FNANCIAL DISCLOSURE REPORT Report Required by the …FNANCIAL DISCLOSURE REPORT Report Required by...

POSITION NAME OF ORGANIZATION/ENTITY

PARTIES ANP TERMS

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Report Required by the Ethics FINANCIAL DISCLOSURE REPORT AOlO in Government Act of 1978 Rev.112006 FOR CALENDAR YEAR 2005 (5 U.S.C. opp.§§ 101-111)

1. Person Reporting Qast name, first, middle Initial)

LIMBAUGH, STEPHEN N

2. Court or Organization

U.S. District Court-E.D.Mo.

3. Date of Report

5/10/2006

4. Title (Article m judges Indicate active or senior status; magistrate judges Indicate full- or part-time) .

U.S. District Judge - Senior

Sa. Report Type (check appropriate type)

D Nomination, Date

D Initial Annual D Final

6. Reporting Period

01/01/2005 to

12/31/2005

Sb. D Amended Report

7. Chambers or Office Address

Thomas F. Eagleton U.S. Cthous 111 S. Tenth Street, Rm. 3.125 St. Louis, MO. 63102

8. On the basis of tbe Information contained In this Report and any modifications pertaining thereto, It Is, In my opinion, In compliance wltb applicable laws and regulations.

Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box/or each part where you have no reportable information. Sign on last page.

I. POSITIONS, (Reporting individual only; see pp. 9-JJ a/instructions.)

D NONE (No reportable positions.)

I. Trustee Trust No. I

3.

c.:..:>c· J4. =-

,.. __ ,..... -

. ,.,5. 0 ..

_J

}> rn-·-

- CJ II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of instructions.)

'1: 0 IKJ NONE (No reportable agreements.)

I.

2.

3.

SOURCE

IYPE

SOURCE DESCRIPTION

4.

4.

FINANCIAL DISCLOSURE REPORT

of11

Name of Person Reporting

LIMBAUGH, STEPHEN N

Date of Report

5/1012006

ill. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp.11-u of insiructions.J

A. Filer's Non-Investment Income

NONE (No reportable non-investment income.)

AND TYPE INCOME (yours, not spouse's)

I.

2.

3.

5.

B. Spouse'S Non-Investment Income - If you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honorarla.)

NONE (No reportable non-investment income.)

SOURCE AND

I.

2.

3.

4.

5.

JV. REIMBURSEMENTS -transportation, lodging,food, entertainment

(Includes those to spouse and dependent children. See pp. 25-27 of instructions.)

NONE (No reportable reimbursements.)

I.

2.

3.

5.

DESCRIPTION

CREDITOR DESCRIPTION YALUECODE

FINANCIAL DISCLOSURE REPORT

of11

Name of Person Reporting

LIMBAUGH, STEPHEN N

Date of Report

5/10/2006

V. GIFTS. (Includes those to spouse and dependent children. See pp. 28-31 of instructions.)

IKJ NONE (No reportable gifts.)

SOURCE

I.

VALUE

2.

3.

4.

5.

VJ. LJABJLJTJES. (Includes those of spouse and dependent children. See pp. 32-34 of Instructions.)

IKJ NONE (No reportable liabilities.)

I.

2.

3.

4.

5.

-

-

A.

·(Xj ,a n prior

-91hares

2Val\i es c6ifurlnsc1

i,;a1 eod<s {S ci lµmiid)

·o: a tio )id¥ii

lr& l dexempt from discl��(ue

Q=.(\ppra I ·

e

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT Page4of11 5/10/2006LIMBAUGH, STEPHEN N

VII. INVESTMENTS and TRUSTS - income, value, transactions (includes those of the spouse and dependent children. See PP· 34-57 of filing instructions)

D NONE (No reportable income, assets, or transactions.)

Description.ofAssets • repofiing period (including trust:issets) .

Place ,, ' 'Gain I entity.of. ·

buyer/sell.;. (ifprlvate tra\lsactiori)

1. Lands, Inc.

2. Coker Knob Tree Fann (1/3%)

3. William Jewell College Municipal Bonds

4. St Louis, Mo. Water Revenue Bonds

5. Missouri Environmental Bonds

6. Bank of America Savings Account

7. Wentzville, Mo. School Bonds

8. AG Edwards Money Market

9. Montgomery First Natl Bk.

10. Mo. Home Ownership Bonds

11. Twenty Grand Syndicate

a.MBNA

b. Engineered Support Systems

c. Commerce Bank-hares

d. Regional Financial Ins. Trust

. e. Commerce Bank

. f. Constellation Brands -hares

A

A

A

A

A

B

A

A

A

A

A

A

A

A

None K w

None K w

Interest Sell

Interest Sell

Interest J T

Interest J T

Interest Sell

Interest K T

Interest J T

Interest K T Buy

Dividend Sell

Dividend Sell

Dividend Sell

Dividend Sell

Dividend K T

Dividend Sell

10/24

7/1

311

7122

4119

7/19

4119

5/17

9/28

K

K

J

K

J

J

K

J

K

··.1: hieomc: oain Codes:· k=Sl ,OOiJ orless E=SJs,o(n.- sso,600 · {See CohlJims BI'and.D4) F,,$50,'00I -SJOO;OIJO

1"sis;ciotl'or1 . · (See andDJ). N ,,;s�,oiu ,'.$50!>,'.oOO .

PJ ""52s,o00,001:sso,ooo;oooMelh;i.J · ,

U,;;Bilbk,Vaiuc

t;4 t M t

: t :f 11 ·

Estate s ;,, cnt w.; ilit

(I) .. (2)

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

of11 5/10/2006LIMBAUGH, STEPHEN N

vn. INVESTMENTS and TRUSTS - income, value, transactions (includes those of the spouse and dependent children. See pp. 34-57 of fillng instructions)


·· x · · B.

.. lncomcduririg

reporting perii:>d

:(s>··

c.

Gross:value·at·end of·.· reporting period

. . '. · . . '• .: - • .. ;... ' (2) {I)

Vallie

. Value·

div. ,_r t, Meihod.·code2 Co e3O(jnl} . .(J,P) (Q'W}

'.. :,

Typ {e,g.

g. Walgreens eiares

h. Interstate Bakeries

i. Dow Chemical Co.

. j. Devon Energy Corp.

. k. Disney Co.

. 1. Southwest Bank

. m. Stifel Nicolas Money Mkt

. n. J.B. Hunt Trans. Serv.

: o. J.B. Hunt Trans. Serv.

. p. Dell, Inc.hares

. q. Dell, lnc .•hares

. r. Dell, Inc. -91'ares

s. Dell, Inc. -·hares

L United Healthcare .hl!Tes

u. Cimarex Energy Co. -hares

v. Cimarex Energy Co .•hares

w. Getty Images Inc . .. ares

A

A

A

A

A

A

A

A

A

A

A

A

A

A

A

Dividend K

None

Dividend

Dividend

Dividend

None J

Interest J

Dividend J

Dividend

Dividend J

Dividend

Dividend J

Dividend

Dividend K

Dividend J

Dividend J

Dividend J

T

T

T

T

T

T

T

T

T

T

Sell 11/18 J

Sell 12120 J

Sell 7/19 K

Sell 9120 J

Buy 3115 J

Sell 9/20 J

Buy 7/19 J

Sell 11/18 J

Buy 9/20 J

Sell 11/18 J

Buy 1/18 K

Buy 1118 J

Buy 7/19 J

Buy 4119 J

B =Sl,001 -·S'./,500. o=S100,001-s1,ooo;OIJ() K =S1s,001 ;.ss9;0000 =SSOO;OOl -Sl;OQi),000 R =Cost (Real Onfy)V=OthCr

A.'

al\ci' fro Qr

,,

:s:: : M.ilio.i ·

cse. JUJ#D·e:ir · ·

(1)

vl F;;;ri.

Cll ll'Pl .

: er,

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

.of 11 LIMBAUGH, STEPHEN N 5/10/2006

VII. mvESTMENTS and TRUSTS - income, value, transactions (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions)


Place' "(X)" )>uy; ell

.. n:deni!>ti n) Day

' ·, :_._:) ,;· ;

T}-pe(e.g.· (:i) .Date Month.

. x. Getty Images, Inc . •ares A Dividend J T Buy 12120 J

. y. Genentech, Inc . •hares A Dividend J T Buy 4119 J

. z. Genentech, Inc. -·hares A Dividend J T Buy 6/21 J

. aa. Qualcomm.hares A Dividend J T Buy 5/17 J

. bb. Qualcomm -ares A Dividend J T Buy 9/20 J

. cc. Qualcomm -·hares A Dividend J T Buy 10/18 J

. dd. BHP Billiton Ltd. ·9Jiares A Dividend J T Buy 7/19 J

. ee. BHP Billiton Ltd. --ares A Dividend J T Buy 10/18 J

ff. Coming, Inc. -ares A Dividend J T Buy 10/18 J

gg. M icrosoft Corp. --ares A Dividend J T Buy 11118 J

hh. Motorola, Inc. A Dividend J T Buy 12120 J

12: Farewell Investment Syndicate

a. Walgreens A Dividend J T

.b. EMC None J T

.c. Neogen None Sell 213 J

d. RPM None Sell 911 J

e. Home Depot None J T

3.Vaiue T=C8Sil Milrlcei · s."'A.iseSsfueut

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"

..

...

-

..

A.

<Q.m So<Jcs.= ¢olumnS'Bfimd•D4)

·i.vahiecodes ·

3; tm!:i

=S1s;00t1 1cs.' ,;;siso:ool

>

= rde::..



vn. INVESTMENTS and TRUSTS -income, value, transactions (includes those o/the spouse and dependent children. See pp. 34-57of filing instructions)

0 NONE (No reportable income, assets, or transactions.)

Descriptfon ofAsse!S (including trust assets)

l'lace "(X)" after ea.Ch 35set (4)exempt from prior discl1>sure · oain

:. Cod.• I (AcH)

($) Ic!Cnti!Yof buyer/Seller (ifpriVllte tran8action)

• l llico* •(See

: · <s.cCci c1imdnJ>

·.

'. f. Pfizer

. g. Regis Corp.

h. Gen. Maritime

i. Bunge, Ltd.

j. Microsoft

k. Conoco Phiilips .hares

I. Conoco Phiilips .hares

m. 2 Berkshire Hathaway-CIB

n. Johnson & Johnson .hares

o. Johnson & Johnson .hares

p. Interstate Bakeries .hares

q. Interstate Bakeries .ares

r. L-3 Communication

s. National City Corp.

t. Schering Plough

u. J.C. Penney .ares

. v. JC Penney .ares

A

A

A

A

A

A

A

A

. A=Sl,Ooo or less· F:Sso;0o1 -'slooP® i N "s.loo.OOt! PJ=S:zs;000,001-ssO:il/io;ooo •

. '

None Sell

Dividend

None Sell

None Sell

6/3

None Sell

None Sell

911

J T

Dividend J T

Dividend Sell

Dividend J T

Dividend J T

None Sell

None Sell

911

None J T

None Sell

Dividend J T

Dividend J T

Dividend J T

11/21

3/3

3/3

3/31

10/6

10/6

J

J

J

J

J

J

J

J

J

1.)rfie'd¥DJ; :k:) ,

·

"<":;"

Date of Report Name of Penon Reporting FINANCIAL DISCLOSURE REPORT of11 511012006LIMBAUGH, STEPHEN N

VII. INVESTMENTS and TRUSTS -income, valiu, transactions (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions)


.w.Nucor A Dividend J T Buy 1/31 J

x.Nucor A Dividend Sell 6130 J

y. Hattahs Entertainment, Inc. A Dividend J T Buy 3/28 J

z. Hattahs Entertainment, Inc. A Dividend Sell 8/28 J

aa. Maverick Oil None J T Buy 4129 J

bb. Maverick Oil None Sell 11/21 J

cc. Doral Financial Corp. None J T Buy 5131 J

dd. Doral Financial Corp. None Sell 11/03 J

ee. Billiton Ltd-ares A Dividend J T Buy 8/1 J

ff. Billiton Ltd..ares A Dividend J T Buy 8/29 J

gg.Cimarex A Dividend J T Buy 1131 J

hh.Coming A Dividend J T Buy 10/3 J

. ii. Dendreon A Dividend J T Buy 8/29 J

.ij. Devon A Dividend J T Buy 1/31 J

.kk. Devon A Dividend J T Buy 2/28 J

. II. Devon A Dividend J T Buy 811 J

. mm. Fording Canadian Trust A Dividend J T Buy 10/3 J

. ·" :z;. .

· rli gp. od

( W)

"·

=.!:: 19;0!lQ;cJlio: w"' i#d

•· :·o s.v!.il.ci!tendof .

2128



vn. INVESTMENTS and TRUSTS - incom value, transactions (includes those of the spouse and dependent children. See PP· 34-57 of filing instructions)


. 'c:·

. (i} . (2).Value . Meiji <! Cod 3

nn. Hamihs Entertainment Dividend BuyA J T 3/28 J

oo. Hamihs Entertainment A Dividend BuyJ T J6127

pp. Kerr-McGee A Dividend BuyJ T J

.qq.Lowes DividendA BuyJ T 8/29 J

. .

..



VIll. ADDITIONAL INFORMATION OR EXPLANATIONS. r1ndica1e par10/Repor1.J

Exhibit A:

VII. Investments and Trusts:

I, Lands, Inc., A Missouri Corporation located in Cape Girardeau, Missouri. The main asset of the company is a farm located in Bollinger County, Missouri.

2.•••••• arm consists of timberland located north of the northern boundary of the City of Cape Girardeau, Missouri.

3. Number 11- a to hh on Schedule VII, are investment club assets in which the reporting person has a I/24th interest. Number 31, a to qq on Schedule VII, are

also investment club assets in which the reporting person has a I/27th interest The value of each security listed is the total value of the asset of which the undersigned has an interest. All of the assets listed in Schedule VII are owned by Trust No. I.

Date of Report Name of Penoo Reporting FINANCIAL DISCLOSURE REPORT


IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

/

Signatur

NOTE: ANY WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE TIBS REP AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

FNANCIAL DISCLOSURE REPORT Report Required by the …FNANCIAL DISCLOSURE REPORT Report Required by...

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