FDA Pqri 5 Oct 2015-Trout

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    Paul Barton, Richard Braatz, Steve Buchwald, Klavs Jensen, Allan Myerson, and Bernhardt L. Trout

    Raymond F. Baddour, ScD, (1949) Professor of ChemicalEngineering, MIT

    Director, Novartis-MIT Center for Continuous Manufacturing

    New Technologies for Holistic PharmaceuticalCreation

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    Current State

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    Current State

    http://www.google.com/url?sa=i&rct=j&q=&esrc=s&source=images&cd=&cad=rja&uact=8&ved=0CAcQjRw&url=http://www.nordmark-pharma.de/en/company/milestones.html&ei=yEvqVJiAM4yZgwTzsICwAQ&psig=AFQjCNG8pFCGApR6Azf_vOZgHLmB63ziTw&ust=1424727321057335

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    Compare with the 1950’s

    1950’s Today

    http://www.google.com/url?sa=i&rct=j&q=&esrc=s&source=images&cd=&cad=rja&uact=8&ved=0CAcQjRw&url=http://www.nordmark-pharma.de/en/company/milestones.html&ei=yEvqVJiAM4yZgwTzsICwAQ&psig=AFQjCNG8pFCGApR6Azf_vOZgHLmB63ziTw&ust=1424727321057335http://www.google.com/url?sa=i&rct=j&q=&esrc=s&source=images&cd=&cad=rja&uact=8&ved=0CAcQjRw&url=http://www.nordmark-pharma.de/en/company/milestones.html&ei=yEvqVJiAM4yZgwTzsICwAQ&psig=AFQjCNG8pFCGApR6Azf_vOZgHLmB63ziTw&ust=1424727321057335

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    Compare with Automotive industry

    1950’s Today

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    Pharmaceutical Products

    Discovery Development Manufacturing

    Current approach

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    Product Development: Compare with theElectronics Industry

    Need to develop product and process together!

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    Holistic Pharmaceutical Process Development

    Discovery Development Manufacturing

    Old approach

    Discovery incl.Developability,

    ManufacturabilityDevelopment Manufacturing

    New approach: break down the barriers

    more up front loading of research new technologies

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     Aggregation Is a Major Quality Issue:Development

    Often highconcentrations aredesired, 200 mg/ml+.

    Desired shelf life 1-2years.

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    Cell Culture Harvest

    Low-pH Viral Inactivation

    Viral Filtration

    Protein A Capture

    Polishing Step(s)

    Formulation

    Fill/Finish

    0.5% to 25% of the product can be in the

    form of soluble/insoluble aggregates dueto high fermentation titer and elevated

    temperatures

    Harsh elution and viral inactivationconditions can induce extensive

    soluble/insoluble aggregation formation

     Aggregates place an enormous burden ondownstream purification steps due toclogging and separation difficulties

    Formulation development is a costly andtime consuming task, address aggregation

    Product can have a relatively short shelflife if high concentrations are required

    Gottschalk, U., ed. Process Scale Purification of Antibodies. 2009

     Aggregation Is a Major Quality Issue:Manufacturing

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    Step  Unit Operation  Yield 

    Total

    Yield 

    1 Centrifugation 85% 85%

    2 Depth Filtration 85% 72%

    3 UF/DF 95% 69%

    4 Protein A Chrom. 90% 62%

    5 Virus Inactivation 98% 61%

    6

    Ion Exchange

    Chrom. 95% 58%

    7 Polishing Chrom. 95% 55%8 Viral Filtration 98% 54%

    9 UF/DF 98% 52%

    10 Steril Filtration 98% 51%

    Typical yields range from40% to 75%

    Most product loss occursduring cell culture harvest

    (Steps 1-3)• Yield can be improved if

    product does not form insolubleaggregates

    Downstream purification(Steps 6-7) yields andcosts can be improved ifaggregation is kept at aminimum during prior steps

    Gottschalk, U., ed. Process Scale Purification of Antibodies. 2009

     Aggregation Is a Major Quality Issue:Manufacturing

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    Development and Manufacturing Issues: AddressDuring Discovery!

    Protein aggregation is the most common and mostproblematic form of protein degradation

    Aggregation

    Immunogenicity

    High concentration

    monomeric

    antibody solution,200 mg/ml +

    Manufacturing

    failure

    Limitation on product

    delivery route

    storage 

    Altered serum

    half-life

    Reduction of

    functional activity

    Hydrophobic-hydrophobic interactions drive aggregation

    Develop methodology to detect and engineer out.

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    Hydrophobicity scale mapped onto antibody structure 

    There are many hydrophobic residues that are exposed

    Hydrophobic

    Hydrophilic

    Hydrophobicity scale

    There are many exposed hydrophobic residues on the protein surface.

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    SAP identifies exposed hydrophobic patches 

    RED regions are highly hydrophobic dynamically exposed patches• BLUE regions are highly hydrophilic dynamically exposed patches

    Hydrophobic

    Hydrophilic

    SAP scaleSAP scaleHydrophobicity scale

    SAPat

    R=5Å

    SAPat

    R=10Å

    +0.5

    -0.5

    +0.5

    -0.5

    RED regions are highly hydrophobic dynamically exposed patches.

    BLUE regions are highly hydrophilic dynamically exposed patches.

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    Mutation of SAP predicted aggregation prone regions

    4 sites with high SAP values selected for mutations.

    These sites are mutated to more hydrophilic residues.

    variants generated

     A1: L235K

     A2: I253K

     A3: L309K

     A4: L235K L309K

     A5:L234K L235K

    SAP

    scale

    +0.5

    I253

    L234

    L309

    L235Mutational

    sites

    engineered

    -0.5

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    Validation of SAP Technology

    Reduction in aggregation was measured by SEC-HPLC

     All mutants lead to decrease in aggregation

     A1: L235K

     A2: I253K

     A3: L309K

     A4: L235K L309K

     A5: L234K L235K

    Temperature = 58 °CConcentration = 150mg/mL20 mM His buffer

    Chennamsetty, N. et al., PNAS 2009.

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    Create “Biobetters” with Enhanced Stabilities

    18

    mAbs Patent

    Expiry

    US

    sales

    Formulation Dosage Delivery

    Rituxan(Genentech)

    2015 $2.6B Liquid10 mg/mL

    650 mg / week IVinfusion

    Herceptin(Genentech)

    2015 $1.4B Solid21 mg/mL

    140-420 mg /1-3 weeks

    IVinfusion

     Avastin(Genentech)

    2017 $3.0B Liquid25 mg/mL

    700 mg / 2weeks

    IVinfusion

    Erbitux (Bristol-Myers Squibb)

    2017 $0.7B Liquid2 mg/mL

    430 mg / week IVinfusion

    Rituxan, Avastin, Herceptin, and Erbitux have been selected astargets based on their current formulation, and delivery routes,their high SAP values, and their patent expiry date.

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     Application of SAP Technology to Rituxan®

    19

    Rituxan Fab region with aggregation hotspots in Red Spatial Aggregation Propensity Study of Rituxan

    L178H 

    A9L & I10L 

    Y101H*

    V59L 

    Y101H*

    L153L V3L 

    Front Back

    Probe Radius = 5 Å*Located in the CDR-H3 Loop

    Antigen

    Binding

    Region Hingeregion

    Hinge

    region

    SAP scale

    +0.5

    -0.5

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    Aggregation propensity of Rituxan® Variants

    N° 1 2 3 4 5 6 7

    Chain L L L L L H H

    Res. # 3 9 10 59 153 178 101

    Residue Val Ala Ile Val Leu Leu Tyr

    Mut. Gln Ser Ser Ser Asp Ser Ser

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    Binding Affinity of Rituxan® Variants

     Binding to CD20:None of the mutationsoutside of the function one

    in the CDR influence

    antigen bindingMutationaffecting

    functionality   F  r  a  c   t   i  o  n   A  n   t   i  g  e  n   b  o  u  n   d

    [Ab] (nM)

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    Viscosity ranking of mAbs using SCM

    The above dataset includes IgG1, IgG2 and IgG4.

    Viscosities of 100 mg/ml mAb were measured underheterogeneous conditions.

    0

    50

    100

    150

    200

    250

    300

    350

    400

    0 500 1000 1500 2000 2500

       V   i  s  c  o  s   i   t  y   [  m   P  a  -  s   ]

    SCM Prediction

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    Holistic Pharmaceutical Process Development

    Discovery Development Manufacturing

    Old approach

    Discovery incl.

    Developability,Manufacturability

    Development Manufacturing

    New approach: break down the barriers

    more up front loading of research new technologies

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    Past Current > 2020

    Disconnected process steps

    Quality by Design

    Process steps and theirimpact understood

    Blue Sky Vision:Continuous Manufacturing

    Seamlessly integrated andwell characterizedprocesses

    Road Map for Pharmaceutical ManufacturingParadigm shifts in manufacturing and quality envisioned

    Traditional

    Manufacturing

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    Our Definition of “Continuous” (ultra QbD)

    Flow

    Integration (end to end)

    Systems approach

    Integrated control strategy

    “Continuous” = Quality

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    DATA DERIVED FROMTRIAL-N-ERROR EXPERIMENTATION

    DECISIONS BASED ON

    UNIVARIATE APPROACH

    MVDA MODELSEMPIRICAL UNDERSTANDING

    MECHANISTICUNDERSTANDING

    1stPrinciples

    Process Understanding Pyramid:Understanding  Quality 

    C S C

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    Comparing Design Space and Feedback Control(both consistent with Quality by Design) Braatz group

    Design-space methods:• Strategy based on operation

    within a fixed parameter space

    • Applicable to each continuous

    process unit operation• Complicated to apply to an entire

    integrated pharmaceuticalmanufacturing plant

    • Feedback methods:• Control strategy based on

    feedback to a “parameterspace”

    • Easier to scale up

    • Design space does not need tobe exhaustively validated apriori

    Necessary for integratedmanufacturingBy enabling the manufacturing of higher quality product,

    feedback control is preferable for real-time release

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    Integrated control implemented on continuous pilotplant

    S. Mascia, P.L. Heider, H. Zhang, R. Lakerveld, B. Benyahia, P.I. Barton, R.D. Braatz, C.L. Cooney, J.M.B. Evans, T.F.

    Jamison, K.F. Jensen, A.S. Myerson, and B.L. Trout. End-to-end continuous manufacturing of pharmaceuticals:Integrated synthesis, purification, and final dosage formation. Angewandte Chemie, 52(47), 12359-12363, 2013

    I d l i l d i il

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    Integrated control implemented on continuous pilotplant from Richard Braatz and Paul Barton

    D2

    D1

    R2

    R1LC   LC

    M1 M2 S1

    C1 C2

    W1

    LC   LC

    C3 C4

    LC

    LCLC

    S3

    S4  W2

    M3   M4

    M5

    S5  S6   E1   CS

    CAT

    A

    B

    S2

    S1

    S3

    S1

    PU1

    PU2

    PU4

    PU3

    S1

    S1

    S1

    C

    D

    E

    S1

    EX1

    EX2

    FP

    LC

    S1

    FCsp

    FT

    FCsp

    spsp

    sp

    FCsp

    CCFT

    CTFC

    FCsp

    TC

    sp

    spsp

    FCsp

    DCsp

    sp

    S1RC   CC

      sp

    DC

    LC

    sp

    1

    CAT  A B I + ←→

    1 2   BP  I C I P + → +

    2 I E API + →

    First-principles

    dynamic modelswere built for eachunit operation (UO)as they weredeveloped

    Models werevalidated and thenplaced into a plant-wide simulation

    Plant simulationused to design UO &

    plantwide controlstrategy

    I t t d t l i l t d ti il t

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    Integrated control implemented on continuous pilotplant from Richard Braatz and Paul Barton

    Met all purity specs

    in Summer 2012

    Currently designing

    controls fora biologic drugmanufacturingprocess (BioMAN)

    D2

    D1

    R2

    R1LC   LC

    M1 M2 S1

    C1 C2

    W1

    LC   LC

    C3 C4

    LC

    LCLC

    S3

    S4  W2

    M3   M4

    M5

    S5  S6   E1   CS

    CAT

    A

    B

    S2

    S1

    S3

    S1

    PU1

    PU2

    PU4

    PU3

    S1

    S1

    S1

    C

    D

    E

    S1

    EX1

    EX2

    FP

    LC

    S1

    FCsp

    FT

    FCsp

    spsp

    sp

    FCsp

    CCFT

    CTFC

    FCsp

    TC

    sp

    spsp

    FCsp

    DCsp

    sp

    S1RC   CC

      sp

    DC

    LC

    sp

    1

    CAT  A B I + ←→

    1 2   BP  I C I P + → +

    2 I E API + →

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    Focus on New Technologies

    Want leaps in improvement, not incremental steps.

    Exploit new technological opportunities that comewith “Continuous,” while also overcoming newchallenges.

    Open up mental frameworks for mindset change.

    Examples of New Continuous Technologies

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    Examples of New Continuous Technologies Quality

    Chemistry

    Crystallization: API on Excipient

    Direct Processing to Final Dosage Form

    Examples of New Continuous Technologies

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    Examples of New Continuous Technologies Quality

    Chemistry

    Crystallization: API on Excipient

    Direct Processing to Final Dosage Form

    Pd Catalyzed Cross Coupling with Hydrazine in Continuous

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    Minimize isolation and handling of sensitive aryl hydrazine intermediates Tandem multistep process decreases synthetic manipulation necessary Low catalyst loadings and mild reaction conditions Methodology used in CHAD (WSJ) as an alternative route for an unstable ArNHNH2 

    intermediate

    Pd-Catalyzed Cross-Coupling with Hydrazine in ContinuousFlow: Functionalized Heterocycles: Steve Buchwald Group

    DeAngelis, A.; Wang, D. H.; Buchwald, S. L. Angew. Chem. Int. Ed. 2013, 52 , 3434

    Safety:

    Hydrazine-transition metal orhydrazine-oxidant combinationspresent a significant explosionhazard

    Hydrazine is highly toxic

    Flow Advantages:

    By utilizing continuous flowtechnology, the safety issues are decreased

    Examples of New Continuous Technologies

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    Examples of New Continuous Technologies Quality

    Chemistry

    Crystallization: API on Excipient

    Direct Processing to Final Dosage Form

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    Goal and Challenges 

    • How can a given substrate be selected for a given API?

    • How can “secondary nucleation” and other bulknucleation events be avoided?

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    Challenges 

    • How can “secondarynucleation” and other bulknucleation events be avoided?

    •Need more gentlestirring.

    •Need to controlsupersaturation morecarefully.

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    Continuous Fluidized Bed Crystallizer (FBC)

    Must set and control very carefully the supersaturation ratio.

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    4 LiterVessel3 peristalticpumps

    Nicolet6700 FTIRfrom

    ThermoElectron

    Custom builtglass

    crystallizationcolumn from Ace Glass

    ZnSe Dipper210ImmersionProbe from

     Axiom Analytical

    • Gentle mixing

    • Recycle

    • Tight control ofconcentration

    Continuous Fluidized Bed Crystallizer (FBC)

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    Resulting Crystals

    API : AcetaminophenExcipient: D-Mannitol

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    Concentration Profile + Loading Control

    Run #1

    Run #Ending Temperature

    (°C)Starting Concentration

    (mg ACE / g EtOH)Excipient Size

    (m2/g)

    Steady State Concentration(mg ACE / g EtOH)

    Steady StateSupersaturation

    DrugLoading

    1 15 196.4 0.0343 176.2 0.024 17.4

    1 12 196.4 0.0343 166.6 0.028 23.5

    2 15 196.5 0.0976 175.8 0.021 17.8

    2 12 196.5 0.0976 169.8 0.047 21.7

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    Direct Compression and Friability Testing

    • Direct Compression

    • Needed to add MCC and MgSt

    • Friability test accepted! (< 1%)

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    Dissolution

    0

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    60

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    100

    0 20 40 60 80

       W  e   i  g   h   t   %

       D   i  s  s  o   l  v  e   d

    TIme (minutes)

    Criteria: Not less than 80% of Acetaminophen isdissolved in 30 minutes: Passed!

    Examples of New Continuous Technologies

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    Examples of New Continuous Technologies Quality

    Chemistry

    Crystallization: API on Excipient

    Direct Processing to Final Dosage Form

    C t lli API l ti b t i th

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    Controlling API nucleation by tuning the nanoporeshape in polymer excipients

    No pore 15nm 40nm120nm 300nmThe scale bar is 200nm

    Polymer surfaces with nanoporesof various shapes and sizes were

    fabricated by Nanoparticle ImprintLithography (NpIL), as well asNanoimprint lithography (NIL)

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    From Films to Tablets: Equipment with IMA

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    Electrospinning of Drug and Excipient

    Dissolve drug andpolymer in solvent

    1) 2)Electrospin to producefibers

    3)Process mat into tablets

    Nano-Crystallization in Emulsions in

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    Nano-Crystallization in Emulsions inHydrogel Particles (Prof. Pat Doyle)

    Eral et. al. Crystal Growth & Design, 14, 2073 (2014)

    Hydrated Particles Dried Particles Light Microscopy SEM ofNano-crystals

    Direct Compression

    CaCl2 recycle 

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    Holistic Pharmaceutical Process Development

    Discovery Development Manufacturing

    Old approach

    Discovery incl.

    Developability,Manufacturability

    Development Manufacturing

    New approach: break down the barriers

    more up front loading of research  new technologies

    Automated screening and optimization with

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     Automated screening and optimization withdiscrete variables : Klavs Jensen group

    Brandon Reizman

    Online HPLC Analysis

    Reagent A Reagent B Reagent COnline

    Reacted SlugsMixing Zone Reactor

    Real-time Feedback

     Algorithm

    Inert CarrierPhase

    Manipulation ofDiscrete andContinuous Variables

    Choose New Exptsthat Minimize

    Uncertainty in Optimum

     x 3 

     x 2

     x 1

    xk 

    xl  yp 

    f(x,y) 

    ConstructDiscrete Variable

    Response Surfaces

    x*Optimal

    Experiment

    Initialize with StandardDesign of Expts

     x 3 

     x 2

     x 1

    Traditional optimization treats discrete and

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    Traditional optimization treats discrete andcontinuous variables separately: Klavs Jensen group

    But this is problematic when discrete and continuousvariables interact

    With the one-variable-at-a-time approach,a screen at low T would miss identifyingB as the better discrete variable

    With enumeration, we may waste manyexperiments resolving the maximum for B 

    T

       Y   i  e   l   d

     A

    B

    ScreenHere?

    x1x3

    x2 Onevariable at

    a time…

    y2

    y1

    Enumerate

    everything!

    For continuous variables For discrete variables

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    Suzuki-Miyaura cross-coupling optimization in presence

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    Suzuki Miyaura cross coupling optimization in presenceof unstable boronic acid and product: Jensen group

    +2 equiv DBU in THF

    Palladacycle-Ligand?

    T = 30oC-110oC

    tres = 1 min-10 min

    1.5 equiv

    N NLoading = 0.5%-2.5%

    5:1 THF:H2O

    B(OH)2

    BocN

    ClBocN

    Catalyst Max Yield* Optimal TON SymbolXPhos OMs 99% 88.7

    SPhos OMs 95% 65.0

    RuPhos OMs 90% 61.7

    XPhos Cl 88% 42.2

    XantPhos OMs 73% 29.0

    PCy3 OMs 54% 31.7

    PPh3 OMs 34% 18.7

    Pt Bu3 OMs 27% 15.6

    Optimum TON

    Conditions1.0% XPhos OMsT = 97ºCtres = 4.7 min

    TON = 88.7

    Yield* = 90%

    0

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    600

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    1.5

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    2.5

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    tres

     (s)

     

    Loading (mol%) 

       T

       (  o   C

       )

    0

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    60

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    120

    TON

    *-Based on aryl halide conversion

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    Engaging the Broader Community

    CM Meeting at MIT—May 20-21, 2014

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    g y , Next meeting September, 2016

    International Symposium on Continuous

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    International Symposium on ContinuousManufacturing of Pharmaceuticals

    ~200 Attendees fromIndustry, Regulatory (FDA,EMA), Academia, EquipmentVendors

    8 White Papers Presented— Audience/Panel Discussion

    Published in J. Pharm. Sci ,March, 2015

    Keynote address: JanetWoodcock, Head of CDER,FDA

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    Drug Making Breaks Away From Its Old Ways‘Continuous-Manufacturing’ Process Can Improve

    Quality Control, Speed Output

    By Jonathan D. RockoffFeb. 8, 2015 8:07 p.m. ET

    For decades, drug makers have used cutting-edge science to discovermedicines but have manufactured them using techniques dating to the daysof the steam engine….

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     Acknowledgements

    Novartis Pharmaceuticals, esp. Markus KrummeMedImmune

    Pfizer

    Singapore-MIT Alliance

    Colleagues at MIT, esp. Allan Myerson, and

    around the world

    Students, Post-docs, and Researchers….

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