FINANCIAL DISCLOSURE REPORT Report Ue,1111red hv rlw … · 2019. 7. 26. · 5...
Transcript of FINANCIAL DISCLOSURE REPORT Report Ue,1111red hv rlw … · 2019. 7. 26. · 5...
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Report Ue,1111red hv rlw E1h1cs FINANCIAL DISCLOSURE REPORT AO 10 h1 GoFernmenr Au r l I 978
Rev. //2010 FOR CALENDAR YEAR 2009 (5 U.S. C. app. §f /0/-111 J
I. Pcrsun llcporting (last name, first, middle initial)
Hudspeth. Harry L.
2. Cuurt or Organization
U.S. District Court Western Ddistricr of Texas
3. D•le of Report
OS/11/20!0
4. Title (Article III judges indicate active m senior status magistrate judges indicate full- or parl-lime)
Senior U.S. District Judge
Sa. Rl'port Type (check appropria1e type)
0 N-01n1nat1on. Date
0 Initial [Z] Annual 0 Final
6. Reporting Period
0I101/2009 lo
12/3112009 Sb. D Amended Repm1
7. Chnmhcrs or Office Address
903 San Jacinto Suite 440 Austin, Texas 7870 I
8. On the bnsis of lhc information contained in this Revurl and ally rnodHicotions pertaining thereto, if is, in Dl)' opinion. in '-'t>rnplhrncc with applicable laws and rcgulntions.
Jtevlewing OUicer______ Date
IMPORTANT NOTES: 711e instmctions ucco111p1111ying thisfor11111111st befollowetl. C"mplele ull parts,
checking the NONE box /fir each par/ where you hftve no rep11rtftble information. Si1:11 "" last page.
I, POSJTJ ONS. (Rcporti11g imli1•i<fut<i tmly; .>cc pp. 9-13 <if fi/;,,g instmctio11s.)
NONE (No reportable positions.)
POSITION NAME OF ORGANIZATION/ENTITY
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J 1. l\ GREEMENTS. (Hqwrtin1: imli1•id11ul 11111)',· .-.e, pp. 14-16 offilinx in.,·tnu.·timr:..)
NONE (No reportah!e agreements.)
PARTIES AND TERMS
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Name of Pl'rSon ncporling Date uf Ropurl FINANCIAL DISCLOSURE REPORT
Hudspeth, Hurry L. Page 2of8 05111/2010
III. N 0 N-INVESTMENT IN coME. (Reporting imfil'iilual am/ sp11use: sec pp. 17-U ofjili11g i11str11cti11ns.)
A. Filer's Non-Investment Income
NONE (No reporlable non-investment income.)
SOURCE AND TYPE INCOME (your;;, not spouse's)
2.
3.
4
-B. Spouse's Non-) nvestmcnt lnco1nc I/you Wert.' marrh•1/ 1/11ri11g Ufl)' purl ion of'"" reporting yet1r. t:omp/ete thi · .H ction.
(Dollar timount 1101 required except.for honornrh1.J
[{] NONE (No reportable non-investment income.)
AND TYPE
2.
}.
Iv' REI MB u RSEMENTS trun.•p11rtuti1m, lotlgi11g,fu111/, e11t<r111i11m<n1.-
(}ncfudes 1ho. e 10 spuus cmd dt•prmdem children: SI.''' pp. 25-27 c?fJiling i11s1rucfi,ml·.1
[Z] NONE (No reportable reimbursements.)
I.
2.
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LOCATION PURPOSE JTEMS PAID OR PROVJDED
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SOURCE DESCRIPTION
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Name of Person Hcporling Dat of ltcpurt FINANCIAL DISCLOSURE REPOH.T
Page 3 of 8 lludspeth, Harry L. 05/11/2010
V. GIFTS. (/11clmles tlwse to spouse am! Jcpeudent clziltlretr: .l·ce pp. 28-31 of filing i>urrm:tim1s..)
[ZJ NONE (No repor1able gifts.)
J.
VALUE
2.
3.
4.
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''J. LIAB ILJ TJ£S. (lncfud<-s those of spouse am/ 1/epende11/ ehildre11: see pp. 32-33 tiffi/ing instr11cti1111.<.)
·NONE (No reportable liabililies.)
CREDITOR DESCRJPTlON VALUE CODE
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4.
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5.
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(2) (4)
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FINANCIAL DISCLOSURE REPORT Page 4 of 8
Name of Person R!'porting
lludspclh, llarry L .
Date ol Report
05/11/2010
v II. INVEST MEN TS and TR u STS -- hrcome, •·uluc, tra1JS11ctitJ11s (/udude.< those of Spl>use am/ de1Jemlent chilllre11; ... pp. 34-60 of fi/i11g i11s1ructi1m.v.)
D NONE (No reportable income, assets, or transactions.)
8. C.
Description of Assets lncomc during Gross vntue at end (including trust assets) reporting penod of rcponing period
Place "(X)" after each usset
cxe1npt from prim disclosure
American Express Common
2. Bristol Myers Squibb Common
i 3. Merck Common
'4. New Perspective Fund (American Funds Group)
Exxon Mobil Common I
Treas Bonds & Govl Securities
7. Schlumberger. Ltd. Common
8. Goldman Sachs Group Common
9. Port llouston Authority Bonds
JO. Glaxo Smith Kline PLC
I I Southern Co. Common
i 12. General Electric Common
13. Corpus Christi, Tx Bonds
14. Disney (Wall) Co. Common
1s Lower Colo River Auth Bonds
1 16 AFLAC
I !7 BHP Billiton
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I. Income Ga in C,1.1\IC : A :.$1,0[lO ur li:::ss (Sec Columns HI nnd D4}
2. VaJuc Co<lcs (Sl->t: Columns Cl and DJ}
F =S 0.001 · $100,000 J ··$I 5.000 nr le :-. N ... <S0.001 $ 00,0011
(I) i Amounl : Code I
(/HI)
A
13
A
B
c
B
A
A
B
n
B
A
A
A
A
A
A
3. Value Mcthoj Codl!S (SCL' Cti!umn C2)
p1 "'t'..' .000.(>0I - $.'.(J.000,00ti
0""Appmso.1
l I =8110 Vulu1.
(I) (2) Tyre (e.g., Value Value Type (e.g .. div., rent. Code 2 Method buy, sell,
or int.) (J-P) Code 3 rcdcmpuon) (Q-W)
Dividend K T
Dividend K T
Dividend K T
Dividend L T
Dividend M T
ln1crest K T
Dividend K T
Dividend J T
Interest Redeemed
Dividend K T
Dividend K T Buy (add'!)
Dividend Sold
Interest .I T
Dividend J T
lntcrcsl J T
Dividend J T
Dividend J T
__
B 0$1.001 - $2.)00 G -s1ou,001. 1.000,000
K •S 15.00 I - »IJ.000
0 =$500,00J - i1 .000,000
P. Cost tKc:ll Estaic Ooly) V ""01h r
c =$2.501 - >5.000
HI •S 1,000.00 I - S),000.000
I. '-$50.00 I · S 100,000
rl =$1,000,001 · 15.000.llOO P4 ""More: 1ha11 $50.000.000 s ·"-A l>CSSm<:nl \\' "'Es1 analcd
D.
Transactions during reporting pcr10d
(3) (5) Date Value Gain Identity of
.mml<ldlyy. Code 2 , Code I buyer/seller (J-P) : (A-H) (if pmalc
1ransac11on)
10101/09 A
04130/09 J
07115109 .I
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lJ =l-5.00I. $1\.000 H2 =-·IYforc than $5,000.0UO M ""$100.l)(JI - $'\0.00()
P2 =iS.000.001 - $2.\000.000
E Sl\,001-150.000
(2) {I) (2) (I) (3) (4) (5)
A
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FINANCIAL DISCLOSURE REPORT Page 5 of 8
Nam uf Person H.eporling
Hudspeth, llarry L.
Doro or ReJ>urt
05111/2010
\'II. INV ESTMEN'J1S and TR us TS -- i11come, 1 al11e, Jrausuctiuns (lJJc/uJe.\' thu!ie rifspmue am/ tfepemfeut chi/1/ren; see PP· 34-filJ llf jiling in.'liltm:timl.\',)
D NONE (No reportable income, assets, or transac/ions.}
A. B. c. D.
Description ofAsscis Income during Gross value at end Transactions during repOJting period
(including trust assets) reponing period of reporting period--(i)--
(2) Place "(X)" after each asset Amount: Type (e.g., V i]Uc Value Type (e.g., Date Value Gam ldentily of
cxempl from prior disclo ure Code I div., rent, Code 2 Method buy, sell, m1nldd!yy Cude 2 Code I buyer!s l)cr(A-J-1) or int,) (J-P) Code 3 n:Uc.:mption} (J-P) (A-H) (if private
(Q-W) trans;Ktion)
18. CBS Class U Dividend J T
I 19. Norfolk Southern A Dividend J T
Cypress-Fairbanks ISD Bonds A Interest J T
! 21. Bank NY Mellon A Dividend Sold 09/18!09' JI
: 22. Walgreen Co. A Dividend J T
23. Starbucks C<>rp. None Sold 06103109 J
24. Coach Inc. A Dividend J T
25. Diamond Foods Inc. A Dividend Sold 10106109 J B
26. l'carson PLC A Dividend J T Buy 01/12/09 Jtadd'l)
27. Hurst Euless ISO Bonds A lntcrcsl J T
28. Pllugcrvilk, TX ISO Bonds /\ lnlcrcsL K T
Frcnship ISO Ronds A lnlcrcsl K T Buy 09129109 K
30. Cablevision NY Class A A Dividend J T Buy I 0127/09 J
31. Calcrpil lar, Inc. A Dividend J T Buy 01114109 J
32. Cloud Peak Energy, Inc. None J T Buy I 1123/09 J
3} Honeywcll lnll. Inc. i\ Dividend J T Buy 09/28109 J
Wolverine World Wide A Dividend Buy 03/04/09 J
34 ·----· ·---·· ··-- - -
1 hxvnu.: G.:0111 Codes.
{SccCohmm:;. Bl 1111dl)4i
2 V:,IU1; Code
($\C"c Columns Cl aod DJ")
j \'aluc M..:-1hc1d ('odc:i.
{Sec Cohmm C.2.)
A "'11.00l> or lt.:ss
1· · · . sso.001 - s100.ooo
J - $I .OOO t11 lc.s:-N =S'lS0.001 . :'>S00.000 !1.1 =$ 'i.00tl.OOJ S 0.000.(10ll l.) '-'Ap1irn1 o1I
l: "'Book Valw
B -Sl.001 · Sl.500
G •S 100.00 I -11.000,0llll
K •SIS.001 -151>.000 o ·s;oo,oo 1 . 11 .000.000
·'Co:>I (Real Es1atc Only) V-··Othcr
C ::.$250 I - s.>.000
HI •$1,000,001 - >5.000.000
l. "$50,001 - StOU,000
Pl •$1.000.001 · S5.000.000 I'•! ""f'.fon: lh:rn t. fJ.000.000
S -As:.o:ssment \\'.::b111na1cct
{)o!).(){I!. $t5.IJOQ
H2 ':;.Mon: th:-in $5.000.00V
M ·0S !00.00 I . $250.000
r2 .·.. $5.000.00! - i2S.OOO,OOO
C =o$ l ).00 I S..50.000
i
(I)
J 13
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(2) (2) (51
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FINANCIAL DISCLOSURE REPORT
Page 6of8
Name of Person Reporting
H udspcth, Harry L. 05111 /2010
Vil. JNVl STMENTS and 1'J{US1.,S -·income. 1•allwr 1ra11suc1itms (lnc1u1tes 11wsp ofsp1,11se am11tepem1em d1i1c1re11; l't'e PP· 34-6(1 of JiU111:: ;,,Mn1c1im1 ·-)
D NONE (No reportable income. assets, or transactions.)
A. B. c. D. Description of Assets income during Gross value at end Transactwn during reporting period
{including trust assets) reponing period of reponing period
(2) (I)(I);Amount Type (e.g ..
(3) (4)!Ploce "(X)" a tier each •sset
exempt from prior disclosure Value Value Type (e.g .. Date Value Gaini Identity of
i Code I div., rent, Codc2 Method ; Code 2buy, sell, lmm'ddlyy Code I buycri>e!ler(A-H} or m1.) (J-P) Code 3.I rcdempl1on) (J-P) (A·H} (if private
(Q·Wi 1rnnsat.:llOJl)
..
35. Wolverine World Wide None Sold I 2/29109
36. Unilever PLC A Dividend J T Buy 06/03/09 J
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I lncmm.! Gain (odes· (Sec Columns Bl and 04)
2. Vaiu\: Cod s (Sc - Column Cl and 031
3 V;tluc Mclhod Ctxk {Sc..· Column C'2i
A z.1,J,OO!iorksl-f • SS0,00 I · S ltkl.000 J ..Sl5.(1(H) or lcs N ...J'".:1)0,0(11 . .\. 00.IJOO JI' "'$ .!KJ0,001 - 150,0UO,OOO C.,l r A lpra1sal t1 l.hw\.. Vah.i .. -
ll ·•$1.!IUI - !l,\00 {j "SI00,001 · Sl,OOU,000 K =S 11,00 l - l\O.OOU 0 "!\OU,!101 · SUtOll,OtJil
R ··Co ! !Rc I btmc Onl)' J v 001hr1
(' =$2,\0 I · S\.000 HI ··· 1 1 . 000,0UI · $5.000.UOU 1. 0s10.ou1 • i1ou.ooo
1,1 "'$1.000.001 - 55.00U.OOlf J'>4 .;;:f\·1t>r ihan )(l,000.000
"l\ ...cs mc111
\\· ·'-' l·s-hnrn1cd
r;.-.·.$).001 - $15.00(! r: "'·b 1 .uo1 S5lUJuo
H2 ·c:oMorc than !S.OUO.UOC M ,, 100.001. $2511.000 P2 -·}5.IJ00.001 . $:!:-.000.000
I : (.ash J\.Tarkc!
N amt• of Person H.cp(>rting Date of ncrwrt FINANCIAL DISCLOSURE REPORT
Page 7of8 11 udspct h, llarry L. 05/1112010
VIJI. ADDITIONAL JNFORMA TJON OR EXPLANATIONS. (lmlicatep11rtofRcpor/,)
ING
Nauu.• of Per-soo Rcportin FINANCIAL DISCLOSURE REPORT
lludspl'lh, Harry L.' Page 8of8 0511 J/2010
IX.CERTIFICATION.
I Cl'rtil'y that all information given above (including information pertaining lo my sp1>0sc and minor or dependent children, ii' any) is accurate, true, and complete to the best of my knowledge and belief, and thnt any information nol rl'portcd was withheld bccausl' it met applicable statutory provisions pcrmilliug 1100-rlisclosurc.
l further certify that earned income from outsick employment and honoruria and the :icecptanct' of gifts which have been rcporlt•d an· in compliunce with the pnwi•ions of 5 U.S.C. 11pp. § 501 ct. sc<j., 5 U.S.C. § 7353, and Judkial Conference ccgulnlions.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FA
AND CRIMINAL SANCTIONS (5 U.S.C. app. 9 !04)
1---- INSTRUCTIONS
J'vlail signed ongmal and 3 add1t1onal copies to:
Committee on Finan<.:ial DisclosureAdministrative Office of the United States Courts Suite 2-30 I One Columbus Circle, N.E.
Washington, D.C. 20544 -- ______J