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Lipid organization in biomimetic model systems –
oligomerization, domain formation, and diffusivity
Ilya Levental
A DISSERTATION
in
BIOENGINEERING
Presented to the Faculties of the University of Pennsylvania in partial fulfillment of the requirements for the Degree of Philosophy
2008
Supervisor of Dissertation: _______________
Graduate Group Chair: _______________
Acknowledgements
Firstly, I would like to thank my committee members, including Dr. Mark Lemmon and the committee chair Dr. Dennis Discher, for facilitating this process and making the writing and presenting of this dissertation much easier and more useful than I ever imagined it would be.
Specifically, I would like to thank Dr. Tobias Baumgart, who has been somewhat of a junior mentor to me in the last two years of my graduate experience, showing me the important (stressful, uncertain) side of academia through the eyes of a junior faculty member.
As the most important and influential non-personal acknowledgement, I would like to sincerely thank my advisor Dr. Paul Janmey. The breadth and depth of his scientific expertise continues to amaze me, even after 5 years of listening to him talk. His unique ability to understand and interpret data from a variety of disparate techniques and projects is, amazingly, surpassed by his ability to take that data and fit it into a holistic picture of that particular project, and the entire lab’s direction and focus. Finally, I can say with confidence that his laissez-faire approach to mentoring has been the single most formative thing about my graduate experience and my current incarnation as a scientist-in-training, despite the fact that I complained about it incessantly.
I would also like to thank all my coworkers from the Janmey lab for being unfailingly helpful, friendly, enthusiastic and supportive, and making work not seem like work at all. In particular, I would like to thank Dr. Robert Bucki for welcoming me into the lab, introducing me to the exciting world of lipid biology, and his consistent confidence in my scientific ability and intellect, in spite of all available evidence to the contrary (at least early on).
Finally, for some personal acknowledgements, I would like to thank all the great friends that I have made during my graduate career at UPenn. Without naming anyone in particular in fear of forgetting someone important, I would just like to thank all of them for making this experience much more fun than it ever had the right to be. Grad school is supposed to be painful and scientists are supposed to be boring, but it wasn’t and it was largely because they weren’t.
Most importantly, I’d like to thank my awesome wife Dr. Kandice Levental. This is not the forum for an appropriate acknowledgement of everything that she has meant to me through this experience, but I would like to thank her for making my work almost entirely stress-free, because as long as she’s around, it doesn’t seem that important.
Oh, and finally, I’d like to thank you, the reader, for actually being interested in my ridiculously long and boring dissertation.
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Abstract
Lipid organization in model systems of varying complexity –
oligomerization, domain formation, and diffusivity
By - Ilya Levental
Thesis Advisor - Dr. Paul Janmey
Although significant evidence exists confirming the central role of membrane lipids in
the regulation of numerous cellular functions, much more is known about their
biochemical activity and regulation than about their physical structure and configuration
in native environments, or how this organization affects their functionality. Two distinct
contexts in which lipid organization is proposed to play important roles in functional
regulation of cell behavior are: (1) phase separation of the plasma membrane into
immiscible liquid phases, termed membranes rafts; and (2) localized enrichment of
phosphatidylinositol-bisphosphate (PIP2). In this dissertation, lateral lipid
inhomogeneity was explored in planar lipid model systems of increasing complexity to
evaluate PIP2 lateral organization and cholesterol-dependent phase separation in
biomimetic membranes. The effect of soluble factors on the organization of PIP2 was
explored by determining the subphase-dependence of pressure-area relationships of pure,
naturally-derived PIP2 monolayers. Experimental observation and comparison with
theoretical modeling showed that PIP2 intermolecular organization was not governed
strictly by electrostatic repulsion, but rather by a combination of repulsion and water-
mediated hydrogen bonding. These results were confirmed in mixed bilayer vesicles by
fluorescence resonance energy transfer and neutron scattering, which also yielded the
iii
first estimate of putative PIP2 cluster size. Since cholesterol-induced liquid-liquid phase
coexistence is an important phenomenon in biological lipid organization, its effect on
PIP2 organization was assayed in 3-component monolayers including PIP2 and
physiological levels of cholesterol. These experiments demonstrated that the formation
of liquid-ordered domains constrains and segregates PIP2 to the liquid-disordered portion
of the membrane. Finally, the cholesterol-dependence of phase behavior was studied in a
novel cell-derived model system for studying lateral lipid organization in complex
mixtures approximating the plasma membrane. Phase separation and relative abundance
in this system was clearly shown to be a function of cholesterol concentration, with
cholesterol depletion inducing phase separation at physiological temperatures. These
observations were in accordance with simple model systems and demonstrated the utility
of cell-derived vesicles as an intermediate model system to study lipid behavior in
extremely complex mixtures, without the confounding factors of active cellular
processes. Taken together, the results presented demonstrate the potential physiological
importance of lateral lipid organization and the physiological regulation thereof.
iv
Table of Contents
Abstract.........................................................................................................iiiTable of Contents..........................................................................................vFigure List..................................................................................................viiiChapter 1 - Background and Significance: Lateral lipid heterogeneity in biological contexts.........................................................................................1
1.1 - Introduction and Hypothesis................................................................................1
1.2 - Lipid Organization Through PIP2 Domains......................................................3
1.2.1 - Physical chemistry of PIP2............................................................................4
1.2.2 - PIP2 in cell biology.........................................................................................5
1.2.3 - PIP2 cytoplasmic leaflet domains..................................................................8
1.3 - Lipid Organization Through Membrane Rafts................................................10
1.3.1 - Lipid raft composition and reconstitution in model systems....................10
1.3.2 - Giant Plasma Membrane Vesicles..............................................................12
Chapter 2 - Intermolecular Interactions in Pure, Naturally-Derived PIP2 Monolayers.........................................................................................14
2.1 - Experimental Design and Methods....................................................................15
2.1.1 - Lipids and reagents......................................................................................16
2.1.2 - Pressure-area isotherms...............................................................................16
2.1.3 - Time-course experiment..............................................................................17
2.1.4 - Other important experimental considerations..........................................18
2.2 – Experimental results – Combined electrostatics and hydrogen bonding determine intermolecular interactions in PIP2 monolayers....................................19
2.2.1 - Phase behavior of pure, natural PIP2.........................................................19
2.2.2 - Expanding effect of increased ionic strength on monolayers of PIP2......20
2.2.3 - Effects of different counterions...................................................................24
2.2.4 - Expanding effect of non-ionic chaotropes and temperature....................27
2.3 – Theoretical modeling results – Electrostatic contribution to the surface pressure of charged monolayers containing polyphosphoinositides.......................31
2.3.1 – Experimental justification for electrostatic modeling..............................31
2.3.2 - Theoretical model of electrostatic contribution to surface pressure.......33v
2.3.3 – Comparison of model with experimental results......................................41
2.4 - Results discussion, caveats and significance.....................................................46
Chapter 3 – Domain formation, lateral segregation and line tension in mixed lipid systems.....................................................................................52
3.1 - Experimental Design and Methods....................................................................53
3.1.1 - Lipids and reagents......................................................................................54
3.1.2 – Monolayer imaging......................................................................................54
3.1.3 – Neutron scattering and FRET in LUVs.....................................................55
3.1.3 – Edge fluctuation of liquid-liquid domains.................................................58
3.2 – Experimental results – Lipid segregation and domain formation in mixed lipid systems.................................................................................................................59
3.2.1 – FRET detection of PIP2 demixing in LUVs..............................................59
3.2.2 – Neutron scattering observation of PIP2 demixing and domains size......60
3.2.3 – PIP2 segregation in cholesterol-containing monolayers...........................65
3.3 – Experimental results – Line tension in cholesterol-DMPC monolayers........68
3.3.1 - Capillary Wave Theory................................................................................71
3.3.2 – Data analysis.................................................................................................73
3.3.3 – Line tension and dipole density results......................................................78
3.4 - Results discussion, caveats and significance.....................................................85
Chapter 4 – Bridging membrane raft model systems: Cholesterol-dependent phase separation in Giant Plasma Membrane Vesicles........91
4.1 - Justification for GPMV experiments.................................................................92
4.2 - Experimental Design and Methods....................................................................93
4.2.1 – Cell culture and treatment..........................................................................93
4.2.2 – GPMV isolation and visualization..............................................................94
4.2.3 – Cholesterol mol fraction quantification.....................................................95
4.2.3 – Quantification of SMase treatment............................................................95
4.2.4 – Fluorescence correlation spectroscopy......................................................96
4.2.5 – Detergent resistant membrane quantification..........................................97
4.3 - Experimental results - Cholesterol-dependent phase separation in GPMVs 99
4.3.1 – Lo phase comprises majority of GPMV surface area...............................99
4.3.2 – Cholesterol depletion/loading affects phase separation and Lo phase fraction....................................................................................................................102
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4.3.3 – Sphingomyelin depletion has no effect on Lo phase................................105
4.3.4 – Cholesterol level determine phase separation temperature...................107
4.3.5 – Correlation between GPMV phase separation and presence of DRM. 108
4.3.6 – Lipid tracer diffusivity is 3x slower in Lo phase than Ld phase.............110
4.4 - Results discussion, caveats and significance...................................................115
Chapter 5 – Conclusions...........................................................................1195.1 – A combination of electrostatics and hydrogen bonding determine PIP2 organization................................................................................................................119
5.2 – Theoretical modeling of the electrostatic contribution to surface pressure of charged monolayers...................................................................................................120
5.3 – PIP2 domain formation and segregation in mixed lipid systems.................121
5.4 – Line tension and dipole density differences in cholesterol-containing monolayers.................................................................................................................123
5.5 – Cholesterol-dependent phase separation in GPMVs.....................................123
Chapter 6 – Future Directions.................................................................1256.1 – Calcium-induced mesoscopic domains in PIP2-containing monolayers.....125
6.2 – Continuation of neutron scattering experiments...........................................128
6.3 – Monolayer behavior of PIP3............................................................................129
6.4 – Effect of PIP2 on line tension in cholesterol-containing monolayers...........129
6.5 – Influence of lipid composition perturbation on demixing in GPMVs.........130
6.6 – Protein sorting in membrane rafts..................................................................131
References...................................................................................................133
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Figure List
Figure 1-1. Structure of PIP2...............................................................................................4Figure 1-2. Colocalization of CTB and Lo phase in GPMVs............................................13Figure 2-1. Expanding effect of NaCl on PIP2 monolayers..............................................21Figure 2-2. Specificity of salt-expanding effect to PIP2...................................................23Figure 2-3. Effects of various counterions........................................................................26Figure 2-4. Evidence for water-mediated intermolecular hydrogen bonding....................29Figure 2-5. PIP2 isomer specificity of subphase NaCl expansion effect...........................30Figure 2-6. Experimental justification for electrostatic model..........................................32Figure 2-7. Electrostatic model results..............................................................................40Figure 2-8. Area per charge of PIP2..................................................................................42Figure 2-9. Comparison of model with experimental isotherms.......................................45Figure 3-1. FRET in LUVs................................................................................................63Figure 3-2. Neutron scattering from LUVs.......................................................................64Figure 3-3. Liquid-liquid domain formation in mixed lipid monolayers..........................67Figure 3-4. Co-localization of PIP2 and Ld phase.............................................................67Figure 3-5. Analysis of mode power fluctuation spectra at 30 mol% Dchol....................76Figure 3-6. Line tension and dipole density differences at critical composition...............81Figure 3-7. Composition dependence of line tension and dipole density difference.........84Figure 4-1. Cellular cholesterol level determines Lo/Ld ratio..........................................100Figure 4-2. Direct cholesterol modulation in GPMVs.....................................................104Figure 4-3. Sphingomyelin depletion has no effect on GPMV phase behavior..............106Figure 4-4. Cholesterol determines temperature-dependent phase separation................109Figure 4-5. Phase separation induces two distinct populations of diffusivities...............112Figure 4-6. Triton-extracted cholesterol distribution in sucrose gradients......................114Figure 6-1. Calcium-induced domain formation in PIP2 containing monolayers...........127
viii
Chapter 1 - Background and Significance: Lateral lipid heterogeneity in biological contexts
1.1 - Introduction and Hypothesis
The plasma membrane of protozoan and animal cells functions as the interface between
the enclosed environment of the protoplasm and the outside world. As part of this
function, membrane constituents are responsible for signal transduction across the
membrane, control of permeability to a variety of biologically-active molecules,
mechanical integrity of the cell through interaction with the cytoskeleton, and attachment
of cells to extracellular matrices. The canonical explanation for the structure and
function of the plasma membrane is the “fluid mosaic” model proposed by Singer and
Nicholson1 in 1978. In this model, the many functions of the cell membrane are
performed by integral and peripheral proteins dissolved in a two-dimensional, freely
diffusing, homogeneous fluid comprised of the lipid constituents of the membrane,
specifically phospho- and sphingolipids and sterols.
For several decades, the fluid mosaic model stood as the definitive description of the
plasma membrane, until the discovery2, 3 and extensive characterization (reviewed in4) of
Detergent Insoluble Glycolipid (DIG) enriched fractions of cellular membranes
(otherwise known as Detergent Resistant Membranes (DRMs)). The presence of these
fractions strongly suggested that the plasma membrane is not laterally uniform (as the
fluid mosaic model suggests) but instead contains regions of molecular and biophysical
heterogeneity. These findings (along with numerous confirmatory studies using
immunolocalization5, 6, fluorescence resonance energy transfer7, and single molecule
tracking8) have led to the “lipid raft” model of cellular plasma membranes9 which
suggests that cholesterol and glycosphingolipid-rich “rafts” exist as an immiscible liquid
phase in the bulk plasma membrane, and that these serve to segregate and localize certain
lipid and protein components4.
In addition to lipid heterogeneity in the context of membrane rafts, recent work has
implicated the localization and organization of specific lipids as an important factor
regulating their biological activity. Of particular interest in cell biology is phosphatidyl
inositol (4,5) bisphosphate (PIP2), a lipid that is unique in both its physicochemical
properties and biological importance. The cellular functions of PIP2 include regulation
of extracellular signal transduction, calcium signaling, cytoskeletal dynamics, ion
channels, membrane trafficking, vesicle fusion, and the localization of cytoskeletal and
other proteinaceous components to the plasma membrane, among others. Although the
significance of PIP2 is well-documented, there remains an unanswered question of how
such a small, inabundant, and membrane-bound molecule can be responsible for so many
diverse and important cellular roles. It has been suggested that the molecular
organization (i.e. single free lipid, several lipids bound together, a large complex of many
lipids) of PIP2 could be a determinant of the specific function of a particular pool of
PIP2. Previous work has suggested the existence of lateral differences in the
concentration of PIP2 arising from local production or sequestration, although no
conclusive mechanism for PIP2 domain formation yet exists.
In this work, the results of experiments and theoretical modeling will be presented in the
aim of addressing the hypothesis that lateral lipid organization in planar model systems
can be affected by variation of physiologically-relevant factors and that this variation 2
can impact the biologically-relevant properties of the component lipids. This hypothesis
will be addressed by investigation in three distinct contexts, starting with the most basic
and building to the most complex: (1 – Chapter 2) experimentation and modeling of a
pure PIP2 monolayer to investigate the relative influence of intermolecular hydrogen
bonding attraction and electrostatic repulsion in determining PIP2 interaction and
organization; (2 – Chapter 3) evaluation of domain formation in mixed lipid systems and
the influence of lipid demixing on line tension and PIP2 localization and segregation; and
(3 – Chapter 4) investigation of the effect of cholesterol level on phase coexistence and
behavior in complex cell-derived lipid and protein Giant Plasma Membrane Vesicles.
1.2 - Lipid Organization Through PIP2 Domains
Phosphatidyl inositol 4,5-bisphosphate (PI(4,5)P2 or PIP2) is a member of the
phosphoinositide (PPI) family of lipids. This family is defined by the inositol (6-carbon
cyclic sugar) headgroup attached to a phospholipid tail through a glycerol backbone (Fig.
1.1).
3
Figure 1-1. Structure of PIP2.(top) space filling model of PI (4,5) P2; (bottom) chemical structure of the tri-ammonium salt of PIP2.
Drawings adapted from Avanti website with permission.
Although the five primary hydroxyl groups of phosphotidyl inositol (PI) are potential
targets for enzymatic phosphorylation in cells, only C3, C4, and C5 are physiologically
phosphorylated to form the other PPI family members, likely due to steric restrictions.
These lipids are unique among biologically relevant (and particularly cytoplasmic leaflet)
lipids due to the large size and charge of the phosphorylated inositol headgroup.
1.2.1 - Physical chemistry of PIP2
At physiological pH, PIP2 carries a charge of between -3 and -410, 11 and has a cross-
sectional area of ~75 Å2/molecule, compared with 58 Å2/molecule for phosphatidyl serine
(PS), another important anionic inner leaflet lipid12. PIP2 has a total of five ionizable
groups (2 per phosphomonoester, 1 on phosphodiester), and the protonation of each of
4
these is strongly dependent on both the pH and the ionic strength and composition of its
environment. For example, although only one of the phosphodiester groups appears to be
cation-bound at physiological pH and salt concentration11 (charge of -4), changing the salt
from sodium to potassium changes the charge to -3, while addition of calcium and other
multivalent cations (such as spermine) can further neutralize the charge of this lipid10.
The high valence of PIP2 leads to relatively high charge densities when these molecules
are packed into compressed planar configurations, and this high charge density has
important consequences for the electrostatic lateral surface pressure governing the
molecular packing of these lipids. For zwitterionic and monoanionic lipids, surface
pressures at physiologically relevant densities are dominated by the length and
unsaturation of acyl chains and the size of the headgroup12, but for more highly charged
lipids, a significant surface pressure can arise from electrostatic repulsions between
phospholipids13. Additionally, electrostatic effects become important when considering
the interactions of charged lipids with soluble ionic components, such as salts and
polyionic macromolecules. While screening of surface charge by soluble counterions is
the typically considered mode of interaction, lipid headgroup deprotonation by soluble
ions13 has been shown to be an important determinant of lipid packing14, phase
transitions15, domain morphology16, and enzymatic lability17. In Chapter 2, modeling of
the electrostatics in highly charge planar system will show that electrostatic repulsion is a
major contributor to the lateral surface pressure of polyphosphoinositide monolayers.
1.2.2 - PIP2 in cell biology
Although the fluid mosaic model originally viewed lipids as an inert substrate for the
solution and activity of membrane-bound proteins, the constituent lipids of the plasma 5
membrane have been show to be key components in various cellular processes including
inflammation18, apoptosis19, migration20, and proliferation21, 22. Among membrane-bound
lipids, PIP2 enjoys a unique importance in the regulation of cell function. Despite its
structural simplicity and relative scarcity in cells (<1% of all plasma membrane lipids23, 24,
it has been shown to be a critical mediator for a variety of vital cellular processes. The
most widely recognized function of PIP2 is as a second messenger in several critical
cellular pathways. PIP2 is the substrate for phosphorylation by PI 3-kinase to produce
the signaling lipid PIP3 for mitogenic signaling through Protein Kinase B (PKB or Akt)25.
Additionally, stimulation of some G-protein coupled receptors (GPCRs) activates
hydrolytic cleavage of PIP2 by phospholipase C (PLC) to produce diacyl glycerol (DAG)
and inositol trisphosphate (IP3), which are effectors of the protein kinase C and calcium
signaling pathways, respectively (reviewed in26).
The cellular roles of PIP2 are not limited to being a passive substrate for enzymatic
modulation. One of the most significant functions of PIP2 appears to be in the regulation
of proteins responsible for the maintenance and dynamics of the actin cytoskeleton20, 27, as
well as the attachment of these cytoskeletal structures to the actin cytoskeleton28. The
discovery of gelsolin, an actin binding and severing protein that was shown to not only
bind PIP2, but to be functionally regulated by interaction with PIP229, began a line of
inquiry that has shown PIP2 to be a critical mediator of cytoskeletal assembly. It has
been shown to bind or activate a variety of actin-binding proteins including N-WASP,
Cdc42, cofilin/ADF, CapZ, profilin, and gelsolin, leading researchers to believe that this
lipid may be a critical checkpoint for actin-based protrusion and motility30-32. In addition
to its vital roles as a second messenger and cytoskeletal regulator, this lipid has been
6
shown to be involved in a large variety of other critical cell functions, including
membrane trafficking33 and attachment34, regulation of ion channels35, endocytosis and
exocytosis33, and synaptic vesicle fusion36.
1.2.2a - PIP2 Production
The enzymatic production and consumption of PIP2 involves several enzymes unique to
phosphoinositol metabolism. Typically, the production of PIP2 begins with the
phosphorylation of the relatively abundant (~10%) phosphotidyl inositol by PI4 Kinase in
Golgi, ER, and plasma membranes. This step is succeeded by phosphorylation of the 5’
carbon of inositol by a type I PIP 5-Kinase. Depending on the specific enzymes
involved, these steps can be inverted, and it is possible that the production mechanism
affects the cellular function of the final PIP2 product37. Although most cellular PIP2 is
metabolized by the phopholipase activity of PLC described above, it can be converted
back into the monophosphate product PI4P by PIP2 5’-phosphatase, which in turn can be
enzymatically hydrolyzed to PI38, 39. Similar mechanisms exist for the production of the
four PPI family members not described here.
1.2.2b - PIP2 binding domains
The ability of PIP2 to mediate its many cellular functions derives from its ability to bind,
activate, and localize effector proteins to the inner leaflet of the plasma membrane where
cellular PIP2 is found. This binding is mediated by several protein domains with specific
phosphoinositide-binding function. The most common of these phosphoinositide binding
domains is the Pleckstrin Homology (PH) domain, originally discovered as part of the N-
terminal of pleckstrin, the main PKC substrate in platelets. Since their discovery, over
7
250 unique PH domains have been suggested and many have been shown to be critical to
the membrane localization and function of a large variety of proteins. Although the
specificities and affinities of the PH domains are highly variable, some (e.g. PH from
PLC-δ) are highly specific for PI(4,5)P240. Several other specific PIP2 binding domains
exist (ENTH, FERM, Tubby, PX) that serve to not only localize proteins containing these
domains, but also change their function upon binding PIP2 (reviewed in23). For example,
the FERM domain of radixin, which links actin to the plasma membrane, releases
autoinhibited portions of radixin upon interaction with PIP2 allowing protein binding to
the previously cryptic domain41.
1.2.3 - PIP2 cytoplasmic leaflet domains
The discovery of multi-molecular lipid and protein aggregates in the outer leaflet of the
plasma bilayer suggests a critical role for lipid organization in regulating the function of
both lipids and proteins. Although most recent research into lipid organization has
focused on outer leaflet complexes, inner leaflet lipid structures have been proposed. The
large number and variety of binding partners and cellular functions of PIP2 beg the
question of how it is possible for a small (~1kD) membrane-bound molecule to be
involved in so many specific and diverse cellular functions. A recently proposed answer
is that control of PIP2 signaling comes not only from enzymatic regulation of the
abundance of this lipid, but also from regulation of its spatial organization, with respect
to both cellular effectors as well as adjacent lipid molecules. Some of the first evidence
supporting this hypothesis was the finding that a significant fraction of PIP2 in the cell
membrane was inaccessible for PLC hydrolysis42, 43. Later, detergent-resistant membrane
fractions, the putative membrane-localized signaling complexes termed “lipid rafts”, 8
were shown to be enriched in PIP244, 45. Other imaging methods, including GFP-tagged
PIP2-binding domains34, 46 and fluorescent anti-PIP2 antibodies44, 47 have likewise
confirmed the possibility of structurally distinct PIP2 fractions. Although the existence
of these domains and their functional significance remains disputed48, 49, spatial
segregation of PIP2 continues to be an intriguing possibility for regulation of this critical
lipid messenger.
Despite the mounting evidence for the existence of spatially distinct pools of PIP2, the
mechanism for the formation of such domains has yet to be explained. Recent research
argues strongly for interaction between unstructured polybasic domains of proteins such
as the myristoylated alanine-rich C-kinase substrate (MARCKS) and multiple PIP2
molecules, allowing concentration of this lipid through non-specific, electrostatic
attraction23, 44, 50-53. This hypothesis views the interactions between neighboring PIP2
molecules as dominated by electrostatic repulsion between the charge-dense poly-anionic
headgroups. On the other hand, recent experiments with liposomes containing PIP2
argue for the existence of PIP2 domains due to attractive interactions through hydrogen
bonding54, 55 by mechanisms similar to those previously proposed for phosphatidic acid56
or sphingomyelin57, 58. Finally, experiments showing colocalization of PIP2 with lipid raft
markers44, 45 suggest the possibility of domain formation by interaction with spatially
segregated proteins or lipids.
In Chapters 2 and 3 of this work, data will be presented to show that PIP2 intermolecular
interactions are not governed solely by electrostatic repulsion, but instead by a
combination of electrostatics and hydrogen bonding which can regulate PIP2 packing
through a variety of physiologically-relevant effectors. Additionally, it will be shown 9
that this attraction through hydrogen-bonding can induce PIP2 clustering in mixed lipid
bilayers. Finally, it will be demonstrated how large-scale cholesterol-induced domain
formation can segregate and concentrate PIP2 in plasma membrane-model monolayers.
1.3 - Lipid Organization Through Membrane Rafts
Originally identified for their role in sorting membrane components from the Golgi
apparatus to the apical side of the plasma membrane in epithelial cells2, 3, lipid rafts (now
more generally referred to as “membrane rafts”59) have been implicated in a large number
of diverse cellular functions including endo/exocytosis60, viral entry61 and budding62,
immune system signaling through Fc63, T-cell64, and B-cell receptors65, growth factor
signaling66, differentiation and pattern formation during development67, and the formation
and maintenance of focal adhesion complexes between cells and extracellular supports68.
In addition to their importance in the cellular mechanisms listed above, lipid rafts have
been proposed to be “hijacked” by numerous pathogens as part of their cell entry,
immune evasion, and proliferation mechanisms (reviewed in69). The various raft-related
functions are hypothesized to depend on the ability of rafts to regulate protein function
through a variety of distinct mechanisms including clustering of raft-associated proteins
and raft coalescence inducing protein interaction70, as well as possible regulation of
receptor affinity by raft association71.
1.3.1 - Lipid raft composition and reconstitution in model systems
Biochemical characterization of lipid raft components (as defined by their resistance to
detergent solubilization at 4oC) found enrichment of several lipid and protein plasma
membrane components relative to the detergent labile fraction. The most prominent
10
lipidic components enriched in lipid rafts are sterols such as cholesterol, glycosylated
lipids including GM1, and phospholipids with long-chain saturated fatty acid tails (most
prominently sphingomyelin)2, 72. Protein markers typically associated with membrane
rafts are GPI-anchored proteins such as Thy1, cholesterol binding proteins including
caveolin, and lipid-anchored proteins, among many other specific components of the
cellular processes mentioned above73.
Concurrent experiments with purified lipids in model membrane systems like monolayers
and Giant Unilammelar Vesicles (GUVs) have begun to clarify the physicochemical
bases for lateral lipid heterogeneity. The phase behavior of biologically relevant
phospholipids has been thoroughly investigated and can be simplified to a temperature
dependent transition between a highly-ordered, crystalline, solid-like phase (so) at low
temperature, and a disordered liquid phase (L or Ld) at higher temperatures.
Interestingly, inclusion of cholesterol into pure phospholipid systems induces the
formation of a second liquid phase (Lo), distinct from the Ld phase in the high degree of
conformation ordering and packing of the lipid acyl chains in the ordered phase74. While
the Lo phase also has a lower translational and rotational diffusivity75 than the L phase,
translational mobility is much greater in the Lo phase than in the crystalline phase. Thus,
Lo represents a cholesterol-dependent liquid phase with physical properties intermediate
to those of the Ld and so phases. The two liquid phases can coexist and form microscopic,
immiscible domains at a variety of physiologically-relevant conditions76-78, with a
significant enrichment of cholesterol, sphingomyelin and other saturated phospholipids.
Additionally, the canonical raft components GM1 and Thy1 reconstituted into supported
monolayers were shown to independently partition into the Lo phase79. The studies cited
11
here, along with many others, have contributed to the existing paradigm that liquid-liquid
coexistence in model systems is related to raft formation in cellular plasma membranes,
and that the cholesterol-enriched Lo phase is analogous to the raft phase.
1.3.2 - Giant Plasma Membrane Vesicles
Despite the success of lipid model systems in reproducing many of the proposed
properties of cholesterol-dependent lipid phase coexistence thought to be responsible for
lipid raft formation, a persistent criticism remains that these findings are biologically
irrelevant because no model system appropriately recapitulates the lipid complexity,
much less the diverse and abundant protein load, of the cell plasma membrane. However,
recent experiments with Giant Plasma Membrane Vesicles (GPMVs - isolated, large (up
to 10 m), spherical plasma membrane projections that presumably maintain the lipid80
and protein81 diversity of the cellular membrane) showed that complex mixtures such as
cellular membranes can phase separate into two liquid phases and sort membrane
components in a way consistent with the raft hypothesis (82 and Fig 1-2).
12
Figure 1-2. Colocalization of CTB and Lo phase in GPMVs.Napthopyrene stains the Lo phase while rhodamine-PE is the Ld phase marker. Counterstaining clearly
shows partitioning of the B subunit of cholera toxin (CTB), which stains the membrane raft component
GM1, into the Lo phase and away from the Ld phase.
These GPMVs provide an extremely useful model for studying phase separation in the
highly complex system of the plasma membrane and in Chapter 4, data will be presented
to show the effects of cholesterol concentration on phase separation and relative
abundance of the Lo and Ld phases in these cell-derived vesicles. Additionally, the
temperature dependence of two-phase coexistence, and the cholesterol dependence of this
temperature profile will be examined. Finally, the diffusivities of the two phases will be
measured using Fluorescence Correlation Spectroscopy to quantify the functional
consequence of phase coexistence in these model cell membranes. This data will be
compared to the results of previous experiments with mixed lipid vesicles and live cells
to draw conclusions about the generality of the observed behaviors to all cholesterol-
containing phospholipid membranes.13
Chapter 2 - Intermolecular Interactions in Pure, Naturally-
Derived PIP2 Monolayers
Membrane lipids are active contributors to cell function as key mediators in signaling
pathways controlling cell functions including inflammation, apoptosis, migration, and
proliferation. Recent work on multi-molecular lipid structures suggests that in addition to
the functionality of individual lipid moieties, there exists a critical role for lipid
organization in regulating the function of both lipids and proteins. Of particular interest
in this context are the polyphosphoinositides (PPI’s), especially phosphatidylinositol
(4,5) bisphosphate (PIP2). The cellular functions of PIP2 are numerous and well-
characterized, whereas the organization of PIP2 in the inner leaflet of the plasma
membrane, the nature of the factors controlling targeting of PIP2 to specific proteins, and
the functional consequence of this organization remain poorly understood.
To analyze the organization of PIP2 in a simplified planar system, we have used
Langmuir monolayers to study the effects of subphase conditions on monolayers of
purified naturally-derived PIP2 and other anionic or zwitterionic phospholipids. We
report a significant, unexpected molecular area expanding effect of subphase monovalent
salts on PIP2 at biologically relevant surface densities. This effect is shown to be specific
to PIP2 and independent of subphase pH. Theoretical modeling of the electrostatic
repulsion in this system reveals that this expansion is partly, but not entirely, due to ionic
strength-dependent protonation of the PIP2 headgroups. This effect is specific to PIP2
because electrostatic contributions to surface pressures in monolayers of phospholipids
become significant only when the charge spacing is below the Bjerrum length, and for 14
molecules with steric cross-sections typical of phospholipids in the cell membrane (~50
Å2), only polyphosphoinositides (of which PIP(4,5)P2 is the most abundant) achieve this
threshold. Theory and experiment show that surface pressure increases linearly with
PIP2 net charge and reveal crossing of high and low ionic strength pressure-area
isotherms, due to opposing effects of ionic strength in compressed and expanded
monolayers. The validity of the theoretical model is confirmed by comparison of area-
pressure isotherms of PIP2 with other acidic phospholipids over a range of subphase
conditions, revealing the extent to which electrostatic effects contribute to membrane
surface pressure, while quantitative differences between theory and experiment suggest
that attractive interactions between polyphosphoinositides, possibly mediated by
hydrogen bonding, can lessen the effect of electrostatic repulsions.
Uncharged chaotropic agents (e.g. trehalose, urea, temperature) that disrupt water
structure and the ability of water to mediate intermolecular hydrogen bonding were also
shown to specifically expand PIP2 monolayers, highlighting the importance of hydrogen
bonding or lipid headgroup hydration in maintaining the physical state of PIP2 in planar
systems, and precluding a strictly electrostatic explanation of the observed results. These
results suggest a combination of water-mediated hydrogen bonding and headgroup
repulsion in determining the organization of PIP2, and the specificity of these
observations for PIP2 over other anionic and inositol-based lipids suggests that PI(4,5)P2
may have unique ability to form hydrogen-bonded networks as a mechanism for its
structural and functional sequestration.
2.1 - Experimental Design and Methods
15
2.1.1 - Lipids and reagents
Natural lipids (bovine liver L-α-phosphatidylinositol, porcine brain L-α-
phosphatidylinositol-4-phosphate, porcine brain L-α-phosphatidylserine, and porcine
brain L-α- phosphatidylinositol-4,5-bisphosphate) were purchased as 1 mg/ml solutions
(chloroform:methanol:water 20:9:1 for PPI’s ; chloroform for PS) from Avanti
(Alabaster, AL) and stored at -20oC. Synthetic PIP2 analogs (dioleoyl
phosphatidylinositol (x,y) bisphosphate) were purchased as dried 0.1 mg aliquots,
dissolved in the supplied solvent (C:M:W) and stored at -20oC. The concentrations of the
lipid solutions were confirmed initially with phosphate analysis following acid digestion
of organic components83 and subsequently by comparing to the measured area per lipid
molecule. Subphase reagents HEPES, EDTA, D-trehalose, and urea were purchased
from Sigma (St. Louis, MO) and CsCl, NaCl, KCl, LiCl, MgCl2, CaCl2 were purchased
from Fisher (Hampton, NH).
2.1.2 - Pressure-area isotherms
For comparisons between different lipids at pH 7.5, monolayer subphases were prepared
with 10 mM HEPES, 0.1 mM EDTA, pH 7.5 dissolved in 18.2 MΩ ddH2O. For the low
pH experiments, the buffer was 10 mM sodium phosphate. For varying pH experiments,
the buffer was 3.3 mM sodium phosphate, 3.3 mM sodium citrate, and 3.3 mM glycine.
No effect of the various buffers at the same pH and ionic strength was observed. 25-30
mL of subphase solution were filtered through a 0.2 μm syringe filter (Sigma) and
introduced to a MicroTroughX Langmuir trough (Kibron Inc. Helsinki, Finland).
Approximately 7 nmol of lipid was withdrawn through a septum from a container stored
16
at -20oC to prevent solvent evaporation and deposited slowly on the subphase surface.
After a 10 min stabilization of the monolayer, the lipids were compressed at 15
Å2/molecule/min by moving the barriers of the trough using a microstepping motor. The
monolayer surface pressure was monitored with a surface probe using the Wilhelmy
method83 and the FilmWare software package (Kibron). Using the assumption of
complete wetting of the probe by the hydrophilic phase (i.e. zero contact angle, a
reasonable assumption for the hydrophilic platinum probes used in our experiment), the
expression for the measured interfacial tension, σi, is,
,
where F is the downward force on the probe by the surface and P is the well-defined
perimeter of the probe. The surface pressure, π, is then defined as the difference between
the measured tension and the surface tension of pure water, σw,
.
Temperature of the subphase was maintained using a circulating water bath.
2.1.3 - Time-course experiment
Approximately 0.01 nmol of PIP2 was deposited on the interface of 1 mL of filtered
subphase added to a single well of a multiwell plate (Kibron). Lipid was added until the
surface pressure increased to between 15-20 mN/m. The lipid was left to stabilize for
~30 min, until the surface pressure was stable (within 1 mN/m) for several minutes. 50
μL of 5 M NaCl were added to the subphase through an injection port and the change in
surface pressure was measured as a function of time.
17
2.1.4 - Other important experimental considerations
Both the low amount of lipids and the slow deposition rate were critical parameters for
reproducibility of monolayer isotherms, as was the lipid-impermeability of the Teflon-
coated barriers and the purity of the subphase solution. After several months of
experiments, barriers tended to become “leaky”, as defined by the inability to hold the
monolayer at a certain surface pressure without significant continued compression. After
this point, washing, scrubbing, or sonication of the barriers did not seem to improve their
performance, and they were replaced.
Surface active contaminants in the subphase solutions (for example, from inadequate
rinsing after washing glassware with soap or leaching of plastic storage vessels after
long-term storage of corrosive solutions) were a significant source of potential error in
the monolayer experiments. To check for surfactant contamination, the barriers were
compressed to their minimum separation after the trough was filled with subphase, but
prior to lipid deposition. A surface pressure increase (above instrument noise) at
relatively high barrier separations (before the meniscus of the barrier reached the probe)
indicated the presence of a surface active component in the subphase. If such an increase
was observed, the subphase buffer was not used for experiments.
Between each experiment, the barriers and trough were thoroughly cleaned 2x with
ddH2O and 100% ethanol, while the probe was flamed using a Bunsen burner or butane
torch. Monolayers of pure PIP2 could not be compressed past ~37 mN/m in our
experiments because the Teflon coated barriers of the microtrough wetted at high surface
PIP2 concentrations; hence the collapse pressure of the PIP2 monolayers could not be
18
measured, but its lower bound is at least 37 mN/m. It was observed that PIP2, while
well-soluble at room temperature in the CHCl3:MeOH mixture provided by the
manufacturer, formed a visible flocculent upon freezing. For correct lipid concentration,
it was important to ensure complete solvation of the lipid prior to use.
2.2 – Experimental results – Combined electrostatics and hydrogen bonding
determine intermolecular interactions in PIP2 monolayers
2.2.1 - Phase behavior of pure, natural PIP2
The relationship between the surface pressure (π) and molecular area of pure naturally-
derived PIP2 was investigated by compressing monolayers of PIP2 from 250 to 50
Å2/molecule and observing the effect of compression on the surface pressure of the
interface. Average isotherms for 10 separate trials are shown in Fig. 2.1a. As expected
from the known composition of the acyl chains of pure PIP2 (~50% unsaturated, 33%
arachidonic acid), these isotherms show a smooth, monotonic increase in surface pressure
as the molecular area is decreased. No phase transitions were observed for monolayers of
PIP2 under any of the conditions used in these experiments. The average area of PIP 2 at a
surface pressure corresponding to physiological conditions (~30 mN/m84) was 73.1 ± 3.0
Å2/molecule, somewhat larger than published values for SAPC (65 Å2)12, which is to be
expected from the added bulk of the sugar headgroup and electrostatic repulsions.
Despite the size and relatively high charge density of the PIP2 headgroup at physiological
pH, this molecule readily forms tightly compressed monolayers, as opposed to collapsing
into aqueous micellar structures at higher surface pressures. Hysteresis of the
monolayers due to loss of lipids through barrier leakage or monolayer collapse was
19
negligible under all conditions, and similar to control lipids such as SOPC (data not
shown).
2.2.2 - Expanding effect of increased ionic strength on monolayers of PIP2
To investigate the effect of ionic strength on the behavior of PIP2 monolayers, π-A
isotherms were taken with varying concentrations of NaCl in the subphase. Addition of
NaCl significantly expanded the monolayers at all surface pressures above 5 mN/m (Fig.
2.1a). This response was also observed upon addition of NaCl to the subphase of a
preformed PIP2 monolayer. At constant molecular area, the surface pressure increased
after addition of 250 mM NaCl with a magnitude commensurate to that observed in the
isotherm experiments, on a diffusion-limited time scale (Fig. 1a inset). At π = 30 mN/m,
the area per PIP2 molecule was increased by 13% to 82.5 Å2/molecule (Fig. 2.1b).
20
Figure 2-3. Expanding effect of NaCl on PIP2 monolayers.(A) π-A isotherms with 0 mM (squares) and 250 mM NaCl (triangles); (inset) change in surface pressure at
constant area/molecule upon subphase injection of 250 mM NaCl (at time = 0). (B) Area per molecule at 30
mN/m at pH 1.8 (n=7) and pH 7.4 (n=5). (C) Dose response to subphase NaCl. Error bars are average ± SE
at n=5, except where indicated. All data are L-α PIP2 on HEPES buffered subphase, pH 7.4 (unless
indicated), 30oC.
21
Quantification of the dose response of this effect reveals that the effect saturates at
approximately 200 mM NaCl and shows significant variation within the range of
physiologically-relevant salt concentrations (Fig. 2.1c).
To test for the possibility of an electrostatic mechanism (e.g. counter-ion cloud repulsion)
causing the monolayer expansion, the effect of 250 mM NaCl was measured on another
charged lipid, L-α PS, using the same conditions as employed in the PIP2 experiments.
Monolayers of PS were not affected in the same way as those of PIP2, instead showing a
very slight contraction in response to increased subphase ionic strength (Fig. 2a).
To determine whether the PIP2-specific expansion resulted primarily from the bulky
inositol ring, and at the same time control for acyl chain composition, the pressure-area
isotherms were repeated with phosphatidyl inositol 4-phosphate (L-α PI(4)P) and
phosphatidyl inositol (L-α PI). Because these molecules are precursors for enzymatic
PIP2 production in cells, they have similar or identical fatty acid compositions as PIP2,
and only differ in the degree of phosphate substitution on the inositol ring. In monolayer
experiments, neither of these lipids showed a significant expansion in response to
increased concentration of NaCl, although the monophosphate PI(4)P exhibited the same
trend as the bisphosphate PIP2, suggesting a similar, but much smaller effect (Fig. 2b).
These data suggest that the mechanism involved in NaCl-induced expansion of PIP2
monolayers is specific to PIP2 over other anionic, as well as other inositol-based lipids.
22
Figure 2-4. Specificity of salt-expanding effect to PIP2.Area per molecule of (A) L-α PIP2 and L-α PS; and (B) L-α PIP2, L-α PI(4)P and L-α PI on HEPES-
buffered subphase, pH 7.4, 30oC at π = 30mN/m. Mean ± SE, n=4.
23
In addition to the specificity of the expanding effect of NaCl on PIP2 compared to other
anionic phospholipids, the effect is also PIP2 isomer dependent. Quantification of the
molecular areas of synthetic PIP2 analogs substituted at different positions on the inositol
ring (3 and 5, 4 and 5, 3 and 4) shows that not only are the molecular areas dependent on
the positions of the phosphate, but also that the magnitude of the NaCl-induced expansion
is affected by the placement of the phosphomonoesters in the three different isomers (Fig.
2.5a). Direct comparison of this expansion reveals the greatest difference between 0 and
250 mM NaCl for PI(3,5)P2 (~22 Å), followed by PI(4,5)P2 (11 Å2) and PI(3,4)P2 (5 Å2),
and that the differences between PIP2 isomers are statistically highly significant
(p<0.001).
2.2.3 - Effects of different counterions
To determine the ion specificity of the expanding effect of monovalent salts on PIP2
monolayers, the effects of other cationic counterions were tested. At 250 mM, all
monovalent cations tested (Na+, K+, Li+, Cs+) showed similar, statistically significant
expansion of the PIP2 monolayers, with the magnitude of the effect directly related to the
charge density of the ion, i.e. Li+ > Na+ > K+ ~ Cs+ (Fig. 2.3a). The charge-density
dependence observed here differs from that reported for salt-induced expansion of less
highly charged anionic phospholipid monolayers, where either no cation dependence or
the opposite trend was observed14. The magnitude of the expansion of PIP2, in contrast to
PG14, by the different cations appears to be directly related to the Hofmeister series
describing the chaotropic nature of the ion (reviewed in85). This result suggests that in
addition to effects on headgroup protonation, these ions may also disrupt the structure of
multi-molecular water-mediated hydrogen-bonded networks within the monolayer. 24
Divalent counterions have a very different effect on PIP2 compared to monovalent salts.
Both CaCl2 and MgCl2 had a large compressing effect on pure PIP2 monolayers (Fig.
2.3b). The representative isotherms in Fig. 3b highlight these differences, both in the
area per PIP2 at π = 30mN/m and at lower surface pressures. The inset shows a
quantification of the compressing effect of divalent cations and demonstrates that PIP2
monolayers with 250 mM Ca2+ and Mg2+ were compressed by 15% and 9% over control,
respectively. These results are consistent with the previously observed ability of Ca2+ to
act as a PIP2 crosslinker by binding and dehydrating multiple phosphates with high
affinity86, 87, neutralizing their charges, and bridging headgroups to form tightly
compressed monolayers88, even at low surface pressure.
25
Figure 2-5. Effects of various counterions.(A) Area per molecule at π = 30 mN/m of L-α PIP2 on HEPES-buffered subphase with 250 mM salt; Mean
± SE, n=5. (B) π-Area isotherms of L-α PIP2 HEPES-buffered subphase, pH 7.4, 30oC (solid line) and
same conditions plus 250 mM CaCl2 (dashed line); (inset) quantification of the effects of 250 mM CaCl2
and MgCl2; mean ± SE, n=4.
26
2.2.4 - Expanding effect of non-ionic chaotropes and temperature
To test the hypothesis that monovalent salts disrupt attractive hydrogen bonding
interactions among PIP2 headgroups that partially overcome the electrostatic repulsion
expected from high headgroup charge density, several non-ionic chaotropic factors were
tested for their ability to disrupt these putative networks and induce monolayer
expansion. Urea, a protein denaturant commonly used because of its chaotropic
character, and trehalose, a non-reducing glucose dimer known for its cryoprotective
properties which derive from its ability to disrupt water structure, were tested for their
effect on PIP2 monolayers. Consistent with attractive interactions through hydrogen-
bonding, both non-ionic chaotropes had a strong expanding effect on the monolayers. At
π=30 mN/m, 5 M urea increased the area per PIP2 molecule by almost 25% to 90.9
Å2/molecule, the highest value observed for any of the conditions employed in these
experiments (Fig. 2.4b). Similarly, 5 mM trehalose significantly increased the area of the
PIP2 monolayer by 9%. These effects were specific to PIP2, as neither treatment had a
significant effect on monolayers of PI.
Finally, as confirmation of the hydrogen bonding hypothesis, the temperature-dependent
behavior of PIP2 monolayers was tested. These monolayers showed a very significant
contraction as the temperature of the subphase was decreased from 34 to 17oC, decreasing
the area per molecule by almost 50% (Fig. 2.4a). In contrast, monolayers of PI were
contracted by only ~10% over the same temperature range, consistent with a simple
scaling of pressure with kBT. While some contraction is expected due to the decrease in
kinetic energy of the lipids, the 50% difference observed for PIP2 strongly suggests an
additional mechanism, such as the disruption of a hydrogen bonded network by increased 27
thermal energy of the subphase. Pure PIP2 could not form compressed monolayers at
subphase temperatures below ~15oC, instead exhibiting collapse at relatively low surface
pressures (<10 mN/m; data not shown). This result could be relevant to understanding
temperature-induced changes in cell structure, such as cold activation of platelets, a
process during which changes in PIP2 organization at the plasma membrane trigger actin
assembly89.
28
Figure 2-6. Evidence for water-mediated intermolecular hydrogen bonding.Area per molecule of L-α PIP2 and L-α PI at π = 30 mN/m on HEPES buffered subphase, pH 7.4 (A) in
presence of 5 mM trehalose and 5 M urea; and (B) as a function of the temperature of the subphase (circles
= PIP2; squares = PI).
29
Figure 2-7. PIP2 isomer specificity of subphase NaCl expansion effect.(A) Area per molecule at π = 30 mN/m of DO-PIP2 isomers on HEPES-buffered subphase. Mean ± SE,
n=7. (B) Difference in area per molecule of DO-PIP2 isomers between 250 mM NaCl and no subphase
NaCl. The isomer dependence of the NaCl effect was measured to be significant to p = 0.0001 by two-way
ANOVA. (C) Conceptual cartoon of the intermolecular interactions between PIP2 molecules. In absence
of chaotropic agents (green ellipses), PIP2 molecules form water-mediated hydrogen-bonded networks.
Upon addition of chaotropes, networks are broken, and electrostatic repulsion between charged phosphates
induces expansion of the monolayer.
30
2.3 – Theoretical modeling results – Electrostatic contribution to the surface
pressure of charged monolayers containing polyphosphoinositides
2.3.1 – Experimental justification for electrostatic modeling
Phospholipids in a cell membrane pack to a density corresponding to an area per
molecule of 40-70 Å2, equivalent to a lipid monolayer with surface pressure of
approximately 30 mN/m 84. At this density the spacing between charges for univalent
phospholipids is slightly greater than the Bjerrum length (lB), the distance at which
electrostatic energies are equal to the thermal energy kBT (approximately 7.1 Å). As a
result, the lipids can be approximated as independent point charges that create a
significant field orthogonal to the membrane surface, but only modest repulsive
interactions within the plane of the membrane. However, when the valence is greater than
2, as it is for PIP2, the most common PPI and one with great biological importance, the
charge spacing becomes less than lB leading to significant electrostatic interactions within
the plane of the membrane and effects not seen in less highly charged membranes. The
magnitude of the electrostatic contribution is shown in Figure 2-6, which compares area-
pressure isotherms of the anionic lipids phosphatidyserine (PS), phosphatidylinositol (PI)
and its mono- and di-phosphorylated derivatives PIP and PIP2. All of these lipids are
natural products containing mainly stearoyl and arachidonoyl moieties at their SN1 and
SN2 positions, respectively. The unsaturated acyl chains prevent any observable phase
transitions from a liquid-condensed phase to a gel phase, hence the differences between
the isotherms are the direct effect of the increased charge on PIP and PIP2, which at
neutral pH bear slightly more than 2 and 3 charges, respectively. The increased surface
31
pressure of PIP2 monolayers is not screened out by increasing subphase monovalent salt.
Figure 2-6 shows that whereas increasing ionic strength from 10 mM to 250 mM has no
significant effect on monolayers of PS or PI, it increases the pressure of PIP2 monolayers
over a broad range of molecular areas.
Figure 2-8. Experimental justification for electrostatic model.Surface pressure ()-molecular area () isotherms of naturally-derived anionic phospholipids (PS, PI, PIP,
and PIP2) on a buffered subphase with 10 mM (a) and 250 mM (b) subphase NaCl. Isotherms comparing
the effect of low (open circles) and high (closed circles) subphase ionic strength on monovalent (PI) (c) and
multivalent (PIP2) (d) acidic phospholipids. All isotherms shown are representative of the average of 5-8
isotherms per condition.
32
2.3.2 - Theoretical model of electrostatic contribution to surface pressure
A continuum model can be applied to calculate the electrostatic component of surface
pressure when the distance between charged lipids is greater than ZlB, where Z is the
number of charges per lipid head group. In the case of a PIP2 monolayer, where Z is
about 3-4, ZlB corresponds to a surface area of ~160 Å2 per molecule. Fig. 2-6d shows
that at molecular areas higher than ZlB, where electrostatics are not expected to contribute
significantly to lateral pressure, the surface pressure of PIP2 does not depend strongly on
ionic strength. This estimate is also in agreement with the experimental observation (Fig.
2-6c) that for PI, which has only one charged group (ZlB ~ 50 Å2), the surface pressure
does not show any significant dependence on ionic strength down to 50 Å2/molecule. PIP
which has 2 negatively charged groups does show a small influence of ionic strength
below ~80-100 Å2. If the distance between charged groups is less than defined by the
Bjerrum length, then collective effects described by a Gouy-Chapman approach become
important to consider. In this case we describe the monolayer as a charged surface with
surface charge density (. The Poisson-Boltzmann equation for electric potential (
distribution near this charged surface reads
(1)
where e is the elementary charge, n0 is the number density of univalent electrolytes, and
is the dielectric permittivity of water. Solution of the Poisson-Boltzmann equation using
the boundary condition at a charged interface
(2)
33
is well known90. The surface pressure is calculated by evaluation of the variation of the
thermodynamic potential ( due to introducing a charged surface in an electrolyte
solution with fixed chemical potentials of ions, which can be found from the charging
theorem91, 92:
(3)
After taking into account Eqs.(1,2) and integrating, the change of the thermodynamic
potential due to a charged surface can be expressed as
(4)
This relation is identical to that used in93 for consideration of charge-reversal instability in
mixed bilayer vesicles. The electrostatic part of the surface pressure can be calculated by
differentiating (4) with respect to the surface area of a monolayer S at fixed charge
(variation of the surface charge with surface area is important experimentally and is
accounted for by dissociation-association equilibria, as discussed later). Direct
calculation of the derivative from relation (4) and the solution of the Poisson-
Boltzmann equation (1) requires several steps. An efficient way to carry it out is to use
the identity
(5)
which follows from the Poisson-Boltzmann equation, differentiating it by S, multiplying
by and integrating over the volume occupied by electrolyte. As a result we arrive at the
following relation
34
(6)
where the first term in relation (6) comes from the fact that the thermodynamic potential
(4) is proportional to the area of the monolayer. Since , from the
boundary condition (2), we have
and for the surface pressure we obtain the following relation
Since
and
it follows from the solution of the Poisson-Boltzmann equation, where
is the Debye screening length, that after integration we obtain
(7)
Eq. 7 can be rewritten in a more convenient form as follows
35
(8)
In the limit of large absolute values of the surface potential (0), relation (8) reduces to a
very simple form:
(9)
Relation (9) shows that for a highly charged monolayer the electrostatic contribution to
the surface pressure is equal to twice the kinetic pressure of a 2D gas, although its
physical meaning is different. The surface potential of a monolayer according to relation
(2) is found from the expression
(10)
According to (8), the electrostatic contribution to the surface pressure decreases with
diminution of the absolute value of the surface potential. According to relation (10) this
should take place if the ionic strength of the solution increases while the charge of the
monolayer remains constant.
However, in reality, the charge of the monolayer depends on the dissociation-association
equilibrium of the ionic groups of the lipid. In the negatively charged monolayer
considered here, a decrease of the surface potential increases the electrochemical
potential of the charged lipoid head groups by –e(0), and the dissociation-association
equilibrium is shifted. In the condition of equilibrium
36
the charging of the monolayer can be accounted for by introducing an effective
equilibrium constant pKe, whose value depends on surface potential according to the
relation . The degree of deprotonation dP of the lipid head
group is then
(11)
If the absolute value of the surface potential goes down, the effective pKe goes down as
well and the head group becomes more deprotonated. This effect of adding more charged
groups to the surface can increase the surface pressure (6). If the lipid has several ionic
groups which can be deprotonated, then the degree of deprotonation of each of them
should be calculated according to the relation (11). As a result we have the following set
of equations for the calculation of the electrostatic surface pressure for n lipid headgroups
as a function of the ionic strength of the solution
(12)
(13)
(14)
37
where is the surface area per lipid molecule. The set of Eqs.(12-14) allows one to draw
several important conclusions. The dependence of the electrostatic surface pressure on
the surface area per molecule of a lipid like PIP2 with 5 ionizable groups and bare pK
values of 2, 3, 4, 7, and 7.7 (first ionization pKs from11; second ionization pKs estimated
from pKs of phosphatidic acid94) is shown in Fig. 2-7a for several pH values at low (c=10
mM) and high (c=250 mM) salt concentrations. The theoretical curves have several
interesting features, which qualitatively correspond to the experimental data for PIP2 in
Fig. 2-6d. In agreement with the experimental data, the surface pressure of compressed
monolayers is higher at higher ionic strength, which initially appears counterintuitive due
to the increase of screening with ionic strength. The increased surface pressure is due to
the increased charge density of the monolayer at higher ionic strength, since high ionic
strength diminishes the pKe value, consistent with previous observations and modeling of
less charged amphiphile monolayers13, 14, 16, 17. This expansion due to charging of the
monolayer with increased subphase ionic strength becomes prevalent when the surface
area per lipid molecule reaches a minimal threshold, as seen from the crossing of
theoretical isotherms for low and high salt concentrations (Fig. 2-7a), in agreement with
experimental data (Fig. 2-6d). The importance of lipid headgroup deprotonation in the
behavior of isotherms is illustrated in Fig. 2-7b, where theoretical isotherms for low and
high salt concentrations are shown both with and without accounting for the shift of
effective pK values as a function of the potential of the monolayer. From these plots, it is
clear that if the charge per lipid molecule is fixed, the pressure of the monolayer
decreases with increasing ionic strength due to screening. The dependence of the
effective pK value on the area per lipid molecule, calculated according to Eqs.(12, 13) for
38
pH = 7.5 at low (10 mM) and high (250 mM) ionic strengths, is shown in Fig. 2-7c. Due
to the decrease in pKe values at higher ionic strength, the charge per lipid molecule
increases, which leads to increased surface pressure, as remarked above. Eqs. (12-14)
also predict another important property of the system considered here. Calculated at a
fixed electrostatic pressure, the dependence of the area per lipid molecule () on the
charge of that lipid is linear with a slope of 2kBT/s as found from relation (9).
This theoretical model was developed in collaboration with Dr. Andrejs Cebers, a visiting
professor and collaborator from the Physics Department at the University of Latvia.
39
Figure 2-9. Electrostatic model results.(a) Calculated isotherms of electrostatic surface pressure at low (c = 10 mM; dashed line) and high (c = 250
mM ; solid line) subphase ionic strength at pH=5, 7.5, 12. (b) Isotherms of electrostatic pressure with and
without accounting for the dependence of effective pK values on the potential of the monolayer. c = 10 mM
(dashed line) and c = 250 mM (solid line) accounting for pK shift, c = 10 mM (large dots) and c = 250 mM
(small dots) without accounting for pK shift. (c) Effective pK values as a function of surface area per lipid
molecule () at pH=7.5 and c = 10 mM (dashed line) or c = 250 mM (solid line).
40
2.3.3 – Comparison of model with experimental results
The theory derived above makes several predictions that are verified by experimental
data. The linear dependence of the area per lipid molecule on its charge was tested by
varying the pH of the aqueous subphase and measuring pressure-area relationships
(specifically, area/molecule at S = 30 mN/m). Fig. 2-8a shows the change in
area/molecule of PIP2 monolayers as a function of pH at high and low ionic strength, and
reveals expansion of the monolayer both by increasing ionic strength and increasing pH,
both of which lead to increased deprotonation of PIP2. Eqs. 12-14 allow calculation of
the net charge on PIP2 at each value of pH and S, and the molecular area as a function of
net charge is shown in Fig. 2-8b. The data at high ionic strength are well fit by a linear
relationship over the entire range of charge above -1. The proportionality constant
derived from the fit is less than, but within a factor of two from, the simple prediction of
2kBT=S expected from Eq. 9.
41
Figure 2-10. Area per charge of PIP2.(a) Isobaric (S = 30 mN/m) area/molecule () as a function of measured pH of pure, naturally-derived
PIP2 on a buffered subphase with added 10 mM (open circles) or 250 mM (closed circles) NaCl. Points
shown are the average ± standard deviation for three trials. (b) Measured area/molecule of PIP2 as a
function of charge/molecule calculated from Eq. 11. The slope of the linear least-squares fit suggests that
each charge contributes at additional 10 Å2 to the experimental molecular area of PIP2. This observation is
much small than the ~25 Å2/charge predicted by the purely electrostatic model, confirming the
incompleteness of the purely electrostatic model neglecting an attractive component.
42
A more detailed comparison of theory and data is shown in Figure 2-9, which compares
the area-pressure isotherms of PIP2 at three different pH values where significant
differences in charge density are expected. At pH 12, where the charge separation is well
below the Bjerrum length and near the minimum value for PIP2, changing the ionic
strength from 10 mM to 250 mM has a small effect over the measurable range of
area/molecule (Fig. 2-9c). The theoretical curves are similar in shape and magnitude to
the experimental data as both theory and experiment show a crossing of the curves at a
critical area/molecule where the screening effect of salt on electrostatic repulsions begins
to dominate the pKe lowering effect important at lower molecular areas. At pH 7.5,
theory predicts that the crossover occurs in a more expanded monolayer (near 160 Å2,
Fig. 2-9c), in excellent agreement with the experimental result (Fig. 2-9a). The measured
differences in pressure of very expanded monolayers are small, but statistically
significant (inset Fig. 2-9a). At pH 1.8, where the charge on PIP2 is near -1, theory
predicts a very small effect of electrostatic repulsion on the surface pressure, and the
experimentally measured pressure is indistinguishable from zero at areas above 150
Å2/molecule. The theoretical curves with no adjustable parameters shown here
qualitatively agree with the experimental data, suggesting that, unlike PS or PI,
polyphosphoinositide membrane surface pressures are strongly affected by electrostatic
effects under physiological conditions. However, quantitative differences between theory
and experiment suggest the limits of this purely electrostatic model. The theory is not
expected to be valid at small molecular areas where steric interactions become
significant; correspondingly, below 60 Å2 the experimentally measured pressures are
systematically larger than theoretical prediction. In contrast, at higher molecular areas
43
(>120 Å2) and pH values, this electrostatic theory predicts significantly larger pressures
than are measured (Fig. 2-9a-d) and a steeper dependence of molecular area on charge
than is observed (Fig. 2-8b). The lower pressures measured experimentally compared to
the predicted purely electrostatic contribution to lateral pressure suggest that attractive
interactions counter the electrostatic repulsions measured and modeled in this study. A
likely mechanism of attractive interactions is hydrogen-bonding between lipid
headgroups, as suggested in charged phosphatidic acid95 and zwitterionic phosphatidic
ethanolamine membranes96, and recently confirmed in bilayers containing
phosphoinositides55, 97.
The modeling, data analysis, and writing of the theory section of this chapter was
performed in close collaboration with both Dr. Andrejs Cebers and the advisor for this
thesis work, Dr. Paul Janmey.
44
Figure 2-11. Comparison of model with experimental isotherms.Measured isotherms of pure, naturally-derived PIP2 on buffered subphase with added 10 mM (open circles)
and 250 mM (closed circles) NaCl at pH 7.5 (a), pH 12 (c), and pH 1.8 (e). Isotherms shown are
representative of 3 trials/condition. (a - inset) quantification of difference between low and high salt buffer
of expanded (300 Å2/molecule) and compressed (80 Å2/molecule) monolayers of PIP2. Theoretically
calculated isotherms for PIP2 at pH 7.5 (b), pH 12 (d), and pH 1.8 (f) with 10 mM (thin line) and 250 mM
(bold line) subphase ionic strength.
45
2.4 - Results discussion, caveats and significance
Polyphosphoinositides are well characterized as important signaling intermediates, but
much more is known about the genetic regulation and expression of the enzymes that
produce or degrade these lipids than about the physical chemistry that determines these
lipids’ distributions within the plasma membrane or their trafficking between different
cellular compartments. Because of their large negative charge, it appears generally
accepted that these lipids display only mutually repulsive interactions within the plane of
the bilayer that keep them dispersed unless they are complexed to specific proteins50, 53, 98.
Some lines of evidence suggest that PPIs are strongly sequestered under conditions that
produce detergent insoluble lipid fractions (often taken as evidence of PPIs’ localization
to lipid rafts45), while other studies using fluorescence energy transfer methods provide
evidence that hydrogen bonding might stabilize PPI-rich clusters54, 55. In this context, the
present results provide quantitative estimates of the magnitude of electrostatic
interactions among PPIs and show that attractive interactions, mediated by hydrogen
bonding, significantly counterbalance the electrostatic repulsions.
A feature of pressure-area isotherms of PIP2 that is well explained by purely electrostatic
mechanisms is the general effect of monovalent ions on surface pressures. While the
expanding effect of monovalent salt in the subphase of PIP2 monolayers may seem
inconsistent with electrostatic repulsions between the headgroups (subphase ions might
be expected to shield the anionic headgroups and allow tighter packing 99, 100), monolayer
expansion by subphase cations results from the dependence of the phosphomonoester
ionization potential on ionic strength, previously shown for monolayers of phosphatidic
46
acid13. This effect has been shown to be important in regulating the gel-liquid transition
temperature of charged monolayers15, although the measured magnitude of the expansion
effect of subphase salts with other anionic lipids is much smaller than the expansion
observed here with PIP214.
The purely electrostatic contribution to the surface pressure of PIP2 monolayers was
determined by modeling the system as a uniformly distributed plane of ionizable groups,
the charge density of which is a function of both the pKa’s of the ionizable groups and
the ionic strength of the subphase solution. The surface pressure due to electrostatic
repulsion, calculated by differentiating the thermodynamic potential with respect to the
surface area corresponds qualitatively with some of the observed experimental results.
The high pressure observed with expanded monolayers (up to 150 Å2/molecule) at neutral
pH can be explained by the repulsion of the highly charged headgroups. Additionally,
both the crossing over between isotherms with low and high ionic strength and the
expansion of the monolayer due to high ionic strength were confirmed with the
electrostatic model at neutral pH (Fig. 2-1a and Fig. 2-9b). However, many of the
experimentally observed results are not compatible with a purely electrostatic treatment.
Specifically, the varying effects of different monovalent ions cannot be accounted for
entirely by changes in subphase ionic strength. Both the PIP2 isomer specificity of the
NaCl-induced monolayer expansion and the effects of uncharged chaotropes and
temperature also point to a more complex molecular mechanism than the strictly
electrostatic subphase ionic strength modulation of apparent headgroup pKa.
Additionally, the expanding effect of subphase salt at pH 1.8 (Fig. 2-1b) is inconsistent
with the model which predicts no electrostatic effects under conditions where all
47
phosphomonoesters are protonated (Fig. 2-9f). Finally, in nearly all cases, the
experimentally determined surface pressure of PIP2 is significantly lower than predicted
from a conservative estimate for the purely electrostatic effect.
The results of the experiments described above highlight the importance of attractive
interactions, probably mediated by hydrogen bonding, that significantly counter the
repulsive electrostatic interactions between PIP2 lipids in planar systems. These
attractive interactions can be disrupted by chaotropic factors such as monovalent ions,
trehalose, or urea. These findings are summarized in a qualitative model presented in
Fig. 2-5c. In absence of disrupting agents, several PIP2 molecules are shown as
interacting through a water-mediated hydrogen bonded network. When either ionic
factors that disrupt water-PIP2 interactions or non-ionic chaotropes are present, hydrogen
bonding is disrupted and electrostatic repulsion causes an increase in molecular area.
This model is supported by the magnitude of the expanding effect of monovalent cations
on pure PIP2 monolayers, as well the effects of urea and trehalose (strong non-ionic
chaotropes). The calculated energy difference between the proposed hydrogen-bonded
state and the chaotrope-disrupted expanded state (for 250 mM LiCl: ΔArea = 17.8
Å2/molecule at 35 mN/m = ~6 kJ/mol) is commensurate with the loss of approximately
one hydrogen bond per PIP2 molecule. The possibility of intermolecular hydrogen
bonding between PIP2 headgroups in mixed lipid systems has been shown both
experimentally54, 55 and in simulations97, and the data presented here confirm that
possibility through experiments showing hydrogen bonding to be an important factor in
intermolecular PIP2 interactions.
48
The effect of temperature on PIP2 monolayers also suggests important non-electrostatic
interactions among these lipids. The striking decrease in surface pressure with decreased
temperature is far greater than observed with other charged fluid phase lipids, and does
not scale simply with thermal energy. Indeed monolayers of pure PIP2 are significantly
less stable at room temperature than at 37oC, and cannot form below 15oC. The collapse
of PIP2 monolayers at low temperature may be related to the hypothetical clustering of
PPIs at low temperature thought to trigger cold-activation of platelets and possibly other
biological functions89.
An alternative explanation to electrostatics and hydrogen bonding for the observed
effects of subphase salts involves the intercalation of the monovalent salts into the plane
of the anionic headgroups to form a network lattice between the phosphates and cations.
This explanation appears less likely since the expansion is greatest with the smallest,
most electropositive ion (Li+) and decreases with ion radius (Fig. 2-3a). Also, while the
formation of a rippled phase in the absence of salts could produce a more compressed
monolayer, a phase transition from the liquid phase to the rippled phase was not observed
with any of the isotherms (Fig. 2-1a). Additionally, the ripple phase would only be likely
to form at high surface pressures, whereas the differences between the high and low salt
states are apparent at pressure as low as 5 mN/m (Fig. 2-1a).
Two pieces of evidence argue for the importance of water in maintaining this network, as
opposed to hydrogen bonding directly between adjacent PIP2 molecules. The non-ionic
solutes urea and trehalose, which are not expected to interact with phosphate groups,
have a strong expanding effect on PIP2 monolayers, likely as a result of their disruption
of water structure and subsequent disturbance of the hydrogen-bonded network (Fig. 2-49
4a). Second, the significant reduction of the area per molecule of PIP2 induced by
divalent cations (Ca2+ and Mg2+) confirms their ability to bridge neighboring lipids with
resulting dehydration of the interface, and suggests that although the PIP2 monolayers
maintain a compressed state through their ability to hydrogen bond, they are not as tightly
compressed as when directly crosslinked by divalent cations (Fig. 2-3b).
Many experiments suggest that there are at least two distinct modes of interaction for the
many cellular binding partners of PIP2. Some proteins (e.g. those containing PH
domains) have a specific binding site for individual PIP2 molecules101-103, whereas others
contain unstructured polybasic domains thought to bind several PIP2 molecules
simultaneously through non-specific electrostatic attraction (e.g. MARCKS53, 104). It
seems reasonable to consider the possibility that a cell could regulate PIP2-mediated
signaling by influencing the balance between hydrogen-bonding and electrostatic
repulsion, thereby moderating the pools of PIP2 available for single-lipid binding protein
domains versus those that bind multi-molecular assemblies.
The biological relevance of this work derives from experimentation on lipids in a planar
context, which is the appropriate configuration for PIP2, as a cytoplasmic leaflet plasma
membrane constituent. Additionally, the surface pressure, temperature, pH and ionic
conditions have been chosen to properly reflect physiological conditions. However, the
major caveat of this work is that while these experiments are on pure PIP2 monolayers,
the physiological concentration of PIP2 in resting cells is quite low (~1% of the total
lipids). This fact does not invalidate the relevance of the results presented in this chapter
because of 1 - physiological fluctuations in local PIP2 concentration due to enzymatic
production, sequestration, and self-aggregation; and 2 – importance of intermolecular 50
interactions. Although simple diffusive arguments suggest that lipids cannot be strongly
concentrated through enzymatic production (the rate of generation is lower than the rate
at which the generated molecules diffuse away) , these arguments do not account for
intermolecular forces, like the attractive hydrogen bonding suggested by the work in this
chapter, that may influence this balance towards aggregation. However, even if very high
PIP2 concentrations (like those considered here) never exist in a cell, intermolecular
attraction between neighboring like molecules are important to consider, especially
considering the multitude of distinct PIP2 binding proteins, and the possibility of
differential binding based on aggregate size. Additionally, results presented in the
following chapter will confirm the relevance of the conclusions in this chapter with
experiments on PIP2 organization in mixed lipid systems, where PIP2 is the minority
component.
A shortcoming of the monolayer results presented in this chapter is that there is no
information in this experimental setup regarding the size, structure or abundance of the
proposed hydrogen-bonded PIP2 clusters. This shortcoming is partly addressed in the
following chapter with experiments using neutron scattering to measure lateral
heterogeneity in mixed lipid vesicles containing PIP2 that give the first suggestion of the
possible size of the putative PIP2 domains.
Parts of this chapter have been adapted from accepted manuscripts to Biophysical Journal
and the Journal of the American Chemical Society with copyright permission from the
publishers pending.
51
Chapter 3 – Domain formation, lateral segregation and line
tension in mixed lipid systems
To address one of the major limitations of the previous chapter’s results on the behavior
of pure naturally-derived PIP2 in planar systems, namely that such a high concentration
of PIP2 is not likely to exist in a cell, experiments in this chapter evaluate PIP2
localization in mixed lipid systems, including Large Unilamellar Vesicles (LUVs) and
mixed lipid monolayers. Initially, lateral heterogeneity is evaluated by neutron scattering
and Fluorescence Resonance Energy Transfer to determine whether vesicles containing
small fractions of PIP2 in a background of zwitterionic phospholipids (phosphatidyl
choline – PC) form locally-enriched domains or distributed homogeneously around the
surface of the vesicle. FRET data suggest that lateral inhomogeneity does exist in this
system, and that it is dependent on ionic factors, consistent with previous results54, 55.
Novel neutron scattering examination of the same system similarly suggests the presence
of PIP2 domains at physiologically-relevant conditions, while features in the scattering
data from these vesicles suggested an initial estimate for the size of the putative PIP2
clusters suggested in the previous chapter.
Additional experiments presented in this chapter will evaluate lateral heterogeneity in
more complex lipid mixtures, namely monolayers including cholesterol, which is shown
to induce large-scale phase separation at physiological concentrations, consistent with
previous results (see Section 1.3.1). Fluorescent microscopic observation of these phase-
separated monolayers was used to determine the effect of PIP2 on the formation of
cholesterol-dependent Lo domains, as well as localization and segregation of PIP2 52
induced by these domains. Surprisingly, inclusion of PIP2 in these lipid mixtures did not
have a measurable effect on the presence, properties or stability of the cholesterol-
induced domains. However, the presence of the domains did induce the segregation of
PIP2 away from the cholesterol-rich Lo phase and concentration in the Ld phase.
Finally, the results of a microscopic study measuring line tension in mixed lipid
monolayers are presented. As in the PIP2-containing monolayers, domain formation is
induced by inclusion of cholesterol in the lipid mixtures, and the line tension () and
dipole density differences () between demixed fluid phases of monolayers comprised of
dimyristoylphosphatidylcholine (DMPC) and dihydrocholesterol (DChol) are
investigated by measuring the two-dimensional thermal fluctuations of domain
boundaries visualized by the inclusion of a fluorescent tracer lipid. Employing an
extensive data set, the surface pressure dependence of and is determined at three
different monolayer compositions (30%, 35%, and 40% DChol). Both parameters are
found to decrease with a power law dependence as the surface pressure approached the
phase transition pressure (t), in agreement with previous measurements. Additionally,
photobleaching effects and domain size influence were quantified and found to be small
but significant. Finally, comparing the domain-promoting effect of with the domain-
disrupting effect of showed that there is a composition-independent correlation between
these parameters and the reduced surface pressure (t-). This result suggests a universal
relationship between these parameters in the absence of perturbing factors, which could
be used to identify the presence and activity of line-active compounds.
3.1 - Experimental Design and Methods
53
3.1.1 - Lipids and reagents
Lipids were purchased as solutions (chloroform:methanol:water 20:9:1 for PIP2 ;
chloroform for other lipids) from Avanti and stored at -20oC. The concentrations of the
lipid solutions were confirmed initially with phosphate analysis following acid digestion
of organic components83 and subsequently by comparing to the measured area per lipid
molecule. Subphase and solution reagents were purchased from Sigma and Fisher.
3.1.2 – Monolayer imaging
Lipid monolayers were prepared as described in Section 2.1.2, with the addition of 0.1%
fluorescent lipid (usually rhodamine-dioleoyl phosphatidylethanolamine - rhoPE) for
fluorescent visualization. Lipids were mixed prior to interface deposition to ensure
proper mixing; this step was important for uniform and reproducible monolayers. The
monolayers were imaged on a Leica microscope using the appropriate filter cubes.
Significant evidence from past work (cited in Section 1.3.1), as well as experiments in
this chapter (Fig. 3-3a), shows that mixtures of phospholids and cholesterol form
immiscible liquid-liquid domains which separate through a significant range of surface
pressures and subphase conditions. The localization of PIP2 was imaged with respect to
a known marker for the Ld phase (rhoPE) in these liquid-liquid coexistence monolayers
using three distinct PIP2 fluorescent markers. These were: 1) a fluorescently-labeled PH
domain from PLCδ1; 2) a fluorescent gelsolin-derived PIP2-binding peptide; and 3) a
long-chain fluorescent analog of PIP2. cDNA of a GST chimera of the PH domain from
rhPLCδ1 (gift from Dr. Tobias Baumgart) was expressed in XL1-blue E. Coli and
purified using glutathione-functionalized Sepharose beads using a standard molecular
54
biology protocol (Sigma). The purified GST-PH was fluorescently-labeled by reaction
with fluorescein isothiocyanate (FITC) for 30 minutes at room temperature. The progress
of the reaction was carefully monitored because FITC reacts with solvent-accessible
primary amines on the surface of proteins, typically lysines and arginines, the same
residues known to make up the PIP2 binding pocket of PH-PLC 103. For this reason, the
labeling ratio of FITC:PH domain was minimized to maintain PIP2-binding activity.
In addition to fluorescently-labeled GST-PH chimeras, a PIP2-binding-peptide (PBP10)
synthesized using the known sequence of the PIP2 binding site of gelsolin functionalized
with a rhodamine B fluorescent group 105 and available in the Janmey lab will be used.
This reagent is known to bind PIP2 in cells, and its fluorescence makes it a logical
candidate for the proposed experiments.
Finally, lipid mixtures were doped with a small proportion (0.5%) of a fluorescently-
modified synthetic PIP2 analog (NBD-PIP2) to determine the localization of this analog
in relation to the phases formed by the phospholipid-cholesterol mixtures.
3.1.3 – Neutron scattering and FRET in LUVs
Because the putative domains/clusters of PIP2 discussed in the Chapter 2 are far below
the optical resolution limit, to complement the monolayer imaging studies described
above, two techniques with nanoscopic spatial resolution were used to study the lateral
organization of PIP2 in mixtures with an unsaturated phosphotidylcholine (SOPC) in
large unilamellar vesicles (LUVs): Fluorescence Resonance Energy Transfer (FRET)
and neutron scattering.
3.1.3a – Production of LUVs
55
LUVs were produced by a standard protocol - briefly, PIP2 and SOPC in organic solvents
were mixed followed by evaporation of the solvent, first under a stream of pure N2,
followed by vacuum drying (2 hr – overnight) to ensure complete solvent evaporation
(necessary for vesicle reproducibility). After hydration of the lipids with aqueous buffer
(150 mM NaCl, 10 mM HEPES, 0.1 mM EDTA, pH 7.4) to form a 0.3 mM lipid
solution, the aqueous lipid mixture was freeze-thawed five times by freezing on dry ice
followed by thawing at 37oC to break multilamellar structures and remove defects that
arise during rapid hydration. Finally, the lipids were homogenized by extrusion through
a filter with well-defined pores to produce monodisperse vesicles of prescribed diameter
(100 nm for FRET ; 400 nm for neutron scattering).
3.1.3b – FRET experiments
Fluorescent analogs of PIP2 (0.6%, Bodipy-TR PIP2, Molecular Probes) and SOPC
(0.7%, NBD-PC, Molecular Probes) were incorporated into these vesicles by addition of
these analogs into the vesicle solution followed by a 30 minute incubation, which has
been shown to be an efficient method for incorporation of these fluorescent lipids into the
outer leaflet of the vesicles 54 (the leaflet into which the analogs are incorporated can be
tested by quenching the fluorescence with a membrane impermeable agent). FRET was
measured by exciting the donor fluorophore at the NBD excitation maximum (450 nm)
and measuring the resulting emission spectrum from 520 nm to 700 nm. FRET ratio was
defined as the ratio of the intensity at the maximum of the acceptor emission peak (630
nm) and the intensity at the maximum of the donor emission peak (540 nm). A high
FRET ratio means that the fluorescent lipids are in close contact with each other,
suggesting mixing between the SOPC and PIP2, whereas decreased FRET means a 56
separation of Bodipy-PIP2 from NBD-SOPC suggesting the formation of laterally
segregated domains of PIP2 and SOPC.
3.1.3c - Neutron scattering
To complement the FRET experiments, which rely on fluorescent lipid analogs, domain
formation in LUVs was also assayed without fluorescence using neutron scattering. The
vesicles were prepared in the way described for the FRET experiment with the exception
that total lipid concentration was 6 mg/mL and the vesicle diameter was 400 nm. These
changes were made because of the low efficiency of neutron scattering and the difficulty
of extruding very high lipid concentrations through small pores, respectively. In neutron
scattering, contrast is provided by the relative stability of excited nuclei of different
atoms, and conveniently for biological samples, one of the greatest isotopic contrasts is
provided by hydrogen and deuterium. Although deuteration of the acyl chains of lipids
may have an effect on the physical properties of lipids, similar LUV experiments with
deuterated and protonated PC have shown identical IR spectra and phase behavior
suggesting that deuteration of lipid components would not be expected to induce
nonspecific phase separation (personal communication Dr. Arne Gericke). In the these
experiments, 10% hydrogenated PIP2 was mixed with 90% deuterated PC, and the
scattering intensity of these vesicles was measured as a function of different buffer
mixtures of D2O/H2O (following an established experimental protocol 106). Scattering
experiments were done on the Small Angle Neutron Scattering (SANS) machine at the
Intense Pulsed Neutron Source (IPNS) at Argonne National Laboratory (ANL) with
instrumental assistance by Jyotsana Lal and Ed Lang. Scattering was performed at 50oC,
above the melting temperature of the saturated components (~ 42oC for DPPC).57
By varying D2O/H2O ratio, the contrast between the sample and the buffer is varied, until
zero scattering is achieved when the scattering line density of the buffer matches that of
the sample. However, if the sample is non-uniform, i.e. if there are parts of the vesicle
that are enriched in protonated PIP2 while others are enriched in deuterated PC, then
those two parts of the vesicle can not be matched by a single D2O/H2O ratio, and instead
of zero scattering, there will be a minimum in scattering between the match point of one
of the domains and that of the other. Using this technique not only the presence of
domains in PIP2/PC vesicles, but also potentially their size, can be determined because of
the Angstrom-scale resolution of neutron scattering experiments.
3.1.3 – Edge fluctuation of liquid-liquid domains
Mixed lipid monolayers were produced as above from dimyristoylphosphatidylcholine
(DMPC), dihydrocholesterol (DChol), and rhodamine-labeled
dioleoylphosphatidylethanolamine (rhoPE). Experiments were conducted at room
temperature (~25oC) with a subphase composed of phosphate buffered saline (PBS: 7.5
mM phosphate, 140 mM NaCl) at pH 7.4 with 5 mM dithiothreitol (Sigma) to prevent
oxidation of lipids.
Following deposition of lipids on the interface, the height of the surface was adjusted by
withdrawing subphase from beyond the monolayer barriers until the monolayer could be
visualized with an inverted microscope (IX81; Olympus, Center Valley, PA) with a 60X
1.1 numerical aperture long-working distance water immersion objective with coverslip
correction (Olympus), a Texas Red filter cube (Chroma, Rockingham, VT), and a back-
illuminated electron multiplying charge-coupled device (EM-CCD) camera (ImageEM;
58
Hamamatsu, Bridgewater, NJ). Images were taken at a pixel resolution of 256x256 and
an exposure time of 0.016 seconds/frame, yielding an average frame rate of 60 fps,
accounting for the finite readout time. The pixel edge size was set at 0.264 μm, close to
the optical point spread function width of the microscope.
The monolayer was first compressed quickly (25 Å2/molecule/minute) through the
transition pressure while the surface pressure was monitored as above (Sec. 2.1.2). The
transition pressure was recorded as the last pressure at which inhomogeneity could still
be observed under our experimental conditions. After allowing for 5 minutes of
stabilization, the surface pressure was reduced at 5 Å2/molecule/minute to the highest
pressure where stable domains could be observed. For each film pressure, several >2000-
frame movies were obtained while slow monolayer flow during the imaging process was
compensated for by manual translation of the microscope stage supporting the monolayer
trough.
Extensive details about the image analysis and theoretical considerations for this
experiment are included in Sec. 3.2.4 below.
3.2 – Experimental results – Lipid segregation and domain formation in
mixed lipid systems
3.2.1 – FRET detection of PIP2 demixing in LUVs
In 100 nm vesicles comprised of 90% SOPC and 10% L-α PIP2, lateral separation of
PIP2 from the bulk component was detected by measuring FRET between fluorescent
PIP2 (Bodipy TR-PI (4,5)P2) and PC (NBD-PC). In this experiment, low FRET
suggested spatial separation of fluorescent PIP2 from fluorescent PC, hence formation of
59
PIP2 domains. The pH dependence of FRET in LUVs containing PIP2 is shown in Fig.
3-1. The relatively high acceptor peak (540 nm) and low FRET ratio (2.57) at
physiological pH in the absence of calcium (Fig. 3-1a – pH 7.4) suggests a significant
separation of the NBD-PC from its fluorescence acceptor (Bodipy-PIP2), suggesting the
presence of Bodipy-PIP2 enriched domains. Further, the pH dependence of this
phenomenon suggests that deprotonation of at least one of the monoester phosphates is
necessary for this clustering to occur, consistent with previously published results (Fig. 3-
1a and55). The inclusion of divalent calcium in the extravesicular media also increased
FRET efficiency slightly from 2.57 to 3.57 (Fig. 3-1b), suggesting that in two-component
vesicles, the presence of cations induces greater accessibility between NBD-PC and
Bodipy-PIP2. This result could either be the consequence of domain disruption by
calcium, or the formation of smaller, more dispersed cluster of PIP2 that would interact
more readily with the PC medium.
3.2.2 – Neutron scattering observation of PIP2 demixing and domains size
To validate the results from the FRET study suggesting PIP2 domains in mixed PIP2/PC
LUVs, neutron scattering was performed from similar vesicles to determine whether
domains could be observed with a measurement modality not requiring fluorescent
tracers. Specifically, the vesicles were assayed for lateral inhomogeneity using the
solvent contrast variation technique described in Sec. 3.1.3c and previous work 106.
Briefly, solvent neutron scattering length density (SLD) was varied by increasing the
proportion of D2O (deuterated water) versus H2O in the solvent. In the case of uniform
samples (e.g. laterally homogeneous vesicles), the scattering resulting from the interface
between solvent and sample will decrease as the SLD of the solvent approaches that of 60
the sample, eventually reaching zero scattering as sample and solvent achieve identical
SLD’s. This scenario was observed when neutron scattering spectra were taken with
varying concentrations of D2O/H2O from vesicles containing 90% d62-DPPC (DPPC
where a deuterium replaces every hydrogen on the acyl chains) and 10% protonated
DPPC, as seen in Fig. 3-2a below. As the sample-solvent contrast approaches zero, so
does the scattering intensity (expressed as the square root of the scattering intensity
linearly extrapolated to zero scattering vector (q) as described106), until no scattering is
observed at 80% D2O (the SLD of 80% D2O is consistent with the expected SLD of a
90% d62-DPPC sample). In contrast, lateral inhomogeneous samples with domains of
different SLDs would not be expected to achieve zero scattering since the solvent would
either match the background or the domain, but never both at the same time. This
situation is observed in the case of PIP2 containing vesicles, both with naturally derived
D-myo PIP2 and DP-PI(3,4)P2. The saturated synthetic PIP2 was included to ensure that
the observed demixing was not a consequence of acyl chain mismatch (although this
would be unexpected since all experiments were performed above the chain melting
temperatures of the lipids). For both PIP2 containing samples, non-zero minima in
scattering are observed suggesting the presence of PIP2-depedent lateral inhomogeneity
(Fig. 3-2a).
Observation of the superimposed scattering spectra from these samples leads to an
unexpected finding, namely significant scattering intensity at q = 0.05-0.15 Å -1 only
observed in samples which were designated as domain-containing by the contrast
matching experiments (Fig. 3-2b). Converting to real space, this observation suggests
inhomogeneous features of 30-90 nm in the demixed vesicles, which corresponds to a
61
domain size of 4-12 molecules (using the ~70 Å2 molecular area for PIP2 found in
Chapter 2), giving the first estimate for the size of the putative PIP2 hydrogen-bonded
clusters.
62
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
1
480 530 580 630 680Wavelength (nm)
Norm
alize
d inte
nsity
pH 7.4pH 3
Ratio = 6.77
Ratio = 2.57
A
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
1
480 530 580 630 680Wavelength (nm)
Relat
ive F
luore
scen
ce
[Ca]=0mM[Ca]=2mM
Ratio = 2.57
Ratio = 3.57
B
Figure 3-12. FRET in LUVs.FRET from NBD-PC to Bodipy-PIP2 in 100nm LUVs (90%PC/10%PIP2) as a function of (a) pH and (b)
[Ca2+]. The ratios are quantification of normalized fluorescence intensity of the acceptor peak (625 nm)
and the donor peak (540 nm). A high FRET ratio suggests proximity between the donor and acceptor
components (ie mixing of the NBD-PC and Bodipy-PIP2) while a low FRET ratio would be expected of
vesicles with lipid separation.
63
0
0.2
0.4
0.6
0.8
1
1.2
1.4
60 80 100% D2O
sqrt
(I @
q=0
)
DPPCD-myo PIP2DP-PIP2
A
0.01
0.1
1
10
100
0.001 0.01 0.1 1Normalized q (1/A)
Nor
mal
ized
scat
teri
ng in
tens
ity Demixed (with PIP2)
Mixed (no PIP2)
B
Figure 3-13. Neutron scattering from LUVs.(A) Square root of interpolated scattering intensity at scattering vector equals zero (q=0) as a function of
percentage of D2O versus H2O in the buffer. All samples are 90% deuterated DPPC with the remaining
10% protonated DPPC (circles), naturally-derived PIP2 (squares), or synthetic saturated acyl chain PIP2
(triangles). The non-zero minimum in the PIP2-containing samples suggests the presence of lateral
inhomogeneities. (B) Scattering intensity as a function of scattering vector (q) for the sample containing
10% DP-PIP2 (closed squares) and the sample containing 10% DPPC (open circles). The unexpected
scattering at q = 0.05-0.15 suggests features of 30-90 nm.
64
3.2.3 – PIP2 segregation in cholesterol-containing monolayers
To evaluate the localization of PIP2 in a more complex, and cell-relevant mixture lipid
system, monolayers of ternary mixtures of L-α PIP2, unsaturated phosphotidyl choline
(SOPC), and cholesterol were microscopically evaluated. Liquid-liquid phase separation
was observed in these mixtures at almost all monolayer compositions, consistent with
previously published results76, 107, 108. These domains are characterized as liquid-liquid
because of their circular shape, edge fluctuation, and lateral diffusivity. Domains were
visualized by doping the lipid mixture with 0.1% rhoPE which partitions to the liquid-
disordered (Ld) phase, as opposed to the cholesterol-rich Lo phase. The shape, size, and
lateral and size distribution of these domains were highly variable, and inclusion of PIP2
in the monolayer did not seem to affect either the presence of domains, or any of these
superficial characteristics (Fig. 3-3a). Upon compression of the monolayer, the
monolayers undergo a demixed-mixed transition from the domains state shown in Fig. 3-
3a to a single homogeneously-fluorescent phase. The pressure at which the transition
occurs is highly dependent on the cholesterol content of the monolayer, as shown for a
composition 5:1 SOPC:PIP2 (Fig. 3-3b). The profile of this cholesterol-dependence of
the transition pressure was nearly identical to those of phospholipids/cholesterol
monolayers without PIP2109, suggesting that PIP2 did not have a significant effect on the
stability of these domains, which was somewhat surprising due to its highly-charged
nature. Confirming this lack of PIP2-dependence, variance of PIP2 concentration at a
constant cholesterol fraction did not affect the mixed-demixed transition pressure in these
monolayers (Fig. 3-3b inset).
65
Although the presence of PIP2 did not affect liquid-liquid domain formation/stability in
monolayer mixtures of PIP2, SOPC, and cholesterol, PIP2 was laterally segregated by
these domains to the Ld phase of the monolayers (Fig. 3-4). Three distinct markers were
used to image PIP2 localization in demixed monolayers in relation to the Ld phase
markers rhodamine-PE and NBD-PC. Fluorescently labeled PIP2 (NBD-PIP2, Fig 3-4a),
the PIP2-binding gelsolin-derived peptide PBP10 (Fig. 3-4b), and a fluorescently labeled
PH domain of PLC-δ (Fig. 3-4c) all co-localized with rho-PE and NBD-PC, strongly
suggesting the exclusion of PIP2 from the cholesterol rich Lo phase and its concentration
in the Ld phase.
66
Figure 3-14. Liquid-liquid domain formation in mixed lipid monolayers.(A) Micrographs of monolayers of L-α PIP2/SOPC/cholesterol with 0.1 mol% rhodamine-PE to provide
contrast between phases. (B) Domain-to-homogeneous transition pressure as a function of cholesterol mol
% (at constant PC:PIP2 = 5:1) and (inset) PIP2 mol% (at constant cholesterol=30%).
Figure 3-15. Co-localization of PIP2 and Ld phase.Monolayers of 10% PIP2, 50% Cholesterol, and 40% SOPC co-stained with PIP2 markers (A-C) against
markers of the liquid disordered phase (rhodamine SOPE in D and F; NBD-SOPC in E). All images were
taken at 10x magnification except B and E which are 60x to provide greater detail.
67
3.3 – Experimental results – Line tension in cholesterol-DMPC monolayers
In recent years, fluid-fluid phase coexistence in lipid model systems has been the subject
of significant attention due to its proposed relationship to the phenomenon of
physiological lipid phase separation in general, specifically in the context of membrane
rafts. Of particular interest in the study of fluid-fluid phase coexistence is the
characterization of transitions from two observable immiscible phases to a single
homogeneous phase. These mixing/demixing transitions have been shown to be
functions of lipid composition110, temperature111-113, surface pressure114, 115, and degree of
crosslinking116, while compositional fluctuations on length scales below optical resolution
are also beginning to be understood117-120. Recent observation of qualitatively similar
liquid-liquid phase separation in plasma membrane-derived giant vesicles (GPMVs) has
further underlined the potential biological relevance of these model membrane
findings121.
Of particular interest is the question of how domain size is regulated122. In lipid bilayer
membranes, the only known driving force for domain coarsening is line tension at the
phase boundary. Quantification of this parameter is helpful not only for understanding
domain coarsening kinetics and thermodynamics, but also to elucidate three-dimensional
modulation of membrane shape – both in model membranes111, 123, 124 and possibly
extended to biologically relevant membrane shape transitions related to membrane
trafficking125. Additionally, variation of the interfacial line tension by membrane minority
components would suggest line active species that function as domain stabilizers or
68
disruptors in model systems, and possibly as “membrane raft” regulators in plasma
membranes of living cells.
Line tension at liquid domain boundaries has previously been examined both
theoretically and experimentally in monolayers126-129 and in bilayers111, 124, 130, 131. We have
recently obtained extremely small line tensions in fluctuating lipid bilayer domains of
giant unilamellar vesicles130. Giant vesicles, typically in the size range of a few dozen
micrometers in diameter, pose significant challenges to the accurate analysis of
experimental domain undulations due to the spherical geometry that is imaged in the
planar focal plane130. Lipid monolayers, however, are not limited in lateral dimensions
and their optically flat surface is advantageous for extended flicker spectroscopy studies.
In monolayers of 30% cholesterol and 70% dimyristoylphosphatidylcholine (DMPC),
line tension was estimated by Benvegnu and McConnell through the relaxation rate
following mechanical deformation of bolas-shaped domains to the energy minimizing
circular domain shape126 (also see Refs.132-134). This study demonstrated monolayer
domain line tension to vary by two orders of magnitude (from ~0.1 pN to more than 10
pN) depending on the monolayer surface pressure. A potential limitation of this early
work was the need for several secondary parameters and simplifying assumptions in
order to analyze the experimental data to yield line tensions126. McConnell et al. also
estimated the dipole density difference between coexisting phases from the diffusional
mobility of electrostatically trapped domains135.
Fourier power spectra of thermal domain boundary fluctuations, observable at relatively
small line tension, have first been published by Seul and Sammon136. Goldstein and
Jackson (GJ) then adapted a theory previously developed for magnetic films with phase 69
coexistence137 to the ultrathin film limit of lipid monolayers with dipolar interactions127.
The GJ theory relates the competing effects of interfacial line tension and dipolar
repulsion to thermal domain boundary in-plane undulations, and allowed analysis of the
data of Ref.136 to yield line tension and dipolar density difference close to the critical
pressure, for a single pressure and composition127. Stottrup et al. recently extended these
early measurements129; their analysis, however, neglected the potentially important
dipolar interaction which can modulate the power spectra of domain edge fluctuations. In
fluctuating lipid bilayer domains, dipolar contributions to the fluctuation spectra are not
discernable, as expected from the screening effect due to the existence of an additional
aqueous half-space130. However, the data presented here, in combination with the GJ
analysis, not only show that in monolayers dipolar interactions significantly modify
fluctuation spectra, but also demonstrate that dipolar interactions can be accurately
quantified by flicker spectroscopy.
Here, these findings are extended by applying the GJ theory to the analysis of a large data
set of time-lapse images of demixed monolayers to accurately quantify both the line
tension and the dipole density difference between the two coexisting liquid phases as a
function of surface pressure without external perturbation. Using this approach, we find
excellent agreement with published values for at 30% Dchol; we also determine these
parameters in mixtures with 35% and 40% Dchol. We furthermore obtain critical
exponents for as the surface pressure approaches the critical pressure where phase
coexistence disappears, and again find good agreement with predicted values. To our
knowledge, this is the first concurrent quantification of both the line tension and dipole
70
density differences in coexisting fluid phases in lipid monolayers as a function of surface
pressure.
3.3.1 - Capillary Wave Theory
The GJ theory relates fluctuation mode amplitudes ζn associated with mode number, n, to
the line tension, γ, and the dipole density difference, μ127. These two parameters define the
dimensionless Bond number NB = 2μ2/γ that characterizes the relative importance of
dipolar and phase boundary energies. To quadratic order in mode amplitudes (i.e. for
small elongations), the energy E of the monolayer domain is
(1)
where E0 and R0 are the energy and the radius of a non-fluctuating domain, respectively.
The mode number-dependent quantity βn is a function of NB, R0, and the thickness of the
domain h:
(2)
Note that the form of βn in Refs127, 138 contains a sign error (R. Goldstein, personal
communication). The radius R0 is related to the domain area A by R0 = (A/π)1/2. The
dependence of fit results on domain thickness h has been discussed and found to be
small127. In all subsequent analysis below we assume h = 1 nm127. In the case of negligible
dipolar interactions, NB = 0 and βn = 1/(n2 – 1), which we previously showed to be an
accurate description of lipid bilayer domain fluctuation spectra, where long range dipolar
interactions are screened130. For the case of Nb = 0, the ratios of averaged mode powers,
71
i.e. second mode <C2> divided by higher modes <Cn> = < >, will yield a straight line
with slope 1/3 when plotted against n2-1 127, 130. If NB > 0, however, the same plot will
show deviations from the 1/3 slope which increase with NB, as we experimentally
demonstrate in Figures 3-5a, 3-5d and 3-5e. The dependence of NB values on film
pressure for the composition of 30% Dchol is shown in Figure 3-5e. As expected126, 127, NB
increases as the film pressure approaches the critical pressure (of 10.1 mN/m for our
system).
Equation (2) defines conditions for the stability of the circular ground state shape towards
transitions to ground states of different symmetry127, 139-141. With increasing Bond number,
the first unstable mode is found for n = 2, and from (2), the critical Bond number below
which the circular shape is stable is obtained127
(3)
Note that this critical Bond number is dependent on domain radius, whereas NB is not.
Alternatively, for fixed Bond number, Eqn 3 can be used to define a critical radius above
which circular domains are instable127, 139-141. All fluctuation spectra examined in the
present contribution were obtained from domains with NB values below the critical Bond
number defined by (3). Figure 3-5e shows for the example of 30 mol% Dchol that all NB
values remained below the range of critical Bond numbers for the experimental domains
considered for this composition. For the condition NB < thermal equipartitioning
yields the following expression for the mode amplitudes 127:
(4)
72
where kB is Boltzmann’s constant.
3.3.2 – Data analysis
All image processing was performed using MATLAB (The Mathworks, Natick, MA).
Our code allowed selection of individual domains in multi-domain frames with a click of
a mouse; the tracing routine automatically centered and cropped to the neighborhood
around the same identified domain in all subsequent frames, thus allowing tracking and
localization frame by frame. The original gray-scale images were converted to binary via
thresholding, and the domain boundary for each image was determined from the binary
frames and parameterized as the radius function r(θ), where θ is the polar angle. Image
frames where the area of the domain changed by more than 3% were discarded. Area
changes of those magnitudes were attributed to motion blur, departure of the domain
from the field-of-view due to flow or diffusion, or other imaging artifacts. From the
domain area, A, the equivalent radius R0 = (A/π)1/2 was obtained. R0 therefore refers to the
radius of a perfect (i.e. non-fluctuating) domain with equal area.
Trace analysis was performed as previously described127, 130, 136, 142. The mode powers
<Cn> (in units of μm2) were determined through fast Fourier transform (FFT) of the
individual traces on a frame-by-frame basis and then frame averaged for each domain.
Specifically, the radial deviation Δr(θ) = r(θ) - <r(θ)>, where <r(θ)> is the average
radius, was Fourier transformed. Note that this average radius is not the same as the
equivalent radius R0 if the domain is fluctuating130. We have previously discussed the
influence of total frame number included in subsequent analysis130. The determination of
dipolar effects requires us to obtain average mode powers with high statistical
73
significance. We therefore determined mode powers from averaging FFT data for 1000
frames per domain. An example of averaged mode powers as a function of mode number
is given in Figure 3-5a. Note that, contrary to bilayer spectra, a significant upward
deviation from the 1/3 slope discussed above is observed, confirming the findings of
Goldstein and Jackson127. The set of unitless ratios βn/β2 was then fit to the experimentally
determined mode power ratios <C2>/<Cn> by varying the single fit parameter NB (Figure
3-5a). This procedure was repeated for all mode sets [n] = [2,…, nmax], where nmax ranged
from 3 to 25, resulting in 23 potentially different values of NB. These NB values were
plotted as a function of nmax, (see Figure 3-5b) and the largest mode set prior to a drop-off
in the magnitude of NB was taken to include all resolvable modes for that domain (Figure
3-5b). This mode set [n]* = [2,…,n*max] and its corresponding NB value were used in all
subsequent analyses. The range of modes included for analysis in the example of Figure
3-5 is indicated by filled symbols in Figures 3-5a and 3-5c, as opposed to open ones that
indicate excluded data points, and is further indicated by an arrow in Figure 3-5b. The
rationale for this analysis procedure is the fact that mode powers associated with higher
mode numbers n > n*max will be increasingly distorted through the effects of image
pixelization, optical resolution limit, and averaging of domain motion due to finite frame
acquisition times130. Additionally, mode sets that are too small do not contain enough data
points to yield sufficiently accurate NB values (Figure 3-5b, open symbols on the lefthand
side). The maximum number of resolvable modes depends on the size of fluctuation
amplitudes.
With both [n]* and NB determined for each individual domain, the mode powers <Cn>
were plotted against 1/βn (see Figure 3-5c) and a least-squares linear fit to the form y =
74
mx, with a slope, m, equal to kTR0/πγ (Equation 4), yielded the line tension. Small values
of 1/βn, referring to large mode numbers (n > n*max) showed a progressive upward
deviation from the expected linear relation (see open symbols in the inset of Figure 3-5c)
and were not included in the analysis. Finally, the dipole density difference μ was
obtained from the Bond number NB via NB = 2μ2/γ. Approximately 10 domains at each
pressure and composition were analyzed to obtain average values of γ and μ2 (typically
for mode power analysis of the first 1000 frames in an image sequence only, except
where mentioned below).
75
Figure 3-16. Analysis of mode power fluctuation spectra at 30 mol% Dchol.(A) FFT-determined mode power ratios <C2>/<Cn> for a single domain of radius 7.8 μm at a pressure of
8.25 mN/m at the critical composition. Closed circles are values of <C2>/<Cn> where n is an element in
the mode set [n]* included in analysis, while open circles have n values larger than n*max. The dashed line
indicates a slope of 1/3. The solid line represents the βn/β2 fit to the optimal mode set [n]*, while the dotted
lines represent changes in the fit parameter NB by ± 5% to indicate fit quality. (B) Fit parameter NB of the
same domain as in (A) as a function of mode set considered, as defined by [n] = [2,…,nmax]. The largest
mode set referring to n*max is indicated by an arrow. Closed triangles represent mode sets large enough to
minimize noise, but that also exclude higher modes distorted by aliasing and other distorting effects. (C)
Mode powers, <Cn>, of the same domain as in A) are plotted against 1/βn using the NB value from the fit
shown in A). Excellent agreement to a linear fit is seen for the modes included in the set [n]* (closed circles
directly related to those in A), but deviation from linearity is found at higher modes (open circles), which
are excluded from analysis. The slope of the linear plot is proportional to line tension (see text). (D) FFT-
determined mode power ratios <C2>/<Cn> for three individual domains at pressures of 6.5, 8, and 9 mN/m
76
at the critical composition. Deviation from the 1/3 slope line (dashed) is seen to increase as the pressure
approaches the critical pressure. (E) Average values of NB as a function of surface pressure for the critical
composition. Also plotted are the 2nd mode critical Bond numbers, N*B (2) (see Eqn 3), for domains of radii
equal to 16 (dashed line), 9 (dotted line), and 6 μm (solid line), referring to the largest, the average, and
smallest domain size included in analysis, respectively. NB is seen to increase with pressure, but remains
below N*B (2) for all domains considered.
77
3.3.3 – Line tension and dipole density results
Mixed monolayer membranes of DMPC and DChol at the critical composition (70%
DMPC / 30% DChol), were imaged at a range of surface pressures decreasing from the
critical pressure (10.1 mN/m) down to a pressure of 6.5 mN/m. Our critical pressure is in
good agreement with published values143. Image frames were analyzed to extract the bare
line tension and dipole density difference as a function of surface pressure as
described above. Both and decreased from 0.64 to 0.22 pN and 0.68 to 0.44 D/100
Å2, respectively, as the surface pressure was increased from 6.5 to 9 mN/m (Figure 3-6a).
The pressure dependence of line tension and dipole density difference, near the critical
point, can be expressed as a function of the critical exponents d and , respectively126, 144.
These relations are , and , where m and n are adjustable parameters and
the reduced surface pressure r c - , i.e. r is the deviation of the film pressure from
the critical pressure πc. For the critical composition, the exponents for the dependence of
and 2 on reduced surface pressure were 0.9 ± 0.22 and 0.35 ± 0.09, respectively (see
Figure 3-7c). These values compare favorably with those assumed by Benvegnu and
McConnell (1.0 and 0.33, respectively). The largest contribution to the uncertainty in our
critical exponents stems from the uncertainty of the measurement of c (± 0.5 mN).
The effective line tensions obtained from the relation eff = – 2 measured here are in
excellent agreement with those previously derived from the recovery of domain shape
following external distortion (see Figure 3-6b and Ref.126). Note however, that the
discussion in Ref.126 indicates a small uncertainty in their measured values due to
78
approximations inherent in their analysis approach. Hence the remarkable agreement of
our findings with those of Ref.126 could be somewhat fortuitous.
Additionally, and measured by Goldstein and Jackson from a preliminary data set
near the critical pressure match the trends observed with our data (quantitative
differences could be due to their data being taken closer to the critical point127). A recent
capillary wave theory quantification of eff129 measured a very similar line tension at high
surface pressure (8.3 mN/m), although a significantly different surface pressure
dependence (see Figure 3-6b) of was observed, associated with a critical line tension
exponent different from the value of d 1.
Measurement of 2000 consecutive frames for each domain allowed us to quantify the
effect of photo-induced oxidation on the measured parameters of and . Both
parameters were reduced by a small and statistically insignificant amount when
calculated from the third and fourth sets of 500 frames (<10 secs) of the sequences
compared to the first or second (Figure 3-6c). This reduction was associated with
significant photobleaching and might be suggestive of photo-induced generation of line
active oxidation products. This observation is in accordance with the observed reduction
of line tension by photo-induced production of cholestenone in a similar mixed
monolayer145. Note, however, that since both and are affected by photobleaching
products, these appear to have an effect not only on phase boundary properties, but also
on the bulk properties of the coexisting domains.
The large number of domains analyzed in this report allowed quantification of the
dependence of line tension on domain size. Surprisingly, a correlation was found between
79
the radius and the and values obtained for each domain, with a slight reduction in
both parameters with increasing domain size (Figure 3-6d). Although the data from a
single pressure were quite spread, normalizing all data sets to a single surface pressure
using the critical exponents showed the dependence to be significant to a p-value of 0.05
for and 0.06 for .
80
Figure 3-17. Line tension and dipole density differences at critical composition.(A) Log of (filled diamonds) and 2 (open circles) as a function of log of reduced surface pressure (c-)
at 70% DMPC / 30% DChol. Points represent the average and standard deviation of 9-13 domains per
pressure. (B) Effective line tension γeff = γ – μ2 as a function of surface pressure derived using our results
(open circles) compared with previously published data (filled diamonds – Ref. 126; filled squares – Ref. 129).
(C) Normalized (black) and 2 (lined) and standard deviation calculated from 500 frame sequences of 10
domains at = 9 mN/m. Values for each domain were normalized to and 2 calculated using the first 500
frames of that domain. (D) (filled diamonds) and 2 (open circles) as a function of domain radius at =
9 (top left), 8.75 (top right), 8.5 (bottom left), and 8.25 (bottom right) mN/m.
81
In addition to quantification of critical exponents for line tension and dipole density
difference at the critical composition (30% Dchol), these parameters were measured at
35% and 40% DChol, compositions that lie in the same binary miscibility gap as the 30%
sample, and domain edge fluctuations were observed for these additional mixtures as
expected from the monolayer phase diagram146. Although a trend of and decreasing
with surface pressure was observed for all compositions, and all data sets were fit well by
power laws, the quantitative relationships between these parameters were not identical
(Figure 3-7a and b). The critical exponents at 35% DChol were 1.2 for and 0.6 for 2,
significantly higher than those for either 30% or 40% (Figure 3-7c). Since these critical
exponents are strongly dependent on exact quantification of the transition pressure of the
monolayer, it is difficult to confidently ascribe a trend to these observations.
An interesting observation is that, despite the composition dependence of the power
law exponents for the relationships between or and r, there appears to be a similar
relationship between the ratio of these parameters ( or NB) and reduced pressure for
all three compositions tested (Figure 3-7d). This result suggests the possibility of a
composition-independent (but pressure-dependent) relationship between these
parameters, and further, that deviation from this behavior could be an indicator for the
presence/efficacy of line active components. However, as above, these relationships are
strongly dependent on transition pressure, and therefore subject to the same potential
error.
82
The experiments, analysis, and results reporting of Section 3-3 regarding the
measurement of line tension and dipole density differences using capillary wave theory
was done in collaboration with Michael Heinrich and Hannah Gelman under the
advisement of Dr. Tobias Baumgart.
83
Figure 3-18. Composition dependence of line tension and dipole density difference.(A) Same as Figure 2A at 65% DMPC / 35% DChol. Points represent the average ± standard deviation of
6-10 domains per pressure. (B) Same as Figs. 2A and 3A at 60% DMPC / 40% DChol. Points represent
the average ± standard deviation of 10-14 domains per pressure. (C) Exponents for (black) and 2
(lined) as a function of monolayer composition. Exponents calculated from slopes of linear fits to data in
Figs. 2A, 3A, and 3B. Error bars reflect the 25% uncertainty in exponents resulting from a 0.5 mN/m error
in transition pressure. (D) Average Bond number as a function of reduced surface pressure for all three
compositions (30% DChol – open circles ; 35% DChol – filled squares ; 40% DChol – filled diamonds)
with a linear fit to all data.
84
3.4 - Results discussion, caveats and significance
Building on the results of Chapter 2 showing the interplay between hydrogen-bonded
attraction and electrostatic repulsion in governing the lateral organization of PIP2 in a
pure model system, in this chapter PIP2 localization and organization was investigated in
mixed lipid systems where PIP2 was the minority component, as physiologically-
appropriate. The results of these studies confirm the conclusions from Chapter 2, namely
that local enrichment of PIP2 occurs in mixed monolayer and bilayer systems, with and
without the presence of cholesterol. Neutron scattering and FRET experiments with
bimolecular LUVs of PC (1:10) suggest the presence of 3-10 molecule PIP2
nanodomains, not only confirming the possibility of hydrogen bonded PIP2 domains
suggested in Chapter 2 and previous studies54, 55, but also providing the first evidence
regarding the possible size of these putative domains. In addition to the hydrogen-
bonded domains suggested by experiments with 2-component bilayers, more complex
monolayer studies suggest the enrichment of PIP2 in micron-scale cholesterol-dependent
domains. A significant caveat of the FRET and monolayer fluorescence experiments
described in this aim is the reliance on fluorescent lipid analogs as PIP2 tracers.
Although the use of these analogs is widespread in the study of PIP2 behavior in vitro
and in cellular experiments, simple consideration of the relative sizes of native PIP2
(1100 Da) and a fluorescent group such as 7-nitrobenz-2-oxa-1,3-diazole (NBD, MW =
200 Da) suggests that these large fluorescent groups are likely to interfere with the
biophysical properties of the native molecules, since these are inherently dependent on
the size and shape of the lipids. Additionally, since fluorescent molecules are typically
comprised of fused aromatic rings, their resulting hydrophobicity confines them to the 85
lipidic membranes, further increasing the likelihood for their interference with the
interpretations of the experiments described in this chapter. This problem has been
addressed here by employing several imaging techniques in parallel to analyze the same
phenomenon. Although each technique has unique flaws, the agreement of results across
imaging modalities confirms the validity of my results.
An additional point of concern for the monolayer domains experiments showing PIP2-
enriched domain formation is that the presence of cholesterol-dependent domains is
surface pressure dependent, with domains dissolving at pressures below those estimated
to have physiological relevance, an observation that somewhat undermines the
physiological relevance of these findings. This concern is addressed by consideration of
the specific lipids used in our system. Domains like the ones observed have been studied
extensively by several groups, with similar results regarding the dissolution of domains at
low surface pressures. However, it was also found that this dissolution was highly
dependent on the lipid species used, specifically the degree of saturation of the
phospho/sphingolipids110. It has been shown that domains very similar to the ones we
have observed can persist to higher surface pressures, both in monolayers as well as
bilayer systems where the lipid packing density is inherently in the range of
physiologically-relevant systems. Additionally, the results of experiments presented in
the following chapter will attempt to connect the findings from these simpler model
systems with a much more complex lipid mixture where qualitatively similar phase
coexistence is observed.
An unanswered question in all of these experiments, and an inherent flaw of all in vitro
lipid experiments, is the effect of curvature on the physical behavior of these systems, 86
more specifically, how the curvature of these systems relates to the physiologically
relevant curvature of membranes in the cell. Although in vivo membranes are usually
thought of as flat, planar bilayers, there are places where the curvature is high enough to
be relevant on a molecular scale, for example in the folds of the Golgi cisternae147.
Additionally, it has been observed by electron microscopy the plasma membrane is not
flat, but instead highly wrinkled, and therefore curved on a variety of scales. Although
our results show good agreement between curved bilayer and flat monolayer models, the
full effect of curvature on PIP2 domain formation has not been investigated.
3.4.1 – Line tension discussion and significance
The major advance of the analysis and results presented in Section 3.3 is the utilization of
a large data set in the framework of the Goldstein and Jackson theory to independently
measure dipole density difference and line tension in coexisting liquid phases to
determine critical exponents for the variation of these parameters as a function of surface
pressure. The data included at least 1000 image frames per domain, 10 domains at each
pressure, 6-7 surface pressures per composition, and three different compositions. This
data volume allowed both confident determinations of average and values at each
pressure, as well as quantification of the domain-to-domain variability in these
measurements. The magnitudes of the measured parameters agree remarkably well with
previously published values126, especially considering the difference in the approaches
used to derive them. It is interesting to note that the two-dimensional Ising model predicts
a value of 1/8 for the exponent, 144. Hirshfeld and Seul115, however, found the shape of
their mixed monolayer phase coexistence boundary to be in better agreement with an
exponent of 1/3, the Ising model exponent for three dimensions144, and Hagen and 87
McConnell obtained = 0.25 ± 0.7 from a set of different mixtures148. As discussed in
Ref.148, despite the molecular thickness of monolayer films, intermolecular interactions in
lipid monolayer are not truly two-dimensional, which may explain the deviation from the
2D Ising model expectation.
An important distinction between our data and previously published results is the
quantification of bare vs. effective line tension. Previous estimates of line tension in
monolayers by physical perturbations126, 128 have measured eff, which includes both the
bare line tension () quantified here and the dipolar repulsive effects: eff = . For
our measurements, dipolar contributions to effective line tension were 7-9%, increasing
slightly with film pressure for all compositions. This similar relationship between and
at the three measured compositions is interesting to note because it suggests a possible
interdependence of these parameters in the absence of line active components. It seems
plausible that line active components could affect without modifying thereby
changing the interdependence of these parameters.
The photobleaching effect observed in our experiments was not unexpected, since
previous work cited a line tension reducing effect of cholestenone produced by the photo-
induced oxidation of cholesterol145. Although dihydrocholesterol was used in our studies
to prevent oxidative effects145, this cholesterol analog can be oxidized to cholestanone149
with a similar structure to cholestenone, which could have the same line active properties.
We included 5 mM DTT in the subphase to minimize photobleaching with the aim at
maximizing the number of image frames that could be analyzed. Without DTT addition,
the illuminated area of the monolayer was bleached within 15 s (referring to less than
1000 frames) to the point that boundary tracing by thresholding became inaccurate. It is 88
interesting to note that photobleaching products appear to have the opposite effect (i.e.
lead to an increase in line tension) in bilayer vesicles, as recently found by flicker
spectroscopy in GUVs 130.
A further point of note is the composition dependence of the measured parameters and
. The exponents for the relationship of these parameters to film pressure for all
compositions were similar to the 1.0 for and 0.33 for predicted by Benvegnu and
McConnell126, but there was an apparent increase in these exponents at non-critical
concentrations. However, these exponents depend strongly on the experimental value for
the transition pressure, which is observation-dependent, with ~25% variation in
exponents expected with a 0.5 mN/m error in transition pressure. Thus, although we
observed composition-dependent variations in exponents, a systematic trend in the
concentration dependence could not be deduced from our data set.
An unexpected finding enabled by the large data set used in these experiments was the
domain size dependence of line tension and dipole density difference. Equation 3 predicts
domain shape instability for domain radii that approach a critical value. It is possible that,
as experimental domain radii get closer to the critical radius for the first instable mode,
the capillary wave theory of GJ becomes increasingly inaccurate since fluctuations may
transiently probe unstable regimes near the shape transition. This hypothesis awaits more
systematic experimental investigation.
Finally, although this analysis of the physical properties of liquid-liquid monolayer
domains did not include PIP2 in the lipid mixtures, the next step in these studies is to
evaluate the “line activity” of various membrane-associated additives/contaminants. One
89
of the most exciting candidates for being a biologically-important line active component
is PIP2, with the reasons for its candidacy described in Sec. 6-3 below.
Section 4.3.1 was written in collaboration with Michael Heinrich and Dr. Tobias
Baumgart. Parts of this chapter were adapted from work accepted for publication by the
Journal of Physical Chemistry with permission from the editor pending.
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Chapter 4 – Bridging membrane raft model systems:
Cholesterol-dependent phase separation in Giant Plasma
Membrane Vesicles
Extensive investigation into biological lipid phase separation has confirmed the
importance of lateral compositional heterogeneity in determining the function of the
plasma membrane. This investigation has been approached from two directions: (1)
biophysical characterization of mixing phenomena in purified lipid mixtures; and (2)
biochemical characterization of cell membrane heterogeneity exploiting phase detergent
resistance differences. Although both techniques provide certain insights, their biological
relevance has been disputed due to the lack of compositional complexity, and the
requirement for low temperature and detergent-mediated cell lysis, respectively. The
recent discovery of phase separation in cell-derived Giant Plasma Membrane Vesicles
(GPMVs) has introduced the possibility of investigating lipid phase separation in a
system with appropriate biological complexity, without the requirement of membrane
solubilization by detergent. Here, GPMVs were used to investigate the cholesterol
dependence of phase behavior, specifically Lo/Ld phase abundance, temperature
dependence of phase coexistence, and phase diffusivities. In agreement with purified
lipid mixtures, cholesterol depletion reduces the Lo phase fraction, and vice versa. In
addition, the Lo phase is the majority phase in untreated vesicles, confirming recent
findings in live cells. Additionally, cholesterol level determines the temperature-
91
dependence of phase separation in a way consistent with simple lipid mixtures, and
correlates strongly with the presence of a detergent-insoluble membrane fraction in cell
lysates. Finally, fluorescence correlation spectroscopy reveals two distinctly diffusing
populations in phase-separated vesicles whose diffusivities correspond well to Lo/Ld
diffusivities in model liposomes and live cells.
4.1 - Justification for GPMV experiments
Several lines of evidence, including the identification2, 3 and characterization (reviewed
in4) of detergent resistant membrane fractions, anomalous diffusion of membrane bound
tracers8, and nanoscale aggregation of fluorescent proteins and markers7, among others5, 6,
have led to the hypothesis of cholesterol and sphingomyelin (SPM) enriched “membrane
rafts” in the plasma membrane9. These putative “rafts”, existing as stable and insoluble
domains within the bulk membrane, have been suggested to contain a variety of GPI-
linked, transmembrane, and peripheral proteins60-68, leading to their proposed role as
platforms for the organization and concentration of signaling components4. Model
systems experiments, using mixtures of synthetic lipids in monolayers76, supported
bilayers79, and giant vesicles77, 150-152, have reproduced and extensively characterized phase
demixing in mixtures of cholesterol and various phospholipids (reviewed in108) . A
consistent result across all model systems is that inclusion of cholesterol into lipid
mixtures often results in liquid-liquid phase separation into a liquid-ordered (Lo) and a
liquid-disordered phase (Ld or Lα)70, 108. The Lo phase is characterized by conformational
lipid ordering resembling that of crystalline or gel phases75, but distinguished from those
92
by a high degree of rotational and translation lipid mobility characteristic of the Lα
phase74.
Although these model system experiments have successfully recapitulated cholesterol-
and SPM-enriched phase separation, they have offered no conclusive evidence that Ld-Lo
phase immiscibility is physiologically related to the raft hypothesis. This is due in part to
the fact that the model systems employed cannot replicate, conceptually or technically,
the tremendous complexity of the plasma membrane, both in the heterogeneity of lipid
species and the inclusion of a large number and variety of membrane associated proteins
that would be expected to affect the thermodynamics of lipid-mediated demixing.
However, recent experiments using Giant Plasma Membrane Vesicles (GPMVs), cell-
derived liposomes which maintain the lipid80 and protein81 diversity of the plasma bilayer,
have shown temperature dependent liquid-liquid phase separation, similar to that
observed in model systems82. This phase separation was found to segregate known
protein and lipid markers of “lipid rafts”, as well as other physiologically important
proteins, providing a convincing link between Ld-Lo phase separation in model systems
and the “lipid raft” hypothesis in cellular plasma membranes.
4.2 - Experimental Design and Methods
4.2.1 – Cell culture and treatment
NIH-3T3 fibroblasts were cultured at 37oC in 5% CO2 in DMEM (Sigma) supplemented
with 10% Calf Serum (Gibco). For cholesterol depletion, cells at 70% confluence were
treated with 5 mM methyl-beta cyclodextrin (MBCD, Sigma) dissolved in serum-free
DMEM for 1 hr at 37oC. For cholesterol loading, the treatment was the same except the
93
MBCD was pre-loaded with cholesterol by overnight incubation with 160 g of
cholesterol (Avanti). For sphingomyelin depletion, cells were treated for 10’ with 50
mU/mL exogenous sphingomyelinase (SMase, Bacillus aureus, Sigma) in serum-free
DMEM at 37oC (the time was carefully controlled to minimize cellular effects resulting
from ceramide production).
4.2.2 – GPMV isolation and visualization
GPMVs were isolated using the PFA/DTT method as previously82 and labeled with
rhodamine B 1,2-dioleoyl phosphatidylethanolamine (rhoPE, Avanti) and naphthopyrene
(nap, Sigma) by incubation at room temp for 15 mins with 2.5 g/mL rhoPE and/or 10
g/mL nap. A chamber was created by making a square of silicon grease (Dow Corning)
on a BSA-coated coverslip, into the middle of which 20 L of labeled GPMV suspension
was deposited, followed by sealing of the chamber with another coverslip. The vesicles
were fluorescently visualized using an inverted microscope (Leica) equipped with
appropriate filter sets (red fluorescence for rhoPE ; green fluorescence for nap).
Temperature was controlled using a Peltier temperature control stage (TS-4, Physitemp).
Percent surface area covered by the Ld phase was quantified by calculating the surface
area of the spherical cap (SAcap) covered by the bright phase by:
where hcap is defined as the height of the spherical cap and equivalent to:
if Ld is the minority phase and,
if Ld is the majority phase.
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rvesicle and rcap are defined as the radii of the vesicle and cap, respectively, and were
measured using ImageJ software (NIH).
4.2.3 – Cholesterol mol fraction quantification
Cells were grown to 70% confluence in T150 flasks (Corning Inc), treated with chl-free
or chl-loaded MBCD, and GPMVs were isolated as above (the large number of cells was
necessary to get detectable signal from the phosphate assay). The vesicle suspension was
then extracted using the Folch method153 with 3.75 mL of CHCl3:MeOH (1:2) per 1 mL
of suspension overnight at room temp. Phase separation was then induced by adding 1.25
mL ddH2O and 1.25 mL of CHCl3. The samples were then centrifuged for 10’ at 2000xg,
the top (aqueous) phase was aspirated, and the bottom (organic, lipid rich) phase was
saved. 10% of the resulting organic phase was analyzed for cholesterol concentration as
follows: the extracted lipid solution was dried under N2, rehydrated with water, vortexed
briefly, then sonicated for 30’ at room temp to produce small vesicles composed of the
extracted lipid components. These vesicles were then analyzed for their cholesterol
content using a fluorimetric enzymatic kit (Amplex Red Cholesterol Assay Kit,
Invitrogen) following the manufacturer’s instructions. The remaining organic phase was
used to quantify the phospholipid concentration using the colorimeteric inorganic
phosphate assay83. The results from these assays were then combined to determine the
relative fraction of cholesterol and phosphate, with the simplifying assumptions that the
only extracted components are cholesterol and phospholipids, and that there was one
phosphate/lipid.
4.2.3 – Quantification of SMase treatment
95
Fibroblasts were grown to 10% confluence, treated with SMase as above, washed with
phosphate buffered saline, then treated with trypsin (Gibco) to remove from the dish.
The cell suspension was then extracted using the Folch method, as above. Extracted
lipids in CHCl3 were spotted onto TLC plates along with several SM standards using
CHCl3:MeOH:Acetic acid:H2O (50:37.5:3.5:2) as the elution liquid. SM concentration
was quantified by densitometric analysis of a digital image of the TLC plate after staining
with iodine vapor using MultiGauge V3.0 image analysis software (Fujifilm).
4.2.4 – Fluorescence correlation spectroscopy
Fluorescence correlation spectroscopy was performed on GPMVs as previously described
for Giant Unilamellar Vesicles154-156. Briefly, the vesicles were labeled as described
above, with the exception that the final labeling concentration was 1 nM rhoPE (this
concentration was an important parameter for getting good signal). 515-nm laser light
was introduced into the aperture of a high numerical aperture objective (Nikon, Plan Apo,
60x, NA=1.3) through the epifluorescence port of an inverted microscope (Nikon). The
confocal volume was calibrated by measuring the correlation from free diffusion of a
known dye solution (rhodamine 6G, DT = 2.8x10-6 cm2/sec). GPMVs were then placed in
a chamber (as above), located using phase contrast and positioned such that the middle of
vesicle was superimposed on the focal laser spot. The focus was then adjusted such that
the laser spot was focused on the top of the membrane (measurements taken from the
bottom and side membranes did not yield significantly different results). The
fluorescence signal was then detected for 30 secs/measurement with an avalanche
photodiode and correlated online using a correlator card. 7-10 vesicles per condition
were measured at various focal planes with 15-20 measurements/vesicle. Repeat 96
measurements taken at the same spot were very repeatable and gave nearly identical
results.
Correlation curves (G() vs. ) seconds were fit from = 1e-4 to 5 with a two-component
two-dimensional free diffusion equation where one of the components was always the
unincorporated dye diffusing much faster than those in the vesicle ( free ~ 150-400
m2/sec).
where N is the average number of fluorescent molecules in the confocal area, D is the
diffusion time, and Cbgd is a constant defining the background correlation. The diffusion
coefficients were then defined as:
, where is the radius of the confocal volume defined by the free dye
calibration (for these experiments = 0.6 m). A small number of curves at 10oC (<5%)
were not fit well by the two-component model and required a three-component fit (circles
in Fig. 4-5a), and these were interpreted as capturing tracers in both phases during the 30
secs of acquisition.
4.2.5 – Detergent resistant membrane quantification
Detergent resistant membranes were isolated on a discontinuous sucrose gradient as
previously described157. Briefly, NIH-3T3 fibroblasts were grown to 70% confluence in
10 cm dishes (Fisher). The cells were then harvested by trypsinization, and the trypsin
was inactivated using soybean trypsin inhibitor (Sigma). The cells were then washed 2x
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in TNE buffer (25 mM Tris-HCl, 150 mM NaCl, 5 mM EDTA, pH 7.4). After the
second wash, the cells were resuspended in TNE supplemented with 1% Triton X-100
(Sigma) and lysed for 30 mins in a temperature-controlled water bath. Following lysis,
the cells were homogenized while immersed in a temperature-controlled bath by shearing
through a 25-gauge needle (20 strokes). 1 mL of lysate was then mixed with 2 mL of
56% sucrose to make 3 mL of 40% sucrose lysate solution, which was overlayed with 7
mL of 35% sucrose, followed by 2 mL of 5% sucrose. This gradient was then
centrifuged at 270,000xg for 18 hr. 1 mL fractions were then analyzed for their
cholesterol content as above. Detergent resistant fractions were defined as fractions 1-3
from the top of the column in all samples except those extracted at 10oC. At this
temperature (as well as at 18oC) a significant amount of cholesterol was found in the
intermediate fractions 4-7 (Figure 4-6), likely reflecting the presence of a transition state
between detergent-labile and detergent-resistant membranes. For DRM quantification of
the 10oC samples, the detergent-resistant fractions were defined as those lighter than the
fraction in which no cholesterol was observed (fractions 6, 7, and 7 for the three 10oC
samples, fraction 7 in the sample shown in Fig. 4-6).
There is some evidence that cholesterol may be enriched in the detergent-resistant
fractions9, which suggests that estimating DRM fraction by cholesterol quantification
may overstate the abundance of the detergent-resistant phase. This is not a significant
concern because not only would this error be systematic and not affect the results shown
in Fig. 4-4a, but also a recent study suggests that the DRM phase may have equal
cholesterol concentration to the detergent-labile phase158.
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4.3 - Experimental results - Cholesterol-dependent phase separation in
GPMVs
4.3.1 – Lo phase comprises majority of GPMV surface area
GPMVs derived from adherent NIH 3T3 fibroblasts were stained with rhoPE, a Ld phase
tracer, and observed by fluorescence to quantify their relative abundance of Ld and Lo
phase. Representative pictures in Fig. 4-1a and the quantification in Fig. 4-1e show that
more than 70% of the surface area of these cell-derived vesicles is comprised of the Lo
(raft) phase. This finding is inconsistent with the prevailing view of liquid-ordered
domains as isolated and inabundant lipid rafts, instead suggesting the possibility that the
plasma membrane has the potential to exist as a majority liquid-ordered continuum
interrupted by liquid-disordered domains.
99
Figure 4-19. Cellular cholesterol level determines Lo/Ld ratioRepresentative images of rhoPE-stained GPMVs from untreated cells (A), cholesterol-depleted cells (B),
and cholesterol-loaded cells (C). Quantification of fraction of phase separated vesicles (D) and relative
surface area covered by the Ld phase in phase separated vesicles (E). Error bars are standard deviations
from 35-50 vesicles measured per condition; results are representative of three different experiments. Both 100
treatments suggest that lower cholesterol level in cells leads to more Lo phase in GPMVs and that the Lo
phase in control cells is the majority phase. Scale bars are 5 m.
101
4.3.2 – Cholesterol depletion/loading affects phase separation and Lo phase fraction
Compared to detergent-labile cell membranes, detergent resistant membrane fractions are
enriched with cholesterol and sphingomyelin, leading to the hypothesis that lipid rafts are
liquid-ordered membrane structures enriched in, and possibly dependent on, the presence
of these plasma membrane lipids. We have modulated the levels of cholesterol and
sphingomyelin in cells prior to GPMVs isolation, as well as in isolated GPMVs, to
determine whether changes in the abundance of these putative lipid raft components
would affect the formation and relative abundance of the two liquid phases in these
vesicles.
Depletion of cellular cholesterol by treatment with 5 mM MBCD decreased the
cholesterol mol fraction by almost 30% in GPMVs derived from those cells and resulted
in significant changes to their phase behavior. The fraction of vesicles that showed
detectable microscopic phase separation at 10oC decreased from essentially 100% to less
than 80% (Fig. 4-1d). Additionally, the relative abundance of the liquid-disordered (non-
raft) phase was nearly doubled, increasing from 28% to more than 65% of the surface
area of the vesicles (Fig. 4-1e).
Conversely, loading cells with cholesterol had the opposite effect on their plasma
membrane derived vesicles. Cells were loaded by treatment with cholesterol-saturated
MBCD, resulting in an increase of GPMV cholesterol mol fraction from 49% to 58%.
While this cholesterol loading did not affect the demixed vesicle fraction (Fig. 4-1d),
there was a significant increase in the abundance of the Lo (raft) phase, from 72% to 95%,
resulting in these GPMVs appearing nearly dark with very small, bright, Ld patches (Fig.
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4-1c). Similar results were observed when isolated GPMVs were cholesterol loaded
(Figs. 4-2b and 4-2d).
Although depletion of plasma membrane cholesterol resulted in drastic changes in the
phase abundance of GPMVs derived from those cells, cellular mechanisms for replacing
membrane cholesterol prevented depletion below ~35 mol%. To determine the effect of
more extensive cholesterol depletion, the compensatory mechanisms were circumvented
by direct MBCD treatment of the vesicles following their isolation from cells. This
treatment had an interesting and unexpected effect. At the 40-60x magnification used for
imaging all other conditions, these vesicles appeared small and uniformly bright.
However, further magnification (100x) revealed non-circular, jagged, and ribbon-like
domains (Fig. 4-2c) similar in morphology to gel phase domains observed in cholesterol-
free GUVs where demixing was the consequence of acyl chain length differences
between the component phospholipids156. To our knowledge, this is the first microscopic
observation of gel-liquid phase coexistence in a mixture with the complexity of a cellular
membrane.
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Figure 4-20. Direct cholesterol modulation in GPMVs.Representative images of rhoPE-stained GPMVs from untreated cells without treatment (A), treated with 5
mM cholesterol-saturated MBCD for 1 hr (B), and treated with 5 mM cholesterol-free MBCD for 1 hr (C).
Quantification of relative surface area covered by the Ld phase in control and cholesterol-loaded vesicles
(D). The cholesterol-depleted group was not quantified because gel-liquid area fractions could not be
quantified using the methods described. Error bars are standard deviations from 35-50 vesicles measured
per condition; results are representative of three different experiments. Direct cholesterol modulation in
GPMVs confirms the cell results, and additionally suggests that complete cholesterol depletion induces gel-
fluid phase coexistence in GPMVs. Scale bars are 5 m.
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4.3.3 – Sphingomyelin depletion has no effect on Lo phase
In contrast to the significant effects of modulating cholesterol levels on the relative
abundance of the Lo to the Ld phase, depletion of sphingomyelin had little to no
observable effect. Treatment with 50 mU/mL of exogenous sphingomyelinase (SMase)
for 10 mins resulted in ~50% reduction in cellular SM, as quantified by TLC (data not
shown). However, this treatment resulted in no significant difference in Lo/Ld fraction in
vesicles derived from these cells (Fig. 4-3a and 4-3b). Similarly, direct treatment of
GPMVs with the same SMase concentration resulted in no effects of phase separation at
10oC or relative Lo/Ld abundance (Fig. 4-3c and 4-3d). These results suggest that while
cholesterol is a critical determinant of raft phase abundance and demixing in GPMVs,
sphingomyelin is not.
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Figure 4-21. Sphingomyelin depletion has no effect on GPMV phase behavior.Quantification of phase separated vesicle fraction (A and C) and relative surface area covered by the Ld
phase (B and D) in vesicles from sphingomyelin-depleted cells (A and B) and in vesicles from untreated
cells that were SM-depleted following isolation (C and D). Error bars are standard deviations from 35-50
vesicles measured per condition; results are representative of three different experiments.
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4.3.4 – Cholesterol level determine phase separation temperature
Cholesterol mol fraction has been shown to be an important parameter determining phase
coexistence in numerous simplified lipid model systems76, 77, 150, prompting the hypothesis
that the same effect may be observed in the complex lipid and protein mixture present in
GPMVs. Cellular cholesterol levels were manipulated as above and the temperature-
dependent phase separation of GPMVs derived from those cells was measured. As
expected82, for all cholesterol levels, GPMVs were fluorescently uniform at high
temperatures (>40oC) and macroscopically phase separated below ~15oC (Fig. 4-4b).
Analysis of phase separation at intermediate temperatures revealed that the fraction of
phase separated GPMVs was sigmoidally dependent on temperature, suggesting either
multiple distinct first-order phase transitions, or a higher-order transition. While any
single vesicle undergoes transition at a particular temperature, the average transition
temperature occurred over a temperature range (5-10oC), probably reflecting the
cholesterol heterogeneity in individual GPMVs. Vesicles undergoing phase transition
exhibited a variety of domain morphologies, but could be grouped into two general types
of transitions: 1 – a spinodal or striping domain dissipation consistent with a critical
phase transition159 (Fig. 4-4c1 and 4-4c2); and 2 – domain edge fluctuation away from a
circular morphology followed by gradual dissipation or melting of the domains (Fig. 4-
4c3 and 4-4c4). These transitions were very similar to those observed in simple 3-
component mixtures of phospholipids and cholesterol77.
Comparing the temperature-dependence of GPMVs from cells with varying cholesterol
levels revealed an exciting result (Fig 4-4b). Loading cells with cholesterol (from 45% to
50% cholesterol) induced a decrease in the average GPMV transition temperature from 107
24 to 21oC, while depleting cellular cholesterol increased this temperature to 32oC.
Further, this depletion also resulted in a significant fraction (15%) of vesicles that were
phase separated at the physiological temperature of 37oC, suggesting the possibility of
cholesterol-dependent phase separation in complex membranes at physiological
conditions. This observation corresponds well to the previously observed phase
separation induced by cholesterol depletion of live cells at physiological temperature160.
4.3.5 – Correlation between GPMV phase separation and presence of DRM
To determine the relationship between Lo-Ld phase coexistence in cell-derived plasma
membrane vesicles and the presence of a low density membrane fraction in detergent-
lysed whole cells, the temperature dependence of these two distinct membrane
phenomena was investigated. As noted above, the temperature profile of phase
coexistence in GPMVs from untreated cells followed a relatively abrupt transition from
essentially entirely phase-separated to microscopically uniform vesicles between 20-
25oC. Interestingly, quantification of the temperature-dependent abundance of the mass
of cholesterol in detergent resistant membrane fractions yielded a very similar
temperature profile, with the detergent resistant fractions making up 20-25% of the total
cholesterol mass below the phase transition temperature of the GPMVs, but only <10%
above the transition temperature (Fig. 4-4a). This unexpected correlation suggests that
detergent insolubility and the existence of a Lo phase in these complex mixtures are
related phenomena, and that both may be related to the existence of “membrane rafts”.
108
Figure 4-22. Cholesterol determines temperature-dependent phase separation.(A) Correlation between the temperature dependence of phase separation in GPMVs from untreated cells
(red points; red line is a sigmoidal fit to the data) and the relative mass of the detergent resistant membrane
fraction from untreated cells (striped bars; error bars are standard deviations from three experiments). (B)
Temperature-dependence of phase separation in GPMVs isolated from untreated cells (45 mol% chol -
black diamonds), cholesterol-depleted cells (33 mol% chol - red circles), and cholesterol-loaded cells (50
mol% chol - blue squares). Temperature profiles are representative of three repeats. Pictures are GPMVs
from untreated cells stained with rhoPE and naphthopyrene at 10oC (left) and 37oC (right). (C)
109
Representative images of GPMVs undergoing phase transitions from phase separated at low temperatures
to uniform at high temperatures. All images taken between 20-22oC. Images (1) and (2) show spinodal
decomposition while images (3) and (4) show edge rippling and gradual domain fingering and melting.
Scale bars are 5 m. Work in Fig 4-4c was done in collaboration with Jon Madara.
4.3.6 – Lipid tracer diffusivity is 3x slower in Lo phase than Ld phase
Translational and rotational diffusivity differences are one of the distinguishing
characteristics of ordered versus disordered fluid phases in model lipid vesicles 75.
Additionally, lipid and protein diffusivity are major determinants of the cellular
distribution and corresponding functions of plasma membrane components. As such,
lipid diffusivity was quantified in both phase separated and uniform GPMVs by
Fluorescence Correlation Spectroscopy (FCS) measurement of a fluorescent tracer lipid
incorporated into the vesicles. At a temperature at which GPMVs are known to separate
into two liquid phases (10oC), we observed two distinct types of correlation curves, one
type that were fit well by two-component simple diffusion models (Fig. 4-5a - diamonds
and squares) and a second best fit by models with three diffusive components (Fig. 4-5a -
circles). We interpreted the two components in the former curves to correspond to a
combination of tracers incorporated into vesicles and unincorporated freely diffusing dye
molecules. The latter curves likely correspond to an averaged correlation of tracers in the
two phases (in addition to the unincorporated dye), and were quite rare (~5% of all
measurements). The histogram in Fig. 5b shows two distinct distributions of diffusion
coefficients calculated from exponential fits to correlation data at 10oC fitted to normal
distributions which correspond to average diffusivities of 1.0 and 4.0 m2/sec. The
correlation data at 37oC suggest a single population of diffusion coefficients whose mean
was roughly equivalent to the faster diffusing component at 10oC (Fig. 4-5c). 110
Figure 4-23. Phase separation induces two distinct populations of diffusivities. (A) Representative correlation curves ( G() vs. ) of rhoPE diffusing in GPMVs isolated from untreated
cells. All curves taken at 10oC where all vesicles are phase-separated. Curves represent the slowly
diffusing population (squares ; D = 1 m2/sec), the quickly diffusing population (diamonds ; D = 5
m2/sec), and a curve that includes tracers from both populations (circles ; D = 0.5 and 7.5 m2/sec). Fits
are simple two-component diffusion models (three-component for the curve that includes a fast and slow
component) where one of the components is the unincorporated dye (D ~ 200 m2/sec). (B and C)
Histograms of diffusion coefficients obtained by fitting to correlation data taken from phase-separated
vesicles (10oC - B) and microscopically uniform vesicles (37oC – C) showing a single diffusing population
of tracers in uniform vesicles and two distinct populations in phase-separated vesicles (bold lines are
111
Gaussian fits to all data while thin lines in (B) show the component Gaussians). Histograms are from 68-81
measurements on 7-9 vesicles/condition. FCS experiments performed and analyzed in collaboration with
Dr. Pramit Choudhourie under the advisement of Dr. Feng Gai.
112
Figure 4-24. Triton-extracted cholesterol distribution in sucrose gradients.
Temperature-dependent percent mass of cholesterol in the fractions of a sucrose step gradient where the
first fraction is the lightest and the twelfth is the densest. Representative profiles from three trials are
shown for 4oC (black squares), 10oC (red diamonds), 18oC (blue triangles), 27oC (green diamonds), 30oC
(purple circles), and 37oC (black open squares).
113
4.4 - Results discussion, caveats and significance
The data presented here provide a bridge between results of simplified model systems
regarding the phase behavior of lipid membranes and the much more complex protein
and lipid mixtures of cellular plasma bilayers, in addition to novel findings regarding the
effects of cholesterol and sphingomyelin on phase behavior in cell-derived model
systems. The cholesterol depletion data of Figs. 4-1 and 4-2 are consistent with both
monolayer and bilayer experiments that have shown cholesterol-dependent formation of a
liquid-ordered phase, and the abolition or reduction of that phase when cholesterol was
depleted76, 77, 109, 150. Additionally, the induction of a non-liquid gel phase by wholesale
depletion of cholesterol (Fig. 4-2c) is consistent with Lα/so separation in GUVs absent of
cholesterol156 as well as diffusivity measurements in cholesterol-depleted live cells161.
Finally, the cholesterol mol fraction dependence of the phase separated-to-mixed
transition temperature (Fig. 4-4b) agrees strongly with the same dependence measured in
model liposomes77. This agreement is particularly striking in that not only the trends, but
also the quantitative values for the transition temperatures, seem to agree strongly
between three-component GUVs and the tremendously complex cell-derived vesicles.
On the opposite extreme of complexity from 2- and 3-component lipid models of
membrane rafts are the experiments that provided the original basis for the raft
hypothesis – isolations that showed the existence of detergent-resistant membrane
fractions. These experiments also suggest the existence, or at least possibility, of
biophysically and biochemically distinct membrane phases in whole-cell lysates, however
due to the requirement for low temperature and detergent treatment, their relevance to
114
physiological phase separation has been intensely scrutinized162. The strong correlation
between the existence of a separated Lo phase in GPMVs (and simpler lipid mixtures) and
the presence of a detergent resistant membrane fraction (shown in Fig. 4-4a) suggests that
these may be distinct observations of the same phenomenon, namely lipid fluid phase
coexistence in a biologically relevant context.
A striking initial finding was that the Lo or raft phase in vesicles derived from untreated
cells was the dominant phase comprising more than 60% of the surface area of the
GPMVs. This finding is inconsistent with the prevailing view of membrane rafts as
small, isolated domains in the bulk liquid disordered membrane, instead suggesting a
continuous raft phase. Although the detergent resistant part of a typical membrane
preparation is a small fraction of the total lipids3, both detergent extraction and low
temperatures could induce artifacts into these experiments that are avoided with GPMVs.
It may be argued that the GPMV preparation induces its own set of artifacts, however
detailed spectroscopic characterization of individual lipid species derived using this
method revealed compositions consistent with those expected from plasma membrane
and intermediate between a detergent resistant raft fraction and a whole cell lipid prep
(that would include cholesterol-poor organelle membranes)80. Additionally, the idea of a
percolating raft phase is consistent with recent measurements of diffusivity of raft and
non-raft protein and lipid markers163, electron-spin resonance in live cells164, and single
cell detergent extractions160.
A surprising result from this work was the lack of dependence of GPMV phase fraction
on the abundance of cellular sphingomyelin. Along with cholesterol and certain types of
protein species, detergent resistant membrane fractions are known to be enriched in 115
sphingolipids, most prominently sphingomyelin. This fact led to the hypothesis,
supported by experimental data165, 166, that membrane rafts were dependent on a specific
association between cholesterol and ceramide derivatives. However, it is possible that
SM is enriched in DRMs because of the length and saturation of its acyl chains, which
tend to be longer and more saturated compared to glycerol-based lipids167, rather than a
function of the sphingosyl backbone or phosphocholine headgroup. This possibility is
likely in light of our data, since hydrolysis by SMase would affect the polar part of the
SM while leaving the hydrophobic, cholesterol-interfacing chains unperturbed.
The FCS measurement of lipid diffusivity in GPMVs agree surprisingly well with
previous measurements in both cells and model systems. The three-fold difference in
lateral mobility between the two phases is almost exactly the same as was measured by
fluorescence recovery in DMPC-cholesterol bilayers at physiological temperature75.
Additionally, the magnitudes of diffusion coefficients measured in Lo and Ld phases are
very close to the diffusion coefficients measured here, strongly suggesting that the 1.0
m2/sec component corresponds to the Lo phase of our GPMVs while the faster
component is likely the Ld phase. The diffusivity differences and magnitudes measured
here correspond very well to those measured by FCS for Ld and Lo phase markers in raft-
composition GUVs154 as well as to small-scale diffusivities recently measured in live cells
by optical tweezers168, underlining the remarkable agreement not just in phase separation,
but also in the properties of those phases, between live cells, GPMVs, and purified lipid
systems. The single diffusion constant at 37oC confirms the presence of a continuous Ld
phase above the phase separation transition temperature in these vesicles.
116
The dependence of raft phase abundance and separation in GPMVs on the presence and
levels of membrane cholesterol suggests interesting questions regarding the involvement
of raft-dependent processes in the pathobiology of hypercholesterolemia. While most
cells have finely tuned mechanisms for regulating plasma membrane cholesterol (SREBP
review), conditions such as heightened plasma cholesterol or increased intracellular
cholesterol esters (as in atherosclerotic foam cells) could induce long-term changes in
cellular cholesterol levels. Based on our results, varying cholesterol levels can regulate
the presence and abundance of a demixed raft phase, which has been implicated in
adaptive immune system signaling through T-cell receptors169. This raft-dependent
immune signaling could be responsible for the variety of physiological changes
concomitant with hypercholesteromia, including the currently idiopathic induction of
local inflammatory responses at atherosclerotic lesions.
The figures and writing in this chapter were adapted from a submitted manuscript with
copyright permission pending.
117
Chapter 5 – Conclusions
With the discovery and characterization of the cellular importance of phosphoinositides,
gangliosides, lysophospholipids, arachadonic acid, and membrane rafts, the physiological
importance of lipidic species has become fully appreciated. However, currently, much
more is known about the structure and biological effectors and interactions of these
molecules than about the physical structures and organization that is are inherent from
their amphiphilicity and essential to their biological functions.
In this dissertation, the lateral organization of lipids in various biologically-relevant
model systems was examined with the purpose of addressing the hypothesis that lateral
lipid organization in planar model systems can be affected by variation of
physiologically-relevant factors and that this variation can impact the biologically-
relevant properties of the component lipids. This hypothesis was investigated in model
systems of increasing complexity, initially determining the intermolecular interaction of
PIP2 in a pure monolayer, followed by determining PIP2 organization and line tensions
in mixed lipid systems, and eventually exploring phase separation and coexistence in a
mixture featuring the immense lipid and protein diversity of the intact plasma membrane.
The results of these studies are described in detail in the previous chapters, and the
conclusions arising from those results are briefly described below.
5.1 – A combination of electrostatics and hydrogen bonding determine PIP2
organization
118
Experiments on monolayers of pure, naturally-derived PI(4,5)P2 suggest that contrary to
the expectation that electrostatic repulsion, due to the high valence and molecular
packing of these lipids, would dominate the intermolecular interactions in this system,
hydrogen bonding plays an important role in regulating the lateral organization of these
lipids. The initial evidence for this hypothesis was the expanding effect of subphase
salts, a result inconsistent with electrostatic shielding of charged groups. Although this
ionic strength effect is partly explained by a decrease in surface electrostatic potential
(modeled in Section 2.3), the varying effects of different monocationic salts, the
correlation of the magnitude of expansion with the Hoffmeister series, as well as the
variance of the results with other PIP2 isomers precluded a purely electrostatic
explanation for the observed phenomena. Finally, experiments with non-ionic hydrogen-
bond disrupting factors including urea, trehalose, and high temperature confirmed the
relevance of attraction through intermolecular, water-mediated hydrogen bonding in
considering the interactions of PIP2 in planar systems. Collectively, these results suggest
that regulation of PIP2 intermolecular attraction may be an important mechanism
underlying the specificity PIP2’s interaction with its many binding partners and
conferring the necessary promiscuity that is the hallmark of the unique functionality of
this lipid.
5.2 – Theoretical modeling of the electrostatic contribution to surface
pressure of charged monolayers
Unlike univalent charged phospholipids for which charge separation is greater than the
Bjerrum length and electrostatic contributions to monolayer surface pressures are
119
negligible compared to steric and dipolar effects, multivalent polyphosphoinositides form
monolayers in which electrostatic contributions are significant. A theoretical model is
developed to calculate the magnitude of electrostatic contributions to surface pressures
for any lipid with known valence and pKa values. Electrostatic contributions lead to
significant surface pressures at molecular areas of more than 4 times the steric size of the
lipid, and electrostatic screening by increased salt concentration leads to two opposing
effects, increased deprotonation and increased surface pressures for compressed
monolayers, and decreased repulsions and subsequent lower pressures for highly
expanded monolayers. These effects are significant at physiological conditions and
perhaps play a role in the unique functionality of polyphosphoinositides in the structure
and activity of cell membranes that cannot be reproduced by more abundant, but
univalent, anionic lipids such as phosphatidylserine. The value of the theoretical analysis
presented here is both its ability to predict many of the observed phenomena, confirming
the importance of electrostatics in determining membrane organization, as well as in the
prediction of an attractive interaction that would confirm existing experimental results.
5.3 – PIP2 domain formation and segregation in mixed lipid systems
To address the concern from the pure lipid experiments regarding the physiological
relevance of experiments with pure PIP2, domain formation was investigated with mixed
lipid systems including PIP2. Two distinct nanoscopic methods were used to assay for
lateral inhomogeneity in sub-micron 2-component bilayer vesicles comprised of mixtures
of PC and PIP2. FRET experiments confirmed previous results that significant
segregation of PIP2 away from PC exists in these vesicles, and that this segregation is
120
dependent on pH and calcium concentration. Additionally, the unexpected reduction in
segregation with decreasing pH (where electrostatic repulsion should have been reduced)
confirmed hydrogen bonding between neighboring charged groups as a possible
mechanism for interaction. These results were verified without the requirement of
fluorescent tracers by neutron scattering studies from bilayer vesicles. Domain formation
was confirmed by a solvent contrast matching experiment that showed that PIP2-
containing vesicles (in contrast to those without PIP2) could not be matched by a single
buffer, strongly suggesting the presence of lateral inhomogeneity. Additionally, analysis
of the scattering spectra allowed for the estimation of the size of these putative domains
as 3-12 molecules in diameter.
Adding another level of complexity, the localization of PIP2 in mixed monolayers
containing cholesterol was assayed. As shown in extensive previous research,
cholesterol-containing lipid systems are known to phase separate at a variety of different
conditions into two immiscible liquid phase termed the liquid ordered and liquid
disordered phase. Similar phase separation was observed upon inclusion of PIP2 into
these mixtures. The surface pressure dependence of phase coexistence was measured and
determined to be a strong function of cholesterol concentration, as expected from
previous experiments, but not dependent on PIP2 fraction. This result was surprising in
light of the unusual physicochemical properties of PIP2, and showed that the cholesterol-
induced packing of phospholipids into Lo domains was energetically dominant over the
electrostatics of PIP2. Despite the lack of effect of PIP2 on cholesterol-induced domains,
these domains did affect PIP2 localization, in that fluorescent visualization of PIP2 with
three distinct markers showed that it strongly partitioned into the more disordered,
121
phospholipid-enriched Ld phase. This finding suggests that the previously shown
presence of PIP2 in detergent-resistant membrane fractions is likely due to some specific
cellular mechanism (e.g. the binding of PIP2 by a raft-partitioning protein) rather than a
function of PIP2’s preference for ordered lipid environments.
5.4 – Line tension and dipole density differences in cholesterol-containing
monolayers
By examining thermally induced fluctuations of domain boundaries in mixed monolayers
of DMPC and DChol, the line tension and dipole density differences between coexisting
fluid monolayer domains were independently quantified. These parameters were
dependent on a reduced pressure, expressed as the difference between film pressure and
the miscibility transition pressure, with the exponents closely matching those predicted
by previous estimates. Both parameters were weakly dependent on photobleaching and
domain radius, in accordance with previously published results. Finally, quantification of
the relationship between line tension and dipole density difference at three different
monolayer compositions suggests that this relation has a characteristic magnitude in the
absence of line active compounds, and that modulation of this relationship may be
indicative of line activity. These results suggest that the method of flicker spectroscopy
could contribute to the identification of line active biologically relevant components, of
which PIP2 is a likely candidate.
5.5 – Cholesterol-dependent phase separation in GPMVs
Giant plasma membrane vesicles (GPMVs) are a novel model system combining the
experimental convenience of synthetic lipid vesicles with the biological complexity of the
122
intact plasma membrane. In chapter 4, the GPMV system was used to characterize the
cholesterol and sphingomyelin dependence of the observed liquid-liquid phase
separation, and found that cholesterol is a critical component determining the coexistence
of two liquid phases in this system. Quantification of the proportion of Lo/Ld phase in the
GPMVs suggests that far from being Lo “rafts” in a “sea” of Ld bulk membrane, the Lo
phase makes up the majority of the GPMVs, and that the cholesterol content of GPMVs
significantly alters the relative abundance of the two liquid phases. Additionally, a strong
correlation between phase separation in GPMVs and the presence of a detergent-resistant
membrane fraction in cell lysates suggested that detergent resistance and lipid phase
separation may be related processes, and that both may correspond to an aspect of the
“membrane raft” hypothesis. It was also demonstrated that the cholesterol content of the
plasma membrane derived vesicles affects the temperature stability of liquid-liquid phase
coexistence, a finding that is consistent with model system studies and which can further
the understanding of the role of cholesterol in the existence/stability of domains in the
plasma membrane. Finally, quantification of the diffusivity of fluorescent tracers in
GPMVs by fluorescence correlation spectroscopy (FCS) showed that in GPMVs that do
not phase separate, there is a single observed diffusion time for the fluorescent tracer,
whereas in phase-separated GPMVs there are two distinct diffusivities (one
approximately 4x slower than the other), likely corresponding to the diffusivity difference
between the Lo and Ld phase.
123
Chapter 6 – Future Directions
6.1 – Calcium-induced mesoscopic domains in PIP2-containing monolayers
In collaboration with David Christian and Dr. Dennis Discher, microscopic domains have
recently been observed in 2-component monolayers of SOPC and PIP2. When divalent
calcium ions (in the form of CaCl2) are added underneath monolayers of 25% L-α PIP2
and 75% SOPC doped with 0.5% NBD-PIP2, small, diffraction-limited, bright spots are
observed upon a formerly uniform background (Fig. 6-1). Concomitant with the
appearance of these domains is a marked pressure drop, consistent with the observed
contraction of the monolayer observed in Fig. 2-3 above. This pressure drop is [Ca2+]
dependent and saturable (Fig. 6-1), and saturates at a magnitude commensurate with the
calcium-induced contraction observed in Fig. 2-3 (i.e. at p = 20 mN/m, where the
difference in pressure is ~20 mN/m in pure PIP2 monolayers, the pressure drop is
~5mN/m with 25% PIP2 in the monolayer). Both effects are specific for the presence of
PIP2, as monolayers of SOPC doped with fluorescent PC did not show a pressure drop of
fluorescent non-uniformity. Additionally, both the calcium-induced monolayer
contraction and microscopically-observable domain formation were pH-dependent, with
the total contraction decreasing as the pH was decreased, and domain formation only
being observed when non-negligible contraction was observed (Fig. 6-1). Finally,
quantification of the dose-dependence of the calcium-contraction effect suggests that the
Kd for calcium binding to these PIP2 containing monolayer is approximately 3 M, a
concentration that is very relevant to cellular processes. These results are an exciting
new direction for the study of biologically-relevant PIP2 lateral organization. Divalent 124
calcium is an import regulator and intermediate signaling moiety in numerous cellular
processes, and these results suggest that part of its functionality is related to the ability to
bind, concentrate, and/or PIP2.
125
Figure 6-25. Calcium-induced domain formation in PIP2 containing monolayers.
Total pressure drop as a function of subphase Ca2+ concentration at pH 7.5 (diamonds), pH 6 (circles), pH
4.5 (squares) and pH 3 (triangles). Error bars are standard deviations from 3 repeats. Black/green symbols
indicate conditions at which lateral inhomogeneity/domain formation was observed whereas all green
symbols indicate the lack of microscopically observable inhomogeneity. For all experiments, monolayers
were 25% L-α PIP2, 75% SOPC, with 0.5% NBD-PIP2 as the fluorescent marker. Results suggest that a
calcium-induced pressure drop is coincident with the visualization of mesoscale bright domains. Scale bar
is 20 m.
These preliminary results prompt further investigation into this phenomenon.
Specifically, the effects of other subphase ions will need to be assayed. Since PIP2
resides primarily in the cytoplasmic leaflet of the plasma bilayer, a relevant divalent
cation to consider in this context is Mg2+, which is much more abundant and could
potentially affect PIP2 in a similar manner to Ca2+. Additionally, the dependence of the
calcium contraction and domain formation effect on subphase ionic strength will need to
126
be determined, as current experiments have been conducted at a non-physiological ionic
strength (~5 mM).
An interesting observation with this system has been the heterogeneity in domain sizes
and shapes. At various times, in addition to small bright dots, non-circular “ribbon-like”
domains have been observed, as well as large micron-size circular domains. It will be
interesting to investigate the factors that determine the shape, size, and appearance of
these domains (e.g. time, rate of Ca2+ addition, pH, total calcium, PIP2 mol%).
Additionally, it will be interesting to determine whether the phenomena observed are
sensitive to the proportion of PIP2 in the monolayer.
Finally, it is possible that other polycationic factors may be able to induce the same
domain formation as has been observed here for divalent calcium. Namely, it would be
interesting to determine whether polycations (such as spermine or putrescine) as well as
polybasic peptides (such as the MARCKS polybasic domains) or whole proteins (such as
the PIP2 binding exocyst protein Exo70) are able to induce the same effects.
6.2 – Continuation of neutron scattering experiments
The neutron scattering results presented in Section 3.2.2 provide an exciting new
direction in the study of lateral heterogeneity in bilayer vesicles, specifically the assaying
of domain formation without the requirement of a fluorescent tracer that may confound
the interpretation of the results. However, the results presented are somewhat
preliminary, and further, more complete experimentation will need to be done before
definitive conclusions can be drawn. The specific drawback of the results presented here
is that domain formation was observed with either DP-PI(3,4)P2, which is not the isomer
127
of wide interest, or L-α PIP2 in a matrix of DPPC. In the case of L-α PIP2, although the
experiments were performed above the gel-liquid transition of the DPPC, differences in
acyl chain composition may account for the observed inhomogeneity. The next step in
these experiments would be to repeat the experiments presented in Section 3.2.2 with DP-
PI(4,5)P2 to determine whether the same demixing would be observed. Additionally, the
significance of the “bump” between q = 0.05 and 0.15 Å-1 will need to be confirmed with
more control experiments with domain-forming and non-domain mixtures (possibly acyl
chain mismatched lipids like DMPC and DSPC for a mixture that is known to phase
separate).
6.3 – Monolayer behavior of PIP3
The novelty of many of the results presented in this dissertation derives from the fact that
these are the first measurements of PIP2 in a monolayer system, likely because
conventional wisdom suggested that this lipid was too polar to withstand compression in
a planar context (which indeed it is in bilayers, forming large micelles). The same has
been assumed about the enzymatic product of PIP2 phosphorylation, phosphotidylinositol
(3,4,5) trisphosphate (PIP3), which in itself is an important and unique signaling
intermediate. It would be interesting to repeat many of the experiments described in this
work with PIP3 to determine whether the same intermolecular forces are relevant in
regulating the organization of this important lipid.
6.4 – Effect of PIP2 on line tension in cholesterol-containing monolayers
As mentioned, the technique to quantify line tension described in Sec. 3-3 appears to be
particular amenable to the identification and quantification of line activity of minority
128
components in lipid monolayers. The presence of such a line active component could act
as a two-dimensional “emulsifier”, stabilizing the interface between the two dissimilar
fluid phases and possibly introducing new and unexpected effects. Speculation about the
molecular identity of such a line active component suggests that, just as lipids act as
organic-aqueous emulsifiers, a line active component would need to interact with both
phases by having one portion preferring a disordered environment and the other
preferring the ordered phase. One such candidate molecule is PIP2, whose natural acyl
chains are typically composed of one highly unsaturated fatty acid (arachadonic acid -
20:4) and one fully saturated fatty acid. Therefore, it will be very interesting the quantify
the line tension and dipole density difference of cholesterol-induced domains with the
presence of PIP2 to determine whether the biological importance of this lipid extends to
modulation of macroscopic phase separation.
6.5 – Influence of lipid composition perturbation on demixing in GPMVs
In Chapter 4, it was shown that modulation of cellular cholesterol had a great effect of the
behavior, stability, and abundance of two coexisting liquid phases in cell-derived Giant
Plasma Membrane Vesicles. Since cellular cholesterol was controlled in these studies
using a non-physiological chemical treatment (i.e. MBCD) it would be interesting to
extend these studies to more physiological methods of varying cholesterol, such as
cholesterol-carrying lipoproteins (i.e. LDL, VLDL, HDL) or pharmacological factors that
interfere with cholesterol synthesis (e.g. statins). Additionally, these methods could be
used to study whether there are cell-type dependent, as well as cell-cycle dependent,
129
differences in plasma membrane cholesterol, and whether these would influence phase
separation in GPMVs derived under those conditions.
In addition to modulating cholesterol levels, it would be appropriate to examine whether
variance of other lipid component fractions would affect GPMV phase behavior.
Although the enzymatic degradation of sphingomyelin seemed to have no effect on phase
behavior, an interesting hypothesis to test would be that the presence of long-chain and/or
saturated fatty acids is integral to Lo phase formation/abundance. Pharmacological as
well as cellular methods (e.g. siRNA) exist that could be used to interfere with the
biosynthesis of such fatty acids to determine the cellular effects as well as GPMV phase
behavior of such perturbations.
6.6 – Protein sorting in membrane rafts
Despite extensive characterization of protein content in membrane rafts (through
detergent resistant membrane fractions), an open question remains regarding the
structural and physical factors determining protein partitioning between raft and non-raft
phases in the plasma membrane. Although the prevailing view is that partitioning
between membrane phases depends on the length of the transmembrane (TM) helix, this
view is supported solely by the fact that Lo regions of model bilayers are thicker than Ld
ones, not by any direct evidence from protein-based experiments. As raft association has
been shown to be a major determinant of protein localization, interaction, and ultimately
function, the lack of a determining mechanism for protein association with rafts remains a
glaring hole in the understanding and manipulation of raft-based phenomena. This
shortcoming could be addressed by investigating the structural determinants of protein
130
sorting into membrane rafts by systematic mutation of various domains of the raft-
partitioning proteins versus non-raft proteins. These mutants could then be assayed for
their raft-partitioning on the basis of several distinct definition of raft-preference,
including Lo phase localization in GPMVs, presence in detergent resistant fraction in cold
detergent lysates, and measurement of their diffusion characteristics using FCS or optical
tweezers.
131
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