Foresight experience from the UK & Russia · Foresight experience from the UK & Russia Higher...

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Foresight experience from the UK & Russia Higher School of Economics , Moscow 2015 www.hse.ru Dr. Ozcan Saritas* [email protected] Institute for Statistical Studies and Economics of Knowledge Higher School of Economics - National Research University *Many thanks to Prof. Ian Miles, Alexander Sokolov and Alexander Chulok of the HSE for their valuable contributi

Transcript of Foresight experience from the UK & Russia · Foresight experience from the UK & Russia Higher...

Page 1: Foresight experience from the UK & Russia · Foresight experience from the UK & Russia Higher School of Economics , Moscow 2015 Dr. Ozcan Saritas* osaritas@hse.ru Institute for Statistical

Foresight experience from the UK & Russia

Higher School of Economics , Moscow 2015www.hse.ru

Dr. Ozcan Saritas*[email protected]

Institute for Statistical Studies and Economics of KnowledgeHigher School of Economics - National Research University

*Many thanks to Prof. Ian Miles, Alexander Sokolov and Alexander Chulok of the HSE for their valuable contributi

Page 2: Foresight experience from the UK & Russia · Foresight experience from the UK & Russia Higher School of Economics , Moscow 2015 Dr. Ozcan Saritas* osaritas@hse.ru Institute for Statistical

Three cycles of Foresight in the UK

© Copyright Higher School of Economics , Moscow 2013 2

1990 1992 1994 1996 1998 2000 2002 2004 2006 2008 2010 2012 2014

Pre Foresight Technology

Foresight –Foresight First Cycle

Foresight Second Cycle Foresight Third Cycle ????

Office of S&T (1992-2006) of Science & Innovation (2006-7)Located: till 1995 Cabinet Office

Department of Trade and Industry till 2006Department of Innovation, Universities and Skills till 2007..

Office of Chief

ScientistD.E.S.

Science Office

Govt. Office for Science.Located: Department of

Business, Innovation & Skills

Party in Power: Coalition:Conservative (Major) Labour (Blair to 2007, then Brown) Con-Dem

Page 3: Foresight experience from the UK & Russia · Foresight experience from the UK & Russia Higher School of Economics , Moscow 2015 Dr. Ozcan Saritas* osaritas@hse.ru Institute for Statistical

Early Foresight

1990 1992 1994 1996 1998 2000 2002 2004 2006 2008 2010 2012 2014

Pre Foresight Technology

Foresight –Foresight First Cycle

Office of S&T (1992-2006)Located: till 1995 Cabinet Office

Department of Trade and Industry.

Office of Chief

ScientistD.E.S.

Science Office

Party in Power:Conservative (Major) Labour (Blair)

•Informing major decisions about R&D funding.

•Sectoral/Technological panels with some common methodology and orientation.

•Substantial impacts on priorities.•But also: “wiring up of national innovation system”.

•Much learning embedded into major ministries and senior policymaking

• Widely acclaimed.

"We consider Foresight to be a long overdue attempt to address the UK's failure to turn excellence in basic research into industrial success. We want to make 

sure that its momentum is not lost".

Page 4: Foresight experience from the UK & Russia · Foresight experience from the UK & Russia Higher School of Economics , Moscow 2015 Dr. Ozcan Saritas* osaritas@hse.ru Institute for Statistical

1990 1992 1994 1996 1998 2000 2002 2004 2006 2008 2010 2012 2014

Foresight Second Cycle

Office of S&T (1992-2006)Located: Department of Trade and Industry..

Party in Power: Coalition:Conservative (Major) Labour (Blair to 2007, then Brown) Con-Dem

•Intended to carry on Foresight mission – but with new staffing.

•Numerous panels and WGs, with little common methodology

•Hope of using new web-based media.

•Quality of panel work challenged.

•Topics “lacked ownership” in DTI

•Programme reviewed, and found to be mismatched to the Foresight mission.

Foresight, Interrupted

Page 5: Foresight experience from the UK & Russia · Foresight experience from the UK & Russia Higher School of Economics , Moscow 2015 Dr. Ozcan Saritas* osaritas@hse.ru Institute for Statistical

Foresight Rebooted – the Third Cycle

1990 1992 1994 1996 1998 2000 2002 2004 2006 2008 2010 2012 2014

Foresight Third Cycle ????Office of S&T (1992-2006) of Science & Innovation (2006-7)Located: Department of Trade and Industry till 2006

Department of Innovation, Universities and Skills till 2007..

Gvnmnt. Office for Science.Located: Department of

Business, Innovation & Skills

Party in Power: Coalition:Conservative (Major) Labour (Blair to 2007, then Brown) Con-Dem

•Moved away from wide-spectrum Foresight, to more Focused Foresight projects directed at specific themes

•Aimed for impact by enlisting senior policymakers into leading roles

• A few cases of limited impact but many projects highly influential.

•Location subject to wider politics.

2004 OST Horizon Scanning Centre in Foresight Unit

Page 6: Foresight experience from the UK & Russia · Foresight experience from the UK & Russia Higher School of Economics , Moscow 2015 Dr. Ozcan Saritas* osaritas@hse.ru Institute for Statistical

Third cycle of Foresight – completed projects

© Copyright Higher School of Economics , Moscow 20136

Page 7: Foresight experience from the UK & Russia · Foresight experience from the UK & Russia Higher School of Economics , Moscow 2015 Dr. Ozcan Saritas* osaritas@hse.ru Institute for Statistical

Third cycle of Foresight – the most recent projects

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Page 8: Foresight experience from the UK & Russia · Foresight experience from the UK & Russia Higher School of Economics , Moscow 2015 Dr. Ozcan Saritas* osaritas@hse.ru Institute for Statistical

Third cycle of Foresight – organisational structure

© Copyright Higher School of Economics , Moscow 2013 8

Foresight

Horizon ScanningHorizon Scanning

Page 9: Foresight experience from the UK & Russia · Foresight experience from the UK & Russia Higher School of Economics , Moscow 2015 Dr. Ozcan Saritas* osaritas@hse.ru Institute for Statistical

UK Horizon Scanning Centre

© Copyright Higher School of Economics , Moscow 2013 9

Page 10: Foresight experience from the UK & Russia · Foresight experience from the UK & Russia Higher School of Economics , Moscow 2015 Dr. Ozcan Saritas* osaritas@hse.ru Institute for Statistical

Process of Horizon Scanning

https://www.gov.uk/government/publications/futures-toolkit-for-policy-makers-and-analysts

Page 11: Foresight experience from the UK & Russia · Foresight experience from the UK & Russia Higher School of Economics , Moscow 2015 Dr. Ozcan Saritas* osaritas@hse.ru Institute for Statistical

Foresight in Government

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https://www.gov.uk/government/collections/foresight-projects

https://www.gov.uk/government/groups/horizon-scanning-programme-team

https://www.gov.uk/government/collections/future-of-cities#working-papers

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Foresight and/or Horizon Scanning

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• The two seem to be separated (again)• S&T Foresight in GO‐Science – but projects are driven by social agenda (cities, ageing)– Meanwhile applied R&D funding informed by other means

• HS in Cabinet Office for broad strategy

Page 13: Foresight experience from the UK & Russia · Foresight experience from the UK & Russia Higher School of Economics , Moscow 2015 Dr. Ozcan Saritas* osaritas@hse.ru Institute for Statistical

Horizon Scanning – a review of the programme

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• Horizon Scanning is a part of the Cabinet Office without links with Foresight• In January 2013, the chairman of the joint intelligence council, published his review, which led to the creation of a new horizon scanning programme overseen by the cabinet secretary through an advisory group that includes permanent secretaries from all major government departments.

• The Cabinet Office website says that it "helps policymakers in government to take a longer-term strategic approach, and makes present policy more resilient to future uncertainty" – but how? Horizon scanners need to be involved in deadline-driven policy processes, rather than spending all their time researching, analysing and publishing reports.

• One approach would be to introduce incentives: performance management drives behaviour in the civil service, and officials could be rewarded for good use of horizon scanning.

Alun Rhydderchhttp://www.theguardian.com/public-leaders-network/blog/2013/aug/09/horizon-scanning-futures-research-policymaking

Page 14: Foresight experience from the UK & Russia · Foresight experience from the UK & Russia Higher School of Economics , Moscow 2015 Dr. Ozcan Saritas* osaritas@hse.ru Institute for Statistical

Other related activities: Applied R&D funding

Page 15: Foresight experience from the UK & Russia · Foresight experience from the UK & Russia Higher School of Economics , Moscow 2015 Dr. Ozcan Saritas* osaritas@hse.ru Institute for Statistical

Other related activities: Catapult Centres

Core funding, Business funding, Joint Projects

2015:

“Physical centres for innovation that connect businesses with the UK’s research and academic communities.” https://www.catapult.org.uk/home

Solihull Guy's Hospital, Glasgow Harwell Science &London Innovation Campus

King's Cross, Borough Milton Keynes London

Page 16: Foresight experience from the UK & Russia · Foresight experience from the UK & Russia Higher School of Economics , Moscow 2015 Dr. Ozcan Saritas* osaritas@hse.ru Institute for Statistical

Conclusions

© Copyright Higher School of Economics , Moscow 2013

• Foresight Programme has had a major impact on UK STI• In C21st impact on cross-governmental coordination around certain

key areas, and some impact on broader STI communities in these areas, and on other countries and IGOs

• Recurrent confusion and conflict around role of separate Horizon Scanning activity

....

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Foresight experience in Russia

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A new agenda for the S&T Foresight in Russia

S&T Foresight System

•Evidence ‐based analysis•Integration of quantitative and qualitative methods •Prioritizing•Communication and networking•Stakeholder engagement•Integration to policy

Global Challenges Grand Responses 

Demand for new skills 

Policy mix

New economic paradigm 

New instruments for STI policy  

Changing society 

Multidisciplinary and multicultural 

research 

Changing National Innovation Systems  Enhancing Infrastructure, 

networks    

Changing global value Changing global value chains and traditional 

leaders

Globalization vs localization 

Increasing influence of technologies 

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Evolution of Foresight activities in Russia – with a boost

2008 2009 2010 2011 2012 2013 20142006 2007

Critical technologies(national)

S&T Foresight 2025 S&T Foresight 2030 

STI priorities for natural resources

Foresight for nanoindustry markets

Foresight for ICT and mass‐media 

2030

STI priorities for Bashkortostan

STI priorities for STI priorities for Moscow

STI priorities for STI priorities for Samara

Tomskinnovation 

infrastructure

STI priorities for Tula

Regional clusters

Roadmap for power engineering equipment

Sectoral roadmaps for new materials (space, aircraft, nuclear energy)

Roadmap for medicine &  pharmaceutical industry

Roadmap for water purification

Roadmap for composite materials

Roadmaps for energy efficiency

Roadmaps for oil & gas sector: upstream & downstream

Roadmaps for technology platforms

Programmes of innovative development of state‐owned companies: priorities, roadmaps, technology audit, et al.

Foresight forshipbuilding

Critical technologies (national)

Software – Interaction with expert network

Online database on global technology trends

Software – Interactive technology roadmaps

Demand for future skillsForesight for civil society

Federal level

Regional level

Sectoral and corporate level

Foresight infrastructure

1996 – 1997: Initiation of Foresight projects in Russia

(HSE team)

Roadmap for space navigation

S&T Foresight for S&T Foresight for aircraft sector

Concept of a Concept of a roadmap for automotive industry: FCVRoadmap for LED manufacturing

Regional Foresight  (education)

Regional Foresight  (education)

2015

National technology Foresight system 

National technology Foresight system 

Critical technologies (national)

Critical technologies (national)

S&T Foresight 2040 

S&T Foresight 2040 

Roadmaps for aviationRoadmaps for aviation

Sectoral Foresight systems

Sectoral Foresight systems

Critical technologies (sectoral)

Critical technologies (sectoral)

Network of sectoral S&T 

Foresight centres

Network of sectoral S&T 

Foresight centres

Foresight for National 

universities  (5/100)

Foresight for National 

universities  (5/100)

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Russian S&T Foresight system

Russian S&T Foresight

Forecast of socioeconomic development

Budget forecast

Socioeconomic development strategy

for Russia

Strategic goals and priorities of socioeconomic and S&T development (President’s

addresses)

Strategies for macroregions

State S&T development programme

Strategic Foresight

Priority S&T areas and critical technologies for Russia

Spatial development strategies

Programmes for regional clusters

Reg

iona

l lev

el

Sectoral strategies

Sectoral S&T priorities and critical technologies

Sectoral S&T Foresight studies

Sect

oral

leve

l

State regional programmesCompanies’programmesand target documents

Strategic R&D programmes for

technology platforms

Technology roadmaps Sectoral state

programmes

Nat

iona

l lev

el

Page 21: Foresight experience from the UK & Russia · Foresight experience from the UK & Russia Higher School of Economics , Moscow 2015 Dr. Ozcan Saritas* osaritas@hse.ru Institute for Statistical

Uses of S&T Foresight results by key NIS stakeholders

More than 150 globaltrends in the

economy, science, politics and society

Assessments of effects and periods of

maximal manifestation ofchallenges and

windows of opportunities

More than 1000 specific priority

R&D tasks

Characteristics of more than 80 prospective markets and 250 product groups

Priority S&T areas Key sectors of the economy Publications

Page 22: Foresight experience from the UK & Russia · Foresight experience from the UK & Russia Higher School of Economics , Moscow 2015 Dr. Ozcan Saritas* osaritas@hse.ru Institute for Statistical

Higher School of Economics: The hub of Foresight

Page 23: Foresight experience from the UK & Russia · Foresight experience from the UK & Russia Higher School of Economics , Moscow 2015 Dr. Ozcan Saritas* osaritas@hse.ru Institute for Statistical

Conclusions

• Russian Foresight has been learning continuously from the best global practices

• Systemic approach, stakeholder interaction and expert engagement are two major dimensions for success

• Russian S&T Foresight system covers federal, regional and sectoral levels and facilitate communication and collaboration between them 

• Closer cooperation between government agencies and large corporations are considered to be crucial for the development of long term visions, coordinated policies and joint actions

• Using national and international expertise in research areas and sectors of economy is considered to be a success factor

• Strong commitment by the President and the Government are keys to success for Foresight in terms of its visibility, implication, impact and continuity

• Buy‐in by the key NIS stakeholders is crucial for successful implementation

Page 24: Foresight experience from the UK & Russia · Foresight experience from the UK & Russia Higher School of Economics , Moscow 2015 Dr. Ozcan Saritas* osaritas@hse.ru Institute for Statistical

Overall conclusions & possible reasons for governments’ steering away from Foresight

• “Evidence-based policy” is still asserted - in principle affirming need for such expertise,

but…

• When budgets came under pressure, the process of researching emerging issues look vulnerable

• New ways and actors in organising and undertaking STI activities as public policy systems are challenged by economic and social pressures and considered to be restrictive

• Governments' changing roles towards "governance" – (i.e. move from being champions and initiators to regulators in STI)

Page 25: Foresight experience from the UK & Russia · Foresight experience from the UK & Russia Higher School of Economics , Moscow 2015 Dr. Ozcan Saritas* osaritas@hse.ru Institute for Statistical

20, Myasnitskaya str., Moscow, Russia, 101000Tel.: +7 (495) 621-2873, Fax: +7 (495) 625-0367

www.hse.ru

Dr. Ozcan [email protected]