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For Official Use ENV/CHEM/NANO(2015)33 Organisation de Coopération et de Développement Économiques Organisation for Economic Co-operation and Development 03-Nov-2015
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_____________ English - Or. English ENVIRONMENT DIRECTORATE
CHEMICALS COMMITTEE
Working Party on Manufactured Nanomaterials
53RD JOINT MEETING FEEDBACK ON THE COUNCIL RECOMMENDATION
15th Meeting of the Working Party on Manufactured Nanomaterials
4-6 November 2015
OECD Conference Centre
Paris, France
Mr. Peter KEARNS, tel: +33 (0)1 45 24 16 77; email: [email protected]
JT03385671
Complete document available on OILS in its original format
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international frontiers and boundaries and to the name of any territory, city or area.
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ENV/CHEM/NANO(2015)33
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On 19 September 2013, the OECD Council adopted a Recommendation on the Safety Testing and
Assessment of Manufactured Nanomaterials [C (2013)107]. This followed a proposal by the Chemicals
Committee at the 50th Joint Meeting in June 2013. Amongst other things this Recommendation includes
an article (IX) through which the Council “instructs the Chemicals Committee to monitor closely the
technical aspects of implementation of this Recommendation and to report to Council within three years of
its adoption and thereafter as appropriate”. In other words, the Chemicals Committee should forward a
report to the Council on or before 19 September 2016.
In order to prepare this report in June 2015, the secretariat invited the Heads of Delegation to the
Working Party on Manufactured Nanomaterials to provide responses related to the implementation of the
Council Recommendation. This request was based on a series of issues identified and agreed by the
Chemicals Committee at the 53rd
Joint Meeting held in June 2015.
This document summarises the responses received to date from ten delegations. It is organised into
four parts. The first part includes some background information related to the process by which the review
will proceed and the issues to be addressed. The second part is a summary of the responses received from
delegations, and organised by the issues identified by the Chemicals Committee. The third part (Annex I)
is the full set of responses received from each delegation; while the fourth part (Annex II) is a summary
of the responses in the form of a table.
At this stage, it is important for additional delegations to provide input into this exercise. It will be
difficult to draft a convincing report on the basis of responses from only ten delegations. At the same time,
the WPMN should agree how best to include information related to recommendations arising from WPMN
workshops could be included in the annex to the Recommendation (paragraph 3).
ACTION REQUIRED: The WPMN is invited to:
I) provide additional responses to the implementation of the
Council Recommendation; and
ii) Agree on how best to incorporate recommendations into the
annex to the Recommendation.
ENV/CHEM/NANO(2015)33
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TABLE OF CONTENTS
Introduction and Issues to be addressed ....................................................................................................... 4 Responses received to date organized by issue ............................................................................................ 4
How would your country describe the implementation of the Recommendation? .................................. 4 What specific measures been taken nationally to implement the Recommendation (any references or
supporting documentation will be of value)? ........................................................................................... 7 What, if any, further measures are necessary to ensure future implementation? ..................................... 9 Does your country have any additional suggestions to facilitate implementation which should be
addressed by the Chemicals Committee or the WPMN? ....................................................................... 10 What additional activities could be initiated to disseminate this Recommendation to all stakeholders
and other international organisations? .................................................................................................... 11 Should any additional documentation be added to the Annex at this stage (any references or supporting
documentation will be of value)? ........................................................................................................... 13 Should any existing documentation should be updated in the Annex be revised and updates? ............. 14 If any existing documentation should be updated, please indicate priorities with approximate
timelines; ................................................................................................................................................ 14 Please provide any additional information relevant for this annex with any supporting material. ........ 14
ANNEX I. ORIGINAL SUBMISSIONS ON THE IMPLEMENTATION OF THE COUNCIL
RECOMMENDATION ................................................................................................................................. 15
ANNEX II ..................................................................................................................................................... 31
SUMMARY TABLE OF RESPONSES ....................................................................................................... 31
ENV/CHEM/NANO(2015)33
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Introduction and Issues to be addressed
The Chemicals Committee has identified: I) the process by which the report will be drafted; and ii)
those issues of substance which should be addressed in the report [ENV/JM (2015)7]. In terms of process,
the Working Party on Manufactured Nanomaterials (WPMN) will play the major role in preparing input to
the draft. As a next step, the Chemicals Committee will consider the current status of the report at the 54th
Joint Meeting in February 2016.
The Chemicals Committee also identified a series of issues of substance to be addressed when
considering input into the report [ENV/JM (2015)7]:
• How would your country describe the implementation of the Recommendation?
• What specific measures been taken nationally to implement the Recommendation (any
references or supporting documentation will be of value)?
• What, if any, further measures are necessary to ensure future implementation?
• Does your country have any additional suggestions to facilitate implementation which
should be addressed by the Chemicals Committee or the WPMN?
• What additional activities could be initiated to disseminate this Recommendation to all
stakeholders and other international organisations?
• Please provide any additional information regarding the implementation of this
recommendation with any supporting material.
• Should any additional documentation be added to the Annex at this stage (any references
or supporting documentation will be of value)?
• Should any existing documentation referenced in the Annex be revised and updated?
• If any existing documentation should be updated, please indicate priorities with
approximate timelines;
• Please provide any additional information relevant for this annex with any supporting
material.
In June 2015, the Heads of Delegation to the Working Party on Manufactured Nanomaterials were
invited to provide responses to the above list of issues. To date, only ten responses have been received and
are compiled below; more are needed. Despite this, one major recommendation occurs in a number of
responses and this relates to the information to be included or updated in the annex. A number of
delegations have recommended that information related to recommendations arising from WPMN
workshops could be included in the annex to the Recommendation. The WPMN will need to discuss how
best this can be achieved.
Responses received to date organized by issue
How would your country describe the implementation of the Recommendation?
Australia
• Reforms to the National Industrial Chemicals Notification and Assessment Scheme
(NICNAS) are currently underway that aim to streamline the assessment process for
industrial chemicals to reduce the regulatory burden on the sector.
ENV/CHEM/NANO(2015)33
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• In line with the OECD Council Recommendation, consideration will be given to the
regulatory approach for nanomaterials in the implementation of these reforms.
Germany
• The implementation of the recommendation is on its way but not yet finalised.
• Regarding recommendation 1, a proposal for an appropriate implementation of
nanomaterials in the European chemical regulation framework is still lacking.
• With regard to the 2nd recommendation, Germany has taken the initiative to develop a
nonspecific TG and GD as well is involved in such initiatives led by other countries.
Adopted TG/GD should be available in the coming years. An issue of prime importance
for bringing forward the implementation refers to a legally binding MN definition, which
complies with the existing working definition on OECD level. However, the delegation
highlights that it is a European business, not a national one.
• Germany supports both the transfer of recommendations and needs of WPMN to the
research community and the transfer of research have been addressed by the
declassification and publication of the dossiers output to WPMN and regulators.
Japan
• Regarding recommendation 1, the Ministry of Economy, Trade, and Industry (METI)
calls on the industries to voluntarily report their management activities including
appropriate handling measures of the manufactured nanomaterials, and publicises them
on METI’s website (only in Japanese).1
• The programme started in 2010, and since then, 31 companies in total have participated
in the programme (30 companies’ information is available as of July
• Regarding recommendation 2, the Ministry of Health, Labour and Welfare (MHLW) has
applied the OECD Test Guidelines before amendment taking into account the specific
properties of manufactured nanomaterials.
• Regarding recommendation 3, METI is under development of intracheal administration
method for nanomaterials. To share with WPMN experts about the developing of
intratracheal administration method, METI has a plan to hold a seminar, “WPMN
information sharing seminar on in vivo Inhalation Toxicity Screening Methods for
Manufactured Nanomaterials”, which will be cosponsored by the US Environmental
Protection Agency (USEPA) in September 2015.
• Regarding recommendation 4, Japan has been regularly providing information on its
latest activities to the Tour de Table in each meeting of WPMN.
Korea
• The Ministry of Environment (MOE), Republic of Korea has prepared the legal ground
for survey of circulation status of nano materials in the regulation on statistical research
of chemical substances.
• Korea has been implementing the OECD Recommendation by reflecting it into a master
plan for nanosafety management in which relevant ministries have participated, and by
building a system for legal base of nanosafety management.
1 (URL; http://www.meti.go.jp/policy/chemical_management/other/nano_program.html)
ENV/CHEM/NANO(2015)33
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• Korea has been also participating in the OECD WPMN sponsorship programme for
testing of manufactured nanomaterials. Many safety testings on nanomaterials, including
nanosilver, nanogold, MWCNT, TiO2, SiO2, zinc oxide and calcium, have been
conducted pursuant to the OECD test guidelines with GLP compliance. To assess the
toxicity of nanomaterials, we have performed single dose toxicity, repeated dose toxicity,
toxicokinetics and physico-chemical properties study in accordance with the OECD test
guidelines in Nanotoxicology Project. Also, we have published articles in relating
international journals.
• The reports of nanomaterials studies also have disclosed through a web-based nanosafety
information system of the Ministry of Environment (MoE) and a research management
system of the Ministry of Food and Drug Safety (MFDS), etc.
Netherlands
• RIVM recently published the report “Assessing health & environmental risks of
nanoparticles: Current state of affairs in policy, science and areas of application2 in
which RIVM concludes that the existing models and techniques used to assess the risks
of nanomaterials are not yet sufficiently tuned to determine how harmful nanomaterials
are to humans and the environment.
United States
• Issuing the proposed TSCA section 8(a) rule described above. Regulation of new
chemical substances that are nanomaterials with consent orders and SNURs.
European Union
• The content of the current Recommendation (application of the existing chemicals
framework, use of OECD TG, adapted, and collaboration under OECD) is considered as
being successfully implemented.
• They underline that the nanomaterial specificities would effectively relate to differences
in regulatory routes and outcomes (e.g. pre-market notification, labelling requirements),
while the risk assessment frames do not deviate from the approach applied to chemicals
and are implemented in coherence with the Recommendation.
2 (www.rivm.nl/bibliotheek/rapporten/2014-0157.html)
ENV/CHEM/NANO(2015)33
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What specific measures been taken nationally to implement the Recommendation (any references or
supporting documentation will be of value)?
Germany
• Back in 2013, Germany hosted the OECD Expert Meeting on Environmental Fate and
Ecotoxicology of Nanomaterials in Berlin (29th - 31st of January 2013. The discussions,
findings and recommendations of this workshop were published in a comprehensive
report which includes useful guidances on how to properly test MN for their fate and
effects in the environment:
http://www.oecd.org/officialdocuments/publicdisplaydocumentpdf/?cote=env/jm/mono(2
014)15&doclanguage=en. .
• UBA took the lead on the development of a draft test guideline for agglomeration
behaviour of nanomaterials in different aquatic media and a draft guidance document on
agglomeration and dissolution behaviour of nanomaterials in aquatic media – decision
tree.
• Within that framework the project “Development of a decision support tool for the
investigation of environmental behaviour of nanomaterials on the basis of their
dispersion stability and solubility as a function of environmental conditions” was
launched and has been awarded to the University of Vienna (Austria).
• In addition to that a draft for a new OECD Test Guideline will be developed for the
examination of agglomeration behaviour of nanomaterials in aquatic media. For this aim
influencing factors have to be identified and valid, as well as pragmatic approaches for
suitable methods and techniques have to be developed.
http://www.umweltbundesamt.de/en/research-development-projects
• Germany is involved as partner in additional working group, e.g. on the Guidance
Document on Aquatic (and Sediment) Toxicology Testing of Nanomaterials,
nanospecific Guidance Document for OECD 305, Test Guideline for dissolution rate of
nanomaterials in the aquatic environment and the nanospecific Guidance of OECD 312
Soil Column Leaching.
Japan
• MHLW made plan for risk assessments for nanomaterials for preventing occupational
health damage and implements it.
Korea
• Based on the Act on Registration, Evaluation, etc. of Chemical Substances, Korea has
built a system for measuring particle size distribution including nanometer, length of
chemical substance which is in the form of fibre and diameter distributions in December
2014. This is specified in a testing method (corresponding to the OECD TG110) of
particle size distribution, fibre length and diameter distributions.
• Additionally, Korea has been running a pilot project for supporting testing and analysis
on properties (such as size, shape, specific surface area, etc.) of nanomaterials since
ENV/CHEM/NANO(2015)33
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December 2014, with a view to help the industry implement the OECD
Recommendation.
• Korea established the master plan for nanosafety management (2011~2016) at national
level, in which the central government (including MoE, the Ministry of Trade, Industry
and Energy, the Ministry of Science, ICT and Future Planning, the Ministry of
Employment and Labor and MFDS) has participated by taking measures (such as
measurement and analysis of nanomaterials, safety system for nanomaterials, etc.) to deal
with the issue respectively. MoE designated nanomaterials as the subject to hazard
examination pursuant to the Act on Registration, Evaluation, etc. of Chemical
Substances. The Act enforced in January 2015. MoE also has been monitoring the status
of nanomaterials distribution in the Korean market according to the MoE Notice under
the Chemicals Control Act.
United States
• The United States currently leads or co-leads four projects to develop or amend OECD
Test Guidelines relative to manufactured nanomaterials.
• The United States and the other members of the WPMN apprise the Chemicals
Committee on a regular basis of any technical issues related to the safety testing and
assessment of nanomaterials that need to be addressed on April 6, 2015.
• US EPA proposed one-time reporting and recordkeeping requirements for new and
existing chemical substances that are nanoscale materials under the authority of section
8(a) of TSCA.
• On June 11, 2015 US EPA conducted a public meeting to receive public comments and
to answer any clarifying questions regarding the rule.
European Union
• The OECD Test Guidelines are a cornerstone in EU regulatory frameworks governing
potential risk of chemicals. These are implemented into the EU legislation via the Test
Method Regulation and are mandatory to be used for e.g. registrants under REACH when
complying with REACH information requirements. This important message has also
been formally communicated and recognized in the Second Regulatory Review on
nanomaterials (COM(2012) 572 final). The EU Recommendation on the definition of
nanomaterial (2011/696/EU) has been adopted in 2011.
• The European Chemicals Agency has an appendix dedicated to nanomaterials including
general recommendation on the approach to risk assessment as well as provisions related
to specific information requirements and the reference to the OECD guidance on the
sampling and dosimetry.
• Ensuring in full the effective implementation for nanomaterials under REACH is
however still work in progress, as the REACH technical Annexes are presently being
revised to ensure that the information requirements clearly reflect the specific
nanomaterial considerations, such as adequate physico-chemical characterisation, and to
ensure continuous relevance and applicability of any included triggers and/or conditions
for waiving.
• When preparing the opinions, SCCS would accept studies carried out according to
OECD guidelines, providing that a) the nanomaterials used in tests are appropriately
characterised and match with those under evaluation in the dossier, and b) the study has
been carried out with due care of the nano-specific aspects as detailed under section 6.3
ENV/CHEM/NANO(2015)33
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of the Guidance Supporting the implementation of the regulation on food and feed, the
European Food Safety Authority (EFSA) has already in 2011 published a guidance on
the risk assessment of the application of nanoscience and nanotechnologies in the food
and feed chain 3that effectively embeds the approach outlined in the Recommendation.
• As an indication of EU’s support and engagement in ensuring the TGs applicability to
nanomaterials, ECHA is currently chairing the SG-TA overseeing the progress and this
post was before held by JRC
What, if any, further measures are necessary to ensure future implementation?
Belgium
• Proposes to add the next phrase to paragraph 6 of the document:
• “In relation to article IV, the Secretariat can offer a summary of activities undertaken by
WPRPW in this field and their main outcomes” and to take into account the whole
lifecycle of the nanomaterials, including the stage ‘waste’. It is important that this type of
activity will also be reported to the Council.
Germany
• The Rolling Work Plan of the SG TA of the OECD WPMN lists all ongoing and
planned, but also still outstanding initiatives, needed to appropriately adapt the OECD
Test Guideline Program to the specific properties of MN. These outstanding initiatives
include, e.g. a new Test Guideline of transformation of MN in order to address the aging
of MN in biological systems/environmental media and comprehensive Guidance (which
may be in a form of a Test Guideline or a Guidance Document) to govern the
investigation of bioaccumulation of MN in filtrating organisms, i.e. bivalves.
• Furthermore, the measures and the units have to be unified as agreed and advised in the
recommendations from the categorization workshop 2014 in Washington. This applies
especially for the of physical-chemical properties.
• After unification it is essential to have evaluated and comparable methods. Although the
sponsorship programme was a big step forward, this is still a worldwide challenge and
needs strong support from OECD.
• Besides of the improvement of risk assessment tools regarding the specifics of
nanomaterials also the nanospecific implementation of the regulation framework on the
European level is urgently needed.
Japan
• Does not see necessity of any new measures since we keep the present measures going
on for securing safety of nanomaterials.
United States
• The efforts undertaken by the WPMN should continue to reflect the focus on risk
assessment issues most relevant to regulatory risk assessments. These issues focus on all
3 (http://www.efsa.europa.eu/sites/default/files/scientific_output/files/main_documents/2140.pdf)
ENV/CHEM/NANO(2015)33
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aspects of risk assessments, including hazard assessments and exposure evaluations. The
WPMN is currently implementing a project to investigate the different tiers of risk
assessments (ranging from screening to detailed levels of assessment) and identify
different levels of uncertainties used to inform assessment outcomes and risk
management measures.
European Union
• As indicated above, work at EU level continues. Internationally, we do not have any
additional suggestions at this time. It is important to continue with the process of
adaptation of OECD TG as identified. Further needs may be identified following of SG-
TA assessment of data under the sponsorship programme.
• A specific issue already driven by need to reduce animal testing, but exacerbated by the
EU ban on animal testing of cosmetic ingredients/products, is the need to ensure that the
existing efforts on developing OCED recommendations for (accepted/validated)
alternative methods should ensure they can be used also for safety evaluation of
nanomaterials.
Does your country have any additional suggestions to facilitate implementation which should be
addressed by the Chemicals Committee or the WPMN?
Belgium
• Specifies that the whole lifecycle of the nanomaterials has to be considered, including the
stage ‘waste’. It is important that this type of activity will also be reported to the Council.
• They propose thus to add the next phrase to paragraph 6 of the document: “In relation to
article IV, the Secretariat can offer a summary of activities undertaken by WPRPW in
this field and their main outcomes”.
Japan
• Since Japan is aware that neither safety information on nanomaterials nor test guidelines
(TG) are sufficient for now, Japan has a view that developing TGs should be further
addressed in relation to the 3rd recommendation of ENV/JM(2015)7. From this view
point, Japan would like to provide its following suggestions;
• Volunteer member countries of OECD try to make TGs with an intratracheal
administration method for manufactured nanomaterials,
• Activities for development of new TGs or amendment of existing TGs for application to
manufactured nanomaterials should be accelerated to establish methodologies to assess
environmental fate and toxicity, and Volunteer member countries of OECD conduct
hazard assessment, as OECD, of typical nano-materials including three carbon materials
based on the Dossier published from the OECD sponsorship program.
• In addition, knowledge and methodologies on detection and measurement of
manufactured nanomaterials in the environment (air, water or soil) should be shared
among OECD member countries.
ENV/CHEM/NANO(2015)33
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Korea
• Korea would like to kindly request that the OECD develops test guidelines and guides
persistently while considering properties of nanomaterials, which are essential to build a
system for nanomaterials safety management and R&D projects.
What additional activities could be initiated to disseminate this Recommendation to all stakeholders and
other international organisations?
Germany
• Strives forward to make its nanosafety research public available. The German
“Knowledge Base DaNa 2.0” might serve as a good example of presentation of
nanosafety data to the public: http://nanopartikel.info/en/dana-start-en. In Germany,
public funded research results are obliged to be made publically available. For example,
information on ongoing research and reports on research results funded by the Federal
Ministry of the environment and supervised by the Federal Environment Agency are
accessible.4 The dissemination of this recommendation with regard to the amendments
of the current OECD Test Guidelines for the purpose of testing MN to the scientific
community is of special importance. Therefore, research programmes on nanosafety, e.g.
the European Horizon2020 Programme, should inform research projects under this
program of these initiatives and should support their collaboration. Research groups
should be encouraged to consider OECD Guidance on testing MN.
• Furthermore, in the global research community there are plenty of data collected which
aren`t available to the public (e.g. data showing negative results are hard to publish in
scientific journals).In addition, final results of bigger research projects are often not
presented in a completed and summarising manner (e.g. project reports). If safety data
are available, they are often hard to interpret for the society. Thus, a clear and reliable
appraisal of data is needed.
Japan
• Information on the website is annually updated by the manufactures. Nanomaterials
subject to this programme are carbon nano tubes (CNTs), carbon black, titanium dioxide,
fullerene, zinc oxide and silica (six materials in total). The programme started in 2010,
and since then, 31 companies in total have participated in the programme (30 companies’
information is available as of July 2015). Even though this programme is a voluntary
activity, these manufacturing companies are grateful that METI provides them a place for
publicising their relevant safety activities. From 2015 from nanomaterial users’ point of
view, METI’s programme can allow them to collect various information on
nanomaterials including safety data in one place.
• Above mentioned METI’s programme is based on a report published in 2008 regarding
the safety management of nanomaterials, which concluded that 1) METI encourages
4 http://www.umweltbundesamt.de/en/topics/chemicals/nanotechnology/research-development-projects
ENV/CHEM/NANO(2015)33
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manufactures’ voluntary stewardship, and 2) METI collects information on hazard,
production volume and use category of nanomaterials, and also METI makes that
information publicly available.
• Based on the report, in 2009, METI published a notification “the Safety Management of
Nanomaterials by Manufactures” under the name of the Director General of
Manufacturing Industries Bureau. Japan has actively participated in the related workshop
and has presented its recent achievements in their research. In addition, the National
Institute of Advanced Industrial Science and Technology of Japan (AIST) also
contributes to sharing information among WPMN member countries by co-organising
the “WPMN information sharing seminar on in vivo Inhalation Toxicity Screening
Methods for Manufactured Nanomaterials” with USEPA in September 2015.
• Specifically regarding recommendation 5, the test data with a focus on CNTs and
fullerenes produced in the AIST project “Research and Development of Nanoparticle
Characterization Methods (2006FY-2010FY)” (funded by the New Energy and Industrial
Technology Development Organisation (NEDO)) has been published on the AIST
website. The same data set is also available to the public through the OECD “Testing
Programme of Manufactured Nanomaterials –Dossiers and Endpoints”. As mentioned in
the response for RECOMMENDATION I, safety data submitted by manufactures has
been also available to the public on the METI’s website since 2010 (only in Japanese).
Korea
• In order to implement, coordinate and communicate the national master plan for nano
safety management in an effective way, Korea has established ‘Policy Council for
Nanomaterials Safety’ where relevant ministries participate in. In addition, each relevant
ministry holds regular workshops for stakeholders (e.g. industry, NGO, etc.) to
communicate and share information for building a system for nano safety management.
European Union
• Up to date, the collaborative effort under WPMN has also provided important
contribution to ensure increased availability of safety data on nanomaterials to the public
and thereby raised the confidence in these materials. Further efforts in increasing the
transparency are also being made through the EU member states national activities,
publication of the opinions of EU scientific committees (in particular SCCS, EU
Scientific Committee on Consumer Safety, and SCENIHR on Emerging and newly
identified risks SCCS; see http://ec.europa.eu/health/scientific_committees/index_en.htm
) and the web platform of the European Commission
(https://ihcp.jrc.ec.europa.eu/our_databases/web-platform-on-nanomaterials).
• Increasing volume of nano specific information is also expected to appear via ECHA’s
dissemination portal as well as global databases such as eChemPortal.
• The efforts to date have been appropriate, assuming that, as in EU, the messages from the
Recommendation are disseminated within the respective constituencies. A specific
continuous effort is required to ensure that the ongoing research activities adequately
consider the Recommendations and to follow the recommendation on the availability of
safety data related to nanomaterials to the public.
United States
• We are committed to making safety data related to nanomaterials available to the public.
ENV/CHEM/NANO(2015)33
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• The United States Environmental Protection Agency (US EPA) has published the
following TSCA new chemicals Significant New Use Rules (SNURs) since WPMN 14:
80 FR 5457 February 2 2015 (Polymer of terephthalic acid and ethyl benzene with multi-
walled carbon nanotube, direct final rule), 80 FR 32003 June 5 2015 (graphene
nanoplatelets, direct final rule), 80 FR 32879 June 10 2015 (functionalized CNT,
proposed rule).
• We believe that this Recommendation has been appropriately disseminated to
stakeholders and others by the OECD Secretariat and member countries. We encourage
the continued dissemination of information relevant to the activities of the WPMN.
Should any additional documentation be added to the Annex at this stage (any references or supporting
documentation will be of value)?
Germany
• We strongly suggest amending the annex of the council recommendation by adding the
reports and recommendations of the different OECD WPMN Horizontal Meetings
(Inhalation Toxicity, Physicochemical Characterisation, Genotoxicity, Toxicokinetics,
Environmental Fate and Ecotoxicology). These reports include valuable information in a
better level of detail for different areas of concern. Some reports already include specific
recommendations which are more topical than the information listed in the document of
the annex, e.g. document ENV/JM/MONO (2009)21 on the applicability of Test
Guidelines to MN.
Japan
• Risk assessment could be implemented easily, cost-effectively and speedy, by combining
in vitro and in silico including QSAR, Read-across and categorization to substitute in
vivo test. They are available, they should be published immediately and if necessary
included in Annex.
United States
• We recommend adding to the Annex any updates/outcomes from OECD expert meetings
to improve the applicability of the OECD Test Guidelines to nanomaterials (e.g.,
Physical- Chemical Properties of Manufactured Nanomaterials and Test Guidelines, June
2014, Washington, DC; Categorization of Manufactured Nanomaterials, September
2014, Washington, DC; Inhalation Test Guidelines and Guidance to Nanomaterials, and
Information-Sharing Seminar on In Vivo Inhalation Toxicity Screening Methods for
Manufactured Nanomaterials, September 2015, Washington, DC).
European Union
• We agree to amend the annex of the Council recommendation by adding the reports and
recommendations of the different OECD WPMN Horizontal Meetings as they include
ENV/CHEM/NANO(2015)33
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specific recommendation supporting the implementation of the recommendation going
beyond those presently listed.
Should any existing documentation should be updated in the Annex be revised and updates?
• None identified.
If any existing documentation should be updated, please indicate priorities with approximate timelines;
• None identified.
Please provide any additional information relevant for this annex with any supporting material.
• None identified.
ENV/CHEM/NANO(2015)33
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ANNEX I. ORIGINAL SUBMISSIONS ON THE IMPLEMENTATION OF THE COUNCIL
RECOMMENDATION
AUSTRALIA
Have any new activities (e.g. regulatory changes, guidance, voluntary, etc.) been initiated to
implement the OECD Council Recommendation5? If yes, please explain.
• Reforms to the National Industrial Chemicals Notification and Assessment Scheme
(NICNAS) are currently underway that aim to streamline the assessment process for
industrial chemicals to reduce the regulatory burden on the sector, while also ensuring
Australia’s robust safety standards are maintained6. In line with the OECD Council
Recommendation consideration will be given to the regulatory approach for
nanomaterials in the implementation of these reforms.
BELGIUM
Have any new activities (e.g. regulatory changes, guidance, voluntary, etc.) been initiated to
implement the OECD Council Recommendation? If yes, please explain.
• In answer to the ‘Review of the OECD Council Recommendation on the Safety Testing
and Assessment of Manufactured Nanomaterials’: BE supports the proposition of the
Secretariat. It is clear that the WPMN has a central role in the process of elaborating this
report. However, the whole lifecycle of the nanomaterials has to be considered, including
the stage ‘waste’. It is important that this type of activity will also be reported to the
Council.
• We propose thus to add the next phrase to paragraph 6 of the document:
“In relation to article IV, the Secretariat can offer a summary of activities undertaken by
WPRPW in this field and their main outcomes”.
CANADA
Have any new activities (e.g. regulatory changes, guidance, voluntary, etc.) been initiated to
implement the OECD Council Recommendation? If yes, please explain.
• A consultation document on a Proposed Approach to Address Nanoscale Forms of
Substances on the Domestic Substances List was published with a public comment
period ending on May 17, 2015. The proposed approach outlines the Government’s plan
to address nanomaterials considered in commerce in Canada (on Canada’s public
inventory). The proposal is a stepwise approach to acquire and evaluate information,
followed by any necessary action. A follow-up stakeholder workshop is being planned
to discuss next steps and possible approaches to prioritize future activities.7 A mandatory
5 Recommendation of the Council on the Safety Testing and Assessment of Manufactured Nanomaterials
6 http://www.nicnas.gov.au/about-nicnas/nicnas-reforms
7 The consultation document is available at: http://www.ec.gc.ca/lcpe-cepa/default.asp?lang=En&n=1D804F45-1
ENV/CHEM/NANO(2015)33
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information gathering survey was published on July 25, 2015. The purpose of the survey
is to collect information to determine the commercial status of certain nanomaterials in
Canada. The survey targets 206 substances considered to be potentially in commerce at
the nanoscale. The list of 206 substances was developed using outcomes from the
Canada-United States Regulatory Cooperation Council (RCC) Nanotechnology Initiative
to identify nanomaterial types. These nanomaterial types were cross-referenced with the
Domestic Substances List to develop a preliminary list of substances which are
potentially intentionally manufactured at the nanoscale. The focus of the survey aligns
with the Proposed Approach to Address Nanoscale Forms of Substances on the Domestic
Substances List (see above) and certain types of nanomaterials were excluded during the
development of the list of substances. The information being requested by the survey
includes substance identification, volumes, and uses. This information will feed into the
Government’s proposed approach to address nanomaterials on the Domestic
Substances.8 .
CZECH REPUBLIC In response, I inform you as follows:
• I am unable to provide any information that and how the OECD Recommendation on the
Safety Testing and Assessment of Nanomaterials has been implemented by the Czech
authorities. Czech Republic does not participate in the Safety Testing Programme co-
ordinated by WPMN and, to my knowledge, safety testing of nanomaterials is not an
issue dealt with by the Czech government and its central institutions. Safety testing of
manufactured nanomaterials is conducted by various academic institutions in the country
but whether they are aware of the Recommendation and observe it, is not known to me.
• I am not aware of any relevant developments in human health and environmental safety
of manufactured nanomaterials as organized in Czech Republic at a national level.
GERMANY
How would your country describe the implementation of the Recommendation?
• In summary, the Council recommends to manage the risks of Manufactured
Nanomaterials (MN) by applying the existing chemical regulatory frameworks and
OECD Test Guidelines (TG) and adapt them as appropriate to take into account the
specific properties of MN as well as to develop new TG and/or adopt existing TG (by the
development of specific Guidance Documents) in the light of experience with testing
MN. In addition it recommends making safety data related to MN available to the public.
• In the view of the German delegation, the implementation of the recommendation is on
its way but not yet finalised.
• - Regarding recommendation 1, Germany, like other member states, is involved in the
discussion on EU level regarding the nanospecific adaptation on existing European
legislation (e.g. REACH). A proposal for an appropriate implementation of
nanomaterials in the European chemical regulation framework is still lacking.
• - With regard to the 2nd recommendation, the SG TA of the OECD WPMN established a
Rolling Work Plan including all ongoing, planned, desired and required initiatives to
amend the OECD Test Guideline Program to MN. Germany has taken the initiative to
develop a nanospecific TG and GD as well is involved in such initiatives led by other
countries. Adopted TG/GD should be available in the coming years.
8 List.available at: http://gazette.gc.ca/rp-pr/p1/2015/2015-07-25/html/notice-avis-eng.php
ENV/CHEM/NANO(2015)33
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• National measures regarding the Recommendations are on nanosafety research and active
participation in international and European committees. BfR is strongly engaged in both
activities. An issue of prime importance for bringing forward the implementation refers
to a legally binding MN definition, which complies with the existing working definition
on OECD level. However, this is a European business, not a national one.
• Germany is involved in several national and European research projects (as direct or
associated partner) to serve as interlink between research, regulation and the activities of
OECD WPMN. This supports both the transfer of recommendations and needs of
WPMN to the research community and the transfer of research has been addressed by the
declassification and publication of the dossiers output to WPMN and regulators, the later
recommendation of the OECD WPMN sponsorship programme.
• Furthermore, Germany strives forward to make its nanosafety research public available.
The German “Knowledge Base DaNa 2.0” might serve as a good example of presentation
of nanosafety data to the public. 9. In Germany, public funded research results are
obliged to be made publically available. For example, information on ongoing research
and reports on research results funded by the Federal Ministry of the environment and
supervised by the Federal Environment Agency are accessible to public.10
What specific measures been taken nationally to implement the Recommendation (any
references or supporting documentation will be of value)?
• Back in 2013, Germany hosted the OECD Expert Meeting on Environmental Fate and
Ecotoxicology of Nanomaterials in Berlin (29th - 31st of January 2013). At this WPMN
Horizontal Meeting specific recommendation were phrased which formed the starting
point for a number of initiatives aiming the development of new TG or GD for existing
TG taking into account the specific properties of MN. The discussions, findings and
recommendations of this workshop were published in a comprehensive report which
includes useful guidance on how to properly test MN for their fate and effects in the
environment:11
• As follow up of the OECD Expert Meeting on Environmental Fate and Ecotoxicology of
Nanomaterials in Berlin (29th - 31st of January 2013) UBA took the lead on the
development of a draft test guideline for agglomeration behaviour of nanomaterials in
different aquatic media and a draft guidance document on agglomeration and dissolution
behaviour of nanomaterials in aquatic media – decision tree.
• Within that framework the project “Development of a decision support tool for the
investigation of environmental behaviour of nanomaterials on the basis of their
dispersion stability and solubility as a function of environmental conditions” was
launched and has been awarded to the University of Vienna (Austria).
• Aim of the project is the development of a tiered approach for the investigation of
agglomeration and dissolution behaviour of nanomaterials as a prerequisite for
continuing studies on environmental behaviour. The work of this project is supposed to
provide basis information for an OECD Guidance Document for the investigation of
environmental fate of nanomaterials in aquatic media. In addition to that a draft for a new
OECD Test Guideline will be developed for the examination of agglomeration behaviour
of nanomaterials in aquatic media. For this aim influencing factors have to be identified
and valid, as well as pragmatic approaches for suitable methods and techniques have to
9 http://nanopartikel.info/en/dana-start-en
10 http://www.umweltbundesamt.de/en/topics/chemicals/nanotechnology/research-development-projects 11http://www.oecd.org/officialdocuments/publicdisplaydocumentpdf/?cote=env/jm/mono(2014)15&doclanguag=en.
ENV/CHEM/NANO(2015)33
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be developed. 12The first draft of the Test Guideline is available and will be validated by
a comprehensive round robin test this summer. In September of this year, a
WNT/WPMN face-to-face meeting will take place at the OECD headquarters in Paris in
order to discuss the proposal for the Test Guideline on agglomeration behaviour of
nanomaterials in different aquatic media. Next to the draft of the Test Guideline, the
status of the draft Guidance Document on agglomeration and dissolution behaviour of
nanomaterials in aquatic media and the status of the draft Test Guideline on dissolution
rate of nanomaterials in aquatic media will be presented at the meeting and the way
forward will be discussed. The meeting will be followed by a WNT commenting round.
• Next to this initiative, Germany is involved as partner in additional working group, e.g.
on the Guidance Document on Aquatic (and Sediment) Toxicology Testing of
Nanomaterials, nanospecific Guidance Document for OECD 305, Test Guideline for
dissolution rate of nanomaterials in the aquatic environment and the nanospecific
Guidance of OECD 312 Soil Column Leaching.
What, if any, further measures are necessary to ensure future implementation?
• The Rolling Work Plan of the SG TA of the OECD WPMN lists all ongoing and
planned, but also still outstanding initiatives, needed to appropriately adapt the OECD
Test Guideline Program to the specific properties of MN. These outstanding initiatives
include, e.g. a new Test Guideline of transformation of MN in order to address the aging
of MN in biological systems/environmental media and comprehensive Guidance (which
may be in a form of a Test Guideline or a Guidance Document) to govern the
investigation of bioaccumulation of MN in filtrating organisms, i.e. bivalves.
Furthermore, for the implementation of an appropriate nanospecific risk assessment, the
development of Test Guidelines for the description of important physical-chemical
parameters with respect to of environmental and health safety is crucial. The measures
and the units have to be unified as agreed and advised in the recommendations from the
categorization workshop 2014 in Washington. This applies especially for the of physical-
chemical properties. After unification it is essential to have evaluated and comparable
methods. Although the sponsorship programme was a big step forward, this is still a
worldwide challenge and needs strong support from OECD. Besides of the improvement
of risk assessment tools regarding the specifics of nanomaterials also the nanospecific
implementation of the regulation framework on the European level is urgently needed.
Does your country have any additional suggestions to facilitate implementation which
should be addressed by the Chemicals Committee or the WPMN?
• Member states should support and speed up the process by appropriate financial and
personnel contribution to the corresponding OECD secretariats (WNT, WPMN).
• A public available and comprehensive report of the detailed realization of the different
council recommendations in the following years in each of the member states might
increase pressure to implement.
What additional activities could be initiated to disseminate this Recommendation to all
stakeholders and other international organisations?
12
http://www.umweltbundesamt.de/en/research-development-projects
ENV/CHEM/NANO(2015)33
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• The dissemination of this recommendation with regard to the amendments of the current
OECD Test Guidelines for the purpose of testing MN to the scientific community is of
special importance. Therefore, research programmes on nanosafety, e.g. the European
Horizon2020 Programme, should inform research projects under this program of these
initiatives and should support their collaboration. Research groups should be encouraged
to consider OECD Guidance on testing MN.
• Furthermore, in the global research community there are plenty of data collected which
aren`t available to the public (e.g. data showing negative results are hard to publish in
scientific journals).In addition, final results of bigger research projects are often not
presented in a completed and summarising manner (e.g. project reports). If safety data
are available, they are often hard to interpret for the society. Thus, a clear and reliable
appraisal of data is needed.
Please provide any additional information regarding the implementation of this
recommendation with any supporting material.
• We strongly suggest amending the annex of the council recommendation by adding the
reports and recommendations of the different OECD WPMN Horizontal Meetings
(Inhalation Toxicity, Physicochemical Characterisation, Genotoxicity, Toxicokinetics,
Environmental Fate and Ecotoxicology). These reports include valuable information in a
better level of detail for different areas of concern. Some reports already include specific
recommendations which are more topical than the information listed in the document of
the annex, e.g. document ENV/JM/MONO (2009)21 on the applicability of Test
Guidelines to MN.
JAPAN
How would your country describe the implementation of the Recommendation?
RECOMMENDS that Members, to manage the risks of manufactured nanomaterials, apply the
existing international and national chemical regulatory frameworks or other management systems,
adapted to take into account the specific properties of manufactured nanomaterials. For the
purpose of such adaptation, Members should use the tools in the documents listed in the Annex to
this Recommendation of which it forms an integral part. This Annex may be amended by the
Chemicals Committee, in accordance with Section VII below.
• The Ministry of Economy, Trade, and Industry (METI) calls on the industries to
voluntarily report their management activities including appropriate handling measures
of the manufactured nanomaterials, and publicises them on METI’s website (only in
Japanese)13. Such information also includes safety data which is obtained by the
participating companies. Information on the website is annually updated by the
manufactures. Nanomaterials subject to this programme are carbon nano tubes (CNTs),
carbon black, titanium dioxide, fullerene, zinc oxide and silica (six materials in total).
The programme started in 2010, and since then, 31 companies in total have participated
in the programme (30 companies’ information is available as of July 2015). Even though
this programme is a voluntary activity, these manufacturing companies are grateful that
13 (URL; http://www.meti.go.jp/policy/chemical_management/other/nano_program.html)
ENV/CHEM/NANO(2015)33
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METI provides them a place for publicising their relevant safety activities. From
nanomaterial users’ point of view, METI’s programme can allow them to collect various
information on nanomaterials including safety data in one place. Above mentioned
METI’s programme is based on a report published in 2008 regarding the safety
management of nanomaterials, which concluded that 1) METI encourages manufactures’
voluntary stewardship, and 2) METI collects information on hazard, production volume
and use category of nanomaterials, and also METI makes those information publicly
available. Based on the report, in 2009, METI published a notification “the Safety
Management of Nanomaterials by Manufactures” under the name of the Director General
of Manufacturing Industries Bureau.
II. RECOMMENDS that Members, in the testing of manufactured nanomaterials, apply the OECD
Test Guidelines, adapted as appropriate to take into account the specific properties of
manufactured nanomaterials and using the tools listed in Section I of the Annex to this
Recommendation, and the OECD Principles of Good Laboratory Practice, set forth respectively in
Annexes I and II to the Decision of the Council concerning the Mutual Acceptance of Data in the
Assessment of Chemicals [C(81)30(Final), as amended].
The Ministry of Health, Labour and Welfare (MHLW) has applied the OECD Test Guidelines
before amendment taking into account the specific properties of manufactured nanomaterials.
III. RECOMMENDS that Members update, according to OECD rules and procedures, the OECD
Test Guidelines set out in Annex I to the Decision of the Council concerning the Mutual
Acceptance of Data in the Assessment of Chemicals [C(81)30(Final), as amended] to include new
test guidelines specific to, or existing test guidelines amended in the light of experience with,
manufactured nanomaterials.
METI is under development of intracheal administration method for nanomaterials. To share
with WPMN experts about the developing of intratracheal administration method, METI has a
plan to hold a seminar, “WPMN information sharing seminar on in vivo Inhalation Toxicity
Screening Methods for Manufactured Nanomaterials”, which will be cosponsored by the US
Environmental Protection Agency (USEPA) in September 2015. This contribution by METI is
based on the five-year programme “Development of Innovative Methodology for Safety
Assessment of Industrial Nanomaterials” launched by METI in 2011. The programme aims to
develop fundamental hazard assessment methodology leading to a tiered risk assessment
approach for industrial nanomaterials. The programme was composed of two R&D themes: 1)
establishment of equivalence criteria of nanomaterials and 2) establishment of an intratracheal
administration method as low-cost and convenient method for hazard assessment to acquire
basic hazard information. METI also contributes providing technical comments from its
experts to the WPMN discussions on amendment of the test guideline for inhalation test taking
into account the nano-specific properties.
IV. RECOMMENDS that Members apprise the Chemicals Committee on a regular basis of any
technical issues related to the safety testing and assessment of nanomaterials that need to be
addressed, including engagement with other international initiatives, development or update of
specific tools for manufactured nanomaterials, and any possible amendment to the documents in
the Annex to this Recommendation.
Japan has been regularly providing information on its latest activities to the Tour de Table in
ENV/CHEM/NANO(2015)33
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each meeting of WPMN. Japan has actively participated in the related workshop and has
presented its recent achievements in their research. In addition, the National Institute of
Advanced Industrial Science and Technology of Japan (AIST) also contributes to sharing
information among WPMN member countries by co-organising the “WPMN information
sharing seminar on in vivo Inhalation Toxicity Screening Methods for Manufactured
Nanomaterials” with USEPA in September 2015.
V. RECOMMENDS that Members make safety data related to nanomaterials available to the
public.
The test data with a focus on CNTs and fullerenes produced in the AIST project “Research and
Development of Nanoparticle Characterization Methods (2006FY-2010FY)” (funded by the
New Energy and Industrial Technology Development Organisation (NEDO)) has been
published on the AIST website. The same data set is also available to the public through the
OECD “Testing Programme of Manufactured Nanomaterials Dossiers and Endpoints”. As
mentioned in the response for RECOMMENDATION I, safety data submitted by
manufactures has been also available to the public on the METI’s website since 2010 (only in
Japanese).
What specific measures been taken nationally to implement the Recommendation (any
references or supporting documentation will be of value)?
MHLW made plan for risk assessments for nanomaterials for preventing occupational health
damage and implements it.
What, if any, further measures are necessary to ensure future implementation?
Japan does not see necessity of any new measures since we keep the present measures going
on for securing safety of nanomaterials.
Does your country have any additional suggestions to facilitate implementation which
should be addressed by the Chemicals Committee or the WPMN?
Since Japan is aware that neither safety information on nanomaterials nor test guidelines (TG)
are sufficient for now, Japan has a view that developing TGs should be further addressed in
relation to the 3rd recommendation of ENV/JM(2015)7. From this view point, Japan would
like to provide its following suggestions;
Volunteer member countries of OECD try to make TGs with an intratracheal administration
method for manufactured nanomaterials,
Activities for development of new TGs or amendment of existing TGs for application to
manufactured nanomaterials should be accelerated to establish methodologies to assess
environmental fate and toxicity, and
ENV/CHEM/NANO(2015)33
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Volunteer member countries of OECD conduct hazard assessment, as OECD, of typical nano-
materials including three carbon materials based on the Dossier published from the OECD
sponsorship program.
In addition, knowledge and methodologies on detection and measurement of manufactured
nanomaterials in the environment (air, water or soil) should be shared among OECD member
countries.
What additional activities could be initiated to disseminate this Recommendation to all
stakeholders and other international organisations?
No idea at this moment.
Please provide any additional information regarding the implementation of this
recommendation with any supporting material.
None at this moment.
Should any additional documentation be added to the Annex at this stage (any references or
supporting documentation will be of value)?
None at this moment
Risk assessment could be implemented easily, cost-effectively and speedy, by combining in
vitro and in silico including QSAR, Read-across and categorization to substitute in vivo test.
They are available, they should be published immediately and if necessary included in Annex.
Should any existing documentation referenced in the Annex be revised and updated?
Japan does not see any necessity to revise or update the annexed documents.
If any existing documentation should be updated, please indicate priorities with
approximate timelines;
N. A.
Please provide any additional information relevant for this annex with any supporting
material.
ENV/CHEM/NANO(2015)33
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None at this moment.
KOREA
Have any new activities (e.g. regulatory changes, guidance, voluntary, etc.) been initiated to
implement the OECD Council Recommendation14? If yes, please explain.
The Ministry of Environment (MOE), Republic of Korea has prepared the legal ground for
survey of circulation status of nano materials in the regulation on statistical research of
chemical substances.
How would your country describe the implementation of the Recommendation?
Korea has been implementing the OECD Recommendation by reflecting it into a master plan
for nanosafety management in which relevant ministries have participated, and by building a
system for legal base of nanosafety management.
Korea has been also participating in the OECD WPMN sponsorship programme for testing of
manufactured nanomaterials. Many safety testings on nanomaterials, including nanosilver,
nanogold, MWCNT, TiO2, SiO2, zinc oxide and calcium, have been conducted pursuant to the
OECD test guidelines with GLP compliance. To assess the toxicity of nanomaterials, we have
performed single dose toxicity, repeated dose toxicity, toxicokinetics and physico-chemical
properties study in accordance with the OECD test guidelines in Nanotoxicology Project. Also,
we have published articles in relating international journals.
The reports of nanomaterials studies also have disclosed through a web-based nanosafety
information system of the Ministry of Environment (MoE) and a research management system
of the Ministry of Food and Drug Safety (MFDS), etc.
What specific measures been taken nationally to implement the Recommendation (any
references or supporting documentation will be of value)?
Based on the Act on Registration, Evaluation, etc. of Chemical Substances, Korea has built a
system for measuring particle size distribution including nanometer, length of chemical
substance which is in the form of fibre and diameter distributions in December 2014. This is
specified in a testing method (corresponding to the OECD TG110) of particle size distribution,
fibre length and diameter distributions.
Additionally, Korea has been running a pilot project for supporting testing and analysis on
properties (such as size, shape, specific surface area, etc.) of nanomaterials since December
2014, with a view to help the industry implement the OECD Recommendation.
ENV/CHEM/NANO(2015)33
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Korea established the master plan for nanosafety management (2011~2016) at national level,
in which the central government (including MoE, the Ministry of Trade, Industry and Energy,
the Ministry of Science, ICT and Future Planning, the Ministry of Employment and Labor and
MFDS) has participated by taking measures (such as measurement and analysis of
nanomaterials, safety system for nanomaterials, etc.) to deal with the issue respectively. MoE
designated nanomaterials as the subject to hazard examination pursuant to the Act on
Registration, Evaluation, etc. of Chemical Substances. The Act enforced in January 2015.
MoE also has been monitoring the status of nanomaterials distribution in the Korean market
according to the MoE Notice under the Chemicals Control Act.
What, if any, further measures are necessary to ensure future implementation?
None
Does your country have any additional suggestions to facilitate implementation which should
be addressed by the Chemicals Committee or the WPMN?
Korea would like to kindly request that the OECD develops test guidelines and guides
persistently while considering properties of nanomaterials, which are essential to build a
system for nanomaterials safety management and R&D projects.
What additional activities could be initiated to disseminate this Recommendation to all
stakeholders and other international organisations?
In order to implement, coordinate and communicate the national master plan for nano safety
management in an effective way, Korea has established ‘Policy Council for Nanomaterials
Safety’ where relevant ministries participate in. In addition, each relevant ministry holds
regular workshops for stakeholders (e.g. industry, NGO, etc.) to communicate and share
information for building a system for nano safety management.
Please provide any additional information regarding the implementation of this
recommendation with any supporting material.
None
ENV/CHEM/NANO(2015)33
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NETHERLANDS
Have any new activities (e.g. regulatory changes, guidance, voluntary, etc.) been initiated to
implement the OECD Council Recommendation? If yes, please explain.
RIVM recently published the report “Assessing health & environmental risks of nanoparticles:
Current state of affairs in policy, science and areas of application” 15The report provides an
overview of the scientific knowledge of risk assessments of nanoparticles and nanomaterials
and their applications. RIVM concludes that the existing models and techniques used to assess
the risks of nanomaterials are not yet sufficiently tuned to determine how harmful
nanomaterials are to humans and the environment. The report includes a description of the
current European regulatory regime. General insights have been amplified for some distinct
fields such as consumer products, food, medical applications, workplace applications and the
environment.
UNITED STATES
Have any new activities (e.g. regulatory changes, guidance, voluntary, etc.) been initiated to
implement the OECD Council Recommendation? If yes, please explain.
Issuing the proposed TSCA section 8(a) rule described above. Regulation of new chemical
substances that are nanomaterials with consent orders and SNURs.
How would your country describe the implementation of the Recommendation?
The view of the United States is that the Recommendation is being successfully implemented.
We believe that the collaborative work of the WPMN according to the Recommendation has
been helpful in furthering international and domestic progress in testing manufactured
nanomaterials and in assessing and managing the risks of these substances. The United States
has been implementing the specific recommendations outlined in the document, and our
interactions with the other OECD member countries indicate that they follow these
recommendations as well.
What specific measures have been taken nationally to implement the Recommendation?
The United States has been applying its existing chemical regulatory framework under the
U.S. Toxic Substances Control Act (TSCA) to manage the risks of manufactured
nanomaterials, taking into account the specific properties of these substances. We use the
OECD Test Guidelines and Guidance Documents, working with other OECD member
countries to adapt them to take into account the specific properties of manufactured
nanomaterials. The United States currently leads or co-leads four projects to develop or amend
15 (www.rivm.nl/bibliotheek/rapporten/2014-0157.html).
ENV/CHEM/NANO(2015)33
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OECD Test Guidelines relative to manufactured nanomaterials. The United States and the
other members of the WPMN apprise the Chemicals Committee on a regular basis of any
technical issues related to the safety testing and assessment of nanomaterials that need to be
addressed. We are committed to making safety data related to nanomaterials available to the
public.
The United States Environmental Protection Agency (US EPA) has published the following
TSCA new chemicals Significant New Use Rules (SNURs) since WPMN 14: 80 FR 5457
February 2 2015 (Polymer of terephthalic acid and ethyl benzene with multi-walled carbon
nanotube, direct final rule), 80 FR 32003 June 5 2015 (graphene nanoplatelets, direct final
rule), 80 FR 32879 June 10 2015 (functionalized CNT, proposed rule).
On April 6, 2015 US EPA proposed one-time reporting and recordkeeping requirements for
new and existing chemical substances that are nanoscale materials under the authority of
section 8(a) of TSCA. Persons who manufacture or process these chemical substances as
nanoscale materials would be required to notify US EPA of certain information, including
specific chemical identity, production volume, methods of manufacture and processing, use,
exposure and release information, and available health and safety data. On June 11, 2015 US
EPA conducted a public meeting to receive public comments and to answer any clarifying
questions regarding the rule.
What, if any, further measures are necessary to ensure future implementation?
We believe that efforts undertaken by the WPMN should continue to reflect the focus on risk
assessment issues most relevant to regulatory risk assessments. These issues focus on all
aspects of risk assessments, including hazard assessments and exposure evaluations. The
WPMN is currently implementing a project to investigate the different tiers of risk assessments
(ranging from screening to detailed levels of assessment) and identify different levels of
uncertainties used to inform assessment outcomes and risk management measures.
Does your country have any additional suggestions to facilitate implementation which should
be addressed by the Chemicals Committee or the WPMN?
At this time, we do not have any additional suggestions to facilitate implementation. As new
initiatives are discussed and developed by the WPMN, they will be brought to the attention of
the Chemicals Committee, as is current practice.
What additional activities could be initiated to disseminate this Recommendation to all
stakeholders and other international organisations?
We believe that this Recommendation has been appropriately disseminated to stakeholders and
others by the OECD Secretariat and member countries. We encourage the continued
dissemination of information relevant to the activities of the WPMN.
ENV/CHEM/NANO(2015)33
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Please provide any additional information regarding the implementation of this
Recommendation with any supporting material.
We do not have any additional information to provide at this time.
Suggested updates and additions to the Annex:
We recommend adding to the Annex any updates/outcomes from OECD expert meetings to
improve the applicability of the OECD Test Guidelines to nanomaterials (e.g., Physical-
Chemical Properties of Manufactured Nanomaterials and Test Guidelines, June 2014,
Washington, DC; Categorization of Manufactured Nanomaterials, September 2014,
Washington, DC; Inhalation Test Guidelines and Guidance to Nanomaterials, and Information-
Sharing Seminar on In Vivo Inhalation Toxicity Screening Methods for Manufactured
Nanomaterials, September 2015, Washington, DC).
EUROPEAN UNION
Have any new activities (e.g. regulatory changes, guidance, voluntary, etc.) been initiated to
implement the OECD Council Recommendation? If yes, please explain.
EC: Not in the interval since WPMN-14. For general reflections see separate document on the
Council recommendation.
How would your country describe the implementation of the Recommendation?
The content of the current Recommendation (application of the existing chemicals framework,
use of OECD TG, adapted, and collaboration under OECD) is considered as being successfully
implemented.
It should be noted that a successful implementation of the Recommendation is currently seen
as independent from whether the legislations have no specific nanomaterial provisions (e.g.
REACH regulation (EU) 1907/2006) as well as in the implementation of regulation where
specific nanomaterial provisions already exist (e.g. Biocidal Products regulation (EU)
528/2012, Cosmetics regulation (EU) 1223/2009) and was put in force prior to the
Recommendation. In the latter cases, the nanomaterial specificities would effectively relate to
differences in regulatory routes and outcomes (e.g. pre-market notification, labelling
requirements), while the risk assessment frames do not deviate from the approach applied to
chemicals and are implemented in coherence with the Recommendation.
EU has been actively participating in and supports the collaborative efforts under OECD
WPMN/WNT due to its fundamental function as underpinning in particular existing
ENV/CHEM/NANO(2015)33
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methodologies for hazard assessment. In this respect, the ongoing development of revising the
existing OECD TGs and GDs is of very high importance. Up to date, the collaborative effort
under WPMN has also provided important contribution to ensure increased availability of
safety data on nanomaterials to the public and thereby raised the confidence in these materials.
Further efforts in increasing the transparency are also being made through the EU member
states national activities, publication of the opinions of EU scientific committees (in particular
SCCS, EU Scientific Committee on Consumer Safety, and SCENIHR on Emerging and newly
identified risks SCCS16.
Increasing volume of nano specific information is also expected to appear via ECHA’s
dissemination portal as well as global databases such as eChemPortal.
What specific measures been taken nationally to implement the Recommendation (any
references or supporting documentation will be of value)?
As in the majority of jurisdictions, the OECD Test Guidelines are a cornerstone in EU
regulatory frameworks governing potential risk of chemicals. These are implemented into the
EU legislation via the Test Method Regulation and are mandatory to be used for e.g.
registrants under REACH when complying with REACH information requirement. In this
context, the reassuring message the Council Recommendation has provided, has enabled an
implementation of the existing provisions also for nanomaterials.
This important message has also been formally communicated and recognized in the Second
Regulatory Review on nanomaterials (COM(2012) 572 final). As a lock and key and to
facilitate more consistent application across the different regulations, the EU Recommendation
on the definition of nanomaterial (2011/696/EU) has been adopted in 2011.
In the main chemicals regulation REACH, the Guidance on Information Requirements and
Chemical Safety Assessment 17 by the European Chemicals Agency has an appendix
dedicated to nanomaterials including general recommendation on the approach to risk
assessment as well as provisions related to specific information requirements and the reference
to the OECD guidance on the sampling and dosimetry.
Ensuring in full the effective implementation for nanomaterials under REACH is however still
work in progress, as the REACH technical Annexes are presently being revised to ensure that
the information requirements clearly reflect the specific nanomaterial considerations, such as
adequate physico-chemical characterisation, and to ensure continuous relevance and
applicability of any included triggers and/or conditions for waiving.
The described approach is explicitly taken over also in a number of guidance documents that
support implementation of other EU legislation. One such document is Guidance on the Safety
16http://ec.europa.eu/health/scientific_committees/index_en.htm ) and the web platform of the European Commission
(https://ihcp.jrc.ec.europa.eu/our_databases/web-platform-on-nanomaterials
17http://www.echa.europa.eu/guidance-documents/guidance-on-information-requirements-and-chemical-safety-assessment
ENV/CHEM/NANO(2015)33
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Assessment of Nanomaterials18 by the SCCS - EU Scientific Committee on Consumer Safety
providing, inter alia, opinions under Cosmetics Regulation. When preparing the opinions,
SCCS would accept studies carried out according to OECD guidelines, providing that a) the
nanomaterials used in tests are appropriately characterised and match with those under
evaluation in the dossier, and b) the study has been carried out with due care of the nano-
specific aspects as detailed under section 6.3 of the Guidance. For the implementation of
cosmetics regulation a similar document has also been produced by a working group of the
International Cooperation on Cosmetics Regulation (ICCR) - to which the EC is a partner19.
Supporting the implementation of the regulation on food and feed, the European Food Safety
Authority (EFSA) has already in 2011 published a guidance on the risk assessment of the
application of nanoscience and nanotechnologies in the food and feed chain 20that effectively
embeds the approach outlined in the Recommendation.
As an indication of EU’s support and engagement in ensuring the TGs applicability to
nanomaterials, ECHA is currently chairing the SG-TA overseeing the progress and this post
was before held by JRC. EU will continue to support the work until the identified and agreed
test guidelines are revised and will work with other members on the way forward as potentially
new challenges are identified.
What, if any, further measures are necessary to ensure future implementation?
As indicated above, work at EU level continues. Internationally, we do not have any additional
suggestions at this time. It is important to continue with the process of adaptation of OECD
TG as identified. Further needs may be identified following of SG-TA assessment of data
under the sponsorship programme.
A specific issue already driven by need to reduce animal testing, but exacerbated by the EU
ban on animal testing of cosmetic ingredients/products, is the need to ensure that the existing
efforts on developing OCED recommendations for (accepted/validated) alternative methods
should ensure they can be used also for safety evaluation of nanomaterials.
Does your country have any additional suggestions to facilitate implementation which
should be addressed by the Chemicals Committee or the WPMN?
No additional suggestions at this time.
What additional activities could be initiated to disseminate this Recommendation to all
stakeholders and other international organisations?
18 (http://ec.europa.eu/health/scientific_committees/consumer_safety/docs/sccs_s_005.pdf
19 (http://iccrnet.org/files/6114/0475/3840/2013-11_Safety_Approaches_to_Nanomaterials_in_Cosmetics.pdf)
20 (http://www.efsa.europa.eu/sites/default/files/scientific_output/files/main_documents/2140.pdf)
ENV/CHEM/NANO(2015)33
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The efforts to date have been appropriate, assuming that, as in EU, the messages from the
Recommendation are disseminated within the respective constituencies. A specific continuous
effort is required to ensure that the ongoing research activities adequately consider the
Recommendations and to follow the recommendation on the availability of safety data related
to nanomaterials to the public.
Please provide any additional information regarding the implementation of this
recommendation with any supporting material.
We agree to amend the annex of the Council recommendation by adding the reports and
recommendations of the different OECD WPMN Horizontal Meetings as they include specific
recommendation supporting the implementation of the recommendation going beyond those
presently listed.
ENV/CHEM/NANO(2015)33
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ANNEX II
SUMMARY TABLE OF RESPONSES
Australia - Current reforms to the NICNAS (to streamline the assessment process for industrial
chemicals / to maintain the standards/ to reduce regulatory burden on the sector)
- Consideration will be delivered on the Recommendation during the implementation
of these reforms.
Belgium - The whole lifecycle of the nanomaterials has to be considered including the
stage “waste”
-“In relation to article IV, the Secretariat can offer a summary of activities
undertaken by WPRPW in this field and their main outcomes” should be added
to paragraph 6 of the Recommendation.
Canada - Publication and public comment on May 17, 2015 on a Proposed Approach to
Address Nanoscale Forms of Substances on Domestic Substances List. (to address
nanomaterials considered in commerce in Canada / to evaluate information)
- A workshop is planned to prioritize future activities, http://www.ec.gc.ca/lcpe-
cepa/default.asp?lang=En&n=1D804F45-
Publication on July 25. 2015 of a mandatory information gathering survey. (to
determine the commercial status of nano in Canada / It targets 206 substances,
including substance identification, volumes, uses. ). It will feed into the Government’s
approach to address nanomaterial on the Domestic Substances. :
http://gazette.gc.ca/rp-pr/p1/2015/2015-07-25/html/notice-avis-eng.php
Czech
Republic
- Unable to provide information on the implementation of the Council
Recommendation
- No participation in the Safety Testing Programme.
- Not aware of any relevant developments organized in Czech Republic at a national
level.
Germany - Implementation of the Recommendation not yet finalised.
-> Art.1 of the Recommendation, lack of a proposal for an appropriate
implementation of nano in the European chemical regulation framework.
-> Art.2, Germany is developing a nanospecific TG and GD that should be available
ENV/CHEM/NANO(2015)33
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in the coming years.
- Issue of prime importance should be to refer to a legally binding MN definition
which complies with the existing working definition on OECD level. But it is a
European business according to Germany.
- Germany supports transfer of recommendations and needs of WPMN to the research
community. + makes its nanosafety research public available ( German Knowledge
Basa DaNa 2.0)http://nanopartikel.info/en/dana-start-en.
- Publication of the report on how properly test MN for fate and effects in the
environment, after the OECD Expert Meeting on Env. Fate and Ecotoxicology of NM
in Berlin, 2013.
http://www.oecd.org/officialdocuments/publicdisplaydocumentpdf/?cote=env/jm/mon
o(2014)15&doclanguage=en. + development of a draft guidance doc on agglomeration
and dissolution behaviour of NM in aquatic media awarded by the University of
Vienna -> to provide information for an OECD Guidance Document for investigation.
+ draft for a new OECD TG will be developed.
http://www.umweltbundesamt.de/en/research-development-projects. It will be
presented at the WNT/WPMN.
- Germany is also partner in additional working group.
- The Rolling Work Plan of the SG TA of the OECD WPMN needs to address the
aging of MN in biological systems/ environmental media and comprehensive
Guidance to govern the investigation of bioaccumulation of MBN in filtrating
organisms…Also the development of TG for the description of physical-chemical
parameters with respect to the environmental and health is crucial.
- Measures and units have to be unified and evaluated and comparable methods
are needed, as agreed in Washington in 2014.
- An urgent nanospecific implementation of the regulation framework on the
European level is needed.
- Germany advises that member states should support and speed up the process
by appropriate financial and personal contribution to the OECD secretariats.
Pressure to implement might be found in a public report in each member states.
- As regards the dissemination of the Recommendation, research programmes on
nanosafety, e.g. the European Horizon 2020 Programme, should inform research
projects under the programme of OECD TG. Research groups should be
encouraged to consider OECD Guidance on testing MN. Concerning the
transparency of data, a clear and reliable appraisal of data is needed Final
results should be compiled in a completed and summarising manner.
- Germany suggests amending the annex, adding the reports and
recommendations of the different OECD WPMN Horizontal Meetings which are
more topical sometimes compared to the list annexed to the Annex.
Japan -> In relation with Art.1 of the Recommendation, and based on a report of 2008 and a
notification of 2009 regarding the safety management of NM, METI suggests
ENV/CHEM/NANO(2015)33
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industry to report their management activities including handling measures of
the MN and safety data and publicises them on METI’s website. From July 2015,
30 companies’ information is available, that provides manufacturing companies a
place for publicising relevant safety activities and NM users’ access to data.
-> In relation with Art.2 of the Recommendation, MHLW has applied the OECD TG
taking into account the specific properties of MN.
-> In relation with Art.3 of the Recommendation, METI plans to hold a seminar to
share about the developing intratracheal administration method for NM and
cosponsored by USEPA in Sept. 2015. Its aims is to develop a fundamental hazard
assessment methodology that leads to a tiered risk assessment approach for industrial
NM and provides technical comments from its experts to the WPMN discussions of
the TG for inhalation test including nanoproperties.
-> In relation with Art.4 of the Recommendation, the AIST contributes to sharing
information among WPMN member countries by co-organising the seminar on in vivo
Inhalation Toxicity Screening Methods for MN with USEPA in Sept
. 2015.
-> In relation with Art.5 of the Recommendation, Japan published on the AIST
website of the test data focused on CNTs and made safety data available to the public
on the METI’s website since 2010.
-MHLW made plan for risk assessments for NM to prevent occupational health
damage and implements it.
-Developing TGs should be further addressed in relation to Art.3 of the
Recommendation of ENV/JM(2015)7. ->member countries should try to make
TGs with an intratracheal administration method for MN / Development of new
TGs or amendment of the existing should be accelerated to establish
methodologies to assess environmental fate and toxicity / Hazard assessment
should be conducted by volunteer members countries of OECD, as OECD
including three carbon materials based on the Dossier published from the OECD
sponsorship program.
- Japan highlights that knowledge and methodologies on detection and
measurement of MN in the environment should be shared among OECD member
countries. Also, risk assessment could be implemented easily, cost-effectively and
speedy, by combining in vitro and in silico including QSAR, Read-across and
categorisation to substitute in vivo test, and should be published immediately and
added to the Annex.
Korea - MOE prepared the legal ground for survey of circulation status of NM in the
regulation on statistical research of chemical substances. Many safety testings on
nanomaterials have been conducted pursuant to the OECD TGs with GLP compliance,
articles have been published in international journals Reports of NM studies have
disclosed through a web-based nanosafety information system of the MoE and a
research management system of the MFDS.
- Korea built a measuring system for particle size distribution corresponding to the
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OECD TG110 and runt a project for supporting testing and analysis on properties of
NM since December 2014 to help the industry implements the OECD
Recommendation.
-Korea established the master plan for NS management at national level and the
government took measures to deal with the issue. (Act on Registration, Evaluation,
etc. of Chemicals Substances in January 2015). She also monitored the status of NM
distribution in the Korean market according to the MoE Notice under the Chemicals
Control Act.
- Korea requests that OECD develops TG and guides persistently considering
properties of NM to build a system for NM safety management and R&D
projects.
- Korea established “Policy Council for NM Safety” to implement, coordinate and
communicate effectively the national master plan for NS management. Each ministry
holds regular workshops for stakeholders to share data for the construction of a system
for NS management.
Netherlands - Recent publication of the report “Assessing health & environmental risks of
nanoparticles”.
- RIVM concludes that the existing models and techniques used to assess the risks
of NM are not yet sufficiently tuned to determine how harmful NM are to
humans and the environment
United
States
- Successful implementation of the Recommendation.
- The US has been applying its chemical regulatory framework under the TSCA to
manage risks of MN taking its specific properties into account.
- The US currently leads 4 projects to develop and amend OECD TGs and apprises the
Chemicals Committee of any technical issues related to the safety testing and
assessment of NM.
- As regards transparency of the data, the US EPA published the TSCA new chemicals
Significant New Use Rules since WPMN 14 and required persons manufacturing
chemical substances as nanoscale materials to notify US EPA an available health and
safety data. It also conducted a public meeting to receive public comments on June 11,
2015.
-Efforts of the WPMN should reflect more the focus on risk assessment issues
most relevant to regulatory risk assessment. These issues focus on all aspects of
risk assessments, including hazard ones and exposure evaluations.
-The US encourages continuing dissemination of information relevant to the
activities of the WPMN.
- The US recommends adding to the Annex any updates/ outcomes form OPECD
expert meetings to improve the applicability of the OECD TGs to NM.
European
Union
- Successful implementation of the Recommendation. Nevertheless, the NM
specifities would effectively related to differences in regulatory routes and outcomes,
while the risk assessment frames do not deviate from the approach applied to
chemicals and are implemented in coherence with the Recommendation.
ENV/CHEM/NANO(2015)33
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- According to the EU the ongoing development of revising the existing OECD
TGs and GDs is of very high importance, in particular existing methodologies for
hazard assessment.
- The collaborative effort under WPMN provided contribution to ensure increased
availability of safety data on nanomaterials to the public and raised the confidence in
these materials.
- Also helped in increasing transparency through the EU activities, publications of the
opinions of scientific committees see
http://ec.europa.eu/health/scientific_committees/index_en.htm ) and the web platform
of the European Commission (https://ihcp.jrc.ec.europa.eu/our_databases/web-
platform-on-nanomaterials
- Increasing volume of nano specific information is expected to appear via
ECHA’s dissemination portal + on global databases such as eChemPortal.
-The OECD TGs are implemented into the EU legislation via the Test Method
Regulation and are mandatory to be used for e.g. registrants under REACHwhen
complying with REACH information requirement. This has been communicated in the
Second Regulatory Review on NM (COM(2012)572 final), and the EU
Recommendation (2011/696/EU) on the definition of NM has been adopted in 2011.
-However the implementation for NM under REACH is still work in progress, as the
REACH technical Annexes are presently revised to ensure the information
requirements reflect the specific NM considerations.(adequate physic-chemical
characterisation & continuous relevance and applicability of any triggers/ conditions
for waiving.) This is taken over also in guidance document ts supporting the
implementation of other EU legislation (for ex., Guidance on the SAFETY
Assessment of NMs) by the SCCS-EU…
- The European Food Safety Authority published in 2011 guidance on the risk
assessment of the application of nanoscience and nanotechnologies in the food and
feed chain that embeds the approach outlined by the Council Recommendation.
- ECHA is also chairing the SG-TA overseeing the progress, post before held by JRC.
- EU will continue to support the work until the identified and agreed TGs are revised
and work with other members.
- EU highlights that are important to continue with the process of adaptation of
OECD TGs as identified. Further needs may be identified following of SG-TA
assessment of data under the sponsorship programme.
- A specific issue driven by need to reduce animal testing is the need to ensure
that the existing efforts on developing OECD Recommendations for alternative
methods should ensure they can be used also for safety evaluation of Nano Materials.
-good dissemination of the recommendation. But specific effort should be made
to ensure that the ongoing research activities adequately consider the
recommendations and to follow the Recommendation on the availability of safety
data related t nanomaterials to the public.
ENV/CHEM/NANO(2015)33
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-EU agrees to amend the annex of the Council Recommendation by adding the
reports and recommendations of the different OECD WPMN Horizontal
Meetings as included in the specific recommendation supporting the
implementation of the recommendation going beyond those presently listed.