FNANCIAL DISCLOSURE REPORT Report Rec1uired Rel'. FOR ...CEDITOR DESCRIN CODE FINANCIAL DISCLOSURE...

12
_ _______ ___ _ Date _ ___ _ rsmoN PAT AND TRMS C , 9 ( - ˘ : · ˙ 6 Reviewing Of ce r Report Rec1uired by the Ethics A0-10 FIANCIAL DISCLOSURE REPORT in Goverment Act of 1978 Rel'. l/004 FOR CALENDAR YEAR 2004 (5 U.S.C. npp. §§ 101-111) I. Person Reporting (Last name, First name, Middle initial} 2. Cour or Org-.niztion 3. Date of Report · J Sweet, Robert W U.S. Distict Cour 5/15/2005 4. Title (Article I I Judge indicate ac tve or senior status; 5. ReporType (check appropriate tye) 6. Reporting Period . magistrate judges indicate fll- or part-time) Q Nomnton Date "1/1/2004 Judge (Senior status) to Q Jnit @Annu Q Fnl 12/31/2004 7. Chamber or Ofce Address 8. On the basis ofthe infration contined in tis Reor and any modifcatons perning t hereto , it is, in my opinion, i n compliance Federal Court House with applicable laws and regulations. 500 Perl Stet Room l 920 New York, New York 10007 IORT A NOTS: Te instrctions accompanying this fr must b fllowe. Complete all parts, checking the NONE box fr each part where you _have no reporable infration. Sign on l page . .. . 3.. , : " ,., . -: •" L" POSIIONS. ; (eorting individual only se PP· 9.13 of fling instructions) o·:N:.. " (o rrble positions.) .>.. ·-: · - NAME OF ORGAATION/ 1. Diretr Constituton Works 2. Dirtor, Honon Trstee Albanian/ American Cultral Foundaton I.. AGRET. (Reporing individual only; · -se pp. l 4·16 of fling instctions) - . \ NONE (o reortable agreements.) · . 1. = = ( . . C :;: . , > o- (d·) Z - c:> :Z a rn O) ) - , , r N : : m ( m < m 0

Transcript of FNANCIAL DISCLOSURE REPORT Report Rec1uired Rel'. FOR ...CEDITOR DESCRIN CODE FINANCIAL DISCLOSURE...

Page 1: FNANCIAL DISCLOSURE REPORT Report Rec1uired Rel'. FOR ...CEDITOR DESCRIN CODE FINANCIAL DISCLOSURE REPORT Nme of Peson Reporting Swee, Robet W Date of Report 5/15/205 GS. {Includs

___________ _ Date ____ _

rosmoN

PARTIES AND TERMS

Cl

,, 9 ("°'.) -

Reviewing Officer.

Report Rec1uired by the Ethics A0-10 FINANCIAL DISCLOSURE REPORT in Government Act of 1978 Rel'. l/2004 FOR CALENDAR YEAR 2004 (5 U.S.C. npp. §§ 101-111)

I. Person Reporting (Last name, First name, Middle initial} 2. Court or Org-.inization 3. Date of Report· J Sweet, Robert W U.S. District Court 5/15/2005

4. Title (Article III Judges indicate active or senior status; 5. ReportType (check appropriate type) 6. Reporting Period .

magistrate judges indicate full- or part-time) Q Nomination, Date "1/1/2004

Judge (Senior status) to

Q Jnitial @Annual Q Final 12/31/2004

7. Chambers or Office Address 8. On the basis ofthe information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance

Federal Court House with applicable laws and regulations.

500 Pearl Street • Room l 920

New York, New York 10007

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you _have no reportable information. Sign on last page .

.. . .., :" ,., . -: •" L" POSITIONS. ; (Reporting individual only; see PP· 9.13 offiling instructions)

o·:N-o:NE.. " (No reportable positions.) .>..·-:: · -

NAME OF ORGANIZATION/ENTITY

1. Director Constitution Works

2. Director, Hononuy Trustee Albanian/ American Cultural Foundation

IL .. AGREEMENTS. (Reporting individual only;·-see pp. l 4·16 of filing instructions) -. NONE (No reportable agreements.) ·

. 1.

= =

(/) ....,.,C) ::;;:: . ,, >-o-( ·)Z -<

c::>::CZ a:> rr;n O)> )>-,, ,

r-1 N

:::0 m () m

< m 0

Page 2: FNANCIAL DISCLOSURE REPORT Report Rec1uired Rel'. FOR ...CEDITOR DESCRIN CODE FINANCIAL DISCLOSURE REPORT Nme of Peson Reporting Swee, Robet W Date of Report 5/15/205 GS. {Includs

GROSS INCOME

DATE SOURCE AND TYPE

SOURCE DESCRIPTION

FINANCIAL DISCLOSURE REPORT Name of Person Reporting

Sweet, Robert W

Date of Report

5/15/2005

ill. N ON-INVESTl\1ENT IN C01\1E. (Reporting individual and spouse; see pp. 17-24 or filing instructions)

A. Filer's Non-Investment Income

NONE - (No reportable non-investment income.)

·SOURCE AND TYPE

(yours, not spouse's)

I.

. ' .

n. Spouse's' Non-lnvestment lncome(Ifyou were married during any portion of the reporting year, please complete this section. Dollar amount not' required except for.h_onoraria.)

,NONE·-_.:_· ,��oitable non-investment income.) . . . . '

.

1.

IV. REJ1\1BURSElVIENTS - transportation, lodging, food, entertainment.

(Includes those to spouse and dependent children. See pp. 25-27 of instructions.)

D,.NONE - (No such reportable reimbursements.)

';'.

1. ABA Reimbursement for travel expenses in connection with Aviation & Space Law annual meeting in Washington, DC on 10121/04.

2.

Page 3: FNANCIAL DISCLOSURE REPORT Report Rec1uired Rel'. FOR ...CEDITOR DESCRIN CODE FINANCIAL DISCLOSURE REPORT Nme of Peson Reporting Swee, Robet W Date of Report 5/15/205 GS. {Includs

CREDITOR DESCRIPTION CODE

FINANCIAL DISCLOSURE REPORT Name of Person Reporting

Sweet, Robert W

Date of Report

5/15/2005

J V. GIFTS. _{Includes those to spouse and dependent children. See pp. 28-31 of instructions.)

NONE (No such reportable gifts.) -

SOURCE DESCRIPTION

1.

VL LIABILITIES. (Includes those of spouse and dependent children. See pp. 32-34 of instructions.)

D NONE (No reportable liabilities.)-

VALUE

1. Bear Steams through HCFP/Brenncr Margin loan K Securities

Page 4: FNANCIAL DISCLOSURE REPORT Report Rec1uired Rel'. FOR ...CEDITOR DESCRIN CODE FINANCIAL DISCLOSURE REPORT Nme of Peson Reporting Swee, Robet W Date of Report 5/15/205 GS. {Includs

Page

II. --

4.

5.

(2)

FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting

1of7 Sweet, Robert W 5/15/2005

VIL JNVESTMENTS and 1RUSTS - income, -alue, tnmscations (includes those of the spouse and depend 'tlt c-hildren. See pp. 34-S7 of filing instructions.)

- A. B. c. D. Income during Gross value at end of TrallSllctions during reporting period

Description of Assets reporting period reporting period -(including trust assets)

(I) lfnot exempt from disclosure (I) (2) (I) (2) (3) (4) (S)

Place "(X)" after ead1 asset exempt TypeAmount Type (e.g. Value Valuefrom prior disclosure

(e.g. Date: Value Gain Identity of _Code I div. rent. or Code2 Method buy, sell, Month- Code2 Code

(J-P) I buyer/seller

(A-H) int.) (J-P) merger,redemption)

DayCode3 (Q-W)

(A- (ifprivntetransaction)H\

-DNONE· (No reportable income, assets, or transactions)

I. United Dominion Realty Trust B Dividend K T

2. Wyeth A Dividend K T

3. IBM A Dividend K T

6.

Walt Disney Company A Dividend K T

AT&T Corp -- -

A Dividend J T

Avaya Inc None J T

7. AT&T Wireless Services Inc None sell 10/27 J B

8. Lucent Technologies None J T

9. 3M B Dividend L T

10. hnation Corp

- Procter & Gamble Co

A

B

Dividend

Dividend

J

L

T

T

·-· ··- .. · ·· ·

12. General Electric Co A Dividend J ' T

13. Agere Systems Inc. Class A None J T

14. Agere Systems Inc. Class B None J T

15. Comcast Corp None J T

16. Smucker J M Company A Dividend J T

17. Reserve Treasury Fund None J T

18. Precision Castparts B Dividend N T

L . lncmmilGAin COOes: ---(�:r�jB1.#D4

•2. Vlilue�: - -_(See COiumns Cl and D3)

3. -Value Method-Codes (See- Column-c:?J

A "' SLOOO nr less -F =&pO;(IOl Sl00,000

=Su;).Joo,;1css N ""S:?.. ,®' ;000 P'.l = $25,-000,00l-S$0JJOO,OOO Q = Apprai.<al U =• Book Valoo

B - --= $i;DoI �s;soo G _ "'.' SlqO;OOHS_l,;��Q\l!) K -=.si.o.OOl-:''50.-000 b = $500,QOJ,-Sl,000.000

R =-Cost (Real Estate Olllj) -Y =Othel' -

t" "'$2,SOl--$?,000 HI =:$l,-00l);OOJ.;s5;PDQ;oot1

- L :sso'.�0J-s109;000 --

PJ ,,, u,c100,001" 000,ooo P4 = 1SM than $5o;OOO;UOO S = Assessment :w ._.;,faiimated

.· . . . . ' H2 '"'"-More tbiin S�.OOO;!lOO M.· :iiOQ;oo1i$:Zso,wo · ··-.1'2 =-S!i,o.oo.001"s2:;,,ooo,QOO

Page 5: FNANCIAL DISCLOSURE REPORT Report Rec1uired Rel'. FOR ...CEDITOR DESCRIN CODE FINANCIAL DISCLOSURE REPORT Nme of Peson Reporting Swee, Robet W Date of Report 5/15/205 GS. {Includs

· ·-

luiriiis

-

-

(3)

-- - -

· . ·-

24.

-·-- · - -· - ·· · ·-

.2. \' u S1

(e.g.

(b)

-- :.

FINANCIAL DISCLOSURE REPORT Date of Report Name ofPerson Reporting

Sweet, Robert WPage 2 of7 5/15/2005

- income, value, lrlln$L"<llions (includes those ofthe spouse and dependent children. See pp. 34-57 offiling instructions.)VIL INVESTMENTS and '!RUSTS

- A.

Description of Assets (including trust assets)

c. D.B. Income during Gross value at end of Transactions during reporting period

reporting period reporting period

If not exempt from disclosure (I) (2) (I) (2) (I) (2) (4) (S)

Place "(X)" after each asset eKcmpt Value Value Type (e.g. Date: Value Gain Identity of Amount Type buy, sell, from prior disclosure Month- Code2 Code buyer/sellerCode2 MethodCode I div. rent. or

Wells Fargo Company 19.

American Int'! Group 20.

General Electric 21.

22. Schlumberger Ltd ·

Transocean Inc. 23.

(A-H) int.)

D Dividend

A Dividend

c Dividend

B Dividend

None

(J-P)

N

M

Code3 (Q-W)

• T

T

merger, redemption)

Day (J-P) I (A-"'

(if private transaction)

M

M

K

T

T

K TKloninklije Ahold NV

25. US Treasury Bill due 01115104

26. US Treasury Bill due 07129/04

27. US Treasury Bill due 07/29/04

JPMorgan Treasury Plus Money Market Fund 28.

Fiduciary Trust Company Int'! Money Market 29. -· · ·

B Interest

c Interest

B l)ividend

c Interest . .

matured 01/15 N

buy 05/03 Pl

matured 07/29 Pl

sell ( e) Pl

Pl T (a) -- ..... .. .,- .- ----·--- -

· Knolls II Villa LP None 1 w30.

1MEstes • Sheridan LP E Distribution31. u

32. NP Stratham LLC

33. NPDoverLLC

34. NP Na5hua LLC

35. NP Fairhaven LLC

E Distribution

None

D Distribution

c Distribution

1 u

u1 (b) K

1 u

1 u

NP Hanson LLC D Distribution 1 u36.

-C .lnCoiiiclGain Codes: .A = $ l,000 Qt Jess :s "'.' $1;(1{)1•$2,5°°' C -=.S2:$�H-$5,000 D .-= '$.'i>-00L-S1:5.000 · E. = .$15,@l-SS!l.{JQ!l..·.:· .· ':' .. : . . . . . . . ·;BJ 04) ;F '°'. SSQ,OOl-SlOO;OOO -G =,$10ti;OOHl,'!IOo;OOO HJ =S-1,000,ooi..ss,-OOQ;Qoo Hi =Mo elh11n;lis:ooo,9Qo

i =S:JMOo{!rJess - 'K. ""$1 .001.-s:so.o,oo . L = $50.00HiOO;®Ii M .,; St00;00 $�$ll.;<IP!i tSeeC�1mniiSCl andD3} N s2so;-000-1SOO;ooo '0 *'' 1ji500;00l•Sl,000,0DO PI = u;-Ooij,001..ts,noo;ooo P2 =·ss;ooo�otii S2 ;ooo,®:o

. · 1'.3 =$25,00Q.J}i)i SO-,Of.!Q;(l(){) ·P4 := .SMore than SSQ,OOQ;(IOO

: · ··:.· ... . ·.{See' ColwnnO)

'Q

'U

Apprai a'I

=JlookValue · R "" CosiJReal ·Estate Only)

V ·={)ther

S

W

= Assessm:nt

= Bmimated

T "' Cnsh!Mruker

Page 6: FNANCIAL DISCLOSURE REPORT Report Rec1uired Rel'. FOR ...CEDITOR DESCRIN CODE FINANCIAL DISCLOSURE REPORT Nme of Peson Reporting Swee, Robet W Date of Report 5/15/205 GS. {Includs

-

i!l1 11rric!Gllii:i

V,

·-

5/1512005

= As es mem

·. FINANCIAL DISCLQSURE REPORT Date of Report Name of Person Reporting

Page 3 of7 Sweet, Robert W

- income, value, transc.ations (includ those of the spouse and dependent children. See pp. 34-57 offiling instructioa .). VIL INVESTMENTS and TRUSTS '4

A. B. c. D. Income during Gross value at end of Transactions during n.'J!Orting period

Description of Assets reporting period reporting period (including trust assets)

(I) (2) (I) (2) (I)

.

Ifnot exempt from disclosure

Place "(X)" after each asset exempt ·:&om prior disclosure

Amount Code! (A -H)

Type (e.g. div. rent. or int.)

Value Value Code2 Method (J-P) Co<le3

(Q·W}

-

Type {e.g. hUY, sell, merger, redemption)

(2) Date: Month-Day

(3)

Value Code2 (J-P)

(4)

Gain Code 1 (A-1-1\

(S) Identity of buyer/seller (if private transaction)

37. NP Portfolio Account LLC E Distribution L u

38. Northstar Quincy LLC c Distribution J u

39.

40. Trust #I (lines 41-62) E Distribution Pl T (c)

41. Agnico Eagle Mines Ltd

42. -American Electric Power

43. -Burlington Northern

44 .. -Burlington Resources .-. 45. -Conn Light & Power $2 Pfd

46. -Consolidated Edison of NY

47. -···· . .. . -Con Edison of NY $5 Pfd

·-----·-----· ·-- ·- . . . - ..•.., . .... · -- . -- --- ·· ·--.. . . . - - - . . .. · ·- . .

· -· ---- ·-· ·-· . . --- - ·- .. ·· ·- - - - -48. -Delphi Corp - .

49. -Exxon Mobil Corp

so. -Gencorp

51. -General Electric

52. -General Motors

53. -Hartford Financial Services

54. -ITT Industries

.:. L ·. ·:.. ··.·. · :. ._. -: . Coqcs: A =$1,000-orless B Sl;OCll-$2,500 C S:!,Slll-S ,()00 D =liS,001:.StS;OOJ) . E: '= 1s,oo ��n;�! · -· : . f�.tie'COiuinns'Bl :andD4) F = sso,001. aoo,ooo Ci ,., S'IO!J.;OOl;;$1,oo6,ooo H :$1,-00Q,OOl•S.5;000;-000 Hi =More�m:m.s .;iipo;oOO · '"> ;, _._ ::··; '..\··:"'.:

i. C()Oi; : J . = S:j ;OO!J;prJ s K "=' US;«H"-:S:So;ooo L =:$5{),tl()HSl9Q,DO{t .M <=:SIJ:IO;{i()J;;$ $0,009 .. .

· : ('8 -C(llmnm {"I :uid .DJ) N =· S250,000 $500;000 ·p =' S5lJO,QOl'SJ,OOO,OOO Pl =-Sl;D00;-0.01�"$5;{100;000. P2 =:S5,000,0iU S;ODO,llOO

P4 ,; SMtire 1hai1. ssv.uoo;()OO .: ...= $25;00!);00 h·!S!ilMlOO;O()(l .

= Estimated

1' . . :.·.

3. Vah\e'Method Codes Q '" l�pprai$ii:l R . =Cost (Real Esillte Onlyi S

.

'f "= :C.':isll'"Market

=' Bonk \! alue (See CO-lwnn C,1 U V <=Oilier w

Page 7: FNANCIAL DISCLOSURE REPORT Report Rec1uired Rel'. FOR ...CEDITOR DESCRIN CODE FINANCIAL DISCLOSURE REPORT Nme of Peson Reporting Swee, Robet W Date of Report 5/15/205 GS. {Includs

=-$i5;®l•.$'50,00(J

- · · . · · · ·- .

55.

57.

59.

72_

(I)

FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting ..;

Page 4of7 Sweet, Robert W 5/1512005

- income, value, transc-ations (includes !hose of the spouse and dependent dtildrcn. See pp.34-57 of filing instructioos.) VII. INVESTMENTS and 'IRUSTS

c. D.- A. B. Gross value at end of Income during Transactions during reporting period

Description of Assets reporting period reponing period(including trust assets)

If not exempt from disclosure (1) (2)(I) (2) ((2) 3) (4) (5)

Type (e.g. Date:Place "(X)" after each asset exempt Amount Type (e.g. Value Value- Identity of Value Gain from prior disclosure buy, sell, Month-Code2 Method buyer/sellerCode 1 div. Code2 Coderent or

merger, Day I (A· (ifprivate(J-P) Code3 (J-P)(A-H) int.) redemption) transaction)(Q-W)

-

-Kerr McGee Corp

-Omnova Solutions Inc. 56.

58

-Rayonier Inc

.-Starwood Hotels & Resort

· -United Technologies

60. -Wyeth

61. -SB Money Market Funds

62. - Citibank NA Bank Deposit Program -

63.

Trust #2 (lines 65-101) G Distribution64.

65. USTN 6.0% 8/15104 . .

66. USTN 5.875% 11/15/04

61;· USTN 5.750% 11/15/05

68. Brockport, NY 3.5% 06115104

69. Erie Cnty NY 4.5% 10/01104

70. Trumansburg, NY 4.0% 06/15/05

71. US Treasury Bill due 01122104

P2 T

(a)

(c)

matured 08/15 N · -· . .·-· -- -

matured 11115 M

matured 06/15 M

matured 10/01 M

matured 01122 Pl

US Treasury Bill due 04129/04 buy 01/29 Pl

1, .lnriQnK,:!GainCodcs:

. , eeCO'JumnsBl :and )_ A - . ..i·st;;ooil or less F =S5tl,00Mi100,000

. s G

..;&1,001-si.soo "' Sl{l{).001.:S 1,000,000

c =•$2, (H-$5,000 Hl = Sl,ll()O;OOl·S:S;ooo;ooo

. D "'$5;1.)0Mi'L:SiO@ H2 =Mori: lh!lnss.,000.;000

B . '"' s 15;00l•SsOJiOO

2: \'ill.PC Codes: = Sj:5;000 ·or l ss · J( L =Still•.001 s10o;O()l1 M =SU:iO;(i91.S�so,ooo �$ee'C�lumns ¢1:ind03) N =S250,000-;S500,000 0 = $500,()0l-Sl ;000,000 .Pl = Sl;O(l0,001-$5,(JOO,OOO 1'2 _F•SS;000,001 $25,00ROOO

n =QS,O\l(l,-OOl·SS0.-000,000 .P4 =1'More tbanSSO;OQo;ooo · 3. Valuell.ieihod Codes Q =.'q>prai,:ul R =-C'ost (R.eal •Estate Oaly) S = As esstnmt T =r:isn'Marke1

(See C-OlwnnC'.!J U ·=Book Value V ='Other w =Estimated

Page 8: FNANCIAL DISCLOSURE REPORT Report Rec1uired Rel'. FOR ...CEDITOR DESCRIN CODE FINANCIAL DISCLOSURE REPORT Nme of Peson Reporting Swee, Robet W Date of Report 5/15/205 GS. {Includs

. .

(2)

·· -

(3) (4)

FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting

- Page 5 of7 5/1512005

- income, 11lue, tr:msc.ations (includes lhose ofthe spouse and dependent c.hildren. See pp. 34.57 of filing. instructions.)

Sweet, Robert W

VII. INVESTMENTS and TRUSTS

73.

74.

75.

76.

77.

A.-

Description of Assets (including trust assets)

Place "(X)" after each asset exempt from prior disclosure

US Treasury Bill due 04/29/04

US Treasury due 04/29/04

US Treasury Bill due 09/16/04

US Treasury Bill due 09/16/04

AIG Int'l Group

B. Income during reporting period

(I)

Amount Type (e.g. Code I div. rent.or (A-H) int.)

c. Gross value at end of reporting period

(I) (2)

Value Value Code2 Method

(J-P) Code3 (Q·W)

n. Transactions during reporting period

(I) Ifnot exempt from disclosure

Type (e.g. buy, sell, merger, redemption)

sale

matured

buy

matured

(2) Date: Month-Day

02/16

04/29

06/17

09/16

Value Code2 (J-P)

L

Pl

Pl

Pl

(5)

Gain Identity of Code buyer/seller I (A· (ifprivate WI transaction)

78. BP Amoco

79. Bristol Myers '·

buy 01/30 L

80. Del Monte FoodsCo

81. Dycom Industries !

82. ExxonMobil

83. ·-·

Heinz, HJ. Co. . . . . - .. - ·-·· .. . .. .. . - . ·--

84. '

lmagistics·

85. Kimberly Clark Co1p

86. Limited Brands buy 08/19 L

87. Mack Cali Realty Corp

88.

89.

Medco Health Solutions

Merck&Co

90. Neenah Paper (d)

L l11C1>�'9aiii Gl>ilcs: A -=Sl;OOo'orless c'B = s1,.tl(lr�gsoo D "'"S.'i;llO l-Sl:,'i;-0(10 .

(Set: COfuiniJsBl MdD4} · F =SSO;OOl SHl0,000 {; = SHio.Ol',lhS 1,000,000 HI =-St,000,001.SS;llilO;Ootl H2 =Motethim$ ,l)op,OQO .. . .

2. Value COdes: -=·Sl-S;OOO or less K =.$l:SXIOJ·S50.'000 L =.$50,{IOhS!OQ;O(l(I M = 100,00l-$250;000

{See COl11mns Ci and DJ) 'N = S250,000-S500.000 0 = $5()(1,00l SJ,OOD,QOO Pl = $1;.000,-00!cS:S,000;000. P2 "" ;000,0('1 $2S,OOci;OOO

P3 =$2 ;000.00l-S50.-0(JO,U()O P4 = !&More than. s!iQ,PQO;OOO

3.. Vlilue :M.eihod Curles · Q = Apprai:::al R =Coslo(Rcal Estate Onh') S = A ;essrmm T =C sh-'Mark-et

(See Column C2) U = Boilk Value v =Other W ·=:Estimated

Page 9: FNANCIAL DISCLOSURE REPORT Report Rec1uired Rel'. FOR ...CEDITOR DESCRIN CODE FINANCIAL DISCLOSURE REPORT Nme of Peson Reporting Swee, Robet W Date of Report 5/15/205 GS. {Includs

...

(3)

'

---

(4) (5)

--

93.

94.

99.

........

(2)

(a)

·-·- ....

. FINANCIAL DISCLOSURE REPORT Date of_ Report Name ofPerson Reporting ,. Page 6of7 Sweet, Robert W 5/1512005

- income, value, tranm1tions (includes those of the SJl<luse and dependent children. See pp. 34-57 of filing instructi1m.�.) VIL INVESTMENTS and TRUSTS

- A. B. c. D. btcome during Gross value at end of Transactions during reporting period

Description of Assets repolting period reporting period (including trust assets)

(1) (2) (1) (2) (I) If not exempt from disclosure

Place "(X)" after each asset cxempi. from prior disclosure

Amount Code I (A-H)

Type (e.g. div. rent. or int.)

Value Code2

(J-1')

Value Method Codc3 (Q-W)

Type (e.g. buy, sell, merger, redemption)

Date: Monlh-Day

Value Code2 (J-P)

Gain Code I (A-1-f\

Identity of buyer/seller (if private transaction)

91. Nokia Corp -

92. Pitney Bowes Inc.

Raytheon Co

Schering-Plough buy 01/30 N

95. Symantec

96. Verizon buy 01/30 L

97. Washington Mutual buy 01130 M

98. JP Morgan Select Small Cap Equity Fund #690 sale 09/15 M E

Chase Bank Money Market

North Colorado Springs Land & Improvement Co. JOO.

(a)101. Fiduciary Trust Int'! Money Market .. , . . . - ... .. -··· -- -·· · · · -·. . .· . . .

102 •.

103. Trust #3 {lines l04-117) D Distribution Pl T (c)

-JPMorgan Treasury Plus Money Market (e)104.

105. - Fiduciary Trust Int'I Money Market (a)

106. -Berkshire Hathaway Inc.

107. -Estes - Sheridan LP (b) J

108. -NP Stratham LLC

. l.-'ln@mc!filiin Codes:

· :C01uinnsB1 '81ldD4)

Z. Vlillle{'odes:

!See .Columlls Cl and D3)

3. Vnlll<'.Medtod Codes

{See Colwnn C'.!J

A -= $ L;,000 or less

F =· so,001.;s100,0i;10 · = $1,5 00�LorJess

N = S250,00!J.:S50MOO

P3 = $25,000;00 l-S;>0;-0!,l(l,OQO Q = .'WJ>rai::al

U =.Jlook Value

B

v

K

0

R

· v

=Si,.OOi-"S4..500 C =S (ll-S5,�00 D -=SS,OfH-Sl,5,000

;,.,,s100.oo -s 1,:ooQ.000 Jn = U,Q00,001'-S5i000;000 R2 =MW:e tlla):i SS,000.lOOil ""Sis.t101::s.SOJJl.IO L = S50,-00J-Sl00.000 .M =$IOO;OOT-'SZ5 ,1'.JOO

.; :SSU0.()()1"$I ,000,000 ii' J = Si,OOO,OOHS5;00();000 P2 =S. ;OOO,OOi-S2S,OOOJlOO

l'4 = SMore than $50,00!),{)0l}

= Cost.(Jleal Estate Onj ') S "' Assessmmi T =Tash:1vlatket

=Other ·w = Estimatecl

Page 10: FNANCIAL DISCLOSURE REPORT Report Rec1uired Rel'. FOR ...CEDITOR DESCRIN CODE FINANCIAL DISCLOSURE REPORT Nme of Peson Reporting Swee, Robet W Date of Report 5/15/205 GS. {Includs

\

'

'

.

122.

c(J1umiis:c1mmi

(3) (4)

.,

·-.

. ' .. . · -

II" FINANCIAL DISCLOSURE REPORT Date ofReportName ofPerson Reporting

Sweet, Robert W 5/15/2005Page 7of7

-- income, value, transcations (includc.s those or the spouse and dependelit children. See pp. 34-57 of filing instructions.) VII. INVESTMENTS and 1RUSTS

f - A.

Description or Asse!S (including trust assets)

Place "(X}" after each ass 't exempt from prior disclosure

109. -NP Dover LLC

110. -NP Nashua LLC

ll l. -NP Fairhaven LLC

.112. -NP Hanson LLC

113. -Northstar Quincy LLC

,.

114, · -NP Portfolio Account LLC

llS. -Koninklijke Ahold NV

116. -US Treasury Bill due 07 /29/04

117. -US Treasury Bill due 07129/04

ll8.

B. Income during

reporting period

{I) (2)

Amount Type (e.g. Code I div. rent. or

(A-H) inl)

c. Gross value at end of reporting period

(I) (2)

Value Code2 (J-P)

-

Value Method Code3 CQ-W)

D. Transactions during reporting period

(I} lfnot exempt from disclosure

Type (e.g. buy, sell, merger, redemption)

(b)

buy

matured

(2) Date: Value Month- Code2 Day (J-P)

J

05/03 N

07/29 N

(5)

Gain Identity of Code buyer/seller

l (A- (ifpriYnte .... transaction)

119. Citibank Moneymarket Account . ·. ·--··- . .

A Interest · · -· . .

J T · - . -···· - .

. . .

.

. ,.__ .120. ·. Citibank.Checking Account

121. JPMorgan Chase Checking Acct

.

None

None

J

J

T

T

. . L J'ncrunc,�.ain : ... "'Sl.Q(lOorless B .. s;J,QOl·:S ;SOO C = $2,;SQl:-$5,000 · (�eJq:Ollllllll§ Bl D4) F =SSQ;!)C)l.$Hl0,00o G = $100.00J•Sl,000,000 HJ = Si;OOQ,iX>l:.SS;000,-000 H2 ='MorclbanSsAlooJlDO J · =, 1$;!)\JGorbs . K · '=c$I5,Qtll-!5oiooo' L .· -'$50.®H10Q;OOO .. M "' 'SlOP,QQF$2sp,�' · ·. .· --.

. · : N .,,s o.000-!ssoo.ooo :o =ssoo,001•.s1;000.ooo . 'Pl = s1;000,001 S:S.ooo;ooo . . P2 =::s.s. OQ hsl ,ooMrio,.

.. 1'3 "c s;i$;POQMJ:-S;o,{l(IO;ooO P4 =.$More than $50;000;000 . . ·. · · 3: Vn1 M'erhodCoiles . ·Q '='Apprai$11l . R "'Cost·(Renl Esu;te Oa)y) S ,;,, Assessl'neilt

(See .C:cilumn C:!) u =Book Value ·V =Other w =•Estimatea

Page 11: FNANCIAL DISCLOSURE REPORT Report Rec1uired Rel'. FOR ...CEDITOR DESCRIN CODE FINANCIAL DISCLOSURE REPORT Nme of Peson Reporting Swee, Robet W Date of Report 5/15/205 GS. {Includs

5/15/2005

Name of Person Reporting Dale ofReportFINANCIAL DISCLOSURE REPORT

Sweet, Robert W

(Indicate part of Report.) , VIII. ADDITIONAL INFORMATION OREXPIANATIONS

Part VIL Investments and Trusts

(a) = This is a money market type fund with shares remaining at a constant value of $1.00. Purchases and sales, with no gain or loss, were made throughout the year.

(b) =Additional capital contributions were made.

Estes- Sheridan LP, 12/04 NP Dover LLC- 01/04, 02/04 and I 1104

(c) =Income beneficiary only

(d) :0 Received as a spin-off from Kimberly Clark.

(e) =This is a money madcet type fund.with shares remaining at a constant value of$1.00. Purchases and sales, with no gain or Joss, were made throughout the year. By the 'end of the year, no shares were held.

\

\

Page 12: FNANCIAL DISCLOSURE REPORT Report Rec1uired Rel'. FOR ...CEDITOR DESCRIN CODE FINANCIAL DISCLOSURE REPORT Nme of Peson Reporting Swee, Robet W Date of Report 5/15/205 GS. {Includs

'..'..:.

511512005

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Sweet, Robert W

IX. CERTIFICATION.

I certify that all information given above (including infonnation pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to t.he best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions pennitting non-disclosure.

I further certify that earned income from outside employment and bonoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

1. -. : . . . . c ·.' .; • :.. • •• ;. •• ·. :···· "' ;. · ·\::.;. . •. ; .

NOTE: ANY INDNIDUALWHOKNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SlmJECT.Tdc:rycl�A.Nn CRIMINAL SANCTIONS (5 u.s.c. app. § 104)

·; . ' .

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite2-301 One Columbus Circle, N.E. Washington, D.C. 20544