board to Ratify and Execute Approved Resolutions
2
Grupo Financiero Inbursa SAB de CV
Meeting Date: 11/08/2019 Country: Mexico
Meeting Type: Special
Page 876 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Grupo Financiero Inbursa SAB de CV
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect or Ratify Directors and Company Secretary
For Against
AgainstForElect or Ratify Members of Corporate Practices and Audit Committees
2
ForForAuthorize Board to Ratify and Execute Approved Resolutions
3
NARI Technology Co., Ltd.
Meeting Date: 11/08/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Adjustment of Raised Fund Implementation Entity
For For
ForForApprove Repurchase and Cancellation of Performance Shares and Adjustment of Repurchase Price
2
ForForAmend Articles of Association to Change Registered Capital
3
Pernod Ricard SA
Meeting Date: 11/08/2019 Country: France
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Statutory Reports
For For
ForForApprove Consolidated Financial Statements and Statutory Reports
2
ForForApprove Allocation of Income and Dividends of EUR 3.12 per Share
3
ForForApprove Auditors' Special Report on Related-Party Transactions
4
Page 877 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Pernod Ricard SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Kory Sorenson as Director 5
ForForElect Esther Berrozpe Galindo as Director 6
ForForElect Philippe Petitcolin as Director 7
ForForApprove Remuneration of Directors in the Aggregate Amount of EUR 1.25 Million
8
ForForApprove Compensation of Alexandre Ricard, Chairman and CEO
9
ForForApprove Remuneration Policy for Alexandre Ricard, Chairman and CEO
10
ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
11
ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
12
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million
13
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 41 Million
14
ForForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
15
ForForApprove Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 41 Million
16
ForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
17
ForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Future Exchange Offers
18
ForForAuthorize Capitalization of Reserves of Up to EUR 135 Million for Bonus Issue or Increase in Par Value
19
ForForAuthorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans
20
ForForAuthorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plans
21
ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
22
ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries
23
ForForAmend Article 16 of Bylaws Re: Employee Representative
24
Page 878 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Pernod Ricard SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Filing of Required Documents/Other Formalities
25
PT Puradelta Lestari Tbk
Meeting Date: 11/08/2019 Country: Indonesia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association For Against
AgainstForElect Directors 2
Wen's Foodstuff Group Co., Ltd.
Meeting Date: 11/08/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Adjustment on Issuance of Commercial Papers
For For
ForForApprove Adjustment on Related Party Transaction
2
ForForApprove Repurchase and Cancellation of Performance Share Plan
3
ForForApprove Changes in Registered Capital and Amend Articles of Association
4
Caitong Securities Co., Ltd.
Meeting Date: 11/11/2019 Country: China
Meeting Type: Special
Page 879 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Caitong Securities Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
ForForApprove Allowance of Independent Directors 2
ForForApprove to Appoint Auditor and Internal Control Auditor
3
ForForAmend Rules and Procedures Regarding Meetings of Board of Supervisors
4
ForForElect Lu Jianqiang as Non-independent Director
5.1
ForForElect Ruan Qi as Non-independent Director 5.2
ForForElect Xu Aihua as Non-independent Director 5.3
AgainstForElect Wang Jian as Non-independent Director 5.4
AgainstForElect Li Yuan as Non-independent Director 5.5
ForForElect Wang Wei as Independent Director 6.1
ForForElect Yu Jianxing as Independent Director 6.2
ForForElect Chen Geng as Independent Director 6.3
ForForElect Ye Yuanzu as Supervisor 7.1
ForForElect Zhou Zhiwei as Supervisor 7.2
China Jushi Co. Ltd.
Meeting Date: 11/11/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Company's Eligibility for Corporate Bond Issuance
For For
ForForApprove Par Value and Issue Scale 2.1
ForForApprove Issue Price and Bond Interest Rate 2.2
ForForApprove Bond Period and Repayment Method 2.3
ForForApprove Issue Manner and Target Subscribers 2.4
ForForApprove Guarantee Situation 2.5
Page 880 of 1,115
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Reporting Period: 10/01/2019 to 12/31/2019
China Jushi Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Redemption and Resale Terms 2.6
ForForApprove Usage of Raised Funds 2.7
ForForApprove Safeguard Measures of Debts Repayment
2.8
ForForApprove Underwriting Method, Listing and Resolution Validity Period
2.9
ForForApprove Authorization of the Board to Handle All Related Matters
2.10
China Merchants Shekou Industrial Zone Holdings Co., Ltd.
Meeting Date: 11/11/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For Against
ForForApprove Adjustment to Company's Initial Stock Option Granted
2
ForForElect Jiang Tiefeng as Non-Independent Director
3.1
AgainstForElect Zhu Wenkai as Non-Independent Director
3.2
Guotai Junan Securities Co., Ltd.
Meeting Date: 11/11/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect He Qing as Director For For
AgainstForElect An Hongjun as Director 1.2
Page 881 of 1,115
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Reporting Period: 10/01/2019 to 12/31/2019
Guotai Junan Securities Co., Ltd.
Meeting Date: 11/11/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect He Qing as Director For For
AgainstForElect An Hongjun as Director 1.2
Lepu Medical Technology (Beijing) Co., Ltd.
Meeting Date: 11/11/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Application of Overseas Syndicated Loan
For For
ForForApprove Guarantee Provision Plan 2
LONGi Green Energy Technology Co., Ltd.
Meeting Date: 11/11/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Company's Eligibility for Issuance of Convertible Bonds
For For
ForForApprove Issue Type 2.1
ForForApprove Issue Scale 2.2
ForForApprove Par Value and Issue Price 2.3
ForForApprove Bond Maturity 2.4
ForForApprove Bond Interest Rate 2.5
ForForApprove Term and Method of Interest Payment
2.6
Page 882 of 1,115
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Reporting Period: 10/01/2019 to 12/31/2019
LONGi Green Energy Technology Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Guarantee Matters 2.7
ForForApprove Bond Period 2.8
ForForApprove Determination and Adjustment of Conversion Price
2.9
ForForApprove Terms for Downward Adjustment of Conversion Price
2.10
ForForApprove Determination of Number of Shares to be Converted
2.11
ForForApprove Terms of Redemption 2.12
ForForApprove Terms of Sell-Back 2.13
ForForApprove Ownership of Dividends During the Conversion Year
2.14
ForForApprove Issue Manner and Target Subscribers 2.15
ForForApprove Placing Arrangement for Shareholders
2.16
ForForApprove Matters Relating to Meetings of Bond Holders
2.17
ForForApprove Usage of Raised Funds 2.18
ForForApprove Deposit Account of Raised Funds 2.19
ForForApprove Resolution Validity Period 2.20
ForForApprove Plan on Convertible Bond Issuance 3
ForForApprove Feasibility Analysis Report on the Use of Proceeds
4
ForForApprove Report on the Usage of Previously Raised Funds
5
ForForApprove Authorization of Board to Handle All Related Matters
6
ForForApprove Shareholder Return Plan 7
ForForApprove Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken
8
ForForApprove Matters Relating to Meetings of Bond Holders
9
ForForElect Bai Zhongxue as Non-independent Director
10
Luxshare Precision Industry Co. Ltd.
Meeting Date: 11/11/2019 Country: China
Meeting Type: Special
Page 883 of 1,115
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Reporting Period: 10/01/2019 to 12/31/2019
Luxshare Precision Industry Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Termination of Fundraising Project For For
ForForApprove Use of Remaining Raised Funds to Replenish Working Capital
2
ForForApprove Amendments to Articles of Association
3
OFILM Group Co., Ltd.
Meeting Date: 11/11/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve to Appoint Auditor For For
ForForAmend Articles of Association 2
Seazen Holdings Co. Ltd.
Meeting Date: 11/11/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chen Songxi as Independent Director For For
ForForElect Non-independent Director 2
AgainstForApprove Adjusting Company's 2019 Guarantee Plan
3
ForForApprove Draft and Summary of Stock Option Plan and Performance Share Incentive Plan
4
ForForApprove Methods to Assess the Performance of Plan Participants
5
ForForApprove Authorization of the Board to Handle All Related Matters
6
Page 884 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shandong Linglong Tyre Co., Ltd.
Meeting Date: 11/11/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Guarantee Provision Plan For For
Automatic Data Processing, Inc.
Meeting Date: 11/12/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Peter Bisson For For
ForForElect Director Richard T. Clark 1b
ForForElect Director R. Glenn Hubbard 1c
ForForElect Director John P. Jones 1d
ForForElect Director Francine S. Katsoudas 1e
ForForElect Director Thomas J. Lynch 1f
ForForElect Director Scott F. Powers 1g
ForForElect Director William J. Ready 1h
ForForElect Director Carlos A. Rodriguez 1i
ForForElect Director Sandra S. Wijnberg 1j
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
China State Construction Engineering Corp. Ltd.
Meeting Date: 11/12/2019 Country: China
Meeting Type: Special
Page 885 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China State Construction Engineering Corp. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For Against
ForForAmend Rules and Procedures Regarding General Meetings of Shareholders
2
ForForAmend Rules and Procedures Regarding Meetings of Board of Directors
3
ForForAmend Rules and Procedures Regarding Meetings of Board of Supervisors
4
Guangzhou Baiyunshan Pharmaceutical Holdings Co. Ltd.
Meeting Date: 11/12/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Guangzhou Pharmaceuticals Corporation, a Subsidiary of the Company, to Conduct Asset-Backed Securitization of Accounts Receivable
For For
ForForApprove Guangzhou Pharmaceuticals Corporation, a Subsidiary of the Company, to Apply for Additional General Banking Facilities
2
ForForApprove Emoluments to be Paid to Cai Ruiyu for Year 2019
3
Motus Holdings Ltd. (South Africa)
Meeting Date: 11/12/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2019
For For
ForForAppoint Deloitte & Touche as Auditors of the Company with M Bierman as the Designated Partner
2
Page 886 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Motus Holdings Ltd. (South Africa)
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Saleh Mayet as Member of the Audit and Risk Committee
3.1
ForForElect Keneilwe Moloko as Member of the Audit and Risk Committee
3.2
ForForElect Johnson Njeke as Member of the Audit and Risk Committee
3.3
ForForElect Kerry Cassel as Director 4.1
ForForElect Saleh Mayet as Director 4.2
ForForElect Keneilwe Moloko as Director 4.3
ForForElect Johnson Njeke as Director 4.4
ForForElect Osman Arbee as Director 5.1
ForForElect Ockert Janse van Rensburg as Director 5.2
ForForApprove Remuneration Policy 6
ForForApprove Remuneration Implementation Report
7
ForForPlace Authorised but Unissued Shares under Control of Directors
8
ForForAuthorise Board to Issue Shares for Cash 9
ForForApprove Fees of the Chairman 10.1
ForForApprove Fees of the Deputy Chairman and Lead Independent Director
10.2
ForForApprove Fees of the Board Member 10.3
ForForApprove Fees of the Assets and Liabilities Committee Chairman
10.4
ForForApprove Fees of the Assets and Liabilities Committee Member
10.5
ForForApprove Fees of the Audit and Risk Committee Chairman
10.6
ForForApprove Fees of the Audit and Risk Committee
10.7
ForForApprove Fees of the Divisional Board Member 10.8
ForForApprove Fees of the Divisional Finance and Risk Committee Member
10.9
ForForApprove Fees of the Remuneration Committee Chairman
10.10
ForForApprove Fees of the Remuneration Committee Member
10.11
ForForApprove Fees of the Nominations Committee Chairman
10.12
Page 887 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Motus Holdings Ltd. (South Africa)
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Fees of the Nominations Committee Member
10.13
ForForApprove Fees of the Social, Ethics and Sustainability Committee Chairman
10.14
ForForApprove Fees of the Social, Ethics and Sustainability Committee Member
10.15
ForForAuthorise Repurchase of Issued Share Capital 11
ForForApprove Financial Assistance in Terms of Section 44 of the Companies Act
12
ForForApprove Financial Assistance in Terms of Section 45 of the Companies Act
13
Newcrest Mining Ltd.
Meeting Date: 11/12/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Peter Hay as Director For For
ForForElect Vickki McFadden as Director 2b
ForForApprove Grant of Performance Rights to Sandeep Biswas
3a
ForForApprove Grant of Performance Rights to Gerard Bond
3b
ForForApprove Remuneration Report 4
Weibo Corporation
Meeting Date: 11/12/2019 Country: Cayman Islands
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Director Daniel Yong Zhang For For
ForForElect Director Pehong Chen 2
Page 888 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Xiamen CD Inc.
Meeting Date: 11/12/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Commercial Papers For For
ForForApprove Issuance of Medium-term Notes 2
ForForApprove Provision of Guarantee 3
ForForApprove to Adjust the Allowance of Independent Directors
4
China Animal Husbandry Industry Co., Ltd.
Meeting Date: 11/13/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
ForForAmend Rules and Procedures Regarding General Meetings of Shareholders
2
ForForAmend Rules and Procedures Regarding Meetings of Board of Directors
3
Coles Group Limited
Meeting Date: 11/13/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2.1 Elect James Graham as Director For For
ForForElect Jacqueline Chow as Director 2.2
ForForApprove Remuneration Report 3
ForForApprove Grant of Performance Rights to Steven Cain
4
Page 889 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Coles Group Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAppoint Ernst & Young as Auditor of the Company
5
AgainstAgainstApprove the Amendments to the Company's Constitution
6a
AgainstAgainstImprove Human Rights Management in Fresh Food Supply Chains
6b
Computershare Limited
Meeting Date: 11/13/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect Simon Jones as Director For For
ForForElect Tiffany Fuller as Director 3
ForForApprove Remuneration Report 4
ForForApprove Grant of Performance Rights to Stuart Irving
5
ForAgainstApprove Conditional Spill Resolution 6
Contact Energy Limited
Meeting Date: 11/13/2019 Country: New Zealand
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Elena Trout as Director For For
ForForAuthorize Board to Fix Remuneration of the Auditors
2
ForForAdopt New Constitution 3
Page 890 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Dialog Group Berhad
Meeting Date: 11/13/2019 Country: Malaysia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Final Dividend For For
ForForElect Kamariyah Binti Hamdan as Director 2
ForForElect Khairon Binti Shariff as Director 3
ForForApprove Directors' Fees and Board Committees' Fees
4
ForForApprove Directors' Benefits (Other than Directors' Fees and Board Committees' Fees)
5
ForForApprove BDO PLT as Auditors and Authorize Board to Fix Their Remuneration
6
ForForApprove Oh Chong Peng to Continue Office as Independent Non-Executive Director
7
ForForApprove Kamariyah Binti Hamdan to Continue Office as Independent Non-Executive Director
8
ForForAuthorize Share Repurchase Program 9
ForForAdopt New Constitution 1
Gansu Qilianshan Cement Group Co., Ltd.
Meeting Date: 11/13/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Capital Injection to Associate Company
For For
AgainstForApprove Signing of Financial Service Agreement
2
Hays plc
Meeting Date: 11/13/2019 Country: United Kingdom
Meeting Type: Annual
Page 891 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Hays plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AbstainForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForApprove Special Dividend 4
ForForRe-elect Andrew Martin as Director 5
ForForRe-elect Alistair Cox as Director 6
ForForRe-elect Paul Venables as Director 7
ForForRe-elect Torsten Kreindl as Director 8
ForForRe-elect Susan Murray as Director 9
ForForRe-elect MT Rainey as Director 10
ForForRe-elect Peter Williams as Director 11
ForForElect Cheryl Millington as Director 12
ForForReappoint PricewaterhouseCoopers LLP as Auditors
13
ForForAuthorise Board to Fix Remuneration of Auditors
14
ForForAuthorise EU Political Donations and Expenditure
15
ForForAuthorise Issue of Equity 16
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise Market Purchase of Ordinary shares 18
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
19
ForForApprove UK Sharesave Plan 20
ForForApprove International Sharesave Plan 21
Indian Bank
Meeting Date: 11/13/2019 Country: India
Meeting Type: Special
Page 892 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Indian Bank
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Equity Shares to the Government of India on Preferential Basis
For Against
KCC Corp.
Meeting Date: 11/13/2019 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Spin-Off Agreement For For
ForForElect Min Byeong-sam as Inside Director 2
Shenzhen Desay Battery Technology Co., Ltd.
Meeting Date: 11/13/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Liu Qi as Non-Independent Director For Against
AgainstForElect He Wenbin as Non-Independent Director 1.2
AgainstForElect Li Bingbing as Non-Independent Director 1.3
AgainstForElect Zhong Chen as Non-Independent Director
1.4
AgainstForElect Bai Xiaoping as Non-Independent Director
1.5
AgainstForElect Yu Xiaohai as Non-Independent Director 1.6
ForForElect Wu Liming as Independent Director 2.1
ForForElect Song Wenji as Independent Director 2.2
ForForElect Li Han as Independent Director 2.3
ForForElect Xia Zhiwu as Supervisor 3.1
Page 893 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shenzhen Desay Battery Technology Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Wu Lichong as Supervisor 3.2
ForForApprove Amendments to Articles of Association
4
Shenzhen S.C New Energy Technology Corp.
Meeting Date: 11/13/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve External Guarantee Provision Plan For For
Sichuan Expressway Company Limited
Meeting Date: 11/13/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Proposed Remunerations Scheme for Zhou Liming
For For
ForForApprove Proposed Remunerations Scheme for Gan Yongyi, Luo Maoquan and He Zhuqing
2
ForForApprove Proposed Remunerations Scheme for Ni Shilin, You Zhiming, Li Wenhu and Li Chengyong
3
ForForApprove Proposed Remunerations Scheme for Liu Lina, Gao Jinkang, Yan Qixiang and Bu Danlu
4
ForForApprove Proposed Remunerations Scheme for Feng Bing
5
ForForApprove Proposed Remunerations Scheme for Ling Xiyun, Wang Yao and Meng Jie
6
ForForApprove Proposed Remunerations Scheme for the Staff Supervisors of the Seventh Session of the Supervisory Committee
7
ForForApprove Service Contracts of Directors and Supervisors and Related Transactions
8
Page 894 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Sichuan Expressway Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Zhou Liming as Director 9.01
ForForElect Gan Yongyi as Director 9.02
AgainstForElect Ni Shilin as Director 9.03
ForForElect Luo Maoquan as Director 9.04
ForForElect He Zhuqing as Director 9.05
AgainstForElect You Zhiming as Director 9.06
AgainstForElect Li Wenhu as Director 9.07
AgainstForElect Li Chengyong as Director 9.08
ForForElect Liu Lina as Director 10.01
ForForElect Gao Jinkang as Director 10.02
ForForElect Yan Qixiang as Director 10.03
ForForElect Bu Danlu as Director 10.04
ForForElect Feng Bing as Supervisor 11.01
ForForElect Ling Xiyun as Supervisor 11.02
ForForElect Wang Yao as Supervisor 11.03
ForForElect Meng Jie as Supervisor 11.04
Smiths Group Plc
Meeting Date: 11/13/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Bruno Angelici as Director 4
ForForRe-elect Olivier Bohuon as Director 5
ForForRe-elect Sir George Buckley as Director 6
ForForRe-elect Dame Ann Dowling as Director 7
Page 895 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Smiths Group Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Tanya Fratto as Director 8
ForForRe-elect William Seeger as Director 9
ForForRe-elect Mark Seligman as Director 10
ForForRe-elect John Shipsey as Director 11
ForForRe-elect Andrew Reynolds Smith as Director 12
ForForRe-elect Noel Tata as Director 13
ForForAppoint KPMG LLP as Auditors 14
ForForAuthorise Board to Fix Remuneration of Auditors
15
ForForAuthorise Issue of Equity 16
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
18
ForForAuthorise Market Purchase of Ordinary Shares 19
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
20
ForForAuthorise EU Political Donations and Expenditure
21
Zhejiang Huayou Cobalt Co., Ltd.
Meeting Date: 11/13/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Company's Acquisition by Issuance of Shares and Raising Supporting Funds as well as Related Party Transactions is in Compliance with Relevant Laws and Regulations
For Against
AgainstForApprove Transaction Overview 2.1
AgainstForApprove Transaction Parties 2.2
AgainstForApprove Target Assets 2.3
AgainstForApprove Transaction Manner 2.4
Page 896 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Zhejiang Huayou Cobalt Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Transaction Price 2.5
AgainstForApprove Share Type and Par Value 2.6
AgainstForApprove Issue Manner and Target Subscribers 2.7
AgainstForApprove Price Reference Date, Pricing Basis and Issuance Price
2.8
AgainstForApprove Issue Size 2.9
AgainstForApprove Lock-up Period 2.10
AgainstForApprove Profit and Loss Attribution During the Transition Period
2.11
AgainstForApprove Listing Exchange 2.12
AgainstForApprove Transfer of Ownership of the Underlying Asset and the Liability for Breach of Contractual Obligations
2.13
AgainstForApprove Issue Type and Par Value in Connection to Raising Supporting Funds
2.14
AgainstForApprove Target Subscriber and Issue Manner in Connection to Raising Supporting Funds
2.15
AgainstForApprove Issue Price in Connection to Raising Supporting Funds
2.16
ForForApprove Raising Supporting Funds and Issue Amount in Connection to Raising Supporting Funds
2.17
AgainstForApprove Listing Location in Connection to Raising Supporting Funds
2.18
AgainstForApprove Lock-up Period in Connection to Raising Supporting Funds
2.19
ForForApprove Use of Proceeds 2.20
AgainstForApprove Transaction Does Not Constitute as Major Asset Restructuring
2.21
AgainstForApprove Resolution Validity Period 2.22
AgainstForApprove Transaction Constitutes as Related-party Transaction
3
AgainstForApprove Report (Draft) and Summary on Company's Related-party Transaction in Connection to Acquisition by Issuance of Shares as well as Raising Supporting Funds
4
AgainstForApprove Signing of Conditional Supplemental Agreement for the Acquisition by Issuance of Shares
5
Page 897 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Zhejiang Huayou Cobalt Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove the Notion that the Transaction Complies with Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies and Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies
6
AgainstForApprove Transaction Complies with Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies and Measures for the Administration of Securities Issuance of Listed Companies
7
AgainstForApprove Transaction Does Not Constitute with Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies
8
AgainstForApprove Completeness and Compliance of Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction
9
AgainstForApprove Relevant Audit Report, Pro Forma Review Report and Asset Assessment Report
10
AgainstForApprove Independence of Appraiser, the Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing
11
AgainstForApprove Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken
12
AgainstForApprove Undertakings of Remedial Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of this Transaction
13
AgainstForApprove Appointment of Agency to Provide Services for this Transaction
14
AgainstForApprove Authorization of the Board to Handle All Related Matters
15
Ansell Limited
Meeting Date: 11/14/2019 Country: Australia
Meeting Type: Annual
Page 898 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Ansell Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Christine Yan as Director For For
ForForElect Peter Day as Director 2b
ForForElect Leslie A Desjardins as Director 2c
AgainstForApprove On-Market Buy-Back of Shares 3
ForForApprove Grant of Performance Share Rights to Magnus Nicolin
4
ForForApprove Remuneration Report 5
AVIC Aircraft Co. Ltd.
Meeting Date: 11/14/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association For Against
ForForApprove Adjustment on 2019 Daily Related-party Transaction
2
ForForApprove 2020 Daily Related-party Transaction 3
ForForApprove Continued Signing of Related-party Framework Agreement
4
AgainstForApprove Financial Business 5
Bid Corp. Ltd.
Meeting Date: 11/14/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Appoint PricewaterhouseCoopers Inc as Auditors of the Company with Eben Gerryts as the Individual Registered Auditor
For For
Page 899 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Bid Corp. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Tasneem Abdool-Samad as Director 2.1
ForForElect Clifford Rosenberg as Director 2.2
ForForRe-elect David Cleasby as Director 2.3
ForForRe-elect Brian Joffe as Director 2.4
ForForRe-elect Dolly Mokgatle as Director 2.5
ForForElect Tasneem Abdool-Samad as Member of the Audit and Risk Committee
3.1
ForForRe-elect Paul Baloyi as Member of the Audit and Risk Committee
3.2
ForForRe-elect Nigel Payne as Member of the Audit and Risk Committee
3.3
ForForRe-elect Helen Wiseman as Chairman of the Audit and Risk Committee
3.4
ForForApprove Remuneration Policy 4.1
ForForApprove Implementation of Remuneration Policy
4.2
ForForAmend Conditional Share Plan 5
ForForPlace Authorised but Unissued Shares under Control of Directors
6
ForForAuthorise Board to Issue Shares for Cash 7
ForForApprove Pro Rata Reduction of Stated Capital in lieu of Dividend
8
ForForAuthorise Creation and Issuance of Convertible Debentures or Other Convertible Instruments
9
ForForAuthorise Ratification of Approved Resolutions
10
ForForAuthorise Repurchase of Issued Share Capital 11
ForForApprove Fees of the Chairman 12.1
ForForApprove Fees of the Lead Independent Non-executive Director (SA)
12.2
ForForApprove Fees of the Lead Independent Director (International) (AUD)
12.3
ForForApprove Fees of the Non-executive Directors (SA)
12.4
ForForApprove Fees of the Non-executive Directors (International) (AUD)
12.5
ForForApprove Fees of the Audit and Risk Committee Chairman (International) (AUD)
12.6
ForForApprove Fees of the Audit and Risk Committee Chairman (SA)
12.7
Page 900 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Bid Corp. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Fees of the Audit and Risk Committee Member (SA)
12.8
ForForApprove Fees of the Audit and Risk Committee Member (International) (AUD)
12.9
ForForApprove Fees of the Remuneration Committee Chairman (SA)
12.10
ForForApprove Fees of the Remuneration Committee Chairman (International) (AUD)
12.11
ForForApprove Fees of the Remuneration Committee Member (SA)
12.12
ForForApprove Fees of the Remuneration Committee Member (International) (AUD)
12.13
ForForApprove Fees of the Nominations Committee Chairman (SA)
12.14
ForForApprove Fees of the Nominations Committee Chairman (International) (AUD)
12.15
ForForApprove Fees of the Nominations Committee Member (SA)
12.16
ForForApprove Fees of the Nominations Committee Member (International) (AUD)
12.17
ForForApprove Fees of the Acquisitions Committee Chairman (SA)
12.18
ForForApprove Fees of the Acquisitions Committee Chairman (International) (AUD)
12.19
ForForApprove Fees of the Acquisitions Committee Member (SA)
12.20
ForForApprove Fees of the Acquisitions Committee Member (International) (AUD)
12.21
ForForApprove Fees of the Social and Ethics Committee Chairman (SA)
12.22
ForForApprove Fees of the Social and Ethics Committee Chairman (International) (AUD)
12.23
ForForApprove Fees of the Social and Ethics Committee Member (SA)
12.24
ForForApprove Fees of the Social and Ethics Committee Member (International) (AUD)
12.25
ForForApprove Fees of the Ad hoc Meetings (SA) 12.26
ForForApprove Fees of the Ad hoc Meetings (International) (AUD)
12.27
ForForApprove Fees of the Travel per Meeting Cycle (SA)
12.28
ForForApprove Fees of the Travel per Meeting Cycle (International) (AUD)
12.29
Page 901 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Bid Corp. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Financial Assistance to Related or Inter-related Companies and Corporations
13
Broadridge Financial Solutions, Inc.
Meeting Date: 11/14/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Leslie A. Brun For For
ForForElect Director Pamela L. Carter 1b
ForForElect Director Richard J. Daly 1c
ForForElect Director Robert N. Duelks 1d
ForForElect Director Timothy C. Gokey 1e
ForForElect Director Brett A. Keller 1f
ForForElect Director Maura A. Markus 1g
ForForElect Director Thomas J. Perna 1h
ForForElect Director Alan J. Weber 1i
ForForElect Director Amit K. Zavery 1j
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
Centrais Eletricas Brasileiras SA
Meeting Date: 11/14/2019 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Capital Increase of Ordinary Shares and Preferred Class B Shares Through Capitalization of Credits of the Federal Government
For For
Page 902 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Fox Corporation
Meeting Date: 11/14/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director K. Rupert Murdoch For For
ForForElect Director Lachlan K. Murdoch 1b
ForForElect Director Chase Carey 1c
ForForElect Director Anne Dias 1d
ForForElect Director Roland A. Hernandez 1e
ForForElect Director Jacques Nasser 1f
ForForElect Director Paul D. Ryan 1g
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Hangzhou Robam Appliances Co., Ltd.
Meeting Date: 11/14/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve to Appoint Auditor For For
Jack Henry & Associates, Inc.
Meeting Date: 11/14/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Matthew C. Flanigan For For
ForForElect Director John F. Prim 1.2
Page 903 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Jack Henry & Associates, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Thomas H. Wilson, Jr. 1.3
ForForElect Director Jacque R. Fiegel 1.4
ForForElect Director Thomas A. Wimsett 1.5
ForForElect Director Laura G. Kelly 1.6
ForForElect Director Shruti S. Miyashiro 1.7
ForForElect Director Wesley A. Brown 1.8
ForForElect Director David B. Foss 1.9
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify PricewaterhouseCoopers, LLP as Auditors
3
Medibank Private Limited
Meeting Date: 11/14/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect David Grahame Fagan as Director For For
ForForElect Linda Bardo Nicholls as Director 3
AgainstForApprove Remuneration Report 4
ForForApprove Grant of Performance Rights to Craig Drummond
5
Northern Star Resources Limited
Meeting Date: 11/14/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Report For For
ForForApprove FY20 Share Plan 2
Page 904 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Northern Star Resources Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Issuance of Performance Rights to Bill Beament
3
ForForApprove Potential Termination Benefits 4
ForNoneApprove FY20 NED Share Plan 5
ForNoneApprove Issuance of Share Rights to Non-Executive Directors
6
ForForElect Mary Hackett as Director 7
ForForElect Nick Cernotta as Director 8
ForForElect Bill Beament as Director 9
ForForElect John Fitzgerald as Director 10
Ramsay Health Care Limited
Meeting Date: 11/14/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report For For
ForForElect Catriona Alison Deans as Director 3.1
ForForElect James Malcolm McMurdo as Director 3.2
ForForApprove Grant of FY2020 Performance Rights to Craig Ralph McNally
4.1
ForForApprove Grant of FY2019 Performance Rights to Craig Ralph McNally
4.2
Rand Merchant Investment Holdings Ltd.
Meeting Date: 11/14/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Re-elect Peter Cooper as Director For For
ForForRe-elect Sonja de Bruyn as Director 1.2
Page 905 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Rand Merchant Investment Holdings Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Laurie Dippenaar as Director 1.3
ForForRe-elect Jannie Durand as Director 1.4
ForForRe-elect Per-Erik Lagerstrom as Director 1.5
ForForRe-elect Murphy Morobe as Director 1.6
ForForApprove Remuneration Policy 1
ForForApprove Remuneration Implementation Report
2
ForForPlace Authorised but Unissued Shares under Control of Directors
2
ForForAuthorise Board to Issue Shares for Cash 3
ForForReappoint PricewaterhouseCoopers Inc as Auditors of the Company and Authorise Their Remuneration
4
ForForRe-elect Johan Burger as Member of the Audit and Risk Committee
5.1
ForForRe-elect Sonja de Bruyn as Member of the Audit and Risk Committee
5.2
ForForRe-elect Per-Erik Lagerstrom as Member of the Audit and Risk Committee
5.3
ForForRe-elect James Teeger as Member of the Audit and Risk Committee
5.4
ForForAuthorise Ratification of Approved Resolutions
6
ForForApprove Remuneration of Non-executive Directors
1
ForForAuthorise Repurchase of Issued Share Capital 2
ForForAuthorise Issue of Shares and/or Options Pursuant to a Reinvestment Option
3
AgainstForApprove Financial Assistance to Directors, Prescribed Officers and Employee Share Scheme Beneficiaries
4
ForForApprove Financial Assistance to Related and Inter-related Entities
5
Shanghai Electric Group Company Limited
Meeting Date: 11/14/2019 Country: China
Meeting Type: Special
Page 906 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shanghai Electric Group Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Xu Jianxin as Director For For
AgainstForApprove Adjustment of Maximum Outstanding Amount for Provision of External Guarantees
2
ForForApprove Proposed Change in Use of Proceeds 1
ForForAmend Articles of Association 2
Shanghai Electric Group Company Limited
Meeting Date: 11/14/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Proposed Change in Use of Proceeds For For
Shanghai Electric Group Company Limited
Meeting Date: 11/14/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Proposed Change in Use of Proceeds For For
ForForAmend Articles of Association 2
AgainstForApprove Adjustment of Maximum Outstanding Amount for Provision of External Guarantees
3
ForForElect Xu Jianxin as Director 4.1
Shanghai Electric Group Company Limited
Meeting Date: 11/14/2019 Country: China
Meeting Type: Special
Page 907 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shanghai Electric Group Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Proposed Change in Use of Proceeds For For
Vicinity Centres
Meeting Date: 11/14/2019 Country: Australia
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report For For
ForForElect Trevor Gerber as Director 3a
ForForElect David Thurin as Director 3b
ForForApprove Grant of Performance Rights to Grant Kelley
4
Wesfarmers Limited
Meeting Date: 11/14/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Vanessa Miscamble Wallace as Director For For
ForForElect Jennifer Anne Westacott as Director 2b
ForForElect Michael (Mike) Roche as Director 2c
ForForElect Sharon Lee Warburton as Director 2d
ForForApprove Remuneration Report 3
ForForApprove Grant of Restricted Shares and Performance Shares to Robert Scott
4
Page 908 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Western Digital Corporation
Meeting Date: 11/14/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Kimberly E. Alexy For For
ForForElect Director Martin I. Cole 1b
ForForElect Director Kathleen A. Cote 1c
ForForElect Director Tunc Doluca 1d
ForForElect Director Len J. Lauer 1e
ForForElect Director Matthew E. Massengill 1f
ForForElect Director Stephen D. Milligan 1g
ForForElect Director Stephanie A. Streeter 1h
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
AgainstForAmend Omnibus Stock Plan 3
ForForRatify KPMG LLP as Auditors 4
Western Securities Co., Ltd.
Meeting Date: 11/14/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Zhou Dongsheng as Non-Independent Director
For For
ForForApprove Provision for Asset Impairment 2
Zhaojin Mining Industry Company Limited
Meeting Date: 11/14/2019 Country: China
Meeting Type: Special
Page 909 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Zhaojin Mining Industry Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Approve Transfer Agreement and Related Transactions
For Against
AgainstForApprove Grant of Specific Mandates to the Board to Allot and Issue Consideration Shares to Zhaojin Group Pursuant to the Transfer Agreement
1b
AgainstForAuthorize Board to Deal With All Matters in Relation to Transfer Agreement and Its Amendment, Variation or Modification of Terms and Conditions
1c
ForForAmend Articles of Association 2a
ForForAuthorize Board to Deal With All Matters in Relation to the Amendments to the Articles of Association
2b
ForForApprove Registration and Issuance of Renewal Bonds and Authorize Board to Deal With All Related Matters
3
ForForApprove Registration and Issuance of Super Short-Term Notes and Authorize Board to Deal With All Related Matters
4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Transfer Agreement and Related Transactions
1a
ForForApprove Grant of Specific Mandates to the Board to Allot and Issue Consideration Shares to Zhaojin Group Pursuant to the Transfer Agreement
1b
ForForAuthorize Board to Deal With All Matters in Relation to Transfer Agreement and Its Amendment, Variation or Modification of Terms and Conditions
1c
ForForAmend Articles of Association 2a
ForForAuthorize Board to Deal With All Matters in Relation to the Amendments to the Articles of Association
2b
ForForApprove Registration and Issuance of Renewal Bonds and Authorize Board to Deal With All Related Matters
3
Page 910 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Zhaojin Mining Industry Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Registration and Issuance of Super Short-Term Notes and Authorize Board to Deal With All Related Matters
4
Zhaojin Mining Industry Company Limited
Meeting Date: 11/14/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Approve Transfer Agreement and Related Transactions
For For
ForForApprove Grant of Specific Mandates to the Board to Allot and Issue Consideration Shares to Zhaojin Group Pursuant to the Transfer Agreement
1b
ForForAuthorize Board to Deal With All Matters in Relation to Transfer Agreement and Its Amendment, Variation or Modification of Terms and Conditions
1c
Bank of Jiangsu Co., Ltd.
Meeting Date: 11/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Perpetual Bonds For For
ForForElect Ren Tong as Non-independent Director 2
ForForElect Xiang Rong as Supervisor 3
Bic Camera, Inc.
Meeting Date: 11/15/2019 Country: Japan
Meeting Type: Annual
Page 911 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Bic Camera, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 10
For For
ForForElect Director Miyajima, Hiroyuki 2.1
ForForElect Director Kawamura, Hitoshi 2.2
ForForElect Director Abe, Toru 2.3
ForForElect Director Tamura, Eiji 2.4
ForForElect Director Akiho, Toru 2.5
ForForElect Director Nakagawa, Keiju 2.6
ForForElect Director Kimura, Kazuyoshi 2.7
ForForElect Director Ueno, Yoshiharu 2.8
AgainstForElect Director Sato, Masaaki 2.9
ForForElect Director Yamada, Noboru 2.10
ForForElect Director Nakai, Kamezo 2.11
ForForAppoint Alternate Statutory Auditor Toshimitsu, Takeshi
3
China Communications Construction Company Limited
Meeting Date: 11/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Grant of General Mandate to Repurchase H Shares
For For
China Communications Construction Company Limited
Meeting Date: 11/15/2019 Country: China
Meeting Type: Special
Page 912 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Communications Construction Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Grant of General Mandate to Repurchase H Shares
For For
China Communications Construction Company Limited
Meeting Date: 11/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Grant of General Mandate to Repurchase H Shares
For For
China Communications Construction Company Limited
Meeting Date: 11/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Grant of General Mandate to Repurchase H Shares
For For
China Longyuan Power Group Corporation Limited
Meeting Date: 11/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Sun Jinbiao as Director For For
Page 913 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
COFCO Meat Holdings Limited
Meeting Date: 11/15/2019 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Supplemental Mutual Supply Agreement, New Continuing Connected Transaction, Revised Annual Caps and Related Transactions
For For
Contemporary Amperex Technology Co., Ltd.
Meeting Date: 11/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Additional Provision of Guarantee For For
ForForApprove Change in Registered Capital and Amend Articles of Association
2
ForForApprove Guarantee Provision in Relation to Issuance of Overseas Bonds
3
ForForApprove Authorization of Board and Related Personnel to Handle Matters Related to Issuance of Overseas Bonds
4
Fila Korea Ltd.
Meeting Date: 11/15/2019 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Spin-Off Agreement For For
ForForAmend Articles of Incorporation 2
Page 914 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
First Pacific Company Limited
Meeting Date: 11/15/2019 Country: Bermuda
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Share Subscription Agreement, Exchangeable Bond Subscription Agreement and Related Transactions
For For
Hangzhou Tigermed Consulting Co., Ltd.
Meeting Date: 11/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of Equity For For
ForForApprove Repurchase and Cancellation of Performance Shares
2
ForForApprove Change in Registered Capital and Amend Articles of Association
3
Jinke Property Group Co., Ltd.
Meeting Date: 11/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Cancellation of Amount Guaranteed for Real Estate Projects and New Amount of Guarantee
For For
ForForApprove Transfer of the Surplus Funds of the Controlled Subsidiary According to the Equity Ratio
2
Page 915 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Ninestar Corp.
Meeting Date: 11/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Repurchase and Cancellation of Performance Shares
For For
ForForApprove Related Party Transaction 2
Sany Heavy Industry Co., Ltd.
Meeting Date: 11/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Mortgage and Finance Lease Business
For For
AgainstForApprove Use of Own Idle Funds to Invest in Financial Products
2
ForForApprove Deposit, Loan and Other Financial Business with Related-party Bank
3
ForForApprove Adjustments on Daily Related-party Transactions
4
Shandong Weigao Group Medical Polymer Company Limited
Meeting Date: 11/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Distribution of Interim Dividend For For
Page 916 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shandong Weigao Group Medical Polymer Company Limited
Meeting Date: 11/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Logistic and Distribution Services Framework Agreement, Annual Caps and Related Transactions
For For
AgainstForApprove Finance Leasing and Factoring Framework Agreement, Annual Caps and Related Transactions
2
ForForApprove Purchase Framework Agreement, Annual Caps and Related Transactions
3
Shanxi Xishan Coal & Electricity Power Co., Ltd.
Meeting Date: 11/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Guarantee to Wuxiang Xishan Power Generation Company
For For
ForForApprove Provision of Guarantee to Wholly-owned Subsidiary
2
Shenzhen Mindray Bio-Medical Electronics Co., Ltd.
Meeting Date: 11/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Adjustment to Board of Directors and Amend Articles of Association
For For
ForForElect Li Xiting as Non-independent Director 2.1
AgainstForElect Xu Hang as Non-independent Director 2.2
ForForElect Cheng Minghe as Non-independent Director
2.3
Page 917 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shenzhen Mindray Bio-Medical Electronics Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Wu Hao as Non-independent Director 2.4
ForForElect Guo Yanmei as Non-independent Director
2.5
ForForElect Xi Hao as Independent Director 3.1
ForForElect Wu Qiyao as Independent Director 3.2
ForForElect Yao Hui as Independent Director 3.3
ForForElect Tang Zhi as Supervisor 4.1
ForForElect Ji Qiang as Supervisor 4.2
ForForApprove Revoke Change of Registered Address and Amendments to Articles of Association
5
Sysco Corporation
Meeting Date: 11/15/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Thomas L. Bene For For
ForForElect Director Daniel J. Brutto 1b
ForForElect Director John M. Cassaday 1c
ForForElect Director Joshua D. Frank 1d
ForForElect Director Larry C. Glasscock 1e
ForForElect Director Bradley M. Halverson 1f
ForForElect Director John M. Hinshaw 1g
ForForElect Director Hans-Joachim Koerber 1h
ForForElect Director Stephanie A. Lundquist 1i
ForForElect Director Nancy S. Newcomb 1j
ForForElect Director Nelson Peltz 1k
ForForElect Director Edward D. Shirley 1l
ForForElect Director Sheila G. Talton 1m
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Page 918 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Sysco Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify Ernst & Young LLP as Auditors 3
ForAgainstRequire Independent Board Chairman 4
TCL Corp.
Meeting Date: 11/15/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Debt Financing Instruments
For For
AgainstForApprove Additional Daily Related-party Transactions
2
ForForAmend Articles of Association 3
The Estee Lauder Companies Inc.
Meeting Date: 11/15/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Ronald S. Lauder For For
ForForElect Director William P. Lauder 1.2
ForForElect Director Richard D. Parsons 1.3
ForForElect Director Lynn Forester de Rothschild 1.4
ForForElect Director Jennifer Tejada 1.5
ForForElect Director Richard F. Zannino 1.6
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForAmend Omnibus Stock Plan 4
Page 919 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Chongqing Zhifei Biological Products Co., Ltd.
Meeting Date: 11/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Application of Bank Credit Lines For For
ForForApprove Appointment of Auditor 2
ForForAmend Business Scope 3
ForForApprove Amendments to Articles of Association
4
ForForApprove Capital Injection for Beijing Zhifei Green Bamboo Bio-Pharmaceutical Co., Ltd.
5
ForForApprove Capital Injection for Anhui Zhifei Long Kema Biological Pharmaceutical Co., Ltd.
6
ForForApprove Extension of Resolution Validity Period for Private Placement of Shares
7
Gree Electric Appliances, Inc. of Zhuhai
Meeting Date: 11/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
ForForAmend Rules and Procedures Regarding General Meetings of Shareholders
2
Haidilao International Holding Ltd.
Meeting Date: 11/18/2019 Country: Cayman Islands
Meeting Type: Special
Page 920 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Haidilao International Holding Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve New Continuing Connected Transactions and Proposed Renewal of the AnnualCaps Under the Shuyun Dongfang Agreements in Respect of 2019 and 2020
For For
Midea Group Co. Ltd.
Meeting Date: 11/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Employee Share Purchase Plan of Subsidiary
For For
NWS Holdings Limited
Meeting Date: 11/18/2019 Country: Bermuda
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForElect Cheng Chi Kong, Adrian as Director 3a
ForForElect Cheng Chi Ming, Brian as Director 3b
ForForElect Tsang Yam Pui as Director 3c
ForForElect Kwong Che Keung, Gordon as Director 3d
ForForElect Shek Lai Him, Abraham as Director 3e
ForForElect Oei Fung Wai Chi, Grace as Director 3f
ForForAuthorize Board to Fix Remuneration of Directors
3g
Page 921 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
NWS Holdings Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
4
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5.1
ForForAuthorize Repurchase of Issued Share Capital 5.2
ForForAuthorize Reissuance of Repurchased Shares 5.3
Shree Cement Limited
Meeting Date: 11/18/2019 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
For For
AgainstForApprove Revision in the Remuneration of Prakash Narayan Chhangani as Whole Time Director
2
Suofeiya Home Collection Co., Ltd.
Meeting Date: 11/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Decrease in Registered Capital and Amend Articles of Association
For For
ForForElect Huang Yijie as Non-Independent Director
2
AgainstForApprove Increase in Amount of External Investment
3
Page 922 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Wuhu Shunrong Sanqi Interactive Entertainment Co., Ltd.
Meeting Date: 11/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Additional Bank Credit Line For For
ForForApprove Guarantee Provision 2
WuXi AppTec Co., Ltd.
Meeting Date: 11/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve List of Incentive Participants For For
Avnet, Inc.
Meeting Date: 11/19/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Rodney C. Adkins For For
ForForElect Director William J. Amelio 1b
ForForElect Director Carlo Bozotti 1c
ForForElect Director Michael A. Bradley 1d
ForForElect Director Brenda L. Freeman 1e
ForForElect Director Jo Ann Jenkins 1f
ForForElect Director Oleg Khaykin 1g
ForForElect Director James A. Lawrence 1h
ForForElect Director Avid Modjtabai 1i
ForForElect Director Adalio T. Sanchez 1j
Page 923 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Avnet, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director William H. Schumann, III 1k
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify KPMG LLP as Auditors 3
Beijing TongRenTang Co., Ltd.
Meeting Date: 11/19/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends For For
AgainstForApprove Amendments to Articles of Association
2
BIM Birlesik Magazalar AS
Meeting Date: 11/19/2019 Country: Turkey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Presiding Council of Meeting and Authorize Presiding Council to Sign Minutes of Meeting
For For
ForForApprove Special Dividend 2
Hesteel Co., Ltd.
Meeting Date: 11/19/2019 Country: China
Meeting Type: Special
Page 924 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Hesteel Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve to Adjust the Allowance of Independent Directors
For For
ForForApprove to Expand Business Scope 2
ForForApprove Amendments to Articles of Association
3
Kaisa Group Holdings Ltd.
Meeting Date: 11/19/2019 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividend Out of the Share Premium Account
For For
Korea Gas Corp.
Meeting Date: 11/19/2019 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Seong Yong-gyu as Inside Director For For
ForForElect Ahn Hong-bok as Outside Director 2
New World Development Co. Ltd.
Meeting Date: 11/19/2019 Country: Hong Kong
Meeting Type: Annual
Page 925 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
New World Development Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForElect Cheng Chi-Kong Adrian as Director 3a
ForForElect Yeung Ping-Leung, Howard as Director 3b
ForForElect Ho Hau-Hay, Hamilton as Director 3c
ForForElect Lee Luen-Wai, John as Director 3d
ForForElect Cheng Chi-Heng as Director 3e
ForForElect Au Tak-Cheong as Director 3f
ForForAuthorize Board to Fix Remuneration of Directors
3g
ForForApprove PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
4
ForForAuthorize Repurchase of Issued Share Capital 5
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
ForForApprove Grant of Options Under the Share Option Scheme
7
Oracle Corporation
Meeting Date: 11/19/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jeffrey S. Berg For For
ForForElect Director Michael J. Boskin 1.2
ForForElect Director Safra A. Catz 1.3
ForForElect Director Bruce R. Chizen 1.4
ForForElect Director George H. Conrades 1.5
ForForElect Director Lawrence J. Ellison 1.6
Page 926 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Oracle Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Rona A. Fairhead 1.7
ForForElect Director Jeffrey O. Henley 1.9
ForForElect Director Renee J. James 1.11
ForForElect Director Charles W. Moorman, IV 1.12
ForForElect Director Leon E. Panetta 1.13
ForForElect Director William G. Parrett 1.14
ForForElect Director Naomi O. Seligman 1.15
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
ForAgainstReport on Gender Pay Gap 4
ForAgainstRequire Independent Board Chairman 5
REA Group Limited
Meeting Date: 11/19/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report For For
AgainstForElect Tracey Fellows as Director 3a
AgainstForElect Richard Freudenstein as Director 3b
AgainstForElect Michael Miller as Director 3c
ForForApprove Grant of Performance Rights to Owen Wilson
4
Sonic Healthcare Limited
Meeting Date: 11/19/2019 Country: Australia
Meeting Type: Annual
Page 927 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Sonic Healthcare Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Jane Wilson as Director For For
ForForElect Philip Dubois as Director 2
ForForApprove Remuneration Report 3
ForForApprove Grant of Long-Term Incentives to Colin Goldschmidt
4
ForForApprove Grant of Long-Term Incentives to Chris Wilks
5
The a2 Milk Company Limited
Meeting Date: 11/19/2019 Country: New Zealand
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize Board to Fix Remuneration of the Auditors
For For
ForForElect Pip Greenwood as Director 2
ForForAdopt New Constitution 3
Wisetech Global Limited
Meeting Date: 11/19/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report For For
AgainstForElect Michael Gregg as Director 3
Page 928 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Zhejiang Crystal-optech Co., Ltd.
Meeting Date: 11/19/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Decrease in Registered Capital For For
ForForApprove Amendments to Articles of Association
2
Campbell Soup Company
Meeting Date: 11/20/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Fabiola R. Arredondo For For
ForForElect Director Howard M. Averill 1.2
ForForElect Director John P. (JP) Bilbrey 1.3
ForForElect Director Mark A. Clouse 1.4
ForForElect Director Bennett Dorrance 1.5
ForForElect Director Maria Teresa (Tessa) Hilado 1.6
ForForElect Director Sarah Hofstetter 1.7
ForForElect Director Marc B. Lautenbach 1.8
ForForElect Director Mary Alice Dorrance Malone 1.9
ForForElect Director Keith R. McLoughlin 1.10
ForForElect Director Kurt T. Schmidt 1.11
ForForElect Director Archbold D. van Beuren 1.12
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Page 929 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Gezhouba Group Co., Ltd.
Meeting Date: 11/20/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Xin Xiaoguang as Non-Independent Director
For For
ForForApprove Amendments to Articles of Association
2
Platinum Asset Management Ltd.
Meeting Date: 11/20/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Anne Loveridge as Director For Against
ForForElect Kerr Neilson as Director 2b
ForForElect Elizabeth Norman as Director 2c
ForForApprove Remuneration Report 3
PT Unilever Indonesia Tbk
Meeting Date: 11/20/2019 Country: Indonesia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.a.1 Approve Resignation of Amparo Cheung Aswin as Director
For For
ForForElect Rizki Raksanugraha as Director 1.a.2
ForForApprove Resignation of Vikram Kumaraswamy as Director
1.a.3
ForForElect Arif Hudaya as Director 1.a.4
ForForApprove Stock Split and Amend Articles of Association in Relation to the Stock Split
2
Page 930 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Seven Group Holdings Limited
Meeting Date: 11/20/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect Kate Farrar as Director For For
ForForElect Annabelle Chaplain as Director 3
ForForElect Terry Davis as Director 4
ForForApprove Remuneration Report 5
ForForApprove Grant of Share Rights to Ryan Stokes 6
ForForApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
7
Shanghai Construction Group Co., Ltd.
Meeting Date: 11/20/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Medium-term Notes For For
ForForApprove Amendments to Articles of Association
2
ForForApprove Purpose and Usage of the Shares to Be Repurchased
3.1
ForForApprove Type of the Shares to Be Repurchased
3.2
ForForApprove Manner of Share Repurchase 3.3
ForForApprove Total Capital for the Share Repurchase and Number of the Shares to Be Repurchased
3.4
ForForApprove Repurchase Price of the Shares to Be Repurchased
3.5
ForForApprove Source of Funds for the Share Repurchase
3.6
ForForApprove Period of the Share Repurchase 3.7
ForForApprove Authorization of Board to Handle All Matters Related to Share Repurchase
3.8
Page 931 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shanghai Construction Group Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForElect Fan Xiping as Non-Independent Director 4.1
AgainstForElect Pan Jiuwen as Non-Independent Director
4.2
ForForElect Shao Zhemin as Supervisor 5.1
The Clorox Company
Meeting Date: 11/20/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Amy Banse For For
ForForElect Director Richard H. Carmona 1.2
ForForElect Director Benno Dorer 1.3
ForForElect Director Spencer C. Fleischer 1.4
ForForElect Director Esther Lee 1.5
ForForElect Director A.D. David Mackay 1.6
ForForElect Director Robert W. Matschullat 1.7
ForForElect Director Matthew J. Shattock 1.8
ForForElect Director Pamela Thomas-Graham 1.9
ForForElect Director Russell J. Weiner 1.10
ForForElect Director Christopher J. Williams 1.11
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
ForForEliminate Supermajority Vote Requirement to Approve Certain Business Combinations
4
Zhejiang China Commodities City Group Co., Ltd.
Meeting Date: 11/20/2019 Country: China
Meeting Type: Special
Page 932 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Zhejiang China Commodities City Group Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Guarantee For For
Beijing Dabeinong Technology Group Co., Ltd.
Meeting Date: 11/21/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Guarantee For For
ForForApprove Termination of Acquiring Controlled Subsidiary's Minority Interests
2
BlueScope Steel Limited
Meeting Date: 11/21/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report For For
ForForElect Ewen Graham Wolseley Crouch as Director
3
ForForApprove Grant of Share Rights to Mark Royce Vassella
4
ForForApprove Grant of Alignment Rights to Mark Royce Vassella
5
ForForApprove On-Market Buy-Back of Shares 6
CDK Global, Inc.
Meeting Date: 11/21/2019 Country: USA
Meeting Type: Annual
Page 933 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
CDK Global, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Leslie A. Brun For For
ForForElect Director Willie A. Deese 1b
ForForElect Director Amy J. Hillman 1c
ForForElect Director Brian M. Krzanich 1d
ForForElect Director Stephen A. Miles 1e
ForForElect Director Robert E. Radway 1f
ForForElect Director Stephen F. Schuckenbrock 1g
ForForElect Director Frank S. Sowinski 1h
ForForElect Director Eileen J. Voynick 1i
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
CNOOC Limited
Meeting Date: 11/21/2019 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Non-exempt Continuing Connected Transactions
For For
ForForApprove Proposed Caps for Each Category of the Non-exempt Continuing Connected Transactions
2
Ferguson Plc
Meeting Date: 11/21/2019 Country: Jersey
Meeting Type: Annual
Page 934 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Ferguson Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AgainstForApprove Remuneration Report 2
AgainstForApprove Remuneration Policy 3
ForForApprove Final Dividend 4
ForForRe-elect Tessa Bamford as Director 5
ForForRe-elect Gareth Davis as Director 6
ForForElect Geoff Drabble as Director 7
ForForElect Catherine Halligan as Director 8
ForForRe-elect Kevin Murphy as Director 9
ForForRe-elect Alan Murray as Director 10
ForForRe-elect Michael Powell as Director 11
ForForElect Tom Schmitt as Director 12
ForForRe-elect Dr Nadia Shouraboura as Director 13
ForForRe-elect Jacqueline Simmonds as Director 14
ForForReappoint Deloitte LLP as Auditors 15
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
16
ForForAuthorise EU Political Donations and Expenditure
17
ForForAuthorise Issue of Equity 18
AgainstForAmend Long Term Incentive Plan 2019 19
ForForAuthorise Issue of Equity without Pre-emptive Rights
20
ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
21
ForForAuthorise Market Purchase of Ordinary Shares 22
Moscow Exchange MICEX-RTS PJSC
Meeting Date: 11/21/2019 Country: Russia
Meeting Type: Special
Page 935 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Moscow Exchange MICEX-RTS PJSC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Early Termination of Powers of Audit Commission
For For
ForForElect Mikhail Kireev as Member of Audit Commission
2.1
ForForElect Natalia Perchatkina as Member of Audit Commission
2.2
ForForElect Olga Romantsova as Member of Audit Commission
2.3
ResMed Inc.
Meeting Date: 11/21/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Carol Burt For For
ForForElect Director Jan De Witte 1b
ForForElect Director Rich Sulpizio 1c
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Zhejiang Dahua Technology Co. Ltd.
Meeting Date: 11/21/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Draft and Summary on Performance Share Incentive Plan (Revised)
For For
ForForApprove Repurchase and Cancellation of Performance Shares
2
Page 936 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Zhejiang Dahua Technology Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Adjustment on Guarantee Provision for Subsidiary
3
BBA Aviation Plc
Meeting Date: 11/22/2019 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Special Dividend and Share Consolidation
For For
ForForAuthorise Market Purchase of Ordinary Shares 2
China Fortune Land Development Co., Ltd.
Meeting Date: 11/22/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Capital Injection Agreement For For
ForForApprove Guarantee Provision Plan 2
ForForApprove Cancellation of Partial Stock Options and Repurchase Cancellation of Performance Shares
3
China Literature Limited
Meeting Date: 11/22/2019 Country: Cayman Islands
Meeting Type: Special
Page 937 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Literature Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Proposed Revision of Annual Caps Under 2019 IP Cooperation Framework Agreement
For For
Dongfang Electric Co., Ltd.
Meeting Date: 11/22/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Restricted A Share Incentive Scheme for 2019 (Amended Draft) and Its Summary
For For
ForForApprove Assessment Management Measures for the Incentive Scheme for Restricted A Shares in 2019
2
ForForAuthorize Board to Handle Relevant Matters in Respect of the Restricted A Share Incentive Scheme for 2019
3
ForForApprove Change in the Use of Partial Proceeds and Permanent Replenishment of Working Capital
4
Dongfang Electric Co., Ltd.
Meeting Date: 11/22/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Restricted A Share Incentive Scheme for 2019 (Amended Draft) and Its Summary
For For
ForForApprove Assessment Management Measures for the Incentive Scheme for Restricted A Shares in 2019
2
ForForAuthorize Board to Handle Relevant Matters in Respect of the Restricted A Share Incentive Scheme for 2019
3
Page 938 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Foshan Haitian Flavouring & Food Co., Ltd.
Meeting Date: 11/22/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Pang Kang as Non-Independent Director For For
ForForElect Cheng Xue as Non-Independent Director 1.2
ForForElect Chen Junyang as Non-Independent Director
1.3
ForForElect Wen Zhizhou as Non-Independent Director
1.4
ForForElect He Tingwei as Non-Independent Director
1.5
ForForElect Huang Shuliang as Non-Independent Director
1.6
ForForElect Zhu Tao as Independent Director 2.1
ForForElect Sun Zhanli as Independent Director 2.2
ForForElect Chao Gang as Independent Director 2.3
ForForElect Chen Min as Supervisor 3.1
ForForElect Li Jun as Supervisor 3.2
Hengtong Optic-Electric Co., Ltd.
Meeting Date: 11/22/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Downward Adjustment of Conversion Price on Convertible Bonds
For Against
ForForApprove Company's Eligibility for Acquisition by Issuance of Shares and Cash Payment
2
ForForApprove Transaction Parties 3.1
ForForApprove Target Assets 3.2
ForForApprove Pricing Principle and Transaction Price of the Underlying Assets
3.3
ForForApprove Payment Manner 3.4
Page 939 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Hengtong Optic-Electric Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Share Type and Par Value 3.5
ForForApprove Issue Manner and Subscription Method
3.6
ForForApprove Pricing Basis, Pricing Reference Date, and Issue Price
3.7
ForForApprove Issue Size 3.8
ForForApprove Attribution of Profit and Loss During the Transition Period
3.9
ForForApprove Distribution Arrangement of Undistributed Earnings
3.10
ForForApprove Draft and Summary Report on Company's Acquisition by Issuance of Shares and Cash Payment as well as Related Party Transactions
4
ForForApprove Signing of Agreement on Acquisition by Issuance of Shares and Cash Payment
5
ForForApprove Transaction Constitutes as Related-party Transaction
6
ForForApprove Transaction Complies with Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies
7
ForForApprove Transaction does not Constitute Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies
8
ForForApprove Impact of Dilution on Current Returns and the Relevant Measures to be Taken
9
ForForApprove Transaction Does Not Constitute as Major Asset Restructuring
10
ForForApprove Relevant Audit Report, Review Report, and Asset Evaluation Report of the Transaction
11
ForForApprove Independence of Appraiser, Validity of Hypothesis, Relevance of Valuation Purpose and Approach, as Well as the Fairness of Pricing for this Transaction
12
ForForApprove Basis and Fairness of Pricing for This Transaction
13
ForForApprove Completeness and Compliance of Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction
14
ForForApprove Authorization of Board to Handle All Matters Related to Acquisition by Issuance of Shares and Cash Payment
15
Page 940 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Industrial & Commercial Bank of China Limited
Meeting Date: 11/22/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Gu Shu as Director For For
ForForApprove Payment Plan of Remuneration to Directors for 2018
2
ForForApprove Payment Plan of Remuneration to Supervisors for 2018
3
ForForApprove Application for Provisional Authorization Limit on External Donations
4
ForForElect Cao Liqun as Director 5
ForForElect Feng Weidong as Director 6
Industrial & Commercial Bank of China Limited
Meeting Date: 11/22/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Gu Shu as Director For For
ForForApprove Payment Plan of Remuneration to Directors for 2018
2
ForForApprove Payment Plan of Remuneration to Supervisors for 2018
3
ForForApprove Application for Provisional Authorization Limit on External Donations
4
ForForElect Cao Liqun as Director 5
ForForElect Feng Weidong as Director 6
Oriental Pearl Media Co. Ltd.
Meeting Date: 11/22/2019 Country: China
Meeting Type: Special
Page 941 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Oriental Pearl Media Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Signing of Audio-visual Content Authorized Operation Agreement
For For
ForForApprove Repurchase and Cancellation of Performance Shares Which Have Been Granted But Not Yet Unlocked
2
Severstal PAO
Meeting Date: 11/22/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends of RUB 27.47 per Share for First Nine Months of Fiscal 2019
For For
Severstal PAO
Meeting Date: 11/22/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends of RUB 27.47 per Share for First Nine Months of Fiscal 2019
For For
Tata Motors Limited
Meeting Date: 11/22/2019 Country: India
Meeting Type: Special
Page 942 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Tata Motors Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Ordinary Shares and Warrants to Tata Sons Private Limited on Preferential Basis
For For
Tata Motors Limited
Meeting Date: 11/22/2019 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Ordinary Shares and Warrants to Tata Sons Private Limited on Preferential Basis
For For
argenx SE
Meeting Date: 11/25/2019 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Amend Articles to Reflect Changes in Capital For For
AgainstForAmend Argenx Option Plan 3
AgainstForApprove Stock Option Grants up to a Maximum of 4 Percent of the Outstanding Capital
4
China International Marine Containers (Group) Co., Ltd.
Meeting Date: 11/25/2019 Country: China
Meeting Type: Special
Page 943 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China International Marine Containers (Group) Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Resolution Regarding the Matters Relating to Qianhai Land Preparation
For For
ForForApprove Updates of the Credit Guarantee Provided by CIMC Vehicles (Group) Co., Ltd. and Its Holding Subsidiaries to their Distributors and Customers in 2019
2
ForForApprove Updates of the Credit Guarantee Provided by CIMC Enric Holdings Limited and Its Holding Subsidiaries to their Customers in 2019
3
ForForApprove Registration and Issuance of Private Placement Notes (PPN) by Shenzhen CIMC Skyspace Real Estate Development Co., Ltd.
4
AgainstForApprove Updates of the Financial Institutions Facility and Project Guarantee Provided to the Subsidiaries of the Company in 2019
5
China International Marine Containers (Group) Co., Ltd.
Meeting Date: 11/25/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Resolution Regarding the Matters Relating to Qianhai Land Preparation
For For
ForForApprove Updates of the Credit Guarantee Provided by CIMC Vehicles (Group) Co., Ltd. and Its Holding Subsidiaries to their Distributors and Customers in 2019
2
ForForApprove Updates of the Credit Guarantee Provided by CIMC Enric Holdings Limited and Its Holding Subsidiaries to their Customers in 2019
3
ForForApprove Registration and Issuance of Private Placement Notes (PPN) by Shenzhen CIMC Skyspace Real Estate Development Co., Ltd.
4
AgainstForApprove Updates of the Financial Institutions Facility and Project Guarantee Provided to the Subsidiaries of the Company in 2019
5
Page 944 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Muyuan Foods Co., Ltd.
Meeting Date: 11/25/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
ForForApprove Draft and Summary of Performance Shares Incentive Plan
2
ForForApprove Methods to Assess the Performance of Plan Participants
3
ForForApprove Authorization of the Board to Handle All Related Matters
4
AgainstForApprove Provision of Guarantee to Controlled Subsidiary
5
ForForApprove Signing of Strategic Cooperation 6
ForForApprove Authorization of the Board on Strategic Cooperation
7
ForForApprove Set-up of Joint Venture Company in Neixiang County
8
ForForApprove Set-up of Joint Venture Company in Huimin County
9
RiseSun Real Estate Development Co., Ltd.
Meeting Date: 11/25/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Guarantee for Haimen Shenghong New Real Estate Development Co., Ltd.
For For
ForForApprove Provision of Guarantee for Shaoxing Chenyue Real Estate Co., Ltd.
2
Unisplendour Co., Ltd.
Meeting Date: 11/25/2019 Country: China
Meeting Type: Special
Page 945 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Unisplendour Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Guarantee For For
ForForApprove Use of Remaining Raised Funds to Supplement Working Capital
2
ForForApprove Joint Bid of Land with Affiliates and Set-up Project Company
3
Zhejiang Huayou Cobalt Co., Ltd.
Meeting Date: 11/25/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Investment in Huayue Nickel Cobalt Company
For For
Beach Energy Limited
Meeting Date: 11/26/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Report For For
ForForElect Phillip Bainbridge as Director 2
ForForElect Colin Beckett as Director 3
ForForElect Peter Moore as Director 4
ForForElect Matthew Kay as Director 5
ForForElect Sally-Anne Layman as Director 6
ForForApprove Issuance of Securities to Matthew Kay Under the Beach 2018 Short Term Incentive Offer
7
Page 946 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Beach Energy Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Issuance of Securities to Matthew Kay Under the Beach 2019 Long Term Incentive Offer
8
ForForAdopt New Constitution 9
China Grand Automotive Services Group Co., Ltd.
Meeting Date: 11/26/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Employee Share Purchase Plan (Draft) and Summary
For For
ForForApprove Management System of Employee Share Purchase Plan
2
ForForApprove Authorization of the Board to Handle All Matters Related to Employee Share Purchase Plan
3
Companhia de Saneamento Basico do Estado de Sao Paulo SABESP
Meeting Date: 11/26/2019 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Angelo Luiz Moreira Grossi as Fiscal Council Member and Andrea Martins Botaro as Alternate
For For
ForForRatify Election of Wilson Newton de Mello Neto as Director
2
ForForAmend Article 14 3
ForForConsolidate Bylaws 4
ForForRectify Remuneration of Company's Management and Fiscal Council Members Approved at the June 3, 2019, EGM
5
Page 947 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Gillette India Limited
Meeting Date: 11/26/2019 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForConfirm Interim Dividend and Declare Final Dividend
2
ForForReelect Karthik Natarajan as Director 3
ForForElect Anjuly Chib Duggal as Director 4
ForForReelect Bansidhar Sunderlal Mehta as Director 5
ForForReelect Anil Kumar Gupta as Director 6
ForForReelect Gurcharan Das as Director 7
ForForReelect Chittranjan Dua as Director 8
ForForElect Gagan Sawhney as Director and Approve His Appointment and Remuneration as Executive Director (Finance)
9
Juneyao Airlines Co., Ltd.
Meeting Date: 11/26/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Company's Plan for Major Asset Acquisition Complies with Relevant Laws and Regulations
For For
ForForApprove Asset Acquisition by Cash Payment 2.1
ForForApprove Transaction Parties 2.2
ForForApprove Target Assets 2.3
ForForApprove Evaluation of the Underlying Assets and Transaction Pricing
2.4
ForForApprove Consideration Payment Arrangement 2.5
ForForApprove Attribution of Profit and Loss During the Transition Period
2.6
ForForApprove Resolution Validity Period 2.7
Page 948 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Juneyao Airlines Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Transaction Constitute as Related-Party Transaction
3
ForForApprove Report (Draft) on Related-Party Transactions of the Company's Major Assets Acquisition and its Summary
4
ForForApprove Signing of Assets Purchase Agreement
5
ForForApprove Transaction Complies with Article 4 of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies
6
ForForApprove Transaction Complies with Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies
7
ForForApprove Transaction Does Not Constitute Article 13 of the Management Approach Regarding Major Asset Restructuring of Listed Companies
8
ForForApprove Stock Price Volatility Does Not Achieve the Standards of Article 5 Regulating the Information Disclosure of Listed Companies and the Acts of All the Related Parties
9
ForForApprove Independence of Appraiser, the Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing
10
ForForApprove Relevant Audit Report, Pro Forma Review Report and Asset Assessment Report
11
ForForApprove Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken
12
ForForApprove Completeness and Compliance of Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction
13
ForForApprove Authorization of Board to Handle All Related Matters
14
ForForElect Li Yangmin as Non-Independent Director 15
ForForApprove Amendments to Articles of Association
16
London Stock Exchange Group Plc
Meeting Date: 11/26/2019 Country: United Kingdom
Meeting Type: Special
Page 949 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
London Stock Exchange Group Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of Refinitiv For For
ForForAuthorise Issue of Equity in Connection with the Acquisition
2
MONETA Money Bank, a.s.
Meeting Date: 11/26/2019 Country: Czech Republic
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Meeting Procedures For For
ForForElect Meeting Chairman and Other Meeting Officials
2
ForForApprove Interim Financial Statements 4.1
ForForApprove Increase in Registered Capital 4.2
ForForApprove Share Repurchase Program and Cancellation of Repurchased Shares
4.3
ForForApprove Interim Dividends of CZK 3.30 per Share
5
ForForAmend Articles of Association 6
Telia Co. AB
Meeting Date: 11/26/2019 Country: Sweden
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chairman of Meeting For For
ForForPrepare and Approve List of Shareholders 2
ForForApprove Agenda of Meeting 3
ForForDesignate Inspector(s) of Minutes of Meeting 4
Page 950 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Telia Co. AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAcknowledge Proper Convening of Meeting 5
ForForElect Lars-Johan Jarnheimer as Director 6
ForForElect Lars-Johan Jarnheimer as Board Chair 7
AgainstNoneInstruct Board to Work for the Swedish Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished
8.a
AgainstNoneInstruct Board to Prepare a Proposal for Representation of Small and Medium-Sized Shareholders in the Board and Nomination Committee, to be Submitted to AGM 2020, and to write the Government to Update the Swedish Companies Act Regarding the same Issue
8.b
Ascendas Real Estate Investment Trust
Meeting Date: 11/27/2019 Country: Singapore
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisitions of a Portfolio of United States Properties and Two Singapore Properties as Interested Person Transactions
For Against
Banco do Brasil SA
Meeting Date: 11/27/2019 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Paulo Antonio Spencer Uebel as Fiscal Council Member
For For
ForForElect Rafael Cavalcanti de Araujo as Fiscal Council Member
1.2
ForForElect Helio Lima Magalhaes as Director 2.1
ForForElect Marcelo Serfaty as Director 2.2
Page 951 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Banco do Brasil SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForNoneIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?
3
ForNonePercentage of Votes to Be Assigned - Elect Helio Lima Magalhaes as Director
4.1
AbstainNonePercentage of Votes to Be Assigned - Elect Marcelo Serfaty as Director
4.2
ForForAmend Articles 5
Chr. Hansen Holding A/S
Meeting Date: 11/27/2019 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Accept Financial Statements and Statutory Reports
For For
ForForApprove Allocation of Income and Dividends of DKK 7.07 Per Share
3
ForForApprove Remuneration of Directors in the Amount of DKK 1.2 Million for Chair, DKK 800,000 for Vice-Chair and DKK 400,000 for Other Directors; Approve Remuneration for Committee Work
4
ForForApprove Revised Remuneration Guidelines for Executive Management and Board
5
ForForReelect Dominique Reiniche (Chair) as Director
6a
ForForReelect Jesper Brandgaard as Director 6b.a
ForForReelect Luis Cantarell as Director 6b.b
ForForReelect Heidi Kleinbach-Sauter as Director 6b.c
ForForElect Niels Peder Nielsen as New Director 6b.d
ForForReelect Kristian Villumsen as Director 6b.e
ForForReelect Mark Wilson as Director 6b.f
ForForReelect PricewaterhouseCoopers as Auditor 7
ForForAuthorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities
8
Page 952 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Harvey Norman Holdings Limited
Meeting Date: 11/27/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report For For
ForForElect Kay Lesley Page as Director 3
ForForElect David Matthew Ackery as Director 4
AgainstForElect Kenneth William Gunderson-Briggs as Director
5
ForForElect Maurice John Craven as Director 6
ForAgainstElect Stephen Mayne as Director 7
ForNoneApprove the Spill Resolution 8
PT Bank Tabungan Negara (Persero) Tbk
Meeting Date: 11/27/2019 Country: Indonesia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Changes in Board of Company For For
Sanan Optoelectronics Co. Ltd.
Meeting Date: 11/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Company's Eligibility for Private Placement of Shares to Specific Targets
For Against
AgainstForApprove Share Type and Par Value 2.1
AgainstForApprove Issue Manner and Issue Time 2.2
Page 953 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Sanan Optoelectronics Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Target Subscribers and Subscription Method
2.3
AgainstForApprove Issue Price, Pricing Reference Date and Pricing Principles
2.4
AgainstForApprove Issue Size 2.5
AgainstForApprove Lock-up Period 2.6
AgainstForApprove Distribution Arrangement of Undistributed Earnings
2.7
AgainstForApprove Listing Exchange 2.8
AgainstForApprove Resolution Validity Period 2.9
ForForApprove Use of Proceeds 2.10
AgainstForApprove Plan for Private Placement of Shares 3
ForForApprove Feasibility Analysis Report on the Intended Usage of Raised Funds
4
ForForApprove Report on the Usage of Previously Raised Funds
5
ForForApprove Related Party Transactions in Connection to Private Placement
6
ForForApprove Shareholder Return Plan 7
AgainstForApprove Signing of Share Subscription Contract
8
AgainstForApprove Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken
9
AgainstForApprove Authorization of the Board to Handle All Related Matters
10
ForForAmend Articles of Association 11
Sasol Ltd.
Meeting Date: 11/27/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Re-elect Trix Kennealy as Director For For
ForForRe-elect Peter Robertson as Director 1.2
ForForRe-elect Paul Victor as Director 1.3
Page 954 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Sasol Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Sipho Nkosi as Director 2
ForForElect Fleetwood Grobler as Director 3
ForForElect Vuyo Kahla as Director 4
ForForReappoint PricewaterhouseCoopers Inc. as Auditors of the Company
5
ForForRe-elect Colin Beggs as Member of the Audit Committee
6.1
ForForRe-elect Trix Kennealy as Member of the Audit Committee
6.2
ForForRe-elect Nomgando Matyumza as Member of the Audit Committee
6.3
ForForRe-elect Stephen Westwell as Member of the Audit Committee
6.4
ForForApprove Remuneration Policy 7
ForForApprove Implementation Report of the Remuneration Policy
8
ForForAmend Memorandum of Incorporation 9
Shandong Linglong Tyre Co., Ltd.
Meeting Date: 11/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Wen Decheng as Independent Director For For
Aier Eye Hospital Group Co., Ltd.
Meeting Date: 11/28/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Chen Bang as Non-Independent Director For For
ForForElect Li Li as Non-Independent Director 1.2
Page 955 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Aier Eye Hospital Group Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Wu Shijun as Non-Independent Director 1.3
ForForElect Han Zhong as Non-Independent Director 1.4
ForForElect Chen Shou as Independent Director 2.1
ForForElect Guo Yuemei as Independent Director 2.2
ForForElect Zheng Yuanmin as Independent Director 2.3
ForForElect Cao Qinqin as Supervisor 3.1
ForForElect Li Xian as Supervisor 3.2
Discovery Ltd.
Meeting Date: 11/28/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2019
For For
ForForReappoint PricewaterhouseCoopers Inc as Auditors of the Company and Appoint Andrew Taylor as the Individual Registered Auditor
2
ForForRe-elect Les Owen as Chairperson of the Audit Committee
3.1
ForForRe-elect Sindi Zilwa as Member of the Audit Committee
3.2
ForForRe-elect Sonja De Bruyn as Member of the Audit Committee
3.3
ForForRe-elect Richard Farber as Director 4.1
ForForRe-elect Herman Bosman as Director 4.2
ForForRe-elect Faith Khanyile as Director 4.3
ForForElect Mark Tucker as Director 4.4
ForForApprove Remuneration Policy 5.1
ForForApprove Implementation of the Remuneration Policy
5.2
ForForApprove the Long-Term Incentive Plan 6
ForForAuthorise Ratification of Approved Resolutions
7
Page 956 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Discovery Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Directors to Allot and Issue A Preference Shares
8.1
AgainstForAuthorise Directors to Allot and Issue B Preference Shares
8.2
ForForAuthorise Directors to Allot and Issue C Preference Shares
8.3
ForForApprove Non-executive Directors' Remuneration
1
ForForAuthorise Repurchase of Issued Share Capital 2
ForForApprove Financial Assistance in Terms of Sections 44 and 45 of the Companies Act
3
ForForAuthorise Board to Allot and Issue Shares Pursuant to the Long-Term Incentive Plan
4
Evolution Mining Limited
Meeting Date: 11/28/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Report None For
ForForElect Colin (Cobb) Johnstone as Director 2
AgainstForApprove Non-Executive Director Equity Plan 3
ForForApprove Issuance of Performance Rights to Jacob (Jake) Klein
4
ForForApprove Issuance of Performance Rights to Lawrence (Lawrie) Conway
5
ForForApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
6
FAST RETAILING CO., LTD.
Meeting Date: 11/28/2019 Country: Japan
Meeting Type: Annual
Page 957 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
FAST RETAILING CO., LTD.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Amend Provisions on Number of Statutory Auditors
For For
ForForElect Director Yanai, Tadashi 2.1
AgainstForElect Director Hambayashi, Toru 2.2
AgainstForElect Director Hattori, Nobumichi 2.3
AgainstForElect Director Shintaku, Masaaki 2.4
AgainstForElect Director Nawa, Takashi 2.5
AgainstForElect Director Ono, Naotake 2.6
AgainstForElect Director Okazaki, Takeshi 2.7
AgainstForElect Director Yanai, Kazumi 2.8
AgainstForElect Director Yanai, Koji 2.9
ForForAppoint Statutory Auditor Mizusawa, Masumi 3
ForForApprove Compensation Ceiling for Directors 4
FirstRand Ltd.
Meeting Date: 11/28/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Re-elect Tandi Nzimande as Director For For
ForForRe-elect Mary Bomela as Director 1.2
ForForRe-elect Grant Gelink as Director 1.3
ForForRe-elect Faffa Knoetze as Director 1.4
ForForElect Louis von Zeuner as Director 1.5
ForForReappoint Deloitte & Touche as Auditors of the Company
2.1
ForForReappoint PricewaterhouseCoopers Inc as Auditors of the Company
2.2
ForForPlace Authorised but Unissued Ordinary Shares under Control of Directors
3
Page 958 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
FirstRand Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Ratification of Approved Resolutions
4
ForForApprove Remuneration Policy 1
ForForApprove Remuneration Implementation Report
2
ForForAuthorise Repurchase of Issued Share Capital 1
ForForApprove Financial Assistance to Directors and Prescribed Officers as Employee Share Scheme Beneficiaries
2.1
ForForApprove Financial Assistance to Related and Inter-related Entities
2.2
ForForApprove Remuneration of Non-executive Directors
3
ForAgainstApprove Report on Company's Assessment of its Exposure to Climate-Related Risks by no later than October 2020
5
ForForAdopt and Publicly Disclose a Policy on Fossil Fuel Lending by no later than October 2020
6
Fletcher Building Ltd.
Meeting Date: 11/28/2019 Country: New Zealand
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Peter Crowley as Director For For
ForForAuthorize Board to Fix Remuneration of the Auditors
2
ForForAdopt New Constitution 3
Remgro Ltd.
Meeting Date: 11/28/2019 Country: South Africa
Meeting Type: Annual
Page 959 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Remgro Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2019
For For
ForForReappoint PricewaterhouseCoopers Inc. as Auditors of the Company with Anton Wentzel as the Individual Registered Auditor
2
ForForRe-elect Jannie Durand as Director 3
ForForRe-elect Peter Mageza as Director 4
ForForRe-elect Josua Malherbe as Director 5
ForForRe-elect Phillip Moleketi as Director 6
ForForRe-elect Frederick Robertson as Director 7
ForForElect Anton Rupert as Director 8
ForForRe-elect Sonja de Bruyn Sebotsa as Member of the Audit and Risk Committee
9
ForForRe-elect Peter Mageza as Member of the Audit and Risk Committee
10
ForForRe-elect Phillip Moleketi as Member of the Audit and Risk Committee
11
ForForRe-elect Frederick Robertson as Member of the Audit and Risk Committee
12
ForForPlace Authorised but Unissued Shares under Control of Directors
13
ForForApprove Remuneration Policy 14
ForForApprove Remuneration Implementation Report
15
ForForApprove Directors' Remuneration 1
ForForAuthorise Repurchase of Issued Share Capital 2
ForForApprove Financial Assistance in Terms of Section 44 of the Companies Act
3
ForForApprove Financial Assistance in Terms of Section 45 of the Companies Act
4
Shimachu Co., Ltd.
Meeting Date: 11/28/2019 Country: Japan
Meeting Type: Annual
Page 960 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shimachu Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 40
For For
ForForElect Director Okano, Takaaki 2.1
ForForElect Director Kushida, Shigeyuki 2.2
ForForElect Director Oshima, Koichiro 2.3
ForForElect Director Hosokawa, Tadahiro 2.4
ForForElect Director Orimoto, Kazuya 2.5
ForForElect Director and Audit Committee Member Tajima, Koji
3.1
ForForElect Director and Audit Committee Member Kubomura, Yasushi
3.2
ForForElect Director and Audit Committee Member Imai, Hikari
3.3
ForForElect Director and Audit Committee Member Nishikawa, Hidehiko
3.4
ForForApprove Restricted Stock Plan 4
The Bidvest Group Ltd.
Meeting Date: 11/28/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Re-elect Bongi Masinga as Director For For
ForForRe-elect Mpumi Madisa as Director 1.2
ForForElect Bonang Mohale as Director 2.1
ForForReappoint PricewaterhouseCoopers Inc. as Auditors of the Company with Craig West as the Individual Registered Auditor
3
ForForRe-elect Norman Thomson as Member of the Audit Committee
4.1
ForForRe-elect Renosi Mokate as Member of the Audit Committee
4.2
ForForRe-elect Eric Diack as Member of the Audit Committee
4.3
Page 961 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
The Bidvest Group Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForPlace Authorised but Unissued Shares under Control of Directors
5
ForForAuthorise Board to Issue Shares for Cash 6
ForForApprove Payment of Dividend by Way of Pro Rata Reduction of Share Capital or Share Premium
7
ForForAuthorise Ratification of Approved Resolutions
8
ForForApprove Ratification Relating to Personal Financial Interest Arising From Multiple Offices in the Group
9
ForForApprove Remuneration Policy 1
ForForImplementation of Remuneration Policy 2
ForForApprove Non-Executive Directors' Remuneration
1
ForForAuthorise Repurchase of Issued Share Capital 2
ForForApprove Financial Assistance in Terms of Sections 44 and 45 of the Companies Act
3
TMB Bank Public Company Limited
Meeting Date: 11/28/2019 Country: Thailand
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Clause 3 of Memorandum of Association Re: Company's Business Objectives
For For
ForForApprove Acquisition of Shares for the Purpose of the Acceptance of an Entire Business Transfer from Thanachart Bank Public Company Limited
2
AgainstForElect Suphadej Poonpipat as Director 3.1
AgainstForElect Somjate Moosirilert as Director 3.2
ForForApprove Additional Audit Fees for 2019 4
AgainstForOther Business 5
Page 962 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
CanSino Biologics Inc.
Meeting Date: 11/29/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Fulfillment by the Company of the Requirements for Initial Public Offering of A Shares and Listing on the SSE STAR Market
For For
ForForApprove Class of New Shares to be Issued 2.1
ForForApprove Nominal Value of New Shares to be Issued
2.2
ForForApprove Issue Size 2.3
ForForApprove Method and Schedule of Issuance 2.4
ForForApprove Target Subscribers 2.5
ForForApprove Pricing Methodology 2.6
ForForApprove Issuance Expenses 2.7
ForForApprove Method of Underwriting 2.8
ForForApprove Subscription by the Company's Senior Management and Core Employees
2.9
ForForApprove Place of listing 2.10
ForForApprove Validity Period of the Resolutions 2.11
ForForApprove Investment Projects to be Funded by the Proceeds Raised from the Issuance of A Shares and Feasibility Analysis
3
ForForAuthorize Board to Handle All Matters in Relation to the Proposed Issuance of A Shares and the Listing on the SSE STAR Market
4
ForForApprove Proposal for Accumulated Profit Distribution and the Plan for Undertaking Unrecovered Losses Prior to the Issuance of A Shares
5
ForForApprove Three-Year Dividend Distribution Plan for Shareholders After Initial Public Offering of A Shares and Listing on the SSE STAR Market
6
ForForApprove Share Price Stabilization Plan and Restraining Measures Within Three Years After Initial Public Offering of A Shares and Listing on the SSE STAR Market
7
Page 963 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
CanSino Biologics Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Undertakings and Restraining Measures Relating to the Issuance of A Shares and Listing on the SSE STAR Market and Authorize Board to Make Appropriate Undertakings for the Purpose of the Issuance of A Shares
8
ForForApprove Impact of Dilution on Immediate Return by the Initial Public Offering of A Shares and Adoption of Recovery Measures
9
ForForAmend Articles of Association in Respect of the Issuance of A Share
10
ForForAmend Articles of Association 11
ForForApprove Amendments to the Company's Internal Management Policies
12
ForForApprove Engagement of Professional Intermediaries for the Proposed Issuance of A Shares and Listing and Authorize Board to Determine the Relevant Remuneration of the Aforementioned Intermediaries
13
ForForApprove Uncovered Deficit of the Company Amounting to One-Third of the Total Share Capital
14
ForForApprove Report on the Use of Proceeds Raised in Previous Offering
15
ForForElect Shuifa Gui as Director 16
ForForElect Jianzhong Liu as Director 17
ForForElect Jiangfeng Li as Supervisor 18
CanSino Biologics Inc.
Meeting Date: 11/29/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Fulfillment by the Company of the Requirements for Initial Public Offering of A Shares and Listing on the SSE STAR Market
For For
ForForApprove Class of New Shares to be Issued 2.1
ForForApprove Nominal Value of New Shares to be Issued
2.2
ForForApprove Issue Size 2.3
Page 964 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
CanSino Biologics Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Method and Schedule of Issuance 2.4
ForForApprove Target Subscribers 2.5
ForForApprove Pricing Methodology 2.6
ForForApprove Issuance Expenses 2.7
ForForApprove Method of Underwriting 2.8
ForForApprove Subscription by the Company's Senior Management and Core Employees
2.9
ForForApprove Place of listing 2.10
ForForApprove Validity Period of the Resolutions 2.11
ForForApprove Investment Projects to be Funded by the Proceeds Raised from the Issuance of A Shares and Feasibility Analysis
3
ForForAuthorize Board to Handle All Matters in Relation to the Proposed Issuance of A Shares and the Listing on the SSE STAR Market
4
ForForApprove Proposal for Accumulated Profit Distribution and the Plan for Undertaking Unrecovered Losses Prior to the Issuance of A Shares
5
ForForApprove Three-Year Dividend Distribution Plan for Shareholders After Initial Public Offering of A Shares and Listing on the SSE STAR Market
6
ForForApprove Share Price Stabilization Plan and Restraining Measures Within Three Years After Initial Public Offering of A Shares and Listing on the SSE STAR Market
7
ForForApprove Undertakings and Restraining Measures Relating to the Issuance of A Shares and Listing on the SSE STAR Market and Authorize Board to Make Appropriate Undertakings for the Purpose of the Issuance of A Shares
8
ForForApprove Impact of Dilution on Immediate Return by the Initial Public Offering of A Shares and Adoption of Recovery Measures
9
China Overseas Property Holdings Limited
Meeting Date: 11/29/2019 Country: Cayman Islands
Meeting Type: Special
Page 965 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Overseas Property Holdings Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve COLI Framework Agreement, COLI Annual Caps and Related Transactions
For For
ForForApprove COGO Framework Agreement, COGO Annual Caps and Related Transactions
2
China Travel International Investment Hong Kong Limited
Meeting Date: 11/29/2019 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the 2019 Financial Services Supplemental Agreement, Revised Deposit Caps and Related Transactions
For Against
ForForElect Song Dawei as Director 2
Dongfeng Motor Group Company Limited
Meeting Date: 11/29/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Resignation of Wen Shuzhong as Supervisor
For For
ForForElect He Wei as Supervisor 2
ForForApprove Resignation of Cao Xinghe as Director
3
ForForElect You Zheng as Director 4
ForForElect Cheng Daoran as Director 5
ForForApprove Remuneration of Candidates for Directors and Supervisor
6
Page 966 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
GD Power Development Co., Ltd.
Meeting Date: 11/29/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Application for Bankruptcy Liquidation of Guodian Xuanwei Power Generation Co.,Ltd.
For For
ForForApprove Bankruptcy Reorganization Plan of Guodian Xuanwei Power Generation Co.,Ltd.
2
HCL Technologies Limited
Meeting Date: 11/29/2019 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Increase Authorized Share Capital and Amend Memorandum of Association
For For
ForForApprove Issuance of Bonus Shares 2
Infraestructura Energetica Nova SAB de CV
Meeting Date: 11/29/2019 Country: Mexico
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Ratify or Elect Directors and Secretary For Against
ForForDismiss Erbin Brian Keith as Director 1.a
ForForRatify George William Bilicic as Director to Replace Erbin Brian Keith
1.b
ForForDismiss Rodrigo Cortina Cortina as Secretary Non-Member of Board
1.c
ForForElect Vanesa Madero Mabama as Secretary Non-Member of Board
1.d
Page 967 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Infraestructura Energetica Nova SAB de CV
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Cancellation of Shares and Consequently Reduction of Variable Portion of Capital
2
ForForAuthorize Board to Ratify and Execute Approved Resolutions
3
Singapore Press Holdings Ltd.
Meeting Date: 11/29/2019 Country: Singapore
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Financial Statements and Directors' and Auditors' Reports
For For
ForForApprove Final Dividend and Special Dividend 2
ForForElect Ng Yat Chung as Director 3i
ForForElect Tan Yen Yen as Director 3ii
ForForElect Lim Ming Yan as Director 4
ForForApprove Directors' Fees 5
ForForApprove Auditors and Authorize Board to Fix Their Remuneration
6
AgainstForApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
7i
ForForApprove Grant of Awards and Issuance of Shares Under the SPH Performance Share Plan 2016
7ii
ForForAuthorize Share Repurchase Program 7iii
Suzhou Dongshan Precision Manufacturing Co., Ltd.
Meeting Date: 11/29/2019 Country: China
Meeting Type: Special
Page 968 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Suzhou Dongshan Precision Manufacturing Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Company's Eligibility for Private Placement of Shares
For Against
AgainstForApprove Issue Type and Par Value 2.1
AgainstForApprove Issue Manner and Issue Time 2.2
AgainstForApprove Target Subscribers and Subscription Method
2.3
AgainstForApprove Issue Price and Pricing Basis 2.4
AgainstForApprove Issue Size 2.5
AgainstForApprove Lock-Up Period 2.6
AgainstForApprove Listing Exchange 2.7
ForForApprove Usage and Amount of Raised Funds 2.8
AgainstForApprove Distribution Arrangement of Cumulative Earnings
2.9
AgainstForApprove Resolution Validity Period 2.10
AgainstForApprove Revised Plan for Private Placement of Shares
3
ForForApprove Revised Feasibility Analysis Report on the Use of Proceeds
4
ForForApprove Report on the Usage of Previously Raised Funds
5
AgainstForApprove Impact of Dilution on Current Returns and the Relevant Measures and Commitments to be Taken
6
AgainstForApprove Authorization of the Board to Handle All Related Matters
7
ForForApprove Shareholder Return Plan 8
Aurobindo Pharma Limited
Meeting Date: 11/30/2019 Country: India
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Scheme of Amalgamation For For
Page 969 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Beijing Shiji Information Technology Co., Ltd.
Meeting Date: 12/02/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Li Zhongchu as Non-Independent Director
For For
ForForElect Lai Deyuan as Non-Independent Director 1.2
AgainstForElect Li Diankun as Non-Independent Director 1.3
AgainstForElect Li Shaohua as Non-Independent Director 1.4
ForForElect Ye Jinfu as Independent Director 2.1
ForForElect Liu Jianfeng as Independent Director 2.2
ForForElect Tao Tao as Independent Director 2.3
ForForElect Guo Ming as Supervisor 3.1
ForForElect Zhang Guangjie as Supervisor 3.2
ForForApprove Allowance of Independent Directors 4
Pacific Basin Shipping Ltd.
Meeting Date: 12/02/2019 Country: Bermuda
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Subscription Agreement and the Issuance of Convertible Bonds and Convertible Shares
For For
Sany Heavy Industry Co., Ltd.
Meeting Date: 12/02/2019 Country: China
Meeting Type: Special
Page 970 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Sany Heavy Industry Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Change of Auditor For For
Tianma Microelectronics Co. Ltd.
Meeting Date: 12/02/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Company's Eligibility for Private Placement of Shares
For Against
AgainstForApprove Share Type and Par Value 2.1
AgainstForApprove Issue Manner and Issue Time 2.2
AgainstForApprove Target Subscribers and Subscription Method
2.3
AgainstForApprove Pricing Reference Date, Issue Price and Pricing Principle
2.4
AgainstForApprove Issue Size 2.5
AgainstForApprove Lock-up Period 2.6
AgainstForApprove Listing Exchange 2.7
ForForApprove Amount and Usage of Raised Funds 2.8
AgainstForApprove Distribution Arrangement of Undistributed Earnings
2.9
AgainstForApprove Resolution Validity Period 2.10
AgainstForApprove Plan for Private Placement of Shares (Revised)
3
ForForApprove Feasibility Analysis Report on the Intended Usage of Raised Funds
4
ForForApprove Report on the Usage of Previously Raised Funds
5
AgainstForApprove Signing of Conditional Share Subscription Agreement between Company and Hubei Changjiang Tianma Dingzeng Investment Fund Partnership (Limited Partnership)
6
Page 971 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Tianma Microelectronics Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Signing of Conditional Share Subscription Agreement between Company and Hubei Technology Investment Group Co., Ltd.
7
AbstainForApprove Whitewash Waiver and Related Transactions
8
AgainstForApprove Authorization of the Board to Handle All Related Matters
9
AgainstForApprove Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken
10
AgainstForApprove Commitment from Controlling Shareholder, Ultimate Controlling Shareholder, Directors and Senior Management Regarding Counter-dilution Measures in Connection to the Private Placement
11
AgainstForApprove Amendments to Articles of Association
12
Dong-E-E-Jiao Co., Ltd.
Meeting Date: 12/03/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Han Yuewei as Non-Independent Director
For Against
AgainstForElect Weng Jingwen as Non-Independent Director
1.2
Expedia Group, Inc.
Meeting Date: 12/03/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Samuel Altman For For
Page 972 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Expedia Group, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Susan C. Athey 1b
ForForElect Director A. George 'Skip' Battle 1c
ForForElect Director Chelsea Clinton 1d
ForForElect Director Barry Diller 1e
ForForElect Director Craig A. Jacobson 1f
ForForElect Director Victor A. Kaufman 1g
ForForElect Director Peter M. Kern 1h
ForForElect Director Dara Khosrowshahi 1i
ForForElect Director Mark D. Okerstrom 1j
ForForElect Director Alexander von Furstenberg 1k
ForForElect Director Julie Whalen 1l
ForForApprove Securities Transfer Restrictions 2a
ForForApprove Change-of-Control Clause 2b
ForForRatify Ernst & Young as Auditors 3
Henan Shuanghui Investment & Development Co., Ltd.
Meeting Date: 12/03/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For Against
ForForApprove Additional Daily Related Party Transactions
2
ForForApprove Remuneration Standard of Chairman of the Supervisory Board
3
NMDC Limited
Meeting Date: 12/03/2019 Country: India
Meeting Type: Special
Page 973 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
NMDC Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association to Reflect of Borrowing Power
For For
ForForApprove Issuance of Non-Convertible Debentures on Private Placement Basis
2
ForForApprove Creation of Charges, Mortgages, Hypothecation on Assets in Connection with Borrowing
3
Oil Co. LUKOIL PJSC
Meeting Date: 12/03/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends of RUB 192 per Share for First Nine Months of Fiscal 2019
For For
ForForApprove Remuneration of Directors 2
ForForApprove Remuneration of Members of Audit Commission
3
ForForApprove Charter in New Edition 4
ForForApprove Early Termination of Powers of Audit Commission
5
ForForAmend Regulations on General Meetings 6
ForForAmend Regulations on Board of Directors 7
ForForAmend Regulations on Management 8
ForForCancel Regulations on Audit Commission 9
ForForApprove Reduction in Share Capital through Share Repurchase Program and Subsequent Share Cancellation
10
Oil Co. LUKOIL PJSC
Meeting Date: 12/03/2019 Country: Russia
Meeting Type: Special
Page 974 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Oil Co. LUKOIL PJSC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends of RUB 192 per Share for First Nine Months of Fiscal 2019
For For
ForForApprove Remuneration of Directors 2
ForForApprove Remuneration of Members of Audit Commission
3
ForForApprove Charter in New Edition 4
ForForApprove Early Termination of Powers of Audit Commission
5
ForForAmend Regulations on General Meetings 6
ForForAmend Regulations on Board of Directors 7
ForForAmend Regulations on Management 8
ForForCancel Regulations on Audit Commission 9
ForForApprove Reduction in Share Capital through Share Repurchase Program and Subsequent Share Cancellation
10
Sophos Group Plc
Meeting Date: 12/03/2019 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Recommended Cash Acquisition of Sophos Group plc by Surf Buyer Limited
For For
Sophos Group Plc
Meeting Date: 12/03/2019 Country: United Kingdom
Meeting Type: Court
Page 975 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Sophos Group Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Scheme of Arrangement For For
Atlassian Corporation Plc
Meeting Date: 12/04/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
AgainstForApprove Remuneration Policy 3
ForForAppoint Ernst & Young LLP as Auditors 4
ForForAuthorize Board to Fix Remuneration of Auditors
5
ForForElect Director Shona L. Brown 6
ForForElect Director Michael Cannon-Brookes 7
ForForElect Director Scott Farquhar 8
ForForElect Director Heather Mirjahangir Fernandez 9
ForForElect Director Sasan Goodarzi 10
ForForElect Director Jay Parikh 11
ForForElect Director Enrique Salem 12
ForForElect Director Steven Sordello 13
ForForElect Director Richard P. Wong 14
Bandhan Bank Limited
Meeting Date: 12/04/2019 Country: India
Meeting Type: Special
Page 976 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Bandhan Bank Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Reduction of Share Capital and Amend Capital Clause of the Memorandum of Association
For For
ForForApprove Increase in Limit on Foreign Shareholdings
2
Greenland Holdings Corp. Ltd.
Meeting Date: 12/04/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve to Appoint Auditor For For
ForForApprove Provision of Guarantee 2
Jiangxi Zhengbang Technology Co., Ltd.
Meeting Date: 12/04/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Increase in Loan Plan and Related Party Transactions
For For
AgainstForApprove Guarantee Provision Plan 2
ForForApprove Daily Related Party Transactions 3
ForForApprove Establishment of Shandong Zhengbang New and Old Kinetic Energy Conversion Equity Investment Fund Partnership (Limited Partnership)
4
Page 977 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Microsoft Corporation
Meeting Date: 12/04/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director William H. Gates, III For For
ForForElect Director Reid G. Hoffman 1.2
ForForElect Director Hugh F. Johnston 1.3
ForForElect Director Teri L. List-Stoll 1.4
ForForElect Director Satya Nadella 1.5
ForForElect Director Sandra E. Peterson 1.6
ForForElect Director Penny S. Pritzker 1.7
ForForElect Director Charles W. Scharf 1.8
ForForElect Director Arne M. Sorenson 1.9
ForForElect Director John W. Stanton 1.10
ForForElect Director John W. Thompson 1.11
ForForElect Director Emma N. Walmsley 1.12
ForForElect Director Padmasree Warrior 1.13
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
AgainstAgainstReport on Employee Representation on the Board of Directors
4
ForAgainstReport on Gender Pay Gap 5
Sangfor Technologies, Inc.
Meeting Date: 12/04/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect He Chaoxi as Non-Independent Director For Against
AgainstForElect Xiong Wu as Non-Independent Director 1.2
Page 978 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Sangfor Technologies, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForElect Feng Yi as Non-Independent Director 1.3
ForForElect Hao Dan as Independent Director 2.1
ForForElect Wang Xiaojian as Independent Director 2.2
ForForElect Jiang Tao as Independent Director 2.3
ForForElect Zhou Chunhao as Supervisor 3.1
ForForElect Hu Haibin as Supervisor 3.2
ForForApprove Change in Registered Capital and Total Shares as well as Amend Articles of Association
4
TCL Corp.
Meeting Date: 12/04/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Related-party Transaction in Connection to Participation in Equity Investment Funds
For For
Telenet Group Holding NV
Meeting Date: 12/04/2019 Country: Belgium
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Intermediate Dividends of EUR 0.57 Per Share
For For
ForForAuthorize Implementation of Approved Resolution Re: Delegation of Powers
2
Telenet Group Holding NV
Meeting Date: 12/04/2019 Country: Belgium
Meeting Type: Special
Page 979 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Telenet Group Holding NV
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Cancellation of Repurchased Shares For For
TPG Telecom Limited
Meeting Date: 12/04/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Report For For
ForForElect Joseph Pang as Director 2
Aspen Pharmacare Holdings Ltd.
Meeting Date: 12/05/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2019
For For
ForForReceive and Note the Social & Ethics Committee Report
2
ForForRe-elect Kuseni Dlamini as Director 3.1
ForForElect Ben Kruger as Director 3.2
ForForElect Themba Mkhwanazi as Director 3.3
ForForRe-elect Babalwa Ngonyama as Director 3.4
ForForRe-elect David Redfern as Director 3.5
ForForRe-elect Sindi Zilwa as Director 3.6
ForForReappoint PricewaterhouseCoopers Inc as Auditors of the Company and Appoint Anastacia Tshesane as the Individual Registered Auditor
4
Page 980 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Aspen Pharmacare Holdings Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Linda de Beer as Member of the Audit & Risk Committee
5.1
ForForElect Ben Kruger as Member of the Audit & Risk Committee
5.2
ForForRe-elect Babalwa Ngonyama as Member of the Audit & Risk Committee
5.3
ForForRe-elect Sindi Zilwa as Member of the Audit & Risk Committee
5.4
ForForPlace Authorised but Unissued Shares under Control of Directors
6
ForForAuthorise Board to Issue Shares for Cash 7
ForForAuthorise Ratification of Approved Resolutions
8
ForForApprove Remuneration Policy 1
ForForApprove Remuneration Implementation Report
2
ForForApprove Fees of the Board Chairman 1.1a
ForForApprove Fees of the Board Members 1.1b
ForForApprove Fees of the Audit & Risk Committee Chairman
1.2a
ForForApprove Fees of the Audit & Risk Committee Members
1.2b
ForForApprove Fees of the Remuneration & Nomination Committee Chairman
1.3a
ForForApprove Fees of the Remuneration & Nomination Committee Members
1.3b
ForForApprove Fees of the Social & Ethics Committee Chairman
1.4a
ForForApprove Fees of the Social & Ethics Committee Members
1.4b
ForForApprove Financial Assistance in Terms of Section 45 of the Companies Act
2
AgainstForAuthorise Repurchase of Issued Share Capital 3
Coloplast A/S
Meeting Date: 12/05/2019 Country: Denmark
Meeting Type: Annual
Page 981 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Coloplast A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Accept Financial Statements and Statutory Reports
For For
ForForApprove Allocation of Income and Dividends 3
ForForApprove Remuneration Report 4
ForForApprove Remuneration of Directors in the Amount of DKK 1.35 Million for Chairman, DKK 787,500 for Deputy Chairman, and DKK 450,000 for Other Directors; Approve Remuneration for Committee Work
5.1
AgainstForApprove Update of the Company's Overall Guidelines for Incentive Pay to the Executive Management
5.2
ForForAmend Articles Re: Annual General Meeting Agenda
5.3
ForForAmend Articles Re: Participation on General Meetings
5.4
ForForAuthorize Share Repurchase Program 5.5
AbstainForReelect Lars Soren Rasmussen as Director 6.1
AbstainForReelect Niels Peter Louis-Hansen as Director 6.2
ForForReelect Birgitte Nielsen as Director 6.3
ForForReelect Carsten Hellmann as Director 6.4
ForForReelect Jette Nygaard-Andersen as Director 6.5
AbstainForReelect Jorgen Tang-Jensen as Director 6.6
AbstainForRatify PricewaterhouseCoopers as Auditors 7
Noevir Holdings Co., Ltd.
Meeting Date: 12/05/2019 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Okura, Hiroshi For For
ForForElect Director Okura, Takashi 1.2
ForForElect Director Yoshida, Ikko 1.3
Page 982 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Noevir Holdings Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Kaiden, Yasuo 1.4
ForForElect Director Nakano, Masataka 1.5
ForForElect Director Tanaka, Sanae 1.6
ForForElect Director Kinami, Maho 1.7
ForForElect Director Abe, Emima 1.8
ForForAppoint Statutory Auditor Hamaguchi, Masayuki
2
OFILM Group Co., Ltd.
Meeting Date: 12/05/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Equity Disposal and Related Party Transactions
For For
ForForApprove Bank Credit Line and Guarantee 2
Vail Resorts, Inc.
Meeting Date: 12/05/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Susan L. Decker For For
ForForElect Director Robert A. Katz 1b
ForForElect Director John T. Redmond 1c
ForForElect Director Michele Romanow 1d
ForForElect Director Hilary A. Schneider 1e
ForForElect Director D. Bruce Sewell 1f
ForForElect Director John F. Sorte 1g
Page 983 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Vail Resorts, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Peter A. Vaughn 1h
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Adyen NV
Meeting Date: 12/06/2019 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect Mariette Bianca Swart to Management Board
For For
ForForElect Kamran Zaki to Management Board 3
African Rainbow Minerals Ltd.
Meeting Date: 12/06/2019 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Re-elect Frank Abbott as Director For For
ForForRe-elect Mike Arnold as Director 2
ForForRe-elect David Noko as Director 3
ForForRe-elect Jan Steenkamp as Director 4
ForForReappoint Ernst & Young Inc as Auditors of the Company and Appoint PD Grobbelaar as the Designated Auditor
5
ForForRe-elect Tom Boardman as Chairman of the Audit and Risk Committee
6.1
ForForRe-elect Dr Manana Bakane-Tuoane as Member of the Audit and Risk Committee
6.2
ForForRe-elect Anton Botha as Member of the Audit and Risk Committee
6.3
Page 984 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
African Rainbow Minerals Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Alex Maditsi as Member of the Audit and Risk Committee
6.4
ForForRe-elect Dr Rejoice Simelane as Member of the Audit and Risk Committee
6.5
ForForApprove Remuneration Policy 7
ForForApprove Remuneration Implementation Report
8
ForForPlace Authorised but Unissued Shares under Control of Directors
9
ForForAuthorise Board to Issue Shares for Cash 10
ForForApprove the Annual Retainer Fees for Non-executive Directors
11.1
ForForApprove the Fees for Attending Board Meetings
11.2
ForForApprove the Committee Attendance Fees for Non-executive Directors
12
ForForApprove Financial Assistance in Terms of Section 44 of the Companies Act
13
ForForApprove Financial Assistance in Terms of Section 45 of the Companies Act
14
ForForAuthorise Issue of Shares in Connection with the Share or Employee Incentive Schemes
15
ForForAuthorise Repurchase of Issued Share Capital 16
Altium Limited
Meeting Date: 12/06/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report For For
ForForElect Raelene Murphy as Director 3
ForForApprove Renewal of Proportional Takeover Provisions
4
Page 985 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Associated British Foods Plc
Meeting Date: 12/06/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForApprove Final Dividend 4
ForForRe-elect Emma Adamo as Director 5
ForForRe-elect Graham Allan as Director 6
ForForRe-elect John Bason as Director 7
ForForRe-elect Ruth Cairnie as Director 8
ForForRe-elect Wolfhart Hauser as Director 9
ForForRe-elect Michael McLintock as Director 10
ForForRe-elect Richard Reid as Director 11
ForForRe-elect George Weston as Director 12
ForForReappoint Ernst & Young LLP as Auditors 13
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
14
ForForAuthorise Political Donations and Expenditure 15
ForForAuthorise Issue of Equity 16
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
18
Beijing Shunxin Agriculture Co., Ltd.
Meeting Date: 12/06/2019 Country: China
Meeting Type: Special
Page 986 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Beijing Shunxin Agriculture Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
AgainstForElect Li Yinglin as Non-independent Director 2.1
AgainstForElect Wang Jinming as Non-independent Director
2.2
AgainstForElect Song Kewei as Non-independent Director
2.3
AgainstForElect Li Qiusheng as Non-independent Director
2.4
AgainstForElect Lin Jinkai as Non-independent Director 2.5
AgainstForElect Kang Tao as Non-independent Director 2.6
ForForElect Lu Guihua as Independent Director 3.1
ForForElect Chen Yixin as Independent Director 3.2
ForForElect Zhan Feiyang as Independent Director 3.3
ForForElect Yuan Zhende as Supervisor 4.1
ForForElect Zeng Shuping as Supervisor 4.2
BGI Genomics Co., Ltd.
Meeting Date: 12/06/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Finance Lease and Provision of Related Guarantee
For For
China National Chemical Engineering Co., Ltd.
Meeting Date: 12/06/2019 Country: China
Meeting Type: Special
Page 987 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China National Chemical Engineering Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association For For
ForForElect Xu Wanming as Supervisor 2.1
ForForElect Fan Junsheng as Supervisor 2.2
China United Network Communications Ltd.
Meeting Date: 12/06/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Related Party Transaction For Against
ForForElect Wang Haifeng as Non-independent Director
2
ForForApprove Repurchase and Cancellation of Performance Shares
3
ForForApprove Reduce Registered Capital, Amend Articles of Association and Handle Business Registration Matters
4
Copart, Inc.
Meeting Date: 12/06/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Willis J. Johnson For For
ForForElect Director A. Jayson Adair 1.2
ForForElect Director Matt Blunt 1.3
ForForElect Director Steven D. Cohan 1.4
ForForElect Director Daniel J. Englander 1.5
ForForElect Director James E. Meeks 1.6
Page 988 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Copart, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Thomas N. Tryforos 1.7
ForForElect Director Diane M. Morefield 1.8
ForForElect Director Stephen Fisher 1.9
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
Detsky Mir PJSC
Meeting Date: 12/06/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends of RUB 5.06 per Share for First Nine Months of Fiscal 2019
For For
FIH Mobile Limited
Meeting Date: 12/06/2019 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Purchase Transaction, the Supplemental Purchase Agreement and the Relevant Annual Caps
For For
ForForApprove Non-real Property Lease Expense Transaction, the Supplemental Non-real Property Lease Expense Agreement and the Relevant Annual Caps
2
ForForApprove Consolidated Services and Sub-contracting Expense Transaction, the Supplemental Consolidated Services and Sub-contracting Expense Agreement and the Relevant Annual Caps
3
ForForApprove Equipment Purchase Transaction, the Supplemental Equipment Purchase Agreement and the Relevant Annual Caps
4
Page 989 of 1,115
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Reporting Period: 10/01/2019 to 12/31/2019
FIH Mobile Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Product Sales Transaction, the Supplemental Product Sales Agreement and the Relevant Annual Caps
5
ForForApprove Sub-contracting Income Transaction, the Supplemental Sub-contracting Income Agreement and the Relevant Annual Caps
6
Jiangsu Zhongnan Construction Group Co., Ltd.
Meeting Date: 12/06/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Related Party Transaction in Connection to Equity Acquisition Agreement
For For
ForForApprove Financial Assistance Related Matters 2
ForForApprove Provision of Guarantee to Huai'an Jinxi Real Estate and Other 4 Companies
3.1
ForForApprove Provision of Guarantee to Ningbo Hesheng Investment Management Co., Ltd.
3.2
Joincare Pharmaceutical Group Industry Co., Ltd.
Meeting Date: 12/06/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve to Appoint Auditor For For
ForForElect Lin Nanqi as Non-independent Director 2
Lens Technology Co., Ltd.
Meeting Date: 12/06/2019 Country: China
Meeting Type: Special
Page 990 of 1,115
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Reporting Period: 10/01/2019 to 12/31/2019
Lens Technology Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve to Appoint Auditor For For
Medtronic plc
Meeting Date: 12/06/2019 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Richard H. Anderson For For
ForForElect Director Craig Arnold 1b
ForForElect Director Scott C. Donnelly 1c
ForForElect Director Andrea J. Goldsmith 1d
ForForElect Director Randall J. Hogan, III 1e
ForForElect Director Omar Ishrak 1f
ForForElect Director Michael O. Leavitt 1g
ForForElect Director James T. Lenehan 1h
ForForElect Director Geoffrey S. Martha 1i
ForForElect Director Elizabeth G. Nabel 1j
ForForElect Director Denise M. O'Leary 1k
ForForElect Director Kendall J. Powell 1l
ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForRenew the Board's Authority to Issue Shares Under Irish Law
4
ForForRenew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law
5
ForForAuthorize Overseas Market Purchases of Ordinary Shares
6
Page 991 of 1,115
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Reporting Period: 10/01/2019 to 12/31/2019
NAURA Technology Group Co., Ltd.
Meeting Date: 12/06/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
ForForAmend Rules and Procedures Regarding General Meetings of Shareholders
2
ForForAmend Rules and Procedures Regarding Meetings of Board of Directors
3
ForForAmend Investment Decision Management System
4
ForForAmend Related-Party Transaction Management System
5
ForForAmend Rules and Procedures Regarding Meetings of Board of Supervisors
6
AgainstForElect Zhao Jinrong as Non-Independent Director
7.1
AgainstForElect Pan Jinfeng as Non-Independent Director
7.2
AgainstForElect Tao Haihong as Non-Independent Director
7.3
AgainstForElect Xu Tao as Non-Independent Director 7.4
AgainstForElect Zhang Jianhui as Non-Independent Director
7.5
AgainstForElect Yang Zhengfan as Non-Independent Director
7.6
AgainstForElect Wang Liang as Non-Independent Director
7.7
ForForElect Liu Yue as Independent Director 7.8
ForForElect Wu Xibin as Independent Director 7.9
ForForElect Chen Shenghua as Independent Director 7.10
ForForElect Wu Hanming as Independent Director 7.11
ForForElect Zhao Xuexin as Supervisor 8.1
ForForElect Lv Yumei as Supervisor 8.2
ForForApprove Allowance of Independent Directors 9
Page 992 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Vedanta Limited
Meeting Date: 12/06/2019 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Krishnamurthi Venkataramanan to Continue Office as Non-Executive Independent Director
For For
ForForReelect Krishnamurthi Venkataramanan as Director
2
Vedanta Limited
Meeting Date: 12/06/2019 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Krishnamurthi Venkataramanan to Continue Office as Non-Executive Independent Director
For For
ForForReelect Krishnamurthi Venkataramanan as Director
2
Washington H. Soul Pattinson and Company Limited
Meeting Date: 12/06/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report For For
AgainstForElect Robert Dobson Millner as Director 3a
ForForElect Warwick Martin Negus as Director 3b
ForForApprove Grant of Performance Rights to Todd James Barlow
4
Page 993 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Whitbread Plc
Meeting Date: 12/06/2019 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Policy For Against
AgainstForApprove Restricted Share Plan 2
Wuchan Zhongda Group Co., Ltd.
Meeting Date: 12/06/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association For Against
AgainstForElect Zhang Zuoxue as Non-Independent Director
2.1
AgainstForElect Lin Ruijin as Non-Independent Director 2.2
China National Building Material Company Limited
Meeting Date: 12/09/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Zhan Yanjing as Director and Authorize Board to Fix Her Remuneration
For For
AgainstForApprove Financial Services Framework Agreement, Provision of Deposit Services, the Caps of the Deposit Services and Related Transactions
2
Page 994 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Financial Street Holdings Co., Ltd.
Meeting Date: 12/09/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Assistance Provision For For
Hisense Electric Co., Ltd.
Meeting Date: 12/09/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve to Appoint Auditors and to Fix Their Remuneration
For For
AgainstForApprove Daily Related Party Transactions 2
Kroton Educacional SA
Meeting Date: 12/09/2019 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Change Company Name to Cogna Educacao S.A. and Amend Article 1 Accordingly
For For
ForForAmend Articles 2
ForForFix Number of Directors at Seven 3
ForNoneDo You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
4
ForForElect Directors 5
AgainstNoneIn Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
6
Page 995 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Kroton Educacional SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForNoneIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?
7
AbstainNonePercentage of Votes to Be Assigned - Elect Evando Jose Neiva as Director
8.1
ForNonePercentage of Votes to Be Assigned - Elect Juliana Rozenbaum Munemori as Director
8.2
AbstainNonePercentage of Votes to Be Assigned - Elect Luiz Antonio de Moraes Carvalho as Director
8.3
AbstainNonePercentage of Votes to Be Assigned - Elect Nicolau Ferreira Chacur as Director
8.4
AbstainNonePercentage of Votes to Be Assigned - Elect Rodrigo Calvo Galindo as Director
8.5
AbstainNonePercentage of Votes to Be Assigned - Elect Thiago dos Santos Piau as Director
8.6
AbstainNonePercentage of Votes to Be Assigned - Elect Walfrido Silvino dos Mares Guia Neto as Director
8.7
Livzon Pharmaceutical Group Inc.
Meeting Date: 12/09/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Grant Thornton (Special General Partnership) as Auditor and Authorize Board to Fix Their Remuneration
For For
Livzon Pharmaceutical Group Inc.
Meeting Date: 12/09/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Grant Thornton (Special General Partnership) as Auditor and Authorize Board to Fix Their Remuneration
For For
Page 996 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Lupin Limited
Meeting Date: 12/09/2019 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Divestment of the Entire Interest in Kyowa Pharmaceutical Industry Co. Limited, Japan by Nanomi B.V., Netherlands to Plutus Ltd., Japan
For For
Palo Alto Networks, Inc.
Meeting Date: 12/09/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Asheem Chandna For For
ForForElect Director James J. Goetz 1b
ForForElect Director Mark D. McLaughlin 1c
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
PT Bank Mandiri (Persero) Tbk
Meeting Date: 12/09/2019 Country: Indonesia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Changes in Board of Company For Against
Sealand Securities Co., Ltd.
Meeting Date: 12/09/2019 Country: China
Meeting Type: Special
Page 997 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Sealand Securities Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Extension of Resolution Validity Period of Rights Issuance
For For
ForForApprove Extension of Authorization Period of Board to Handle All Matters Related to the Rights Issuance
2
Tebian Electric Apparatus Stock Co., Ltd.
Meeting Date: 12/09/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Investment in a Project For For
Will Semiconductor Co., Ltd. Shanghai
Meeting Date: 12/09/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Repurchase and Cancellation of Performance Shares
For For
ForForAmend Articles of Association 2
ForForApprove Completed Fund-raising Investment Project and Use Its Remaining Raised Funds to Replenish Working Capital
3
Yango Group Co., Ltd.
Meeting Date: 12/09/2019 Country: China
Meeting Type: Special
Page 998 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Yango Group Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Guarantee for Shanghai Hanxin Enterprise Management Co., Ltd.
For For
ForForApprove Provision of Guarantee for Fuzhou Haiguang Rongchuang Real Estate Co., Ltd.
2
ForForApprove Provision of Guarantee for Jurong Xuanyin Real Estate Co., Ltd.
3
ForForApprove Purchase Receivables for Financing of Fundamental Assets
4
Zhejiang Dingli Machinery Co., Ltd.
Meeting Date: 12/09/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Application of Credit Lines For For
ForForApprove Guarantee Provision Plan 2
ForForApprove Amendments to Articles of Association
3
ForForApprove Daily Related Party Transactions 4
Aluminum Corporation of China Limited
Meeting Date: 12/10/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association, Rules and Procedures Regarding General Meetings of Shareholders, Board and Supervisory Committee
For For
AgainstForApprove Proposed Subscription for the A Shares of Yunnan Aluminum to be Issued Through Non-Public Offering
2
Page 999 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Aluminum Corporation of China Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Ou Xiaowu as Supervisor 3
Aluminum Corporation of China Limited
Meeting Date: 12/10/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association, Rules and Procedures Regarding General Meetings of Shareholders, Board and Supervisory Committee
For For
AgainstForApprove Proposed Subscription for the A Shares of Yunnan Aluminum to be Issued Through Non-Public Offering
2
ForForElect Ou Xiaowu as Supervisor 3.1
Bellway Plc
Meeting Date: 12/10/2019 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Paul Hampden Smith as Director 4
ForForRe-elect Jason Honeyman as Director 5
ForForRe-elect Keith Adey as Director 6
ForForRe-elect Denise Jagger as Director 7
ForForRe-elect Jill Caseberry as Director 8
ForForRe-elect Ian McHoul as Director 9
Page 1,000 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Bellway Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReappoint KPMG LLP as Auditors 10
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
11
ForForAuthorise Issue of Equity 12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
14
ForForAuthorise Market Purchase of Ordinary Shares 15
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
16
Cisco Systems, Inc.
Meeting Date: 12/10/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director M. Michele Burns For For
ForForElect Director Wesley G. Bush 1b
ForForElect Director Michael D. Capellas 1c
ForForElect Director Mark Garrett 1d
ForForElect Director Kristina M. Johnson 1e
ForForElect Director Roderick C. McGeary 1f
ForForElect Director Charles H. Robbins 1g
ForForElect Director Arun Sarin 1h
ForForElect Director Brenton L. Saunders 1i
ForForElect Director Carol B. Tome 1j
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify PricewaterhouseCoopers LLP as Auditors
3
ForAgainstRequire Independent Board Chairman 4
Page 1,001 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
COSCO SHIPPING Ports Limited
Meeting Date: 12/10/2019 Country: Bermuda
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the New Financial Services Master Agreement and the Deposit Transactions, the Proposed Annual Cap Amounts and Related Transactions
For Against
Guangzhou Haige Communications Group Inc. Co.
Meeting Date: 12/10/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Li Tiegang as Non-independent Director For Against
AgainstForElect Liu Yan as Non-independent Director 1.2
ForForApprove Amendments to Articles of Association to Expand Business Scope
2
Huazhu Group Limited
Meeting Date: 12/10/2019 Country: Cayman Islands
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Ratify Deloitte Touche Tohmatsu Certified Public Accountants LLP as Auditors
For For
ForForElect Director Min (Jenny) Zhang 2
ForForAuthorize Board to Ratify and Execute Approved Resolutions
3
Page 1,002 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Ping An Insurance (Group) Co. of China Ltd.
Meeting Date: 12/10/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.01 Elect Xie Yonglin as Director For For
ForForElect Tan Sin Yin as Director 1.02
ForForAmend Articles of Association 2
Ping An Insurance (Group) Co. of China Ltd.
Meeting Date: 12/10/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.01 Elect Xie Yonglin as Director For For
ForForElect Tan Sin Yin as Director 1.02
ForForAmend Articles of Association 2
Shanxi Lu'An Environmental Energy Development Co., Ltd.
Meeting Date: 12/10/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Guarantee For For
ForForApprove Equity Acquisition 2
Sinopec Shanghai Petrochemical Company Limited
Meeting Date: 12/10/2019 Country: China
Meeting Type: Special
Page 1,003 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Sinopec Shanghai Petrochemical Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Mutual Product Supply and Sale Services Framework Agreement (2020-2022), Continuing Connected Transactions, Annual Caps and Related Transactions
For For
ForForApprove Comprehensive Services Framework Agreement (2020- 2022), Continuing Connected Transactions, Annual Caps and Related Transactions
2
Sinopec Shanghai Petrochemical Company Limited
Meeting Date: 12/10/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Mutual Product Supply and Sale Services Framework Agreement (2020-2022), Continuing Connected Transactions, Annual Caps and Related Transactions
For For
ForForApprove Comprehensive Services Framework Agreement (2020- 2022), Continuing Connected Transactions, Annual Caps and Related Transactions
2
Barry Callebaut AG
Meeting Date: 12/11/2019 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
3.1 Accept Annual Report For For
AgainstForApprove Remuneration Report 3.2
ForForAccept Financial Statements and Consolidated Financial Statements
3.3
ForForApprove Allocation of Income and Dividends of CHF 26.00 per Share
4
Page 1,004 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Barry Callebaut AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Discharge of Board and Senior Management
5
ForForReelect Patrick De Maeseneire as Director 6.1.1
ForForReelect Fernando Aguirre as Director 6.1.2
ForForReelect Suja Chandrasekaran as Director 6.1.3
ForForReelect Angela Wei Dong as Director 6.1.4
AgainstForReelect Nicolas Jacobs as Director 6.1.5
ForForReelect Elio Sceti as Director 6.1.6
ForForReelect Timothy Minges as Director 6.1.7
ForForReelect Markus Neuhaus as Director 6.1.8
ForForElect Patrick De Maeseneire as Board Chairman
6.2
ForForAppoint Fernando Aguirre as Member of the Compensation Committee
6.3.1
ForForAppoint Suja Chandrasekaran as Member of the Compensation Committee
6.3.2
ForForAppoint Elio Sceti as Member of the Compensation Committee
6.3.3
ForForAppoint Timothy Minges as Member of the Compensation Committee
6.3.4
ForForDesignate Keller KLG as Independent Proxy 6.4
ForForRatify KPMG AG as Auditors 6.5
ForForApprove Remuneration of Board of Directors in the Amount of CHF 2.2 Million and 2,190 Shares
7.1
ForForApprove Fixed Remuneration of Executive Committee in the Amount of CHF 6.5 Million
7.2
AgainstForApprove Variable Remuneration of Executive Committee in the Amount of CHF 19.7 Million
7.3
AgainstForTransact Other Business (Voting) 8
Barry Callebaut AG
Meeting Date: 12/11/2019 Country: Switzerland
Meeting Type: Annual
Page 1,005 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Barry Callebaut AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Share Re-registration Consent For Do Not Vote
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForShare Re-registration Consent 1
Shanxi Xinghuacun Fen Wine Factory Co., Ltd.
Meeting Date: 12/11/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Equity Acquisition of Shanxi Xinghuacun Fenjiu Group Co.,Ltd. Fenqing Branch
For For
ForForApprove Asset Acquisition of Shanxi Xinghuacun Fenjiu Group Co.,Ltd.
2
ForForApprove Equity Acquisition of Shanxi Xinghuacun Fenjiu Sales Co.,Ltd.
3
ForForApprove Equity Acquisition of Shanxi Xinghuacun Bamboo Leaf Green Wine Marketing Co., Ltd.
4
ForForApprove Asset Acquisition of Shanxi Xinghuacun Fenjiu Group Baoquan Welfare Co., Ltd.
5
ForForApprove Acquisition of Land Use Rights of Shanxi Xinghuacun Fenjiu Group Co.,Ltd.
6
ForForApprove Asset Acquisition of Shanxi Xinghuacun Yiquanyong Wine Co., Ltd.
7
AgainstForElect Li Qiuxi as Non-Independent Director 8.1
ForForElect Tan Zhongbao as Non-Independent Director
8.2
AgainstForElect Jian Yi as Non-Independent Director 8.3
AgainstForElect Liu Weihua as Non-Independent Director 8.4
Page 1,006 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shanxi Xinghuacun Fen Wine Factory Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForElect Yang Jianfeng as Non-Independent Director
8.5
ForForElect Chang Jianwei as Non-Independent Director
8.6
AgainstForElect Li Mingqiang as Non-Independent Director
8.7
AgainstForElect Gao Ming as Non-Independent Director 8.8
AgainstForElect Yang Bo as Non-Independent Director 8.9
AgainstForElect Hou Xiaohai as Non-Independent Director
8.10
ForForElect Du Wenguang as Independent Director 9.1
ForForElect Li Yumin as Independent Director 9.2
ForForElect Wang Chaocheng as Independent Director
9.3
ForForElect Fan Sanxing as Independent Director 9.4
ForForElect Jia Ruidong as Independent Director 9.5
ForForElect Wang Chaoqun as Independent Director 9.6
ForForElect Zhang Yuantang as Independent Director
9.7
ForForElect Shuang Lifeng as Supervisor 10.1
ForForElect Song Yapeng as Supervisor 10.2
ForForElect Li Peijie as Supervisor 10.3
ForForElect Wu Aimin as Supervisor 10.4
Shenzhen Zhongjin Lingnan Nonfemet Co., Ltd.
Meeting Date: 12/11/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
Page 1,007 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Sunwoda Electronic Co., Ltd.
Meeting Date: 12/11/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Approve Governing Body of Incentive Plan For For
ForForApprove Determination Basis and Scope of Incentive Objects
1.2
ForForApprove Source, Scale and Proportion 1.3
ForForApprove Validity Period, Grant Date, Restricted Sale Period, Lifting of Restriction Arrangement and Lock-up Period
1.4
ForForApprove Method for Determining the Price and the Price of the Grant
1.5
ForForApprove Grant Conditions and Conditions for Lifting Restrictions
1.6
ForForApprove Adjustment Methods and Procedures for this Incentive Plan
1.7
ForForApprove Accounting Treatment 1.8
ForForApprove Implementation, Grant and Unlock Procedures
1.9
ForForApprove Rights and Obligations of the Company and the Incentive Object
1.10
ForForApprove How to Implement When There Are Changes for the Company and Incentive Objects
1.11
ForForApprove Conditions to Change or Terminate the Incentive Plan & Other Matters
1.12
ForForApprove Principle of Repurchase Cancellation 1.13
ForForApprove Methods to Assess the Performance of Plan Participants
2
ForForApprove Authorization of the Board to Handle All Related Matters
3
Visionox Technology, Inc.
Meeting Date: 12/11/2019 Country: China
Meeting Type: Special
Page 1,008 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Visionox Technology, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Guarantee For Against
51job, Inc.
Meeting Date: 12/12/2019 Country: Cayman Islands
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Junichi Arai as Director For For
ForForElect David K. Chao as Director 2
ForForElect Li-Lan Cheng as Director 3
ForForElect Eric He as Director 4
ForForElect Rick Yan as Director 5
AMADA HOLDINGS Co., Ltd.
Meeting Date: 12/12/2019 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Change Company Name - Amend Business Lines - Clarify Director Authority on Board Meetings
For For
ForForElect Director Kurihara, Toshinori 2.1
ForForElect Director Fukui, Yukihiro 2.2
ForForAppoint Statutory Auditor Shibata, Kotaro 3
Page 1,009 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Bank of Shanghai Co., Ltd.
Meeting Date: 12/12/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Company's Eligibility for Issuance of Convertible Bonds
For For
ForForApprove Issue Type 2.1
ForForApprove Issue Size 2.2
ForForApprove Par Value and Issue Price 2.3
ForForApprove Bond Maturity 2.4
ForForApprove Bond Interest Rate 2.5
ForForApprove Term and Method of Interest Payment
2.6
ForForApprove Conversion Period 2.7
ForForApprove Method for Determining the Number of Shares for Conversion
2.8
ForForApprove Determination and Adjustment of Conversion Price
2.9
ForForApprove Terms for Downward Adjustment of Conversion Price
2.10
ForForApprove Ownership of Dividends During the Conversion Year
2.11
ForForApprove Terms of Redemption 2.12
ForForApprove Terms of Sell-Back 2.13
ForForApprove Issue Manner and Target Subscribers 2.14
ForForApprove Placing Arrangement for Shareholders
2.15
ForForApprove Bondholders and Bondholders Meeting
2.16
ForForApprove Usage of Raised Funds 2.17
ForForApprove Guarantee Matters 2.18
ForForApprove Resolution Validity Period 2.19
ForForApprove Authorization Matters 2.20
ForForApprove Feasibility Analysis Report on the Use of Proceeds
3
ForForApprove Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken
4
Page 1,010 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Bank of Shanghai Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Report on the Usage of Previously Raised Funds
5
AgainstForApprove Capital Management Plan 6
AgainstForApprove Shareholder Return Plan 7
ForForElect Gu Jinshan as Non-Independent Director 8
Beijing Dabeinong Technology Group Co., Ltd.
Meeting Date: 12/12/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2019 Profit Distribution for First Three Quarters
For For
ForForApprove Appointment of Auditor 2
ForForApprove Provision of Guarantee 3
China Cinda Asset Management Co., Ltd.
Meeting Date: 12/12/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance Plan of Tier-2 Capital Bonds and Relevant Authorization
For For
ForForElect Zhang Weidong as Director 2
GCL System Integration Technology Co., Ltd.
Meeting Date: 12/12/2019 Country: China
Meeting Type: Special
Page 1,011 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
GCL System Integration Technology Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Additional Guarantee Provision Plan For For
ForForApprove Extension of Resolution Validity Period in Connection to Private Placement
2
ForForApprove Extension in Authorization for Board to Handle All Matters Related to Private Placement
3
Guosen Securities Co., Ltd.
Meeting Date: 12/12/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Extension of Resolution Validity Period of Private Placement of Shares
For For
ForForApprove Authorization of Board to Handle All Related Matters Regarding Extension of Resolution Validity Period of Private Placement of Shares
2
ForForApprove Amendments to Articles of Association
3
ForForApprove to Appoint Auditor 4
Kingboard Laminates Holdings Limited
Meeting Date: 12/12/2019 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the New Supply and Service Framework Agreement, Proposed Annual Caps and Related Transactions
For For
Page 1,012 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
New Frontier Corporation
Meeting Date: 12/12/2019 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve SPAC Transaction For For
ForForAdopt the Amended and Restated Memorandum and Articles of Association
2
ForForApprove Increase in Authorized Share Capital by the Redesignation of Unissued NFC Ordinary and Preference Shares and the Creation of Additional Ordinary and Preference Shares
3
ForForDeclassify the Board of Directors 4
ForForApprove Change in Corporate Name, Grant of Waiver Regarding Corporate Opportunities, Make NFH's Corporate Existence Perpetual and to Remove Blank Check Company-Related Provisions
5
ForForElect Director Qiyu Chen 6.1
ForForElect Director Roberta Lipson 6.2
ForForElect Director Shan Fu 6.3
ForForElect Director David Zeng 6.4
ForForApprove Issuance of Shares Pursuant to the Forward Purchase Agreements
7
ForForApprove Omnibus Stock Plan 8
ForForAdjourn Meeting 9
Shenzhen Overseas Chinese Town Co., Ltd.
Meeting Date: 12/12/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve to Appoint Auditor For For
Page 1,013 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Suzhou Dongshan Precision Manufacturing Co., Ltd.
Meeting Date: 12/12/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Change in Registered Address and Handle Business Registration
For For
Westpac Banking Corp.
Meeting Date: 12/12/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Nerida Caesar as Director For For
ForForElect Steven Harker as Director 2c
ForForElect Peter Marriott as Director 2d
ForForElect Margaret Seale as Director 2e
ForForApprove Remuneration Report 4
ForAgainstApprove Conditional Spill Resolution 5
AgainstAgainstApprove the Amendments to the Company's Constitution
6a
ForAgainstApprove Disclosure of Strategies and Targets for Reduction in Fossil Fuel Exposure
6b
Agricultural Bank of China
Meeting Date: 12/13/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Final Remuneration Plan for Directors of the Bank for 2018
For For
ForForApprove Final Remuneration Plan for Supervisors of the Bank for 2018
2
Page 1,014 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Agricultural Bank of China
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Zhang Qingsong as Director 3
ForForApprove Additional Special Budget of Poverty Alleviation Donations for 2019
4
Agricultural Bank of China
Meeting Date: 12/13/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Final Remuneration Plan for Directors of the Bank for 2018
For For
ForForApprove Final Remuneration Plan for Supervisors of the Bank for 2018
2
ForForElect Zhang Qingsong as Director 3
ForForApprove Additional Special Budget of Poverty Alleviation Donations for 2019
4
AVIC Helicopter Co., Ltd.
Meeting Date: 12/13/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association For Against
China Resources Sanjiu Medical & Pharmaceutical Co., Ltd.
Meeting Date: 12/13/2019 Country: China
Meeting Type: Special
Page 1,015 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Resources Sanjiu Medical & Pharmaceutical Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Equity Acquisition Agreement For For
AgainstForElect Han Yuewei as Non-Independent Director
2.1
AgainstForElect Deng Ronghui as Non-Independent Director
2.2
ForForElect Weng Jingwen as Supervisor 3.1
CyberAgent, Inc.
Meeting Date: 12/13/2019 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 33
For For
ForForElect Director Fujita, Susumu 2.1
ForForElect Director Hidaka, Yusuke 2.2
ForForElect Director Okamoto, Yasuo 2.3
ForForElect Director Nakayama, Go 2.4
ForForElect Director Koike, Masahide 2.5
ForForElect Director Yamauchi, Takahiro 2.6
ForForElect Director Ukita, Koki 2.7
ForForElect Director Soyama, Tetsuhito 2.8
ForForElect Director Naito, Takahito 2.9
ForForElect Director Nagase, Norishige 2.10
ForForElect Director Yamada, Riku 2.11
AgainstForElect Director Nakamura, Koichi 2.12
ForForElect Director and Audit Committee Member Shiotsuki, Toko
3.1
ForForElect Director and Audit Committee Member Horiuchi, Masao
3.2
Page 1,016 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
CyberAgent, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForElect Director and Audit Committee Member Numata, Isao
3.3
Greek Organisation of Football Prognostics SA
Meeting Date: 12/13/2019 Country: Greece
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Corporate Purpose For For
ForForElect Director 3
Hisense Home Appliances Group Co., Ltd.
Meeting Date: 12/13/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve ShineWing Certified Public Accountants LLP as Auditor and Authorize Board to Fix Their Remuneration
For For
ForForAmend Rules and Procedures Regarding General Meetings of Shareholders
2
ForForAmend Articles of Association 3
Inner Mongolia Junzheng Energy & Chemical Group Co., Ltd.
Meeting Date: 12/13/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Disposal Agreement For For
Page 1,017 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Inner Mongolia Junzheng Energy & Chemical Group Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Signing of Equity Transfer Agreement
2
ForForApprove Signing of Agreement on Intent to Purchase Shares
3
Pangang Group Vanadium Titanium & Resources Co., Ltd.
Meeting Date: 12/13/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Fulfillment of Horizontal Competition of Controlling Shareholder and Ultimate Controlling Shareholder
For For
ForForApprove Company's Eligibility for Major Assets Restructuring
2
ForForApprove Major Asset Acquisition Constitutes as Related Party Transaction
3
ForForApprove Transaction Parties 4.1
ForForApprove Target Assets 4.2
ForForApprove Pricing Basis and Transaction Price 4.3
ForForApprove Transaction Payment Arrangement 4.4
ForForApprove Profit and Loss Arrangement 4.5
ForForApprove Contractual Obligations and Liability for Breach of the Transfer of the Underlying Asset Ownership
4.6
ForForApprove Arrangement of Employees 4.7
ForForApprove Performance Commitment and Compensation, Incentive Arrangements
4.8
ForForApprove Resolution Validity Period 4.9
ForForApprove Proposal on Financial Report and Assets Evaluation Report on the Purchase of Major Assets
5
ForForApprove Independence of Appraiser, the Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing
6
ForForApprove Signing of Conditions for Significant Asset Purchase Agreement and Profit Prediction Compensation Agreement
7
Page 1,018 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Pangang Group Vanadium Titanium & Resources Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Purchase of Major Assets and Related Transactions of Draft and its Summary
8
ForForApprove Transaction Complies with Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies
9
ForForApprove Transaction Does Not Constitute as Reorganization as Stipulated in Article 13 of the Measures for the Administration of Major Assets Restructuring of Listed Companies
10
ForForApprove Completeness and Compliance of Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction
11
ForForApprove Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken
12
ForForApprove Authorization of Board to Handle All Related Matters
13
Southwest Securities Co., Ltd.
Meeting Date: 12/13/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve to Appoint Auditor For For
ForForApprove Appointment of Internal Control Auditor
2
ForForApprove Adjustment of Remuneration of External Directors
3
ForForApprove Adjustment of Remuneration of External Supervisors
4
Zhongji Innolight Co., Ltd.
Meeting Date: 12/13/2019 Country: China
Meeting Type: Special
Page 1,019 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Zhongji Innolight Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Employee Share Purchase Plan (Draft) and Summary
For For
ForForAmend Management System of Employee Share Purchase Plan
2
GMO Payment Gateway, Inc.
Meeting Date: 12/15/2019 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 36
For For
ForForAmend Articles to Make Technical Changes 2
ForForElect Director Kumagai, Masatoshi 3.1
ForForElect Director Ainoura, Issei 3.2
ForForElect Director Muramatsu, Ryu 3.3
ForForElect Director Isozaki, Satoru 3.4
ForForElect Director Hisada, Yuichi 3.5
ForForElect Director Yasuda, Masashi 3.6
ForForElect Director Kaneko, Takehito 3.7
ForForElect Director Nishiyama, Hiroyuki 3.8
ForForElect Director Yamashita, Hirofumi 3.9
AgainstForElect Director Onagi, Masaya 3.10
AgainstForElect Director Sato, Akio 3.11
Aroundtown SA
Meeting Date: 12/16/2019 Country: Luxembourg
Meeting Type: Special
Page 1,020 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Aroundtown SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Ran Laufer as Director For Against
ForForElect Simone Runge-Brandner as Director 2
ForForReelect Jelena Afxentiou as Director 3
ForForReelect Oschrie Massatschi as Director 4
ForForReelect Frank Roseen as Director 5
ForForReelect Markus Leininger as Director 6
ForForReelect Markus Kreuter as Director 7
Aroundtown SA
Meeting Date: 12/16/2019 Country: Luxembourg
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights and Amend Articles of Association
For Against
Chengdu Expressway Co., Ltd.
Meeting Date: 12/16/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Equity Transfer Agreement and Related Transactions
For For
China International Marine Containers (Group) Co., Ltd.
Meeting Date: 12/16/2019 Country: China
Meeting Type: Special
Page 1,021 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China International Marine Containers (Group) Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Continuing Connected Transaction/Ordinary Related-Party Transactions with Cosco Shipping Development Co., Ltd.
For For
ForForApprove Acceptance and Provision of Financial Assistance of Connected/Related Party by the Controlling Subsidiaries of Shenzhen CIMC Skyspace Real Estate Development Co., Ltd.
2
China International Marine Containers (Group) Co., Ltd.
Meeting Date: 12/16/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Continuing Connected Transaction/Ordinary Related-Party Transactions with Cosco Shipping Development Co., Ltd.
For For
ForForApprove Acceptance and Provision of Financial Assistance of Connected/Related Party by the Controlling Subsidiaries of Shenzhen CIMC Skyspace Real Estate Development Co., Ltd.
2
Ecopetrol SA
Meeting Date: 12/16/2019 Country: Colombia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
4 Approve Meeting Agenda For For
ForForElect Chairman of Meeting 5
ForForAppoint Committee in Charge of Scrutinizing Elections and Polling
6
Page 1,022 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Ecopetrol SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Meeting Approval Committee 7
AgainstForApprove Reallocation of Occasional Reserves 8
ForForApprove Dividends Charged to Occasional Reserves
9
Everbright Securities Company Limited
Meeting Date: 12/16/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Engagement of External Auditors for the Year 2019
For For
Everbright Securities Company Limited
Meeting Date: 12/16/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Engagement of External Auditors for the Year 2019
For For
Founder Securities Co., Ltd.
Meeting Date: 12/16/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Shi Hua as Non-Independent Director For For
ForForElect Gao Li as Non-Independent Director 2
ForForElect He Yagang as Non-Independent Director 3
Page 1,023 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Founder Securities Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Liao Hang as Non-Independent Director 4
ForForElect Wang Huiwen as Non-Independent Director
5
ForForElect Hu Bin as Non-Independent Director 6
ForForElect Ye Lin as Independent Director 7
ForForElect Li Minggao as Independent Director 8
ForForElect Lv Wendong as Independent Director 9
ForForElect Yong Ping as Supervisor 10
ForForElect Zeng Yuan as Supervisor 11
Guangdong Haid Group Co., Ltd.
Meeting Date: 12/16/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Repurchase and Cancellation of Performance Shares
For For
AgainstForApprove Use of Own Funds to Purchase Financial Products
2
ForForApprove to Appoint Auditor 3
Huatai Securities Co., Ltd.
Meeting Date: 12/16/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Change of Use of Partial Proceeds from Non-Public Issuance of A Shares
For For
ForForElect Zhang Wei as Director 2.1
ForForElect Zhou Yi as Director 2.2
AgainstForElect Ding Feng as Director 2.3
Page 1,024 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Huatai Securities Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForElect Chen Yongbing as Director 2.4
AgainstForElect Xu Qing as Director 2.5
AgainstForElect Hu Xiao as Director 2.6
AgainstForElect Wang Tao as Director 2.7
ForForElect Zhu Xuebo as Director 2.8
ForForElect Chen Chuanming as Director 2.9
ForForElect Lee Chi Ming as Director 2.10
ForForElect Liu Yan as Director 2.11
ForForElect Chen Zhibin as Director 2.12
ForForElect Ma Qun as Director 2.13
ForForElect Zhang Ming as Supervisor 3.1
ForForElect Yu Lanying as Supervisor 3.2
ForForElect Zhang Xiaohong as Supervisor 3.3
ForForElect Fan Chunyan as Supervisor 3.4
Huatai Securities Co., Ltd.
Meeting Date: 12/16/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Change of Use of Partial Proceeds from Non-Public Issuance of A Shares
For For
ForForElect Zhang Wei as Director 2.1
ForForElect Zhou Yi as Director 2.2
AgainstForElect Ding Feng as Director 2.3
AgainstForElect Chen Yongbing as Director 2.4
AgainstForElect Xu Qing as Director 2.5
AgainstForElect Hu Xiao as Director 2.6
AgainstForElect Wang Tao as Director 2.7
ForForElect Zhu Xuebo as Director 2.8
Page 1,025 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Huatai Securities Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Chen Chuanming as Director 3.1
ForForElect Lee Chi Ming as Director 3.2
ForForElect Liu Yan as Director 3.3
ForForElect Chen Zhibin as Director 3.4
ForForElect Ma Qun as Director 3.5
ForForElect Zhang Ming as Supervisor 4.1
ForForElect Yu Lanying as Supervisor 4.2
ForForElect Zhang Xiaohong as Supervisor 4.3
ForForElect Fan Chunyan as Supervisor 4.4
Luxshare Precision Industry Co. Ltd.
Meeting Date: 12/16/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Termination of Partial Raised Funds Investment Project
For For
ForForApprove Change in partial Raised Funds Implementation Party and Location
2
MMC Norilsk Nickel PJSC
Meeting Date: 12/16/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends of RUB 604.09 per Share for First Nine Months of Fiscal 2019
For For
Page 1,026 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
MMC Norilsk Nickel PJSC
Meeting Date: 12/16/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends of RUB 604.09 per Share for First Nine Months of Fiscal 2019
For For
Nine Dragons Paper (Holdings) Limited
Meeting Date: 12/16/2019 Country: Bermuda
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
AgainstForElect Liu Ming Chung as Director 3a1
ForForElect Zhang Lianpeng as Director 3a2
ForForElect Tam Wai Chu, Maria as Director 3a3
AgainstForElect Ng Leung Sing as Director 3a4
ForForElect Lam Yiu Kin as Director 3a5
ForForAuthorize Board to Fix Remuneration of Directors
3b
ForForApprove PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
4
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5a
ForForAuthorize Repurchase of Issued Share Capital 5b
ForForAuthorize Reissuance of Repurchased Shares 5c
ForForAdopt New Bye-Laws 6
Page 1,027 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Oceanwide Holdings Co., Ltd. (Beijing)
Meeting Date: 12/16/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve to Appoint Auditor For For
ForForElect Shu Gaoyong as Non-Independent Director
2
Shanghai Pudong Development Bank Co., Ltd.
Meeting Date: 12/16/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Zheng Yang as Director For For
ForForElect Pan Weidong as Director 1.2
ForForElect Chen Zheng'an as Director 1.3
ForForElect Liu Yiyan as Director 1.4
ForForElect Liu Xinyi as Director 1.5
ForForElect Guan Wei as Director 1.6
ForForElect Wang Hongmei as Director 1.7
ForForElect Zhang Dong as Director 1.8
ForForElect Liu Peifeng as Director 1.9
ForForElect Wang Zhe as Independent Director 1.10
ForForElect Zhang Ming as Independent Director 1.11
ForForElect Yuan Zhigang as Independent Director 1.12
ForForElect Cai Hongping as Independent Director 1.13
ForForElect Wu Hong as Independent Director 1.14
ForForElect Sun Wei as Supervisor 2.1
ForForElect Cao Yijian as Supervisor 2.2
ForForElect Li Qingfeng as Supervisor 2.3
ForForElect Sun Jianping as External Supervisor 2.4
Page 1,028 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shanghai Pudong Development Bank Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Wu Jian as External Supervisor 2.5
ForForElect Wang Yuetang as External Supervisor 2.6
ForForApprove Issuance of Capital Bonds and Relevant Authorizations
3
ForForApprove Issuance of Bonds and Relevant Authorizations
4
Tong Ren Tang Technologies Co. Ltd.
Meeting Date: 12/16/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Distribution Framework Agreement, the Annual Caps, and Related Transactions
For For
ForForApprove Master Procurement Agreement, the Annual Caps, and Related Transactions
2
Woolworths Group Ltd.
Meeting Date: 12/16/2019 Country: Australia
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Holly Kramer as Director For For
ForForElect Siobhan McKenna as Director 2b
ForForElect Kathryn Tesija as Director 2c
ForForElect Jennifer Carr-Smith as Director 2d
ForForApprove Remuneration Report 3
ForForApprove Grant of Performance Rights to Brad Banducci
4
ForForApprove US Non-Executive Directors Equity Plan
5
Page 1,029 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Woolworths Group Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove the Amendments to the Company's Constitution
6
ForForApprove Restructure Scheme 1
ABN AMRO Bank NV
Meeting Date: 12/17/2019 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2civ Elect Laetitia Griffith to Supervisory Board For For
Australia & New Zealand Banking Group Limited
Meeting Date: 12/17/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Paul Dominic O'Sullivan as Director For For
ForForElect Graeme Richard Liebelt as Director 2b
ForForElect Sarah Jane Halton as Director 2c
ForForApprove Remuneration Report 3
ForAgainstApprove the Spill Resolution 4
ForForApprove Grant of Performance Rights to Shayne Elliott
5
AgainstAgainstApprove the Amendments to the Company's Constitution
6
ForAgainstApprove Transition Planning Disclosure 7
AgainstAgainstApprove Suspension of Memberships of Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement
8
Page 1,030 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
BAIC BluePark New Energy Technology Co., Ltd.
Meeting Date: 12/17/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Subsidiary's Investment in Joint Venture Project
For For
China Merchants Shekou Industrial Zone Holdings Co., Ltd.
Meeting Date: 12/17/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acceptance of Financial Assistance and Financial Assistance Provision as well as Related Party Transactions
For For
COSCO SHIPPING Energy Transportation Co., Ltd.
Meeting Date: 12/17/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
ForForAmend Rules and Procedures Regarding General Meetings of Shareholders
2
ForForAmend Rules and Procedures Regarding Meetings of Board of Directors
3
ForForAmend Rules and Procedures Regarding Meetings of the Supervisory Committee
4
AgainstForApprove Extension of the Validity Period of the Shareholders' Resolutions in Relation to the Proposed Non-Public Issuance of A Shares
5
Page 1,031 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
COSCO SHIPPING Energy Transportation Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Extension of the Validity Period of the Authorization Granted to the Board to Deal With All Matters in Relation to the Non-Public Issuance of A Shares
6
COSCO SHIPPING Energy Transportation Co., Ltd.
Meeting Date: 12/17/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Extension of the Validity Period of the Shareholders' Resolutions in Relation to the Proposed Non-Public Issuance of A Shares
For Against
AgainstForApprove Extension of the Validity Period of the Authorization Granted to the Board to Deal With All Matters in Relation to the Non-Public Issuance of A Shares
2
Huaneng Power International, Inc.
Meeting Date: 12/17/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Continuing Connected Transactions for 2020 Between the Company and Huaneng Group
For For
AgainstForApprove Continuing Connected Transactions (from 2020 to 2022) Between the Company and Huaneng Finance
2
ForForApprove Continuing Connected Transactions (from 2020 to 2022) Between the Company and Tiancheng Leasing
3
Huaneng Power International, Inc.
Meeting Date: 12/17/2019 Country: China
Meeting Type: Special
Page 1,032 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Huaneng Power International, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Continuing Connected Transactions for 2020 Between the Company and Huaneng Group
For For
AgainstForApprove Continuing Connected Transactions (from 2020 to 2022) Between the Company and Huaneng Finance
2
ForForApprove Continuing Connected Transactions (from 2020 to 2022) Between the Company and Tiancheng Leasing
3
Orica Ltd.
Meeting Date: 12/17/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2.1 Elect Maxine Brenner as Director For For
ForForElect Gene Tilbrook as Director 2.2
ForForElect Karen Moses as Director 2.3
ForForElect Boon Swan Foo as Director 2.4
ForForApprove Remuneration Report 3
ForForApprove Grant of Performance Rights to Alberto Calderon
4
ForNoneApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
5
ForForApprove Proportional Takeover Provisions 6
Shenzhen S.C New Energy Technology Corp.
Meeting Date: 12/17/2019 Country: China
Meeting Type: Special
Page 1,033 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shenzhen S.C New Energy Technology Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Draft and Summary of Performance Shares Incentive Plan
For For
ForForApprove Methods to Assess the Performance of Plan Participants
2
ForForApprove Authorization of Board to Handle All Related Matters Regarding Performance Shares Incentive Plan
3
ForForApprove Employee Share Purchase Plan (Draft) and Summary
4
ForForApprove Employee Share Purchase Plan Management Method
5
ForForApprove Authorization of Board to Handle All Related Matters Regarding Employee Share Purchase Plan
6
ForForApprove Comprehensive Credit Line Bank Application
7
ForForApprove External Guarantee and Related Party Transactions
8
Autohome Inc.
Meeting Date: 12/18/2019 Country: Cayman Islands
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Director Han Qiu For For
ForForElect Director Dazong Wang 2
ForForElect Director Junling Liu 3
AutoZone, Inc.
Meeting Date: 12/18/2019 Country: USA
Meeting Type: Annual
Page 1,034 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
AutoZone, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Douglas H. Brooks For For
ForForElect Director Linda A. Goodspeed 1.2
ForForElect Director Earl G. Graves, Jr. 1.3
ForForElect Director Enderson Guimaraes 1.4
ForForElect Director Michael M. Calbert 1.5
ForForElect Director D. Bryan Jordan 1.6
ForForElect Director Gale V. King 1.7
ForForElect Director George R. Mrkonic, Jr. 1.8
ForForElect Director William C. Rhodes, III 1.9
ForForElect Director Jill A. Soltau 1.10
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Beijing Jingneng Clean Energy Co., Limited
Meeting Date: 12/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Continuing Connected Transaction of the Company under the Framework Heat Sale and Purchase Agreement and the Proposed Annual Caps
For For
AgainstForApprove the Deposit Service under the Financial Services Framework Agreement and the Proposed Annual Caps
2
AgainstForApprove Proposed Subscription 3
Champion Real Estate Investment Trust
Meeting Date: 12/18/2019 Country: Hong Kong
Meeting Type: Special
Page 1,035 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Champion Real Estate Investment Trust
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2019 Waiver Extension, New Annual Caps and Related Transaction
For For
China Oilfield Services Limited
Meeting Date: 12/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Revision of the Annual Cap of the Continuing Connected Transactions of 2019 Under the Master Services Framework Agreement for 2017-2019
For For
ForForApprove Annual Caps of the Continuing Connected Transactions for the Upcoming Three Years
2
ForForApprove US Dollar Loan by the Overseas Subsidiary and the Provision of Guarantee by the Company
3
ForForApprove Provision of Guarantee for the Issuance of US Dollar Bonds by an Overseas Subsidiary
4
ForForApprove Issuance of US Dollar Bonds by an Overseas Subsidiary in 2020
5
China Railway Construction Corporation Limited
Meeting Date: 12/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
Page 1,036 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Railway Construction Corporation Limited
Meeting Date: 12/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
Folli Follie SA
Meeting Date: 12/18/2019 Country: Greece
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Company Articles For Against
AgainstForApprove Remuneration Policy 2
AgainstForOther Business 3
Hisense Electric Co., Ltd.
Meeting Date: 12/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Change of Company Name For For
ForForApprove Amendments to Articles of Association
2
Hunan Valin Steel Co., Ltd.
Meeting Date: 12/18/2019 Country: China
Meeting Type: Special
Page 1,037 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Hunan Valin Steel Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Appointment of Financial Auditor For For
ForForApprove Appointment of Internal Control Auditor
2
National Australia Bank Limited
Meeting Date: 12/18/2019 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report For For
ForAgainstApprove the Spill Resolution 3
ForForElect Philip Chronican as Director 4a
ForForElect Douglas McKay as Director 4b
ForForElect Kathryn Fagg as Director 4c
ForForApprove Selective Capital Reduction of Convertible Preference Shares Under the CPS II Terms
5a
ForForApprove Selective Capital Reduction of Convertible Preference Shares Outside the CPS II Terms
5b
AgainstAgainstApprove the Amendments to the Company's Constitution
6a
ForAgainstApprove Transition Planning Disclosure 6b
AgainstAgainstApprove Lobbying Inconsistent with the Goals of the Paris Agreement
7
Shanghai Pharmaceuticals Holding Co., Ltd.
Meeting Date: 12/18/2019 Country: China
Meeting Type: Special
Page 1,038 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shanghai Pharmaceuticals Holding Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2019 Share Option Scheme For For
ForForApprove Assessment Measure for the Implementation of the 2019 Share Option Scheme
2
ForForAuthorize Board to Deal with All Matters in Relation to the 2019 Share Option Scheme
3
Shanghai Pharmaceuticals Holding Co., Ltd.
Meeting Date: 12/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2019 Share Option Scheme For For
ForForApprove Assessment Measure for the Implementation of the 2019 Share Option Scheme
2
ForForAuthorize Board to Deal with All Matters in Relation to the 2019 Share Option Scheme
3
Shanghai Pharmaceuticals Holding Co., Ltd.
Meeting Date: 12/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2019 Share Option Scheme For For
ForForApprove Assessment Management Measures for the Implementation of the 2019 Share Option Scheme
2
ForForAuthorize Board to Deal with All Matters in Relation to the 2019 Share Option Scheme
3
Page 1,039 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shanghai Pharmaceuticals Holding Co., Ltd.
Meeting Date: 12/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2019 Share Option Scheme For For
ForForApprove Assessment Management Measures for the Implementation of the 2019 Share Option Scheme
2
ForForAuthorize Board to Deal with All Matters in Relation to the 2019 Share Option Scheme
3
Shenzhen Hepalink Pharmaceutical Group Co., Ltd.
Meeting Date: 12/18/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of H Shares and Listing in Hong Kong Stock Exchange as well as Conversion of Company to Foreign Fund-Raising Company
For For
ForForApprove Share Type and Par Value 2.1
ForForApprove Issue Time 2.2
ForForApprove Issue Manner 2.3
ForForApprove Issue Size 2.4
ForForApprove Pricing Method 2.5
ForForApprove Target Subscribers 2.6
ForForApprove Principles of Offering 2.7
ForForApprove Resolution Validity Period 3
ForForApprove Authorization of Board to Handle All Related Matters
4
ForForApprove Distribution Arrangement of Cumulative Earnings
5
ForForApprove Usage of Raised Funds 6
ForForApprove Lv Chuan as Independent Director 7
Page 1,040 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shenzhen Hepalink Pharmaceutical Group Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Appointment of Financial and Internal Control Auditor
8
ForForApprove Purchase of Liability Insurance for Directors, Supervisors and Senior Management Members
9
ForForApprove Amendments to Articles of Association
10
ForForAmend Rules and Procedures Regarding General Meetings of Shareholders
11
ForForAmend Rules and Procedures Regarding Meetings of Board of Directors
12
ForForAmend Rules and Procedures Regarding Meetings of Board of Supervisors
13
ForForAmend Related Party Transaction Decision-making System
14
ForForAmend Major Investment Decision Management System
15
ForForAmend Management System for Providing External Guarantees
16
ForForAmend Working System for Independent Directors
17
ForForApprove Provision of Counter Guarantee 18
Air China Limited
Meeting Date: 12/19/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Framework Agreement between the Company and Air China Cargo Co., Ltd., Annual Caps and Related Transactions
For For
ForForApprove the Framework Agreement between the Company and China National Aviation Corporation (Group) Limited, Annual Caps and Related Transactions
2
ForForElect Patrick Healy as Director 3
ForForElect Zhao Xiaohang as Supervisor 4
Page 1,041 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Air China Limited
Meeting Date: 12/19/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Framework Agreement between the Company and Air China Cargo Co., Ltd., Annual Caps and Related Transactions
For For
ForForApprove the Framework Agreement between the Company and China National Aviation Corporation (Group) Limited, Annual Caps and Related Transactions
2
ForForElect Patrick Healy as Director 3
ForForElect Zhao Xiaohang as Supervisor 4
AVIC Shenyang Aircraft Co. Ltd.
Meeting Date: 12/19/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve to Appoint Auditor For For
AgainstForAmend Articles of Association 2
Bank of Beijing Co., Ltd.
Meeting Date: 12/19/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Praveen Khurana as Non-Independent Director
For For
ForForElect Peng Jihai as Non-Independent Director 1.2
ForForElect Wang Ruihua as Independent Director 1.3
ForForElect Liu Hongyu as Independent Director 1.4
Page 1,042 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Bank of Beijing Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Gao Jinbo as Supervisor 2.1
ForForElect Qu Qiang as Supervisor 2.2
Beijing Capital International Airport Company Limited
Meeting Date: 12/19/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Supply of Aviation Safety and Security Guard Services Agreement and Related Transactions
For For
ForForApprove Profit Distribution Adjustment Proposal
2
BGI Genomics Co., Ltd.
Meeting Date: 12/19/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Extension of Foreign Investment in the Form of Convertible Bonds
For For
China Life Insurance Company Limited
Meeting Date: 12/19/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Zhao Peng as Director For For
ForForAmend Rules and Procedures Regarding Meetings of Board of Directors
2
Page 1,043 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Life Insurance Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Company Framework Agreement, Pension Company Framework Agreement, Annual Caps and Related Transactions
3.1
ForForApprove CLIC Framework Agreement, CLP&C Framework Agreement, CLI Framework Agreement, Annual Caps and Related Transactions
3.2
ForForApprove Renewal of the Framework Agreement for Daily Connected Transactions between the Company and China Guangfa Bank Co., Ltd.
4
ForForApprove Amendments to Articles of Association
5
China Life Insurance Company Limited
Meeting Date: 12/19/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Zhao Peng as Director For For
ForForAmend Rules and Procedures Regarding Meetings of Board of Directors
2
ForForApprove Company Framework Agreement, Pension Company Framework Agreement, Annual Caps and Related Transactions
3.1
ForForApprove CLIC Framework Agreement, CLP&C Framework Agreement, CLI Framework Agreement, Annual Caps and Related Transactions
3.2
ForForApprove Renewal of the Framework Agreement for Daily Connected Transactions between the Company and China Guangfa Bank Co., Ltd.
4
ForForApprove Amendments to Articles of Association
5
FactSet Research Systems Inc.
Meeting Date: 12/19/2019 Country: USA
Meeting Type: Annual
Page 1,044 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
FactSet Research Systems Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director F. Philip Snow For For
ForForElect Director Sheila B. Jordan 1.2
ForForElect Director James J. McGonigle 1.3
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
GLP-J REIT
Meeting Date: 12/19/2019 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Executive Director Miura, Yoshiyuki For For
Hangzhou Silan Microelectronics Co., Ltd.
Meeting Date: 12/19/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Guarantee For For
Infrastrutture Wireless Italiane SpA
Meeting Date: 12/19/2019 Country: Italy
Meeting Type: Special
Page 1,045 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Infrastrutture Wireless Italiane SpA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger by Incorporation of Vodafone Towers Srl into INWIT SpA
For For
AgainstForAmend Company Bylaws Re: Articles 5, 11, 13, 16, 18, 22, and 23
2
ForForElect Two Directors 1
ForForAuthorize Extraordinary Dividend 2
Mango Excellent Media Co., Ltd.
Meeting Date: 12/19/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Completion of Raised Funds Investment Project and Use of Remaining Raised Funds to Replenish Working Capital
For For
ForForAmend Articles of Association 2
ForForApprove to Appoint Auditor 3
NortonLifeLock Inc.
Meeting Date: 12/19/2019 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Sue Barsamian For For
ForForElect Director Frank E. Dangeard 1b
ForForElect Director Nora M. Denzel 1c
ForForElect Director Peter A. Feld 1d
ForForElect Director Kenneth Y. Hao 1e
ForForElect Director David W. Humphrey 1f
Page 1,046 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
NortonLifeLock Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Vincent Pilette 1g
ForForElect Director V. Paul Unruh 1h
ForForRatify KPMG LLP as Auditors 2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstAgainstRequire Independent Board Chairman 4
Shenzhen Goodix Technology Co., Ltd.
Meeting Date: 12/19/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Draft and Summary of Performance Shares Incentive Plan
For For
ForForApprove Methods to Assess the Performance of Plan Participants
2
ForForApprove Authorization of Board to Handle All Related Matters Regarding Performance Shares Incentive Plan
3
AgainstForApprove Use of Own Funds for Cash Management
4
ForForApprove Amendments to Articles of Association
5
ForForApprove Shareholder Return Plan 6
Spandana Sphoorty Financial Limited
Meeting Date: 12/19/2019 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association For For
Page 1,047 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Spandana Sphoorty Financial Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Spandana Employee Stock Option Plan 2018 (ESOP Plan 2018) and Spandana Employee Stock Option Scheme 2018 (ESOP Scheme 2018)
2
ForForApprove Grant of Options Under ESOP Plan 2018 and ESOP Scheme 2018 to Employees of the Subsidiary Companies
3
Tatneft PJSC
Meeting Date: 12/19/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends for First Nine Months of Fiscal 2019
For For
Tatneft PJSC
Meeting Date: 12/19/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends for First Nine Months of Fiscal 2019
For For
Wanda Film Holding Co., Ltd.
Meeting Date: 12/19/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve to Appoint Auditor For For
Page 1,048 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
AVIC Electromechanical Systems Co., Ltd.
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of Equity For For
ForForApprove Increase Capital and Invest in Hongguang Airborne Equipment Co., Ltd.
2
ForForApprove Termination of Raised Funds Project and Use Excess Raised Funds to Supplement Working Capital
3
ForForApprove Transfer of Equity 4
AgainstForApprove Amendments to Articles of Association
5
Chengdu Westone Information Industry, Inc.
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve to Appoint Auditor For For
ForForApprove Amendments to Articles of Association
2
ForForAmend Rules and Procedures Regarding General Meetings of Shareholders
3
China Avionics Systems Co., Ltd.
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Change in Usage of Partial Raised Funds and Permanently Replenish Working Capital
For For
Page 1,049 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Avionics Systems Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Equity Transfer and Related Party Transactions
2
AgainstForApprove Amendments to Articles of Association
3
China Everbright Bank Company Limited
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Wu Lijun as Director For For
ForForApprove Remuneration of the Chairman of the Board of Supervisors for 2018
2
ForForElect Liu Jin as Director 3
China Everbright Bank Company Limited
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Wu Lijun as Director For For
ForForApprove Remuneration of the Chairman of the Board of Supervisors for 2018
2
ForForElect Liu Jin as Director 3
China Fortune Land Development Co., Ltd.
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Page 1,050 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Fortune Land Development Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Establishment of Subsidiary and Capital Increase in Subsidiary
For Against
AgainstForApprove Guarantee Provision for First Half of 2020
2
ForForApprove Related-party Transaction in Connection to Deposit and Clearing Business in Bank of Langfang
3
ForForApprove Provision of Guarantee 4
ForForApprove Issuance of Overseas Bonds and Provision of Its Guarantee
5
China Galaxy Securities Co., Ltd.
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chen Liang as Director For For
COSCO SHIPPING Holdings Co., Ltd.
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Approve the Financial Services Agreement Entered into by the Company and ChinaCOSCO Shipping Corporation Limited and Proposed Annual Caps
For Against
ForForApprove the Master General Services Agreement Entered into by the Company and ChinaCOSCO Shipping Corporation Limited and Proposed Annual Caps
1.2
Page 1,051 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
COSCO SHIPPING Holdings Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove the Master Shipping Services Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps
1.3
ForForApprove the Master Port Services Agreement Entered into by the Company and ChinaCOSCO Shipping Corporation Limited and Proposed Annual Caps
1.4
ForForApprove the Master Vessel and Container Asset Services Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps
1.5
ForForApprove the Trademark Licence Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps
1.6
ForForApprove the Master Shipping and Terminal Services Agreement Entered into by the Company and Pacific International Lines Pte Ltd and Proposed Annual Caps
2
ForForApprove the Shipping and Terminal Services Framework Agreement Entered into by theCompany and Shanghai International Port (Group) Co., Ltd. on February 27, 2019 and the Proposed Annual Cap for the Financial Year Ending December 31, 2019
3.1
ForForApprove the Shipping and Terminal Services Framework Agreement Entered into by theCompany and Shanghai International Port (Group) Co., Ltd. on October 30, 2019 and the Proposed Annual Caps for the Three Financial Years Ending December 31, 2022
3.2
ForForApprove the Shipping and Terminal Services Framework Agreement Entered into by the Company and Qingdao Port International Co., Ltd and Proposed Annual Caps
4
COSCO SHIPPING Holdings Co., Ltd.
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Page 1,052 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
COSCO SHIPPING Holdings Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Approve the Financial Services Agreement Entered into by the Company and ChinaCOSCO Shipping Corporation Limited and Proposed Annual Caps
For Against
ForForApprove the Master General Services Agreement Entered into by the Company and ChinaCOSCO Shipping Corporation Limited and Proposed Annual Caps
1.2
ForForApprove the Master Shipping Services Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps
1.3
ForForApprove the Master Port Services Agreement Entered into by the Company and ChinaCOSCO Shipping Corporation Limited and Proposed Annual Caps
1.4
ForForApprove the Master Vessel and Container Asset Services Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps
1.5
ForForApprove the Trademark Licence Agreement Entered into by the Company and China COSCO Shipping Corporation Limited and Proposed Annual Caps
1.6
ForForApprove the Master Shipping and Terminal Services Agreement Entered into by the Company and Pacific International Lines Pte Ltd and Proposed Annual Caps
2
ForForApprove the Shipping and Terminal Services Framework Agreement Entered into by theCompany and Shanghai International Port (Group) Co., Ltd. on February 27, 2019 and the Proposed Annual Cap for the Financial Year Ending December 31, 2019
3.1
ForForApprove the Shipping and Terminal Services Framework Agreement Entered into by theCompany and Shanghai International Port (Group) Co., Ltd. on October 30, 2019 and the Proposed Annual Caps for the Three Financial Years Ending December 31, 2022
3.2
ForForApprove the Shipping and Terminal Services Framework Agreement Entered into by the Company and Qingdao Port International Co., Ltd and Proposed Annual Caps
4
Page 1,053 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Datang International Power Generation Co., Ltd.
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Business Cooperation Agreement with Datang Financial Lease Co., Ltd.
For For
AgainstForApprove Financial Services Agreement with China Datang Group Finance Co., Ltd.
2
ForForApprove Allowance Criteria for Directors of the Tenth Session of the Board and Supervisors of the Tenth Session of the Supervisory Committee
3
Gemdale Corp.
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Change in Registered Address and Amend Articles of Association
For For
Hamamatsu Photonics KK
Meeting Date: 12/20/2019 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 20
For For
ForForElect Director Hiruma, Akira 2.1
ForForElect Director Suzuki, Kenji 2.2
ForForElect Director Yamamoto, Koei 2.3
ForForElect Director Hara, Tsutomu 2.4
Page 1,054 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Hamamatsu Photonics KK
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Yoshida, Kenji 2.5
ForForElect Director Toriyama, Naofumi 2.6
ForForElect Director Mori, Kazuhiko 2.7
ForForElect Director Maruno, Tadashi 2.8
ForForElect Director Suzuki, Takayuki 2.9
ForForElect Director Kato, Hisaki 2.10
ForForElect Director Saito, Minoru 2.11
ForForElect Director Kodate, Kashiko 2.12
AgainstForElect Director Koibuchi, Ken 2.13
ForForApprove Restricted Stock Plan 3
Iliad SA
Meeting Date: 12/20/2019 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize Specific Buyback Program and Cancellation of Repurchased Shares
For For
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights of Up to 11,666,666 Shares, with a Binding Priority Right
2
AgainstForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
3
ForForAuthorize Filing of Required Documents/Other Formalities
4
Incitec Pivot Limited
Meeting Date: 12/20/2019 Country: Australia
Meeting Type: Annual
Page 1,055 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Incitec Pivot Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Xiaoling Liu as Director For For
ForForElect Gregory Robinson as Director 2b
ForForApprove Remuneration Report 3
ForForApprove Grant of Performance Rights to Jeanne Johns
4
Jinke Property Group Co., Ltd.
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Additional Provision of Guarantee For For
ForForApprove Cancellation of Guarantee to Some Controlled and Associated Real Estate Project Companies and to Increase Guarantee Limits
2
ForForApprove Use of Surplus Funds of Subsidiary by the Company and its Partners According to Shareholding Equity
3
ForForApprove Employee Share Purchase Plan (Draft) and Summary
4
Kingsoft Corporation Limited
Meeting Date: 12/20/2019 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Framework Agreement, Proposed Annual Caps and Related Transactions
For For
Page 1,056 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Novolipetsk Steel
Meeting Date: 12/20/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends of RUB 3.22 per Share for First Nine Months of Fiscal 2019
For For
ForForApprove New Edition of Regulations on General Meetings
2.1
ForForApprove New Edition of Regulations on Board of Directors
2.2
Novolipetsk Steel
Meeting Date: 12/20/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends of RUB 3.22 per Share for First Nine Months of Fiscal 2019
For For
ForForApprove New Edition of Regulations on General Meetings
2.1
ForForApprove New Edition of Regulations on Board of Directors
2.2
Pacific Securities Co., Ltd.
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Change of Auditor For For
Page 1,057 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shandong Buchang Pharmaceuticals Co., Ltd.
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Shareholder Return Plan For For
ForForApprove Adjustment in Profit Distribution, Increase in Registered Capital and Amendments to Articles of Association
2
ForForApprove Corporate Bond Issuance 3
ForForApprove Issue Scale 4.1
ForForApprove Par Value, Issue Price 4.2
ForForApprove Bond Period and Type 4.3
ForForApprove Target Parties and Placement Arrangement to Shareholders
4.4
ForForApprove Interest Rate and Determination Method
4.5
ForForApprove Guarantee Manner 4.6
ForForApprove Issue Manner 4.7
ForForApprove Redemption and Resale Terms 4.8
ForForApprove Usage of Raised Funds 4.9
ForForApprove Safeguard Measures of Debts Repayment
4.10
ForForApprove Underwriting Method and Listing Arrangement
4.11
ForForApprove Special Raised Funds Account 4.12
ForForApprove Resolution Validity Period 4.13
ForForApprove Authorization of the Board to Handle All Related Matters
5
ForForApprove Issuance of Corporate Bonds via Private Placement
6
ForForApprove Issue Scale of Corporate Bond via Private Placement
7.1
ForForApprove Target Parties and Placement Arrangement to Shareholders of Corporate Bond via Private Placement
7.2
ForForApprove Bond Term and Type of Corporate Bond via Private Placement
7.3
ForForApprove Par Value and Issue Price of Corporate Bond via Private Placement
7.4
Page 1,058 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shandong Buchang Pharmaceuticals Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Interest Rate and Determination Method of Corporate Bond via Private Placement
7.5
ForForApprove Repayment of Interest Rate of Corporate Bond via Private Placement
7.6
ForForApprove Underwriting Method of Corporate Bond via Private Placement
7.7
ForForApprove Usage of Raised Funds of Corporate Bond via Private Placement
7.8
ForForApprove Issue Manner of Corporate Bond via Private Placement
7.9
ForForApprove Guarantee Arrangement of Corporate Bond via Private Placement
7.10
ForForApprove Resale and Redemption Terms of Corporate Bond via Private Placement
7.11
ForForApprove Trading and Listing Location of Corporate Bond via Private Placement
7.12
ForForApprove Resolution Validity Period of Corporate Bond via Private Placement
7.13
ForForApprove Safeguard Measures of Debts Repayment of Corporate Bond via Private Placement
7.14
ForForApprove Authorization of the Board to Handle All Related Matters of Corporate Bond via Private Placement
8
ForForApprove Registration and Scale 9.1
ForForApprove Duration 9.2
ForForApprove Par Value 9.3
ForForApprove Issue Manner 9.4
ForForApprove Target Parties 9.5
ForForApprove Usage of Raised Funds 9.6
ForForApprove Resolution Validity Period 9.7
ForForApprove Authorization of the Board to Handle All Related Matters on Medium Term Notes
9.8
ForForApprove Provision of Guarantee 10
Shenzhen Kangtai Biological Products Co., Ltd.
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Page 1,059 of 1,115
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Reporting Period: 10/01/2019 to 12/31/2019
Shenzhen Kangtai Biological Products Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve to Appoint Auditor For For
AgainstForApprove Use of Own Funds to Invest in Financial Products
2
ForForApprove Amendments to Articles of Association to Expand Business Scope
3
Sichuan Languang Development Co., Ltd.
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of External Guarantee For For
Xinjiang Goldwind Science & Technology Co., Ltd.
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
ForForApprove Continuing Connected Transactions (A Shares) with China Three Gorges (Group) Co, Ltd. and the Annual Cap
2
Xinjiang Goldwind Science & Technology Co., Ltd.
Meeting Date: 12/20/2019 Country: China
Meeting Type: Special
Page 1,060 of 1,115
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Reporting Period: 10/01/2019 to 12/31/2019
Xinjiang Goldwind Science & Technology Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
ForForApprove Continuing Connected Transactions (A Shares) with China Three Gorges (Group) Co, Ltd. and the Annual Cap
2
Yandex NV
Meeting Date: 12/20/2019 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Prior Approval by the Class A Meeting of Agenda Item 1 (Amendment of Articles ofAssociation)
For For
ForForAmend Articles of Association 1
ForForAuthorize Repurchase of Priority Share 2
ForForElect Alexey Komissarov as Non-Executive Director
3
ForForElect Alexei Yakovitsky as Non-Executive Director
4
ForForApprove Cancellation of Outstanding Class C Ordinary Shares
5
YY, Inc.
Meeting Date: 12/20/2019 Country: Cayman Islands
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Change Company Name to JOYY Inc. For For
Page 1,061 of 1,115
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Reporting Period: 10/01/2019 to 12/31/2019
Autobio Diagnostics Co., Ltd.
Meeting Date: 12/23/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Loan Application For For
Bank Leumi Le-Israel Ltd.
Meeting Date: 12/23/2019 Country: Israel
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Reelect Ytzhak Edelman as External Director For For
AbstainForElect Mordechai Rosen as External Director 1.2
ForForReelect Ester Dominissini as Director 2.1
AbstainForElect Ira Sobel as Director 2.2
ForForApprove Amended Compensation Policy for the Directors and Officers of the Company
3
ForForApprove Employment Terms of Haj-Yehia Samer, Chairman
4
ForForApprove Employment Terms of as Hanan Shmuel Friedman, CEO
5
ForForIssue Updated Indemnification Agreements to Directors/Officers
6
AgainstNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
AgainstNoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B1
AgainstNoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2
Page 1,062 of 1,115
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Reporting Period: 10/01/2019 to 12/31/2019
Bank Leumi Le-Israel Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForNoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B3
Business-Intelligence of Oriental Nations Corp. Ltd.
Meeting Date: 12/23/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association For For
ForForApprove Provision of Guarantee 2
ForForApprove to Appoint Auditor 3
COSCO SHIPPING Development Co., Ltd.
Meeting Date: 12/23/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Approve Renewal of the Term of the Master Vessel Charter Agreement, Proposed Annual Caps and Related Transactions
For For
ForForApprove Renewal of the Term of the Master Operating Lease Services Agreement, Proposed Annual Caps and Related Transactions
1.2
ForForApprove Renewal of the Term of the Master Finance Lease Services Agreement, Proposed Annual Caps and Related Transactions
1.3
ForForApprove Renewal of the Term of the Master Vessel Services Agreement, Proposed Annual Caps and Related Transactions
1.4
Page 1,063 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
COSCO SHIPPING Development Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Renewal of the Term of the Master Containers Services Agreement, Provision of Container and Other Ancillary Services by the CS Development Group to the COSCO SHIPPING Group, Proposed Annual Caps and Related Transactions
1.5
ForForApprove Renewal of the Term of the Master Containers Services Agreement, Provision of Container and Other Ancillary Services by the COSCO SHIPPING Group to the CS Development Group, Proposed Annual Caps and Related Transactions
1.6
AgainstForApprove Master Financial Services Agreement, Provision of Deposit Services, Proposed Annual Caps and Related Transactions
1.7
ForForApprove Renewal of the Term of the Master Factoring Services Agreement, Proposed Annual Caps and Related Transactions
1.8
ForForApprove New Commodities Supply Framework Agreement and Related Transactions
2
ForForAmend Articles of Association 3
ForForAmend Rules and Procedures Regarding General Meetings of Shareholders
4
FangDa Carbon New Material Co., Ltd.
Meeting Date: 12/23/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
Foshan Nationstar Optoelectronics Co., Ltd.
Meeting Date: 12/23/2019 Country: China
Meeting Type: Special
Page 1,064 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Foshan Nationstar Optoelectronics Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Application of Credit Lines For For
Guangshen Railway Company Limited
Meeting Date: 12/23/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Comprehensive Services Framework Agreement, Proposed Annual Caps and Related Transactions
For For
ForForApprove Removal of Li Zhiming as Supervisor 2
ForForApprove Removal of Yu Zhiming as Director 3
ForForApprove Removal of Chen Xiaomei as Director 4
ForForApprove Removal of Luo Qing as Director 5
ForForElect Meng Yong as Supervisor 6
AgainstForElect Guo Jiming as Director 7.1
AgainstForElect Zhang Zhe as Director 7.2
ForForElect Guo Xiangdong as Director 7.3
Guangshen Railway Company Limited
Meeting Date: 12/23/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Comprehensive Services Framework Agreement, Proposed Annual Caps and Related Transactions
For For
ForForApprove Removal of Li Zhiming as Supervisor 2
ForForApprove Removal of Yu Zhiming as Director 3
Page 1,065 of 1,115
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Reporting Period: 10/01/2019 to 12/31/2019
Guangshen Railway Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Removal of Chen Xiaomei as Director 4
ForForApprove Removal of Luo Qing as Director 5
ForForElect Meng Yong as Supervisor 6
AgainstForElect Guo Jiming as Director 7.1
AgainstForElect Zhang Zhe as Director 7.2
ForForElect Guo Xiangdong as Director 7.3
Hengli Petrochemical Co., Ltd.
Meeting Date: 12/23/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Employee Share Purchase Plan (Draft) and Summary
For For
ForForApprove Methods to Assess the Performance of Plan Participants
2
ForForApprove Authorization of Board to Handle All Related Matters
3
Lomon Billions Group Co., Ltd.
Meeting Date: 12/23/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Comprehensive Credit Line Bank Application
For Against
AgainstForApprove Provision of Guarantee 2
Shanghai International Port (Group) Co., Ltd.
Meeting Date: 12/23/2019 Country: China
Meeting Type: Special
Page 1,066 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shanghai International Port (Group) Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Service Agreement and Related Party Transaction
For For
Tonghua Dongbao Pharmaceutical Co., Ltd.
Meeting Date: 12/23/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
ForForApprove Share Repurchase Purpose 2.1
ForForApprove Share Repurchase Type 2.2
ForForApprove Share Repurchase Manner 2.3
ForForApprove Period of the Share Repurchase 2.4
ForForApprove Share Repurchase Usage, Number, Proportion of the Company's Total Share Capital and Total Funds
2.5
ForForApprove Share Repurchase Price 2.6
ForForApprove Total Amount and Source of Funds Used for the Share Repurchase
2.7
ForForApprove Authorization of Board to Handle All Related Matters
3
ForForApprove Amendments to Articles of Association to Expand Business Scope
4
Unigroup Guoxin Microelectronics Co., Ltd.
Meeting Date: 12/23/2019 Country: China
Meeting Type: Special
Page 1,067 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Unigroup Guoxin Microelectronics Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Asset Acquisition and Issuance of Shares in Accordance with the Relevant Laws and Regulations
For Against
AgainstForApprove Target Assets and Transactions Parties
2.1
AgainstForApprove Basis of Pricing and Transactions Price
2.2
AgainstForApprove Payment Manner 2.3
AgainstForApprove Pricing Reference Date and Issue Price
2.4
AgainstForApprove Issue Manner 2.5
AgainstForApprove Share Type and Par Value 2.6
AgainstForApprove Issue Amount 2.7
AgainstForApprove Distribution Arrangement Before Issuance of Cumulative Earnings
2.8
AgainstForApprove Lock-Up Period Arrangement 2.9
AgainstForApprove Liability for Breach of the Transfer of the Underlying Asset Ownership
2.10
AgainstForApprove Attribution of Profit and Loss During the Transition Period
2.11
AgainstForApprove Listing Exchange 2.12
AgainstForApprove Performance Commitments and Compensation Arrangements
2.13
AgainstForApprove Resolution Validity Period 2.14
AgainstForApprove Transaction Constitutes as Related-party Transaction
3
AgainstForApprove Draft and Summary of Asset Acquisition and Issuance of New Shares as well as Related Party Transactions
4
AgainstForApprove Signing of Asset Acquisition and Issuance of Shares Agreement
5
AgainstForApprove Signing of Supplementary Agreement of Asset Acquisition and Issuance of Shares Agreement
6
AgainstForApprove Signing of Performance Compensation Agreement
7
AgainstForApprove Audit Report, Evaluation Report and Pro Forma Review Report
8
Page 1,068 of 1,115
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Reporting Period: 10/01/2019 to 12/31/2019
Unigroup Guoxin Microelectronics Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Independence of Appraiser, the Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing
9
AgainstForApprove Completeness and Compliance of Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction
10
AgainstForApprove Transaction Complies with Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies
11
AgainstForApprove Transaction Complies with Article 43 of the Management Approach Regarding Major Asset Restructuring of Listed Companies
12
AgainstForApprove Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken
13
AbstainForApprove Whitewash Waiver and Related Transactions
14
AgainstForApprove Authorization of Board to Handle All Related Matters
15
ForForApprove Shareholder Return Plan 16
Xiamen Tungsten Co., Ltd.
Meeting Date: 12/23/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Signing of Long-term Supply Agreement
For For
Yango Group Co., Ltd.
Meeting Date: 12/23/2019 Country: China
Meeting Type: Special
Page 1,069 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Yango Group Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Guarantee for Subsidiary For For
ForForApprove Provision of Guarantee for Associate Subsidiary
2
Zhejiang Expressway Co., Ltd.
Meeting Date: 12/23/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of H Share Convertible Bonds and Related Transactions
For For
FIT Hon Teng Limited
Meeting Date: 12/24/2019 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Framework Sales Agreement, Product Sales Transaction, Proposed Product Sales Annual Caps and Related Transactions
For For
ForForApprove Framework Purchase Agreement, Product Purchase Transaction, Proposed Product Purchase Annual Caps and Related Transactions
2
ForForApprove Framework Sub-Contracting Services Agreement, Sub-contracting Services Transaction, Proposed Sub-Contracting Services Annual Caps and Related Transactions
3
Page 1,070 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Huadian Power International Corp. Ltd.
Meeting Date: 12/24/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Approve Purchase of Fuel and the Annual Cap For For
ForForApprove Provision of Engineering Equipments, Systems, Products, Engineering and Construction Contracting, Environmental Protection System Renovation Project, Miscellaneous and Relevant Services and the Annual Cap
1.2
ForForApprove Sales of Fuel and Provision of Relevant Services and the Annual Cap
1.3
Huadian Power International Corporation Limited
Meeting Date: 12/24/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Approve Purchase of Fuel and the Annual Cap For For
ForForApprove Provision of Engineering Equipments, Systems, Products, Engineering and Construction Contracting, Environmental Protection System Renovation Project, Miscellaneous and Relevant Services and the Annual Cap
1b
ForForApprove Sales of Fuel and Provision of Relevant Services and the Annual Cap
1c
Magnit PJSC
Meeting Date: 12/24/2019 Country: Russia
Meeting Type: Special
Page 1,071 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Magnit PJSC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends of RUB 147.19 per Share for First Nine Months of Fiscal 2019
For For
ForForAmend Charter 2
Magnit PJSC
Meeting Date: 12/24/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends of RUB 147.19 per Share for First Nine Months of Fiscal 2019
For For
ForForAmend Charter 2
NARI Technology Co., Ltd.
Meeting Date: 12/24/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Additional Daily Related Party Transactions
For For
ForForApprove Use of Short-term Idle Own Funds to Conduct Entrusted Asset Management
2
Visionox Technology, Inc.
Meeting Date: 12/24/2019 Country: China
Meeting Type: Special
Page 1,072 of 1,115
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Reporting Period: 10/01/2019 to 12/31/2019
Visionox Technology, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
ForForApprove Equity Transfer 2
Wuhu Shunrong Sanqi Interactive Entertainment Co., Ltd.
Meeting Date: 12/24/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve to Appoint Auditor For For
AgainstForApprove Use of Own Funds for Securities Investment and Entrusted Asset Management
2
ForForElect Li Yang as Independent Director 3.1
ForForElect Ye Xin as Independent Director 3.2
ForForElect Liu Guangqiang as Independent Director 3.3
Aisino Corp.
Meeting Date: 12/25/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
ForForApprove Repurchase and Cancellation of Performance Shares
2
ForForApprove Change in Convertible Corporate Bonds for Raised Funds Investment Project
3
AgainstForApprove Downward Adjustment of Convertible Bond Conversion Price
4
Page 1,073 of 1,115
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Reporting Period: 10/01/2019 to 12/31/2019
AVIC Jonhon Optronic Technology Co., Ltd.
Meeting Date: 12/25/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Revised Draft and Summary of A Shares Performance Share Incentive Plan (Phase 2)
For For
ForForApprove Methods to Assess the Performance of Plan Participants
2
ForForApprove Authorization of Board to Handle All Matters Related to A Shares Performance Share Incentive Plan (Phase 2)
3
ForForApprove Termination of Share Repurchase Plan
4
Meinian Onehealth Healthcare Holdings Co., Ltd.
Meeting Date: 12/25/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Change of Auditor For For
ForForApprove Guarantee Provision Plan 2
ForForApprove Use of Idle Raised Funds to Conduct Cash Management
3
ForForApprove Amendments to Articles of Association
4
AgainstForElect Zeng Songbai as Non-Independent Director
5.1
AgainstForElect Xu Hong as Non-Independent Director 5.2
AgainstForElect Xu Panhua as Non-Independent Director 5.3
Transfar Zhilian Co., Ltd.
Meeting Date: 12/25/2019 Country: China
Meeting Type: Special
Page 1,074 of 1,115
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Reporting Period: 10/01/2019 to 12/31/2019
Transfar Zhilian Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Company's Eligibility for Public Issuance of Corporate Bonds to Qualified Investors
For For
ForForApprove Issue Size 2.1
ForForApprove Issue Manner 2.2
ForForApprove Bond Maturity and Type 2.3
ForForApprove Par Value and Issue Price 2.4
ForForApprove Use of Proceeds 2.5
ForForApprove Bond Interest Rate as well as Method for Principal Repayment and Interest Payment
2.6
ForForApprove Guarantee Method 2.7
ForForApprove Adjustment on Coupon Rate Option as well as Arrangement on Redemption and Sale-back
2.8
ForForApprove Underwriting and Listing 2.9
ForForApprove Target Subscribers 2.10
ForForApprove Safeguard Measures of Debts Repayment
2.11
ForForApprove Resolution Validity Period 2.12
ForForApprove Authorization of the Board to Handle All Related Matters
3
ForForApprove Guarantee Provision Plan 4
ForForApprove Adjustment of Implementing Entity for Fund-raising Investment Projects
5
Xinhu Zhongbao Co., Ltd.
Meeting Date: 12/25/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Guarantee Provision Plan For For
Page 1,075 of 1,115
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Reporting Period: 10/01/2019 to 12/31/2019
Yunnan Energy New Material Co., Ltd.
Meeting Date: 12/25/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Use of Idle Own Funds to Invest in Bank Financial Products
For Against
China Animal Husbandry Industry Co., Ltd.
Meeting Date: 12/26/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Company's Eligibility for Corporate Bond Issuance
For For
ForForApprove Issue Scale 2.1
ForForApprove Par Value and Issue Price 2.2
ForForApprove Target Parties and Placing Arrangement to Shareholders
2.3
ForForApprove Bond Period and Type 2.4
ForForApprove Bond Interest Rate 2.5
ForForApprove Guarantee Matters 2.6
ForForApprove Issue Manner 2.7
ForForApprove Term and Method of Debt Repayment
2.8
ForForApprove Redemption and Resale Terms 2.9
ForForApprove Usage of Raised Funds 2.10
ForForApprove Listing Arrangement 2.11
ForForApprove Safeguard Measures of Debts Repayment
2.12
ForForApprove Underwriting Method 2.13
ForForApprove Special Account for Raised Funds 2.14
ForForApprove Resolution Validity Period 2.15
ForForApprove Authorization of the Board to Handle All Related Matters
3
Page 1,076 of 1,115
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Reporting Period: 10/01/2019 to 12/31/2019
China Animal Husbandry Industry Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove to Appoint Auditor 4
Daqin Railway Co., Ltd.
Meeting Date: 12/26/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Comprehensive Service Agreement For For
Guangzhou Baiyun International Airport Co., Ltd.
Meeting Date: 12/26/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Asset Swap and Related Party Transactions
For For
Muyuan Foods Co., Ltd.
Meeting Date: 12/26/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Development of Supply Chain Accounts Payable Asset Securitization
For For
ForForApprove Authorization of the Management to Handle All Related Matters Regarding Supply Chain Accounts Payable Asset Securitization
2
ForForApprove Related Party Transaction 3
ForForApprove Signing of Strategic Cooperation Framework Agreement
4
Page 1,077 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Muyuan Foods Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Authorization of the Board to Handle All Matters Related to the Cooperation with SDIC Chuangyi Industry Fund Management Co., Ltd.
5
AgainstForApprove Use of Own Idle Funds to Conduct Entrusted Asset Management
6
Sanan Optoelectronics Co. Ltd.
Meeting Date: 12/26/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
ForForAmend Rules and Procedures Regarding General Meetings of Shareholders
2
ForForElect Lin Zhidong as Non-independent Director
3
ForForElect Huang Xingluan as Independent Director 4.1
ForForElect Mu Zhirong as Independent Director 4.2
ForForElect Kang Junyong as Independent Director 4.3
Shenzhen Energy Group Co., Ltd.
Meeting Date: 12/26/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Construction Investment of Wind Power Project and Provision of Guarantee
For For
ForForApprove Establishment of Shenneng Financial Leasing Co., Ltd.
2
AgainstForApprove Capital Injection 3
Page 1,078 of 1,115
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Reporting Period: 10/01/2019 to 12/31/2019
Tianjin Zhonghuan Semiconductor Co., Ltd.
Meeting Date: 12/26/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Guarantee Provision Plan For For
Venustech Group Inc.
Meeting Date: 12/26/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Change in Raised Fund Usage For For
ForForApprove Use Raised Funds to Conduct Investment and Wealth Management
2
XCMG Construction Machinery Co., Ltd.
Meeting Date: 12/26/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Approve Sale of Materials or Products For For
ForForApprove Rental of Houses, Equipment and Products
1.2
ForForApprove Accept Related Party Services 1.3
ForForApprove Purchase of Materials or Products 2.1
ForForApprove Selling Materials or Products 2.2
ForForApprove Rent or Lease of Properties, Equipment and Products
2.3
ForForApprove Use of Licensing Trademark 2.4
ForForApprove Cooperative Technology Development
2.5
Page 1,079 of 1,115
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Reporting Period: 10/01/2019 to 12/31/2019
XCMG Construction Machinery Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Provision or Acceptance of Services 2.6
ForForApprove Entrust Operations to Related Parties 2.7
AgainstForApprove Amendments to Articles of Association
3
ForForApprove Guarantee Provision to Subsidiary 4
ForForApprove Guarantee Provision for Mortgage Business
5.1
ForForApprove Guarantee Provision for Financial Leasing Business
5.2
ForForApprove Application of Credit Lines 6
ForForApprove Write-off of Assets 7
Zhejiang Juhua Co., Ltd.
Meeting Date: 12/26/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Change in Raised Funds Investment Project
For For
AgainstForElect Hu Zhongming as Non-independent Director
2.1
AgainstForElect Zhou Liyang as Non-independent Director
2.2
AgainstForElect Wang Limin as Non-independent Director
2.3
AgainstForElect Dong Jihong as Non-independent Director
2.4
AgainstForElect Han Jinming as Non-independent Director
2.5
AgainstForElect Zhao Haijun as Non-independent Director
2.6
AgainstForElect Liu Yunhua as Non-independent Director 2.7
AgainstForElect Wang Xiaoming as Non-independent Director
2.8
ForForElect Hu Yuyue as Independent Director 3.1
ForForElect Zhou Guoliang as Independent Director 3.2
Page 1,080 of 1,115
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Reporting Period: 10/01/2019 to 12/31/2019
Zhejiang Juhua Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Zhang Zixue as Independent Director 3.3
ForForElect Liu Li as Independent Director 3.4
ForForElect Zhou Xiaowen as Supervisor 4.1
ForForElect Ye Minghai as Supervisor 4.2
BeiGene, Ltd.
Meeting Date: 12/27/2019 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Shares Pursuant to the Share Purchase Agreement
For For
ForForApprove Collaboration Agreement with Amgen Inc.
2
ForForApprove the Annual Caps in Relation to the Collaboration Agreement
3
ForForElect Director Anthony C. Hooper 4
BeiGene, Ltd.
Meeting Date: 12/27/2019 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Shares Pursuant to the Share Purchase Agreement
For For
ForForApprove Collaboration Agreement with Amgen Inc.
2
ForForApprove the Annual Caps in Relation to the Collaboration Agreement
3
ForForElect Director Anthony C. Hooper 4
Page 1,081 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Chengdu Kanghong Pharmaceutical Group Co., Ltd.
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Ke Zunhong as Non-independent Director
For Against
AgainstForElect Ke Xiao as Non-independent Director 1.2
AgainstForElect Wang Lin as Non-independent Director 1.3
AgainstForElect Zhong Jianrong as Non-independent Director
1.4
AgainstForElect Yin Jinqun as Non-independent Director 1.5
AgainstForElect Chen Su as Non-independent Director 1.6
ForForElect Zhang Qiang as Independent Director 2.1
ForForElect Qu Sancai as Independent Director 2.2
ForForElect Zhang Yu as Independent Director 2.3
ForForElect Gong Wenxian as Supervisor 3.1
ForForElect Yang Jianqun as Supervisor 3.2
ForForApprove Remuneration of Directors 4
ForForApprove Remuneration of Supervisors 5
China Molybdenum Co., Ltd.
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Guarantee by the Company to Its Joint-Stock Company Huayue Nickel Cobalt
For For
ForForApprove Provision of Financing Guarantee Among Direct or Indirect Wholly-Owned Subsidiaries of the Company
2
ForForApprove Provision of Supply Chain Financing Guarantee by by IXM, an Indirect Wholly-Owned Subsidiary of the Company, to Its Suppliers
3
Page 1,082 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Molybdenum Co., Ltd.
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Guarantee by the Company to Its Joint-Stock Company Huayue Nickel Cobalt
For For
ForForApprove Provision of Financing Guarantee Among Direct or Indirect Wholly-Owned Subsidiaries of the Company
2
ForForApprove Provision of Supply Chain Financing Guarantee by by IXM, an Indirect Wholly-Owned Subsidiary of the Company, to Its Suppliers
3
China Southern Airlines Company Limited
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Services Framework Agreement Entered into Between the Company and Southern Airlines Group Finance Company Limited
For Against
ForForApprove 2020-2022 Finance and Lease Service Framework Agreement Entered into Between the Company and China Southern Air Leasing Company Limited
2
ForForApprove Satisfaction of the Conditions of the Non-Public Issue of A Shares
3
ForForApprove Feasibility Report on the Use of Proceeds from the Non-Public Issue of A Shares
4
ForForApprove Impacts of Dilution of Current Returns of the Non-Public Issue of Shares and the Remedial Returns Measures and the Undertakings from Controlling Shareholder, Directors and Senior Management on the Relevant Measures
5
ForForApprove Plan of Shareholders' Return of China Southern Airlines Company Limited (2020-2022)
6
Page 1,083 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Southern Airlines Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Report on Use of Proceeds from Previous Fund Raising Activities
7
ForForApprove Types of Shares to be Issued and the Par Value
8.01
ForForApprove Issue Method and Period 8.02
ForForApprove Targeted Subscriber and Subscription Method
8.03
ForForApprove Issue Price 8.04
ForForApprove Number of Shares to be Issued 8.05
ForForApprove Lock-up Period 8.06
ForForApprove Proceeds Raised and the Use of Proceeds
8.07
ForForApprove Place of Listing 8.08
ForForApprove Arrangement for the Distribution of Undistributed Profits Accumulated Before the Non-Public Issue of A Shares
8.09
ForForApprove Validity Period of this Resolution Regarding the Non-Public Issuance of A Shares
8.10
ForForApprove Types of Shares to be Issued and the Par Value
9.01
ForForApprove Issue Method and Period 9.02
ForForApprove Targeted Subscriber and Subscription Method
9.03
ForForApprove Issue Price 9.04
ForForApprove Issue Size and Number of Shares to be Issued
9.05
ForForApprove Lock-up Period 9.06
ForForApprove Use of Proceeds 9.07
ForForApprove Listing Arrangement 9.08
ForForApprove Arrangement for the Distribution of Undistributed Profits Accumulated Before the Non-Public Issue of H Shares
9.09
ForForApprove Validity Period of this Resolution Regarding the Non-Public Issuance of H Shares
9.10
ForForApprove Preliminary Proposal of the Non-Public Issue of A Shares
10
ForForApprove Connected Transactions Involved in the Non-Public Issue of A Shares
11
Page 1,084 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Southern Airlines Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Connected Transactions Involved in the Non-Public Issue of H Shares
12
ForForApprove Conditional Subscription Agreement Relating to the Subscription of the A Shares Under the Non-Public Issue of A Shares
13
ForForApprove Conditional Subscription Agreement Relating to the Subscription of the H Shares Under the Non-Public Issue of H Shares
14
ForForApprove Amendments to Articles of Association
15
ForForAuthorize Board to Deal with All Matters Relating to the Non-Public Issue of A Shares and the Non-Public Issue of H Shares
16
China Southern Airlines Company Limited
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Services Framework Agreement Entered into Between the Company and Southern Airlines Group Finance Company Limited
For Against
ForForApprove 2020-2022 Finance and Lease Service Framework Agreement Entered into Between the Company and China Southern Air Leasing Company Limited
2
ForForApprove Satisfaction of the Conditions of the Non-Public Issue of A Shares
3
ForForApprove Feasibility Report on the Use of Proceeds from the Non-Public Issue of A Shares
4
ForForApprove Impacts of Dilution of Current Returns of the Non-Public Issue of Shares and the Remedial Returns Measures and the Undertakings from Controlling Shareholder, Directors and Senior Management on the Relevant Measures
5
ForForApprove Plan of Shareholders' Return of China Southern Airlines Company Limited (2020-2022)
6
ForForApprove Report on Use of Proceeds from Previous Fund Raising Activities
7
Page 1,085 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Southern Airlines Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Types of Shares to be Issued and the Par Value
8.01
ForForApprove Issue Method and Period 8.02
ForForApprove Targeted Subscriber and Subscription Method
8.03
ForForApprove Issue Price 8.04
ForForApprove Number of Shares to be Issued 8.05
ForForApprove Lock-up Period 8.06
ForForApprove Proceeds Raised and the Use of Proceeds
8.07
ForForApprove Place of Listing 8.08
ForForApprove Arrangement for the Distribution of Undistributed Profits Accumulated Before the Non-Public Issue of A Shares
8.09
ForForApprove Validity Period of this Resolution Regarding the Non-Public Issuance of A Shares
8.10
ForForApprove Types of Shares to be Issued and the Par Value
9.01
ForForApprove Issue Method and Period 9.02
ForForApprove Targeted Subscriber and Subscription Method
9.03
ForForApprove Issue Price 9.04
ForForApprove Issue Size and Number of Shares to be Issued
9.05
ForForApprove Lock-up Period 9.06
ForForApprove Use of Proceeds 9.07
ForForApprove Listing Arrangement 9.08
ForForApprove Arrangement for the Distribution of Undistributed Profits Accumulated Before the Non-Public Issue of H Shares
9.09
ForForApprove Validity Period of this Resolution Regarding the Non-Public Issuance of H Shares
9.10
ForForApprove Preliminary Proposal of the Non-Public Issue of A Shares
10
ForForApprove Connected Transactions Involved in the Non-Public Issue of A Shares
11
ForForApprove Connected Transactions Involved in the Non-Public Issue of H Shares
12
Page 1,086 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Southern Airlines Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Conditional Subscription Agreement Relating to the Subscription of the A Shares Under the Non-Public Issue of A Shares
13
ForForApprove Conditional Subscription Agreement Relating to the Subscription of the H Shares Under the Non-Public Issue of H Shares
14
ForForApprove Amendments to Articles of Association
15
ForForAuthorize Board to Deal with All Matters Relating to the Non-Public Issue of A Shares and the Non-Public Issue of H Shares
16
China Southern Airlines Company Limited
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.01 Approve Types of Shares to be Issued and the Par Value
For For
ForForApprove Issue Method and Period 1.02
ForForApprove Targeted Subscriber and Subscription Method
1.03
ForForApprove Issue Price 1.04
ForForApprove Number of Shares to be Issued 1.05
ForForApprove Lock-up Period 1.06
ForForApprove Proceeds Raised and the Use of Proceeds
1.07
ForForApprove Place of Listing 1.08
ForForApprove Arrangement for the Distribution of Undistributed Profits Accumulated Before the Non-Public Issue of A Shares
1.09
ForForApprove Validity Period of this Resolution Regarding the Non-Public Issuance of A Shares
1.10
ForForApprove Preliminary Proposal of the Non-Public Issue of A Shares
2
ForForApprove Connected Transactions Involved in the Non-Public Issue of A Shares
3
Page 1,087 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Southern Airlines Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Conditional Subscription Agreement Relating to the Subscription of the A Shares Under the Non-Public Issue of A Shares
4
China Southern Airlines Company Limited
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.01 Approve Types of Shares to be Issued and the Par Value
For For
ForForApprove Issue Method and Period 1.02
ForForApprove Targeted Subscriber and Subscription Method
1.03
ForForApprove Issue Price 1.04
ForForApprove Number of Shares to be Issued 1.05
ForForApprove Lock-up Period 1.06
ForForApprove Proceeds Raised and the Use of Proceeds
1.07
ForForApprove Place of Listing 1.08
ForForApprove Arrangement for the Distribution of Undistributed Profits Accumulated Before the Non-Public Issue of A Shares
1.09
ForForApprove Validity Period of this Resolution Regarding the Non-Public Issuance of A Shares
1.10
ForForApprove Preliminary Proposal of the Non-Public Issue of A Shares
2
ForForApprove Connected Transactions Involved in the Non-Public Issue of A Shares
3
ForForApprove Conditional Subscription Agreement Relating to the Subscription of the A Shares Under the Non-Public Issue of A Shares
4
Chinese Universe Publishing & Media Group Co., Ltd.
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Page 1,088 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Chinese Universe Publishing & Media Group Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Reduce Registered Capital For For
ForForApprove to Appoint Auditor 2
ForForApprove to Appoint Internal Auditor 3
ForForApprove Provision of Guarantee 4
AgainstForApprove Use of Idle Funds to Purchase Financial Products
5
CRRC Corporation Limited
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chen Xiaoyi as Supervisor For For
ForForElect Lou Qiliang as Director 2
CRRC Corporation Limited
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chen Xiaoyi as Supervisor For For
ForForElect Lou Qiliang as Director 2
Fujian Sunner Development Co., Ltd.
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Page 1,089 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Fujian Sunner Development Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Draft and Summary of Performance Shares Incentive Plan
For For
ForForApprove Methods to Assess the Performance of Plan Participants
2
ForForApprove Close Relative of Fu Guangming and Fu Fenfang as Incentive Targets for Performance Shares
3
ForForApprove Authorization of Board to Handle All Related Matters
4
Hangzhou Tigermed Consulting Co., Ltd.
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Repurchase and Cancellation of Performance Shares
For For
ForForAmend Articles of Association 2
Hubei Biocause Pharmaceutical Co., Ltd.
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Establishment of Asset Management Company
For For
Magnitogorsk Iron & Steel Works PJSC
Meeting Date: 12/27/2019 Country: Russia
Meeting Type: Special
Page 1,090 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Magnitogorsk Iron & Steel Works PJSC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends of RUB 1.650 per Share for First Nine Months of Fiscal 2019
For For
Navinfo Co., Ltd.
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Investment of Subsidiary For For
ForForElect Li Keqiang as Independent Director 2
S.F. Holding Co., Ltd.
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Wang Wei as Non-Independent Director For For
ForForElect Lin Zheying as Non-Independent Director
1.2
AgainstForElect Zhang Yichen as Non-Independent Director
1.3
AgainstForElect Deng Weidong as Non-Independent Director
1.4
AgainstForElect Liu Chengwei as Non-Independent Director
1.5
ForForElect Chen Fei as Non-Independent Director 1.6
ForForElect Luo Shili as Non-Independent Director 1.7
ForForElect Wu Weiting as Non-Independent Director
1.8
ForForElect Zhou Zhonghui as Independent Director 2.1
Page 1,091 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
S.F. Holding Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Jin Li as Independent Director 2.2
ForForElect Ye Diqi as Independent Director 2.3
ForForElect Zhou Yongjian as Independent Director 2.4
ForForElect Sun Xun as Supervisor 3.1
ForForElect Cen Ziliang as Supervisor 3.2
ForForElect Liu Jilu as Supervisor 3.3
ForForApprove Adjustment to Allowance of Independent Directors
4
ForForApprove Repurchase and Cancellation of Performance Shares
5
ForForApprove Daily Related Party Transaction 6
ForForApprove Amendments to Articles of Association
7
Shandong Linglong Tyre Co., Ltd.
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Draft and Summary of Performance Shares Incentive Plan
For For
ForForApprove Methods to Assess the Performance of Plan Participants
2
ForForApprove Authorization of the Board to Handle All Related Matters
3
Shanghai Electric Group Company Limited
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Page 1,092 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shanghai Electric Group Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Connected Transactions and Proposed Annual Caps Under the SEC Framework Deposit Agreement
For For
AgainstForApprove Connected Transactions and Proposed Annual Caps Under the SEC Framework Loan Agreement
2
ForForApprove Connected Transactions and Proposed Annual Caps Under the MESMEE Framework Purchase Agreement
3
Shanghai Electric Group Company Limited
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Connected Transactions and Proposed Annual Caps Under the SEC Framework Deposit Agreement
For For
AgainstForApprove Connected Transactions and Proposed Annual Caps Under the SEC Framework Loan Agreement
2
ForForApprove Connected Transactions and Proposed Annual Caps Under the MESMEE Framework Purchase Agreement
3
Shanghai Yuyuan Tourist Mart Group Co., Ltd.
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Wang Jiping as Non-Independent Director
For Against
AgainstForElect Shi Kun as Non-Independent Director 1.2
Page 1,093 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shanghai Yuyuan Tourist Mart Group Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForElect Zhu Lixin as Non-Independent Director 1.3
AgainstForElect Liu Bin as Non-Independent Director 1.4
AgainstForElect Li Zhiqiang as Non-Independent Director 1.5
AgainstForElect Xu Xiaoliang as Non-Independent Director
1.6
AgainstForElect Gong Ping as Non-Independent Director 1.7
AgainstForElect Huang Zhen as Non-Independent Director
1.8
ForForElect Wang Hongxiang as Independent Director
2.1
ForForElect Wang Zhe as Independent Director 2.2
ForForElect Ni Jing as Independent Director 2.3
ForForElect Xie Youping as Independent Director 2.4
ForForElect Zhou Wenyi as Supervisor 3.1
ForForElect Huang Jie as Supervisor 3.2
Shenzhen Zhongjin Lingnan Nonfemet Co., Ltd.
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Company's Eligibility for Issuance of Convertible Bonds
For Against
AgainstForApprove Issue Type 2.1
AgainstForApprove Issue Scale 2.2
AgainstForApprove Par Value and Issue Price 2.3
AgainstForApprove Bond Term 2.4
AgainstForApprove Interest Rate 2.5
AgainstForApprove Period and Manner of Repayment of Interest
2.6
AgainstForApprove Conversion Period 2.7
AgainstForApprove Guarantee Matters 2.8
Page 1,094 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shenzhen Zhongjin Lingnan Nonfemet Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Adjustment and Determination of Conversion Price
2.9
AgainstForApprove Terms for Downward Adjustment of Conversion Price
2.10
AgainstForApprove Determination of Number of Shares to be Converted
2.11
AgainstForApprove Redemption Terms 2.12
AgainstForApprove Resale Terms 2.13
AgainstForApprove Vesting of Relevant Dividends in the Year of Conversion
2.14
AgainstForApprove Issue Manner and Target Parties 2.15
AgainstForApprove Placing Arrangement for Shareholders
2.16
AgainstForApprove Matters Relating to Meetings of Bond Holders
2.17
ForForApprove Usage of Raised Funds 2.18
ForForApprove Raised Funds Management and Deposit Account
2.19
AgainstForApprove Resolution Validity Period 2.20
AgainstForApprove Plan on Issuance of Convertible Bonds
3
ForForApprove Feasibility Analysis Report on the Use of Proceeds
4
ForForApprove Report on the Usage of Previously Raised Funds
5
AgainstForApprove Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken
6
AgainstForApprove Commitment Regarding Counter-dilution Measures
7
AgainstForApprove Authorization of Board to Handle All Related Matters
8
ForForApprove Shareholder Return Plan 9
ForForApprove Special Self-inspection Report on Company's Real Estate Business
10
ForForApprove Proposal Letter from the Company's Directors, Supervisors, Senior Management, and Controlling Shareholders on Matters Relating to the Special Self-examination of the Real Estate Business
11
AgainstForApprove Principles on Convertible Bondholders Meeting
12
Page 1,095 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
ZhongAn Online P&C Insurance Co., Ltd.
Meeting Date: 12/27/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Adjustment to the Emoluments of Independent Non-Executive Directors of the Company
For For
ForForApprove Revised Annual Cap for the Continuing Connected Transactions Under the Online Platform Cooperation Framework Agreement and Related Transactions
2.1
ForForApprove New Online Platform Cooperation Framework Agreement, Ant Financial Annual Caps and Related Transactions
2.2
ForForApprove Auto Co-Insurance Cooperation Agreements, Ping An Annual Caps and Related Transactions
2.3
ForForAuthorize Board to Deal With All Matters in Relation to the New Online Platform Cooperation Framework Agreement, Auto Co-Insurance Cooperation Agreements and Further Revised Ant Financial Online Platform Annual Cap
2.4
Beijing Capital Development Co., Ltd.
Meeting Date: 12/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Medium-term Notes For For
ForForApprove Authorization of Management to Handle All Related Matters Regarding Issuance of Medium-term Notes
2
ForForApprove Issuance of Super Short-term Commercial Papers
3
ForForApprove Authorization of Management to Handle All Related Matters Regarding Issuance of Super Short-term Commercial Papers
4
Page 1,096 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Changchun High & New Technology Industries (Group), Inc.
Meeting Date: 12/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
AgainstForApprove Use of Idle Funds for Non-capital-guaranteed Low-risk Cash Management
2
China Greatwall Technology Group Co., Ltd.
Meeting Date: 12/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Signing of Daily Related Party Transaction Framework Agreement (Supplementary Agreement)
For For
ForForApprove Related Party Transaction in Connection to Signing of Entrusted Loan Extension Agreement
2
China International Capital Corporation Limited
Meeting Date: 12/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association For For
AgainstForApprove Further Amendment to the Articles of Association
2
Page 1,097 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Merchants Shekou Industrial Zone Holdings Co., Ltd.
Meeting Date: 12/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Related Party Transaction in Connection to Donate Charity Funds to China Merchants Charitable Foundation
For For
ForForApprove Target Assets 2.1
ForForApprove Transaction Parties 2.2
ForForApprove Transaction Manners 2.3
ForForApprove Price Situation of Target Assets 2.4
ForForApprove Joint Venture Company, Registered Capital and Organizational Form
2.5
ForForApprove Profit and Loss During the Transition Period
2.6
ForForApprove Contractual Obligations and Liability for Breach of the Transfer of the Underlying Asset Ownership
2.7
ForForApprove Resolution Validity Period 2.8
ForForApprove Major Asset Restructuring is in Accordance with the Relevant Laws and Regulations
3
ForForApprove Transaction Complies with Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies
4
ForForApprove Completeness and Compliance of Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction
5
ForForApprove Relevant Entities Does Not Participate in Major Asset Restructure of Listed Companies and Does Not Have Article 13 of Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies
6
ForForApprove Transaction Complies with Article 11 of the Management Approach Regarding Major Asset Restructuring of Listed Companies
7
ForForApprove Transaction Constitute as Major Asset Restructuring
8
ForForApprove Transaction Does Not Constitute as Related-party Transaction
9
Page 1,098 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Merchants Shekou Industrial Zone Holdings Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Transaction Does Not Constitute as Restructure for Listing
10
ForForApprove Signing of Capital Injection Agreement, and Supplemental Agreement of Capital Injection Agreement I
11
ForForApprove Report (Draft) and Summary on Company's Major Assets Restructuring
12
ForForApprove Relevant Audit Report, Review Report and Evaluation Report of the Transaction
13
ForForApprove Independence of Appraiser, the Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing
14
ForForApprove Pricing Basis of the Transaction and Its Fairness
15
ForForApprove Self-inspection Report on Company's Real Estate Business
16
ForForApprove Change in the Usage of Raised Funds for Capital Injection
17
ForForApprove Stock Price Volatility Does Not Achieve the Standard of Article 5 Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties
18
ForForApprove Authorization of Board to Handle All Related Matters Regarding to Major Asset Restructure Plan
19
Companhia Brasileira de Distribuicao
Meeting Date: 12/30/2019 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Conversion of All Preferred Shares into Common Shares at Ratio of 1:1
For For
ForNoneIn the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call?
2
Page 1,099 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Companhia Brasileira de Distribuicao
Meeting Date: 12/30/2019 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 As a Preferred Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
None Abstain
ForNoneDo You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
2
Cyient Limited
Meeting Date: 12/30/2019 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Cyient Limited - Associate Restricted Stock Units Scheme 2019 and Grant of Units to Associates of the Company
For Against
AgainstForApprove Issuance of Restricted Stock Units to the Associates of the Company's Subsidiaries / Joint Ventures and Associate Companies
2
Dare Power Dekor Home Co., Ltd.
Meeting Date: 12/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Adjustment to Repurchase Price of 2016 Performance Shares Incentive Plan and Repurchase and Cancellation of Performance Shares Granted but Not Yet Unlocked
For For
Page 1,100 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Dare Power Dekor Home Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Adjustment to Repurchase Price of 2017 Performance Shares Incentive Plan and Repurchase and Cancellation of Performance Shares Granted but Not Yet Unlocked
2
ForForApprove Reduce in Registered Capital and Amend Articles of Association
3
AgainstForElect Chen Jianjun as Non-Independent Director
4.1
AgainstForElect Chen Gang as Non-Independent Director 4.2
Federal Grid Co. of Unified Energy System PJSC
Meeting Date: 12/30/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends of RUB 0.009 per Share for First Nine Months of Fiscal 2019
For For
Jiangsu Zhongnan Construction Group Co., Ltd.
Meeting Date: 12/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Authorization Matters for Daily Related Party Transactions
For For
ForForApprove Provision of Guarantee to Wuhan Zhongnan Jinyue Real Estate Development Co., Ltd. and Other 2 Companies
2.1
ForForApprove Provision of Guarantee to Nantong Zhongnan Construction Equipment Installation Co., Ltd.
2.2
ForForApprove Provision of Guarantee to Nanjing Xingrun Real Estate Co., Ltd.
2.3
Page 1,101 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Mobile TeleSystems PJSC
Meeting Date: 12/30/2019 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Meeting Procedures For For
ForForApprove Interim Dividends of RUB 13.25 per Share for First Nine Months of Fiscal 2019
2
Sany Heavy Industry Co., Ltd.
Meeting Date: 12/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Carry Out Mortgage and Financing Lease Business
For For
AgainstForApprove Provision of Guarantee 2
ForForApprove Acquisition of Equity 3
Shanghai Electric Power Co., Ltd.
Meeting Date: 12/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Capital Injection For For
ForForApprove Financing Business 2
ForForApprove Provision of Guarantee for Financing of Riben Zhubo Photovoltaic Project Company
3
ForForApprove Loan Application for Handling Asset Mortgage
4
ForForApprove to Appoint Auditor 5
ForForElect Huang Yuntao as Supervisor 6
Page 1,102 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Meeting Date: 12/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Compliance of the Overseas Listing of Gland Pharma with the Circular on Issues in Relation to Regulating Overseas Listing of Subsidiaries of Domestic Listed Companies
For For
ForForApprove Issuing Entity 2.1
ForForApprove Placing of Listing 2.2
ForForApprove Type of Securities to be Listed 2.3
ForForApprove Nominal Value 2.4
ForForApprove Target Subscribers 2.5
ForForApprove Listing Date 2.6
ForForApprove Method of Issuance 2.7
ForForApprove Size of Issuance 2.8
ForForApprove Pricing Method 2.9
ForForApprove Underwriting 2.10
ForForApprove Use of Proceeds 2.11
ForForApprove Public Offering Arrangement of the Shares of Gland Pharma Held by the Company
2.12
ForForApprove Undertaking of Maintaining Independent Listing Status
3
ForForApprove Description of the Sustainable Profitability and Prospects
4
ForForAuthorize Board and its Authorized Persons to Deal with Full Discretion with the Overseas Listing of Gland Pharma and Related Matters
5
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Meeting Date: 12/30/2019 Country: China
Meeting Type: Special
Page 1,103 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Compliance of the Overseas Listing of Gland Pharma with the Circular on Issues in Relation to Regulating Overseas Listing of Subsidiaries of Domestic Listed Companies
For For
ForForApprove Issuing Entity 2.1
ForForApprove Placing of Listing 2.2
ForForApprove Type of Securities to be Listed 2.3
ForForApprove Nominal Value 2.4
ForForApprove Target Subscribers 2.5
ForForApprove Listing Date 2.6
ForForApprove Method of Issuance 2.7
ForForApprove Size of Issuance 2.8
ForForApprove Pricing Method 2.9
ForForApprove Underwriting 2.10
ForForApprove Use of Proceeds 2.11
ForForApprove Public Offering Arrangement of the Shares of Gland Pharma Held by the Company
2.12
ForForApprove Undertaking of Maintaining Independent Listing Status
3
ForForApprove Description of the Sustainable Profitability and Prospects
4
ForForAuthorize Board and its Authorized Persons to Deal with Full Discretion with the Overseas Listing of Gland Pharma and Related Matters
5
Shanxi Securities Co., Ltd.
Meeting Date: 12/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Change the Use of Remaining Raised Funds to Permanently Replenish Working Capital
For For
Page 1,104 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Shanxi Securities Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove to Appoint Auditor 2
Yango Group Co., Ltd.
Meeting Date: 12/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Wu Xiangdong as Independent Director For For
Zijin Mining Group Co., Ltd.
Meeting Date: 12/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
ForForAmend Rules and Procedures Regarding General Meetings of Shareholders
2
ForForApprove Remuneration and Assessment Proposal of Directors and Supervisors
3
ForForElect Chen Jinghe as Director 4.1
ForForElect Lan Fusheng as Director 4.2
ForForElect Zou Laichang as Director 4.3
ForForElect Lin Hongfu as Director 4.4
ForForElect Lin Hongying as Director 4.5
ForForElect Xie Xionghui as Director 4.6
AgainstForElect Li Jian as Director 4.7
ForForElect Zhu Guang as Director 5.1
ForForElect Mao Jingwen as Director 5.2
ForForElect Li Changqing as Director 5.3
Page 1,105 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Zijin Mining Group Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect He Fulong as Director 5.4
ForForElect Suen, Stephen Man Tak as Director 5.5
ForForElect Lin Shuiqing as Supervisor 6.1
ForForElect Fan Wensheng as Supervisor 6.2
ForForElect Xu Qiang as Supervisor 6.3
Zijin Mining Group Co., Ltd.
Meeting Date: 12/30/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For For
ForForAmend Rules and Procedures Regarding General Meetings of Shareholders
2
ForForApprove Remuneration and Assessment Proposal of Directors and Supervisors
3
ForForElect Chen Jinghe as Director 4.1
ForForElect Lan Fusheng as Director 4.2
ForForElect Zou Laichang as Director 4.3
ForForElect Lin Hongfu as Director 4.4
ForForElect Lin Hongying as Director 4.5
ForForElect Xie Xionghui as Director 4.6
AgainstForElect Li Jian as Director 4.7
ForForElect Zhu Guang as Director 5.1
ForForElect Mao Jingwen as Director 5.2
ForForElect Li Changqing as Director 5.3
ForForElect He Fulong as Director 5.4
ForForElect Suen, Stephen Man Tak as Director 5.5
ForForElect Lin Shuiqing as Supervisor 6.1
ForForElect Fan Wensheng as Supervisor 6.2
ForForElect Xu Qiang as Supervisor 6.3
Page 1,106 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Bank of China Limited
Meeting Date: 12/31/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2018 Remuneration Distribution Plan for Chairman of the Board of Directors and Executive Directors
For For
ForForApprove 2018 Remuneration Distribution Plan of Supervisors
2
ForForApprove Improving the Remuneration Plan of Independent Non-executive Directors
3
ForForElect Chen Chunhua as Director 4
ForForElect Chui Sai Peng Jose as Director 5
ForForApprove Application for Provisional Authorization of Outbound Donations
6
ForForElect Wang Jiang as Director 7
Bank of China Limited
Meeting Date: 12/31/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2018 Remuneration Distribution Plan for Chairman of the Board of Directors and Executive Directors
For For
ForForApprove 2018 Remuneration Distribution Plan of Supervisors
2
ForForApprove Improving the Remuneration Plan of Independent Non-executive Directors
3
ForForElect Chen Chunhua as Director 4
ForForElect Chui Sai Peng Jose as Director 5
ForForApprove Application for Provisional Authorization of Outbound Donations
6
ForForElect Wang Jiang as Director 7
Page 1,107 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Eastern Airlines Corporation Limited
Meeting Date: 12/31/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association For For
ForForAmend Rules and Procedures Regarding General Meetings of Shareholders
2
ForForAmend Rules and Procedures Regarding Meetings of Board of Supervisory Committee
3
AgainstForApprove Daily Connected Transactions on Financial Services of the Company
4.01
ForForApprove Daily Connected Transactions on Import and Export Services of the Company
4.02
ForForApprove Daily Connected Transactions on Flight Complementary Services of the Company
4.03
ForForApprove Daily Connected Transactions on Catering Supply Services of the Company
4.04
ForForApprove Daily Connected Transactions on Property Leasing Services of the Company
4.05
ForForApprove Daily Connected Transactions on Advertising Agency Services of the Company
4.06
ForForApprove Daily Connected Transactions on Aircraft Finance Lease Services of the Company
4.07
ForForApprove Daily Connected Transactions on Aircraft and Aircraft Engine Operating Lease Services of the Company
4.08
ForForApprove Daily Connected Transactions on Freight Logistics Support Services and Cargo Terminal Business Support Services of the Company
4.09
ForForApprove Daily Connected Transactions on Bellyhold Space Services of the Company
4.10
AgainstForElect Liu Shaoyong as Director 5.01
ForForElect Li Yangmin as Director 5.02
ForForElect Tang Bing as Director 5.03
ForForElect Wang Junjin as Director 5.04
ForForElect Lin Wanli as Director 6.01
ForForElect Shao Ruiqing as Director 6.02
ForForElect Cai Hongping as Director 6.03
Page 1,108 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Eastern Airlines Corporation Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Dong Xuebo as Director 6.04
ForForElect Xi Sheng as Supervisor 7.01
ForForElect Fang Zhaoya as Supervisor 7.02
China Eastern Airlines Corporation Limited
Meeting Date: 12/31/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association For For
ForForAmend Rules and Procedures Regarding General Meetings of Shareholders
2
ForForAmend Rules and Procedures Regarding Meetings of Board of Supervisory Committee
3
AgainstForApprove Daily Connected Transactions on Financial Services of the Company
4.01
ForForApprove Daily Connected Transactions on Import and Export Services of the Company
4.02
ForForApprove Daily Connected Transactions on Flight Complementary Services of the Company
4.03
ForForApprove Daily Connected Transactions on Catering Supply Services of the Company
4.04
ForForApprove Daily Connected Transactions on Property Leasing Services of the Company
4.05
ForForApprove Daily Connected Transactions on Advertising Agency Services of the Company
4.06
ForForApprove Daily Connected Transactions on Aircraft Finance Lease Services of the Company
4.07
ForForApprove Daily Connected Transactions on Aircraft and Aircraft Engine Operating Lease Services of the Company
4.08
ForForApprove Daily Connected Transactions on Freight Logistics Support Services and Cargo Terminal Business Support Services of the Company
4.09
ForForApprove Daily Connected Transactions on Bellyhold Space Services of the Company
4.10
Page 1,109 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
China Eastern Airlines Corporation Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Liu Shaoyong as Director 5.1
ForForElect Li Yangmin as Director 5.2
ForForElect Tang Bing as Director 5.3
AgainstForElect Wang Junjin as Director 5.4
ForForElect Lin Wanli as Director 6.1
ForForElect Shao Ruiqing as Director 6.2
ForForElect Cai Hongping as Director 6.3
ForForElect Dong Xuebo as Director 6.4
ForForElect Xi Sheng as Supervisor 7.1
ForForElect Fang Zhaoya as Supervisor 7.2
China Merchants Energy Shipping Co., Ltd.
Meeting Date: 12/31/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provide Payment Guarantees to 4 New VLCC Shipyards
For For
ForForApprove Provide Guarantee for VLOC Joint Venture Project
2
CITIC Securities Co., Ltd.
Meeting Date: 12/31/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.01 Elect Zhang Youjun as Director For For
ForForElect Yang Minghui as Director 1.02
AgainstForElect Liu Ke as Director 1.03
Page 1,110 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
CITIC Securities Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Liu Shouying as Director 1.04
ForForElect He Jia as Director 1.05
ForForElect Zhou Zhonghui as Director 1.06
ForForElect Guo Zhao as Supervisor 2.01
ForForElect Rao Geping as Supervisor 2.02
ForForApprove Proposed Renewal of Securities and Financial Products Transactions, Services Framework Agreement, the Proposed Annual Caps, and Related Transactions
4
ForForAmend Articles of Association 3
CITIC Securities Co., Ltd.
Meeting Date: 12/31/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.01 Elect Zhang Youjun as Director For For
ForForElect Yang Minghui as Director 1.02
AgainstForElect Liu Ke as Director 1.03
ForForElect Liu Shouying as Director 1.04
ForForElect He Jia as Director 1.05
ForForElect Zhou Zhonghui as Director 1.06
ForForElect Guo Zhao as Supervisor 2.01
ForForElect Rao Geping as Supervisor 2.02
ForForAmend Articles of Association 3
ForForApprove Proposed Renewal of Securities and Financial Products Transactions, Services Framework Agreement, the Proposed Annual Caps, and Related Transactions
4
Occidental Petroleum Corporation
Meeting Date: 12/31/2019 Country: USA
Meeting Type: Proxy Contest
Page 1,111 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Occidental Petroleum Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Revoke Consent to Request to Fix a Record Date
For Do Not Vote
ForForConsent to Request to Fix a Record Date 1
Wangsu Science & Technology Co., Ltd.
Meeting Date: 12/31/2019 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Related Party Transaction For For
GlaxoSmithKline Consumer Healthcare Limited
Meeting Date: 10/06/2019 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approval Related Party Transactions For Against
EIH Limited
Meeting Date: 10/11/2019 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Sanjay Gopal Bhatnagar as Director For For
Page 1,112 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Apollo Hospitals Enterprise Limited
Meeting Date: 10/21/2019 Country: India
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Scheme of Arrangement For For
Bajaj Finance Limited
Meeting Date: 10/23/2019 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
For For
IPCA Laboratories Limited
Meeting Date: 10/24/2019 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Warrants Convertible into Equity Shares on Preferential Basis to Promoters Group
For For
HCL Technologies Limited
Meeting Date: 11/29/2019 Country: India
Meeting Type: Special
Page 1,113 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
HCL Technologies Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Increase Authorized Share Capital and Amend Memorandum of Association
For For
ForForApprove Issuance of Bonus Shares 2
Lupin Limited
Meeting Date: 12/09/2019 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Divestment of the Entire Interest in Kyowa Pharmaceutical Industry Co. Limited, Japan by Nanomi B.V., Netherlands to Plutus Ltd., Japan
For For
Gayatri Projects Limited
Meeting Date: 12/10/2019 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Divestment of the Material Subsidiary's Investment in Sembcorp Energy India Limited
For Against
Escorts Limited
Meeting Date: 12/11/2019 Country: India
Meeting Type: Special
Page 1,114 of 1,115
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Escorts Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Reappointment of Nitasha Nanda as Whole-time Director
For For
ForForApprove Remuneration of Nitasha Nanda as Whole-time Director
2
Vinati Organics Limited
Meeting Date: 12/25/2019 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Sub-Division of Equity Shares For For
ForForAmend Capital Clause of the Memorandum of Association
2
ForForAmend Articles Association to Reflect Changes in Capital
3
ForForApprove VOL Employee Stock Option Plan 2019
4
Page 1,115 of 1,115