Fact Sheet - January 2021 - Cover

THEMATIC FUNDS

2www.tatamutualfund.com TATA MUTUAL FUND

INDEX

MARKET OUTLOOKEquityDebt

67

EQUITYTata Large Cap FundTata Flexi Cap FundTata Large & Mid Cap FundTata Equity P/E FundTata Mid Cap Growth FundTata India Tax Savings FundTata Small Cap FundTata Focused Equity FundTata Index Fund - Nifty PlanTata Index Fund - Sensex PlanTata Nifty Exchange Traded FundTata Nifty Private Bank Exchange Traded Fund

89

10111213141516171819

2021222324252627

HYBRID

3435363738394041

Tata Hybrid Equity Fund Tata Equity Savings Fund Tata Balanced Advantage FundTata Arbitrage FundTata Multi Asset Opportunities Fund

2829

30 - 313233

DEBTTata Dynamic Bond FundTata Medium Term FundTata Income FundTata Short Term Bond FundTata Treasury Advantage FundTata Money Market FundTata Ultra Short Term Fund Tata Banking & PSU Debt Fund

LIQUID4243

Tata Liquid Fund Tata Overnight Fund

GILT44Tata Gilt Securities Fund

SOLUTIONS45464748

49 - 6465 - 68

69

Tata Retirement Savings Fund - ProgressiveTata Retirement Savings Fund - ModerateTata Retirement Savings Fund - ConservativeTata Young Citizens’ FundSCHEMES PERFORMANCEDIVIDEND / BONUS HISTORYHOW TO READ FACT SHEET

Tata Ethical FundTata Banking & Financial Services FundTata Digital India FundTata India Consumer FundTata India Pharma & Healthcare FundTata Resources & Energy FundTata Infrastructure FundTata Quant Fund

Name of the Schemes Investment Objective Riskometer

Tata Short Term Bond Fund Investment Objective: Regular Fixed Income for Short Term.Investment in Debt/Money market instruments /Government Securities.

Tata Money Market Fund


RISKOMETER*



Tata Overnight Fund

Investment in Debt & Money Market instruments

Tata Arbitrage Fund Investment Objective: The investment objective of the Scheme is to seek to generate reasonable returns by investing predominantly in arbitrage opportunities in the cash and derivatives segments of the equity markets and by investing balance in debt and money market instruments. There is no assurance that the objective of the Scheme will be realised and the Scheme does not assure or guarantee any returns.

Tata Treasury Advantage Fund

Investment in Money Market instruments.

Tata Dynamic Bond Fund Investment Objective: Short Term to Medium Capital Appreciation.Investment in Debt / Money Market Instruments / Government Securities

Tata Gilt Securities Fund Investment Objective: Long Term Capital Appreciation & Regular Income.Investment predominantly in Government Securities.

Tata Banking & PSU Debt Fund Investment Objective: The investment objective of the scheme is to generate reasonable income, with low risk and high level of liquidity from a portfolio of predominantly debt & money market securities issued by Banks, Public Sector Undertakings (PSUs), Public Financial Institutions (PFIs) and Municipal Bonds. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Low

Lo

w to

Mod

erate

Moderate ModeratelyHighHigh

Very High

RiskometerInvestors understand that their principal

will be at Low Risk

The objective of the scheme is to seek to generate returns commensurate with low risk and providing high level of liquidity, through investments made primarily in overnight securities having maturity of 1 business day. However, there is no assurance or guaran-tee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Low

Lo

w to

Mod

erate


Very High


will be at Low to Moderate Risk

Low

Lo

w to

Mod

erate


Very High


will be at Moderate Risk

Tata Income Fund Investment Objective: Long Term Capital Appreciation & Regular Income.Investment in Debt/Money Market instruments/Government Securities.

Tata Ultra Short Term Fund Investment Objective: The investment objective of the Scheme is to generate returns through investment in Debt & Money Market instruments such that the Macaulay duration of the portfolio is between 3 months - 6 months.

Tata Liquid Fund Investment in Debt & Money Market instruments


Tata Medium Term Fund Investment Objective: Income/Capital Appreciation over medium term.Investment in Debt / Money Market Instruments / Government Securities.

Tata Retirement Savings Fund-Conservative Plan


RISKOMETER*

Investment Objective: Long Term Capital Appreciation & Current Income.A debt oriented (between 70%-100%) savings scheme which provides tool for retirement planning to individual investors.

Tata Balanced Advantage Fund Investment Objective: The investment objective of the Scheme is to provide capital appreciation and income distribution to the investors by using equity derivatives strategies, arbitrage opportunities and pure equity investments.

Long Term Capital Appreciation.Investment predominantly in equity & equity related instruments (65% - 80%) & some portion (between 20% to 35%) in fixed income instruments.

Low

Lo

w to

Mod

erate


Very High


will be at Moderately High Risk

Name of the Schemes Investment Objective: Long Term Capital Appreciation Riskometer

Tata Hybrid Equity Fund

Investment in equity and equity related instruments of well researched value and growth oriented companies across all market capitalization.

Tata Large & Mid Cap Fund

Investment (minimum 70%) in equity & equity related instruments of companies whose rolling P/E is lower than rolling P/E of BSE Sensex.

Tata Equity P/E Fund

Investment predominantly in equity & equity related instruments of growth oriented mid cap companies.

Tata Mid Cap Growth Fund

Investment predominantly in equity & equity securities related securities of large cap companies.

Tata Large Cap Fund

A predominantly equity oriented (between 65%-85%) savings scheme which provides tool for retirement planning to individual investors.

Tata Retirement Savings Fund-Moderate Plan

An equity oriented (between 85%-100%) savings scheme which provides tool for retirement planning to individual investors.

Tata Retirement Savings Fund-Progressive Plan

An equity linked savings scheme (ELSS) Investing predominantly in Equity & Equity related instruments.

Tata India Tax Savings Fund

Investment Objective: Long Term Capital Appreciation & Current Income.Long Term Capital Appreciation by investing predominantly in equity & equity related instruments.

Tata Young Citizens Fund

Investment Objective: The investment objective of the Scheme is to generate capital appreciation over medium to long term. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Tata Flexi Cap Fund

Investment Objective: The investment objective of the scheme is to generate long term capital appreciation by predominantly investing in equity & equity related instruments of small cap companies.

Tata Small Cap Fund

Investment Objective: The investment objective of the scheme is to generate long term capital appreciation by investing in equity & equity related instruments of maximum 30 stocks across market caps. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Tata Focused Equity Fund

Investment Objective: The investment objective of the Scheme is to reflect/mirror the market returns with a minimum tracking error. The scheme does not assure or guarantee any returns.

Tata Index Fund - Nifty Plan

Low

Lo

w to

Mod

erate


Very High


will be at Very High Risk

Tata Equity Savings Fund Predominantly investing in equity and equity related instruments, equity arbitrage opportunities and debt and money market instruments.

Low

Lo

w to

Mod

erate


Very High



Investment Objective: The investment objective of the Scheme is to reflect/mirror the market returns with a minimum tracking error. The scheme does not assure or guarantee any returns.

Tata Index Fund - Sensex Plan

Investment Objective: The investment objective of the scheme is to generate long term capital appreciation. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Tata Multi Asset Opportunities Fund

Primarily focuses on investment in at least 80% of its net assets in equity/equity related instruments of the companies in the Banking and Financial Services sector in India.

Tata Banking & Financial Services Fund

Primarily focuses on investment in at least 80% of its net assets in equity/equity related instruments of the companies in the Consumption Oriented sectors in India.

Tata India Consumer Fund

Primarily focuses on investment in at least 80% of its net assets in equity/equity related instruments of the companies in the Information Technology sector in India.

Tata Digital India Fund

Primarily focuses on investment in at least 80% of its net assets in equity/equity related instruments of the companies in the Pharma & Healthcare sectors in India.

Tata India Pharma & Healthcare Fund

Primarily focuses on investment in at least 80% of its net assets in equity/equity related instruments of the companies in the Resources & Energy sectors in India.

Tata Resources & Energy Fund

Investment Predominantly in equity / equity related instruments of the companies in the Infrastructure sector in India.

Tata Infrastructure Fund

Investment in equity and equity related instruments of Shariah Principles compliant companies and in other instruments allowed under Shariah principles.

Tata Ethical Fund

The investment objective of the scheme is to provide returns that is closely correspond to the total returns of the securities as represented by the Nifty Private Bank index, subject to tracking error. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved.

Tata Nifty Private Bank Exchange Traded Fund

The investment objective of the scheme is to generate medium to long-term capital appreciation by investing in equity and equity related instruments selected based on a quantitative model (Quant Model).

However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Tata Quant Fund

Investment Objective: The investment objective of the scheme is to provide returns that is closely correspond to the total returns of the securities as represented by the Nifty 50 index, subject to tracking error. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved.

Tata Nifty Exchange Traded Fund

*Investors should consult their financial advisors if in doubt about whether the product is suitable for them.

Name of the Schemes Investment Objective: Long Term Capital Appreciation Riskometer


RISKOMETER*

The Macro picture

January 2021 December 2020

WPICPI Index of Industrial ProductionRepo rateMarginal Standing Facility Rate

1.22% (December 2020)4.59% (December 2020)-1.94% (November 2020)

4.0% (as on January 31st, 2021)4.25% (as on January 31st, 2021)

1.55% (November 2020)6.93% (November 2020)

3.6% (October 2020)4.0% (as on December 31st, 2020)

4.25% (as on December 31st, 2020)

Source: RBI, IDFC FIRST Bank Economics Research

Index NameReturn in %As on

29-Jan-21 31-Dec-20 31-Jan-20 1 Month 1 Year

4628618082179885790

22128346633009919482122182062924821110311381220052419

4775117941180985907

20811358883039418745126092168124248115991409020622478

4072315462146685041

181613528926147174621164213957158719494

1392418992526

-3.10.8

-0.6-2.06.3

-3.4-1.03.9

-3.1-4.92.4

-4.9-2.0-2.8-2.4

13.716.922.614.921.8-1.815.111.65.0

47.856.416.2-0.85.5

-4.3

S&P BSE SensexS&P BSE MID CAPS&P BSE SMALL CAPS&P BSE 200S&P BSE AUTOS&P BSE BankexS&P BSE Consumer DurableS&P BSE Capital GoodS&P BSE FMCGS&P BSE Health CareS&P BSE ITS&P BSE METALS&P BSE Oil & GasS&P BSE Power IndexS&P BSE Realty

Index NameReturn in %As on

31-Dec-20 27-Nov-20 31-Dec-19 1 Month 1 Year

1363570779813

305663715

16159145933312158183672

246463077

2091012170

3067177

1398272329194

312643801

16923152083417759133651

242513255

2084312916

3147088

1196262088087

308343292

14839143173077550623252

161442569

180108139331

6226

-2.5-2.16.7

-2.2-2.2-4.5-4.0-3.1-1.60.61.6

-5.40.3

-5.8-2.61.3

14.014.021.4-0.912.9

8.91.97.6

14.912.952.719.816.149.5-7.715.3

Nifty 50Nifty 200Nifty AutoNifty BankNifty CommoditiesNifty EnergyNifty Financial ServicesNifty FMCGNifty India ConsumptionNifty InfrastructureNifty ITNifty MetalNifty Midcap 100Nifty PharmaNifty RealtyNifty Smallcap 100


MARKET OUTLOOKEquity market

Disclaimer: The views expressed are in no way trying to predict the markets or to time them. The views expressed are for information purpose only and do not construe to be any investment, legal or taxation advice. Please consult your Financial/Investment Adviser before investing. The views expressed may not reflect in the scheme portfolios of Tata Mutual Fund. This note has been prepared using information believed to be accurate at the time of its use.

Year 2021 started with a breather. Month of January 2021 has seen some correction after a strong CY2020 inspite of Covid led disruption. BSE Sensex was down by -3.1%, and the Nifty by -2.5%. The broader market: the BSE Midcap was up by 0.8% & the BSE Small Cap was down -0.6% respectively. In terms of sectors, Information technology, Realty, Auto, Consumer Durables, Capital Goods, Oil & Gas and Power were the major outperformers whilst all other sectors underperformed the BSE Sensex. FII flows for the month continued to remain strong with net positive number of ~USD 3bn. Net equity selling by domestic institutions in the market were ~USD 2.1 bn.

January was a strong month for the Information technology sector with strong Q3FY21 results across companies and commentary of new order booking remaining positive. Auto sector also witnessed rerating during the month on account of better volume expectation from the market. The broader market (mid/small cap segment of the markets) outperformed the headline index this month.

Inflation: India’s Wholesale Price Inflation (WPI) Index came in at 1.22% YoY during the current month as compared to 1.55% for the previous month on account of benign core inflation.

The Consumer Price Inflation index moderated from previous months and came at 4.59% YoY in the current month as compared to 6.93% in the previous month due to lower fruits and vegetable inflation and favorable base effect. Inflation is likely to fall with food inflation expected to come down going forward.

Growth: India’s Real Gross Domestic Product (GDP) growth forecast for FY21 has been raised to -7.5% (-9.6% earlier) with 2H growth turning positive. Inflation forecast revision has also been sharp – 3Q at 6.8% (5.4% earlier), 4Q at 5.8% (4.5%) and 1HFY22 at 5.2 – 4.6%.

Other macro developments (fiscal deficit and household savings): India’s Q2FY21 current account surplus moderated to US$15.5bn (2.4% of GDP) from a historical high of US$19.2bn (3.8% of GDP) in Q1FY21. The narrowing of the surplus represents gradual widening of the trade deficit, as imports pick-up with revival in domestic demand. Meanwhile, BoP surplus surged to a historical high of US$31.6bn in Q2, supported by strong foreign investment inflows.

India’s fiscal deficit for FY20 was at 4.6% against the earlier budgeted 3.8% – Covid-19 has impacted tax revenues for the government in Q4FY20 significantly leading to a slip in the deficit numbers. With the spread of COVID-19 and the resultant shutdown of economic activity, FY21 budget deficit is likely to rise substantially to 9.5% (recovery in GDP growth is faster than expected).

FY20 net household financial savings rate improved to 7.7% from 7.2% in FY19 (revised up from the previously reported 6.5%).

Market Outlook: Positive performance by Corporate India continues during the ongoing Q3FY21 results season. 20 Nifty companies out of 50 have reported their quarterly performance till date and aggregate profit after tax is up by 16%. We have already seen consensus earnings expectations for full year FY21 and FY22 go up by 3-4%. Demand momentum in the economy is widespread across sectors, inventory levels are lower than normal, working capital is being managed very well and corporate India is focusing on improving ROCE (return on capital employed). Inventory levels will need to be built to normal levels over the next 12 months and is likely to provide a booster to sales growth going forward. Even though commodity prices are on an upward trajectory in recent times, profit margins are holding up at elevated levels on account of a large shift being seen from the unorganized segment to the organized providing an element of pricing power to businesses.

With corporate India delivering better growth, a direct benefit is being seen on Banks where Covid 19 had created a perception of potential high NPA. The reality is very different and on the positive side with Gross NPA increasing by a much lower number than feared leading to upgrades in earnings expectations from Banks which is a larger part of Indian listed space.

Budget 2021 was a positive with the government choosing to focus on infrastructure development, ease of doing business and cleaning up the books of accounts by including food subsidy through the Food corporation of India in the budget and also paying off all the fertilizer arrears during FY21 itself. Fiscal deficit is likely to be at 9.5% for FY21 and 6.8% for FY22. The government has guided for a gradual reduction in the fiscal deficit towards <4.5% by FY26.


MARKET OUTLOOK

Disclaimer: The views expressed are in no way trying to predict the markets or to time them. The views expressed are for information purpose only and do not construe to be any investment, legal or taxation advice. Please consult your Financial/Investment Adviser before investing. The views expressed may not reflect in the scheme portfolios of Tata Mutual Fund. This note has been prepared using information believed to be accurate at the time of its use.

Debt market

31-01-21 31-12-20

10 Year Benchmark Yield (s.a)10 Year AAA (PSU) (ann)5 Year AAA (PSU) (ann)3 Year AAA (PSU) (ann)1 Year AAA (PSU) (ann)3 Month T Bill3 Month CD6 Month CD9 Month CD12 Month CD10 Year AAA Spread5 Year AAA Spread

5.916.655.704.884.253.343.453.703.904.050.740.25

5.866.465.404.653.753.013.053.453.603.700.600.35

Change (bps)

0523303350334025303514

-10

Benchmark 10-year yields ended month at 5.91% remaining range bound from 5.85% to 5.95%. 5-year segment saw a significant rise in government bonds yields due to announcement of 14 days variable repo rate auction of Rs. 2 lakh crores. 5 years G-sec curve rose by 30 bps because of this development. Compared to G-secs, corporate bonds till month end showed less rise 30-35 bps only in the 5-year segment. Other liquidity driven segments also saw major uptick in yields. 3-year yield went up by 33-38 bps, 1-year yields adjusted to 45-50 bps higher and 3-month T-bill and CD saw rise of 35-40 bps respectively. VRR (Voluntary Retention Route) maturing on 29th January also saw roll over so, sum of 2 lakh crores money stayed out of the daily liquidity, which did not allow levels to come back down.

Consumer Price Index (CPI), eased to 4.59 per cent in the month of December mainly due to decline in food prices. The retail inflation for the month of November was 6.93 per cent. The December CPI data has come within the Reserve Bank of India’s (RBI) upper band of 6 per cent. The decline in retail inflation in December was mainly due to easing food prices. The Consumer Food Price Index (CFPI) or the inflation in the food basket eased to 3.41 per cent in the month of December, down from 9.50 per cent in November, the data revealed. The 3.41 per cent growth in the food basket was due to a fall in vegetable prices that slipped -10.41 per cent on-year rise in December. Apart from vegetables, other prices were however positive. The oils and fats segment saw a rise of 20.05 per cent, while that of eggs rose 16.08 per cent and pulses and products prices gained 15.98 per cent. The meat and fish segment also witnessed a rise of 15.21 per cent.

BUDGET KEY POINTS:

Deviating from market expectations government pegged FY21 fiscal deficit to an all-time high of 9.5% of GDP vis-à-vis the initial target of 3.5%. For FY22, government has pegged fiscal deficit at 6.8% of GDP. This increase in fiscal deficit is accounted for pre-dominantly by Food Corporation of India subsidy which was off balance sheet and funded through NSSF coming on balance sheet of the government and increasing the fiscal deficit for this year and next year.

Amidst the pandemic, FY22 Budget takes forward the thrust on reviving overall health and infrastructure sector.

Creation of an Asset Reconstruction Company (ARC) and Asset Management Company (AMC), and privatization of two Public Sector Banks, is a very significant move towards consolidation of existing stressed assets in the financial sector. This will also reduce government liabilities and commitment to loss making entities. The government has made it intention clearly to hold only 4 strategic sectors and divest other government companies. This move will make more money available for capital expenditure. The government has taken bold steps after all the low hanging fruits have been plucked and the intent is to reduce fiscal deficit and overall debt by increasing growth in the economy.

Market borrowing and market impact:

Net dated borrowing of INR 9.3 lakh crores in FY22 is higher than market expectations of approximately INR 7.5-8.5 lakh crores. Additional borrowing of 0.80 lakh crores in current year also came as a higher number compared to what market was expecting.

Systemic liquidity (net) during the month of December remained positive and closed at positive 6.31 lakh crores compared to positive 6.25 lakh crores at the beginning of the month. Going forward the liquidity is expected to remain positive on back of government spending in effort to revive the economy.

Monetary policy statements and RBI governor comments

The monetary policy rates was kept unchanged and monetary policy stance was maintained as accommodative for the current financial year and next financial year. HTM limits of banks which was increased to 22% till 2022 was extended by one more year to 2023. RBI has indicated GDP growth of 10.5 % and CPI inflation target of 5.2- 5 % in the first half and 3rd quarter CPI inflation of 4.3 % levels. The governor stated the borrowing programme will be conducted smoothly and in a non-disruptive manner.

Statements from RBI saying “shape of the yield curve is a public good for the economy” indicates RBI will intervene through OMO and other measures to stabilise the yield curve. However, the market will need convincing actions from RBI at what level it is ready to support ten-year yields. The huge supply of central government and state government cannot be subscribed by market participants unless decent amount is picked up by RBI. The market players will build their portfolio at the levels at which RBI buys the ten-year paper in OMO. We expect the ten-year yields to be broadly in the range of 6 %- 6.25 % in the coming months, beyond which RBI will aggressively intervene to control the yield curve.

Mutual Fund Investments are subject to market risks, read all Scheme related documents carefully.

OPEN ENDED EQUITY & HYBRID FUNDS SNAPSHOT AS ON 31ST JANUARY 2021

Fund Name Nature Sub Nature Launch Date Benchmark Name Fund Manager Min

Investment Exit LoadExpense Ratio

Regular Direct

Tata Arbitrage Fund

An open ended scheme investing in arbitrage opportunities.

Arbitrage Fund 18-Dec-18 Nifty 50 Arbitrage

Index Sailesh Jain 5,000 0.25 % -30 Days 1.13 0.38

Tata Balanced Advantage Fund

An open ended dynamic asset allocation fund.

Dynamic Asset

Allocation or Balanced Advantage

28-Jan-19 CRISIL Hybrid 35+65 - Aggressive Index

Rahul Singh, Sailesh Jain, Akhil

Mittal5,000 1% - 365 Days

Nil - upto 12% of Initial Investments 2.18 0.75

Tata Banking & Financial Services Fund

An open ended equity scheme investing in Banking & Financial Services Sector

Sectoral 28-Dec-15 Nifty Financial Services TRI

Sonam Udasi, Amey Sathe 5,000 If redeemed before 30 Day; Exit Load is

0.25% 2.60 1.06


An open ended equity scheme investing in Information Technology Sector

Sectoral 28-Dec-15 S&P BSE IT TRIMeeta Shetty, Rahul Singh,

Venkat Samala5,000 If redeemed before 30 Day; Exit Load is

0.25% 2.44 0.97


An open ended equity scheme following a value investment strategy

Value Fund 29-Jun-04 S&P BSE Sensex TRI Sonam Udasi, Amey Sathe 5,000 1% - 12 Months.


Tata Equity Savings Fund

An open-ended scheme investing in equity, arbitrage and debt.

Equity Savings 27-Apr-00 NIFTY Equity Savings

Index

Sailesh Jain, Murthy

Nagarajan5000 0.25% - 90 Days


Tata Ethical Fund An open ended equity scheme following Shariah principles Thematic 24-May-96 Nifty 500 Shariah TRI

Ennette Fernandes,

Rupesh Patel5,000 1% - 365 Days



An open ended hybrid scheme investing predominantly in equity & equity related instruments.

Aggressive Hybrid Fund 08-Oct-95 Crisil Hybrid 25+75 -

Aggressive Index

Chandraprakash Padiyar, Murthy

Nagarajan, Satish Chandra Mishra

5,000 1% - 365 days 1.98 0.96

Tata Index Fund - Nifty Plan

An open ended equity scheme tracking Nifty 50 Index Index Funds 25-Feb-03 Nifty 50 TRI Sonam Udasi 5,000 0.25% - 7 days 0.50 0.05

Tata Index Fund - Sensex Plan

An open ended equity scheme tracking S & P BSE Sensex Index Funds 25-Feb-03 S&P BSE Sensex TRI Sonam Udasi 5,000 0.25% - 7 days 1.00 0.05


An open ended equity scheme investing in Consumption Oriented Sector

Sectoral 28-Dec-15 Nifty India Consumption TRI

Sonam Udasi, Ennette

Fernandes5,000 If redeemed before 30 Day; Exit Load is

0.25% 2.29 0.90

Expense ratio excludes Borrowing cost




Regular Direct

Tata India Pharma & Healthcare Fund

An open ended equity scheme investing in Pharma and Healthcare Services Sector

Sectoral 28-Dec-15 Nifty Pharma TRI Meeta Shetty, Rahul Singh 5,000 If redeemed before 30 Day; Exit Load is

0.25% 2.64 1.19


An open ended equity linked savings scheme with a statutory lock in of 3 years and tax benefit

ELSS 31-Mar-96 S&P BSE Sensex TRIRupesh

Patel, Ennette Fernandes

500 Nil (Compulsory lock-in period for 3 years) 2.05 0.71

Tata Infrastructure Fund

An open ended equity scheme investing in Infrastructure sector. Sectoral 31-Dec-04 S&P BSE India

Infrastructure TRIAbhinav Sharma,

Rupesh Patel 5,000 If redeemed before 30 Day; Exit Load is 0.25% 2.58 1.87


An open-ended equity scheme investing in both large cap & mid cap stocks.

Large & Mid Cap Fund 25-Feb-93 Nifty LargeMidcap

250 TRI

Chandraprakash Padiyar, Meeta

Shetty5,000 1% - 365 days 2.19 1.13

Tata Large Cap Fund

An open-ended equity scheme predominantly investing in large cap stocks.

Large Cap Fund 07-May-98 S&P BSE Sensex TRI

Rupesh Patel, Ennette

Fernandes, Venkat Samala

5,000 1% - 365 days 2.47 1.68


An open-ended equity scheme predominantly investing in mid cap stocks.

Mid Cap Fund 01-Jul-94 Nifty Midcap 100 TRI

Rupesh Patel, Ennette

Fernandes5,000 1% - 365 days 2.38 1.18

Tata Flexi Cap Fund

An open ended dynamic equity scheme investing across large cap, mid cap, small cap stocks.

Flexi Cap Fund 06-Sep-18 S&P BSE 500 TRI Sonam Udasi,

Abhinav Sharma 5,000 1% - 12 Months Nil - upto 12% of Initial Investments 2.20 0.85


An open ended Exchange Traded Fund tracking Nifty 50 Index.

ETFs - Others 01-Jan-19 Nifty 50 TRI Sailesh Jain

50,000 units and

in multiples thereof

Nil NA 0.08


An Open-Ended Exchange Traded Fund replicating/ tracking -Nifty Private Bank Index

ETFs - Others 30-Aug-19 Nifty Private Bank

TRI Sailesh Jain

15,000 units and

in multiples thereof

Nil NA 0.15


An open ended equity scheme investing in Resources and Energy Sector

Sectoral 28-Dec-15 Nifty Commodities TRI

Satish Chandra Mishra, Rahul

Singh5,000 If redeemed before 30 Day; Exit Load is

0.25% 2.65 1.12

Tata Retirement Savings Fund-Moderate Plan

An open ended retirement solution oriented scheme having a lock-in of 5 years or till retirement age (whichever is earlier)

Retirement Fund 01-Nov-11 Crisil Hybrid 25+75 -

Aggressive Index

Sonam Udasi, Murthy

Nagarajan, Ennette

Fernandes

5,000

1) Nil – If redemption or switch out on or after attainment of retirement age i.e. 60years.2) Nil – In case of Auto switch out of units on occurrence of Auto switch trigger event.3 ) 1% – Post Lock in period of 60 months If redeemed within 1 month

2.21 0.83






Regular Direct

Tata Retirement Savings Fund-Conservative Plan


Retirement Fund 01-Nov-11

CRISIL Short Term Debt Hybrid 75+25

Fund Index

Sonam Udasi, Murthy

Nagarajan, Ennette

Fernandes

5,000

1) Nil – If redemption or switch out on or after attainment of retirement age i.e. 60years.2) Nil – In case of Auto switch out of units on occurrence of Auto switch trigger event.3 ) 1% – Post Lock in period of 60 months If redeemed within 1 month

2.27 1.07

Tata Retirement Savings Fund-Progressive Plan


Retirement Fund 01-Nov-11 S&P BSE 200 TRI

Sonam Udasi, Murthy

Nagarajan, Ennette

Fernandes

5,000

1) Nil – If redemption or switch out on or after attainment of retirement age i.e. 60years. 2) Nil – In case of Auto switch out of units on occurrence of Auto switch trigger event.3 ) 1% – Post Lock in period of 60 months If redeemed within 1 month.

2.35 0.82

Tata Small Cap Fund

An open-ended Equity Scheme predominantly investing in small cap stocks

Small cap Fund 12-Nov-18 Nifty Smallcap 100

TRI

Chandraprakash Padiyar, Satish

Chandra Mishra5,000 1% - 12 Months



An open ended fund for investment for children having a lock-in for at least 5 years or till the child attains age of majority (whichever is earlier)

Childrens Fund 14-Oct-95 S&P BSE 200 TRI Amey Sathe,

Rahul Singh 500

Compulsory Lock-in Option 5 years or till the child attains age of majority (whichever is earlier). 1% - If redeemed before child attains 18 years of age.

2.55 1.75

Tata Focused equity fund

An Open Ended Equity Scheme investing in maximum 30 stocks across market caps (i.e. Multi Cap)

Focused 05-Dec-19 S&P BSE 200 TRI Rupesh Patel, Venkat Samala 5000 1% - 365 Days


Tata Multi Asset Opportunities Fund

An Open Ended Scheme investing in equity, debt & exchange traded commodity derivatives

Multi Asset Allocation 04-Mar-20

CRISIL Short Term Bond Fund Index,I

Comdex composite index,S&P BSE 200

TRI

Rahul Singh (Equity), Murthy

Nagarajan (Fixed Income),

Aurobinda Prasad Gayan (Commodities) & Sailesh Jain

(Equity Arbitrage)

Rs 5,000/- and in

multiple of Re.1/-

thereafter

• Exit Load is Nil, if the withdrawal amount or switched out amount is not more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment. • Exit load is 1% of the applicable NAV if the withdrawal amount or switched out amount is more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment. • No Exit load will be charged for redemption or switch out after expiry of 365 days from the date of allotment

2.53 0.90

Tata Quant FundAn Open Ended Equity Scheme following quant based investing theme

Thematic 22-Jan-20 S&P BSE 200 TRI Sailesh Jain

Rs 5,000/- and in

multiple of Re.1/-

thereafter

1% - 365 Days Nil - upto 12% of Initial Investments 2.56 0.93



Scheme Scheme Category

Recommended Investment

Horizon

Month end AUM (Rs Crs)

YTM (%) Macaulay Duration

Modified Duration (Years)

Avg. Portfolio Maturity (Years)

Expense Ratio

Exit LoadRegular Direct

Tata Overnight Fund Overnight Fund 1 day to 7 days 2,063.28 3.28 3 Days 3 Days 3 Days 0.21 0.11 NIL

Tata Liquid Fund Liquid Fund 1 day to 3 months 12,917.03 3.49 40 Days 40 Days 40 Days 0.33 0.22

1 day - 0.0070% of redemption proceeds 2 days - 0.0065% of redemption proceeds 3 days - 0.0060% of redemption proceeds 4 days - 0.0055% of redemption proceeds 5 days - 0.0050% of redemption proceeds 6 days - 0.0045% of redemption proceeds 7 days or more - Nil

Tata Ultra Short Term Fund

Ultra Short Duration Fund

1 month to 3 months 519.75 3.93 4.78

Months4.68

Months4.83

Months 1.03 0.23 NIL


Low Duration Fund

3 months to 1 year 2,135.89 4.19 9.81

Months9.50

Months10.21


Tata Money Market Fund Money Market Fund

3 months to 1 year 1,873.86 3.69 3.02

Months3.01

Months3.02


Tata Short Term Bond Fund

Short Duration Fund 1 year to 3 years 3,413.67 5.08 2.59 Years 2.49 Years 3.21 Years 1.24 0.29 NIL

Tata Medium Term Fund Medium Duration Fund 3 years and more 73.75 6.56 3.53 Years 3.36 Years 4.50 Years 1.40 0.40 1% - 365 Days

Nil - upto 12% of Initial Investments

Tata Income Fund Medium to Long Duration Fund 3 years and more 56.96 6.39 5.49 Years 5.16 Years 8.02 Years 1.95 1.10 1.00% Upto 365 Days

Tata Dynamic Bond Fund Dynamic Bond 3 years and more 251.10 5.29 1.91 Years 1.82 Years 2.45 Years 0.74 0.29 Nil

Tata Gilt Securities Fund Gilt Fund

3 years and more, tactical play for a shorter duration on clarity on the

direction

281.03 5.96 7.51 Years 7.29 Years 11.22 Years 1.72 0.87 Nil

Tata Banking & PSU Debt Fund

Banking & PSU Fund Above 3 years 706.74 5.35 2.83 Years 2.71 Years 3.66 Years 0.73 0.23 Nil

Note: YTM is without NCA adjustment



OPEN ENDED DEBT FUNDS SNAPSHOT AS ON 31ST JANUARY 2021

Tax Reckoner 2020-21Snapshot of Tax rates specific to Mutual Funds

The rates are applicable for the financial year 2020-21 as perthe Finance Act,2020

Income-tax implications on income in respect of units of Mutual Fund

Type of Investor Withholding tax rate

Resident 10%*

NRI 20%**

The Finance Act, 2020 abolished income distribution tax and instead introduced taxing of income from mutual fund units in the hands of the unit holders.

* Tax not deductible if dividend income in respect of units of a mutual fund is below Rs. 5,000 in a financial year. Further, as per press release issued by Central Board of Direct Taxes on 13May 2020, the said rate of 10% has been reduced to 7.5% for the period 14 May 2020 to 31 March 2021.However, this reduced rate is yet to be ratified by the Government.** The base tax is to be further increased by surcharge at the rate of:• 37% on base tax where total income exceeds Rs. 5 crore;• 25% where total income exceeds Rs. 2 crore but does not exceed Rs. 5 crore;• 15% where total income exceeds Rs. 1 crore but does not exceed Rs. 2 crore; and• 10% where total income exceeds Rs. 50 lakhs but does not exceed Rs. 1 croreFurther, “Health and Education Cess”is to be levied at 4% on aggregate of base tax and surcharge.

Capital Gains Taxation

Individual/ HUF$ Domestic Company@ NRI$

Equity Oriented Schemes Long Term Capital Gains (units held for more than 12 months) Short Term Capital Gains (units held for 12 months or less)

Long term capital gains 10%* 10%* 10%*

Short term capital gains 15% 15% 15%

Other Than Equity Oriented Schemes Long Term Capital Gains (units held for more than 36 months) Short Term Capital Gains (units held for 36 months or less)

Long term capital gains 20%& 20%& Listed - 20%&

Unlisted - 10%**

Short term capital gains 30%^ 30%/25%^^/22%^^^/15%^^^^ 30%^

Tax deductible at source (Applicable to NRI Investors) #

Short term capital gains $ Long term capital gains$

Equity oriented schemes 15% 10%*

Other than equity oriented schemes 30%^ 10%** (for unlisted) & 20%& (for listed)

* Income-tax at the rate of 10% (without indexation benefitand foreign exchange fluctuation) to be levied on long-term capital gains exceeding Rs. 1 lakhprovided transfer of such units is subject to Securities Transaction Tax (‘STT’).

$ Surcharge to be levied at: 37% on base tax where specifiedincome exceeds Rs. 5 crore; 25% where specified income exceeds Rs. 2 crore but does not exceed Rs. 5 crore; 15%where total income exceeds Rs. 1 crorebut does not exceed Rs. 2 crore; and 10% where total income exceeds Rs. 50 lakhs but does not exceed Rs. 1 crore. Specified income – Total income excluding income by way of dividend or income under the provisions of section 111A and 112A of the Income-tax Act, 1961 (‘the Act’). Further, Health and Education Cess to be levied at the rate of 4% on aggregate of base tax and surcharge.@ Surcharge at 7% on base taxis applicablewhere total income of domestic corporate unit holders exceeds Rs 1 crore but does not exceed 10 crores and at 12% where

total income exceeds 10 crores. However, surcharge at flat rate of 10 percent to be levied on base tax for the companies opting for lower rate of tax of 22%/15%. Further,“Health and Education Cess” to be levied at the rate of 4% on aggregate of base tax and surcharge.

# Short term/ long term capital gain tax (along with applicable Surcharge and Health and Education Cess) will be deducted at the time of redemption of units in case of NRI investors.

& After providing indexation.** Without indexation.^ Assuming the investor falls into highest tax bracket.^^ If total turnover or gross receipts inthe financial year 2018-19does not exceed Rs. 400crores.^^^ This lower rate is optional and subject to fulfillment of certain conditions as provided in section 115BAA.^^^^ This lower rate is optional for companies engaged in manufacturing business (set-up & registered on or after 1 October 2019) subject to fulfillment of certain conditions

as provided in section 115BAB.

Mutual Fund investments are subject to market risks, read all scheme related documents carefully.

Further, the domestic companies are subject to minimum alternate tax (except for those who opt for lower rate of tax of 22%/15%) not specified in above tax rates.

Transfer of units upon consolidation of mutual fund schemesof two or more schemes of equity oriented fund or two or more schemes of a fund other than equity oriented fund in accordance with SEBI (Mutual Funds) Regulations, 1996is exempt from capital gains.

Transfer of units upon consolidation of plans within mutual fund schemes in accordance with SEBI (Mutual Funds) Regulations, 1996 is exempt from capital gains.

Relaxation to non-residents from deduction of tax at higher rate(except income distributed by mutual fund / dividend income on shares) in the absence of PAN subject to them providing specified information and documents.

Bonus Stripping: The loss due to sale of original units in the schemes, where bonus units are issued, will not be available for set off; if original units are: (A) bought within three months prior to the record date fixed for allotment of bonus units; and (B) sold within nine months after the record date fixed for allotment of bonus units. However, the amount of loss so ignored shall be deemed to be the cost of purchase or acquisition of such unsold bonus units.

1. Income Tax Rates

Option A

For Individuals, Hindu Undivided Family, Association of Persons, Body of Individuals and Artificial juridical persons

Total Income Tax Rates

Up to Rs. 2,50,000(a) (b) NIL

Rs. 2,50,001 to Rs. 5,00,000(d) (e) 5%

Rs. 5,00,001 to Rs. 10,00,000(d) 20%

Rs. 10,00,001 and above(c)(d) 30%

(a) In case of a resident individual of the age of 60 years or above but below 80 years, the basic exemption limit is Rs.300,000.

(b) In case of a resident individual of age of 80 years or above, the basic exemption limit is Rs 500,000.

(c) Rate of surcharge:

37% on base tax where specified income exceeds Rs. 5 crore;

25% where specified income exceeds Rs. 2 crore but does not exceed Rs. 5 crore

15% where total income exceeds Rs. 1 crore but does not exceed Rs. 2 crore;and

10% where total income exceeds Rs 50 lakhs but does not exceed Rs. 1 crore.

Specified income – Total income excluding income by way of dividend or income under the provisions of section 111A and 112A of the Act.

Marginal relief for such person is available.

(d) Health and Education cess @ 4% on aggregate of base tax and surcharge.

(e) Individuals having total income not exceeding Rs. 500,000 can avail rebate of lower of actual tax liability or Rs. 12,500.

Option B

The Finance Act, 2020 provides for New Personal Tax Regime:

Total Income Tax Rates

Up to 2,50,000 Nil

From 2,50,001 to 5,00,000 5%

From 5,00,001 to 7,50,000 10%

From 7,50,001 to 10,00,000 15%

From 10,00,001 to 12,50,000 20%

From 12,50,001 to 15,00,000 25%

From 15,00,001 and above 30%

For adopting Option B, most of the deductions/exemptions such as section 80C, 80D, etc. are to be foregone. The aforesaid regime is optional. Accordingly, Individuals and HUFs have the option to be taxed under either of the options. Option B once exercised can be changed in subsequent years (not applicable for business income).

2. Securities Transaction Tax (STT)

STT is levied on the value of taxable securities transactions as under:

Transaction Rates Payable by

Purchase/Sale of equity shares (delivery based) 0.1% Purchaser/Seller

Purchase of units of equity oriented mutual fund Nil Purchaser

Sale of units of equity oriented mutual fund (delivery based) 0.001% Seller

Sale of equity shares, units of business trust, units of equity oriented mutual fund (non-delivery based) 0.025% Seller

Sale of an option in securities 0.05% Seller

Sale of an option in securities, where option is exercised 0.125% Purchaser

Sale of a futures in securities 0.01% Seller

Sale of units of an equity oriented fund to the Mutual Fund 0.001% Seller

Sale of unlisted equity shares and units of business trust under an initial offer 0.2% Seller

3. Special rates for non-residents as per domestic provisions

(1) The following incomes in the case of non-resident are taxed at special rates on gross basis:

Transaction Rates(a)

Dividend 20%

Interest received on loans given in foreign currency to Indian concern or Government of India (not being interest referred to in section 194LB or section 194LC)

20%

Income received in respect of units purchased in foreign currency of specified Mutual Funds / UTI 20%

Royalty or fees for technical services(b) 10%

Interest income from a notified infrastructure debt fund, specified loan agreement, specified long-term bonds,rupee denominated bonds(c) and business trust

5%

Interest on FCCB, Dividend on GDRs 10%

(a) These rates will be further increased by applicable surcharge and health and education cess.

(b) In case the non-resident has a Permanent Establishment (PE) in India and the royalty/fees for technical services paid is effectively connected with such PE, the same is taxable at 40% (plus applicable surcharge and health and education cess) on net basis.

(c) Interest payable to a non-resident in respect of monies borrowed by any Indian company or business trust from a source outside India by way of issue of rupee denominated bond during the period 17 September 2018 to 31 March 2019 is exempt from tax.

(2) Tax on non-resident sportsmen or sports association on specified income @20% plus applicable surcharge and health and education cess.

4. Capital Gains

Transaction Short-term capital gains(a) Long-term capital gains(a)(b)

Sale transactions of equity shares/ unit of an equity oriented fund which attract STT 15% 10%*

Sale transaction other than mentioned above:

Individuals (resident and non-residents) Progressive slab rates

20% / 10%(b)Firms 30%

Resident companies 30%/25%(d)/ 22%(e)/15%(f)

Overseas financial organizations specified in section115AB 40% (corporate) 30% (noncorporate)

10%

FIIs 30% 10%

Foreign companies other than ones mentioned above 40% 20% / 10%(C)

Local authority 30%20% / 10%

Co-operative society rates Progressive slab or 20%(g)

*Income-tax at the rate of 10% to be levied on long-term capital gains exceeding Rs. 1 lakh (without indexation benefit and foreign exchange fluctuation).

(a) These rates will further increase by applicable surcharge &health and education cess.

(b) Income-tax rate of 20% with indexation and 10% without indexation.

(c) Long term capital gains arising to a non-resident from transfer of unlisted securities or shares of a company, not being a company in which the public are substantially interested, subject to 10 per cent tax (without benefit of indexation and foreign currency fluctuation).

(d) If total turnover or gross receipts inthe financial year 2018-19 does not exceed Rs. 400 crores.

(e) This lower rate is optional and subject to fulfillment of certain conditions as provided in section 115BAA.

(f) This lower rate is optional for companies engaged in manufacturing business (set-up & registered on or after 1 October 2019) subject to fulfillment of certain conditions as provided in section 115BAB.

(g) The Finance Act, 2020 provides fornew optional tax regime for co-operative societies. Thus, co-operative societies have the option to be taxed at progressive slab rates or 20% subject to fulfillment of certain conditions as provided in section 115BAD.

5. Personal Income-tax Scenario

IndividualTotal Income

475,000 825,000 1,000,000 1,200,000 1,500,000 5,650,000 11,150,00021,150,000

#51,150,000

#

Tax in FY 2020-21 (Option A)*

NIL*** 49,400 85,800 132,600 226,200 1,673,100 3,722,550 7,946,250 21,532,290

Tax in FY 2020-21 (Option B) **

NIL*** 50,700 78,000 119,600 195,000 1,638,780 3,686,670 7,907,250 21,489,546

Additional Tax burden/ (Savings) in Option B

- 1,300 (7,800) (13,000) (31,200) (34,320) (35,880) (39,000) (42,744)

Additional Tax burden/ (Savings) (%) in Option B

- 2.63% (9.09%) (9.80%) (13.79%) (2.05%) (0.96%) (0.49%) (0.20%)

Resident senior citizen (age of 60 years but below 80 years)

Total Income

475,000 825,000 1,000,000 1,200,000 1,500,000 5,650,000 11,150,000 21,150,000 #

51,150,000 #

Tax in FY 2020-21 (Option A) *

NIL*** 46,800 83,200 130,000 223,600 1,670,240 3,719,560 7,943,000 21,528,728


NIL*** 50,700 78,000 119,600 195,000 1,638,780 3,686,670 7,907,250 21,489,546


- 3,900 (5,200) (10,400) (28,600) (31,460) (32,890) (35,750) (39,182)


- 8.33% (6.25%) (8.00%) (12.79%) (1.88%) (0.88%) (0.45%) (0.18%)

Resident senior citizen (age 80 years and above)

Total Income

475,000 825,000 1,000,000 1,200,000 1,500,000 5,650,000 11,150,000 21,150,000 #

51,150,000 #

Tax in FY 2020-21 (Option A) *

NIL*** 36,400 72,800 119,600 213,200 1,658,800 3,707,600 7,930,000 21,514,480


NIL*** 50,700 78,000 119,600 195,000 1,638,780 3,686,670 7,907,250 21,489,546


- 14,300 5,200 - (18,200) (20,020) (20,930) (22,750) (24,934)


- 39.29% 7.14% - (8.54%) (1.21%) (0.56%) (0.29%) (0.12%)

* For purpose of tax calculation under Option A, adhoc deduction of INR 150,000 has been claimed. The ad hoc deduction is only illustrative in nature. Basis actual deduction, the tax amount will vary.

** For purpose of tax calculation under Option B, no exemption/ deductions have been claimed.

*** NIL tax on account of rebate under section 87A.

# If the said taxable income includes income by way of dividend or capital gains under section 111A and section 112A of the Act, then enhanced surcharge of 37% and 25% would not be applicable and accordingly effective tax rate would be lower.

Disclaimer : The information set out above is included for general information purposes only and does not constitute legal or tax advice. In view of the individual nature of the tax consequences, each investor is advised to consult his or her own tax consultant with respect to specific tax implications arising out of their participation in the Scheme. Income Tax benefits to the mutual fund & to the unit holder is in accordance with the prevailing tax laws as certified by the mutual funds tax consultant. Any action taken by you on the basis of the information contained herein is your responsibility alone. Tata Mutual Fund will not be liable in any manner for the consequences of such action taken by you. The information contained herein is not intended as an offer or solicitation for the purchase and sales of any schemes of Tata Mutual Fund.

www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully

Market Capitalisation wise Exposure

Large Cap

Mid Cap

Small Cap

Market Capitalisation is as per list provided by AMFI.

8

As on 31st January 2021

INVESTMENT STYLE

INVESTMENT OBJECTIVE

DATE OF ALLOTMENT

May 07,1998

FUND MANAGER

NAV

FUND SIZE

Rs. 814.45 (Rs. in Cr.)

MONTHLY AVERAGE AUM

Rs. 852.86 (Rs. in Cr.)

TURN OVER

Portfolio Turnover (Total)Portfolio Turnover (Equity component only)

65.23%63.63%

EXPENSE RATIO**

DirectRegular

1.682.47

VOLATILITY MEASURES^ FUND BENCHMARK

Std. Dev (Annualised)Sharpe RatioPortfolio BetaR SquaredTreynorJenson

22.420.111.001.000.73

NA

22.450.040.980.960.27

-0.45

MINIMUM INVESTMENT /MULTIPLES FOR NEW INVESTMENT

Rs. 5,000/- and in multiples of Re. 1/- thereafter.

ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORS

Rs. 1,000/- and multiples of Re. 1/- thereafter.

LOAD STRUCTURE

Entry Load : Not Applicable

Exit Load :

PORTFOLIO

Company name No. of Shares

Market ValueRs. Lakhs

% of Assets

98.61

3.22

9.368.886.604.642.52

2.941.81

1.97

2.151.95

2.58

2.63

2.31

1.20

2.15

7.922.101.61

350000

1420000520000

1905000570000120000

45000140000

120000

34000070000

350000

90000

283200

30000

4500

350000445000600000

80314.93

2623.60

7625.407230.605374.013778.532055.54

2397.261477.91

1601.64

1749.471584.73

2103.50

2140.02

1882.71

973.98

1754.31

6446.831707.021311.60

SIP - If you had invested INR 10000 every month1 Year 3 Year 5 Year 7 Year 10 Year Since Inception

Total Amount Invested (Rs.)

Total Value as on Jan 31, 2021 (Rs.)

Returns

Total Value of B: S&P BSE Sensex TRI

B: S&P BSE Sensex TRI

(Inception date :07-May-1998) (First Installment date : 01-Jun-1998)

120,000

147,554

45.53%

150,653

50.96%

360,000

426,633

11.36%

457,478

16.22%

600,000

760,190

9.41%

864,613

14.61%

840,000

1,160,081

9.08%

1,327,740

12.86%

1,200,000

2,059,734

10.42%

2,348,177

12.88%

2,720,000

25,607,082

16.82%

18,592,052

14.61%

Company name

PharmaceuticalsCipla Ltd.Sun Pharmaceutical Industries Ltd.Cadila Healthcare Ltd.Dr Reddys Laboratories Ltd.PowerTata Power Company Ltd.SoftwareInfosys Ltd.Tata Consultancy Services Ltd.Wipro Ltd.Telecom - ServicesBharti Airtel Ltd.

27000025000027000022000

2400000

59000085000

400000

800000

2229.931465.501219.051012.59

1809.60

7310.402644.651671.60

4428.80

2.741.801.501.24

2.22

8.983.252.05

5.44

Other Equities^RepoPortfolio TotalCash / Net Current Assets/ (Liabilities)Net Assets

704.15543.19

80858.12587.18

81445.30

0.860.67

99.280.72

100.00

Top 10 Holdings Equity Sector Allocation

NAV Movement

Primarily invests in equity and equity related instruments of large market cap companies.

To provide income distribution and / or medium to long term capital gains while at all times emphasising the importance of capital appreciation. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Rupesh Patel (Managing Since 18-Jun-18 and overall experience of 20 years) and Venkat Samala (Managing Since 26-Nov-20 and overall experience of 6 years)

BENCHMARK

S&P BSE Sensex TRI

ASSISTANT FUND MANAGER

Ennette Fernandes (Managing Since 18-Jun-18 and overall experience of 11 years)

Direct - GrowthDirect - DividendReg - GrowthReg - Dividend

::::

272.866261.9876

248.302854.1572

^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.47% as on Jan 29, 2021 For calculation methodology please refer to Pg 64

Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable

1) On or before expiry of 365 days from the date of allotment: If the withdrawal amount or switched out amount is not more than 12% of the original cost of investment: NIL2) On or before expiry of 365 days from the date of allotment: If the withdrawal amount or switched out amount is more than 12% of the original cost of investment: 1%3) Redemption after expiry of 365 days from the date of allotment: NIL (w.e.f 5th November, 2018)

Equity & Equity Related TotalAutoMahindra & Mahindra Ltd.BanksICICI Bank Ltd.HDFC Bank Ltd.State Bank Of IndiaAxis Bank Ltd.Kotak Mahindra Bank Ltd.CementUltratech Cement Ltd.Grasim Industries Ltd.Construction ProjectLarsen & Toubro Ltd.Consumer Non DurablesDabur India Ltd.Hindustan Unilever Ltd.Ferrous MetalsTata Steel Ltd.FinanceHousing Development Finance Corporation Ltd.Housing Development Finance Corporation Ltd. Warrants 3Bajaj Holdings & Investment Ltd.Industrial Capital GoodsHoneywell Automation India Ltd.Petroleum ProductsReliance Industries Ltd.Bharat Petroleum Corporation Ltd.Hindustan Petroleum Corporation Ltd.

Issuer NameICICI Bank Ltd.Infosys Ltd.HDFC Bank Ltd.Reliance Industries Ltd.State Bank Of IndiaBharti Airtel Ltd.Axis Bank Ltd.Tata Consultancy Services Ltd.Mahindra & Mahindra Ltd.Ultratech Cement Ltd.Total

% to NAV9.368.988.887.926.605.444.643.253.222.94

61.23

^ Exposure less than 1% has been clubbed under Other Equities

No. of Shares


% of Assets

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered. For scheme performance refer pages 49 - 64.*B: BenchmarkSource: MFI Explorer

94.60%

5.40%

0.00%

**Note: The rates specified are actual month end expenses charged as on Jan 31, 2021. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, wherever applicable.

Tata Large Cap Fund(An open-ended equity scheme predominantly investing in large cap stocks.)

Low

Lo

w to

Mod

erate


Very High



38.14%14.28%

11.62%7.28%

5.44%4.76%

4.09%3.22%2.97%2.58%2.22%1.97%

0.05%

0.00% 12.00% 24.00% 36.00% 48.00%

Financial ServicesIT

Oil & GasPharma

TelecomCement & Cement Products

Consumer GoodsAutomobile

Industrial ManufacturingMetalsPower

ConstructionMedia & Entertainment

60

78

96

114

132

150

Jan-18 Jan-19 Jan-20 Jan-21

Tata Large Cap Fund - Reg - GrowthS&P BSE Sensex TRI



Large Cap

Mid Cap

Small Cap


SIP - If you had invested INR 10000 every month

1 Year 3 Year 5 Year 7 Year 10 Year Since Inception



Returns

Total Value of B: S&P BSE 500 TRI

B: S&P BSE 500 TRI

Total Value of AB: S&P BSE Sensex TRI

AB: S&P BSE Sensex TRI

(Inception date :06-Sep-2018) (First Installment date : 01-Oct-2018)

120,000

142,957

37.59%

152,717

54.60%

150,653

50.96%

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

280,000

336,208

15.93%

351,046

19.92%

349,871

19.61%


NAV Movement

Issuer NameICICI Bank Ltd.HDFC Bank Ltd.Reliance Industries Ltd.Infosys Ltd.Dr. Reddys Labaratories Ltd.ITC Ltd.HCL Technologies Ltd.Ambuja Cements Ltd.Axis Bank Ltd.Hindustan Unilever Ltd.Total

% to NAV8.437.447.244.453.873.612.962.602.502.50

45.60

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered. For scheme performance refer pages 49 - 64.B: BenchmarkSource: MFI Explorer

70.56%

24.42%

5.01%

PORTFOLIO



% of Assets

96.53

2.32

8.437.442.50

2.60

1.09

2.07

2.481.961.951.26

3.612.501.961.951.551.07

2.182.031.491.22

1.25

4750

2705000922000650000

1840000

600000

18600

30286372000237000

90000

3060000190000130000599000485000420000

554000354000533000160000

483930

166263.82

3993.28

14525.8512820.41

4308.85

4477.64

1878.60

3564.04

4278.653378.133366.112170.17

6219.454301.413367.203353.202661.201838.13

3755.843490.622563.732104.80

2156.39

Company name


3269.913703.88

169967.702269.49

172237.19

1.902.15

98.681.32

100.00

Equity & Equity Related TotalAuto AncillariesMRF Ltd.BanksICICI Bank Ltd.HDFC Bank Ltd.Axis Bank Ltd.CementAmbuja Cements Ltd.ChemicalsSumitomo Chemical India Ltd.Commercial Services3M India Ltd.Consumer DurablesDixon Technologies (India) Ltd.Voltas Ltd.Titan Company Ltd.Johnson Controls - Hitachi Air Conditioning India Ltd.Consumer Non DurablesITC Ltd.Hindustan Unilever Ltd.Jubilant Foodworks Ltd.Tata Consumer Products Ltd.Kansai Nerolac Paints Ltd.Godrej Industries Ltd.FinanceHDFC Life Insurance Co. Ltd.Sbi Cards And Payment Services Ltd.ICICI Prudential Life Insurance Company Ltd.ICICI Lombard General Insurance Co. Ltd.Healthcare ServicesNarayana Hrudayalaya Ltd.

1.311.28

1.371.311.05

7.24

3.872.001.681.371.081.00

4.452.962.171.951.371.06

1.20

185000321100

11700042000

173000

677000

145000386000

4080051000

225000382000

618000557000120000

7700073200

111000

374885

2262.372209.33

2361.882256.771800.76

12470.00

6673.923436.372901.212364.921858.281724.73

7657.335090.983733.623360.282355.981826.12

2075.36

Industrial ProductsPolycab India Ltd.Grindwell Norton Ltd.PesticidesPi Industries Ltd.Bayer Cropscience Ltd.Astec Lifesciences Ltd.Petroleum ProductsReliance Industries Ltd.PharmaceuticalsDr Reddys Laboratories Ltd.Natco Pharma Ltd.Procter & Gamble Health Ltd.Pfizer Ltd.Cipla Ltd.Cadila Healthcare Ltd.SoftwareInfosys Ltd.HCL Technologies Ltd.Tata Consultancy Services Ltd.Info Edge (India) Ltd.Oracle Financials Services Soft Ltd.Mindtree Ltd.Telecom - ServicesBharti Airtel Ltd.


No. of Shares


% of Assets


INVESTMENT STYLE

DATE OF ALLOTMENT

September 06,2018

NAV

FUND SIZE

Rs. 1722.37 (Rs. in Cr.)

MONTHLY AVERAGE AUM

Rs. 1830.29 (Rs. in Cr.)

TURN OVER


94.72%93.36%

EXPENSE RATIO**

DirectRegular

0.852.20



24.700.121.001.000.85

NA

20.270.130.810.940.920.06





LOAD STRUCTURE


Exit Load :

Primarily focuses on investing in equity and equity related instruments of well researched companies across market capitalization.


The investment objective of the Scheme is to generate capital appreciation over medium to long term. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

FUND MANAGER

Sonam Udasi (Managing Since 17-Aug-18 and overall experience of 23 years)


Abhinav Sharma (Managing Since 01-Nov-19 and overall experience of 14 years)

BENCHMARK

S&P BSE 500 TRI

Direct - DividendDirect - GrowthRegular - DividendRegular - Growth

::::

13.084913.084912.503412.5034



1) Redemption/Switch-out/SWP/STP on or before expiry of 12 Months from the date of allotment: If the withdrawal amount or switched out amount is not more than 12% of the original cost of investment - NIL2) Redemption/Switch-out/SWP/STP on or before expiry of 12 Months from the date of allotment: If the withdrawal amount or switched out amount is more than 12% of the original cost of investment - 1%3) Redemption/Switch-out/SWP/STP after expiry of 12 Months from the date of allotment - NIL (w.e.f. 03 June, 2019)

**Note: The rates specified are actual month end expenses charged as on Jan 31, 2021. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, whereverapplicable.

9

Tata Flexi Cap Fund(An open ended dynamic equity scheme investing across large cap, mid cap, small cap stocks.) Lo

wLo

w to

Mod

erate


Very High



25.30%20.28%

13.95%11.94%

7.24%3.73%

3.28%2.60%2.60%

2.07%1.25%1.20%1.09%

0.00% 6.00% 12.00% 18.00% 24.00% 30.00%

Financial ServicesConsumer Goods

ITPharma

Oil & GasFertilisers & Pesticides

AutomobileCement & Cement Products

Industrial ManufacturingServices

Healthcare ServicesTelecom

Chemicals

60

76

92

108

124

140

Sep-18 Jun-19 Apr-20 Jan-21

Tata Flexi Cap Fund - Reg - GrowthS&P BSE 500 TRI

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.For scheme performance refer pages 49 - 64.*B: Benchmark, AB: Additional BenchmarkSource: MFI Explorer



Large Cap

Mid Cap

Small Cap


10


INVESTMENT STYLE


PORTFOLIO



% of Assets

185691.86

2811.00

2162.00

7841.80

4063.53

15304.50

14947.88

9027.20

4967.56

1982.40

2983.26

2886.93

2998.33

2374.10

3147.65

10330.31

4680.85

4050.50

2603.49

4524.95

2737.48

6973.56

98.48

1.49

1.15

4.16

2.16

8.12

7.93

4.79

2.63

1.05

1.58

1.53

1.59

1.26

1.67

5.48

2.48

2.15

1.38

2.40

1.45

3.70

375000

30000

1402074

521500

2850000

1075000

3200000

290000

4200000

56000

180000

192016

200000

235832

1149600

2303000

181800

115000

190300

161000

3522000



% of Assets


2135.133763.39

189455.25-893.21

188562.04

1.132.00

100.48-0.48

100.00




Returns

Total Value of B: Nifty Large Midcap 250 TRI

B: Nifty Large Midcap 250 TRI



(Inception date :25-Feb-1993) (First Installment date : 01-Mar-1993)

360,000

447,883

14.74%

454,729

15.80%

457,478

16.22%

120,000

147,154

44.84%

154,346

57.50%

150,653

50.96%

600,000

805,444

11.74%

833,982

13.14%

864,613

14.61%

840,000

1,259,641

11.38%

1,331,593

12.94%

1,327,740

12.86%

1,200,000

2,363,898

13.01%

2,514,061

14.16%

2,348,177

12.88%

2,450,000

18,499,200

17.10%

5,987,698

13.26%

13,963,153

14.89%

Primarily focuses on investing in equity and equity related instruments of well researched value and growth oriented Large & Mid Cap Companies.

To provide income distribution and / or medium to long term capital gains while at all times emphasizing the importance of capital appreciation. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Equity & Equity Related Total

Auto

Mahindra & Mahindra Ltd.

Maruti Suzuki India Ltd.

Auto Ancillaries

Sundram Fasteners Ltd.

Tube Investments Of India Ltd..

Banks

ICICI Bank Ltd.

HDFC Bank Ltd.

State Bank Of India

Kotak Mahindra Bank Ltd.

IDFC First Bank Ltd.

Cement

Ultratech Cement Ltd.

ACC Ltd.

Chemicals

Basf India Ltd.

Solar Industries India Ltd.

Construction Project

Larsen & Toubro Ltd.

Consumer Non Durables

Varun Beverages Ltd.

ITC Ltd.

Akzo Nobel India Ltd.

Hindustan Unilever Ltd.

Finance

Housing Development Finance Corporation Ltd.

Sundaram Finance Ltd.

Gas

Gujarat State Petronet Ltd.



NAV Movement

Issuer NameICICI Bank Ltd.HDFC Bank Ltd.Reliance Industries Ltd.Bharti Airtel Ltd.Varun Beverages Ltd.State Bank Of IndiaTata Consultancy Services Ltd.Sundaramfastners Ltd.Gujarat State Petronet Ltd.Natco Pharma Ltd.Total

% to NAV8.127.937.426.025.484.794.214.163.702.88

54.71

Industrial Capital Goods

Thermax Ltd.

Industrial Products

Aia Engineering Ltd.

Cummins India Ltd.

Elantas Beck India Ltd.

Pesticides

Pi Industries Ltd.

Petroleum Products

Reliance Industries Ltd.

Pharmaceuticals

Natco Pharma Ltd.

Syngene International Ltd.

Services

Quess Corp Ltd.

Software

Tata Consultancy Services Ltd.

Infosys Ltd.

Oracle Financials Services Soft Ltd.

Telecom - Services

Bharti Airtel Ltd.

222000

267834

418500

71900

210000

760000

609904

800000

489385

255000

350000

102112

2050000

2202.46

5233.88

2788.67

1988.61

4239.27

13998.82

5429.67

4531.20

2838.92

7933.94

4336.68

3286.53

11348.80

1.17

2.78

1.48

1.05

2.25

7.42

2.88

2.40

1.51

4.21

2.30

1.74

6.02

59.44%

36.35%

4.21%





24.220.071.001.000.46

NA

22.690.070.920.970.500.03

DATE OF ALLOTMENT

February 25,1993

FUND MANAGER

NAV


::::

269.928752.8649

248.625040.1298

FUND SIZE

Rs. 1885.62 (Rs. in Cr.)

TURN OVER


27.53%27.53%

MINIMUM INVESTMENT/ MULTIPLES FOR NEW INVESTMENT

Rs. 5,000/- and in multiples of Re. 1/- thereafter. ADDITIONAL INVESTMENT/ MULTIPLES FOR EXISTING INVESTORS


LOAD STRUCTURE

Entry Load : Not ApplicableExit Load :

Chandraprakash Padiyar (Managing Since 3-Sep-18 and overall experience of 20 years)


Meeta Shetty (Managing Since 1-Nov-19 and overall experience of 14 years)

^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.47% as on Jan 29, 2021


For calculation methodology please refer to Pg 64

MONTHLY AVERAGE AUM

Rs. 1956.46 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular

1.132.19

BENCHMARK

Nifty Large Midcap 250 TRI

Tata Large & Mid Cap Fund(An open-ended equity scheme investing in both large cap & mid cap stocks.)

Low

Lo

w to

Mod

erate


Very High



28.37%11.90%

11.12%8.95%

8.25%6.48%

6.02%6.00%

3.11%2.85%

2.25%1.67%1.51%

0.00%

0.00% 6.00% 12.00% 18.00% 24.00% 30.00%


Oil & GasAutomobile

ITIndustrial Manufacturing

TelecomPharma

Cement & Cement ProductsChemicals

Fertilisers & PesticidesConstruction

ServicesMedia & Entertainment

60

74

88

102

116

130


Tata Large & Mid Cap Fund - Reg - GrowthNifty Large Midcap 250 TRI

PharmaceuticalsAlembic Pharmaceuticals Ltd.Dr Reddys Laboratories Ltd.Cipla Ltd.ServicesIndian Railway Catering And Tourism Corporation Ltd.SoftwareInfosys Ltd.HCL Technologies Ltd.Oracle Financials Services Soft Ltd.Wipro Ltd.Mindtree Ltd.


Large Cap

Mid Cap

Small Cap






INVESTMENT STYLE


DATE OF ALLOTMENT

June 29, 2004

FUND MANAGER

NAV

Direct - GrowthDirect - Dividend (Trigger Option A 5%)Direct - Dividend (Trigger Option B 10%)Reg - GrowthReg - Dividend (Trigger Option A 5%)Reg - Dividend (Trigger Option B 10%)

164.301369.069666.5712

152.639565.220162.6462

FUND SIZE

Rs. 4371.68 (Rs. in Cr.)

TURN OVER


63.11%63.11%





LOAD STRUCTURE


Exit Load :

PORTFOLIO



% of Assets

428758.43

10043.489045.10

10172.376747.026385.50

36784.5032885.3313191.715077.80

16840.43

4981.99

4658.55

26422.508219.274534.38

24681.568481.875423.60

8887.50

10128.30

7484.13

31589.44

98.08

2.302.07

2.331.541.46

8.417.523.021.16

3.85

1.14

1.07

6.041.881.04

5.651.941.24

2.03

2.32

1.71

7.23

833000225800

12100458700

3300000

6850000236500019900001800000

1050000

26000

513000

130000001679287810000

1038000767000800000

3750000

2120000

2750000

1715000

Company name

1350000262000

1140000

340000

25250002820000304000

1540000279000

12861.4512059.079415.26

4950.74

31286.0125774.809784.396435.664589.97

2.942.762.15

1.13

7.165.902.241.471.05


18934.7512010.61

440769.04-3600.70

437168.34

4.332.75

100.83-0.83

100.00




Returns



(Inception date :29-Jun-2004) (First Installment date : 01-Jul-2004)

120,000

145,804

42.49%

150,653

50.96%

360,000

418,753

10.08%

457,478

16.22%

600,000

762,619

9.54%

864,613

14.61%

840,000

1,243,823

11.03%

1,327,740

12.86%

1,200,000

2,448,228

13.66%

2,348,177

12.88%

1,990,000

7,592,575

14.59%

6,363,973

12.77%

Primarily invests at least 70% of the net assets in equity shares whose rolling P/E ratio on past four quarter earnings for individual companies is less than rolling P/E of the S&P BSE SENSEX stocks.

The investment objective of the Scheme is to provide reasonable and regular income and/or possible capital appreciation to its Unitholder. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Std. Dev (Annualised)Sharpe RatioPortfolio BetaR SquaredTreynorJensonPE

22.420.111.001.000.73

NA31.75

22.030.020.940.910.12

-0.5831.36


1) On or before expiry of 12 months from the date of allotment: If the withdrawal amount or switched out amount is not more than 12% of the original cost of investment: NIL2) On or before expiry of 12 months from the date of allotment: If the withdrawal amount or switched out amount is more than 12% of the original cost of investment: 1% 3) Redemption after expiry of 12 months from the date of allotment: NIL (w.e.f. 3rd May, 2019)

Equity & Equity Related TotalAutoEscorts Ltd.Bajaj Auto Ltd.Auto AncillariesMRF Ltd.Ceat Ltd.Exide Industries Ltd.BanksICICI Bank Ltd.HDFC Bank Ltd.Axis Bank Ltd.State Bank Of IndiaCementACC Ltd.Commercial Services3M India Ltd.Consumer DurablesVoltas Ltd.Consumer Non DurablesITC Ltd.Radico Khaitan Ltd.Tata Consumer Products Ltd.FinanceHousing Development Finance Corporation Ltd.Muthoot Finance Ltd.HDFC Life Insurance Co. Ltd.GasPetronet Lng Ltd.Media & EntertainmentSun Tv Network Ltd.PesticidesRallis India Ltd.Petroleum ProductsReliance Industries Ltd.


NAV Movement

Issuer NameICICI Bank Ltd.HDFC Bank Ltd.Reliance Industries Ltd.Infosys Ltd.ITC Ltd.HCL Technologies Ltd.HDFC Ltd.ACC Ltd.Axis Bank Ltd.Alembic Pharmaceuticals Ltd.Total

% to NAV8.417.527.237.166.045.905.653.853.022.94

57.72


No. of Shares


% of Assets

71.62%

23.03%

5.35%

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.For scheme performance refer pages 49-64.*B: BenchmarkSource: MFI Explorer

BENCHMARKS&P BSE Sensex TRI

MONTHLY AVERAGE AUM

Rs. 4635.24 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular 0.80

1.97

::::::

Sonam Udasi (Managing Since 1-Apr-16 and overall experience of 23 years)

ASSISTANT FUND MANAGERAmey Sathe (Managing Since 18-Jun-18 and overall experience of 13 years)


Tata Equity P/E Fund(An open ended equity scheme following a value investment strategy)

Mutual Fund investments are subject to market risks, read all scheme related documents carefully

Low

Lo

w to

Mod

erate


Very High



29.90%17.81%

11.02%10.03%9.70%

7.85%3.85%

2.80%2.32%

1.71%0.98%

0.11%

0.00% 9.00% 18.00% 27.00% 36.00%


Consumer GoodsOil & Gas

AutomobilePharma

Cement & Cement ProductsServices

Media & EntertainmentFertilisers & Pesticides

TelecomIndustrial Manufacturing

60

78

96

114

132

150


Tata Equity P/E Fund - Reg - GrowthS&P BSE Sensex TRI



Large Cap

Mid Cap

Small Cap


15.41%

71.51%

13.09%


12


INVESTMENT STYLE


MINIMUM INVESTMENT/MULTIPLES FOR NEW INVESTMENT




LOAD STRUCTURE


Exit Load :

PORTFOLIO



% of Assets

98124.72

2754.601440.04

2523.902169.001992.071394.72

1639.68

3552.761891.35

1341.31

2325.911681.241460.40

4903.743978.45

3626.212599.402288.16

3182.802321.251879.951707.501546.57

2962.002217.941188.00

2531.62

98.47

2.761.45

2.532.182.001.40

1.65

3.571.90

1.35

2.331.691.47

4.923.99

3.642.612.30

3.192.331.891.711.55

2.972.231.19

2.54

300000104000

47000030000001177000

652350

7200

155000155500

7000

630500224300601854

540000265000

140000200000102700

8000001500000

170000250000322000

800000430000600000

140000

Company name

120000105000

16000020000

700000362500

90000160000

30000

4400000540000

35000085000

120000145000

10000

2060.162051.86

3229.921074.65

2417.452195.661666.851524.321391.13

3317.601667.52

2175.432084.80

3228.722220.46

2717.62

2.072.06

3.241.08

2.432.201.671.531.40

3.331.67

2.182.09

3.242.23

2.73

RepoPortfolio TotalCash / Net Current Assets/ (Liabilities)Net Assets

2159.78100284.50

-632.0399652.47

2.17100.64

-0.64100.00

An equity scheme with focus towards mid cap stocks.

To provide income distribution and / or medium to long term capital gains. Investments would be focused towards mid-cap stocks. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.





NAV Movement

Issuer NameVoltas Ltd.Bata India Ltd.Jubilant Foodworks Ltd.Navin Fluorine International Ltd.Tata Power Company Ltd.Tata Elxsi India Ltd.P.i. Industries Ltd.Cholamandalam Invt & Fin Co Ltd.Gujarat Gas Ltd.Amara Raja Batteries Ltd.Total

% to NAV4.923.993.643.573.333.243.243.192.972.76

34.85

Equity & Equity Related TotalAuto AncillariesAmara Raja Batteries Ltd.Endurance Technologies Ltd.BanksICICI Bank Ltd.Federal Bank Ltd.City Union Bank Ltd.Rbl Bank Ltd.CementShree Cement Ltd.ChemicalsNavin Fluorine International Ltd.Vinati Organics Ltd.Commercial Services3M India Ltd.ConstructionKnr Constructions Ltd.The Phoenix Mills Ltd.Brigade Enterprises Ltd.Consumer DurablesVoltas Ltd.Bata India Ltd.Consumer Non DurablesJubilant Foodworks Ltd.United Breweries Ltd.Akzo Nobel India Ltd.FinanceCholamandalam Investment & Finance Co Ltd.Mahindra And Mahindra Financial Services Ltd.Muthoot Finance Ltd.Max Financial Services Ltd.Can Fin Homes Ltd.GasGujarat Gas Ltd.Indraprastha Gas Ltd.Gujarat State Petronet Ltd.Industrial ProductsSupreme Industries Ltd.

Astral Poly Technik Ltd.Aia Engineering Ltd.PesticidesPi Industries Ltd.Bayer Cropscience Ltd.PharmaceuticalsLaurus Labs Ltd.Eris Lifesciences Ltd.Ipca Laboratories Ltd.Alembic Pharmaceuticals Ltd.Pfizer Ltd.PowerTata Power Company Ltd.Torrent Power Ltd.RetailingTrent Ltd.V-Mart Retail Ltd.SoftwareTata Elxsi Ltd.Mphasis Ltd.Textile ProductsPage Industries Ltd.


No. of Shares


% of Assets





Returns

Total Value of B: Nifty Midcap 100 TRI

B: Nifty Midcap 100 TRI

Total Value of AB: Nifty 50 TRI

AB: Nifty 50 TRI

(Inception date :01-Jul-1994) (First Installment date : 01-Jul-1994)

120,000

150,785

51.19%

159,601

66.94%

150,996

51.56%

360,000

471,289

18.33%

447,545

14.68%

451,507

15.30%

600,000

862,512

14.51%

779,110

10.40%

841,165

13.49%

840,000

1,400,767

14.36%

1,247,378

11.11%

1,293,385

12.12%

1,200,000

2,949,827

17.14%

2,353,170

12.92%

2,279,990

12.33%

2,030,000

9,282,826

15.68%

7,079,821

13.50%

6,546,542

12.36%

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.For scheme performace refer pages 49-64*B: Benchmark, AB: Additional BenchmarkSource: MFI Explorer



DATE OF ALLOTMENT

July 1, 1994

FUND MANAGER

NAV


::::

186.727461.6430

173.400247.9484

FUND SIZE

Rs. 996.52 (Rs. in Cr.)

TURN OVER


34.43%34.43%

Rupesh Patel (Managing Since 27-Jun-17 and overall experience of 20 years )


28.830.021.001.000.17

NA

25.120.090.840.930.800.53

BENCHMARK

Nifty Midcap 100 TRI

ASSISTANT FUND MANAGEREnnette Fernandes (Managing Since 18-Jun-18 and overall experience of 11 years)

MONTHLY AVERAGE AUM

Rs. 1037.81 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular 1.18

2.38

Tata Mid Cap Growth Fund(An open-ended equity scheme predominantly investing in mid cap stocks.)

Low

Lo

w to

Mod

erate


Very High



21.73%18.78%

9.23%6.67%6.39%

5.49%5.47%5.46%

5.00%4.32%4.21%

2.73%1.65%1.35%

0.00% 6.00% 12.00% 18.00% 24.00%

Consumer GoodsFinancial Services

PharmaIndustrial Manufacturing

Oil & GasConstruction

ITChemicals

PowerFertilisers & Pesticides

AutomobileTextiles

Cement & Cement ProductsServices

50

68

86

104

122

140


Tata Mid Cap Growth Fund - Reg - DividendNifty Midcap 100 TRI




Large Cap

Mid Cap

Small Cap




22.420.111.001.000.73

NA


23.390.051.010.930.34

-0.39

13


INVESTMENT STYLE


DATE OF ALLOTMENT

March 31,1996

FUND MANAGER

NAV

Direct- DividendReg - DividendDirect- GrowthReg- Growth

::::

FUND SIZE

Rs. 2436.32 (Rs. in Cr.)

TURN OVER


42.35%42.35%


Rs. 500/- and in multiples of Rs. 500/- thereafter.


Rs. 500/- and multiples of Rs. 500/- thereafter.

LOAD STRUCTURE


Exit Load :

PORTFOLIO



% of Assets

No. of Shares


% of Assets

241563.70

6971.28

22017.0020857.5015021.8311932.20

6166.62

6659.063074.40

2453.19

5205.33

5520.675357.793903.382716.35

5698.333601.853567.03

11175.66

16945.943836.003322.72

6194.256065.735572.44

99.15

2.86

9.048.566.174.902.53

2.731.26

1.01

2.14

2.272.201.601.11

2.341.481.46

4.59

6.961.571.36

2.542.492.29

930000

4100000150000053250001800000

360000

12500013500

665000

390000

214000590000260000260000

220000700000160100

470000

92000010000001520000

750000180000920000

Company name

700000800000

1770000

2400000

4103.403612.00

21931.19

13286.40

1.681.48

9.00

5.45


14794.161514.88

243078.58553.18

243631.76

6.070.62

99.770.23

100.00

An equity linked tax savings scheme (ELSS) that aims to provide medium to long term capital gains along with income tax benefit under Section 80C of the Income Tax Act.

To provide medium to long term capital gains along with income tax relief to its Unitholders, while at all times emphasising the importance of capital appreciation. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Rupesh Patel (Managing Since 1-Apr-15 and overall experience of 20 years)

119.212263.187523.171321.3377



Nil (Compulsory lock-in period for 3years)

Equity & Equity Related TotalAutoMahindra & Mahindra Ltd.BanksICICI Bank Ltd.HDFC Bank Ltd.State Bank Of IndiaAxis Bank Ltd.Kotak Mahindra Bank Ltd.CementUltratech Cement Ltd.Shree Cement Ltd.ConstructionKnr Constructions Ltd.Construction ProjectLarsen & Toubro Ltd.Consumer DurablesAmber Enterprises India Ltd.Voltas Ltd.Bata India Ltd.Havells India Ltd.Consumer Non DurablesJubilant Foodworks Ltd.Dabur India Ltd.Akzo Nobel India Ltd.FinanceHousing Development Finance Corporation Ltd.Petroleum ProductsReliance Industries Ltd.Bharat Petroleum Corporation Ltd.Hindustan Petroleum Corporation Ltd.PharmaceuticalsCipla Ltd.Divi Laboratories Ltd.Eris Lifesciences Ltd.

Sun Pharmaceutical Industries Ltd.Cadila Healthcare Ltd.SoftwareInfosys Ltd.Telecom - ServicesBharti Airtel Ltd.


NAV Movement

Issuer NameICICI Bank Ltd.Infosys Ltd.HDFC Bank Ltd.Reliance Industries Ltd.State Bank Of IndiaBharti Airtel Ltd.Axis Bank Ltd.HDFC Ltd.Mahindra & Mahindra Ltd.Ultratech Cement Ltd.Total

% to NAV9.049.008.566.966.175.454.904.592.862.73

60.26

83.92%

9.74%

6.34%




Returns



(Inception date :31-Mar-1996) (First Installment date : 01-Jul-1996)

120,000

148,321

46.87%

150,653

50.96%

360,000

434,603

12.64%

457,478

16.22%

600,000

791,666

11.04%

864,613

14.61%

840,000

1,282,085

11.88%

1,327,740

12.86%

1,200,000

2,472,611

13.85%

2,348,177

12.88%

2,870,000

37,527,423

17.99%

21,219,260

14.30%



BENCHMARK

S&P BSE Sensex TRI



MONTHLY AVERAGE AUM

Rs. 2528.48 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular

0.712.05

Tata India Tax Savings Fund (An open ended equity linked savings scheme with a statutory lock in of 3 years and tax benefit)

Low

Lo

w to

Mod

erate


Very High



35.78%12.46%

10.49%9.96%9.89%

5.45%5.01%

4.00%3.87%

2.24%

0.00% 8.00% 16.00% 24.00% 32.00% 40.00%


PharmaIT

Oil & GasTelecom


ConstructionIndustrial Manufacturing

60

78

96

114

132

150


Tata India Tax Savings Fund - Reg - DividendS&P BSE Sensex TRI



Large Cap

Mid Cap

Small Cap



14


INVESTMENT STYLE

DATE OF ALLOTMENT

November 12,2018

FUND MANAGER

PORTFOLIO

76301.35

1726.06

4047.94

3749.04

3770.71

1299.02

2845.20

3342.00

3254.84

2013.36

1058.16

1046.25

1561.49

2376.00

2437.44

2546.65

92.47

2.09

4.91

4.54

4.57

1.57

3.45

4.05

3.94

2.44

1.28

1.27

1.89

2.88

2.95

3.09

Name of the Instrument No. of Shares Market ValueRs. Lakhs

% to Assets


3717.276404.69

82706.04-193.15

82512.89

4.517.76

100.23-0.23

100.00


Total Amount Invested (Rs.)Total Value as on Jan 31, 2021 (Rs.)ReturnsTotal Value of B: Nifty Smallcap 100 TRIB: Nifty Smallcap 100 TRITotal Value of AB: Nifty 50 TRIAB: Nifty 50 TRI(Inception date :12-Nov-2018) (First Installment date : 01-Dec-2018)

120,000153,41255.84%

169,32684.81%

150,99651.56%

NANANANANANANA

NANANANANANANA

NANANANANANANA

NANANANANANANA

260,000330,02622.82%

339,14525.63%

321,19620.06%

An equity scheme with focus towards small cap stocks


The investment objective of the scheme is to generate long term capital appreciation by predominantly investing in equity and equity related instruments of small cap companies. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The Scheme does not assure or guarantee any returns.

Chandraprakash Padiyar (Managing Since 19-Oct-18 and overall experience of 20 years)


Auto

Force Motors Ltd.

Auto Ancillaries

Tube Investments Of India Ltd..

Cement

Ramco Industries Ltd.

Chemicals

Basf India Ltd.

Fine Organic Industries Ltd.

Consumer Durables

Greenply Industries Ltd.


Akzo Nobel India Ltd.

Radico Khaitan Ltd.

S H Kelkar And Company Ltd.

Vst Industries Ltd.

Bajaj Consumer Care Ltd.

Finance

Bse Ltd.

Gas

Gujarat State Petronet Ltd.

Healthcare Services

Healthcare Global Enterprises Ltd.

Industrial Capital Goods

Honda India Power Products Ltd.

V


NAV Movement

Issuer NameSaregama India Ltd.Quess Corp Ltd.Tube Investments Of India Ltd.Basf India Ltd.Ramco Industries Ltd.Rallis India Ltd.Redington (india) Ltd.Elantas Beck India Ltd.Akzo Nobel India Ltd.Radico Khaitan Ltd.Total

% to NAV6.375.554.914.574.544.324.094.084.053.94

46.42

127206

519500

1640000

241480

55000

2400000

150000

665000

1663248

30000

500000

265491

1200000

1602000

248345

3365.20

2273.31

2058.67

1731.30

934.09

5254.53

3565.17

2027.72

4582.71

2920.26

3375.00

1838.13

1583.83

4.08

2.76

2.50

2.10

1.13

6.37

4.32

2.46

5.55

3.54

4.09

2.23

1.92

Industrial Products

Elantas Beck India Ltd.

Polycab India Ltd.

Mahindra Cie Automotive Ltd.

Finolex Industries Ltd.

Timken India Ltd.

Media & Entertainment

Saregama India Ltd.

Pesticides

Rallis India Ltd.

Power

India Grid Trust - Inv-It

Services

Quess Corp Ltd.

Software

Kpit Technologies Ltd.

Transportation

Redington (India) Ltd.

Gujarat Pipavav Port Ltd.

Transport Corporation Of India Ltd.

121672

185895

1270000

300000

78000

560812

1310000

1503684

789986

2045000

2500000

2125000

637100

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.


For scheme performance refer pages 49-63.*B: BenchmarkSource: MFI Explorer

0.00%

17.24%

82.76%

Company Name No. of SharesMarket Value

Rs. Lakhs% of

Assets

Tata Small Cap Fund(An open-ended Equity Scheme predominantly investing in small cap stocks)


NAV


::::

13.469413.469412.903012.9030

FUND SIZE

Rs. 825.13 (Rs. in Cr.)

TURN OVER


18.69%18.69%





LOAD STRUCTURE



35.340.091.001.000.95

NA

26.550.130.720.971.360.30


1) Redemption/Switch-out/SWP/STP on or before expiry of 12 Months from the date of allotment: If the withdrawal amount or switched out amount is not more than 12% of the original cost of investment - NIL2) Redemption/Switch-out/SWP/STP on or before expiry of 12 Months from the date of allotment: If the withdrawal amount or switched out amount is more than 12% of the original cost of investment - 1%3) Redemption/Switch-out/SWP/STP after expiry of 12 Months from the date of allotment - NIL (w.e.f. 03 June, 2019)

BENCHMARKNifty Smallcap 100 TRI

ASSISTANT FUND MANAGERSatish Chandra Mishra (Managing Since 1-Nov-19 and overall experience of 14 years)

MONTHLY AVERAGE AUM

Rs. 843.06 (Rs. in Cr.)

EXPENSE RATIO**DirectRegular

0.962.43


Low

Lo

w to

Mod

erate


Very High



17.69%15.65%

14.63%7.27%7.00%

6.14%4.54%4.46%4.32%

2.95%2.88%

2.48%2.46%

0.00% 4.00% 8.00% 12.00% 16.00% 20.00%

Consumer GoodsIndustrial Manufacturing

ServicesMedia & Entertainment

AutomobileChemicals

Cement & Cement ProductsIT

Fertilisers & PesticidesHealthcare Services

Oil & GasFinancial Services

Power

50

68

86

104

122

140

Nov-18 Aug-19 May-20 Jan-21

Tata Small Cap Fund - Reg - Growth Nifty Smallcap 100 TRI



Large Cap

Mid Cap

Small Cap



15


INVESTMENT STYLE

DATE OF ALLOTMENT

December 05,2019

FUND MANAGER

PORTFOLIO

111396.04

3448.16

10471.50

10150.65

8039.85

5700.94

4528.16

2402.46

3450.78

3367.20

3127.59

1543.65

3305.50

5468.94

3122.56

3332.25

1345.19

98.93

3.06

9.30

9.01

7.14

5.06

4.02

2.13

3.06

2.99

2.78

1.37

2.94

4.86

2.77

2.96

1.19

Name of the Instrument Market ValueRs. Lakhs

% to Assets

Repo

Portfolio Total

Cash / Net Current Assets/ (Liabilities)

Net Assets

653.56

112049.60

551.65

112601.25

0.58

99.51

0.49

100.00


Total Amount Invested (Rs.)Total Value as on Jan 31, 2021 (Rs.)ReturnsTotal Value of B: S&P BSE 200 TRIB: S&P BSE 200 TRITotal Value of AB: S&P BSE Sensex TRIAB: S&P BSE Sensex TRI(Inception date :05-Dec-2019) (First Installment date : 01-Jan-2020)

120,000148,48747.16%

152,05353.43%

150,65350.96%

NANANANANANANA

NANANANANANANA

NANANANANANANA

NANANANANANANA

130,000159,49041.09%

163,59947.07%

161,99944.73%

Primarily focuses on investing in equity and equity related instruments of well researched companies across market capitalization.


The investment objective of the scheme is to generate long term capital appreciation by investing in equity & equity related instruments of maximum 30 stocks across market caps. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Rupesh Patel (Managing Since 15-Nov-19 and overall experience of 20 years) & Venkat Samala (Managing Since 26-Nov-20 and overall experience of 6 years)


Auto


Banks

ICICI Bank Ltd.

HDFC Bank Ltd.

State Bank Of India

Axis Bank Ltd.

Cement




Consumer Durables

Voltas Ltd.


Jubilant Foodworks Ltd.

Kansai Nerolac Paints Ltd.

Dabur India Ltd.

Ferrous Metals

Tata Steel Ltd.

Finance


Multi Commodity Exchange Of Ind Ltd.

Gas

Gujarat Gas Ltd.

Industrial Products

Polycab India Ltd.


NAV Movement

Issuer NameICICI Bank Ltd.Infosys Ltd.HDFC Bank Ltd.State Bank Of IndiaReliance Industries Ltd.Bharti Airtel Ltd.Axis Bank Ltd.HDFC Ltd.Ultratech Cement Ltd.BpclTotal

% to NAV9.309.029.017.146.876.645.064.864.023.07

64.99

460000

1950000

730000

2850000

860000

85000

180000

380000

130000

570000

300000

550000

230000

190000

900000

110000

3431.79

7736.19

3452.40

3303.60

3032.87

10160.21

7473.60

3.05

6.87

3.07

2.93

2.69

9.02

6.64

Pesticides

Pi Industries Ltd.

Petroleum Products


Bharat Petroleum Corporation Ltd.

Pharmaceuticals

Cipla Ltd.

Divi Laboratories Ltd.

Software

Infosys Ltd.

Telecom - Services

Bharti Airtel Ltd.

170000

420000

900000

400000

90000

820000

1350000



87.09%

10.10%

2.80%

Company Name No. of Shares No. of SharesMarket Value

Rs. Lakhs% of

Assets

Tata Focused Equity Fund(An Open Ended Equity Scheme investing in maximum 30 stocks across market caps (i.e. Multi Cap))


NAV


::::

11.369511.369511.104211.1042

FUND SIZE

Rs. 1126.01 (Rs. in Cr.)

TURN OVER


64.04%64.04%





LOAD STRUCTURE



33.450.131.001.001.29

NA

33.460.101.000.990.93

-0.36^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.47% as on Jan 29, 2021 For calculation methodology please refer to Pg 64

• Exit Load is Nil, if the withdrawal amount or switched out amount is not more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment.• Exit load is 1% of the applicable NAV if the withdrawal amount or switched out amount is more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment.• No Exit load will be charged for redemption or switch out after expiry of 365 days from the date of allotment.

BENCHMARKS&P BSE 200 TRI

MONTHLY AVERAGE AUM

Rs. 1212.56 (Rs. in Cr.)


0.562.17



Low

Lo

w to

Mod

erate


Very High



38.15%12.90%

10.20%9.02%

6.64%5.63%

4.02%3.06%3.05%2.94%

2.13%1.19%

0.00% 12.00% 24.00% 36.00% 48.00%

Financial ServicesOil & Gas

Consumer GoodsIT

TelecomPharma

Cement & Cement ProductsAutomobile

Fertilisers & PesticidesMetals

ConstructionIndustrial Manufacturing

607488

102116130

Dec-19 Apr-20 Sep-20 Jan-21

Tata Focused Equity Fund - Reg - GrowthS&P BSE 200 TRI



Large Cap

Mid Cap

Small Cap



16


INVESTMENT STYLE

DATE OF ALLOTMENT

February 25, 2003

FUND MANAGER

PORTFOLIO

10236.60

166.55

123.68

1063.33

643.18

439.35

281.48

187.84

105.91

284.69

102.38

353.94

308.70

188.01

105.43

744.04

216.56

1041.77

110.23

101.55

1.65

1.23

10.55

6.38

4.36

2.79

1.86

1.05

2.82

1.02

3.51

3.06

1.87

1.05

7.38

2.15

10.33

1.09

Company Name No. of Shares Market ValueRs. Lakhs

% to Assets

Other Equities^Reconstitued PortfolioEquity & Equity RelatedTrading Suspended Due To Lock-In Of SharesYes Bank Ltd. (Locked-In)


1788.10

0.00

268.35

10504.95

-424.85

10080.10

8249

17.74

0.00

2.66104.21

-4.21100.00


Total Amount Invested (Rs.)Total Value as on Jan 31, 2021 (Rs.)ReturnsTotal Value of B: Nifty 50 TRIB: Nifty 50 TRI(Inception date :25-Feb-2003) (First Installment date : 01-Apr-2003)

120,000149,90049.63%

150,99651.56%

360,000445,26714.33%

451,50715.30%

600,000821,91912.55%

841,16513.49%

840,0001,249,162

11.15%1,293,385

12.12%

1,200,0002,149,929

11.23%2,279,990

12.33%

2,140,0006,951,822

11.98%7,955,823

13.26%

An index fund that seeks to track returns by investing in Nifty 50 Index stocks and aims to achieve returns of the stated index, subject to tracking error.


The investment objective of the Scheme is to reflect/mirror the market returns with a minimum tracking error. The scheme does not assure or guarantee any returns.



Auto



Banks

HDFC Bank Ltd.

ICICI Bank Ltd.


Axis Bank Ltd.

State Bank Of India

Cement




Consumer Durables

Titan Company Ltd.



ITC Ltd.

Asian Paints (India) Ltd.

Nestle India Ltd.

Finance


Bajaj Finance Ltd.

Petroleum Products


Pharmaceuticals

Sun Pharmaceutical Industries Ltd.

V


NAV Movement

Issuer NameHDFC Bank Ltd.Reliance Industries Ltd.Infosys Ltd.HDFC Ltd.ICICI Bank Ltd.Tata Consultancy Services Ltd.Kotak Mahindra BankHindustan Unilever Ltd.ITC Ltd.Larsen & Toubro Ltd.Total

% to NAV10.5510.33

7.907.386.385.624.363.513.062.82

61.91

2311

16500

76471

119772

25649

42462

66587

1988

21330

7208

15634

151881

7810

618

31291

4574

56558

18805

796.78

566.20

173.04

108.80

103.35

233.26

7.90

5.62

1.72

1.08

1.03

2.31

Software

Infosys Ltd.


HCL Technologies Ltd.

Wipro Ltd.

Tech Mahindra Ltd.

Telecom - Services

Bharti Airtel Ltd.

64306

18198

18932

26034

10750

42136




100.00%

0.00%

0.00%


Rs. Lakhs% of

Assets

Tata Index Fund - Nifty Plan(An open ended equity scheme tracking Nifty 50 Index)


NAV

Direct - GrowthRegular - Growth

::

88.161582.5590

FUND SIZE

Rs. 100.80 (Rs. in Cr.)

TURN OVER


18.75%18.75%


Rs. 5,000/- and in multiples of Re. 1/- thereafter

TRACKING ERROR

0.87%



LOAD STRUCTURE



22.390.101.001.000.62

NA

21.880.090.981.000.57

-0.05^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.47% as on Jan 29, 2021For calculation methodology please refer to Pg 64

BENCHMARKNifty 50 TRI

MONTHLY AVERAGE AUM

Rs. 101.33 (Rs. in Cr.)


0.050.50


0.25% of the applicable NAV, if redeemed on or before 7 days from the date of allotment.

Note: As per the guidance issued by AMFI vide correspondence 35P/MEM-COR/57/2019-20,any realization of proceeds from the locked-in shares of Yes Bank Ltd. (which is 3 years from the commencement of the Revival scheme i.e March 13,2020) shall be distributed (post conclusion of the lock in period) among the set of investors existing in the unit holders’ register / BENPOS as on end of March 13, 2020.For further details refer our website

https://www.tatamutualfund.com/docs/default-source/statutory-disclosures/valuation-current-update/valuation-update-17-03-2020.pdf?sfvrsn=aa8cd899_2

Low

Lo

w to

Mod

erate


Very High



38.69%17.34%

12.20%11.21%

6.01%3.49%

2.82%2.43%2.31%2.29%

1.55%0.67%0.53%

0.00% 12.00% 24.00% 36.00% 48.00%


Oil & GasConsumer Goods

AutomobilePharma

ConstructionMetals


PowerServices

Fertilisers & Pesticides

70

84

98

112

126

140


Tata Index Fund - Nifty Plan - Reg Nifty 50 TRI



Large Cap

Mid Cap

Small Cap


TRACKING ERROR

0.90%


17


INVESTMENT STYLE

DATE OF ALLOTMENT

February 25, 2003

FUND MANAGER

PORTFOLIO

4517.01

84.04

62.98

46.00

511.29

332.48

199.33

157.30

94.74

52.67

144.28

52.67

180.73

157.49

96.29

51.89

384.41

110.02

533.00

56.17

47.41

99.18

1.85

1.38

1.01

11.23

7.30

4.38

3.45

2.08

1.16

3.17

1.16

3.97

3.46

2.11

1.14

8.44

2.42

11.70

1.23

1.04

Name of the Instrument Ratings Market ValueRs. Lakhs

% to NAV

Other Equities^

Repo

Portfolio Total


Net Assets

193.56

71.42

4588.43

-33.97

4554.46

4.25

1.57

100.75

-0.75

100.00


Total Amount Invested (Rs.)Total Value as on Jan 31, 2021 (Rs.)ReturnsTotal Value of B: S&P BSE Sensex TRIB: S&P BSE Sensex TRI(Inception date :25-Feb-2003) (First Installment date : 01-Apr-2003)

120,000149,01048.08%

150,65350.96%

360,000449,98415.06%

457,47816.22%

600,000842,94213.58%

864,61314.61%

840,0001,279,233

11.82%1,327,740

12.86%

1,200,0002,199,591

11.66%2,348,177

12.88%

2,140,0006,914,483

11.93%8,406,508

13.78%

An index fund that seeks to track returns by investing in S&P BSE SENSEX Index stocks and aims to achieve returns of the stated index, subject to tracking error.


The investment objective of the Scheme is to reflect/mirror the market returns with a minimum tracking error. The scheme does not assure or guarantee any returns.



Auto



Bajaj Auto Ltd.

Banks

HDFC Bank Ltd.

ICICI Bank Ltd.


Axis Bank Ltd.

State Bank Of India

Cement




Consumer Durables

Titan Company Ltd.



ITC Ltd.


Nestle India Ltd.

Finance


Bajaj Finance Ltd.

Petroleum Products


Pharmaceuticals


Dr Reddys Laboratories Ltd.


NAV Movement

Issuer NameReliance Industries Ltd.HDFC Bank Ltd.Infosys Ltd.HDFC Ltd.ICICI Bank Ltd.Tata Consultancy Services Ltd.Kotak Mahindra BankHindustan Unilever Ltd.ITC Ltd.Axis Bank Ltd.Total

% to NAV11.7011.23

9.098.447.306.414.383.973.463.45

69.43

1166

8399

1148

36762

61915

11633

23708

33591

989

10811

3707

7985

77487

4000

304

16167

2323

28918

9578

1031

413.98

292.11

90.23

53.64

118.30

9.09

6.41

1.98

1.18

2.60

Software

Infosys Ltd.



Tech Mahindra Ltd.

Telecom - Services

Bharti Airtel Ltd.

33395

9384

9862

5578

21385




100.00%

0.00%

0.00%


Rs. Lakhs% of

Assets

Tata Index Fund - Sensex Plan(An open ended equity scheme tracking S & P BSE Sensex)


NAV

Direct - GrowthReg - Growth

::

118.8588114.0285

FUND SIZE

Rs. 45.54 (Rs. in Cr.)

TURN OVER


22.97%22.97%





LOAD STRUCTURE



22.420.111.001.000.73

NA

21.780.100.971.000.67


BENCHMARKS&P BSE Sensex TRI

MONTHLY AVERAGE AUM

Rs. 45.54 (Rs. in Cr.)


0.051.00


0.25% of the applicable NAV, if redeemed on or before 7 days from the date of allotment

Low

Lo

w to

Mod

erate


Very High



41.27%18.66%

12.26%11.84%

4.24%3.17%2.60%2.27%1.71%1.16%

0.00% 10.00% 20.00% 30.00% 40.00% 50.00%



AutomobileConstruction

TelecomPharma

PowerCement & Cement Products

7086

102118134150


Tata Index Fund - Sensex Plan - RegS&P BSE Sensex TRI




Large Cap

Mid Cap

Small Cap


18


INVESTMENT STYLE


PORTFOLIO



% of Assets

24886.83

404.22

310.63

2572.80

1549.35

1065.63

674.26

469.71

250.97

691.05

263.65

857.20

760.93

467.68

250.27

1784.09

527.67

2520.34

273.91

1925.71

1383.59

425.91

264.93

254.62

99.80

1.62

1.25

10.32

6.21

4.27

2.70

1.88

1.01

2.77

1.06

3.44

3.05

1.88

1.00

7.15

2.12

10.11

1.10

7.72

5.55

1.71

1.06

1.02

566.17102270 2.27

5609

41440

185027

288520

62210

101713

166506

4711

51776

18563

37864

374379

19427

1467

75031

11145

136830

46727

155418

44469

46599

63395

26484



% of Assets

Other Equities^Reconstitued PortfolioEquity & Equity RelatedTrading Suspended Due To Lock-In Of SharesYes Bank Ltd. (Locked-In)TrepsPortfolio TotalCash / Net Current Asset /LiablitiesNet Assets

4371.54

0.0043.28

24930.116.83

24936.94

31269

17.53

0.000.17

99.970.03

100.00




Returns

Total Value of B: Nifty 50 TRI

B: Nifty 50 TRI

(Inception date :01-Jan-2019) (First Installment date : 01-Feb-2019)

NA

NA

NA

NA

NA

120,000

151,036

51.63%

150,996

51.56%

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

240,000

295,559

21.49%

295,559

21.49%

Exchange Traded Fund tracking Nifty 50 Index.

The investment objective of the scheme is to provide returns that is closely correspond to the total returns of the securities as represented by the Nifty 50 index, subject to tracking error. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved.


Auto



Banks

HDFC Bank Ltd.

ICICI Bank Ltd.


Axis Bank Ltd.

State Bank Of India

Cement




Consumer Durables

Titan Company Ltd.



ITC Ltd.


Nestle India Ltd.

Finance


Bajaj Finance Ltd.

Petroleum Products


Pharmaceuticals


Software

Infosys Ltd.



Wipro Ltd.

Tech Mahindra Ltd.

Telecom - Services

Bharti Airtel Ltd.



NAV Movement

Issuer NameHDFC Bank Ltd.Reliance Industries Ltd.Infosys Ltd.HDFC Ltd.ICICI Bank Ltd.Tata Consultancy Services Ltd.Kotak Mahindra BankHindustan Unilever Ltd.ITC Ltd.Larsen & Toubro Ltd.Total

% to NAV10.3210.117.727.156.215.554.273.443.052.77

60.59

100.00%

0.00%

0.00%





24.910.151.001.001.05

NA

25.440.141.001.001.050.00

DATE OF ALLOTMENT

January 01, 2019

FUND MANAGER

NAV

Direct - Growth : 139.5613

FUND SIZE

Rs. 249.37 (Rs. in Cr.)

TURN OVER


25.64%25.64%


50,000 units and in multiples thereof

ADDITIONAL INVESTMENT/ MULTIPLES FOR EXISTING INVESTORS

50,000 units and in multiples thereof

LOAD STRUCTURE

Entry Load : Not ApplicableNilExit Load :

Sailesh Jain (Managing Since 17-Dec-18 and overall experience of 17 years)



MONTHLY AVERAGE AUM

Rs. 260.39 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular

0.08NA

BENCHMARK

Nifty 50 TRI

Tata Nifty Exchange Traded Fund(An open ended Exchange Traded Fund tracking Nifty 50 Index.)



Low

Lo

w to

Mod

erate


Very High



37.75%17.06%

11.94%11.13%

6.06%3.47%

2.77%2.47%2.27%2.22%

1.44%0.65%0.55%

0.00% 8.00% 16.00% 24.00% 32.00% 40.00%



AutomobilePharma

ConstructionMetals


PowerServices


70

84

98

112

126

140

Jan-19 Sep-19 May-20 Jan-21

Tata Nifty Exchange Traded Fund Nifty 50 TRI




Large Cap

Mid Cap

Small Cap


19


INVESTMENT STYLE


PORTFOLIO



% of Assets

1182.45

294.42

259.20

210.38

175.49

102.16

43.78

30.26

26.28

20.67

19.81

99.76

24.84

21.87

17.75

14.81

8.62

3.69

2.55

2.22

1.74

1.67

21174

48269

31737

10245

12074

14148

41857

15528

43782

9268



% of Assets

Other Equities^Reconstitued PortfolioEquity & Equity RelatedTrading Suspended Due To Lock-In Of SharesYes Bank Ltd. (Locked-In)Portfolio TotalCash / Net Current Assets/ (Liabilities)Net Assets

0.00

0.001182.45

2.861185.31

38064

0.00

0.0099.760.24

100.00




Returns

Total Value of B: Nifty Private Bank TRI

B: Nifty Private Bank TRI


AB: Nifty 50 TRI

(Inception date :30-Aug-2019) (First Installment date : 01-Oct-2019)

NA

NA

NA

NA

NA

NA

NA

120,000

154,893

58.47%

155,256

59.12%

150,996

51.56%

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

160,000

193,867

30.44%

194,559

31.07%

197,507

33.75%

Exchange Traded Fund replicating / tracking Nifty Private Bank Index.

The investment objective of the scheme is to provide returns that is closely correspond to the total returns of the securities as represented by the Nifty Private Bank index, subject to tracking error. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved.


Banks

HDFC Bank Ltd.

ICICI Bank Ltd.

Axis Bank Ltd.


Indusind Bank Ltd.

Bandhan Bank Ltd.

Federal Bank Ltd.

City Union Bank Ltd.

IDFC First Bank Ltd.

Rbl Bank Ltd.



NAV Movement

Issuer NameHDFC Bank Ltd.ICICI Bank Ltd.Axis Bank Ltd.Kotak Mahindra BankIndusind Bank Ltd.Bandhan Bank Ltd.Federal Bank Ltd.City Union Bank Ltd.IDFC First Bank Ltd.Rbl Bank Ltd.Total

% to NAV24.8421.8717.7514.818.623.692.552.221.741.67

99.76

91.80%

8.20%

0.00%





46.360.071.001.000.87

NA

47.860.061.001.000.82

-0.05

DATE OF ALLOTMENT

August 30, 2019

FUND MANAGER

NAV

Direct - Growth : 167.8224

FUND SIZE

Rs. 11.85 (Rs. in Cr.)

TURN OVER


43.40%43.40%


15000 Units and in multiples thereof


15000 Units and in multiples thereof

LOAD STRUCTURE

Entry Load : Not ApplicableNilExit Load :

Sailesh Jain (Managing Since 16-Aug-19 and overall experience of 17 years)



MONTHLY AVERAGE AUM

Rs. 12.31 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular

0.15NA

BENCHMARK

Nifty Private Bank TRI

Tata Nifty Private Bank Exchange Traded Fund(An Open-Ended Exchange Traded Fund replicating/ tracking -Nifty Private Bank Index)



Low

Lo

w to

Mod

erate


Very High



99.76%

0.00% 25.00% 50.00% 75.00% 100.00%

Financial Services

50

64

78

92

106

120

Sep-19 Feb-20 Aug-20 Jan-21

Tata Nifty Private Bank Exchange Traded FundNifty Private Bank TRI



Large Cap

Mid Cap

Small Cap





18.180.111.001.000.59

NA

17.360.090.940.970.46

-0.12

20


INVESTMENT STYLE


DATE OF ALLOTMENT

May 24,1996

FUND MANAGER

NAV


::::

219.5220120.5367202.9657

82.8280

FUND SIZE

Rs. 721.81 (Rs. in Cr.)

TURN OVER


31.37%31.37%





LOAD STRUCTURE


Exit Load :

PORTFOLIO

Company name

71677.96

1019.14

1493.331072.91

1844.43997.74

862.27

1604.941003.77902.91828.09

3576.962351.161540.701481.491448.20899.40

1475.40810.51

1494.431098.75999.53994.57758.20

99.30

1.41

2.071.49

2.561.38

1.19

2.221.391.251.15

4.963.262.132.052.011.25

2.041.12

2.071.521.381.381.05

31300

267000116849

115000410000

4500

11300038000035000

326600

15800042000064000

27000065000

743000

9300081696

37000064000

1500005500062000



% of Assets

No. of Shares


% of Assets

1875000

502000

8300093750

145000160000

42000

6670002650004650002350007700070000

98800

1655.63

1366.19

2495.771736.301461.021321.44

1113.63

8264.468245.084250.102259.292071.761071.95

903.67

2.29

1.89

3.462.412.021.83

1.54

11.4511.425.893.132.871.49

1.25

Other Equities^Portfolio TotalCash / Net Current Assets/ (Liabilities)Net Assets

4.0299.300.70

100.00

2902.8471677.96

502.5572180.51




Returns

Total Value of B: Nifty 500 Shariah TRI

B: Nifty 500 Shariah TRI


AB: Nifty 50 TRI

(Inception date :24-May-1996) (First Installment date : 01-Sep-1996)

120,000

149,871

49.58%

156,141

60.71%

150,996

51.56%

360,000

460,138

16.63%

486,752

20.64%

451,507

15.30%

600,000

818,543

12.39%

897,033

16.11%

841,165

13.49%

840,000

1,246,150

11.08%

1,420,862

14.76%

1,293,385

12.12%

1,200,000

2,319,284

12.65%

2,652,939

15.16%

2,279,990

12.33%

2,930,000

37,073,746

17.39%

4,779,554

13.67%

20,980,532

13.79%

An equity scheme which invests primarily in equities of Shariah compliant companies and other instrument if allowed under Shariah principles.

To provide medium to long- term capital gains by investing in Shariah compliant equity and equity related instruments of well-researched value and growth - oriented companies. Tata Ethical Fund aims to generate medium to long term capital growth by investing in equity and equity related instruments of shariah compliant companies.


Ennette Fernandes (Managing Since 20-Apr-20 and overall experience of 11 years) & Rupesh Patel (Managing Since 20-Apr-20 and overall experience of 20 years)



Equity & Equity Related TotalAutoHero Motocorp Ltd.Auto AncillariesSundram Fasteners Ltd.Amara Raja Batteries Ltd.CementACC Ltd.Ambuja Cements Ltd.Commercial Services3M India Ltd.Consumer DurablesTitan Company Ltd.Century Plyboards (India) Ltd.Amber Enterprises India Ltd.Orient Electric Ltd.Consumer Non DurablesHindustan Unilever Ltd.Tata Consumer Products Ltd.Asian Paints (India) Ltd.Kansai Nerolac Paints Ltd.Akzo Nobel India Ltd.S H Kelkar And Company Ltd.Industrial Capital GoodsSiemens Ltd.Thermax Ltd.Industrial ProductsCarborundum Universal Ltd.Astral Poly Technik Ltd.Cummins India Ltd.Supreme Industries Ltd.Polycab India Ltd.


NAV Movement

Issuer NameInfosys Ltd.Tata Consultancy Services Ltd.HCL Technologies Ltd.Hindustan Unilever Ltd.Alkem Laboratories Ltd.Tata Consumer Products Ltd.Tech Mahindra Ltd.Tata Elxsi India Ltd.ACC Ltd.Ipca LabsTotal

% to NAV11.4511.425.894.963.463.263.132.872.562.41

51.41

OilOil & Natural Gas Co.PesticidesRallis India Ltd.PharmaceuticalsAlkem Laboratories Ltd.Ipca Laboratories Ltd.Lupin Ltd.Cipla Ltd.RetailingAvenue Supermarts Ltd.SoftwareInfosys Ltd.Tata Consultancy Services Ltd.HCL Technologies Ltd.Tech Mahindra Ltd.Tata Elxsi Ltd.Mphasis Ltd.Textile ProductsK.P.R. Mill Ltd.


62.64%

23.36%

13.99%


BENCHMARK

Nifty 500 Shariah TRI

MONTHLY AVERAGE AUM

Rs. 748.49 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular

1.312.48


Tata Ethical Fund(An open ended equity scheme following Shariah principles)

Low

Lo

w to

Mod

erate


Very High



36.25%23.98%

12.06%9.72%

4.97%3.94%

3.21%2.73%

1.25%1.19%

0.00% 8.00% 16.00% 24.00% 32.00% 40.00%

ITConsumer Goods

Industrial ManufacturingPharma



TextilesServices

70

86

102

118

134

150


Tata Ethical Fund - Reg - GrowthNifty 500 Shariah TRI

Low

Lo

w to

Mod

erate


Very High





Large Cap

Mid Cap

Small Cap






Returns

Total Value of B: Nifty Financial Services TRI

B: Nifty Financial Services TRI


AB: Nifty 50 TRI

(Inception date :28-Dec-2015) (First Installment date : 01-Jan-2016)

120,000

148,323

46.87%

152,995

55.10%

150,996

51.56%

360,000

433,982

12.54%

450,861

15.20%

451,507

15.30%

600,000

823,146

12.61%

889,065

15.74%

841,165

13.49%

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

610,000

844,530

12.76%

910,379

15.76%

859,420

13.46%


NAV Movement

Issuer NameHDFC Bank Ltd.ICICI Bank Ltd.HDFC Ltd.Axis Bank Ltd.Kotak Mahindra BankState Bank Of IndiaHDFC Life Insurance Co. Ltd.Sbi Cards & Payment Services Ltd.ICICI Securities Ltd.ICICI Lombard General Insurance Co. Ltd.Total

% to NAV20.1715.8212.119.128.466.265.303.162.712.64

85.75

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered. For scheme performance refer pages 49 - 64.*B: Benchmark, AB: Additional BenchmarkSource: MFI Explorer

89.01%

5.33%

5.66%

PORTFOLIO



% of Assets

97.73

20.1715.829.128.466.261.971.53

12.11

5.303.162.712.64

2.492.482.031.48

8430001712000800000287000

12890002700000887500

296000

454000186000387000116600

212000130500

270000030000

56803.75

11721.929193.445303.204916.173636.271146.15890.16

7038.29

3077.891834.051577.031533.87

1447.961443.131181.25862.97

Company name


823.4457627.19

498.3758125.56

1.4299.150.85

100.00

Equity & Equity Related TotalBanksHDFC Bank Ltd.ICICI Bank Ltd.Axis Bank Ltd.Kotak Mahindra Bank Ltd.State Bank Of IndiaKarur Vysa Bank Ltd.Dcb Bank Ltd.FinanceHousing Development Finance Corporation Ltd.HDFC Life Insurance Co. Ltd.Sbi Cards And Payment Services Ltd.ICICI Securities Ltd.ICICI Lombard General Insurance Co. Ltd.Max Financial Services Ltd.Muthoot Finance Ltd.IDFC Ltd.HDFC Asset Management Company Ltd.


No. of Shares


% of Assets


INVESTMENT STYLE

DATE OF ALLOTMENT

December 28,2015

NAV

FUND SIZE

Rs. 581.26 (Rs. in Cr.)

MONTHLY AVERAGE AUM

Rs. 609.65 (Rs. in Cr.)

TURN OVER


51.07%51.07%

EXPENSE RATIO**

DirectRegular

1.062.60



30.730.101.001.000.88

NA

28.350.080.900.950.74

-0.13





LOAD STRUCTURE


Exit Load :

Primarily focuses on investment in at least 80% of its net assets in equity/equity related instruments of the companies in the Banking and Financial Services sector in India.

INVESTMENT OBJECTIVEThe investment objective of the scheme is to seek long term capital appreciation by investing atleast 80% of its net assets in equity/equity related instruments of the companies in the Banking and Financial Services sector in India.

FUND MANAGER



Amey Sathe (Managing Since 18-Jun-18 and overall experience of 13 years)BENCHMARK

Nifty Financial Services TRI


::::

23.385623.385619.806821.5174




0.25% of NAV if redeemed/switched out before 30 days from the date of allotment.


21

Tata Banking & Financial Services Fund(An open ended equity scheme investing in Banking & Financial Services Sector)

97.73%

0.00% 20.00% 40.00% 60.00% 80.00% 100.00%120.00%

Financial Services

70

86

102

118

134

150


Tata Banking And Financial Services Fund - Reg - GrowthNifty Financial Services TRI



Large Cap

Mid Cap

Small Cap






Returns

Total Value of B: S&P BSE IT TRI

B: S&P BSE IT TRI




120,000

177,275

99.78%

179,976

104.94%

150,653

50.96%

360,000

572,582

32.64%

604,450

36.79%

457,478

16.22%

600,000

1,158,769

26.69%

1,222,004

28.93%

864,613

14.61%

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

610,000

1,182,560

26.36%

1,246,908

28.55%

883,469

14.56%


NAV Movement

Issuer NameInfosys Ltd.HCL Technologies Ltd.Tata Consultancy Services Ltd.Persistent Systems Ltd.Wipro Ltd.Tech Mahindra Ltd.Mindtree Ltd.Birlasoft Ltd.Tata Elxsi India Ltd.Kpit Technologies Ltd.Total

% to NAV25.569.779.538.617.246.374.384.093.622.58

81.75


64.31%

21.64%

14.04%

PORTFOLIO



% of Assets

91.75

2.36

25.569.779.538.617.246.374.384.093.622.582.261.421.361.17

149000

1900000984000282126520363

1596000610000245000

1505000124000

166500085500

150000082000

180000

84494.43

2169.59

23541.958993.768777.937931.636669.685864.544030.623765.513336.342377.622080.981305.001255.711081.62

Company name


1311.957906.45

92400.88-304.75

92096.13

1.428.58

100.33-0.33

100.00

Equity & Equity Related TotalServicesIndian Railway Catering And Tourism Corporation Ltd.SoftwareInfosys Ltd.HCL Technologies Ltd.Tata Consultancy Services Ltd.Persistent Systems Ltd.Wipro Ltd.Tech Mahindra Ltd.Mindtree Ltd.Birlasoft Ltd.Tata Elxsi Ltd.Kpit Technologies Ltd.L&T Technology Services Ltd.Firstsource Solutions Ltd.Mphasis Ltd.Just Dial Ltd.


No. of Shares


% of Assets


INVESTMENT STYLE

DATE OF ALLOTMENT

December 28,2015

NAV

FUND SIZE

Rs. 920.96 (Rs. in Cr.)

MONTHLY AVERAGE AUM

Rs. 909.43 (Rs. in Cr.)

TURN OVER


27.34%25.81%

EXPENSE RATIO**

DirectRegular

0.972.44



22.800.301.001.001.99

NA

23.240.260.980.931.75

-0.24





LOAD STRUCTURE


Exit Load :

Primarily focuses on investment in at least 80% of its net assets in equity/equity related instruments of the companies in the Information Technology sector in India.

INVESTMENT OBJECTIVEThe investment objective of the scheme is to seek long term capital appreciation by investing atleast 80% of its net assets in equity/equity related instruments of the companies in Information Technology Sector in India.However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved.The Scheme does not assure or guarantee any returns.

FUND MANAGER

Meeta Shetty (Managing Since 20-Apr-20 and overall experience of 14 years), Rahul Singh (Managing Since 20-Apr-20 and overall experience of 25 years) & Venkat Samala (Managing Since 26-Nov-20 and overall experience of 6 years)

BENCHMARK

S&P BSE IT TRI


::::

25.934125.934123.782423.7824






22

Tata Digital India Fund(An open ended equity scheme investing in companies in Information Technology Sector) Lo

wLo

w to

Mod

erate


Very High



89.39%

2.36%

0.00% 18.00% 36.00% 54.00% 72.00% 90.00% 108.00%

IT

Services

80

110

140

170

200

230


Tata Digital India Fund - Reg - GrowthS&P BSE IT TRI

Low

Lo

w to

Mod

erate


Very High





Large Cap

Mid Cap

Small Cap






Returns

Total Value of B: Nifty India Consumption TRI

B: Nifty India Consumption TRI


AB: Nifty 50 TRI


120,000

142,290

36.45%

143,603

38.70%

150,996

51.56%

360,000

423,632

10.88%

435,537

12.79%

451,507

15.30%

600,000

826,810

12.79%

804,501

11.69%

841,165

13.49%

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

610,000

846,817

12.87%

821,550

11.67%

859,420

13.46%


NAV Movement

Issuer NameHindustan Unilever Ltd.ITC Ltd.Dabur India Ltd.Tata Consumer Products Ltd.Titan Company Ltd.Jubilant Foodworks Ltd.Voltas Ltd.Asian Paints (india) Ltd.Kansai Nerolac Paints Ltd.Nestle India Ltd.Total

% to NAV8.978.756.356.316.244.924.644.584.244.01

59.01


61.73%

27.77%

10.50%

PORTFOLIO



% of Assets

97.89

2.241.95

2.43

6.244.643.142.361.911.511.331.061.03

8.978.756.356.314.924.584.244.013.61

21200031000

3300

50200058400025450

105500128250011500059000

1022500275000

45300049200001410000128800021700021750088300026900

118000

111923.96

2556.082234.06

2774.28

7129.915303.303595.452693.472184.101726.501522.051212.171176.31

10255.479999.907255.167210.225620.635235.994845.024589.144131.30

Company name


3042.101368.80

113292.761038.95

114331.71

2.661.20

99.090.91

100.00

Equity & Equity Related TotalAutoEscorts Ltd.Maruti Suzuki India Ltd.Auto AncillariesMRF Ltd.Consumer DurablesTitan Company Ltd.Voltas Ltd.Dixon Technologies (India) Ltd.Whirlpool Of India Ltd.Greenpanel Industries Ltd.Bata India Ltd.Amber Enterprises India Ltd.Greenply Industries Ltd.Crompton Greaves Consumer Electricals Ltd.Consumer Non DurablesHindustan Unilever Ltd.ITC Ltd.Dabur India Ltd.Tata Consumer Products Ltd.Jubilant Foodworks Ltd.Asian Paints (India) Ltd.Kansai Nerolac Paints Ltd.Nestle India Ltd.Britannia Industries Ltd.


No. of Shares


% of Assets

3.301.991.811.521.161.09

2.81

77000039350023000072750037642

300000

516000

3768.772277.182066.781736.911327.711246.80

3207.20

Radico Khaitan Ltd.United Spirits Ltd.Varun Beverages Ltd.Ccl Products India Ltd.Vst Industries Ltd.Marico Ltd.RetailingTrent Ltd.


INVESTMENT STYLE

DATE OF ALLOTMENT

December 28, 2015

NAV

FUND SIZE

Rs. 1143.32 (Rs. in Cr.)

MONTHLY AVERAGE AUM

Rs. 1214.25 (Rs. in Cr.)

TURN OVER


56.73%54.78%

EXPENSE RATIO**

DirectRegular

0.902.29



18.780.071.001.000.38

NA

19.280.040.980.920.25

-0.13





LOAD STRUCTURE


Exit Load :

Primarily focuses on investment in at least 80% of its net assets in equity/equity related instruments of the companies in the Consumption Oriented sectors in India.


The investment objective of the scheme is to seek long term capital appreciation by investing atleast 80% of its assets in equity/equity related instruments of the companies in the Consumption Oriented sectors in India.However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved.The Scheme does not assure or guarantee any returns.

FUND MANAGER




BENCHMARK

Nifty India Consumption TRI


::::

22.058022.058018.679920.3091






23

Tata India Consumer Fund(An open ended equity scheme investing in Consumption Oriented Sector)

89.57%

7.34%

0.99%

0.00% 25.00% 50.00% 75.00% 100.00%

Consumer Goods

Automobile

Media & Entertainment

70

82

94

106

118

130


Tata India Consumer Fund - Reg - GrowthNifty India Consumption TRI



Large Cap

Mid Cap

Small Cap






Returns

Total Value of B: Nifty Pharma TRI

B: Nifty Pharma TRI


AB: Nifty 50 TRI


120,000

150,359

50.44%

149,102

48.24%

150,996

51.56%

360,000

542,865

28.63%

488,130

20.84%

451,507

15.30%

600,000

926,021

17.41%

776,272

10.25%

841,165

13.49%

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

610,000

940,457

17.06%

786,747

9.95%

859,420

13.46%


NAV Movement

Issuer NameDr. Reddys Labaratories Ltd.Sun Pharmaceutical Industries Ltd.Cipla Ltd.Divi Laboratories Ltd.Narayana Hrudayalaya Ltd.Alkem Laboratories Ltd.Ipca LabsLupin Laboratories Ltd.Procter & Gamble Health Ltd.Apollo Hospitals Enterprise Ltd.Total

% to NAV12.139.919.317.647.176.575.695.014.534.42

72.38


59.45%

25.33%

15.22%

PORTFOLIO



% of Assets

95.26

7.174.421.601.531.091.02

12.139.919.317.646.575.695.014.533.683.283.222.531.92

6567207050029000

41000027500019662

1076006901004600009250089200

12542620300026000

26500044500014500010300088000

38887.69

2926.341805.68651.78623.82444.26416.11

4952.514045.373799.143117.112682.202322.952045.431848.811500.961337.451312.611031.18783.42

Company name

Other Equities^

Repo

Portfolio Total


Net Assets

1240.56

2142.47

41030.16

-205.73

40824.43

3.04

5.25

100.51

-0.51

100.00

Equity & Equity Related TotalHealthcare ServicesNarayana Hrudayalaya Ltd.Apollo Hospitals Enterprise Ltd.Dr. Lal Path Labs Ltd.Healthcare Global Enterprises Ltd.Fortis Healthcare Ltd.Gland Pharma Ltd.PharmaceuticalsDr Reddys Laboratories Ltd.Sun Pharmaceutical Industries Ltd.Cipla Ltd.Divi Laboratories Ltd.Alkem Laboratories Ltd.Ipca Laboratories Ltd.Lupin Ltd.Procter & Gamble Health Ltd.Syngene International Ltd.Indoco Remedies Ltd.Aurobindo Pharma Ltd.J.B.Chemicals & Pharmaceuticals Ltd.Natco Pharma Ltd.

No. of Shares


% of Assets


INVESTMENT STYLE

DATE OF ALLOTMENT

December 28, 2015

NAV

FUND SIZE

Rs. 408.24 (Rs. in Cr.)

MONTHLY AVERAGE AUM

Rs. 424.38 (Rs. in Cr.)

TURN OVER


45.35%45.35%

EXPENSE RATIO**

DirectRegular

1.192.64



27.220.101.001.000.77

NA

20.540.210.700.871.720.67





LOAD STRUCTURE


Exit Load :

Primarily focuses on investment in at least 80% of its net assets in equity/equity related instruments of the companies in the Pharma & Healthcare sectors in India.


The investment objective of the scheme is to seek long term capital appreciation by investing atleast 80% of its net assets in equity/equity related instruments of the companies in the pharma & healthcare sectors in India.However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved.The Scheme does not assure or guarantee any returns.

FUND MANAGER

Meeta Shetty (Managing Since 20-Apr-20 and overall experience of 14 years) & Rahul Singh (Managing Since 20-Apr-20 and overall experience of 25 years)

BENCHMARK

Nifty Pharma TRI


::::

15.766715.766714.492614.4926






24

Tata India Pharma & Healthcare Fund(An open ended equity scheme investing in Pharma and Healthcare Services Sector)

Low

Lo

w to

Mod

erate


Very High



78.43%

16.82%

0.00% 16.00% 32.00% 48.00% 64.00% 80.00% 96.00%

Pharma

Healthcare Services

70

92

114

136

158

180


Tata India Pharma And Healthcare Fund - Reg - GrowthNifty Pharma TRI



Large Cap

Mid Cap

Small Cap






Returns

Total Value of B: Nifty Commodities TRI

B: Nifty Commodities TRI


AB: Nifty 50 TRI


120,000

151,503

52.46%

149,959

49.74%

150,996

51.56%

360,000

475,278

18.93%

411,733

8.93%

451,507

15.30%

600,000

835,202

13.20%

723,561

7.43%

841,165

13.49%

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

610,000

854,237

13.22%

740,558

7.57%

859,420

13.46%


NAV Movement

Issuer NameUltratech Cement Ltd.Jindal Steel & Power Ltd.Reliance Industries Ltd.Tata Steel Ltd.Chemcon Speciality Chemicals Ltd.Grasim Industries Ltd.Power Grid Corporation Of India Ltd.Upl Ltd.Hindalco Industries Ltd.Deepak Nitrite Ltd.Total

% to NAV8.276.985.765.715.394.894.704.554.204.05

54.50


58.03%

25.39%

16.58%

PORTFOLIO



% of Assets

95.67

8.274.893.353.10

5.394.052.351.861.81

6.985.71

2.20

3.301.89

2.19

4.204.05

6700200009000

55000

5500018000650034003400

11500041000

40000

6000065000

90000

80000365000

4127.10

356.93211.13144.35133.84

232.65174.88101.5080.3077.93

301.01246.41

95.10

142.2081.45

94.68

181.04174.84

Company name


218.584345.68

-31.694313.99

5.07100.74

-0.74100.00

Equity & Equity Related TotalCementUltratech Cement Ltd.Grasim Industries Ltd.ACC Ltd.Ambuja Cements Ltd.ChemicalsChemcon Speciality Chemicals Ltd.Deepak Nitrite Ltd.Basf India Ltd.Fine Organic Industries Ltd.Navin Fluorine International Ltd.Ferrous MetalsJindal Steel & Power Ltd.Tata Steel Ltd.FertilisersChambal Fertiliser & Chemicals Ltd.GasPetronet Lng Ltd.Gail ( India ) Ltd.Minerals/MiningNMDC Ltd.Non - Ferrous MetalsHindalco Industries Ltd.National Aluminium Co. Ltd.

No. of Shares


% of Assets

4.553.111.78

5.763.803.56

4.702.80

3500025003800

135007500040000

110000160000

196.23134.33

76.71

248.66163.95153.44

202.90120.64

PesticidesUpl Ltd.Bayer Cropscience Ltd.Pi Industries Ltd.Petroleum ProductsReliance Industries Ltd.Hindustan Petroleum Corporation Ltd.Bharat Petroleum Corporation Ltd.PowerPower Grid Corporation Of India Ltd.Tata Power Company Ltd.


INVESTMENT STYLE

DATE OF ALLOTMENT

December 28, 2015

NAV

FUND SIZE

Rs. 43.14 (Rs. in Cr.)

MONTHLY AVERAGE AUM

Rs. 44.66 (Rs. in Cr.)

TURN OVER


99.66%99.66%

EXPENSE RATIO**

DirectRegular

1.122.65



24.71-0.021.001.00

-0.12NA

22.370.070.870.910.490.53





LOAD STRUCTURE


Exit Load :

Primarily focuses on investment in at least 80% of its net assets in equity/equity related instruments of the companies in the Resources & Energy sectors in India.


The investment objective of the scheme is to provide long term capital appreciation by investing atleast 80% of it’s net assets in equity/equity related instruments of the companies in the Resources& Energy sectors in India.However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved.The Scheme does not assure or guarantee any returns.

FUND MANAGER

Satish Chandra Mishra (Managing Since 20-Apr-20 and overall experience of 14 years) & Rahul Singh (Managing Since 20-Apr-20 and overall experience of 25 years)

BENCHMARK

Nifty Commodities TRI


::::

20.926320.926317.549919.1755






25

Tata Resources & Energy Fund(An open ended equity scheme investing in Resources and Energy Sector)


Low

Lo

w to

Mod

erate


Very High



23.13%

19.62%

18.31%

15.47%

11.65%

7.50%

0.00% 6.00% 12.00% 18.00% 24.00% 30.00%

Metals

Cement & Cement Products

Oil & Gas

Chemicals


Power

50

66

82

98

114

130


Tata Resources & Energy Fund - Reg - GrowthNifty Commodities TRI



Large Cap

Mid Cap

Small Cap


26


INVESTMENT STYLE


DATE OF ALLOTMENT

December 31, 2004

FUND MANAGER

NAV


::::

63.681033.369460.972328.9292

FUND SIZE

Rs. 493.33 (Rs. in Cr.)

TURN OVER


61.02%61.02%





LOAD STRUCTURE


Exit Load :

PORTFOLIO



% of Assets

48870.55

520.76

1667.431523.661309.471161.22

1092.21

2863.291036.12702.49

5178.641078.95

1155.53

757.26

1753.72962.65

2014.791360.531056.49

3450.771844.721720.131332.70

99.06

1.06

3.383.092.652.35

2.21

5.802.101.42

10.502.19

2.34

1.54

3.551.95

4.082.762.14

6.993.743.492.70

470000

31300950005750

110000

5700

776170427000275000

388000300000

48000

126000

340000260000

127000980002710

20100094400

250000200000



% of Assets




Returns

Total Value of B: S&P BSE India Infrastructure TRI

B: S&P BSE India Infrastructure TRI


AB: Nifty 50 TRI

(Inception date :31-Dec-2004) (First Installment date : 01-Feb-2005)

120,000

152,504

54.23%

156,454

61.27%

150,996

51.56%

360,000

420,442

10.36%

389,655

5.22%

451,507

15.30%

600,000

723,190

7.41%

644,423

2.82%

841,165

13.49%

840,000

1,113,663

7.93%

946,870

3.38%

1,293,385

12.12%

1,200,000

1,912,231

9.02%

1,606,211

5.69%

2,279,990

12.33%

1,920,000

3,936,339

8.41%

2,204,492

5.40%

5,434,633

11.95%

Primarily focuses on equity / equity related instruments of the companies in the Infrastructure sector in India.

Abhinav Sharma (Managing Since 20-Apr-20 and overall experience of 14 years) & Rupesh Patel (Managing Since 20-Apr-20 and overall experience of 20 years)

To provide income distribution and / or medium to long term capital gains by investing predominantly in equity / equity related instruments of the companies in the infrastructure sector. The scheme does not assure or guarantee any returns.


27.81-0.071.001.00

-0.58NA

24.97-0.010.860.91

-0.110.40

^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.47% as on Jan 29, 2021For calculation methodology please refer to Pg 64



NAV Movement

Issuer NameLarsen & Toubro Ltd.Astral Poly Technik Ltd.Knr ConstructionSiemens India Ltd.Bharti Airtel Ltd.Aia Engineering Ltd.Power Grid Corporation Of India Ltd.Reliance Industries Ltd.Indraprastha Gas Ltd.Grindwell Norton Ltd.Total

% to NAV10.506.995.804.083.873.743.713.623.553.49

49.35

Timken India Ltd.Schaeffler Ltd.PaperCentury Textiles & Industries Ltd.Petroleum ProductsReliance Industries Ltd.PowerPower Grid Corporation Of India Ltd.Tata Power Company Ltd.Telecom - ServicesBharti Airtel Ltd.TransportationAdani Ports And Special Economic Zone Ltd.Gujarat Pipavav Port Ltd.

10400025000

195000

97000

9930001875000

345000

200000920000

1245.451074.68

816.86

1786.69

1831.591413.75

1909.92

1019.40795.80

2.522.18

1.66

3.62

3.712.87

3.87

2.071.61


1432.88714.16

49584.71-252.02

49332.69

2.901.45

100.51-0.51

100.00


45.52%

31.99%

22.49%

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.For scheme performance refer pages 49-64.*B: Benchmark, AB: Additional BenchmarkSource: MFI Explorer

BENCHMARK

S&P BSE India Infrastructure TRI

MONTHLY AVERAGE AUM

Rs. 509.22 (Rs. in Cr.)


1.872.58



Tata Infrastructure Fund(An open ended equity scheme investing in Infrastructure sector.)

Equity & Equity Related TotalAutoAshok Leyland Ltd.CementUltratech Cement Ltd.ACC Ltd.Shree Cement Ltd.Grasim Industries Ltd.Commercial Services3M India Ltd.ConstructionKnr Constructions Ltd.Brigade Enterprises Ltd.Dlf Ltd.Construction ProjectLarsen & Toubro Ltd.Kec International Ltd.Consumer Non DurablesAsian Paints (India) Ltd.Ferrous MetalsTata Steel Ltd.GasIndraprastha Gas Ltd.Gujarat Gas Ltd.Industrial Capital GoodsSiemens Ltd.Abb India Ltd.Honeywell Automation India Ltd.Industrial ProductsAstral Poly Technik Ltd.Aia Engineering Ltd.Grindwell Norton Ltd.Cummins India Ltd.


Low

Lo

w to

Mod

erate


Very High



32.55%22.01%

11.48%9.13%

6.58%5.89%

3.87%2.50%2.34%

1.66%1.06%

0.00% 8.00% 16.00% 24.00% 32.00% 40.00%

Industrial ManufacturingConstruction

Cement & Cement ProductsOil & Gas

PowerServicesTelecom

MetalsConsumer Goods

PaperAutomobile

40

54

68

82

96

110


Tata Infrastructure Fund - Reg - GrowthS&P BSE India Infrastructure TRI



Large Cap

Mid Cap

Small Cap


27


INVESTMENT STYLE


DATE OF ALLOTMENT

January 22, 2020

FUND MANAGER

NAV


::::

9.24909.24909.06979.0697

FUND SIZE

Rs. 96.31 (Rs. in Cr.)

TURN OVER


737.29%613.90%



Rs.1000/-& in multiples of Re.1/-thereafter.

LOAD STRUCTURE


Exit Load :

PORTFOLIO

Company name Market ValueRs. Lakhs

% ofAssets

9471.00

530.51241.21239.55

386.01381.66312.06310.11257.27237.87236.36

274.42258.37

253.98

306.54269.86200.07

349.94336.83329.42329.36243.31

282.00

400.99

% toNAV

50790533477357

7188327448

110619467811501928114

761211

12054850

19029

150817119208311

3548910455613854114505139

50298

21770

98.34

5.512.502.49

4.013.963.243.222.672.472.45

2.852.68

2.64

3.182.802.08

3.633.503.423.422.53

2.93

4.16




Returns


B: S&P BSE 200 TRI




120,000

135,283

24.63%

152,053

53.43%

150,653

50.96%

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

120,000

135,283

24.63%

152,053

53.43%

150,653

50.96%

Primarily focuses on investing in equity and equity related instruments following quant based investing theme.

Sailesh Jain (Managing Since 28-Jan-20 and overall experience of 17 years)

The investment objective of the scheme is to generate medium to long-term capital appreciation by investing in equity and equity related instruments selected based on a quantitative model (Quant Model).However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.


33.450.151.001.001.48

NA

33.66-0.070.920.91

-0.70-2.01




NAV Movement

Issuer NameAdani Green Energy Ltd.Tata Motors Ltd.Bharti Airtel Ltd.Reliance Industries Ltd.ICICI Bank Ltd.HDFC Bank Ltd.Sbi Cards & Payment Services Ltd.Vodafone Idea Ltd.Nippon Life India Asset Management Ltd.HDFC Asset Management Company Ltd.Total

% to NAV6.305.514.634.164.013.963.633.593.503.42

42.71


0.7499.080.92

100.00

71.429542.42

88.639631.05

87.84%

12.16%

0.00%


BENCHMARK

S&P BSE 200 TRI

MONTHLY AVERAGE AUM

Rs. 101.84 (Rs. in Cr.)


0.932.56



Tata Quant Fund(An Open Ended Equity Scheme following quant based investing theme)

Equity & Equity Related TotalAutoTata Motors - DvrMaruti Suzuki India Ltd.Hero Motocorp Ltd.BanksICICI Bank Ltd.HDFC Bank Ltd.State Bank Of IndiaAxis Bank Ltd.Kotak Mahindra Bank Ltd.Indusind Bank Ltd.Union Bank Of IndiaCementShree Cement Ltd.Ultratech Cement Ltd.Construction ProjectLarsen & Toubro Ltd.Consumer Non DurablesITC Ltd.Hindustan Unilever Ltd.Asian Paints (India) Ltd.FinanceSBI Cards And Payment Services Ltd.Nippon Life India Asset Management Ltd.Housing Development Finance Corporation Ltd.HDFC Asset Management Company Ltd.Bajaj Finance Ltd.PesticidesUpl Ltd.Petroleum ProductsReliance Industries Ltd.

Company name Market ValueRs. Lakhs

% ofAssets

607.03

251.10

232.44

324.21296.26

446.37345.89

% toNAV

60407

9470

15963

261669522

806303088306

6.30

2.61

2.41

3.373.08

4.633.59

PowerAdani Green Energy Ltd.RetailingAvenue Supermarts Ltd.ServicesIndian Railway Catering And Tourism Corporation Ltd.SoftwareInfosys Ltd.Tata Consultancy Services Ltd.Telecom - ServicesBharti Airtel Ltd.Vodafone Idea Ltd.


Growth option: Rs 5,000/- and in multiple of Re.1/- thereafterDividend (payout): Rs 5,000/- and in multiple of Re.1/- thereafter

Low

Lo

w to

Mod

erate


Very High



38.52%10.67%10.50%

8.23%6.44%6.30%

5.53%4.16%

2.93%2.64%2.41%

0.00% 12.00% 24.00% 36.00% 48.00%


AutomobileTelecom

ITPower

Cement & Cement ProductsOil & Gas

Fertilisers & PesticidesConstruction

Services

60

74

88

102

116

130

Jan-20 May-20 Sep-20 Jan-21

Tata Quant Fund - Reg - Growth S&P BSE 200 TRI



% to NAV

Debt InstrumentsGovernment SecuritiesGOI - 5.77% (03/08/2030)GOI - 6.22% (16/03/2035)GOI - 6.19% (16/09/2034)GOI - 6.18% (04/11/2024)GOI - 7.95% (28-8-2032)GOI - 7.27% (08/04/2026)GOI - 6.45% (07/10/2029)GOI - 5.09% (13/04/2022)GOI - 7.57% (17/06/2033)

15703.474994.954290.292991.06

905.30565.66479.18445.40313.17221.06

SOVSOVSOVSOVSOVSOVSOVSOVSOV

4.901.561.340.930.280.180.150.140.100.07

Market Capitalisation wise Exposure (Equity component only)

Large Cap

Mid Cap

Small Cap



28


INVESTMENT STYLE


DATE OF ALLOTMENT

October 8, 1995

FUND MANAGER

PORTFOLIO

245693.17

5996.803387.13

3525.33

30072.0024333.7515515.50

7365.69

4528.16

6674.51

5939.42

8986.008130.007018.09

10105.65

7954.58

3513.33

23024.38

4451.25

17112.4313505.65

3862.26

12732.8017958.46

76.61

1.871.06

1.10

9.387.594.842.30

1.41

2.08

1.85

2.802.532.19

3.15

2.48

1.10

7.18

1.39

5.344.211.20

3.975.61


% to NAV


4534.89325525.63

-4785.65320739.98

1.41101.51

-1.49100.00


Total Amount Invested (Rs.)Total Value as on Jan 31, 2021 (Rs.)ReturnsTotal Value of B: Crisil Hybrid 25+75 - Aggressive IndexB: Crisil Hybrid 25+75 - Aggressive IndexTotal Value of AB: S&P BSE Sensex TRIAB: S&P BSE Sensex TRI(Inception date :08-Oct-1995) (First Installment date : 01-Feb-1996)

120,000141,74035.51%

145,21041.47%

150,65350.96%

360,000417,870

9.94%449,43014.98%

457,47816.22%

600,000728,808

7.72%827,49412.83%

864,61314.61%

840,0001,121,720

8.13%1,290,377

12.06%1,327,740

12.86%

1,200,0002,098,136

10.77%2,282,062

12.35%2,348,177

12.88%

3,000,00031,395,282

15.79%8,975,478

13.10%23,874,296

14.11%

Invests 65% to 80% investment in Equity & equity related instruments & 20% to 35% in debt & money market instruments. For taxation purpose, it is treated as an equity scheme. (Monthly Income is not assured and is subject to availability of distributable surplus.)

The investment objective of the Scheme is to provide income distribution and or capital appreciation over medium to long term. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Chandraprakash Padiyar (Managing Since 3-Sep-18 and overall experience of 20 years) (Equity) & Murthy Nagarajan (Managing since 1-Apr-17 and overall experience of 24 years) (Debt)

ASSISTANT FUND MANAGERSatish Chandra Mishra (Managing Since 1-Nov-19 and overall experience of 14 years)

Equity & Equity Related TotalAutoMahindra & Mahindra Ltd.Maruti Suzuki India Ltd.Auto AncillariesBosch Ltd.BanksICICI Bank Ltd.HDFC Bank Ltd.State Bank Of IndiaKotak Mahindra Bank Ltd.CementUltratech Cement Ltd.ChemicalsBasf India Ltd.Construction ProjectLarsen & Toubro Ltd.Consumer Non DurablesVarun Beverages Ltd.ITC Ltd.Hindustan Unilever Ltd.FinanceHousing Development Finance Corporation Ltd.GasGujarat State Petronet Ltd.Industrial ProductsFinolex Industries Ltd.Petroleum ProductsReliance Industries Ltd.PharmaceuticalsNatco Pharma Ltd.SoftwareTata Consultancy Services Ltd.Infosys Ltd.Oracle Financials Services Soft Ltd.Telecom - ServicesBharti Airtel Ltd.Other Equities^


NAV Movement

Issuer NameICICI Bank Ltd.HDFC Bank Ltd.Reliance Industries Ltd.Tata Consultancy Services Ltd.State Bank Of IndiaInfosys Ltd.Bharti Airtel Ltd.HDFC Ltd.Varun Beverages Ltd.ITC Ltd.Total

% to NAV9.387.597.185.344.844.213.973.152.802.53

50.99

GOI - 8.30% (02/07/2040)GOI - 8.13% (22/06/2045)GOI - 7.68% (15/12/2023)SDL Tamilnadu 8.14% (27/05/2025)GOI - 7.26% (14/01/2029)SDL Maharashtra 7.33% (13/09/2027)GOI - 6.57% (05/12/2033)GOI - 7.17% (08/01/2028)Non-Convertible Debentures/Bonds/Zcb 09.65 % Green Infra Wind Energy Ltd. (Part Of Sembcorp Industries Which Is Part Of Temasek Group) 06.40 % Embassy Office Parks Reit 07.55 % Rec Ltd. 09.05 % Punjab National Bank (Basel III Tier II Bonds) 09.75 % Jamnagar Utilities & Power Pvt. Ltd. (Mukesh Ambani Group) 07.44 % Bank Of Baroda (Basel III Tier II Bonds) 07.70 % Tata Steel Ltd. 07.42 % Power Finance Corporation 07.95 % Sikka Ports And Terminals Ltd. (Mukesh Ambani Group) 07.13 % Nhpc Ltd. 08.25 % Bharti Telecom Ltd. 07.90 % India Infradebt Ltd. 07.25 % Nuvoco Vistas Corporation Ltd. 07.70 % Jamnagar Utilities & Power Pvt. Ltd. (Mukesh Ambani Group) 07.00 % H.P.C.L. 08.70 % Reliance Industries Ltd. Aditya Birla Finance Ltd. - Zcb 08.23 % Housing & Urban Development Corporation Ltd. 07.25 % Punjab National Bank (Basel III Tier II Bonds) 08.81 % Hdb Financial Services Ltd. 09.45 % State Bank Of India (Basel II Tier II Bonds) 08.45 % Rec Ltd.Privately Placed/Unlisted08.00 % Ongc Petro-Additions Ltd.Money Market InstrumentsTreasury Bill 364 Days (07/10/2021)MUTUAL FUND UNITSTATA ULTRA SHORT TERM FUNDMargin DepositsVariable Margin

206.86107.04

81.4453.3331.4313.75

2.051.50

38575.326803.75

4987.114682.994153.672808.56

2626.112198.291692.781616.56

1575.651508.35

613.82596.94526.61

518.55510.31327.80313.32305.07111.87

76.2820.93

7508.277508.272440.552440.557516.767516.763553.203553.20

SOVSOVSOVSOVSOVSOVSOVSOV

IND AA

CRISIL- AAACRISIL- AAA

CRISIL- AA+CRISIL- AAA

CRISIL- AAACARE- AA


ICRA- AAACRISIL- AA+CRISIL- AAA

CRISIL- AACRISIL- AAA


ICRA- AAAICRA- AAA

CRISIL- AA+CRISIL- AAACRISIL- AAACRISIL- AAA

ICRA- AAA(CE)

SOVRN SOV

80000047000

23000

560000017500005500000

430000

85000

427442

445000

10000004000000

310000

425000

4017464

608790

1250000

500000

5500001090000

120000

2300000

0.060.030.030.020.010.000.000.00

12.032.12

1.551.461.300.88

0.820.690.530.50

0.490.470.190.190.16

0.160.160.100.100.100.030.020.012.342.340.760.762.342.341.111.11



For scheme performance refer pages 49-61.*B: Benchmark, AB: Additional BenchmarkSource: MFI Explorer

78.73%

14.16%

7.11%


Rs. Lakhs% of

Assets

Tata Hybrid Equity Fund (An open ended hybrid scheme investing predominantly in equity & equity related instruments.)


NAV

Direct - GrowthDirect - DividendDirect - Monthly DividendReg - GrowthReg - DividendReg - Monthly Dividend

: 258.318578.997366.5838

240.076971.730160.3980

: : :

:

FUND SIZE

Rs. 3207.40 (Rs. in Cr.)

TURN OVERPortfolio Turnover (Total)Portfolio Turnover (Equity component only)

105.76%11.52%




Rs. 1,000/- and multiples of Re. 1/- thereafter. LOAD STRUCTURE



17.010.171.001.000.85

NA

16.770.030.960.980.16



BENCHMARKCrisil Hybrid 25+75 - Aggressive Index

MONTHLY AVERAGE AUM

Rs. 3352.49 (Rs. in Cr.)


0.961.98


Portfolio Macaulay DurationModified DurationAverage Maturity

: 3.11 Years2.99 Years4.59 Years

5.47%

::

:* Computed on the invested amount for debt portfolio.

Gross Yield to Maturity (For Debt Component)*- Excluding Net Current Assets

Low

Lo

w to

Mod

erate


Very High



27.25%10.75%

9.66%7.52%

4.68%3.97%

2.82%2.27%2.24%

1.85%1.84%1.67%

0.08%

0.00% 6.00% 12.00% 18.00% 24.00% 30.00%



AutomobileTelecom

ChemicalsServices

Industrial ManufacturingConstruction

Cement & Cement ProductsPharma


708498

112126140


Tata Hybrid Equity Fund - Reg - GrowthCrisil Hybrid 25+75 - Aggressive Index



* Computed on the invested amount for debt portfolio.



29


INVESTMENT STYLE


DATE OF ALLOTMENT

April 27, 2000

FUND MANAGER

NAV

Monthly DividendGrowthPeriodic DividendDirect - GrowthDirect - Monthly DividendDirect - Periodic Dividend

14.127836.932817.704140.042116.197319.5990

FUND SIZE

Rs. 96.85 (Rs. in Cr.)




LOAD STRUCTURE


Exit Load :

PORTFOLIO% toNAVCompany name

Predominantly investing in equity and equity related instruments, equity arbitrage opportunities and debt and money market instruments.

The investment objective of the scheme is to provide long term capital appreciation and income distribution to the investors by predominantly investing in equity and equity related instruments, equity arbitrage opportunities and investments in debt and money market instruments. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Sailesh Jain (Managing Since 9-Nov-18 and overall experience of 17 years) (for equity portfolio) & Murthy Nagarajan (Managing since 1-Apr-17 and overall experience of 24 years) (for Debt Portfolio)

::::::


7.960.221.001.000.50

NA

7.580.090.900.950.21

-0.26


Growth Option: Rs 5,000/- and in multiple of Re.1/- thereafterDividend Option : Rs 5,000/- and in multiple of Re.1/- thereafter

For calculation methodology please refer Pg 64

1) Redemption/Switch-out/SWP/STP on or before expiry of 90 days from the date of allotment: If the withdrawal amount or switched out amount is not more than 12% of the original cost of investment - NIL2) Redemption/Switch-out/SWP/STP on or before expiry of 90 days from the date of allotment: If the withdrawal amount or switched out amount is more than 12% of the original cost of investment - 0.25%3) Redemption/Switch-out/SWP/STP after expiry of 90 days from the date of allotment - NIL(w.e.f. 03 June, 2019)



:::

:

1.32 Years1.27 Years1.45 Years

66.1534.59

0.710.610.42

4.974.370.670.670.37

0.850.33

0.79

0.640.59

1.160.57

0.46

2.380.29

2.820.21

0.800.33

0.680.510.29

3.282.46

1.91

0.47

Equity & Equity Related TotalUnhedge PositionsAutoTata Motors Ltd.Mahindra & Mahindra Ltd.Maruti Suzuki India Ltd.BanksHDFC Bank Ltd.ICICI Bank Ltd.Kotak Mahindra Bank Ltd.State Bank Of IndiaAxis Bank Ltd.CementUltratech Cement Ltd.ACC Ltd.Construction ProjectLarsen & Toubro Ltd.Consumer DurablesVoltas Ltd.Titan Company Ltd.Consumer Non DurablesHindustan Unilever Ltd.Tata Consumer Products Ltd.Ferrous MetalsJindal Steel & Power Ltd.FinanceHousing Development Finance Corporation Ltd.Cholamandalam Investment & Finance Co Ltd.Petroleum ProductsReliance Industries Ltd.Reliance Industries Ltd. (Partly Paidup) (Rights 02062020)PharmaceuticalsDivi Laboratories Ltd.Sun Pharmaceutical Industries Ltd.PowerNTPC Ltd.Torrent Power Ltd.Power Grid Corporation Of India Ltd.SoftwareInfosys Ltd.Tata Consultancy Services Ltd.Telecom - ServicesBharti Airtel Ltd.TransportationAdani Ports And Special Economic Zone Ltd.

-31.73

-5.03

-4.97

-4.73

-4.72

-3.29

31.565.00

4.94

4.70

4.70

3.27

Hedge PositionsAdani Ports And Special Economic Zone Ltd.Adani Ports And Special Economic Zone Ltd.- FutureDivi Laboratories Ltd.Divi Laboratories Ltd.- FutureITC Ltd.ITC Ltd.- FutureAsian Paints (India) Ltd.Asian Paints (India) Ltd.- FutureMaruti Suzuki India Ltd.Maruti Suzuki India Ltd.- Future

Company name % toNAV

% to NAVDerivative

Tech Mahindra Ltd.Tech Mahindra Ltd.- FutureAmbuja Cements Ltd.Ambuja Cements Ltd.- FutureDabur India Ltd.Dabur India Ltd.- FutureSbi Life Insurance Company Ltd.Sbi Life Insurance Company Ltd.- FutureTitan Company Ltd.Titan Company Ltd.- FutureHCL Technologies Ltd.HCL Technologies Ltd.- FutureNTPC Ltd.NTPC Ltd.- FutureUnited Spirits Ltd.United Spirits Ltd.- FutureBajaj Auto Ltd.Bajaj Auto Ltd.- Future

-2.88

-1.29

-1.27

-1.08

-0.89

-0.80

-0.36

-0.22

-0.21

2.86

1.28

1.26

1.07

0.88

0.79

0.37

0.22

0.21

Name of the Instrument Ratings % toNAV

Debt InstrumentsGovernment SecuritiesGOI - 7.37% (16/04/2023)GOI - 5.09% (13/04/2022)GOI - 7.32% (28/01/2024)GOI - 6.84% (19/12/2022)Non-Convertible Debentures/Bonds/Zcb09.75 % Jamnagar Utilities & Power Pvt. Ltd. (Mukesh Ambani Group)06.40 % NabardEdelweiss Rural & Corporate Services Ltd. - ZcbJm Financial Asset Reconstruction Company Ltd. - ZcbEdelweiss Retail Finance Ltd. - Zcb08.32 % Reliance Industries Ltd.Margin DepositsHDFC Bank Ltd.Federal Bank Ltd.Variable Margin

10.803.293.142.212.16

10.575.80

2.131.250.650.620.11

14.473.091.03

10.35

SOVSOVSOVSOV

CRISIL- AAA

CRISIL- AAACRISIL AA

CRISIL- AA-CRISIL AA

CRISIL- AAA

Total stock in Portfolio 37:

BENCHMARK

NIFTY Equity Savings Index (w.e.f. Jun 3, 2019)

MONTHLY AVERAGE AUM

Rs. 96.78 (Rs. in Cr.)

TURN OVER

Portfolio Turnover (Total) Portfolio Turnover (Equity component only)

884.33%258.77%


1.202.31


Tata Equity Savings Fund (An open-ended scheme investing in equity, arbitrage and debt)


Total Amount Invested (Rs.)Total Value as on Jan 31, 2021 (Rs.)ReturnsTotal Value of B: NIFTY Equity Savings IndexB: NIFTY Equity Savings IndexTotal Value of AB: Nifty 50 TRIAB: Nifty 50 TRI(Inception date :27-Apr-2000) (First Installment date : 01-May-2000)

120,000131,35918.15%

132,49620.02%

150,99651.56%

360,000405,511

7.90%419,81910.26%

451,50715.30%

600,000707,739

6.55%760,714

9.44%841,16513.49%

840,0001,049,108

6.26%1,157,772

9.02%1,292,926

12.12%

1,200,0001,671,193

6.45%1,942,752

9.32%2,278,742

12.32%

2,490,0005,156,184

6.51%4,082,080

9.03%13,473,043

14.25%

For scheme performance refer pages 49-64.*B: Benchmark; AB: Additional BenchmarkSource: MFI Explorer


5.74%


8.61110.60-10.60100.00


% to NAVDerivative


Large Cap

Mid Cap

Small Cap



NAV Movement

Issuer NameHDFC Bank Ltd.ICICI Bank Ltd.Infosys Ltd.Reliance Industries Ltd.Tata Consultancy Services Ltd.Housing Development Finance Corporation Ltd.Bharti Airtel Ltd.Hindustan Unilever Ltd.Ultratech Cement Ltd.Divi Laboratories Ltd.Total

% to NAV4.974.373.282.822.462.381.911.160.850.80

24.99

93.56%

6.44%

0.00%

14.78%14.71%

9.38%6.07%

5.47%5.22%

3.03%2.47%

1.91%1.85%

0.79%0.46%

0.00% 4.00% 8.00% 12.00% 16.00%


ITPharma

ServicesAutomobile

Oil & GasCement & Cement Products

TelecomPower

ConstructionMetals

9098

106114122130


Tata Equity Savings Fund - Reg - Mthly DividendNIFTY Equity Savings Index

Low

Lo

w to

Mod

erate


Very High



Debt InstrumentsGovernment SecuritiesGOI - 7.68% (15/12/2023)GOI - 5.22% (15/06/2025)GOI - 8.13% (21/09/2022)GOI - 6.97% (06/09/2026)GOI - 7.16% (20/05/2023)SDL Maharashtra 8.46% (03/03/2021)SDL Odisha 8.48% (24/02/2021)SDL Gujarat 8.51% (17/02/2021) Non-Convertible Debentures/Bonds/Zcb 06.44 % Indian Oil Corp Ltd. 06.22 % HDFC Ltd. 05.69 % Rec Ltd. 06.92 % Rec Ltd. 08.71 % Hdb Financial Services Ltd. 06.40 % Embassy Office Parks Reit 07.40 % Rec Ltd. 07.20 % HDFC Ltd. 07.70 % Bajaj Finance Ltd. 07.10 % Bajaj Finance Ltd. 07.15 % Muthoot Finance Ltd. 06.24 % State Bank Of India Sundaram Fin Ltd. - Zcb 06.50 % Nabard 06.65 % Motherson Sumi Systems Ltd. 06.59 % Indian Railways Finance Corporation Ltd. 10.21 % Bajaj Finance Ltd. 07.55 % Rec Ltd. 07.13 % Nhpc Ltd. 07.65 % Jamnagar Utilities & Power Pvt. Ltd. (Mukesh Ambani Group) 07.00 % HDFC Ltd. 05.32 % National Housing Bank 08.39 % Nabard 08.20 % HDFC Ltd. 07.65 % Indian Railways Finance Corporation Ltd. 07.47 % Power Finance Corporation 07.35 % Power Finance Corporation 08.50 % Bank Of Baroda (Basel III Tier I Bonds) 08.75 % HDFC Ltd. 07.18 % Rec Ltd. 09.75 % Rec Ltd. 09.84 % Iot Utkal Energy Services Ltd. (Indan Oil Ltd. Is Both The Off-Taker And Major Shareholder Of Sponsor IOT) 07.73 % Power Finance Corporation Money Market Instruments Treasury Bill 182 Days (13/05/2021) Margin DepositsHDFC Bank Ltd.Rbl Bank Ltd.Bank Of BarodaFederal Bank Ltd.Variable Margin


% toNAV

Company name

65.6142.70

2.822.111.45

1.21

1.29

1.41

2.64

2.731.34

2.4823.22

Equity & Equity Related TotalUnhedge PositionsBanksICICI Bank Ltd.HDFC Bank Ltd.State Bank Of IndiaCementUltratech Cement Ltd.Construction ProjectLarsen & Toubro Ltd.FinanceHousing Development Finance Corporation Ltd.Petroleum ProductsReliance Industries Ltd.SoftwareInfosys Ltd.HCL Technologies Ltd.Telecom - ServicesBharti Airtel Ltd.Other Equities^

-22.48

-2.25

-1.74

-1.42

-1.27

-1.22

-1.17

-1.16

-1.04

-0.95

-0.90

-0.85

-0.83

-0.70

-0.65

-0.64

-0.55

-0.55

-0.53

-0.52

-0.48

-0.44

-0.41

-0.38

-0.37

-0.30

-0.26

-0.22

-0.18

-0.14

-0.14

-0.12

-0.08

-0.01

22.910.532.24

1.73

1.41

1.27

1.22

1.17

1.16

1.03

0.95

0.90

0.85

0.83

0.70

0.65

0.64

0.55

0.55

0.53

0.52

0.48

0.43

0.40

0.39

0.38

0.30

0.26

0.22

0.18

0.14

0.14

0.12

0.08

0.01

Hedge PositionsBank Nifty Feb 2021 FuturesICICI Bank Ltd.ICICI Bank Ltd.- FutureHousing Development Finance Corporation Ltd.Housing Development Finance Corporation Ltd.- FutureBharti Airtel Ltd.Bharti Airtel Ltd.- FutureAsian Paints (India) Ltd.Asian Paints (India) Ltd. - FutureAdani Ports And Special Economic Zone Ltd.Adani Ports And Special Economic Zone Ltd.- FutureLarsen & Toubro Ltd.Larsen & Toubro Ltd.- FutureITC Ltd.ITC Ltd.- FutureTata Steel Ltd.Tata Steel Ltd.- FutureLupin Ltd.Lupin Ltd.- FutureMaruti Suzuki India Ltd.Maruti Suzuki India Ltd.- FutureDivi Laboratories Ltd.Divi Laboratories Ltd.- FutureState Bank Of India.State Bank Of India.- FutureTech Mahindra Ltd.Tech Mahindra Ltd.- FutureGrasim Industries Ltd.Grasim Industries Ltd.- FutureSbi Life Insurance Company Ltd.Sbi Life Insurance Company Ltd.- FutureTata Consumer Products Ltd.Tata Consumer Products Ltd.- FutureDabur India Ltd.Dabur India Ltd.- FutureMahindra & Mahindra Ltd.Mahindra & Mahindra Ltd.- FutureTata Motors Ltd.Tata Motors Ltd.- FutureBharat Petroleum Corporation Ltd.Bharat Petroleum Corporation Ltd.- FutureTata Power Company Ltd.Tata Power Company Ltd.- FutureDr Reddys Laboratories Ltd.Dr Reddys Laboratories Ltd.- FutureNTPC Ltd.NTPC Ltd.- FutureSun Pharmaceutical Industries Ltd.Sun Pharmaceutical Industries Ltd.- FutureTitan Company Ltd.Titan Company Ltd.- FutureHDFC Bank Ltd.HDFC Bank Ltd.- FuturePower Grid Corporation Of India Ltd.Power Grid Corporation Of India Ltd.- FutureHindustan Petroleum Corporation Ltd.Hindustan Petroleum Corporation Ltd.- FutureTata Consultancy Services Ltd.Tata Consultancy Services Ltd.- FutureBajaj Auto Ltd.Bajaj Auto Ltd.- FutureDlf Ltd.Dlf Ltd.- FutureACC Ltd.ACC Ltd.- FutureHindustan Unilever Ltd.Hindustan Unilever Ltd.- Future


% to NAVDerivative


30


INVESTMENT STYLE


DATE OF ALLOTMENTJanuary 28,2019

FUND MANAGER

PORTFOLIO

Dynamically investing in equity and equity related instruments, equity arbitrage opportunities and debt and money market instruments.

The investment objective of the Scheme is to provide capital appreciation and income distribution to the investors by using equity derivatives strategies, arbitrage opportunities and pure equity investments. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Rahul Singh (Managing Since 09-Jan-19 and overall experience of 25 years), Sailesh Jain (Managing Since 09-Jan-19 and overall experience of 17 years), Akhil Mittal (Managing Since 09-Jan-19 and overall experience of 19 years)

Tata Balanced Advantage Fund(An open ended dynamic asset allocation fund.)


NAVDirect - DividendDirect - GrowthRegular - DividendRegular - Growth

12.941212.941212.481412.4814

::::

FUND SIZERs. 1592.87 (Rs. in Cr.)

TURN OVERPortfolio Turnover (Total)Portfolio Turnover (Equity component only)

561.10%140.68%



ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORSRs. 1,000/- and in multiples of Re. 1/- thereafter.

LOAD STRUCTURE


Exit Load :


14.780.211.001.000.90

NA

13.050.190.810.960.86


1) Redemption/Switch-out/SWP/STP on orbefore expiry of 365 days from the date of allotment: If the withdrawal amount or switched out amount is not more than 12% of the original cost of investment - NIL. 2) Redemption/Switch-out/SWP/STP on or before expiry of 365 days from the date of allotment: If the withdrawal amount or switched out amount is more than 12% of the original cost of investment - 1%.3) Redemption / Switch-out/SWP/STP after expiry of 365 days from the date of allotment - NIL. (w.e.f. 03 June, 2019)

BENCHMARKCRISIL Hybrid 35+65 - Aggressive Index

MONTHLY AVERAGE AUMRs. 1527.70 (Rs. in Cr.)


0.752.18



Total stock in Portfolio


3.47%

62

::




3.761.020.940.670.330.330.320.130.03

21.971.941.911.911.631.591.571.331.310.990.980.960.950.650.650.440.390.340.330.330.33

0.320.320.190.190.080.070.070.060.060.030.030.02

0.011.561.566.932.320.280.120.503.71


CRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAA

CRISIL- AACRISIL- AAACRISIL- AAACRISIL- AAA

IND AAACRISIL- AAACRISIL- AAACRISIL- AAA

ICRA- AAACRISIL- AAA

CRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAA

CARE- AACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAA

CRISIL- AAA

SOVRN SOV


5.57105.41

-5.41100.00

^Exposure less than 1% has been clubbed under Other Equities

Low

Lo

w to

Mod

erate


Very High



www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully 31

Tata Balanced Advantage Fund(An open ended dynamic asset allocation fund.)





Returns

Total Value of B: CRISIL Hybrid 35+65 - Aggressive Index

B: CRISIL Hybrid 35+65 - Aggressive Index




120,000

137,903

29.01%

142,492

36.80%

150,653

50.96%

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

240,000

281,910

16.36%

289,790

19.33%

296,943

22.01%

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly

investment of equal amounts invested on the 1st day of every month has been considered.

For scheme performance refer pages 49-64.

*B: Benchmark

Source: MFI Explorer



V


NAV Movement

Large Cap

Mid Cap

Small Cap

Issuer Name

ICICI Bank Ltd.

Infosys Ltd.


Bharti Airtel Ltd.

HDFC Bank Ltd.

State Bank Of India





Total

% to NAV

2.82

2.73

2.64

2.48

2.11

1.45

1.41

1.34

1.29

1.21

19.48

72.73%

21.49%

5.79%Lo

wLo

w to

Mod

erate


Very High



16.21%7.98%

6.59%5.76%

4.60%4.26%

3.89%3.28%

3.03%2.64%

2.14%1.58%1.46%

1.22%0.46%

0.00% 4.00% 8.00% 12.00% 16.00% 20.00%


ITPharma

Oil & GasConstruction

TelecomPower


Industrial ManufacturingFertilisers & Pesticides

MetalsServices

Healthcare Services

8092

104116128140


Tata Balanced Advantage Fund - Reg - GrowthCRISIL Hybrid 35+65 - Aggressive Index

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered. For scheme performance refer pages 49-64.*B: BenchmarkSource: MFI Explorer

Hedge PositionsICICI Bank Ltd.Housing Development Finance Corporation Ltd.Tata Steel Ltd.Bharti Airtel Ltd.Axis Bank Ltd.ITC Ltd.State Bank Of IndiaSun Pharmaceutical Industries Ltd.Asian Paints (India) Ltd.Adani Ports And Special Economic Zone Ltd.Tech Mahindra Ltd.HCL Technologies Ltd.Reliance Industries Ltd.Lupin Ltd.Divi Laboratories Ltd.Maruti Suzuki India Ltd.Larsen & Toubro Ltd.Hindustan Unilever Ltd.Dabur India Ltd.Titan Company Ltd.Dlf Ltd.Tata Motors Ltd.Dr Reddys Laboratories Ltd.Tata Consultancy Services Ltd.Nestle India Ltd.Eicher Motors Ltd.Sbi Life Insurance Company Ltd.Pidilite Industries Ltd.Bajaj Auto Ltd.Vedanta Ltd.Tata Power Company Ltd.Hindalco Industries Ltd.Info Edge (India) Ltd.Cadila Healthcare Ltd.NTPC Ltd.United Spirits Ltd.Cipla Ltd.Aurobindo Pharma Ltd.Mahindra & Mahindra Ltd.Bajaj Finserv Ltd.Kotak Mahindra Bank Ltd.Tata Consumer Products Ltd.NMDC Ltd.Grasim Industries Ltd.ICICI Lombard General Insurance Co. Ltd.Power Grid Corporation Of India Ltd.Bharat Petroleum Corporation Ltd.Indian Oil Corporation Ltd.Marico Ltd.Max Financial Services Ltd.Torrent Pharmaceuticals Ltd.Infosys Ltd.Britannia Industries Ltd.Shree Cement Ltd.MRF Ltd.Jsw Steel Ltd.ACC Ltd.HDFC Life Insurance Co. Ltd.Canara BankHDFC Bank Ltd.Ultratech Cement Ltd.Muthoot Finance Ltd.Ambuja Cements Ltd.Colgate-Palmolive India Ltd.Bharat Forge Ltd.Mindtree Ltd.Punjab National BankLIC Housing Finance Ltd.Apollo Tyres Ltd.Balkrishna Industries Ltd.Bata India Ltd.Federal Bank Ltd.Siemens Ltd.Hindustan Petroleum Corporation Ltd.Tata Chemicals Ltd.Ashok Leyland Ltd.Escorts Ltd.Sun Tv Network Ltd.


-67.74-1.91-1.91-1.74-1.74-1.72-1.67-1.64-1.56-1.58-1.50-1.41-1.40-1.35-1.34-1.31-1.30-1.25-1.24-1.20-1.12-1.00-1.00-0.98-0.95-0.93-0.92-0.91-0.88-0.86-0.85-0.81-0.79-0.79-0.79-0.77-0.78-0.77-0.76-0.75-0.67-0.67-0.65-0.65-0.63-0.61-0.59-0.58-0.56-0.53-0.50-0.49-0.49-0.49-0.48-0.48-0.47-0.47-0.47-0.45-0.45-0.45-0.43-0.43-0.42-0.42-0.42-0.40-0.40-0.40-0.36-0.34-0.33-0.32-0.32-0.31-0.30-0.30-0.30

67.441.901.901.731.731.711.661.631.571.571.491.401.401.341.331.301.291.241.231.201.121.001.000.980.940.920.920.900.880.860.840.800.790.790.780.780.780.770.750.750.670.670.650.650.630.610.590.570.560.530.500.490.490.490.470.470.470.470.470.450.440.440.430.420.420.410.410.400.400.400.360.330.330.320.320.310.300.300.30

-0.25-0.24-0.23-0.22-0.21-0.20-0.19-0.18-0.17-0.17-0.15-0.14-0.13-0.12-0.11-0.11-0.10-0.09-0.08-0.07-0.07-0.06-0.06-0.05-0.04-0.03-0.03-0.02-0.020.000.000.00

0.250.240.230.220.210.200.190.180.170.170.140.140.130.120.110.110.100.090.080.070.070.060.060.050.040.030.030.020.020.000.000.00

Berger Paints India Ltd.The Ramco Cements Ltd.Bajaj Finance Ltd.Indraprastha Gas Ltd.Zee Entertainment Enterprises Ltd.Mahanagar Gas Ltd.Petronet Lng Ltd.Shriram Transport Finance Co Ltd.Torrent Power Ltd.Aarti Industries Ltd.Power Finance Corporation Ltd.Upl Ltd.Dr. Lal Path Labs Ltd.Container Corporation Of India Ltd.Coal India Ltd.Steel Authority India Ltd.Motherson Sumi Systems Ltd.Gail ( India ) Ltd.Gmr Infrastucture Ltd.Manappuram Finance Ltd.Vodafone Idea Ltd.Piramal Enterprises Ltd.ICICI Prudential Life Insurance Company Ltd.Biocon Ltd.Godrej Properties Ltd.Havells India Ltd.Coforge Ltd.Glenmark Pharmaceuticals Ltd.Apollo Hospitals Enterprise Ltd.Page Industries Ltd.Bosch Ltd.HDFC Asset Management Company Ltd.


% to NAVDerivative


% to NAVDerivative


5.88108.26

-8.26100.00


Debt InstrumentsGovernment SecuritiesGOI - 6.17% (15/07/2021)GOI - 7.16% (20/05/2023)GOI - 4.48% (02/11/2023)GOI - 6.84% (19/12/2022)GOI - 7.32% (28/01/2024)GOI - 7.37% (16/04/2023)GOI - 8.83% (25/11/2023)GOI - 8.08% (02/08/2022)GOI - 7.94% (24-05-2021)GOI - 5.09% (13/04/2022)GOI 6.30% 9/4/2023 Non-Convertible Debentures/Bonds 04.95 % HDFC Ltd. 07.18 % Nabard 04.50 % HDFC Ltd. 07.00 % HDFC Ltd. 07.61 % Housing & Urban Development Corporation Ltd. 08.60 % LIC Housing Finance Ltd. 07.39 % LIC Housing Finance Ltd. 08.20 % HDFC Ltd. 07.62 % Housing & Urban Development Corporation Ltd. 07.40 % Power Finance Corporation 06.32 % Rec Ltd. 08.45 % Sikka Ports And Terminals Ltd. (Mukesh Ambani Group) 08.50 % Rec Ltd. 07.90 % India Infradebt Ltd. 07.24 % LIC Housing Finance Ltd. Margin DepositsCorporation BankAxis BankHDFC Bank Ltd.Punjab National BankBank Of BarodaAu Small Finance Bank Ltd.Federal Bank Ltd.Union Bank Of IndiaVariable Margin

7.411.211.111.050.790.740.700.660.480.300.210.167.051.500.780.740.620.470.470.470.460.310.310.310.160.160.150.15

20.480.700.094.090.820.001.594.901.297.00

SOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOV

CRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAA

ICRA- AAACRISIL- AAACRISIL- AAACRISIL- AAA

ICRA- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAA


Large Cap

Mid Cap

Small Cap


Portfolio Macauley DurationModified DurationAverage Maturity


4.93%

::




32


INVESTMENT STYLE


DATE OF ALLOTMENTDecember 18,2018

FUND MANAGER

PORTFOLIO


Total Amount Invested (Rs.)Total Value as on Jan 31, 2021 (Rs.)ReturnsTotal Value of B: Nifty 50 Arbitrage IndexB: Nifty 50 Arbitrage IndexTotal Value of AB: Nifty 50 TRIAB: Nifty 50 TRI(Inception date :18-Dec-2018) (First Installment date : 01-Jan-2019)

120,000122,334

3.65%121,112

1.74%150,99651.56%

NANANANANANANA

NANANANANANANA

NANANANANANANA

NANANANANANANA

250,000262,968

4.76%258,208

3.02%308,35820.75%

The scheme invests in equity and equity related instruments that tries to take advantage of the difference in prices of a security in the cash segment and derivatives segment by turning market volatility to its advantage.

The investment objective of the Scheme is to seek to generate reasonable returns by investing predominantly in arbitrage opportunities in the cash and derivatives segments of the equity markets and by investing balance in debt and money market instruments. There is no assurance that the objective of the Scheme will be realised and the Scheme does not assure or guarantee any returns.

Sailesh Jain (Managing Since 10-Dec-18 and overall experience of 17 years)


NAV Movement

Issuer NameICICI Bank Ltd.Housing Development Finance Corporation Ltd.Tata Steel Ltd.Bharti Airtel Ltd.Axis Bank Ltd.ITC Ltd.State Bank Of IndiaSun Pharmaceutical Industries Ltd.Asian Paints (India) Ltd.Adani Ports And Special Economic Zone Ltd.Total

% to NAV1.901.901.731.731.711.661.631.571.571.49

16.89

86.37%

13.03%

0.59%

Tata Arbitrage Fund(An open ended scheme investing in arbitrage opportunities.)


NAVDirect - GrowthDirect - Monthly DividendRegular - GrowthRegular - Monthly Dividend

11.370810.902511.191710.7013

::::


TURN OVERPortfolio Turnover (Total) Portfolio Turnover (Equity component only)

1660.52%463.67%



ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORSRs. 1,000/- and in multiples of Re. 1/- thereafter.

LOAD STRUCTURE


Exit Load :


0.940.251.001.000.07

NA

0.950.600.640.510.250.12



0.25 % of the applicable NAV, if redeemed/switched out/withdrawn on or before expiry of 30 Days from the date of allotment.

BENCHMARKNifty 50 Arbitrage Index



0.381.13


Total stock in Portfolio 110

Low

Lo

w to

Mod

erate


Very High


will be at Low Risk

14.15%11.18%

8.04%6.76%

5.46%4.69%

3.49%2.68%

2.36%2.34%

1.79%1.61%

1.36%0.73%

0.51%0.15%0.14%0.00%

0.00% 4.00% 8.00% 12.00% 16.00%


PharmaAutomobile

ITMetals

Oil & GasCement & Cement Products

ConstructionPower

TelecomServices

ChemicalsIndustrial Manufacturing

Media & EntertainmentHealthcare Services

Fertilisers & PesticidesTextiles

100104108112116120

Dec-18 Sep-19 May-20 Jan-21

Tata Arbitrage Fund - Reg - GrowthNifty 50 Arbitrage Index

Portfolio Macauley DurationModified DurationAverage Maturity


4.79%

::



Total stock in Portfolio 66


Large Cap

Mid Cap

Small Cap



Total Amount Invested (Rs.)Total Value as on Jan 31, 2021 (Rs.)ReturnsTotal Value of B: 65% S&P BSE 200 TRI + 15% CRISIL Short Term Bond Fund Index + 20% iCOMDEX Composite IndexB: 65% S&P BSE 200 TRI + 15% CRISIL Short Term Bond Fund Index + 20% iCOMDEX Composite IndexTotal Value of AB: S&P BSE Sensex TRIAB: S&P BSE Sensex TRI(Inception date :04-Mar-2020) (First Installment date : 01-Apr-2020)

NANANANA

NA

NANA

NANANANA

NA

NANA

NANANANA

NA

NANA

NANANANA

NA

NANA

NANANANA

NA

NANA

100,000118,01543.05%

120,771

50.19%

126,62765.81%

V


NAV Movement

Issuer NameICICI Bank Ltd.Infosys Ltd.Reliance Industries Ltd.Bharti Airtel Ltd.HDFC Bank Ltd.HDFC Ltd.Ultratech Cement Ltd.HCL Technologies Ltd.Larsen & Toubro Ltd.State Bank Of IndiaTotal

% to NAV4.113.853.733.423.092.782.051.971.691.40

28.09


69.42%

23.27%

7.31%


% ofAssets

No. ofShares


Company name Company name

64.9562.74

1.39

3.933.091.401.37

1.87

1.69

1.11

1.04

2.23

1.11

1.08

1.05

3.731.01

1.14

1.341.23

3.851.970.80

3.2422.07

Equity & Equity Related TotalUnhedge PositionsAutoMahindra & Mahindra Ltd.BanksICICI Bank Ltd.HDFC Bank Ltd.State Bank Of IndiaAxis Bank Ltd.CementUltratech Cement Ltd.Construction ProjectLarsen & Toubro Ltd.Consumer Non DurablesAkzo Nobel India Ltd.Ferrous MetalsJindal Steel & Power Ltd.FinanceHousing Development Finance Corporation Ltd.Industrial Capital GoodsAbb India Ltd.Non - Ferrous MetalsNational Aluminium Co. Ltd.PesticidesBayer Cropscience Ltd.Petroleum ProductsReliance Industries Ltd.Bharat Petroleum Corporation Ltd.PharmaceuticalsDr Reddys Laboratories Ltd.PowerTata Power Company Ltd.Power Grid Corporation Of India Ltd.SoftwareInfosys Ltd.HCL Technologies Ltd.Tata Consultancy Services Ltd.Telecom - ServicesBharti Airtel Ltd.Other Equities^

% toNAV

% to NAVDerivative

Tata Consultancy Services Ltd.Tata Consultancy Services Ltd.- FutureUltratech Cement Ltd.Ultratech Cement Ltd.- FutureCommodity & Exchange Traded Commodity DerivativesA) Listed On Commodity Exchanges (Quantity In Lots)Cotton Seed Oil Cake Akola (10 Mt 100 Qtls) Comm February 2021 FutureCotton 29Mm (25 Bales 170 Kg Each) Comm February 2021 FutureCotton 29Mm (25 Bales 170 Kg Each) Comm February 2021 FutureCotton 29Mm (25 Bales 170 Kg Each) Comm March 2021 FutureGold (1 Kg-1000 Gms) Commodity April 2021 FutureGold Mini (100 Grams) Commodity April 2021 FutureGold Mini (100 Grams) Commodity March 2021 FutureGuar Gum Jodhpur (5 Mt - 50 Qtls) Commodity February 2021 FutureGuar Seed10 Jodhpur (10 Mt 100 Qtls) Commodity February 2021 FutureKapas Rajkot (200 Mounds Of 20Kg Each) Commodity April 2021 FutureBullion Mcx Index February 2021 FutureRape Mustard Seed Jaipur (10 Mt -100 Qtls) Commodity April 2021 FutureRape Mustard Seed Jaipur (10 Mt -100 Qtls) Commodity February 2021 FutureSilver (30 Kg) Commodity March 2021 FutureSilver (30 Kg) Commodity May 2021 FutureSilver Mini (5 Kgs) Commodity April 2021 FutureSilver Mini (5 Kgs) Commodity February 2021 FutureSoy Oil Indore (5 Mt 5000Kgs) Commodity April 2021 FutureSoy Oil Indore (5 Mt 5000Kgs) Commodity March 2021 FutureZinc (5 Mt-5000 Gms) Commodity February 2021 FutureZinc (5 Mt-5000 Gms) Commodity March 2021 FutureZinc (5 Mt-5000 Gms) Commodity March 2021 Future

-0.57

-0.18-9.56

-0.15

-0.11-0.20

-8.92

-0.10-0.08

0.57

0.18

15.37

0.100.100.15

3.390.471.410.060.040.020.300.10

0.20

8.780.10

0.080.08


33


INVESTMENT STYLE


DATE OF ALLOTMENTMarch 04, 2020

FUND MANAGER

PORTFOLIO

Fund invests in a mix of equity and equity related instruments, Fixed Income and Commodities & Exchange traded Commodity derivatives.

The investment objective of the scheme is to generate long term capital appreciation. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Rahul Singh (Equity) (Managing Since 12-Mar-20 and overall experience of 25 years), Sailesh Jain (Equity Arbitrage) (Managing Since 12-Mar-20 and overall experience of 17 years), Murthy Nagarajan (Fixed Income) (Managing Since 12-Mar-20 and overallexperience of 24 years) and Aurobinda Prasad Gayan (Commodities) (Managing Since 12-Mar-20 and overall experience of 15 years)

Tata Multi Asset Opportunities Fund(An Open Ended Scheme investing in equity, debt & exchange traded commodity derivatives)



12.668612.668612.448712.4487

::::


TURN OVERPortfolio Turnover (Total) Portfolio Turnover (Equity component only)

350.14%81.17%


Growth option: Rs 5,000/- and in multiple of Re.1/- thereafterDividend (payout): Rs 5,000/- and in multiple of Re.1/- thereafter

ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORSRs.1000/-& in multiples of Re.1/-thereafter.

LOAD STRUCTURE


Exit Load :


16.070.791.001.003.65

NA

11.740.910.830.873.680.03



• Exit Load is Nil, if the withdrawal amount or switched out amount is not more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment.

• Exit load is 1% of the applicable NAV if the withdrawal amount or switched out amount is more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment.

• No Exit load will be charged for redemption or switch out after expiry of 365 days from the date of allotment

BENCHMARK65% S&P BSE 200 TRI + 15% CRISIL Short Term Bond Fund Index + 20% iCOMDEX Composite Index



0.902.53


Debt InstrumentsGovernment SecuritiesGOI - 7.32% (28/01/2024)GOI - 7.27% (08/04/2026)GOI - 5.77% (03/08/2030)Non-Convertible Debentures/Bonds08.50 % Nabard06.40 % NabardFixed Deposits (Not Exceeding 91 Days)HDFC Bank Ltd.


5546.622144.201942.201460.22844.16534.16310.00

1335.001335.00

% toNAV

10.574.093.702.781.611.020.592.542.54

SOVSOVSOV



21.95117.01-17.01100.00

^Exposure less than 1% has been clubbed under Other Equities

Low

Lo

w to

Mod

erate


Very High




% to NAVDerivative

Hedge PositionsBharti Airtel Ltd.Bharti Airtel Ltd.- FutureHindustan Unilever Ltd.Hindustan Unilever Ltd.- FutureHousing Development Finance Corporation Ltd.Housing Development Finance Corporation Ltd.- FutureICICI Bank Ltd.ICICI Bank Ltd.- FutureLupin Ltd.Lupin Ltd.- Future

-1.86

-0.18

-0.18

-0.56

-0.18

-0.36

2.210.18

0.18

0.56

0.18

0.36

15.68%8.74%

5.56%5.05%

4.44%3.42%

3.02%3.00%2.86%2.83%2.73%

1.94%1.89%

1.61%1.38%

0.78%

0.00% 4.00% 8.00% 12.00% 16.00% 20.00%



PharmaTelecom

PowerConstruction

Cement & Cement ProductsMetals

Industrial ManufacturingAutomobile

Fertilisers & PesticidesHealthcare Services

ServicesChemicals

8094

108122136150

Mar-20 Jun-20 Oct-20 Jan-21

Tata Multi Asset Opportunities Fund - Reg - Growth65% S&P BSE 200 TRI + 15% CRISIL Short Term Bond Fund Index + 20%iCOMDEX Composite Index



34


INVESTMENT STYLE



:::

:


Gross Yield to Maturity (For Debt Component)*- Excluding Net Current Assets 5.29%





LOAD STRUCTURE


Exit Load :

PORTFOLIO

Name of the Instrument

2657.172645.07

12.1016300.19

2026.482024.24

1994.841525.201491.101047.191043.661041.371035.601035.46

674.05

529.95525.22

202.21

10.5810.530.05

64.928.078.06

7.946.075.944.174.164.154.124.12

2.68

2.112.09

0.81

SOVSOV

CRISIL- AAAIND AAA

CRISIL- AAACRISIL- AA

CRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAA

IND AAA

CRISIL- AAA


CRISIL- AAA

Name of the Instrument RatingsRs. Lakhs

% to NAV

Repo

Portfolio Total


Net Assets

2931.65

24391.77

717.74

25109.51

11.68

97.15

2.85

100.00





Returns

Total Value of B: CRISIL Composite Bond Fund Index

B: CRISIL Composite Bond Fund Index

Total Value of AB: CRISIL 10 Year Gilt Index

AB: CRISIL 10 Year Gilt Index


120,000

123,832

6.02%

125,258

8.29%

123,765

5.92%

360,000

402,664

7.42%

421,745

10.57%

414,340

9.36%

600,000

711,027

6.73%

756,734

9.23%

730,659

7.82%

840,000

1,081,177

7.10%

1,166,803

9.24%

1,117,032

8.02%

1,200,000

1,788,742

7.75%

1,923,416

9.13%

1,793,642

7.80%

2,080,000

4,107,653

7.36%

4,444,388

8.16%

3,970,756

7.01%

[ICRA]AAA mfs rating by ICRA$

Aims to create a liquid portfolio of good quality debt as well as Money Market Instruments so as to provide reasonable returns and liquidity.

To provide reasonable returns and high level of liquidity by investing in debt instruments including bonds, debentures and Government securities; and money market instruments such as treasury bills, commercial papers, certificates of deposit, including repos in permitted securities of different maturities, as permitted by regulation so as to spread the risk across different kinds of issuers in the debt markets. The investment objective is to create a liquid portfolio of good quality debt as well as Money Market Instruments so as to provide reasonable returns and liquidity to the Unitholders.

Std. Dev (Annualised)Portfolio BetaR SquaredTreynorJenson

3.251.001.000.42

NA

2.610.720.790.38

-0.03




Nil

Debt InstrumentsGovernment SecuritiesGOI - 7.16% (20/05/2023)GOI - 7.37% (16/04/2023)Non-Convertible Debentures/Bonds05.69 % Rec Ltd.06.65 % Motherson Sumi Systems Ltd.06.40 % Embassy Office Parks Reit07.15 % Muthoot Finance Ltd.04.96 % LIC Housing Finance Ltd.07.70 % Bajaj Finance Ltd.07.20 % HDFC Ltd.06.95 % Reliance Industries Ltd.07.10 % Bajaj Finance Ltd.07.18 % Canara Bank (Basel III Tier II Bonds)09.75 % Jamnagar Utilities & Power Pvt. Ltd. (Mukesh Ambani Group)07.13 % Nhpc Ltd.07.44 % Bank Of Baroda (Basel III Tier II Bonds)06.24 % State Bank Of India (Basel III Tier II Bonds)

93.0710.55

2502.762502.76

0.370.049.979.97


ICRA- AAA(CE)

07.10 % Power Finance Corporation09.25 % India Infradebt Ltd.Privately Placed/Unlisted08.00 % Ongc Petro-Additions Ltd.

Market ValueRatingsRs. Lakhs

% to NAV

Market Value

Maturity Ladder

Composition by Ratings Instrument Wise Composition

NAV Movement


DATE OF ALLOTMENT

September 03,2003

FUND MANAGER

NAV


34.794820.658631.991318.4364

FUND SIZE

Rs. 251.10 (Rs. in Cr.)

MONTHLY AVERAGE AUM

Rs. 252.80 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular

Akhil Mittal (Managing Since 26-Jun-14 and overall experience of 19 years)

BENCHMARK

CRISIL Composite Bond Fund Index

0.290.74

::::


Tata Dynamic Bond Fund(An open ended dynamic debt scheme investing across duration)


Low

Lo

w to

Mod

erate


Very High



58.84%

14.54%

10.58%

9.97%6.07%

A1+ / AAA

Cash & Cash Equivalents

SOV

AAA(CE)

AA+ / AA 74.88%

14.54%

10.58%

Ncd - Non Convertible Deb


Government Securities

21.64%

55.74%

12.74%

7.02%

0.00%

2.86%

0.00% 10.00% 20.00% 30.00% 40.00% 50.00% 60.00%

0 - 1 Yrs

1 - 3 Yrs

3 - 7 Yrs

7 - 10 Yrs

Abv 10 Yrs

Cash & Others

90

100

110

120

130

140


Tata Dynamic Bond Fund - Reg - GrowthCRISIL Composite Bond Fund Index


MAIN PORTFOLIO


% to NAV

Market Value Name of the Instrument RatingsRs. Lakhs

% to NAV

Market Value

Debt InstrumentsGovernment SecuritiesGOI - 6.68% (17/09/2031)GOI - 6.18% (04/11/2024)GOI - 5.85% (01/12/2030)Non-Convertible Debentures/Bonds06.40 % Embassy Office Parks Reit09.65 % Green Infra Wind Energy Ltd. (Part Of Sembcorp Industries Which Is Part Of Temasek Group)07.97 % LIC Housing Finance Ltd.07.42 % Power Finance Corporation08.00 % Ongc Petro-Additions Ltd.07.90 % India Infradebt Ltd.08.50 % Bank Of Baroda (Basel III Tier I Bonds)07.25 % Nuvoco Vistas Corporation Ltd.08.35 % Indian Railways Finance Corporation Ltd.07.70 % Tata Steel Ltd.07.20 % Sikka Ports And Terminals Ltd. (Mukesh Ambani Group)06.65 % Motherson Sumi Systems Ltd.07.25 % Punjab National Bank (Basel III Tier II Bonds)Privately Placed/Unlisted08.30 % Sbi Cards & Payment Services Ltd.Money Market InstrumentsTata Teleservices Ltd. - CPL&T Infrastucture Finance Co Ltd. - CP

SOVSOVSOV

CRISIL- AAAIND AA


ICRA- AAA(CE)CRISIL- AAA

CARE- AA

CRISIL- AACRISIL- AAA

CARE- AACRISIL- AAA

IND AAACRISIL- AA+

CRISIL- AAA

CRISIL- A1+ICRA- A1+

1131.72724.15208.33199.24

5021.36498.71485.98

424.99423.20409.41409.21405.48

397.96388.40

357.86313.14

303.64203.38

422.31422.31

384.08285.6298.46

15.359.822.822.70

68.096.766.59

5.765.745.555.555.50

5.405.27

4.854.25

4.122.76

5.735.73

5.213.871.34


240.077199.54175.35

7374.89

3.2697.632.37

100.00

Portfolio TotalCash / Net Current Assets/ (Liabilities)Net Assets

150.000.00

150.00

100.000.00

100.00

SEGREGATED PORTFOLIO (No. 1)


% to NAV


% to NAV

Market Value

Debt InstrumentsNon-convertible Debentures/bonds08.90 % Dewan Housing Fin Corporation Ltd. $$

CARE- D150.00150.00

100.00100.00

Main PortfolioSegregated Portfolio

Rs. 74.03 (Rs. in Cr.)Rs. 1.50 (Rs. in Cr.)

::



::

NANA

Segregated Portfolio0.401.40

Main Portfolio

Segregated PortfolioMain Portfolio

(Below information is applicable for the Main Portfolio)



2.901.001.000.39

NA

9.250.680.48

-0.14-0.36

35


INVESTMENT STYLE


DATE OF ALLOTMENT

November 11,2002

FUND MANAGER

NAV

Direct - GrowthDirect - BonusReg - GrowthReg - Dividend

0.83730.38310.78530.3582

30.463214.164428.126212.8064





LOAD STRUCTURE


The aim of the Fund Manager is to identify and allocate the assets of the scheme between various fixed income securities with the objective of generate reasonable returns at moderate risk. The security will be identified based on various parameters such as issuer's credit rating history, financial track record of the issuer, corporate governance track record of the issuer, liquidity of the security, maturity of the security, interest rate scenario etc. Depending upon prevailing market conditions & interest rate scenario, the portfolio duration and average maturity can be increased or decreased within the range of three to seven years. In case of a rising interest rate environment the duration/average maturity of the fund may be reduced whereas in a falling interest rate scenario the holding in medium/long securities may be maximized.

The investment objective of the scheme is to generate income and capital appreciation over a medium term. However, there can be no assurance that the investment objective of the scheme will be realized.

Abhishek Sonthalia (Managing Since 06-Feb-20 and overall experience of 12 years) & Murthy Nagarajan (Managing Since 06-Feb-20 and overall experience of 24 years)

FUND SIZE



1) On or before expiry of 365 days from the date of allotment: If the withdrawal amount or switched out amount is not more than 12% of the original cost of investment: NIL2) On or before expiry of 365 days from the date of allotment: If the withdrawal amount or switched out amount is more than 12% of the original cost of investment: 1%3) Redemption after expiry of 365 days from the date of allotment: NIL (w.e.f 5th November, 2018) Maturity Ladder - Main Portfolio

Composition by Ratings - Main Portfolio Instrument Wise Composition - Main Portfolio

NAV Movement - Main Portfolio


:

:



::

BENCHMARK

Crisil Medium Term Debt Index

MONTHLY AVERAGE AUM

EXPENSE RATIO**

DirectRegular**Note: The rates specified are actual month end expenses charged as on Jan 31, 2021. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, wherever applicable.

Tata Medium Term Fund(An open ended medium term debt scheme investing in instruments such that the Macaulay duration of the portfolio is between 3 years and 4 years.)

Not Applicable for Segregated PortfolioPlease refer to our Tata Mutual Fund website for fundamental changes, wherever applicable

*Computed on the invested amount for debt portfolio.

(Number of Segregated portfolios in the scheme 1)

$$ - The long term rating of Dewan Housing Finance Corporation Ltd.(DHFL) has been downgraded to Default category . The securities of DHFL has been valued in accordance with the price provided by the valuation agencies. A segregated portfolio had been created post approval of Trustees. Net Current Assets include receivables due from DHFL.

Low

Lo

w to

Mod

erate


Very High



48.38%

25.09%

15.35%

5.63%5.55%

A1+ / AAA

AA+ / AA

SOV


AAA(CE)73.81%

15.35%

5.63%5.21%




Commercial Papers

8.46%

31.62%

25.73%

16.49%

15.32%

2.38%

0.00% 10.00% 20.00% 30.00% 40.00%

0 - 1 Yrs

1 - 3 Yrs

3 - 7 Yrs

7 - 10 Yrs

Abv 10 Yrs

Cash & Others

90

100

110

120

130

140


Tata Medium Term Fund - Reg - GrowthCrisil Medium Term Debt Index



36


INVESTMENT STYLE


DATE OF ALLOTMENT

April 28, 1997

FUND MANAGER

NAVDirect - GrowthDirect - Half Yearly DividendDir- DividendReg - GrowthReg - Half Yearly DividendReg- Dividend

::::::

69.953916.322239.822465.336315.062237.9231

FUND SIZE

Rs. 56.96 (Rs. in Cr.)




LOAD STRUCTURE

Entry Load ::

Not ApplicableExit Load

PORTFOLIO


593.82497.0081.2013.422.20

4348.71562.43560.66

526.74525.22

521.29

520.10499.19329.77303.31

527.89527.89

10.438.731.430.240.04

76.359.879.84

9.259.22

9.15

9.138.765.795.33

9.279.27


% to NAV

Repo

Portfolio Total


Net Assets

19.92

5490.34

205.38

5695.72

0.35

96.39

3.61

100.00





Returns

Total Value of B: Crisil Medium to Long Term Debt Index

B: Crisil Medium to Long Term Debt Index



(Inception date :28-Apr-1997) (First Installment date : 01-Aug-1997)

120,000

125,254

8.29%

125,586

8.82%

123,765

5.92%

360,000

414,515

9.39%

424,259

10.98%

414,340

9.36%

2,820,000

7,355,620

7.41%

9,559,000

9.27%

4,796,506

6.92%

1,200,000

1,818,773

8.07%

1,949,665

9.38%

1,793,642

7.80%

840,000

1,109,417

7.83%

1,176,438

9.47%

1,117,032

8.02%

600,000

731,238

7.85%

761,617

9.49%

730,659

7.82%

An income scheme with exposure to rated debt instruments with medium to long term maturity.

The investment objective of the Scheme is to provide income distribution/capital appreciation over medium to long term.

Akhil Mittal (Managing Since 26-Jun-14 and overall experience of 19 years)

Half Yearly Dividend Plan, Periodic Dividend Plan, Growth Plan, Bonus Plan: Rs. 5,000/- and in multiples of Re. 1/- thereafter. Quarterly Dividend Plan: Rs. 10,000/- and in multiples of Re. 1/- thereafter.


3.481.001.000.42

NA

3.010.820.890.430.01


1% if redeemed before expiry of 365 days from the date of allotment(w.e.f. 1st July, 2014)


% to NAV

Market Value

Debt InstrumentsGovernment SecuritiesGOI - 5.15% (09/11/2025)GOI - 7.69% (17/06/2043)GOI - 5.77% (03/08/2030)GOI - 6.84% (19/12/2022)Non-Convertible Debentures/Bonds09.10 % Power Finance Corporation08.55 % Indian Railways Finance Corporation Ltd.07.32 % NTPC Ltd.07.44 % Bank Of Baroda (Basel III Tier II Bonds)07.35 % National Highways Authority Of India07.55 % Rec Ltd.06.83 % HDFC Ltd.08.70 % LIC Housing Finance Ltd.06.24 % State Bank Of India (Basel III Tier II Bonds)Privately Placed/Unlisted08.30 % Sbi Cards & Payment Services Ltd.

SOVSOVSOVSOV



CRISIL- AAA


CRISIL- AAA

Maturity Ladder


NAV Movement

For calculation methodology please refer Pg 64 Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered. For scheme performance refer pages 49-64. *B: Benchmark, AB: Additional Benchmark Source: MFI Explorer


:: :

:



BENCHMARK

Crisil Medium to Long Term Debt Index

MONTHLY AVERAGE AUM

Rs. 56.97 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular

1.101.95


Tata Income Fund (An open ended medium term debt scheme investing in instruments such that the Macaulay duration of the portfolio is between 4 year and 7 years)




85.62%

10.43%3.95%

A1+ / AAA

SOV


85.62%

10.43%3.95%




0.35%

9.31%

8.73%

76.59%

1.43%

3.61%

0.00% 20.00% 40.00% 60.00% 80.00%

0 - 1 Yrs

1 - 3 Yrs

3 - 7 Yrs

7 - 10 Yrs

Abv 10 Yrs

Cash & Others

90

100

110

120

130

140


Tata Income Fund - Reg - GrowthCrisil Medium to Long Term Debt Index

Low

Lo

w to

Mod

erate


Very High






1.701.001.000.39

NA

3.251.030.260.20

-0.20

37


INVESTMENT STYLE


DATE OF ALLOTMENT

August 8, 2002

FUND MANAGER

NAV

Direct - GrowthDirect - Monthly DividendDirect -DividendReg - GrowthReg - Monthly DividendReg -Dividend

::::::

40.414818.357221.445737.924817.136220.1140

FUND SIZE

Rs. 3413.67 (Rs. in Cr.)





LOAD STRUCTURE


Exit Load :

PORTFOLIO


117710.1347395.3033297.5011400.126877.175305.014501.472136.961582.071186.051064.08565.55517.25500.00386.55340.92314.25202.79136.65

0.44125189.31

13870.899955.858031.267530.316715.295342.085241.285160.325043.975030.304905.81

4727.003782.613633.313347.393160.193113.412600.29

2553.612533.102505.54

34.4813.889.753.342.011.551.320.630.460.350.310.170.150.150.110.100.090.060.040.00

36.674.062.922.352.211.971.561.541.511.481.471.44

1.381.111.060.980.930.910.76

0.750.740.73

SOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOV

CRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAA

CRISIL- AAAICRA- AAA


ICRA- AAA

CRISIL- AAACRISIL- AAACRISIL- AAA


% to NAV


606.65335199.05

6168.40341367.45

0.1898.201.80

100.00


Total Amount Invested (Rs.)Total Value as on Jan 31, 2021 (Rs.)ReturnsTotal Value of B: Crisil Short Term Bond Fund IndexB: Crisil Short Term Bond Fund IndexTotal Value of AB: CRISIL 1 Year T-Bill IndexAB: CRISIL 1 Year T-Bill Index(Inception date :08-Aug-2002) (First Installment date : 01-Sep-2002)

120,000

124,497

7.08%

124,773

7.52%

122,643

4.14%

360,000

402,884

7.46%

412,734

9.10%

395,488

6.21%

600,000

706,118

6.46%

741,993

8.44%

705,199

6.40%

840,000

1,063,914

6.65%

1,133,632

8.43%

1,063,993

6.65%

1,200,000

1,738,914

7.21%

1,866,513

8.56%

1,707,960

6.87%

2,210,000

4,656,623

7.53%

4,892,312

8.00%

4,149,878

6.42%


A debt scheme that invests in short term debt instruments having high level of liquidity.

The investment objective is to generate regular income/appreciation over a short term period. There can be no assurance that the investment objective of the Scheme will be realised.

Murthy Nagarajan (Managing Since 1-Apr-17 and overall experience of 24 years) & Abhishek Sonthalia (Managing Since 06-Feb-20 and overall experience of 12 years)



Nil (w.e.f 24th January, 2019)

Ratings Market ValueRs. Lakhs

% to NAV


NAV MovementMaturity Ladder

Debt Instruments Government SecuritiesGOI - 6.18% (04/11/2024)GOI - 7.32% (28/01/2024)GOI - 7.68% (15/12/2023)GOI - 7.16% (20/05/2023)GOI - 7.37% (16/04/2023)GOI - 5.77% (03/08/2030)GOI - 7.27% (08/04/2026)GOI - 6.79% (15/05/2027)GOI - 5.85% (01/12/2030)GOI - 6.97% (06/09/2026)GOI - 7.26% (14/01/2029)GOI - 6.68% (17/09/2031)GOI - 5.22% (15/06/2025)GOI - 6.22% (16/03/2035)GOI - 7.17% (08/01/2028)GOI - 6.84% (19/12/2022)GOI - 5.79% (11/05/2030)GOI - 6.19% (16/09/2034)SDL Tamilnadu 8.18% (19/12/2028) Non-Convertible Debentures/Bonds 05.78 % HDFC Ltd. 05.78 % Chennai Petroleum Corporation Ltd. 06.67 % HDFC Life Insurance Co. Ltd. 06.49 % Nabard 06.64 % Mangalore Refinery & Petrochemicals Ltd. 07.60 % Grasim Industries Ltd. Reliance Industries Ltd. - Frb 06.44 % Indian Oil Corp Ltd. 05.05 % Indian Oil Corp Ltd. 06.85 % ICICI Prudential Life Insurance Company Ltd. 07.20 % Sikka Ports And Terminals Ltd. (Mukesh Ambani Group) 07.44 % Bank Of Baroda (Basel III Tier II Bonds) 07.50 % Nhpc Ltd. 07.09 % Rec Ltd. 09.25 % Reliance Industries Ltd. 07.40 % LIC Housing Finance Ltd. 07.18 % Nabard 06.99 % Housing & Urban Development Corporation Ltd. 08.37 % Nabard 05.69 % Rec Ltd. 08.71 % Hdb Financial Services Ltd.

08.10 % Tata Capital Housing Finance Ltd. 07.35 % HDFC Ltd. 08.24 % Power Grid Corporation Of India Ltd. 06.40 % Nabard 07.55 % Rec Ltd. 07.13 % Nhpc Ltd. 06.85 % Power Grid Corporation Of India Ltd. 06.09 % Housing & Urban Development Corporation Ltd. 07.47 % Power Finance Corporation 08.75 % HDFC Ltd. 07.75 % India Infradebt Ltd. 08.24 % India Infradebt Ltd. 09.25 % India Infradebt Ltd. 07.65 % Indian Railways Finance Corporation Ltd. 07.24 % Indian Railways Finance Corporation Ltd. 08.70 % Reliance Industries Ltd. 08.80 % Power Grid Corporation Of India Ltd. 08.35 % Indian Railways Finance Corporation Ltd. 08.50 % Nabard 08.37 % India Infradebt Ltd. 09.84 % Iot Utkal Energy Services Ltd. (Indan Oil Ltd. Is Both The Off-Taker And Major Shareholder Of Sponsor IOT) 07.90 % India Infradebt Ltd. 08.27 % National Highways Authority Of India Privately Placed/Unlisted 08.00 % Ongc Petro-Additions Ltd. 08.30 % Sbi Cards & Payment Services Ltd. 08.10 % Sbi Cards & Payment Services Ltd. Money Market Instruments Axis Bank Ltd. - CD Kotak Mahindra Investments Ltd. - CP HDFC Ltd. - CP EXIM - CD Axis Bank Ltd. - CD Sbi Global Factors Ltd. - CP Axis Bank Ltd. - CD

CRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAA


ICRA- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAA


ICRA- AAA(CE)CRISIL- AAACRISIL- AAA

CRISIL- A1+CRISIL- A1+CRISIL- A1+CRISIL- A1+CRISIL- A1+CRISIL- A1+CRISIL- A1+

2405.232098.651683.601549.991058.261056.661050.841026.561019.86702.97509.90507.57348.24271.33266.28193.92128.93110.97106.83103.4090.81

81.8432.86

32193.7916217.859079.776896.17

59499.1614535.1810000.009696.829676.639666.853492.442431.24

0.700.610.490.450.310.310.310.300.300.210.150.150.100.080.080.060.040.030.030.030.03

0.020.019.434.752.662.02

17.434.262.932.842.832.831.020.71

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.For scheme performance refer pages 49-63*B: Benchmark, AB: Additional BenchmarkSource: MFI Explorer


:::

:



BENCHMARK

Crisil Short Term Bond Fund Index

MONTHLY AVERAGE AUM

Rs. 3619.41 (Rs. in Cr.)


0.291.24


Tata Short Term Bond Fund(An open ended short term debt scheme investing in instruments such that the Macaulay duration of portfolio is between 1 year and 3 years.)



NoteSundry Debtors: Rs 195 crs. due against redemption of Commercial Paper of Infrastructure Leasing & Financial Services Ltd matured respectively on 26/09/2018 , 27/11/2018 and 08/11/2019 respectively, the same is not included in the above portfolio statement.

Low

Lo

w to

Moderat

Moderat ModeratelyHighHigh

Very High



58.78%

34.48%

4.75%1.99%

A1+ / AAA

SOV

AAA(CE)


44.57%

34.48%

10.64%

6.79%1.98%1.54% 0.00% Ncd - Non Convertible Deb


Certificate Of Deposit

Commercial Papers


Floating Rate Bonds

State Development Loans

24.77%34.95%

28.32%9.84%

0.30%1.81%

0.00% 10.00% 20.00% 30.00% 40.00%

0 - 1 Yrs1 - 3 Yrs3 - 7 Yrs

7 - 10 YrsAbv 10 Yrs

Cash & Others

9098

106114122130


Tata Short Term Bond Fund - Reg - GrowthCrisil Short Term Bond Fund Index


(Below information is applicable for the Main Portfolio)

NANA

Segregated Portfolio0.350.53

Main PortfolioDirectRegular


::




::

SegregatedPortfolio

MainPortfolio

MAIN PORTFOLIO


% to NAV


% to NAV

Market Value

Debt Instruments Government SecuritiesGOI - 5.09% (13/04/2022)SDL Odisha 6.94% (26/07/2021)GOI - 7.16% (20/05/2023)SDL Odisha 8.48% (24/02/2021)SDL Andhra Pradesh 7.56% (14/02/2021)SDL Andhra Pradesh 9.12% (23/05/2022)SDL Maharashtra 7.62% (14/03/2021)SDL Maharashtra 8.46% (03/03/2021)SDL Punjab 7.75% (13/07/2021) Non-Convertible Debentures/Bonds/Zcb 06.99 % HDFC Ltd. 04.60 % Nabard 06.32 % Rec Ltd. 07.33 % Sundaram Fin Ltd. 07.27 % Power Finance Corporation 07.22 % LIC Housing Finance Ltd. 07.40 % Power Finance Corporation 06.55 % Mahindra & Mahindra Financial Services Ltd. 07.40 % Rec Ltd. 06.22 % HDFC Ltd. Sundaram Fin Ltd. - Zcb 08.65 % Power Finance Corporation 06.55 % NTPC Ltd. 06.19 % Indian Railways Finance Corporation Ltd. 07.17 % National Highways Authority Of India 06.99 % Rec Ltd. 08.43 % Kotak Mahindra Prime Ltd. 06.65 % Motherson Sumi Systems Ltd. 08.23 % Housing & Urban Development Corporation Ltd. Bajaj Housing Finance Ltd. - Zcb 07.60 % National Highways Authority Of India 08.75 % HDFC Ltd. 07.62 % Housing & Urban Development Corporation Ltd. 07.28 % HDFC Ltd. 07.10 % Power Finance Corporation 08.10 % Rec Ltd.

SOVSOVSOVSOVSOVSOVSOVSOVSOV

CRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACARE- AAA

CRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAA

IND AAAICRA- AAA


ICRA- AAA


35242.4310135.007616.605290.135016.013505.201059.061005.161004.62610.65

76304.785103.545005.304074.743595.633592.943576.313572.403556.273167.613044.762835.092754.042588.912574.272569.802561.832540.792530.302088.78

1932.401659.121606.781563.44

1557.091551.211073.91

16.504.753.572.482.351.640.500.470.470.29

35.732.392.341.911.681.681.671.671.671.481.431.331.291.211.211.201.201.191.180.98

0.900.780.750.73

0.730.730.50


7091.02210976.70

2611.98213588.68

3.3298.781.22

100.00

08.27 % Rec Ltd. 06.59 % Indian Railways Finance Corporation Ltd. 08.50 % Nhpc Ltd. 06.50 % Nabard 07.03 % LIC Housing Finance Ltd. 09.40 % L&T Housing Finance Ltd. 09.75 % Rec Ltd. 08.60 % Nabard 10.25 % Sikka Ports And Terminals Ltd. (Mukesh Ambani Group) Privately Placed/Unlisted 08.00 % Ongc Petro-Additions Ltd. Money Market Instruments Cholamandalam Invt & Fin Co Ltd. - CP Axis Bank Ltd. - CD Indusind Bank Ltd. - CD Treasury Bill 364 Days (25/03/2021) EXIM - CP NABARD - CD Power Finance Corporation - CP Axis Bank Ltd. - CD Tata Motors Finance Ltd. - CP Axis Bank Ltd. - CD Tata Motors Finance Ltd. - CP Network 18 Media & Investments Ltd. - CP Deutsche Investment India Pvt Ltd. - CP Stdchtd Inv & Loans (India) Ltd. - CP HDFC Ltd. - CP Adani Ports & Special Economic Zone Ltd. - CP Deutsche Investment India Pvt Ltd. - CP Tata Power Company Ltd. - CP Bank Of Baroda - CD Reliance Industries Ltd. - CP L&T Infrastucture Finance Co Ltd. - CP HDFC Ltd. - CP Tata Teleservices Ltd. - CP


ICRA- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAA

ICRA- AAA(CE)

CRISIL- A1+CRISIL- A1+CRISIL- A1+SOVRN SOV


ICRA- A1+CRISIL- A1+CRISIL- A1+CRISIL- A1+

ICRA- A1+CRISIL- A1+CRISIL- A1+

IND A1+CRISIL- A1+


1042.181037.58527.55516.17511.36278.2552.0641.7120.66

2502.762502.76

89835.718679.186419.464984.914976.824940.484912.944909.244862.494849.614833.434762.743991.063463.882496.382494.642492.242490.642487.722471.562467.312461.592435.32952.07

0.490.490.250.240.240.130.020.020.01

1.171.17

42.064.063.012.332.332.312.302.302.282.272.262.231.871.621.171.171.171.171.161.161.161.151.140.45

Cash / Net Current Assets/ (Liabilities)Net Assets

535.001192.00

44.88100.00

SEGREGATED PORTFOLIO (No. 1)Name of the Instrument Ratings

Rs. Lakhs% to NAV


% to NAV

Market Value

Debt InstrumentsNon-convertible Debentures/bonds08.90 % Dewan Housing Fin Corporation Ltd. $$

Portfolio Total

CARE- D657.00657.00

657.00

55.1255.12

55.12


38


INVESTMENT STYLE


DATE OF ALLOTMENT

September 06,2005

FUND MANAGER

NAV

Direct - GrowthDirect - DividendDirect - Weekly DivDirect - Daily DividendReg - GrowthReg - DividendReg - Weekly DivReg - Daily Dividend

31.467019.953310.930510.863931.121619.744410.929310.8631

3097.21861965.62351007.49081002.60593054.51291937.30561007.35761002.5034

FUND SIZE





LOAD STRUCTURE


[ICRA]AA+mfs rating by ICRA$

The Scheme will invest in various money market and fixed income securities with objective of providing liquidity and generating reasonable returns with lower interest rate risk. The average maturity of the portfolio shall be between three months to one year

The investment objective of the scheme is to generate regular income & capital appreciation by investing in a portfolio of debt & money market instruments with relatively lower interest rate risk. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The Scheme does not assure or guarantee any returns.


0.831.001.000.34

NA

3.330.880.530.19

-0.13



Maturity Ladder - Main Portfolio

Composition by Ratings - Main Portfolio Instrument Wise Composition - Main Portfolio

NAV Movement - Main Portfolio

NIL


:::

:

9.81 Months9.50 Months

10.21 MonthsGross Yield to Maturity (For Debt Component)*

- Excluding Net Current Assets 4.19%

BENCHMARK

Crisil Low Duration Debt Index

MONTHLY AVERAGE AUM

EXPENSE RATIO**


Tata Treasury Advantage Fund(An open ended low duration debt scheme investing in instruments such that the Macaulay duration of portfolio is between 6 months and 12 months.)

Akhil Mittal (Managing Since 26-Jun-14 and overall experience of 19 years) & Abhishek Sonthalia (Managing Since 06-Feb-20 and overall experience of 12 years)

Not Applicable for Segregated Portfolio



$$ - The long term rating of DEWAN HOUSING FINANCE CORPORATION LTD.(DHFL) has been downgraded to Default category . The securities of DHFL has been valued in accordance with the price provided by the valuation agencies. A segregated portfolio had been created post approval of Trustees.

(Number of Segregated portfolios in the scheme 1)

Low

Lo

w to

Mod

erate


Very High



75.46%

18.83%

4.54% 1.17%

A1+ / AAA

SOV


AAA(CE)

34.66%

26.39%

13.34%

9.28%

7.22%

4.55%2.33% 2.23%


Commercial Papers





Treasury Bills

Zero Coupon Bonds

11.51%12.65%

18.42%28.27%

15.50%6.81%

5.62%0%

1.22%

0.00% 10.00% 20.00% 30.00%

0 - 1 Mths1 - 3 Mths3 - 6 Mths

6 - 12 Mths1 - 2 Yrs2 - 3 Yrs3 - 5 Yrs

Abv 5 YrsCash & Others

100

106

112

118

124

130


Tata Treasury Advantage Fund - Reg - GrowthCrisil Low Duration Debt Index



39


INVESTMENT STYLE


DATE OF ALLOTMENT

May 22, 2003

FUND MANAGER

NAV

Direct - GrowthDirect - Daily DividendReg - GrowthReg - Daily Dividend

::::

3640.82601114.52003612.44281114.5200

0.230.44

FUND SIZE

Rs. 1873.86 (Rs. in Cr.)

MONTHLY AVERAGE AUM

Rs. 1725.02 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular





LOAD STRUCTURE


Exit Load :

PORTFOLIO


13560.02196950.42

-9564.43187385.99

7.24105.11

-5.11100.00





Returns

Total Value of B: Crisil Money Market Index

B: Crisil Money Market Index

Total Value of AB: CRISIL 1 Year T-Bill Index

AB: CRISIL 1 Year T-Bill Index

(Inception date :22-May-2003) (First Installment date : 01-Jun-2003)

120,000

123,277

5.15%

122,944

4.62%

122,643

4.14%

360,000

391,020

5.45%

395,563

6.22%

395,496

6.21%

600,000

685,457

5.27%

709,830

6.66%

705,293

6.41%

840,000

1,028,332

5.69%

1,076,639

6.98%

1,032,020

7.06%

1,200,000

1,669,900

6.43%

1,762,828

7.47%

1,710,442

9.91%

2,120,000

4,078,953

6.95%

4,293,947

7.47%

3,892,122

7.08%

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered. For scheme performance refer pages 49-64.*B: Benchmark, AB: Additional BenchmarkSource: MFI Explorer

[ICRA]A1+mfs rating by ICRA$

The investment objective is to generate returns with reasonable liquidity to the unitholders by investing in money market instruments.

A money market scheme (liquid fund category) that invests 100% of its net assets in Money market securities.

Amit Somani (Managing Since 16-Oct-13 and overall experience of 19 years)

BENCHMARK

Crisil Money Market Index


0.481.001.000.28

NA

3.63-0.780.01

-0.120.32



Debt Instruments Government SecuritiesGOI - 7.94% (24-05-2021)GOI - 7.80% (11/04/2021)SDL Tamilnadu 8.50% (17/02/2021)SDL Andhra Pradesh 8.51% (17/02/2021) Money Market Instruments Treasury Bill 364 Days (29/04/2021) Treasury Bill 182 Days (29/07/2021) EXIM - CD Treasury Bill 91 Days (29/04/2021) Bank Of Baroda - CD NABARD - CP Kotak Mahindra Prime Ltd. - CP Reliance Retail Ventures Ltd. - CP Network 18 Media & Investments Ltd. - CP Reliance Retail Ventures Ltd. - CP Tata Motors Finance Ltd. - CP NABARD - CD Tata Teleservices Ltd. - CP Tata Teleservices (Maharashtra) Ltd. - CP Sundaram Home Finance Ltd. - CP Stdchtd Inv & Loans (India) Ltd. - CP Indusind Bank Ltd. - CD Adani Ports & Special Economic Zone Ltd. - CP Aditya Birla Money Ltd. - CP Deutsche Investment India Pvt Ltd. - CP

SOVSOVSOVSOV

SOVRN SOVSOVRN SOV

CRISIL- A1+SOVRN SOV

IND A1+CRISIL- A1+CRISIL- A1+CRISIL- A1+

ICRA- A1+CRISIL- A1+CRISIL- A1+CRISIL- A1+CRISIL- A1+CRISIL- A1+CRISIL- A1+CRISIL- A1+CRISIL- A1+

ICRA- A1+

CRISIL- A1+CRISIL- A1+

19795.2110141.50

9580.5443.1030.07

163595.1924802.5512289.64

9924.959921.029890.777488.325000.004995.844988.834980.234939.864807.954474.713998.083488.542496.382492.452492.24

2491.512490.64

10.565.415.110.020.02

87.3013.24

6.565.305.295.284.002.672.672.662.662.642.572.392.131.861.331.331.33

1.331.33

Birla Group Holdings Private Ltd. - CP (A Key Promoter Group Company Of Aditya Birla Group Promoters Holding Stakes In Companies Like Hindalco, Grasim, ABFRL, And Aditya Birla Capital Ltd.) Tata Teleservices (Maharashtra) Ltd. - CP Larsen & Toubro Ltd. - CP Tata Power Company Ltd. - CP Deutsche Investment India Pvt Ltd. - CP HDFC Ltd. - CP HDFC Ltd. - CP Bahadur Chand Investments Pvt. Ltd. - CP (A Key Promoter Group Company Of Hero Moto Corp Ltd. Holding Around 20% Stake Of HMCL) Axis Bank Ltd. - CD EXIM - CP Indusind Bank Ltd. - CD L&T Finance Ltd. - CP L&T Infrastucture Finance Co Ltd. - CP Sbi Global Factors Ltd. - CP Cholamandalam Invt & Fin Co Ltd. - CP

CRISIL- A1+

CRISIL- A1+CRISIL- A1+CRISIL- A1+CRISIL- A1+CRISIL- A1+CRISIL- A1+

ICRA- A1+

CRISIL- A1+CRISIL- A1+CRISIL- A1+CRISIL- A1+


2489.81

2488.142487.992487.722474.202472.792470.742470.61

2469.022467.382465.622462.042461.591496.761476.27

1.33

1.331.331.331.321.321.321.32

1.321.321.321.311.310.800.79

Composition by Ratings

Maturity Ladder NAV Movement

Instrument Wise Composition


% to NAV


% to NAV


:::

:

3.02 Months3.01 Months3.02 Months



Tata Money Market Fund(An open ended debt scheme investing in money market instruments.)



Nil (w.e.f 24th January, 2019)

Note: Sundry Debtors: Rs 50 crs. due against redemption of Commercial Paper of Infrastructure Leasing & Financial Services Ltd matured on 29/10/2018 , the same is not included in the above portfolio statement.

Low

Lo

w to

Mod

erate


Very High



62.21%

35.65%

2.14%

A1+ / AAA

SOV


45.11%

25.09%

17.10%

10.52%2.14% 0.04%

Commercial Papers

Treasury Bills





26.19%44.07%

29.89%4.95%

0.00%0.00%0.00%0%

0.00% 10.00% 20.00% 30.00% 40.00% 50.00%


6 - 12 Mths1 - 2 Yrs2 - 3 Yrs3 - 5 Yrs

Abv 5 Yrs

90

98

106

114

122

130


Tata Money Market Fund - Reg - GrowthCrisil Money Market Index



INVESTMENT STYLE






LOAD STRUCTURE


Exit Load : Nil

PORTFOLIO

Name of the Instrument Name of the Instrument RatingsRs. Lakhs

% to NAV


11416.0052599.69

-624.9051974.79

21.97101.21

-1.21100.00



Total Amount Invested (Rs.)Total Value as on Jan 31, 2021 (Rs.)ReturnsTotal Value of B: Crisil Ultra Short Term Debt IndexB: Crisil Ultra Short Term Debt IndexTotal Value of AB: CRISIL 1 Year T-Bill IndexAB: CRISIL 1 Year T-Bill Index(Inception date :22-Jan-2019) (First Installment date : 01-Feb-2019)

120,000122,481

3.89%123,246

5.10%122,643

4.14%

NANANANANANANA

NANANANANANANA

NANANANANANANA

NANANANANANANA

240,000252,327

4.91%255,193

6.04%253,899

5.53%

Maturity Ladder


NAV Movement

The Scheme will invest in various money market and fixed income securities with objective of providing liquidity and generating reasonable returns with lower interest rate risk. The average maturity of the portfolio shall be between three months to six months.

The investment objective of the Scheme is to generate returns through investment in Debt & Money Market instruments such that the Macaulay duration of the portfolio is between 3 months - 6 months. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.




% to NAV

Market Value

Debt InstrumentsGovernment SecuritiesSDL Maharashtra 8.60% (20/07/2021)SDL Odisha 8.48% (24/02/2021)SDL Punjab 7.75% (13/07/2021)Non-Convertible Debentures/Bonds07.17 % National Highways Authority Of India07.15 % Muthoot Finance Ltd.08.75 % HDFC Ltd.08.39 % Nabard08.25 % Bharti Telecom Ltd.06.60 % Rec Ltd.08.82 % Hdb Financial Services Ltd.07.22 % LIC Housing Finance Ltd.08.44 % Rec Ltd.Money Market InstrumentsTreasury Bill 364 Days (25/03/2021)EXIM - CPIndusind Bank Ltd. - CDPower Finance Corporation - CPAxis Bank Ltd. - CDL&T Infrastucture Finance Co Ltd. - CPTata Teleservices (Maharashtra) Ltd. - CP

SOVSOVSOV

CRISIL- AAA

CRISIL- AACRISIL- AAACRISIL- AAA

CRISIL- AA+CRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAA

SOVRN SOVCRISIL- A1+CRISIL- A1+CRISIL- A1+CRISIL- A1+

ICRA- A1+CRISIL- A1+

2718.951022.65932.98763.32

11900.734111.68

2033.602008.471019.741005.56512.67511.91510.90186.20

26564.012488.412470.242465.622454.622422.531969.271492.89

5.231.971.801.47

22.907.91

3.913.861.961.930.990.980.980.36

51.114.794.754.744.724.663.792.87

Deutsche Investment India Pvt Ltd. - CPTata Motors Finance Ltd. - CPTata Teleservices Ltd. - CPHDFC Ltd. - CPNetwork 18 Media & Investments Ltd. - CPReliance Industries Ltd. - CPAxis Bank Ltd. - CDTreasury Bill 364 Days (10/06/2021)Cholamandalam Invt & Fin Co Ltd. - CPNABARD - CD

CRISIL- A1+

CRISIL- A1+CRISIL- A1+CRISIL- A1+

ICRA- A1+

CRISIL- A1+CRISIL- A1+SOVRN SOV

CRISIL- A1+

CRISIL- A1+

1484.52

1454.881428.10

997.86997.77

996.10988.92988.02964.35

499.91

2.86

2.802.751.921.92

1.921.901.901.86

0.96

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered. For scheme performance refer pages 49 - 64. *B: Benchmark Source: MFI Explorer

VOLATILITY MEASURES^ FUND BENCHMARK0.521.001.000.26

NA


0.621.090.880.17

-0.10

DATE OF ALLOTMENT

January 22,2019

FUND MANAGER

NAV

Direct - GrowthDirect - Monthly DividendDirect - Weekly DividendRegular - GrowthRegular - Monthly DividendRegular - Weekly Dividend

11.358811.360710.406211.203911.206910.3792

FUND SIZE

Rs. 519.75 (Rs. in Cr.)

BENCHMARK

Crisil Ultra Short Term Debt Index

Akhil Mittal (Managing Since 11-Jan-19 and overall experience of 19 years)

MONTHLY AVERAGE AUM

Rs. 529.80 (Rs. in Cr.)


0.231.03



: ::

:

4.78 Months4.68 Months4.83 Months


Tata Ultra Short Term Fund(An open ended ultra-short term debt scheme investing in instruments such that the Macaulay duration of the portfolio is between 3 months and 6 months.)

::::::



3.93%


61.47%20.76%

11.92%

5.85%A1+ / AAA


SOV

AA+ / AA

32.15%

22.90%

20.76%

12.27%

6.69%5.23%

Commercial Papers




Treasury Bills


28.56%18.23%

27.21%22.30%

4.90%0.00%0.00%0%

0.00% 10.00% 20.00% 30.00%


6 - 12 Mths1 - 2 Yrs2 - 3 Yrs3 - 5 Yrs

Abv 5 Yrs

100

104

108

112

116

120


Tata Ultra Short Term Fund - Reg - GrowthCrisil Ultra Short Term Debt Index

Low

Lo

w to

Mod

erate


Very High





41


INVESTMENT STYLE


DATE OF ALLOTMENT

October 10,2019

FUND MANAGER


::::

11.299511.299511.221911.2219

FUND SIZE

Rs. 706.74 (Rs. in Cr.)




LOAD STRUCTURE

Entry Load ::

Not ApplicableExit Load

PORTFOLIO


17835.7513419.122916.631500.00

47940.355279.71

4347.45

4037.153684.56

3096.192644.972626.11

2592.38

2588.912509.182502.652149.381970.37

1672.86

1489.24

1118.76

1101.621050.35

933.82

544.692419.162419.16

2.11

1.58

1.561.491.32

0.773.423.42

25.2418.994.132.12

67.837.47

6.15

5.715.21

4.383.743.72

3.67

3.663.553.543.042.79

2.37


% to NAV

TrepsRepoPortfolio TotalCash / Net Current Assets/ (Liabilities)Net Assets

11846.8572.72

80114.84-9440.8370674.01

16.770.10

113.36-13.36100.00





Returns

Total Value of B: CRISIL Banking and PSU Debt Index

B: CRISIL Banking and PSU Debt Index



(Inception date :10-Oct-2019) (First Installment date : 01-Nov-2019)

120,000

125,264

8.30%

124,933

7.78%

123,765

5.92%

NA

NA

NA

NA

NA

NA

NA

150,000

158,451

8.58%

158,119

8.24%

156,609

6.70%

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

Debt Fund predominantly investing in debt instruments of Banks, Public Sector Undertakings, Public Financial Institutions and Municipal Bonds.

The investment objective of the scheme is to generate reasonable income, with low risk and high level of liquidity from a portfolio of predominantly debt & money market securities issued by Banks, Public Sector Undertakings (PSUs), Public Financial Institutions (PFIs) and Municipal Bonds. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Amit Somani (Managing Since 06-Sep-19 and overall experience of 19 years)



3.051.001.000.16

NA

3.061.050.690.410.27


Nil


% to NAV

Market Value

Debt InstrumentsGovernment SecuritiesGOI - 5.15% (09/11/2025)GOI - 6.18% (04/11/2024)GOI - 5.22% (15/06/2025)Non-Convertible Debentures/Bonds08.85 % HDFC Bank Ltd. (Basel III Tier I Bonds)06.24 % State Bank Of India (Basel III Tier II Bonds)05.32 % National Housing Bank09.15 % ICICI Bank Ltd. (Basel III Tier I Bonds)06.44 % Indian Oil Corp Ltd.07.42 % Power Finance Corporation07.44 % Bank Of Baroda (Basel III Tier II Bonds)07.60 % National Highways Authority Of India06.55 % NTPC Ltd.05.14 % Nabard04.60 % Nabard08.00 % Ongc Petro-Additions Ltd.09.20 % ICICI Bank Ltd. (Basel III Tier I Bonds)09.34 % Rec Ltd.

SOVSOVSOV

CRISIL- AA+

CRISIL- AAA

CRISIL- AAACRISIL- AA+


CRISIL- AAA


ICRA- AAA(CE)ICRA- AA+

CRISIL- AAA

04.78 % Housing & Urban Development Corporation Ltd.09.56 % State Bank Of India (Basel III Tier I Bonds)08.65 % Power Finance Corporation07.13 % Nhpc Ltd.06.59 % Indian Railways Finance Corporation Ltd.08.49 % NTPC Ltd.Money Market InstrumentsEXIM - CD

ICRA- AAA

CRISIL- AA+


CRISIL- AAA

CRISIL- AAA

CRISIL- A1+

Maturity Ladder


NAV Movement


Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered. For scheme performance refer pages 49-64. *B: Benchmark, AB: Additional Benchmark Source: MFI Explorer


:: :

:



BENCHMARK

CRISIL Banking and PSU Debt Index

MONTHLY AVERAGE AUM

Rs. 692.49 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular

0.230.73


Tata Banking & PSU Debt Fund(An open ended debt scheme predominantly investing in debt instruments of Banks, Public Sector Undertakings, Public Financial Institutions and Municipal Bonds)



Low

Lo

w to

Mod

erate


Very High



51.16%

25.24%

17.05%

3.51%3.04%

A1+ / AAA

SOV

AA+ / AA


AAA(CE) 67.83%

25.24%

3.51%3.42%





20.29%

22.30%

43.12%

10.60%

17.05%

-13.36%

-16.00% -5.00% 6.00% 17.00% 28.00% 39.00% 50.00%

0 - 1 Yrs

1 - 3 Yrs

3 - 7 Yrs

7 - 10 Yrs

Abv 10 Yrs

Cash & Others

90

96

102

108

114

120

Oct-19 Mar-20 Aug-20 Jan-21

Tata Banking & PSU Debt Fund - Reg - GrowthCRISIL Banking and PSU Debt Index





The investment objective is to generate reasonable returns with high liquidity to the unitholders.

Amit Somani (Managing Since 16-Oct-13 and overall experience of 19 years) & Abhishek Sonthalia (Managing Since 06-Feb-20 and overall experience of 12 years)

42


INVESTMENT STYLE


DATE OF ALLOTMENT

September 01,2004

FUND MANAGER

Crisil Liquid Fund IndexBENCHMARK

NAV

Direct - GrowthDirect - Daily DividendReg - GrowthReg - Daily Dividend

::::

3230.11171001.51873207.99521001.5157

FUND SIZE

Rs. 12917.03 (Rs. in Cr.)

MONTHLY AVERAGE AUM

Rs. 16841.33 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular





LOAD STRUCTURE


Exit Load :

PORTFOLIO

1008.481008.48

1184361.13161644.02

93436.9464847.9959906.5259640.6056549.8149926.7549731.8044962.5244901.1437469.2537213.7330000.0029936.8529860.8929755.6829750.7924980.5524977.8520996.1820000.0019886.3417932.0917485.7717463.2315000.0014946.18

14938.86

14033.7713933.60

9959.86

0.080.08

91.6912.51

7.235.024.644.624.383.873.853.483.482.902.882.322.322.312.302.301.931.931.631.551.541.391.351.351.161.16

1.16

1.091.080.77


33791.0071501.86

1290662.471040.70

1291703.17

2.625.54

99.930.07

100.00


Total Amount Invested (Rs.)Total Value as on Jan 31, 2021 (Rs.)ReturnsTotal Value of B: Crisil Liquid Fund IndexB: Crisil Liquid Fund IndexTotal Value of AB: CRISIL 1 Year T-Bill IndexAB: CRISIL 1 Year T-Bill Index(Inception date :01-Sep-2004) (First Installment date : 01-Oct-2004)

120,000122,244

3.46%122,567

3.96%122,679

4.14%

360,000389,401

5.15%391,323

5.48%395,615

6.20%

600,000695,602

5.84%699,720

6.08%705,472

6.40%

840,0001,052,501

6.34%1,058,434

6.49%1,032,262

7.05%

1,200,0001,722,124

7.01%1,725,439

7.05%1,710,815

9.91%

1,960,0003,714,977

7.36%3,649,190

7.17%3,454,686

7.32%


A high liquidity income scheme that aims to generate reasonable returns.

0.491.060.920.19

-0.03

0.451.001.000.22

NA

0.220.33




% toNAV


% toNAV

Market Value

Debt InstrumentsGovernment SecuritiesGOI - 7.80% (11/04/2021)Money Market InstrumentsTreasury Bill 91 Days (08/04/2021)Treasury Bill 182 Days (08/04/2021)Treasury Bill 91 Days (11/02/2021)NABARD - CPTreasury Bill 364 Days (08/04/2021)Treasury Bill 364 Days (29/04/2021)Kotak Securities Ltd. - CP Can Fin Homes Ltd. - CP Reliance Retail Ventures Ltd. - CP Bharat Heavy Electricals Ltd. - CP Larsen & Toubro Ltd. - CP NABARD - CP NABARD - CP Sundaram Fin Ltd. - CP Treasury Bill 364 Days (25/03/2021) Kotak Securities Ltd. - CP Bajaj Housing Finance Ltd. - CP Pnb Gilts Ltd. - CP Treasury Bill 182 Days (04/02/2021) Nlc India Ltd. - CP Kotak Mahindra Investments Ltd. - CP Muthoot Finance Ltd. - CP Tata Teleservices Ltd. - CP NABARD - CD Muthoot Finance Ltd. - CP Kotak Mahindra Prime Ltd. - CP Birla Group Holdings Private Ltd. - CP (A Key Promoter Group Company Of Aditya Birla Group Promoters Holding Stakes In Companies Like Hindalco, Grasim, ABFRL, And Aditya Birla Capital Ltd.) Birla Group Holdings Private Ltd. - CP (A Key Promoter Group Company Of Aditya Birla Group Promoters Holding Stakes In Companies Like Hindalco, Grasim, ABFRL, And Aditya Birla Capital Ltd.) Treasury Bill 91 Days (22/04/2021) Tata Teleservices (Maharashtra) Ltd. - CP Bajaj Finance Ltd. - CP

Chennai Petroleum Corporation Ltd. - CP Tata Motors Finance Ltd. - CP Tata Teleservices (Maharashtra) Ltd. - CP Tata Teleservices Ltd. - CP Treasury Bill 91 Days (04/02/2021)


Maturity Ladder NAV Movement


SOV

SOVRN SOVSOVRN SOVSOVRN SOV

CRISIL- A1+SOVRN SOVSOVRN SOV

CRISIL- A1+ICRA- A1+

CRISIL- A1+CRISIL- A1+CRISIL- A1+CRISIL- A1+CRISIL- A1+CRISIL- A1+SOVRN SOV

CRISIL- A1+CRISIL- A1+CRISIL- A1+SOVRN SOVCARE- A1+


CRISIL- A1+

SOVRN SOVCRISIL- A1+CRISIL- A1+

9958.939901.535997.121990.51

443.48

0.770.770.460.150.03


CRISIL- A1+CRISIL- A1+CRISIL- A1+CRISIL- A1+SOVRN SOV

Portfolio Macaulay DurationModified DurationAverage MaturityGross Yield to Maturity (For Debt Component)*


: ::

:

40 Days40 Days40 Days


Tata Liquid Fund(An open-ended liquid Scheme)


1 day - 0.0070% of redemption proceeds2 days - 0.0065% of redemption proceeds3 days - 0.0060% of redemption proceeds4 days - 0.0055% of redemption proceeds5 days - 0.0050% of redemption proceeds6 days - 0.0045% of redemption proceeds7 days or more - Nil

52.56%39.21%

8.23%

A1+ / AAA

SOV


51.21%39.13%

8.23% 1.35% 0.08%Commercial Papers

Treasury Bills




17.24%

14.69%

17.96%

11.86%

38.16%

0.08%

0.00% 10.00% 20.00% 30.00% 40.00%

1 - 7 Days

Abv 7 - 15 Days

Abv 15 - 30 Days

1 - 2 Mths

2 - 3 Mths

Cash & Others

100

106

112

118

124

130


Tata Liquid Fund - Reg - GrowthCrisil Liquid Fund Index

Low

Lo

w to

Mod

erate


Very High





3149.16203013.88206163.04

164.88206327.92

1.5398.4199.940.06

100.00




Amit Somani (Managing Since 25-Mar-19 and overall experience of 19 years)

43


INVESTMENT STYLE

DATE OF ALLOTMENT

March 27,2019

FUND MANAGER

Crisil Overnight Index

BENCHMARK

NAV


::::

1000.00001080.47161000.00001078.4322

FUND SIZE

Rs. 2063.28 (Rs. in Cr.)

MONTHLY AVERAGE AUM

Rs. 2438.31 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular





LOAD STRUCTURE


Exit Load : Nil

PORTFOLIO



Total Amount Invested (Rs.)Total Value as on Jan 31, 2021 (Rs.)ReturnsTotal Value of B: Crisil Overnight IndexB: Crisil Overnight IndexTotal Value of AB: CRISIL 1 Year T-Bill IndexAB: CRISIL 1 Year T-Bill Index(Inception date :27-Mar-2019) (First Installment date : 01-Apr-2019)

120,000121,940

2.99%122,032

3.13%122,679

4.14%

NANANANANANANA

NANANANANANANA

NANANANANANANA

NANANANANANANA

220,000227,475

3.52%227,755

3.65%231,426

5.37%

Investment in overnight securities having maturity of 1 day.


The objective of the scheme is to seek to generate returns commensurate with low risk and providing high level of liquidity, through investments made primarily in overnight securities having maturity of 1 business day. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

0.340.991.000.05

-0.01

0.381.001.000.06

NA

0.110.21



: ::

:

3 Days3 Days3 Days




% toNAV


% toNAV

Market Value

Maturity Ladder

NAV MovementInstrument Wise Composition



Tata Overnight Fund(An Open-ended Debt Scheme investing in overnight securities.)


100.00%


Low

Lo

w to

Mod

erate


Very High


will be at Low Risk

99.92%

0.00%

0.00%

0.00%

0.00%

0.08%

0.00% 25.00% 50.00% 75.00% 100.00%

1 - 7 Days

Abv 7 - 15 Days

Abv 15 - 30 Days

1 - 2 Mths

2 - 3 Mths

Cash & Others

100

102

104

106

108

110

Mar-19 Nov-19 Jun-20 Jan-21

Tata Overnight Fund - Reg - GrowthCrisil Overnight Index



INVESTMENT STYLE


DATE OF ALLOTMENT

September 6, 1999

FUND MANAGER

NAV

Direct - GrowthDirect - DividendReg -GrowthReg -Dividend

::::

FUND SIZE

Rs. 281.03 (Rs. in Cr.)

MONTHLY AVERAGE AUM

Rs. 267.31 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular





LOAD STRUCTURE


Exit Load :

PORTFOLIO


% to NAV

Debt InstrumentsGovernment SecuritiesGOI - 6.22% (16/03/2035)GOI - 6.19% (16/09/2034)GOI - 6.68% (17/09/2031)GOI - 5.77% (03/08/2030)GOI - 5.22% (15/06/2025)GOI - 7.16% (20/09/2050)GOI - 6.18% (04/11/2024)SDL Maharashtra 9.39% (20/11/2023)SDL Maharashtra 9.79% (25/09/2023)SDL Goa 9.77 % (26/02/2024).SDL Maharashtra 8.62% (20/02/2023)SDL Haryana 9.71% (12/03/2024)SDL Andhra Pradesh 9.48% (26/03/2024)GOI - 7.95% (28-8-2032)GOI 8.24% 15/02/2027GOI - 7.57% (17/06/2033)

27030.286227.954538.484448.354145.273500.001621.951041.66558.62243.25214.29210.1097.1159.5755.5540.5027.63

96.1822.1616.1515.8314.7512.455.773.711.990.870.760.750.350.210.200.140.10

SOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOV


% to NAV

Repo

Portfolio Total


Net Assets

2500.32

29530.60

-1427.67

28102.93

8.90

105.08

-5.08

100.00





Returns

Total Value of B: Crisil Dynamic Gilt Index

B: Crisil Dynamic Gilt Index




120,000

123,554

5.58%

124,826

7.60%

123,765

5.92%

360,000

411,158

8.84%

420,964

10.45%

414,340

9.36%

600,000

727,143

7.63%

751,860

8.97%

730,659

7.82%

840,000

1,110,668

7.86%

1,158,161

9.03%

1,117,032

8.02%

1,200,000

1,835,429

8.24%

1,906,608

8.96%

1,793,642

7.80%

2,560,000

6,250,663

7.67%

6,767,981

8.30%

4,797,480

6.92%

A debt scheme that invests in Government securities to generate reasonable returns emphasising the importance of captial preservation.

The investment objective of the Scheme is to generate medium to long term capital appreciation and income distribution by investing predominantly in Government Securities.

Murthy Nagarajan (Managing Since 14-Sep-19 and overall experience of 24 years)

BENCHMARK

Crisil Dynamic Gilt Index

66.841018.840262.277317.2809






Maturity Ladder


NAV Movement

Market Value


4.471.170.920.34

-0.16


3.451.001.000.48

NA

Nil (w.e.f. 2nd November, 2018)


:::

7.51 Years7.29 Years

11.22 Years

Gross Yield to Maturity (For Debt Component)*- Excluding Net Current Assets : 5.96%

0.871.72


Tata Gilt Securities Fund(An Open-Ended Debt Scheme investing predominantly in Government Securities across maturity)



Low

Lo

w to

Moderat

Moderat ModeratelyHighHigh

Very High



96.18%

3.82%

SOV


91.26%

4.92% 3.82%




8.90%3.60%

17.62%14.75%

60.21%

-5.08%

-10.00% 10.00% 30.00% 50.00% 70.00%

0 - 1 Yrs1 - 3 Yrs3 - 7 Yrs

7 - 10 YrsAbv 10 Yrs

Cash & Others

90

100

110

120

130

140


Tata Gilt Securities Fund - Reg - GrowthCrisil Dynamic Gilt Index

1) Nil – If redemption or switch out on or after attainment of retirement age i.e. 60 years.2) Nil – In case of Auto switch out of units on occurrence of Auto switch trigger event.3 )Exit load will be 1% after the completion of 60 months lock-in period , If redeemed within 1 monthThe above condtions applicable (w.e.f. 3rd May, 2019)





21.180.050.900.930.37

-0.17

22.580.091.001.000.55

NA

45


INVESTMENT STYLE


DATE OF ALLOTMENTNovember 1, 2011

FUND MANAGER

NAV


: 39.282934.5995:

FUND SIZE

Rs. 919.29 (Rs. in Cr.)

TURN OVER


79.63%78.31%





LOAD STRUCTUREEntry Load : Not Applicable

Exit Load :

PORTFOLIO

Company name

88830.92

931.35

1294.66

7668.366764.782300.26

1301.92962.31

939.30

1360.47

2256.731761.171407.561283.61

940.41

3278.422272.961757.771722.451414.511289.45

2040.631863.631327.021118.18

96.63

1.01

1.41

8.347.362.50

1.421.05

1.02

1.48

2.451.921.531.401.02

3.572.471.911.871.541.40

2.222.031.441.22

23250

1540

1428000486500347000

53500060000

300000

7100

15974124000155000

8550039000

1613000100400314000

66500289000235000

301000189000120000

85000

21600032000

95000

5940021960

363000

70600160000

3560025600

131000118000

326000294000

63000411004900060000

186060

1038.96920.50

1161.76

1199.111179.97

6686.28

3249.511524.321199.671187.101166.23

974.56

4039.302687.161960.151793.601577.09

987.09

1030.03

1.131.00

1.26

1.301.28

7.27

3.531.661.311.291.271.06

4.392.922.131.951.721.07

1.12

Company name

A Fund that aims to provide an investment tool for retirement planning to suit the risk profile of the investor.

To provide a financial planning tool for long term financial security for investors based on their retirement planning goals. However, there can be no assurance that the investment objective of the fund will be realized, as actual market movements may be at variance with anticipated trends.




No. of Shares Rs. Lakhs

% of Assets

Market ValueNo. of Shares Rs. Lakhs

% of Assets

Market Value

Equity & Equity Related TotalAutoBajaj Auto Ltd.Auto AncillariesMRF Ltd.BanksICICI Bank Ltd.HDFC Bank Ltd.Axis Bank Ltd.CementAmbuja Cements Ltd.ACC Ltd.ChemicalsSumitomo Chemical India Ltd.Commercial Services3M India Ltd.Consumer DurablesDixon Technologies (India) Ltd.Titan Company Ltd.Voltas Ltd.Bata India Ltd.Johnson Controls - Hitachi Air Conditioning India Ltd.Consumer Non DurablesITC Ltd.Hindustan Unilever Ltd.Tata Consumer Products Ltd.Jubilant Foodworks Ltd.Radico Khaitan Ltd.Kansai Nerolac Paints Ltd.FinanceHDFC Life Insurance Co. Ltd.Sbi Cards And Payment Services Ltd.Muthoot Finance Ltd.ICICI Lombard General Insurance Co. Ltd.

ICICI Prudential Life Insurance Company Ltd.HDFC Asset Management Company Ltd.Industrial ProductsPolycab India Ltd.PesticidesPi Industries Ltd.Bayer Cropscience Ltd.Petroleum ProductsReliance Industries Ltd.PharmaceuticalsDr Reddys Laboratories Ltd.Alembic Pharmaceuticals Ltd.Divi Laboratories Ltd.Pfizer Ltd.Natco Pharma Ltd.Cipla Ltd.SoftwareInfosys Ltd.HCL Technologies Ltd.Tata Consultancy Services Ltd.Info Edge (India) Ltd.Oracle Financials Services Soft Ltd.Mindtree Ltd.Telecom - ServicesBharti Airtel Ltd.

4010.623478.81

92309.73-380.76

91928.97

4.363.78

100.41-0.41

100.00





NAV Movement

Issuer NameICICI Bank Ltd.HDFC Bank Ltd.Reliance Industries Ltd.Infosys Ltd.ITC Ltd.Dr. Reddys Labaratories Ltd.HCL Technologies Ltd.Axis Bank Ltd.Hindustan Unilever Ltd.Dixon Technologies (india) Ltd.Total

% to NAV8.347.367.274.393.573.532.922.502.472.45

44.80

Large Cap

Mid Cap

Small Cap





Returns


B: S&P BSE 200 TRI



(Inception date :01-Nov-2011) (First Installment date : 01-Dec-2011)

1,100,000

2,107,771

13.69%

2,051,959

13.14%

2,054,832

13.17%

120,000

141,644

35.35%

152,053

53.43%

150,653

50.96%

360,000

429,368

11.80%

452,411

15.44%

457,478

16.22%

600,000

801,512

11.54%

836,308

13.26%

864,613

14.61%

840,000

1,302,430

12.32%

1,303,993

12.35%

1,327,740

12.86%

NA

NA

NA

NA

NA

NA

NA

72.78%

23.58%

3.64%

Sonam Udasi (Managing Since 1-Apr-16 and overall experience of 23 years) (Equity) & Murthy Nagarajan (Managing since 1-Apr-17 and overall experience of 24 years) (Debt)

ASSISTANT FUND MANAGEREnnette Fernandes (Managing Since 18-Jun-18 and overall experience of 11 years)


MONTHLY AVERAGE AUM

Rs. 964.14 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular 0.82

2.35

Tata Retirement Savings Fund - Progressive Plan(An open ended retirement solution oriented scheme having a lock-in of 5 years or till retirement age (whichever is earlier))

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered For scheme performance refer pages 49-64.*B: Benchmark Source: MFI Explorer


Low

Lo

w to

Mod

erate


Very High



27.24%21.09%

14.19%12.58%

7.27%3.54%3.36%

2.46%1.48%1.26%1.12%1.02%

0.00% 6.00% 12.00% 18.00% 24.00% 30.00%


ITPharma



ServicesIndustrial Manufacturing

TelecomChemicals

60

76

92

108

124

140


Tata Retirement Savings Fund - Progressive Plan - RegS&P BSE 200 TRI

Equity & Equity Related TotalAuto AncillariesMRF Ltd.BanksICICI Bank Ltd.HDFC Bank Ltd.Axis Bank Ltd.CementAmbuja Cements Ltd.Commercial Services3M India Ltd.Consumer DurablesDixon Technologies (India) Ltd.Titan Company Ltd.Voltas Ltd.Bata India Ltd.Consumer Non DurablesITC Ltd.Hindustan Unilever Ltd.Tata Consumer Products Ltd.Jubilant Foodworks Ltd.Kansai Nerolac Paints Ltd.Radico Khaitan Ltd.FinanceHDFC Life Insurance Co. Ltd.Sbi Cards And Payment Services Ltd.Muthoot Finance Ltd.ICICI Lombard General Insurance Co. Ltd.ICICI Prudential Life Insurance Company Ltd.Industrial ProductsPolycab India Ltd.PesticidesBayer Cropscience Ltd.Pi Industries Ltd.Petroleum ProductsReliance Industries Ltd.PharmaceuticalsDr Reddys Laboratories Ltd.Alembic Pharmaceuticals Ltd.Natco Pharma Ltd.Divi Laboratories Ltd.Pfizer Ltd.




Large Cap

Mid Cap

Small Cap






17.940.061.000.940.29

-0.56

17.010.171.001.000.85

NA

46


INVESTMENT STYLE



FUND MANAGER

NAV


: 39.501435.3569:

FUND SIZE

Rs. 1275.72 (Rs. in Cr.)

TURN OVER


86.84%70.24%

0.832.21





LOAD STRUCTURE


Exit Load :

PORTFOLIO

Company name

107065.52

1681.38

8984.017925.852711.26

1545.27

1762.86

2636.762087.841907.011711.48

3833.302671.402054.472033.271668.051655.81

2488.082189.031655.461447.051394.90

1345.19

1529.231421.16

7957.22

3976.731905.401433.301432.191414.32

83.93

1.32

7.046.212.13

1.21

1.38

2.071.641.491.34

3.002.091.611.591.311.30

1.951.721.301.131.09

1.05

1.201.11

6.24

3.121.491.121.121.11

2000

1673000570000409000

635000

9200

18664147000210000114000

188600011800036700078500

304000338300

367000222000149700110000290000

110000

2846070400

432000

864002000001610004250030500



% of Assets


Total Amount Invested (Rs.)Total Value as on Jan 31, 2021 (Rs.)ReturnsTotal Value of B: Crisil Hybrid 25+75 - Aggressive IndexB: Crisil Hybrid 25+75 - Aggressive IndexTotal Value of AB: S&P BSE Sensex TRIAB: S&P BSE Sensex TRI(Inception date :01-Nov-2011) (First Installment date : 01-Dec-2011)

A Fund that aims to provide an investment tool for retirement planning to suit the risk profile of the investor.






NAV Movement

Issuer NameICICI Bank Ltd.Reliance Industries Ltd.HDFC Bank Ltd.Infosys Ltd.Dr. Reddys Labaratories Ltd.ITC Ltd.HCL Technologies Ltd.Axis Bank Ltd.Hindustan Unilever Ltd.Dixon Technologies (india) Ltd.Total

% to NAV7.046.246.213.713.123.002.472.132.092.07

38.08

SoftwareInfosys Ltd.HCL Technologies Ltd.Tata Consultancy Services Ltd.Info Edge (India) Ltd.Oracle Financials Services Soft Ltd.Other Equities^

382000345000750004840060050

4733.173153.302333.512112.181932.74

14341.34

3.712.471.831.661.52

11.24

No. of Shares


% of Assets

120,000139,48231.67%

145,21041.47%

150,65350.96%

360,000425,66711.21%

449,43014.98%

457,47816.22%

600,000783,69810.63%

827,49412.83%

864,61314.61%

840,0001,271,591

11.65%1,290,377

12.06%1,327,740

12.86%

NANANANANANANA

1,100,0002,093,100

13.55%1,994,737

12.55%2,054,832

13.17%

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.For scheme performance refer pages 49-64. *B: Benchmark, AB: Additional Benchmark Source: MFI Explorer


% toNAV

Debt InstrumentsGovernment SecuritiesGOI - 7.27% (08/04/2026)GOI - 6.79% (26/12/2029)GOI - 7.26% (14/01/2029)Non-Convertible Debentures/Bonds07.42 % Power Finance Corporation07.13 % Nhpc Ltd.06.09 % Housing & Urban Development Corporation Ltd.09.10 % Shriram Trans. Fin. Co. Ltd.08.22 % ICICI Home Finance Co.Ltd.08.20 % Power Grid Corporation Of India Ltd.08.81 % Small Indust Devlop Bank Of IndiaPrivately Placed/Unlisted08.00 % Ongc Petro-Additions Ltd.08.10 % Sbi Cards & Payment Services Ltd.

SOVSOVSOV

CRISIL- AAAICRA- AAAICRA- AAA

CRISIL- AA+CRISIL- AAACRISIL- AAA

ICRA- AAA

ICRA- AAA(CE)CRISIL- AAA

6631.834316.002100.59215.24

4875.631586.981575.651539.84

60.1450.5841.5620.88

923.63500.55423.08

5.203.381.650.173.821.241.241.21

0.050.040.030.020.720.390.33


7473.76126970.37

601.22127571.59

5.8699.530.47

100.00


71.90%

24.43%

3.68%


ASSISTANT FUND MANAGEREnnettee Fernandes (Managing Since 18-Jun-18 and overall experience of 11 years)

BENCHMARK

Crisil Hybrid 25+75 - Aggressive Index

MONTHLY AVERAGE AUM

Rs. 1330.73 (Rs. in Cr.)


Tata Retirement Savings Fund - Moderate Plan(An open ended retirement solution oriented scheme having a lock-in of 5 years or till retirement age (whichever is earlier))

Low

Lo

w to

Mod

erate


Very High



23.43%18.43%

12.14%11.12%

6.24%3.12%3.07%

2.12%1.38%

1.05%0.98%0.86%

0.00% 6.00% 12.00% 18.00% 24.00% 30.00%


ITPharma



ServicesIndustrial Manufacturing

TelecomChemicals

708498

112126140


Tata Retirement Savings Fund - Moderate Plan - RegCrisil Hybrid 25+75 - Aggressive Index






6.521.020.920.24

-0.26

5.931.001.000.50

NA

1.072.27

47


INVESTMENT STYLE



FUND MANAGER

NAVDirect - GrowthReg - Growth

: 25.565523.0164:

FUND SIZE

Rs. 162.13 (Rs. in Cr.)

MONTHLY AVERAGE AUM

Rs. 164.73 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular





LOAD STRUCTURE

Entry Load Not Applicable

Exit Load

PORTFOLIO

Company name

4630.91

386.64340.67

164.63

348.13

170.30

204.443016.10

28.56

2.382.10

1.02

2.15

1.05

1.2618.60



2376.8016165.27

47.5016212.77

14.6699.71

0.29100.00




Returns

Total Value of B: CRISIL Short Term Debt Hybrid

75+25 Fund Index

B: CRISIL Short Term Debt Hybrid 75+25 Fund Index



(Inception date :01-Nov-2011) (First Installment date : 01-Dec-2011)

1,100,000

1,682,736

9.02%

1,769,667

10.07%

1,592,194

7.86%

A Fund that aims to provide an investment tool for retirement planning to suit the risk profile of the investor



No. of Shares Rs. Lakhs

% of Assets

Market Value RatingsRs. Lakhs

% toNAV

Market Value

Equity & Equity Related TotalBanksICICI Bank Ltd.HDFC Bank Ltd.Consumer Non DurablesITC Ltd.Petroleum ProductsReliance Industries Ltd.PharmaceuticalsDr Reddys Laboratories Ltd.SoftwareInfosys Ltd.Other Equities^

7200024500

81000

18900

3700

16500

NAV Movement



Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered. For scheme performance refer pages 49-63*B: Benchmark, AB: Additional BenchmarkSource: MFI Explorer

120,000

128,797

13.99%

131,477

18.36%

123,765

5.92%

360,000

411,170

8.84%

426,883

11.41%

414,340

9.36%

600,000

735,379

8.08%

775,037

10.19%

730,659

7.82%

840,000

1,134,016

8.44%

1,193,136

9.87%

1,117,032

8.02%

NA

NA

NA

NA

NA

NA

NA


Maturity Ladder

7347.402680.251079.00

960.35618.81560.56557.00504.24387.19

1810.161057.99

530.57

183.8637.74

45.3216.53

6.665.923.823.463.443.112.39

11.176.533.27

1.130.23

Debt InstrumentsGovernment SecuritiesGOI - 7.32% (28/01/2024)GOI - 7.27% (08/04/2026)GOI - 6.84% (19/12/2022)GOI 8.24% 15/02/2027GOI - 7.73% (19/12/2034)GOI - 8.20% (24/09/2025)GOI - 7.80% (11/04/2021)SDL Maharashtra 8.44% (26/11/2024)Non-Convertible Debentures/Bonds/Zcb07.42 % Power Finance Corporation09.95 % Food Corporation Of India Ltd.08.37 % NabardAditya Birla Housing Finance Ltd. - Zcb


CRISIL- AAACRISIL- AAA(CE)



::




BENCHMARKCRISIL Short Term Debt Hybrid 75+25 Fund Index


Tata Retirement Savings Fund - Conservative Plan(An open ended retirement solution oriented scheme having a lock-in of 5 years or till retirement age (whichever is earlier))


- Excluding Net Current Assets


4.62%

: :

:


Low

Lo

w to

Mod

erate


Very High



45.32%

28.56%

14.96%

7.89% 3.27%

SOV

Equity


A1+ / AAA

AAA(CE)

42.93%

28.56%

14.96%

10.93%2.39% 0.23%


Equity Shares




Zero Coupon Bonds

19.14%

25.73%

22.82%

0.00%

3.46%

28.86%

0.00% 10.00% 20.00% 30.00%

0 - 1 Yrs

1 - 3 Yrs

3 - 7 Yrs

7 - 10 Yrs

Abv 10 Yrs

Cash & Others

90

100

110

120

130

140


Tata Retirement Savings Fund - Reg - Conservative PlanCRISIL Short Term Debt Hybrid 75+25 Fund Index



INVESTMENT STYLE


DATE OF ALLOTMENT

October 14, 1995

FUND MANAGER

NAVDirectReg

: 33.312630.7599:

FUND SIZE

Rs. 209.51 (Rs. in Cr.)

TURN OVER


51.99%51.99%

MINIMUM INVESTMENT/ MUL TIPLES FOR NEW INVESTMENTRs. 500/- and in multiples of Rs. 500/- thereafter.

ADDITIONAL INVESTMENT/ MUL TIPLES FOR EXISTING INVESTORSRs. 500/- and in multiples of Rs. 500/- thereafter.LOAD STRUCTURE


PORTFOLIO

20478.66

605.30

1522.601487.49746.85490.55256.82240.72

314.31272.65

213.74

347.02

525.51296.67265.55

508.13443.72279.90243.05

637.25

355.19298.30237.04214.53

324.95296.20

97.74

2.89

7.277.103.562.341.231.15

1.501.30

1.02

1.66

2.511.421.27

2.432.121.341.16

3.04

1.701.421.131.02

1.551.41

720

1095002770004360074000

605000240000

590017000

22000

26000

3700011500

224000

250000196005000042000

26800

2700044000

52500019400

6300080000

31000

54000

5900

80800

1092009600

10400520009000

8200

8750032000

10000025700

14700021500

122500

290000

213.30

226.21

317.02

1488.30

493.04441.86350.46304.82270.63

217.42

1084.17995.63417.90391.73367.79353.71

678.16

250.85

1.02

1.08

1.51

7.10

2.352.111.671.451.29

1.04

5.174.751.991.871.761.69

3.24

1.20


Total Amount Invested (Rs.)Total Value as on Jan 31, 2021 (Rs.)ReturnsTotal Value of B: S&P BSE 200 TRIB: S&P BSE 200 TRITotal Value of AB: S&P BSE Sensex TRIAB: S&P BSE Sensex TRI(Inception date :14-Oct-1995) (First Installment date : 01-Feb-1996)

120,000148,23046.71%

152,05353.43%

150,65350.96%

360,000439,62213.44%

452,41115.44%

457,47816.22%

600,000758,083

9.30%836,30813.26%

864,61314.61%

840,0001,145,545

8.72%1,303,993

12.35%1,327,740

12.86%

1,200,0001,954,405

9.43%2,349,498

12.89%2,348,177

12.88%

3,000,00016,226,436

11.69%24,160,089

14.18%23,859,236

14.10%


An equity-oriented scheme that aims to create long term wealth through quality companies providing long term growth opportunities. The debt portion aims to generate regular income through quality debt securities.

The investment objective of the Scheme is to generate long term capital growth. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any return.


Compulsory Lock-in Option: 5 years or till the child attains age of majority (whichever is earlier). If redeemed before child attains 18 years of age, Exit load is 1% (Effective from May 3, 2018)


NAV Movement

Issuer NameHDFC Bank Ltd.Reliance Industries Ltd.ICICI Bank Ltd.Infosys Ltd.Tata Consultancy Services Ltd.Kotak Mahindra BankBharti Airtel Ltd.HDFC Ltd.MRF Ltd.Titan Company Ltd.Total

% to NAV7.277.107.105.174.753.563.243.042.892.51

46.63

Equity & Equity Related TotalAuto AncillariesMRF Ltd.BanksHDFC Bank Ltd.ICICI Bank Ltd.Kotak Mahindra Bank Ltd.Axis Bank Ltd.Karur Vysa Bank Ltd.Dcb Bank Ltd.CementUltratech Cement Ltd.ACC Ltd.ChemicalsDeepak Nitrite Ltd.Construction ProjectLarsen & Toubro Ltd.Consumer DurablesTitan Company Ltd.Amber Enterprises India Ltd.Greenply Industries Ltd.Consumer Non DurablesITC Ltd.Hindustan Unilever Ltd.Tata Consumer Products Ltd.United Spirits Ltd.FinanceHousing Development Finance Corporation Ltd.ICICI Lombard General Insurance Co. Ltd.HDFC Life Insurance Co. Ltd.Magma Fincorp Ltd.Muthoot Finance Ltd.GasIndraprastha Gas Ltd.Gujarat Gas Ltd.

Industrial ProductsGrindwell Norton Ltd.PaperCentury Textiles & Industries Ltd.PesticidesBayer Cropscience Ltd.Petroleum ProductsReliance Industries Ltd.PharmaceuticalsCadila Healthcare Ltd.Dr Reddys Laboratories Ltd.Divi Laboratories Ltd.Sun Pharmaceutical Industries Ltd.Alkem Laboratories Ltd.RetailingAvenue Supermarts Ltd.SoftwareInfosys Ltd.Tata Consultancy Services Ltd.Wipro Ltd.Persistent Systems Ltd.Birlasoft Ltd.Mindtree Ltd.Telecom - ServicesBharti Airtel Ltd.TransportationGujarat Pipavav Port Ltd.


191.62313.80

20792.46158.88

20951.34


0.911.50

99.240.76

100.00


Large Cap

Mid Cap

Small Cap

75.60%

12.90%

11.50%


Company name No. of Shares Market ValueRs. Lakhs

% of Assets

Company name No. of Shares Market ValueRs. Lakhs

% of Assets



20.210.040.870.950.29

-0.23

22.580.091.001.000.55

NA

Amey Sathe (Managing Since 20-Apr-20 and overall experience of 13 years) & Rahul Singh (Managing Since 20-Apr-20 and overall experience of 25 years)


MONTHLY AVERAGE AUM

Rs. 219.40 (Rs. in Cr.)


1.752.55


Tata Young Citizens’ Fund(An open ended fund for investment for children having a lock-in for at least 5 years or till the child attains age of majority (whichever is earlier))



Low

Lo

w to

Mod

erate


Very High



30.96%17.23%

13.27%10.07%

8.88%3.24%2.89%2.80%

2.11%1.66%1.51%1.08%1.02%1.02%

0.00% 8.00% 16.00% 24.00% 32.00% 40.00%


Consumer GoodsOil & Gas

PharmaTelecom


ServicesConstruction

Fertilisers & PesticidesPaper

ChemicalsIndustrial Manufacturing

60

76

92

108

124

140


Tata Young Citizens Fund - Reg S&P BSE 200 TRI

SCHEME PERFORMANCE

www.tatamutualfund.com TATA MUTUAL FUND 49Note: * Benchmark;# Additional benchmark; Amount in rupees denotes Value of Standard Investment of Rs. 10,000. Refer to page number 58 for disclaimer on scheme performance.

Lumpsum Performance of Open Ended SchemesLumpsum Performance of schemes managed by Abhinav Sharma

Tata Infrastructure FundS&P BSE India

Infrastructure TRI*Nifty 50 TRI#

Period Return % Rs. Return % Rs. Return % Rs.

1 Year 7.05% 10,703 11.97% 11,193 15.27% 11,522

3 Year -0.83% 9,753 -7.07% 8,026 8.70% 12,841

5 Year 9.29% 15,601 6.30% 13,577 13.94% 19,214

Since Inception 11.89% 60,973 NA NA 13.79% 79,979

Inception date: 31-Dec-04 Managing since: 20-Apr-20

Tata Flexi Cap Fund$ S&P BSE 500 TRI* S&P BSE Sensex TRI


1 Year 10.24% 11,021 16.50% 11,646 15.09% 11,505

3 Year NA NA NA NA NA NA


Since Inception 9.76% 12,503 7.44% 11,879 9.47% 12,425

Inception date: 06-Sep-18 Managing since: 01-Nov-19

$Abhinav Sharma is the Assistant Fund Manager since Nov 1, 2019

Lumpsum Performance of schemes managed by Akhil Mittal

Lumpsum Performance of schemes managed by Amey Sathe


CRISIL Hybrid 35+65 - Aggressive Index*

S&P BSE Sensex TRI#


1 Year 14.93% 11,488 16.72% 11,667 15.09% 11,505



Since Inception 11.69% 12,481 14.54% 13,129 15.23% 13,288

Inception date: 28-Jan-19 Managing since: 09-Jan-19

Tata Dynamic Bond Fund CRISIL CompositeBond Fund Index* Crisil 10 Yr Gilt Index#


1 Year 8.44% 10,841 11.34% 11,130 9.16% 10,914

3 Year 6.91% 12,216 9.67% 13,186 9.04% 12,963

5 Year 7.13% 14,119 9.12% 15,477 7.93% 14,654

Since Inception 6.90% 31,991 7.07% 32,847 5.98% 27,523

Inception date: 3-Sep-03 Managing since: 26-Jun-14

Tata TreasuryAdvantage Fund## &

CRISIL Low DurationDebt Index*

Crisil 1 Yr T-Bill Index#


1 Year 6.92% 10,690 6.88% 10,686 5.54% 10,553

3 Year 5.53% 11,751 7.85% 12,542 6.67% 12,135

5 Year 6.37% 13,621 7.85% 14,596 6.60% 13,769

Since Inception 7.52% 30,545 7.66% 31,162 6.27% 25,529

Inception date: 06-Sep-05 Managing since: 26-Jun-14The creation of Segregrated Portfolio 1 in the scheme has impacted the NAV of the scheme to the extent of (-1.66% ) of NAV on 14th June 2019; & Abhishek Sonthalia is the Co-Fund Manager since Feb 6, 2020

Tata Income Fund CRISIL Medium to LongTerm Debt Index* Crisil 10 Yr Gilt Index#


1 Year 10.97% 11,094 12.11% 11,207 9.16% 10,914

3 Year 7.94% 12,575 9.84% 13,247 9.04% 12,963

5 Year 7.62% 14,446 9.28% 15,594 7.93% 14,654

Since Inception 8.22% 65,336 10.43% 105,723 NA NA

Inception date: 28-Apr-97 Managing since: 26-Jun-14

Tata Banking AndFinancial Services Fund$

Nifty FinancialServices TRI* Nifty 50 TRI#


1 Year 1.25% 10,124 2.20% 10,220 15.27% 11,522

3 Year 7.54% 12,436 9.57% 13,151 8.70% 12,841

5 Year 16.98% 21,926 18.34% 23,226 13.94% 19,214

Since Inception 16.24% 21,517 16.27% 21,549 12.65% 18,342

Inception date: 28-Dec-15 Managing since: 18-Jun-18

Tata Equity P/E Fund$ S&P BSE Sensex TRI*


1 Year 10.63% 11,060 15.09% 11,505 NA NA

3 Year 2.29% 10,704 10.08% 13,336 NA NA

5 Year 13.39% 18,760 14.65% 19,826 NA NA


Inception date: 29-Jun-04 Managing since: 18-Jun-18


Crisil Ultra Short Term Debt Index*

CRISIL 1 Year T-Bill Index#


1 Year 4.62% 10,461 5.81% 10,579 5.54% 10,553



Since Inception 5.78% 11,204 6.79% 11,420 6.45% 11,346


Tata Young Citizens Fund S&P BSE 200 TRI* S&P BSE Sensex TRI#


1 Year 17.14% 11,709 16.51% 11,646 15.09% 11,505

3 Year 4.50% 11,411 7.75% 12,506 10.08% 13,336

5 Year 8.47% 15,020 14.11% 19,360 14.65% 19,826

Since Inception 12.21% 184,561 12.43% 194,180 12.36% 190,931

Inception date: 14-Oct-95 Managing since: 20-Apr-20Note: $Amey Sathe is the Assistant Fund Manager since June 18, 2018

Tata Treasury Advantage Fund (Segregated Portfolio 1) &

Crisil Low Duration Debt Index*



1 Year -20.65% 7,940 6.88% 10,686 5.54% 10,553



Since Inception -21.42% 6,755 7.37% 11,228 6.06% 11,004

Inception date: 15-Jun-19 Managing since: 14-Jun-19 & Abhishek Sonthalia is the Co-Fund Manager since Feb 6, 2020

SCHEME PERFORMANCE


Lumpsum Performance of Open Ended Schemes

Tata Money Market FundCrisil Money

Market Index*Crisil 1 Yr T-Bill Index#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 6.13% 10,611 5.27% 10,526 5.54% 10,5533 Year 4.62% 11,450 6.90% 12,212 6.67% 12,1355 Year 5.59% 13,128 7.03% 14,044 6.60% 13,764Since Inception 6.89% 32,510 7.12% 33,790 6.03% 28,197Inception date: 22-May-03 Managing since: 16-Oct-13

Tata Corporate Bond Fund (Segregated Portfolio 1)

Crisil Corporate Bond Composite Index*


Period Return % Rs. Return % Rs. Return % Rs.1 Year -15.19% 8,485 11.27% 11,124 5.54% 10,5533 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception -13.20% 7,942 10.98% 11,847 6.06% 11,004Inception date: 15-Jun-19 Managing since: 14-Jun-19


CRISIL Banking and PSU Debt Index*

CRISIL 10 Year Gilt Index#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 9.55% 10,952 9.15% 10,913 9.16% 10,9143 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 9.22% 11,222 9.48% 11,257 8.06% 11,066Inception date: 10-Oct-19 Managing since: 06-Sep-19

Lumpsum Performance of schemes managed by Amit Somani

Tata Overnight Fund Crisil Overnight Index*CRISIL 1 Year T-Bill

Index#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 3.15% 10,316 3.27% 10,328 5.53% 10,5553 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 4.16% 10,784 4.27% 10,805 6.18% 11,175Inception date: 27-Mar-19 Managing since: 25-Mar-19

Tata Liquid Fund& Crisil Liquid Fund Index* Crisil 1 Yr T-Bill Index#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 4.09% 10,410 4.40% 10,441 5.53% 10,5553 Year 5.97% 11,903 6.24% 11,994 6.66% 12,1375 Year 6.43% 13,660 6.57% 13,752 6.59% 13,766Since Inception 7.35% 32,080 6.96% 30,222 6.18% 26,784Inception date: 01-Sep-04 Managing since: 16-Oct-13

&Abhishek Sonthalia is the Co-Fund Manager since Feb 6, 2020

Tata Small Cap Fund Nifty Smallcap 100 TRI* Nifty 50 TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 14.29% 11,425 16.59% 11,654 15.27% 11,5223 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 12.19% 12,903 7.48% 11,735 13.85% 13,330Inception date: 12-Nov-18 Managing since: 19-Oct-18

Tata Hybrid Equity Fund Crisil Hybrid 25+75- Aggressive Index* S&P BSE Sensex TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 9.63% 10,960 16.91% 11,686 15.09% 11,5053 Year 3.93% 11,226 8.88% 12,904 10.08% 13,3365 Year 8.11% 14,777 13.31% 18,693 14.65% 19,826Since Inception 15.05% 348,615 NA NA 12.33% 190,064Inception date: 08-Oct-95 Managing since: 03-Sep-18

(Manages equity portfolio)

TataLarge & Mid Cap Fund

Nifty Large Midcap 250 TRI* S&P BSE Sensex TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 11.75% 11,172 17.31% 11,726 15.09% 11,5053 Year 6.51% 12,081 6.18% 11,969 10.08% 13,3365 Year 11.72% 17,415 14.34% 19,555 14.65% 19,826Since Inception 12.19% 248,626 NA NA 12.12% 244,315Inception date: 25-Feb-93 Managing since: 03-Sep-18

Lumpsum Performance of schemes managed by Chandraprakash Padiyar

Lumpsum Performance of schemes managed by Ennette Fernandes

Tata Ethical Fund Nifty 500 Shariah TRI* Nifty 50 TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 22.01% 12,194 31.88% 13,178 15.27% 11,5223 Year 7.36% 12,373 9.30% 13,054 8.70% 12,8415 Year 10.62% 16,574 15.52% 20,585 13.94% 19,214Since Inception 16.00% 390,880 NA NA 12.11% 168,552Inception date: 24-May-96 Managing since: 20-Apr-20

TataIndia Tax Savings Fund$ S&P BSE Sensex TRI*

Period Return % Rs. Return % Rs. Return % Rs.1 Year 9.27% 10,924 15.09% 11,505 NA NA3 Year 4.79% 11,507 10.08% 13,336 NA NA5 Year 12.48% 18,013 14.65% 19,826 NA NASince Inception 18.33% 655,120 12.88% 203,148 NA NAInception date: 31-Mar-96 Managing since: 18-Jun-18

TataIndia Consumer Fund$

Nifty IndiaConsumption TRI* Nifty 50 TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 12.38% 11,235 16.17% 11,612 15.27% 11,5223 Year 4.61% 11,445 6.49% 12,072 8.70% 12,8415 Year 15.83% 20,869 13.02% 18,451 13.94% 19,214Since Inception 14.92% 20,309 11.28% 17,236 12.65% 18,342Inception date: 28-Dec-15 Managing since: 18-Jun-18

Tata Large Cap Fund$ S&P BSE Sensex TRI*

Period Return % Rs. Return % Rs. Return % Rs.1 Year 8.71% 10,869 15.09% 11,505 NA NA3 Year 4.10% 11,279 10.08% 13,336 NA NA5 Year 10.28% 16,323 14.65% 19,826 NA NASince Inception 19.21% 544,615 13.09% 164,224 NA NAInception date: 07-May-98 Managing since: 18-Jun-18

SCHEME PERFORMANCE


Lumpsum Performance of Open Ended SchemesLumpsum Performance of schemes managed by Ennette Fernandes (Contd.)

Tata Retirement SavingsFund - Conservative Plan$

CRISIL Short Term DebtHybrid 75+25 Fund Index*

Crisil 10 Yr Gilt Index#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 9.62% 10,960 12.56% 11,253 9.16% 10,9143 Year 6.35% 12,027 9.11% 12,986 9.04% 12,9635 Year 9.12% 15,479 10.19% 16,252 7.93% 14,654Since Inception 9.43% 23,016 10.07% 24,289 8.00% 20,383Inception date: 01-Nov-11 Managing since: 18-Jun-18

Note: $Ennette Fernandes is the Assistant Fund Manager since June 18, 2018

Tata Retirement SavingsFund - Progressive Plan$ S&P BSE 200 TRI* S&P BSE Sensex TRI#


Lumpsum Performance of schemes managed by Meeta Shetty

TataLarge & Mid Cap Fund$

Nifty Large Midcap 250 TRI* S&P BSE Sensex TRI#


1 Year 11.75% 11,172 17.31% 11,726 15.09% 11,505

3 Year 6.51% 12,081 6.18% 11,969 10.08% 13,336

5 Year 11.72% 17,415 14.34% 19,555 14.65% 19,826


Inception date: 25-Feb-93 Managing since: 01-Nov-19

Note - Meeta Shetty is the Assistant Fund Manager since Nov 1, 2019

Tata Digital India Fund S&P BSE IT TRI* S&P BSE Sensex TRI#


1 Year 52.71% 15,254 59.92% 15,972 15.09% 11,505

3 Year 23.81% 18,966 27.96% 20,940 10.08% 13,336

5 Year 18.36% 23,254 19.64% 24,541 14.65% 19,826

Since Inception 18.54% 23,782 19.49% 24,763 13.37% 18,945


Tata India Pharma AndHealthcare Fund Nifty Pharma TRI* Nifty 50 TRI#


1 Year 50.90% 15,073 50.74% 15,058 15.27% 11,522

3 Year 17.33% 16,146 9.79% 13,231 8.70% 12,841

5 Year 7.46% 14,337 1.31% 10,675 13.94% 19,214

Since Inception 7.56% 14,493 0.87% 10,450 12.65% 18,342


Lumpsum Performance of schemes managed by Murthy Nagarajan

Tata Equity Savings Fund NIFTYEquity Savings Index* Nifty 50 TRI#


1 Year 8.13% 10,811 10.67% 11,064 15.27% 11,522

3 Year 5.60% 11,772 7.93% 12,570 8.70% 12,841

5 Year 6.79% 13,893 9.56% 15,793 13.94% 19,214


Inception date: 27-Apr-00 Managing since: 01-Apr-17

(Manages debt portfolio)

Tata Gilt Securities Fund Crisil Dynamic Gilt Index*

CRISIL 10 Year GiltIndex#


1 Year 9.24% 10,922 11.38% 11,135 9.16% 10,914

3 Year 8.37% 12,725 9.94% 13,286 9.04% 12,963

5 Year 7.88% 14,618 8.89% 15,313 7.93% 14,654


Inception date: 06-Sep-99 Managing since: 14-Sep-19

Tata Hybrid Equity Fund CRISIL Hybrid 25+75- Aggressive Index* S&P BSE Sensex TRI#


1 Year 9.63% 10,960 16.91% 11,686 15.09% 11,505

3 Year 3.93% 11,226 8.88% 12,904 10.08% 13,336

5 Year 8.11% 14,777 13.31% 18,693 14.65% 19,826


Inception date: 08-Oct-95 Managing since: 01-Apr-17


TataMedium Term Fund## &

CRISIL Medium TermDebt Index* Crisil 10 Yr Gilt Index#


1 Year 10.79% 11,076 11.57% 11,154 9.16% 10,914

3 Year 1.87% 10,571 9.46% 13,113 9.04% 12,963

5 Year 4.22% 12,299 9.15% 15,501 7.93% 14,654


Inception date: 11-Nov-02 Managing since: 06-Feb-20The creation of Segregrated Portfolio 1 in the scheme has impacted the NAV of the scheme to the extent of (-5.15% ) of NAV on 14th June 2019.&Murthy Nagarajan is the Co-Fund Manager since Feb 6, 2020

Tata Retirement SavingsFund - Moderate Plan$

Crisil Hybrid 25+75- Aggressive Index*

S&P BSE Sensex TRI#


Tata Mid Cap Growth Fund$ Nifty Midcap 100 TRI* Nifty 50 TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 14.79% 11,475 17.26% 11,721 15.27% 11,5223 Year 8.54% 12,785 1.16% 10,353 8.70% 12,8415 Year 14.13% 19,375 12.06% 17,684 13.94% 19,214Since Inception 12.42% 224,925 NA NA 10.57% 144,910Inception date: 01-Jul-94 Managing since: 18-Jun-18

SCHEME PERFORMANCE


Lumpsum Performance of Open Ended SchemesLumpsum Performance of schemes managed by Murthy Nagarajan (Contd.)

Tata Short TermBond Fund&

Crisil Short TermBond Fund Index*

Crisil 1 Yr T-Bill Index#


1 Year 8.83% 10,880 9.23% 10,920 5.54% 10,553

3 Year 5.95% 11,890 8.74% 12,856 6.67% 12,135

5 Year 6.44% 13,670 8.34% 14,933 6.60% 13,769

Since Inception 7.48% 37,925 7.40% 37,432 6.06% 29,682

Inception date: 08-Aug-02 Managing since: 01-Apr-17&Abhishek Sonthalia is the Co-Fund Manager since Feb 6, 2020

Tata Retirement SavingsFund- Conservative Plan




1 Year 9.62% 10,960 12.56% 11,253 9.16% 10,914

3 Year 6.35% 12,027 9.11% 12,986 9.04% 12,963

5 Year 9.12% 15,479 10.19% 16,252 7.93% 14,654

Since Inception 9.43% 23,016 10.07% 24,289 8.00% 20,383

Inception date: 01-Nov-11 Managing since: 01-Apr-17

Lumpsum Performance of schemes managed by Rupesh Patel

Tata Large Cap Fund S&P BSE Sensex TRI*


1 Year 8.71% 10,869 15.09% 11,505 NA NA

3 Year 4.10% 11,279 10.08% 13,336 NA NA

5 Year 10.28% 16,323 14.65% 19,826 NA NA


Inception date: 07-May-98 Managing since: 18-Jun-18

TataMid Cap Growth Fund Nifty Midcap 100 TRI* Nifty 50 TRI#


1 Year 14.79% 11,475 17.26% 11,721 15.27% 11,522

3 Year 8.54% 12,785 1.16% 10,353 8.70% 12,841

5 Year 14.13% 19,375 12.06% 17,684 13.94% 19,214


Inception date: 01-Jul-94 Managing since: 27-Jun-17

Tata Focused Equity Fund S&P BSE 200 TRI* S&P BSE Sensex TRI#


1 Year 10.83% 11,080 16.51% 11,646 15.09% 11,505



Since Inception 9.51% 11,104 14.57% 11,699 12.80% 11,491

Inception date: 05-Dec-19 Managing since: 15-Nov-19

Tata Infrastructure Fund$ S&P BSE IndiaInfrastructure Index TRI* Nifty 50 TRI#


1 Year 7.05% 10,703 11.97% 11,193 15.27% 11,522

3 Year -0.83% 9,753 -7.07% 8,026 8.70% 12,841

5 Year 9.29% 15,601 6.30% 13,577 13.94% 19,214


Inception date: 31-Dec-04 Managing since: 20-Apr-20$Rupesh Patel is the co-fund manager

Tata Ethical Fund$ Nifty 500 Shariah TRI* Nifty 50 TRI#


1 Year 22.01% 12,194 31.88% 13,178 15.27% 11,522

3 Year 7.36% 12,373 9.30% 13,054 8.70% 12,841

5 Year 10.62% 16,574 15.52% 20,585 13.94% 19,214


Inception date: 24-May-96 Managing since: 20-Apr-20$Rupesh Patel is the co-fund manager

Tata Medium Term Fund (Segregated Portfolio 1)&

Crisil Medium Term Debt Index*



1 Year -25.09% 7,497 11.57% 11,154 9.16% 10,914



Since Inception -27.03% 5,988 11.39% 11,919 8.81% 11,473

Inception date: 15-Jun-19 Managing since: 06-Feb-20&Murthy Nagarajan is the Co-Fund Manager since Feb 6, 2020

Tata Retirement SavingsFund - Moderate Plan

CRISIL Hybrid 25+75- Aggressive Index*

S&P BSE Sensex TRI#


1 Year 10.64% 11,061 16.91% 11,686 15.09% 11,505

3 Year 5.50% 11,740 8.88% 12,904 10.08% 13,336

5 Year 12.69% 18,188 13.31% 18,693 14.65% 19,826

Since Inception 14.63% 35,357 12.32% 29,288 12.63% 30,055


Tata Retirement SavingsFund - Progressive Plan S&P BSE 200 TRI* S&P BSE Sensex TRI#


1 Year 9.54% 10,951 16.51% 11,646 15.09% 11,505

3 Year 5.28% 11,666 7.75% 12,506 10.08% 13,336

5 Year 13.89% 19,177 14.11% 19,360 14.65% 19,826

Since Inception 14.36% 34,600 12.93% 30,800 12.63% 30,055



TataIndia Tax Savings Fund S&P BSE Sensex TRI*


1 Year 9.27% 10,924 15.09% 11,505 NA NA

3 Year 4.79% 11,507 10.08% 13,336 NA NA

5 Year 12.48% 18,013 14.65% 19,826 NA NA


Inception date: 31-Mar-96 Managing since: 01-Apr-15

SCHEME PERFORMANCE


Lumpsum Performance of Open Ended SchemesLumpsum Performance of schemes managed by Sailesh Jain

Lumpsum Performance of schemes managed by Satish Chandra Mishra

Tata Small Cap Fund$ Nifty Smallcap 100 TRI* Nifty 50 TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 14.29% 11,425 16.59% 11,654 15.27% 11,5223 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 12.19% 12,903 7.48% 11,735 13.85% 13,330Inception date: 12-Nov-18 Managing since: 01-Nov-19

Note - Satish Chandra Mishra is the Assistant Fund Manager since Nov 1, 2019

Tata Hybrid Equity Fund$ Crisil Hybrid 25+75- Aggressive Index* S&P BSE Sensex TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 9.63% 10,960 16.91% 11,686 15.09% 11,5053 Year 3.93% 11,226 8.88% 12,904 10.08% 13,3365 Year 8.11% 14,777 13.31% 18,693 14.65% 19,826Since Inception 15.05% 348,615 NA NA 12.33% 190,064Inception date: 08-Oct-95 Managing since: 01-Nov-19

Tata Resources& Energy Fund Nifty Commodities TRI* Nifty 50 TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 26.85% 12,676 14.87% 11,482 15.27% 11,5223 Year 6.28% 12,003 -1.11% 9,671 8.70% 12,8415 Year 13.93% 19,205 12.42% 17,969 13.94% 19,214Since Inception 13.64% 19,176 11.27% 17,229 12.65% 18,342Inception date: 28-Dec-15 Managing since: 20-Apr-20

Lumpsum Performance of schemes managed by Sonam Udasi

Tata Equity P/E Fund S&P BSE Sensex TRI*

Period Return % Rs. Return % Rs. Return % Rs.1 Year 10.63% 11,060 15.09% 11,505 NA NA3 Year 2.29% 10,704 10.08% 13,336 NA NA5 Year 13.39% 18,760 14.65% 19,826 NA NASince Inception 17.85% 152,640 16.20% 120,866 NA NAInception date: 29-Jun-04 Managing since: 01-Apr-16

Tata Index Fund- Nifty Plan Nifty 50 TRI*

Period Return % Rs. Return % Rs. Return % Rs.1 Year 13.95% 11,391 15.27% 11,522 NA NA3 Year 7.93% 12,571 8.70% 12,841 NA NA5 Year 12.94% 18,387 13.94% 19,214 NA NASince Inception 15.57% 134,086 16.93% 165,346 NA NAInception date: 25-Feb-03 Managing since: 01-Apr-16

Tata Index Fund- Sensex Plan

S&P BSE Sensex TRI*

Period Return % Rs. Return % Rs. Return % Rs.1 Year 13.56% 11,352 15.09% 11,505 NA NA3 Year 9.23% 13,031 10.08% 13,336 NA NA5 Year 13.62% 18,948 14.65% 19,826 NA NASince Inception 15.53% 133,281 17.64% 184,320 NA NAInception date: 25-Feb-03 Managing since: 01-Apr-16

Tata Banking AndFinancial Services Fund

NiftyFinancial Services TRI* Nifty 50 TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 1.25% 10,124 2.20% 10,220 15.27% 11,5223 Year 7.54% 12,436 9.57% 13,151 8.70% 12,8415 Year 16.98% 21,926 18.34% 23,226 13.94% 19,214Since Inception 16.24% 21,517 16.27% 21,549 12.65% 18,342Inception date: 28-Dec-15 Managing since: 01-Apr-16


Nifty Private Bank TRI* Nifty 50 TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year -2.25% 9,776 -1.40% 9,861 15.27% 11,5223 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 7.30% 11,051 6.32% 10,909 17.22% 12,529Inception date: 30-Aug-19 Managing since: 16-Aug-19



S&P BSE Sensex TRI#


1 Year 14.93% 11,488 16.72% 11,667 15.09% 11,5053 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 11.69% 12,481 14.54% 13,129 15.23% 13,288Inception date: 28-Jan-19 Managing since: 09-Jan-19

Tata Arbitrage FundNifty 50 Arbitrage

Index*Nifty 50 TRI#


1 Year 4.49% 10,448 1.84% 10,184 15.27% 11,5223 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 5.46% 11,192 4.29% 10,931 12.40% 12,809Inception date: 18-Dec-18 Managing since: 10-Dec-18

Tata Equity Savings Fund NIFTYEquity Savings Index* Nifty 50 TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 8.13% 10,811 10.67% 11,064 15.27% 11,5223 Year 5.60% 11,772 7.93% 12,570 8.70% 12,8415 Year 6.79% 13,893 9.56% 15,793 13.94% 19,214Since Inception 7.08% 41,386 NA NA 13.05% 127,825Inception date: 27-Apr-00 Managing since: 09-Nov-18


Nifty 50 TRI*

Period Return % Rs. Return % Rs. Return % Rs.1 Year 15.16% 11,512 15.27% 11,522 NA NA3 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 12.57% 12,792 12.60% 12,799 NA NAInception date: 01-Jan-19 Managing since: 17-Dec-18

Tata Quant Fund S&P BSE 200 TRI* S&P BSE Sensex TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year -9.43% 9,060 16.51% 11,646 15.09% 11,5053 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception -9.11% 9,070 14.92% 11,527 13.65% 11,397Inception date: 22-Jan-20 Managing since: 03-Jan-20

SCHEME PERFORMANCE


Lumpsum Performance of Open Ended SchemesLumpsum Performance of schemes managed by Sonam Udasi (Contd.)

Tata Retirement SavingsFund - Conservative Plan



Period Return % Rs. Return % Rs. Return % Rs.1 Year 9.62% 10,960 12.56% 11,253 9.16% 10,9143 Year 6.35% 12,027 9.11% 12,986 9.04% 12,9635 Year 9.12% 15,479 10.19% 16,252 7.93% 14,654Since Inception 9.43% 23,016 10.07% 24,289 8.00% 20,383Inception date: 01-Nov-11 Managing since: 01-Apr-16



CRISIL Hybrid 35+65 - Aggressive Index* S&P BSE Sensex TRI#


1 Year 14.93% 11,488 16.72% 11,667 15.09% 11,505



Since Inception 11.69% 12,481 14.54% 13,129 15.23% 13,288


Lumpsum Performance of schemes managed by Rahul Singh

Tata Digital India Fund$ S&P BSE IT TRI* S&P BSE Sensex TRI#


1 Year 52.71% 15,254 59.92% 15,972 15.09% 11,505

3 Year 23.81% 18,966 27.96% 20,940 10.08% 13,336

5 Year 18.36% 23,254 19.64% 24,541 14.65% 19,826

Since Inception 18.54% 23,782 19.49% 24,763 13.37% 18,945

Inception date: 28-Dec-15 Managing since: 20-Apr-20$Rahul Singh is the co-fund manger

Tata Resources & Energy Fund$ Nifty Commodities TRI* Nifty 50 TRI#


1 Year 26.85% 12,676 14.87% 11,482 15.27% 11,522

3 Year 6.28% 12,003 -1.11% 9,671 8.70% 12,841

5 Year 13.93% 19,205 12.42% 17,969 13.94% 19,214

Since Inception 13.64% 19,176 11.27% 17,229 12.65% 18,342


$Rahul Singh is the co-fund manger

Tata India Pharma And Healthcare Fund$ Nifty Pharma TRI* Nifty 50 TRI#


1 Year 50.90% 15,073 50.74% 15,058 15.27% 11,522

3 Year 17.33% 16,146 9.79% 13,231 8.70% 12,841

5 Year 7.46% 14,337 1.31% 10,675 13.94% 19,214

Since Inception 7.56% 14,493 0.87% 10,450 12.65% 18,342

Inception date: 28-Dec-15 Managing since: 20-Apr-20$Rahul Singh is the co-fund manager

Tata Young Citizens Fund$ S&P BSE 200 TRI* S&P BSE Sensex TRI#


1 Year 17.14% 11,709 16.51% 11,646 15.09% 11,505

3 Year 4.50% 11,411 7.75% 12,506 10.08% 13,336

5 Year 8.47% 15,020 14.11% 19,360 14.65% 19,826

Since Inception 12.21% 184,561 12.43% 194,180 12.36% 190,931

Inception date: 14-Oct-95 Managing since: 20-Apr-20

$Rahul Singh is the co-fund manager


Nifty IndiaConsumption TRI*

Nifty 50 TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 12.38% 11,235 16.17% 11,612 15.27% 11,5223 Year 4.61% 11,445 6.49% 12,072 8.70% 12,8415 Year 15.83% 20,869 13.02% 18,451 13.94% 19,214Since Inception 14.92% 20,309 11.28% 17,236 12.65% 18,342Inception date: 28-Dec-15 Managing since: 01-Apr-16

Tata Flexi Cap Fund S&P BSE 500 TRI* S&P BSE Sensex TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 10.24% 11,021 16.50% 11,646 15.09% 11,5053 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 9.76% 12,503 7.44% 11,879 9.47% 12,425Inception date: 06-Sep-18 Managing since: 17-Aug-18


Crisil Hybrid 25+75- Aggressive Index* S&P BSE Sensex TRI#


Tata Retirement SavingsFund - Progressive Plan

S&P BSE 200 TRI* S&P BSE Sensex TRI#



SCHEME PERFORMANCE


Lumpsum Performance of Open Ended SchemesLumpsum Performance of schemes managed by Abhishek Sonthalia

Tata Treasury Advantage Fund&



Period Return % Rs. Return % Rs. Return % Rs.1 Year 6.92% 10,690 6.88% 10,686 5.54% 10,5533 Year 5.53% 11,751 7.85% 12,542 6.67% 12,1355 Year 6.37% 13,621 7.85% 14,596 6.60% 13,769Since Inception 7.52% 30,545 7.66% 31,162 6.27% 25,529Inception date: 06-Sep-05 Managing since: 06-Feb-20


Tata Treasury Advantage Fund (Segregated Portfolio 1)&



Period Return % Rs. Return % Rs. Return % Rs.1 Year -20.65% 7,940 6.88% 10,686 5.54% 10,5533 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception -21.42% 6,755 7.37% 11,228 6.06% 11,004Inception date: 15-Jun-19 Managing since: 06-Feb-20


Lumpsum Performance of Close Ended SchemesLumpsum Performance of schemes managed by Akhil Mittal

Tata FMP - Series 54- Scheme A

CRISIL CompositeBond Fund Index* Crisil 10 Yr Gilt Index#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 7.02% 10,700 11.34% 11,130 9.16% 10,9143 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 8.64% 12,504 10.77% 13,175 10.27% 13,017Inception date: 21-May-18 Managing since: 11-May-18


Crisil MediumTerm Debt Index*


Period Return % Rs. Return % Rs. Return % Rs.1 Year 6.98% 10,696 11.57% 11,154 9.16% 10,9143 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 8.74% 12,462 10.70% 13,060 10.56% 13,019Inception date: 15-Jun-18 Managing since: 07-Jun-18

Tata FMP - Series 53- Scheme B






Tata Liquid Fund& Crisil Liquid Fund Index*CRISIL 1 Year T-Bill

Index#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 4.09% 10,410 4.40% 10,441 5.53% 10,5553 Year 5.97% 11,903 6.24% 11,994 6.66% 12,1375 Year 6.43% 13,660 6.57% 13,752 6.59% 13,766Since Inception 7.35% 32,080 6.96% 30,222 6.18% 26,784Inception date: 01-Sep-04 Managing since: 06-Feb-20


Tata Medium Term Fund& Crisil Medium Term Debt Index*


Period Return % Rs. Return % Rs. Return % Rs.1 Year 10.79% 11,076 11.57% 11,154 9.16% 10,9143 Year 1.87% 10,571 9.46% 13,113 9.04% 12,9635 Year 4.22% 12,299 9.15% 15,501 7.93% 14,654Since Inception 5.84% 28,126 NA NA 6.55% 31,776Inception date: 11-Nov-02 Managing since: 06-Feb-20

& Murthy Nagarajan is the Co-Fund Manager since Feb 6, 2020

Tata Medium Term Fund (Segregated Portfolio 1)&



Period Return % Rs. Return % Rs. Return % Rs.1 Year -25.09% 7,497 11.57% 11,154 9.16% 10,9143 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception -27.03% 5,988 11.39% 11,919 8.81% 11,473Inception date: 15-Jun-19 Managing since: 06-Feb-20


Tata Short Term Bond Fund&

Crisil Short Term Bond Fund Index*


Period Return % Rs. Return % Rs. Return % Rs.1 Year 8.83% 10,880 9.23% 10,920 5.54% 10,5533 Year 5.95% 11,890 8.74% 12,856 6.67% 12,1355 Year 6.44% 13,670 8.34% 14,933 6.60% 13,769Since Inception 7.48% 37,925 7.40% 37,432 6.06% 29,682Inception date: 08-Aug-02 Managing since: 06-Feb-20


Lumpsum Performance of schemes managed by Venkat Samala

Tata Large Cap Fund& S&P BSE Sensex TRI*

Period Return % Rs. Return % Rs. Return % Rs.1 Year 8.71% 10,869 15.09% 11,505 NA NA3 Year 4.10% 11,279 10.08% 13,336 NA NA5 Year 10.28% 16,323 14.65% 19,826 NA NASince Inception 19.21% 544,615 13.09% 164,224 NA NAInception date: 07-May-98 Managing since: 26-Nov-20

& Venkat Samala is the Fund Manager - Overseas Investment since Nov 26, 2020

Tata Digital India Fund& S&P BSE IT TRI* S&P BSE Sensex TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 52.71% 15,254 59.92% 15,972 15.09% 11,5053 Year 23.81% 18,966 27.96% 20,940 10.08% 13,3365 Year 18.36% 23,254 19.64% 24,541 14.65% 19,826Since Inception 18.54% 23,782 19.49% 24,763 13.37% 18,945Inception date: 28-Dec-15 Managing since: 26-Nov-20

&Venkat Samala is the Fund Manager - Overseas Investment since Nov 26, 2020

Tata Focused Equity Fund S&P BSE 200 TRI* S&P BSE Sensex TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 10.83% 11,080 16.51% 11,646 15.09% 11,5053 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 9.51% 11,104 14.57% 11,699 12.80% 11,491Inception date: 05-Dec-19 Managing since: 26-Nov-20

&Venkat Samala is the Fund Manager - Overseas Investment since Nov 26, 2020

SCHEME PERFORMANCE


Tata FMP - Series 56 - Scheme D


CRISIL 10 YearGilt Index#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 8.21% 10,819 11.57% 11,154 9.16% 10,9143 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 9.55% 12,303 11.51% 12,807 10.98% 12,670Inception date: 23-Oct-18 Managing since: 12-Oct-18

Tata FMP -Series 56 - Scheme C



Period Return % Rs. Return % Rs. Return % Rs.1 Year 7.87% 10,785 11.57% 11,154 9.16% 10,9143 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 9.63% 12,360 11.53% 12,859 11.23% 12,779Inception date: 11-Oct-18 Managing since: 03-Oct-18

Lumpsum Performance of Close Ended SchemesLumpsum Performance of schemes managed by Akhil Mittal (contd.)

TataValue Fund Series - 2 S&P BSE 200 TRI* S&P BSE Sensex TRI#


1 Year 6.30% 10,628 16.51% 11,646 15.09% 11,505



Since Inception 3.53% 10,905 8.38% 12,222 9.95% 12,668

Inception date: 03-Aug-18 Managing since: 13-Jul-18

TataValue Fund Series - 1 S&P BSE 200 TRI* S&P BSE Sensex TRI#


1 Year 6.12% 10,610 16.51% 11,646 15.09% 11,505



Since Inception 4.54% 11,196 10.26% 12,818 11.24% 13,112

Inception date: 16-Jul-18 Managing since: 22-Jun-18

Lumpsum Performance of schemes managed by Sonam Udasi

Tata FMP- Series 55 - Scheme G



Period Return % Rs. Return % Rs. Return % Rs.1 Year 7.63% 10,761 11.57% 11,154 9.16% 10,9143 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 9.02% 12,330 10.83% 12,831 10.80% 12,822Inception date: 28-Aug-18 Managing since: 14-Aug-18

Tata FMP -Series 56 - Scheme B

Crisil Medium TermDebt Index*


Period Return % Rs. Return % Rs. Return % Rs.1 Year 7.20% 10,718 11.57% 11,154 9.16% 10,9143 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 8.40% 12,077 11.53% 12,908 11.30% 12,847Inception date: 28-Sep-18 Managing since: 21-Sep-18

Tata FMP- Series 55 - Scheme F



Period Return % Rs. Return % Rs. Return % Rs.1 Year 7.29% 10,727 11.57% 11,154 9.16% 10,9143 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 4.23% 11,068 10.76% 12,841 10.60% 12,795Inception date: 20-Aug-18 Managing since: 09-Aug-18

Tata FMP - Series 55- Scheme E



Period Return % Rs. Return % Rs. Return % Rs.1 Year 8.19% 10,817 11.57% 11,154 9.16% 10,9143 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 4.67% 11,211 10.71% 12,902 10.40% 12,812Inception date: 30-Jul-18 Managing since: 20-Jul-18

Tata FMP - Series 55- Scheme B



Period Return % Rs. Return % Rs. Return % Rs.1 Year 7.05% 10,703 11.57% 11,154 9.16% 10,9143 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 8.08% 12,232 10.72% 13,021 10.72% 13,021Inception date: 28-Jun-18 Managing since: 14-Jun-18

Tata FMP - Series 55- Scheme D



Period Return % Rs. Return % Rs. Return % Rs.1 Year 7.15% 10,713 11.57% 11,154 9.16% 10,9143 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 8.21% 12,199 10.69% 12,916 10.36% 12,820Inception date: 24-Jul-18 Managing since: 16-Jul-18

Tata FMP -Series 56 - Scheme A




Tata FMP -Series 55 - Scheme I




Tata FMP - Series 56 - Scheme F



Period Return % Rs. Return % Rs. Return % Rs.1 Year 8.63% 10,860 11.57% 11,154 9.16% 10,9143 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 10.13% 12,334 11.45% 12,661 10.60% 12,450Inception date: 27-Nov-18 Managing since: 19-Nov-18

SCHEME PERFORMANCE


SIP Performance of schemes managed by Amey Sathe

SIP Performance of Open Ended SchemesSIP Performance of schemes managed by Abhinav Sharma


(Segregated Portfolio 1)



Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.

1 Year 120,000 -14.69% 110,339 6% 123,816 4.14% 122,643

3 Year NA NA NA NA NA NA NA


Since Inception 190,000 -19.83% 159,048 6.64% 200,478 5.10% 198,040

Inception date: 15-Jun-19 First Installment date: 01-Jul-19 Managing since: 14-Jun-19


Crisil Ultra Short Term Debt Index*



1 Year 120,000 3.89% 122,481 5.10% 123,246 4.14% 122,643



Since Inception 240,000 4.91% 252,327 6.04% 255,193 5.53% 253,899

Inception date: 22-Jan-19 First Installment date: 01-Feb-19 Managing since: 11-Jan-19

Tata Banking andFinancial Services Fund

Nifty FinancialServices TRI* Nifty 50 TRI#


1 Year 120,000 46.87% 148,323 55.10% 152,995 51.56% 150,996

3 Year 360,000 12.54% 433,982 15.20% 450,861 15.30% 451,507

5 Year 600,000 12.61% 823,146 15.74% 889,065 13.49% 841,165

Since Inception 610,000 12.76% 844,530 15.76% 910,379 13.46% 859,420

Inception date: 28-Dec-15 First Installment date: 01-Jan-16 Managing since: 18-Jun-18

TataEquity P/E Fund

S&P BSE Sensex TRI*


1 Year 120,000 42.49% 145,804 50.96% 150,653 NA NA

3 Year 360,000 10.08% 418,753 16.22% 457,478 NA NA

5 Year 600,000 9.54% 762,619 14.61% 864,613 NA NA

Since Inception 1,990,000 14.59% 7,592,575 12.77% 6,363,973 NA NA


TataInfrastructure Fund

S&P BSE IndiaInfrastructure TRI*

Nifty 50 TRI#


1 Year 120,000 54.23% 152,504 61.27% 156,454 51.56% 150,996

3 Year 360,000 10.36% 420,442 5.22% 389,655 15.30% 451,507

5 Year 600,000 7.41% 723,190 2.82% 644,423 13.49% 841,165

Since Inception 1,920,000 8.41% 3,936,339 5.40% 2,204,492 11.95% 5,434,633

Inception date: 31-Dec-04 First Installment date: 01-Feb-05 Managing since: 20-Apr-20

Tata Flexi Cap Fund S&P BSE 500 TRI*S&P BSE Sensex

TRI#


1 Year 120,000 37.59% 142,957 54.60% 152,717 50.96% 150,653



Since Inception 280,000 15.93% 336,208 19.92% 351,046 19.61% 349,871

Inception date: 06-Sep-18 First Installment date: 01-Oct-18 Managing since: 01-Nov-19

SIP Performance of schemes managed by Akhil Mittal



S&P BSE Sensex TRI#


1 Year 120,000 29.01% 137,903 36.80% 142,492 50.96% 150,653



Since Inception 240,000 16.36% 281,910 19.33% 289,790 22.01% 296,943


TataDynamic Bond Fund

CRISIL Composite Bond Fund Index*

Crisil 10 Yr GiltIndex#


1 Year 120,000 6.02% 123,832 8.29% 125,258 5.92% 123,765

3 Year 360,000 7.42% 402,664 10.57% 421,745 9.36% 414,340

5 Year 600,000 6.73% 711,027 9.23% 756,734 7.82% 730,659

Since Inception 2,080,000 7.36% 4,107,653 8.16% 4,444,388 7.01% 3,970,756

Inception date: 03-Sep-03 First Installment date: 01-Oct-03 Managing since: 26-Jun-14

Tata Income Fund CRISIL Medium toLong Term Debt Index*



1 Year 120,000 8.29% 125,254 8.82% 125,586 5.92% 123,765

3 Year 360,000 9.39% 414,515 10.98% 424,259 9.36% 414,340

5 Year 600,000 7.85% 731,238 9.49% 761,617 7.82% 730,659

Since Inception 2,820,000 7.41% 7,355,620 9.27% 9,559,000 6.92% 4,796,506

Inception date: 28-Apr-97 First Installment date: 01-Aug-97 Managing since: 26-Jun-14

Tata Treasury Advantage Fund##

CRISIL Low DurationDebt Index*

Crisil 1 Yr T-BillIndex#


1 Year 120,000 5.90% 123,753 6.00% 123,816 4.14% 122,643

3 Year 360,000 5.39% 390,673 7.50% 403,102 6.21% 395,488

5 Year 600,000 5.73% 693,414 7.57% 726,056 6.40% 705,199

Since Inception 1,840,000 7.39% 3,349,006 7.91% 3,500,141 6.61% 3,137,000

Inception date: 06-Sep-05 First Installment date: 01-Oct-05 Managing since: 26-Jun-14

SCHEME PERFORMANCE


SIP Performance of schemes managed by Amey Sathe (Contd.)


S&P BSE 200 TRI*S&P BSE Sensex

TRI#


1 Year 120,000 46.71% 148,230 53.43% 152,053 50.96% 150,653

3 Year 360,000 13.44% 439,622 15.44% 452,411 16.22% 457,478

5 Year 600,000 9.30% 758,083 13.26% 836,308 14.61% 864,613

Since Inception 3,000,000 11.69% 16,226,436 14.18% 24,160,089 14.10% 23,859,236

Inception date: 14-Oct-95 First Installment date: 01-Feb-96 Managing since: 20-Apr-20


CRISIL Banking and PSU Debt Index*



1 Year 120,000 8.30% 125,264 7.78% 124,933 5.92% 123,765



Since Inception 150,000 8.58% 158,451 8.24% 158,119 6.70% 156,609

Inception date: 10-Oct-19 First Installment date: 01-Nov-19 Managing since: 06-Sep-19

Tata Corporate Bond Fund (Segregated Portfolio 1)

Crisil Corporate Bond Composite Index*



1 Year 120,000 -13.92% 110,855 9.29% 125,883 4.14% 122,643



Since Inception 190,000 -13.85% 168,336 10.25% 206,198 5.10% 198,040


SIP Performance of schemes managed by Amit Somani

TataMoney Market Fund

Crisil MoneyMarket Index*

Crisil 1Yr T-Bill Index#


1 Year 120,000 5.15% 123,277 4.62% 122,944 4.14% 122,643

3 Year 360,000 5.45% 391,020 6.22% 395,563 6.21% 395,496

5 Year 600,000 5.27% 685,457 6.66% 709,830 6.41% 705,293

Since Inception 2,120,000 6.95% 4,078,953 7.47% 4,293,947 7.08% 3,892,122

Inception date: 22-May-03 First Installment date: 01-Jun-03 Managing since: 16-Oct-13

Tata Liquid Fund Crisil Liquid FundIndex*

Crisil 1 Yr T-BillIndex#


1 Year 120,000 3.46% 122,244 3.96% 122,567 4.14% 122,679

3 Year 360,000 5.15% 389,401 5.48% 391,323 6.20% 395,615

5 Year 600,000 5.84% 695,602 6.08% 699,720 6.40% 705,472

Since Inception 1,960,000 7.36% 3,714,977 7.17% 3,649,190 7.32% 3,454,686

Inception date: 01-Sep-04 First Installment date: 01-Oct-04 Managing since: 16-Oct-13

Tata Overnight Fund Crisil Overnight Index*



1 Year 120,000 2.99% 121,940 3.13% 122,032 4.14% 122,679



Since Inception 220,000 3.52% 227,475 3.65% 227,755 5.37% 231,426

Inception date: 27-Mar-19 First Installment date: 01-Apr-19 Managing since: 25-Mar-19

SIP Performance of schemes managed by Chandraprakash Padiyar

TataHybrid Equity Fund


S&P BSE Sensex TRI#


1 Year 120,000 35.51% 141,740 41.47% 145,210 50.96% 150,653

3 Year 360,000 9.94% 417,870 14.98% 449,430 16.22% 457,478

5 Year 600,000 7.72% 728,808 12.83% 827,494 14.61% 864,613

Since Inception 3,000,000 15.79% 31,395,282 13.10% 8,975,478 14.11% 23,874,296

Inception date: 08-Oct-95 First Installment date: 01-Feb-96 Managing since: 03-Sep-18


Nifty Large Midcap 250 TRI*

S&P BSE Sensex TRI#


1 Year 120,000 44.84% 147,154 57.50% 154,346 50.96% 150,653

3 Year 360,000 14.74% 447,883 15.80% 454,729 16.22% 457,478

5 Year 600,000 11.74% 805,444 13.14% 833,982 14.61% 864,613

Since Inception 2,450,000 17.10% 18,499,200 13.26% 5,987,698 14.89% 13,963,153

Inception date: 25-Feb-93 First Installment date: 01-Mar-93 Managing since: 03-Sep-18

Tata Small Cap Fund Nifty Smallcap 100 TRI* Nifty 50 TRI#


1 Year 120,000 55.84% 153,412 84.81% 169,326 51.56% 150,996



Since Inception 260,000 22.82% 330,026 25.63% 339,145 20.06% 321,196

Inception date: 12-Nov-18 First Installment date: 01-Dec-18 Managing since: 19-Oct-18

SCHEME PERFORMANCE


SIP Performance of schemes managed by Ennette Fernandes

Tata Large &Mid Cap Fund

Nifty Large Midcap 250 TRI*

S&P BSE Sensex TRI#


1 Year 120,000 44.84% 147,154 57.50% 154,346 50.96% 150,653

3 Year 360,000 14.74% 447,883 15.80% 454,729 16.22% 457,478

5 Year 600,000 11.74% 805,444 13.14% 833,982 14.61% 864,613

Since Inception 2,450,000 17.10% 18,499,200 13.26% 5,987,698 14.89% 13,963,153

Inception date: 25-Feb-93 First Installment date: 01-Mar-93 Managing since: 01-Nov-19

SIP Performance of schemes managed by Meeta Shetty

Tata Digital India Fund S&P BSE IT TRI* S&P BSE Sensex

TRI#


1 Year 120,000 99.78% 177,275 104.94% 179,976 50.96% 150,653

3 Year 360,000 32.64% 572,582 36.79% 604,450 16.22% 457,478

5 Year 600,000 26.69% 1,158,769 28.93% 1,222,004 14.61% 864,613

Since Inception 610,000 26.36% 1,182,560 28.55% 1,246,908 14.56% 883,469

Inception date: 28-Dec-15 First Installment date: 01-Jan-16 Managing since: 20-Apr-20

Tata India PharmaAnd Healthcare Fund Nifty Pharma TRI* Nifty 50 TRI#


1 Year 120,000 50.44% 150,359 48.24% 149,102 51.56% 150,996

3 Year 360,000 28.63% 542,865 20.84% 488,130 15.30% 451,507

5 Year 600,000 17.41% 926,021 10.25% 776,272 13.49% 841,165

Since Inception 610,000 17.06% 940,457 9.95% 786,747 13.46% 859,420



S&P BSE Sensex TRI*


1 Year 120,000 46.87% 148,321 50.96% 150,653 NA NA

3 Year 360,000 12.64% 434,603 16.22% 457,478 NA NA

5 Year 600,000 11.04% 791,666 14.61% 864,613 NA NA


Inception date: 31-Mar-96 First Installment date: 01-Jul-96 Managing since: 18-Jun-18



1 Year 120,000 45.53% 147,554 50.96% 150,653 NA NA

3 Year 360,000 11.36% 426,633 16.22% 457,478 NA NA

5 Year 600,000 9.41% 760,190 14.61% 864,613 NA NA


Inception date: 07-May-98 First Installment date: 01-Jun-98 Managing since: 18-Jun-18


Nifty Midcap 100 TRI*

Nifty 50 TRI#


1 Year 120,000 51.19% 150,785 66.94% 159,601 51.56% 150,996

3 Year 360,000 18.33% 471,289 14.68% 447,545 15.30% 451,507

5 Year 600,000 14.51% 862,512 10.40% 779,110 13.49% 841,165

Since Inception 2,030,000 15.68% 9,282,826 13.50% 7,079,821 12.36% 6,546,542

Inception date: 01-Jul-94 First Installment date: 01-Jul-94 Managing since: 18-Jun-18

Tata Retirement Savings Fund- Moderate Plan


S&P BSE Sensex TRI#


1 Year 120,000 31.67% 139,482 41.47% 145,210 50.96% 150,653

3 Year 360,000 11.21% 425,667 14.98% 449,430 16.22% 457,478

5 Year 600,000 10.63% 783,698 12.83% 827,494 14.61% 864,613

Since Inception 1,100,000 13.55% 2,093,100 12.55% 1,994,737 13.17% 2,054,832

Inception date: 01-Nov-11 First Installment date: 01-Dec-11 Managing since: 18-Jun-18

Tata Retirement Savings Fund - Progressive Plan S&P BSE 200 TRI* S&P BSE Sensex

TRI#


1 Year 120,000 35.35% 141,644 53.43% 152,053 50.96% 150,653

3 Year 360,000 11.80% 429,368 15.44% 452,411 16.22% 457,478

5 Year 600,000 11.54% 801,512 13.26% 836,308 14.61% 864,613

Since Inception 1,100,000 13.69% 2,107,771 13.14% 2,051,959 13.17% 2,054,832


Tata Retirement Savings Fund - Conservative Plan

CRISIL Short Term Debt Hybrid 75+25 Fund Index*



1 Year 120,000 13.99% 128,797 18.36% 131,477 5.92% 123,765

3 Year 360,000 8.84% 411,170 11.41% 426,883 9.36% 414,340

5 Year 600,000 8.08% 735,379 10.19% 775,037 7.82% 730,659

Since Inception 1,100,000 9.02% 1,682,736 10.07% 1,769,667 7.86% 1,592,194


Tata Ethical FundNifty 500 Shariah

TRI*Nifty 50 TRI#


1 Year 120,000 49.58% 149,871 60.71% 156,141 51.56% 150,996

3 Year 360,000 16.63% 460,138 20.64% 486,752 15.30% 451,507

5 Year 600,000 12.39% 818,543 16.11% 897,033 13.49% 841,165

Since Inception 2,930,000 17.39% 37,073,746 13.67% 4,779,554 13.79% 20,980,532

Inception date: 24-May-96 First Installment date: 01-Sep-96 Managing since: 20-Apr-20


Nifty IndiaConsumption TRI*

Nifty 50 TRI#


1 Year 120,000 36.45% 142,290 38.70% 143,603 51.56% 150,996

3 Year 360,000 10.88% 423,632 12.79% 435,537 15.30% 451,507

5 Year 600,000 12.79% 826,810 11.69% 804,501 13.49% 841,165

Since Inception 610,000 12.87% 846,817 11.67% 821,550 13.46% 859,420

Inception date: 28-Dec-15 First Installment date: 01-Jan-16 Managing since: 18-Jun-18

SCHEME PERFORMANCE


SIP Performance of schemes managed by Murthy Nagarajan

TataEquity Savings Fund

NIFTY Equity Savings Index*

Nifty 50 TRI#


1 Year 120,000 18.15% 131,359 20.02% 132,496 51.56% 150,996

3 Year 360,000 7.90% 405,511 10.26% 419,819 15.30% 451,507

5 Year 600,000 6.55% 707,739 9.44% 760,714 13.49% 841,165

Since Inception 2,490,000 6.51% 5,156,184 9.03% 4,082,080 14.25% 13,473,043

Inception date: 27-Apr-00 First Installment date: 01-May-00 Managing since: 01-Apr-17

TataGilt Securities Fund

Crisil DynamicGilt Index*

CRISIL 10Year Gilt Index#


1 Year 120,000 5.58% 123,554 7.60% 124,826 5.92% 123,765

3 Year 360,000 8.84% 411,158 10.45% 420,964 9.36% 414,340

5 Year 600,000 7.63% 727,143 8.97% 751,860 7.82% 730,659

Since Inception 2,560,000 7.67% 6,250,663 8.30% 6,767,981 6.92% 4,797,480

Inception date: 06-Sep-99 First Installment date: 01-Oct-99 Managing since: 14-Sep-19

Tata Medium Term Fund (Segregated Portfolio 1)




1 Year 120,000 -15.21% 109,988 9.22% 125,835 5.92% 123,765



Since Inception 190,000 -23.63% 153,163 10.46% 206,523 7.04% 201,109

Inception date: 15-Jun-19 First Installment date: 01-Jul-19 Managing since: 06-Feb-20

Tata Retirement SavingsFund - Progressive Plan

S&P BSE 200 TRI* S&P BSE Sensex TRI#


1 Year 120,000 35.35% 141,644 53.43% 152,053 50.96% 150,653

3 Year 360,000 11.80% 429,368 15.44% 452,411 16.22% 457,478

5 Year 600,000 11.54% 801,512 13.26% 836,308 14.61% 864,613

Since Inception 1,100,000 13.69% 2,107,771 13.14% 2,051,959 13.17% 2,054,832

Inception date: 01-Nov-11 First Installment date: 01-Dec-11 Managing since: 01-Apr-17



S&P BSE Sensex TRI#


1 Year 120,000 35.51% 141,740 41.47% 145,210 50.96% 150,653

3 Year 360,000 9.94% 417,870 14.98% 449,430 16.22% 457,478

5 Year 600,000 7.72% 728,808 12.83% 827,494 14.61% 864,613

Since Inception 3,000,000 15.79% 31,395,282 13.10% 8,975,478 14.11% 23,874,296

Inception date: 08-Oct-95 First Installment date: 01-Feb-96 Managing since: 01-Apr-17

Tata Retirement SavingsFund - Conservative Plan

CRISIL Short Term DebtHybrid 75+25 Fund Index* Crisil 10 Yr Gilt Index#


1 Year 120,000 13.99% 128,797 18.36% 131,477 5.92% 123,765

3 Year 360,000 8.84% 411,170 11.41% 426,883 9.36% 414,340

5 Year 600,000 8.08% 735,379 10.19% 775,037 7.82% 730,659

Since Inception 1,100,000 9.02% 1,682,736 10.07% 1,769,667 7.86% 1,592,194


Tata Medium Term Fund## &




1 Year 120,000 8.73% 125,531 9.22% 125,835 5.92% 123,765

3 Year 360,000 3.46% 379,485 10.68% 422,388 9.36% 414,340

5 Year 600,000 3.09% 648,816 9.42% 760,444 7.82% 730,659

Since Inception 2,170,000 5.73% 3,753,755 9.15% 4,371,192 6.92% 4,233,429

Inception date: 11-Nov-02 First Installment date: 01-Jan-03 Managing since: 06-Feb-20

Tata Short TermBond Fund

Crisil Short TermBond Fund Index* Crisil 1 Yr T-Bill Index#


1 Year 120,000 7.08% 124,497 7.52% 124,773 4.14% 122,643

3 Year 360,000 7.46% 402,884 9.10% 412,734 6.21% 395,488

5 Year 600,000 6.46% 706,118 8.44% 741,993 6.40% 705,199

Since Inception 2,210,000 7.53% 4,656,623 8% 4,892,312 6.42% 4,149,878

Inception date: 08-Aug-02 First Installment date: 01-Sep-02 Managing since: 01-Apr-17



S&P BSE Sensex TRI#


1 Year 120,000 31.67% 139,482 41.47% 145,210 50.96% 150,653

3 Year 360,000 11.21% 425,667 14.98% 449,430 16.22% 457,478

5 Year 600,000 10.63% 783,698 12.83% 827,494 14.61% 864,613

Since Inception 1,100,000 13.55% 2,093,100 12.55% 1,994,737 13.17% 2,054,832


SIP Performance of schemes managed by Rupesh Patel

Tata Ethical Fund Nifty 500 Shariah TRI* Nifty 50 TRI#


1 Year 120,000 49.58% 149,871 60.71% 156,141 51.56% 150,996

3 Year 360,000 16.63% 460,138 20.64% 486,752 15.30% 451,507

5 Year 600,000 12.39% 818,543 16.11% 897,033 13.49% 841,165

Since Inception 2,930,000 17.39% 37,073,746 13.67% 4,779,554 13.79% 20,980,532

Inception date: 24-May-96 First Installment date: 01-Sep-96 Managing since: 20-Apr-20

Tata Focused Equity Fund S&P BSE 200 TRI* S&P BSE Sensex

TRI#


1 Year 120,000 47.16% 148,487 53.43% 152,053 50.96% 150,653



Since Inception 130,000 41.09% 159,490 47.07% 163,599 44.73% 161,999

Inception date: 05-Dec-19 First Installment date: 01-Jan-20 Managing since: 15-Nov-19

SCHEME PERFORMANCE


SIP Performance of schemes managed by Rupesh Patel (Contd.)

Tata Large Cap FundS&P BSE Sensex

TRI*


1 Year 120,000 45.53% 147,554 50.96% 150,653 NA NA

3 Year 360,000 11.36% 426,633 16.22% 457,478 NA NA

5 Year 600,000 9.41% 760,190 14.61% 864,613 NA NA


Inception date: 07-May-98 First Installment date: 01-Jun-98 Managing since: 18-Jun-18


Nifty Midcap 100 TRI*

Nifty 50 TRI#


1 Year 120,000 51.19% 150,785 66.94% 159,601 51.56% 150,996

3 Year 360,000 18.33% 471,289 14.68% 447,545 15.30% 451,507

5 Year 600,000 14.51% 862,512 10.40% 779,110 13.49% 841,165

Since Inception 2,030,000 15.68% 9,282,826 13.50% 7,079,821 12.36% 6,546,542

Inception date: 01-Jul-94 First Installment date: 01-Jul-94 Managing since: 27-Jun-17

TataInfrastructure Fund

S&P BSE India Infrastructure TRI*

Nifty 50 TRI#


1 Year 120,000 54.23% 152,504 61.27% 156,454 51.56% 150,996

3 Year 360,000 10.36% 420,442 5.22% 389,655 15.30% 451,507

5 Year 600,000 7.41% 723,190 2.82% 644,423 13.49% 841,165

Since Inception 1,920,000 8.41% 3,936,339 5.40% 2,204,492 11.95% 5,434,633

Inception date: 31-Dec-04 First Installment date: 01-Feb-05 Managing since: 20-Apr-20

SIP Performance of schemes managed by Sailesh Jain

Tata Arbitrage Fund Nifty 50 Arbitrage Index* Nifty 50 TRI#


1 Year 120,000 3.65% 122,334 1.74% 121,112 51.56% 150,996



Since Inception 250,000 4.76% 262,968 3.02% 258,208 20.75% 308,358

Inception date: 18-Dec-18 First Installment date: 01-Jan-19 Managing since: 10-Dec-18

TataEquity Savings Fund

NIFTY Equity Savings Index* Nifty 50 TRI#


1 Year 120,000 18.15% 131,359 20.02% 132,496 51.56% 150,996

3 Year 360,000 7.90% 405,511 10.26% 419,819 15.30% 451,507

5 Year 600,000 6.55% 707,739 9.44% 760,714 13.49% 841,165

Since Inception 2,490,000 6.51% 5,156,184 9.03% 4,082,080 14.25% 13,473,043

Inception date: 27-Apr-00 First Installment date: 01-May-00 Managing since: 09-Nov-18

Tata Nifty Exchange Traded Fund Nifty 50 TRI*


1 Year 120,000 51.63% 151,036 51.56% 150,996 NA NA



Since Inception 240,000 21.49% 295,559 21.49% 295,559 NA NA

Inception date: 01-Jan-19 First Installment date: 01-Feb-19 Managing since: 17-Dec-18



S&P BSE Sensex TRI#


1 Year 120,000 29.01% 137,903 36.80% 142,492 50.96% 150,653



Since Inception 240,000 16.36% 281,910 19.33% 289,790 22.01% 296,943


SIP Performance of schemes managed by Satish Chandra Mishra



S&P BSE Sensex TRI#


1 Year 120,000 35.51% 141,740 41.47% 145,210 50.96% 150,653

3 Year 360,000 9.94% 417,870 14.98% 449,430 16.22% 457,478

5 Year 600,000 7.72% 728,808 12.83% 827,494 14.61% 864,613

Since Inception 3,000,000 15.79% 31,395,282 13.10% 8,975,478 14.11% 23,874,296

Inception date: 08-Oct-95 First Installment date: 01-Feb-96 Managing since: 01-Nov-19

Tata Resources &Energy Fund

Nifty Commodities TRI* Nifty 50 TRI#


1 Year 120,000 52.46% 151,503 49.74% 149,959 51.56% 150,996

3 Year 360,000 18.93% 475,278 8.93% 411,733 15.30% 451,507

5 Year 600,000 13.20% 835,202 7.43% 723,561 13.49% 841,165

Since Inception 610,000 13.22% 854,237 7.57% 740,558 13.46% 859,420



Nifty Private Bank TRI* Nifty 50 TRI#


1 Year 120,000 58.47% 154,893 59.12% 155,256 51.56% 150,996



Since Inception 160,000 30.44% 193,867 31.07% 194,559 33.75% 197,507

Inception date: 30-Aug-19 First Installment date: 01-Oct-19 Managing since: 16-Aug-19


S&P BSE Sensex TRI*


1 Year 120,000 46.87% 148,321 50.96% 150,653 NA NA

3 Year 360,000 12.64% 434,603 16.22% 457,478 NA NA

5 Year 600,000 11.04% 791,666 14.61% 864,613 NA NA


Inception date: 31-Mar-96 First Installment date: 01-Jul-96 Managing since: 01-Apr-15

Tata Quant Fund S&P BSE 200 TRI* S&P BSE Sensex TRI#


1 Year 120,000 24.63% 135,283 53.43% 152,053 50.96% 150,653



Since Inception 120,000 24.63% 135,283 53.43% 152,053 50.96% 150,653


SCHEME PERFORMANCE


SIP Performance of schemes managed by Satish Chandra Mishra (Contd.)

Tata Banking AndFinancial Services Fund

Nifty FinancialServices TRI*

Nifty 50 TRI#

Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 46.87% 148,323 55.10% 152,995 51.56% 150,9963 Year 360,000 12.54% 433,982 15.20% 450,861 15.30% 451,5075 Year 600,000 12.61% 823,146 15.74% 889,065 13.49% 841,165Since Inception 610,000 12.76% 844,530 15.76% 910,379 13.46% 859,420Inception date: 28-Dec-15 First Installment date: 01-Jan-16 Managing since: 01-Apr-16

Tata Equity P/E Fund S&P BSE Sensex TRI*

Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 42.49% 145,804 50.96% 150,653 NA NA3 Year 360,000 10.08% 418,753 16.22% 457,478 NA NA5 Year 600,000 9.54% 762,619 14.61% 864,613 NA NASince Inception 1,990,000 14.59% 7,592,575 12.77% 6,363,973 NA NAInception date: 29-Jun-04 First Installment date: 01-Jul-04 Managing since: 01-Apr-16

Tata Index Fund- Nifty Plan Nifty 50 TRI*

Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 49.63% 149,900 51.56% 150,996 NA NA3 Year 360,000 14.33% 445,267 15.30% 451,507 NA NA5 Year 600,000 12.55% 821,919 13.49% 841,165 NA NASince Inception 2,140,000 11.98% 6,951,822 13.26% 7,955,823 NA NAInception date: 25-Feb-03 First Installment date: 01-Apr-03 Managing since: 01-Apr-16

Tata Index Fund- Sensex Plan

S&P BSE Sensex TRI*

Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 48.08% 149,010 50.96% 150,653 NA NA3 Year 360,000 15.06% 449,984 16.22% 457,478 NA NA5 Year 600,000 13.58% 842,942 14.61% 864,613 NA NASince Inception 2,140,000 11.93% 6,914,483 13.78% 8,406,508 NA NAInception date: 25-Feb-03 First Installment date: 01-Apr-03 Managing since: 01-Apr-16

Tata IndiaConsumer Fund

Nifty IndiaConsumption TRI* Nifty 50 TRI#


Tata Flexi Cap Fund S&P BSE 500 TRI*S&P BSE Sensex

TRI#

Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 37.59% 142,957 54.60% 152,717 50.96% 150,6533 Year NA NA NA NA NA NA NA5 Year NA NA NA NA NA NA NASince Inception 280,000 15.93% 336,208 19.92% 351,046 19.61% 349,871Inception date: 06-Sep-18 First Installment date: 01-Oct-18 Managing since: 17-Aug-18

Tata Retirement Savings Fund - Conservative Plan



Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 13.99% 128,797 18.36% 131,477 5.92% 123,7653 Year 360,000 8.84% 411,170 11.41% 426,883 9.36% 414,3405 Year 600,000 8.08% 735,379 10.19% 775,037 7.82% 730,659Since Inception 1,100,000 9.02% 1,682,736 10.07% 1,769,667 7.86% 1,592,194Inception date: 01-Nov-11 First Installment date: 01-Dec-11 Managing since: 01-Apr-16

Tata Retirement Savings Fund - Moderate Plan


S&P BSE Sensex TRI#


Tata Retirement Savings Fund - Progressive Plan S&P BSE 200 TRI* S&P BSE Sensex TRI#




S&P BSE Sensex TRI#

Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 29.01% 137,903 36.80% 142,492 50.96% 150,6533 Year NA NA NA NA NA NA NA5 Year NA NA NA NA NA NA NASince Inception 240,000 16.36% 281,910 19.33% 289,790 22.01% 296,943Inception date: 28-Jan-19 First Installment date: 01-Feb-19 Managing since: 09-Jan-19

SIP Performance of schemes managed by Rahul Singh


S&P BSE IT TRI*S&P BSE Sensex

TRI#

Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 99.78% 177,275 104.94% 179,976 50.96% 150,6533 Year 360,000 32.64% 572,582 36.79% 604,450 16.22% 457,4785 Year 600,000 26.69% 1,158,769 28.93% 1,222,004 14.61% 864,613Since Inception 610,000 26.36% 1,182,560 28.55% 1,246,908 14.56% 883,469Inception date: 28-Dec-15 First Installment date: 01-Jan-16 Managing since: 20-Apr-20

SIP Performance of schemes managed by Sonam Udasi

Tata Small Cap FundNifty Smallcap 100

TRI*Nifty 50 TRI#

Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 55.84% 153,412 84.81% 169,326 51.56% 150,9963 Year NA NA NA NA NA NA NA5 Year NA NA NA NA NA NA NASince Inception 260,000 22.82% 330,026 25.63% 339,145 20.06% 321,196Inception date: 12-Nov-18 First Installment date: 01-Dec-18 Managing since: 01-Nov-19

SCHEME PERFORMANCE


SIP Performance of schemes managed by Abhishek Sonthalia

SIP Performance of schemes managed by Rahul Singh (Contd.)


S&P BSE 200 TRI*S&P BSE Sensex

TRI#

Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 46.71% 148,230 53.43% 152,053 50.96% 150,6533 Year 360,000 13.44% 439,622 15.44% 452,411 16.22% 457,4785 Year 600,000 9.30% 758,083 13.26% 836,308 14.61% 864,613Since Inception 3,000,000 11.69% 16,226,436 14.18% 24,160,089 14.10% 23,859,236Inception date: 14-Oct-95 First Installment date: 01-Feb-96 Managing since: 20-Apr-20

Tata Liquid Fund Crisil Liquid Fund Index*


Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 3.46% 122,244 3.96% 122,567 4.14% 122,6793 Year 360,000 5.15% 389,401 5.48% 391,323 6.20% 395,6155 Year 600,000 5.84% 695,602 6.08% 699,720 6.40% 705,472Since Inception 1,960,000 7.36% 3,714,977 7.17% 3,649,190 7.32% 3,454,686Inception date: 01-Sep-04 First Installment date: 01-Oct-04 Managing since: 06-Feb-20

Tata Medium Term Fund


CRISIL 10 Year Gilt Indexa

Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 8.73% 125,531 9.22% 125,835 5.92% 123,7653 Year 360,000 3.46% 379,485 10.68% 422,388 9.36% 414,3405 Year 600,000 3.09% 648,816 9.42% 760,444 7.82% 730,659Since Inception 2,170,000 5.73% 3,753,755 9.15% 4,371,192 6.92% 4,233,429Inception date: 11-Nov-02 First Installment date: 01-Jan-03 Managing since: 06-Feb-20

Tata Short Term Bond Fund

Crisil Short Term Bond Fund Index*


Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 7.08% 124,497 7.52% 124,773 4.14% 122,6433 Year 360,000 7.46% 402,884 9.10% 412,734 6.21% 395,4885 Year 600,000 6.46% 706,118 8.44% 741,993 6.40% 705,199Since Inception 2,210,000 7.53% 4,656,623 8% 4,892,312 6.42% 4,149,878Inception date: 08-Aug-02 First Installment date: 01-Sep-02 Managing since: 06-Feb-20




Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 5.90% 123,753 6% 123,816 4.14% 122,6433 Year 360,000 5.39% 390,673 7.50% 403,102 6.21% 395,4885 Year 600,000 5.73% 693,414 7.57% 726,056 6.40% 705,199Since Inception 1,840,000 7.39% 3,349,006 7.91% 3,500,141 6.61% 3,137,000Inception date: 06-Sep-05 First Installment date: 01-Oct-05 Managing since: 06-Feb-20

Tata Medium Term Fund (Segregated

Portfolio 1)



Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 -15.21% 109,988 9.22% 125,835 5.92% 123,7653 Year NA NA NA NA NA NA NA5 Year NA NA NA NA NA NA NASince Inception 190,000 -23.63% 153,163 10.46% 206,523 7.04% 201,109Inception date: 15-Jun-19 First Installment date: 01-Jul-19 Managing since: 06-Feb-20

Tata Treasury Advantage Fund (Segregated

Portfolio 1)



Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 -14.69% 110,339 6.00% 123,816 4.14% 122,6433 Year NA NA NA NA NA NA NA5 Year NA NA NA NA NA NA NASince Inception 190,000 -19.83% 159,048 6.64% 200,478 5.10% 198,040Inception date: 15-Jun-19 First Installment date: 01-Jul-19 Managing since: 06-Feb-20


Nifty Commodities TRI*

Nifty 50 TRI#


Tata India Pharma And Healthcare Fund

Nifty Pharma TRI* Nifty 50 TRI#


SIP Performance of schemes managed by Venkat Samala

Tata Digital India Fund S&P BSE IT TRI* S&P BSE Sensex

TRI#

Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 99.78% 177,275 104.94% 179,976 50.96% 150,6533 Year 360,000 32.64% 572,582 36.79% 604,450 16.22% 457,4785 Year 600,000 26.69% 1,158,769 28.93% 1,222,004 14.61% 864,613Since Inception 610,000 26.36% 1,182,560 28.55% 1,246,908 14.56% 883,469Inception date: 28-Dec-15 First Installment date: 01-Jan-16 Managing since: 26-Nov-20


Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 45.53% 147,554 50.96% 150,653 NA NA3 Year 360,000 11.36% 426,633 16.22% 457,478 NA NA5 Year 600,000 9.41% 760,190 14.61% 864,613 NA NASince Inception 2,720,000 16.82% 25,607,082 14.61% 18,592,052 NA NAInception date: 07-May-98 First Installment date: 01-Jun-98 Managing since: 26-Nov-20

Tata Focused Equity Fund S&P BSE 200 TRI* S&P BSE Sensex

TRI#

Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 47.16% 148,487 53.43% 152,053 50.96% 150,6533 Year NA NA NA NA NA NA NA5 Year NA NA NA NA NA NA NASince Inception 130,000 41.09% 159,490 47.07% 163,599 44.73% 161,999Inception date: 05-Dec-19 First Installment date: 01-Jan-20 Managing since: 26-Nov-20


SCHEME PERFORMANCE

Scheme NameScheme Name Index Name Since Inception

Tata Large & Mid Cap Fund - Reg - Growth S&P BSE Sensex TRIAs TRI data is not available since Since Inception of the scheme, benchmark performance is calculated using composite CAGR of S&P BSE Sensex PRI values from date 25-Feb-1993 to date 19-Aug-1996 and TRI values since date 19-Aug-1996

Tata Hybrid Equity Fund - Reg - Growth S&P BSE Sensex TRIAs TRI data is not available since Since Inception of the scheme, benchmark performance is calculated using composite CAGR of S&P BSE Sensex PRI values from date 06-Oct-1995 to date 19-Aug-1996 and TRI values since date 19-Aug-1996

Tata Young Citizens Fund - Reg S&P BSE 200 TRIAs TRI data is not available since Since Inception of the scheme, benchmark performance is calculated using composite CAGR of S&P BSE 200 PRI values from date 13-Oct-1995 to date 01-Aug-2006 and TRI values since date 01-Aug-2006

Tata Ethical Fund - Reg - Growth Nifty 50 TRIAs TRI data is not available since Since Inception of the scheme, benchmark performance is calculated using composite CAGR of Nifty 50 PRI values from date 24-May-1996 to date 30-Jun-1999 and TRI values since date 30-Jun-1999

Tata India Tax Savings Fund - Reg - Dividend S&P BSE Sensex TRIAs TRI data is not available since Since Inception of the scheme, benchmark performance is calculated using composite CAGR of S&P BSE Sensex PRI values from date 29-Mar-1996 to date 19-Aug-1996 and TRI values since date 19-Aug-1996

Tata Mid Cap Growth Fund - Reg - Dividend Nifty 50 TRIAs TRI data is not available since Since Inception of the scheme, benchmark performance is calculated using composite CAGR of Nifty 50 PRI values from date 01-Jul-1994 to date 30-Jun-1999 and TRI values since date 30-Jun-1999

• The Std. Dev., Sharpe Ratio, Jensen’s Alpha, Treynor, Portfolio Beta & R-squared are based on one month return calculated using last 3 years data.•

Price/Earning Ratio, Price/Book Value Ratio, are based on the historical earnings and accounting numbers, and have been computed only for the invested portion of the portfolio.

• Portfolio turnover has been computed as the ratio of the lower value of average purchase and average sales to the average net assets in the past one year (For schemes that have not completed one year, since

inception is considered)• Cash & Cash Equivalents includes CBLO, REPO, Fixed Deposits and Cash & Bank Balance.

Past performance may or may not be sustained in future.• After payment of dividend the NAV will fall to the extent of dividend payout and statutory levy, if any. (Unit face value - ` 10/-).• Pursuant to allotment of bonus units, the NAV of the scheme would fall in proportion to the bonus units allotted & as a result the total value of units held by investor would remain the same.

$-ICRA’s mutual fund rating methodology is based on evaluating the inherent credit quality of the fund’s portfolio. As a measure of the credit quality of a debt fund’s assets. ICRA uses the concept of ‘credit scores’. These scores are based on ICRA’s estimates of credit risk associated with each exposure of the portfolio taking into account its maturity. To quantify the credit risk scores, ICRA uses its database of historical default rates for various rating categories for various maturity buckets. The credit risk ratings incorporate ICRA’s assessment of a debt fund’s published investment objectives and policies, its management characteristics, and the creditworthiness of its investment portfolio. ICRA reviews relevant fund information on an ongoing basis to support its published rating opinions. If the portfolio credit score meets the benchmark of the assigned rating during the review, the rating is retained. In an event that the benchmark credit score is breached, ICRA gives a month’s time to the debt fund manager to bring the portfolio credit score within the benchmark credit score. If the debt fund manager is able to reduce the portfolio credit score within the benchmark credit score, the rating is retained. If the portfoliostill continues to breach the benchmark credit score, the rating is revised to reflect the change in credit quality.

Disclaimer:

1) Scheme returns in terms of CAGR are provided for past 1 year, 3 years, 5 years and since inception.

2) Point-to-point returns on a standard investment of Rs. 10,000/- are in addition to CAGR for the schemes.

3) Different plans shall have a different expense structure. The performance details provided herein are of regular plan growth option except for Tata India Tax Savings Fund , TATA Mid Cap Growth Fund & TATA Equity Savings Fund where performance details given is for regular plan dividend option.

4 ) NA stands for schemes in existance for more than 1 year but less than 3 years or 5 years, or instances where benchmark data for for corresponding period not available. 5) Period for which schemes performance has been provided is computed basis last day of the month - ended preceding the date of adversiment. 6) Past performance may or may not be sustained in future. For computation of since inception returns the allotment NAV has been taken as Rs. 10.00 (Except for Tata Liquid Fund, Tata Treasury Advantage Fund, Tata Corporate Bond Fund & Tata Money Market Fund where NAV is taken as Rs. 1,000). *All payouts during the period have been reinvested in the units of the scheme at the then prevailing NAV. Load is not considered for computation of returns. While calculating returns dividend distribution tax is excluded. Schemes in existence for less than 1 year, performance details for the same are not provided.

7) For Benchmark Indices Calculations , Total Return Index(TRI) has been used. Where ever TRI not available Composite CAGR has been disclosed .Please refer Disclaimer sheet for composite CAGR disclosure

8) ##The Scheme Returns are inclusive of the impact of Segregation of portfolio in the respective schemes.

NA - data are not available for the period

65

DIVIDEND / BONUS HISTORY



(Before 30th September 2009)

Date of Declaration of dividend Dividend p.u. (`) on Face Value of ` 10

Reg. Reg. NAV Direct Direct NAV

23-09-2004 0.50 11.444925-03-2008 0.50 31.1969

(After Split under Dividend Option w.e.f. 1st Oct. 2009 - Dividend Trigger Option A (5%))

26-11-2009 1.80 39.853515-01-2010 1.50 41.214827-08-2010 1.50 41.042603-09-2010 1.00 40.427611-10-2010 1.75 43.092510-01-2011 1.75 38.162713-04-2011 1.50 36.978911-07-2011 1.50 34.372408-11-2011 1.25 30.713620-01-2012 1.00 27.937316-04-2012 1.00 29.145211-07-2012 1.00 27.399812-10-2012 0.40 28.660411-01-2013 0.50 29.9969 0.50 30.001428-05-2013 0.50 27.0385 0.50 27.093230-09-2013 0.25 24.9834 0.25 25.100224-10-2013 0.32 26.5125 0.32 26.649110-01-2014 0.35 27.7315 0.35 27.922509-04-201411-07-201416-10-201412-01-201517-04-201511-07-201617-08-201614-10-201603-11-201608-02-201715-02-201713-04-201721-07-201717-10-201718-01-201826-11-202015-12-202013-01-202119-01-2021

0.350.400.500.500.600.60

2.42

1.101.201.201.251.35

0.85

0.90

31.135238.298040.464946.116247.364448.8502

53.5858

53.202357.424959.321562.445163.2670

66.7471

69.7767

0.350.400.500.500.600.602.50

1.051.06

1.201.201.251.350.85

0.90

31.405538.298040.983446.790048.153250.043252.7728

52.130954.3130

57.940360.002263.316364.321467.5555

74.9502

(After Split under Dividend Option w.e.f. 1st Oct. 2009 - Dividend Trigger Option B (10%))

15-01-2010 3.00 43.170327-08-2010 1.50 41.502311-10-2010 3.50 44.682513-04-2011 3.00 38.589802-02-2012 2.25 32.122316-04-2012 2.00 30.79530-08-2012 1.00 28.129412-10-2012 0.80 29.361928-01-2013 0.80 30.1694 0.80 30.177309-04-2014 0.75 32.8529 0.75 33.122329-05-201411-07-201420-10-201412-01-201501-08-201613-02-201701-05-201707-11-201723-11-202015-12-202019-01-2021

0.800.950.951.004.753.051.101.20

1.60

37.361139.090441.109146.607151.190451.8642

54.5858*58.7785

64.0826

0.800.950.951.004.603.051.101.201.65

1.85

37.709939.496941.641045.917652.371453.5812

56.6123*61.310666.8493

72.1207



27-04-2005 1.50 16.762617-01-2006 1.00 21.908501-06-2007 3.00 31.581617-04-2009 2.00 22.965609-07-2010 2.00 38.293602-03-2012 2.50 35.784922-02-2013 3.00 37.1119 3.00 37.134227-01-201419-01-201518-03-201617-02-201716-02-2018

2.004.003.353.704.00

36.771449.591142.665046.086349.3188

2.004.002.154.004.00

37.029650.292144.139649.953654.3209

02-12-2004 2.00 17.362025-03-2004 1.50 15.173807-01-2004 2.00 17.763303-12-2003 1.50 17.510230-09-2003 2.50 16.1903

www.tatamutualfund.com TATA MUTUAL FUND

Tata Large Cap Fund

15-06-1999 1.60 14.393130-12-1999 10.00 24.81319-07-2000 2.00 14.2437

*as on 28 April, 2017




15-06-1999 2.00 16.89114-01-2000 2.00 41.49210-12-2003 1.00 23.97720-10-2005 10.10 40.192314-12-2007 3.00 63.722804-09-2009 3.00 44.4002

22-01-2010 5.00 46.98123-12-2011 2.00 41.071108-02-2012 1.50 43.244503-12-2012 1.50 47.443923-12-201319-12-201406-02-201526-02-201617-03-201721-03-201825-03-201925-03-2020

2.002.752.859.009.00

10.0010.003.70

48.718168.675070.707361.835172.385873.961267.097543.2975

2.00

2.009.007.501.00

48.9612

69.009692.820099.055097.3232

Bonus HistoryBonus Units in March’ 2000 01:01

Bonus HistoryBonus Units in March’ 2000 01:02

Tata Ethical Fund



09-08-1999 1.00 13.398507-03-2000 2.50 29.709323-01-2004 1.50 16.660217-11-2006 2.50 41.843220-07-2007 2.00 49.394121-09-2007 4.00 49.7288

31-07-2009 2.00 36.70722-10-2010 5.00 50.587326-04-2012 2.00 40.100607-12-2012 1.00 44.87721-03-201405-12-201430-12-201529-12-201725-01-2019

3.005.504.756.355.50

52.613668.559166.838280.254767.4621

104.154993.4907

3.005.50

05-11-201304-12-201306-01-2014

0.2300 46.0275 0.2300 46.30880.2000 45.7847 0.2000 46.08230.2500 47.1149 0.2500 47.5278

05-02-201405-03-201403-04-201405-05-201404-06-201403-07-201405-08-201403-09-201430-09-201403-11-201403-12-201405-01-201504-02-201503-03-201501-04-201505-05-201503-06-201503-07-201505-08-201503-09-201501-10-201503-11-201509-12-2015

0.2000 45.4166 0.2000 45.84040.2000 47.378 0.2000 47.84590.2500 49.2444 0.2500 49.74250.2500 49.7024 0.2500 50.23740.30000.30000.30000.35000.30000.30000.30000.30000.30000.47000.48000.46000.46000.45000.46000.46000.44000.45000.4300

55.811359.410558.793761.484561.792863.573566.869867.005869.815972.646071.505768.995167.639069.175770.708966.604567.102166.687764.1480

0.30000.30000.30000.35000.30000.30000.30000.30000.30000.47000.48000.46000.46000.45000.46000.46000.44000.45000.4300

56.436760.118459.535762.284862.625464.460467.829468.001370.884873.783072.661570.144068.792870.401371.993667.840068.360467.969665.4071

04-01-201603-02-201601-03-2016

0.41000.39000.3900

65.562461.775759.3893

0.41000.39000.3900

66.867363.027560.6055

04-04-201603-05-201602-06-201604-07-201604-08-201601-09-201607-10-201603-11-201609-12-201606-01-201707-02-201710-03-201717-04-201705-05-201702-06-201707-07-201704-08-201708-09-201706-10-201703-11-201730-11-201710-01-201805-02-201805-03-201803-04-201804-05-201804-06-201804-07-201806-08-201804-09-201804-10-201801-11-201804-12-201803-01-201904-02-201905-03-201904-04-2019

0.41000.42000.42000.40000.42000.44000.49000.49000.46000.45000.47000.47000.46000.46000.46000.46000.47000.46000.45000.46000.46000.70000.72000.67000.64000.67000.65000.65000.65000.65000.62000.60000.60000.60000.60000.57000.4000

62.749562.858564.461465.910667.854468.940169.314367.365264.829164.102766.898565.941468.347168.718468.828668.795969.885668.745468.210769.924268.502370.542768.449666.099565.674666.053864.416463.474964.860464.412159.608959.077760.638359.577358.748358.211960.0092

0.41000.42000.42000.40000.42000.44000.49000.49000.46000.45000.47000.47000.46000.46000.46000.46000.47000.46000.45000.46000.46000.70000.72000.67000.64000.67000.65000.65000.65000.65000.62000.60000.60000.60000.60000.57000.4000

64.058164.192165.850967.355769.368370.526270.990069.059266.537565.853868.797867.883670.441870.873171.054471.117472.344471.287170.829172.710771.328673.597671.527169.192368.873069.395067.795166.919368.509768.152963.187962.734864.518663.502562.740062.281564.3178

03-10-2013 0.2500 44.5623 0.2500 44.8567

66



www.tatamutualfund.com TATA MUTUAL FUND

Dividend Option



15-02-2012 3.00 53.687705-03-2013 5.50 56.8898 5.50 56.934221-03-201413-02-201508-03-201610-02-201709-02-201815-03-201920-03-2020

3.258.605.756.306.755.854.95

58.746187.081967.025079.102280.761674.856245.5456

3.258.605.756.306.755.854.95

59.276788.317268.481981.316184.321179.789749.5874

24-04-2009 1.00 32.522719-03-2010 3.00 50.937

13-07-2007 2.00 42.753307-12-2007 1.00 52.4219


15-07-1999 1.25 12.902703-04-2000 2.50 20.006209-09-2003 1.25 19.008411-03-2004 1.50 22.669112-01-2005 3.00 24.755401-12-2006 4.00 40.5078


Monthly Dividend Option






13-09-2010 0.5173 53.163808-10-201012-11-201010-12-201014-01-201111-02-201111-03-201108-04-201113-05-201110-06-201108-07-201112-08-201109-09-201114-10-201111-11-201109-12-201113-01-201210-02-201209-03-201213-04-201211-05-201208-06-201213-07-201210-08-201214-09-201212-10-201209-11-201214-12-2012

0.5329 53.95290.5482 54.01930.5300 50.83910.5135 49.19850.4804 46.22260.4697 46.62440.4835 48.80050.4705 47.99530.4770 47.49980.4795 48.15930.8000 45.50270.8000 44.52550.2500 43.6410.3000 43.71910.3000 41.60130.3000 41.41990.3000 44.15510.3000 44.34620.3000 43.97820.3000 42.27650.3000 42.68310.3000 44.16810.3000 44.55140.3000 45.76620.3500 46.84670.3500 46.64360.3500 47.8167

13-08-2010 0.1000 51.3412

14-01-201308-02-201305-03-201303-04-201303-05-201305-06-2013

0.3500 48.4127 0.3500 48.44040.3500 46.4548 0.3500 46.49360.3500 45.3818 0.3500 45.43220.3500 44.7321 0.3500 44.73210.3500 45.7388 0.3500 45.83460.3500 46.1426 0.3500 46.2644

03-07-201305-08-201304-09-2013

0.3500 44.5114 0.3500 44.64940.3500 42.8851 0.3500 43.07350.2500 41.9112 0.2500 42.1607

03-05-201903-06-201904-07-201905-08-2019

0.40000.41000.41000.4000

60.262361.964861.099756.9666

0.40000.41000.41000.4000

64.669266.581065.738461.3766




Tata Infrastructure FundDate of Declaration of dividend Dividend p.u. (`) on Face Value of ` 10


07-07-2005 0.45 11.42310-11-2006 1.50 22.0409-03-2007 2.00 19.054614-09-2007 2.00 24.072611-03-2008 1.00 24.678725-09-2009 1.00 30.998423-03-201009-03-201511-03-201603-03-201723-02-2018

0.602.301.752.252.50

1.752.502.50

22.287129.967522.993727.294930.6214

25.263730.382134.2323

Tata Large & Mid Cap Fund (Data provided since 2005)



11-05-2005 1.00 15.818329-11-2005 1.00 20.13520-03-2006 5.00 25.229912-04-2006 1.00 21.12905-05-2006 1.00 21.437529-06-2007 1.00 23.304930-11-2007 1.00 31.151726-06-2009 1.50 18.997426-03-2010 2.00 24.174722-06-2010 0.50 22.075730-09-2010 1.00 23.989931-12-2010 0.50 22.491

Tata Equity Savings Fund (Data provided since 2008)




16-01-2008 0.0468 12.195514-02-2008 0.0452 11.996217-03-2008 0.0499 11.87315-04-2008 0.0452 11.891115-05-2008 0.0468 11.919316-06-2008 0.0499 11.7853

15-01-2009 0.0595 12.028416-02-2009 0.0384 11.863816-03-2009 0.0336 11.92415-04-2009 0.0432 12.310114-05-2009 0.0418 12.278115-06-2009 0.0614 12.444616-07-2009 0.0447 12.438714-08-2009 0.0557 12.397415-09-2009 0.0614 12.415614-10-2009 0.0418 12.347816-11-2009 0.0475 12.426715-12-2009 0.0418 12.39615-01-2010 0.0447 12.487815-02-2010 0.0447 12.317115-03-2010 0.0403 12.280915-04-2010 0.0448 12.334914-05-2010 0.0419 12.326615-06-2010 0.0462 12.322915-07-2010 0.0505 12.334816-08-2010 0.0462 12.27215-09-2010 0.0433 12.332914-10-2010 0.0419 12.30515-11-2010 0.0400 12.309415-12-2010 0.0433 12.169717-01-2011 0.0400 12.133515-02-2011 0.0419 12.0581

14-11-2008 0.0230 11.399915-12-2008 0.0595 12.004

29-10-2008 0.0187 11.290114-10-2008 0.0348 11.4095

18-08-2008 0.0515 11.652315-09-2008 0.0336 11.6441

13-03-201815-06-2018

1.4000.9500

33.373831.5371

1.40000.9500

42.342540.5604

1.40 44.3907

12-02-201620-01-201715-12-2017

2.352.501.40

27.740031.497435.3947

23-03-2012 1.00 19.954507-03-201430-01-2015

1.202.75

24.058834.9030

1.202.75

24.206235.4231

Tata Mid Cap Growth FundDate of Declaration of dividend Dividend p.u. (`) on Face Value of ` 10


16-09-2004 0.80 13.921125-08-2006 2.00 24.546523-03-2007 10.00 26.73116-11-2007 2.00 25.276321-12-2007 3.00 23.546114-05-2010 2.00 18.405528-11-201321-11-201430-12-201521-12-201718-01-2019

1.002.752.503.803.20

19.35834.788136.385449.187239.0353

1.00

0.253.803.20

19.4794

40.450559.137148.0546

15-03-2012 0.042 12.181716-04-2012 0.0463 12.226315-05-2012 0.042 12.187915-06-2012 0.0449 12.243716-07-2012 0.0449 12.319216-08-2012 0.0449 12.39817-09-2012 0.0463 12.502115-10-2012 0.0405 12.620415-11-2012 0.0449 12.620517-12-2012 0.0463 12.749315-01-2013 0.056 12.9512

15-12-2011 0.0434 11.970016-01-2012 0.0463 12.035615-02-2012 0.0434 12.2860

17-10-2011 0.0463 11.902415-11-2011 0.042 11.8737

15-09-2011 0.058 12.002316-08-2011 0.0463 12.0332

16-06-2011 0.0434 11.91315-07-2011 0.0434 12.0924

15-03-2011 0.0337 11.99615-04-2011 0.0598 12.102616-05-2011 0.0449 11.9725




03-09-201903-10-201904-11-201904-12-201903-01-202003-02-202003-03-202023-04-202006-05-202004-06-202003-07-202004-08-202003-09-202005-10-202003-11-202003-12-202005-01-2021

0.40000.40000.40000.40000.40000.40000.40000.20000.20000.20000.21000.23000.23000.22000.23000.25000.2600

56.039657.432159.100959.471459.028857.372555.422947.515846.817049.249551.553552.905553.975453.582854.522459.012962.1274

0.40000.40000.40000.40000.40000.40000.40000.20000.20000.20000.21000.23000.23000.22000.23000.25000.2600

60.457962.045663.940464.429464.037362.329360.294151.774351.049453.765856.347057.897459.142058.786759.888064.901668.4164







15-05-2014 0.0513 12.839112-06-201415-07-201412-08-201415-09-201416-10-201413-11-201414-01-201512-02-201512-03-201515-04-201514-05-201512-06-201515-07-201507-10-201603-11-201609-12-201606-01-201707-02-201710-03-201717-04-201705-05-201702-06-201707-07-201704-08-201708-09-201706-10-201703-11-201730-11-201710-01-201805-02-201805-03-201803-04-201804-05-201804-06-2018

0.04780.05630.04780.05810.05090.04460.04780.04620.04460.05410.04590.04590.05220.10000.10000.10000.10000.10000.10000.07500.07500.07500.08500.08500.08500.08500.08500.08500.08500.09000.09000.08200.08300.0830

13.141313.082713.060213.254813.292713.522613.842214.027114.042114.041313.844113.673013.825314.728014.611214.490814.430014.562114.471614.625914.647714.601814.600614.581414.553614.484714.435814.378014.409214.227314.118214.095614.096413.9992

0.04780.05630.04780.05810.05090.04460.04780.04620.04460.05410.04590.04590.05220.10000.10000.10000.10000.10000.1000

0.07500.08500.08500.08500.0850

0.09000.08200.08300.0830

13.143013.094

13.079213.281313.330413.570413.905814.101414.126114.122213.934313.767313.928115.032314.932014.827814.780214.932114.8550

15.180615.196015.193515.183915.1268

15.168915.167915.189015.1041

12-03-2014 0.0461 12.669415-04-2014 0.0581 12.6933

13-02-2014 0.0496 12.551115-01-2014 0.0513 12.7377

14-02-2013 0.058 12.856914-03-2013 0.0541 12.821115-04-2013 0.0523 12.801315-05-2013 0.0576 13.169514-06-2013 0.0513 13.057115-07-2013 0.0529 12.969416-08-2013 0.0546 12.406616-09-2013 0.0529 12.564115-10-2013 0.0496 12.7097 Quarterly Dividend Option

Date of Declaration of dividend


16-12-201617-03-201715-06-2017

0.30000.30000.2200

14.663014.776314.8165

0.30000.30000.2200

15.405815.574115.6701

Dividend p.u. (`) on Face Value of ` 10




04-06-202003-07-202004-08-202003-09-202005-10-202003-11-202003-12-202005-01-2021

0.04200.04300.04500.04500.04500.04500.04700.0480

0.04500.04500.04500.04500.04700.0480

12.791013.012013.226013.438813.363313.546513.949714.3354

15.046215.302915.238115.466915.950216.4154

Tata Young Citizens’ FundBonus History

Bonus Units in March’ 1999 01:03Bonus Units in March’ 2000 01:02Bonus Units in Nov’ 2003 01:04Bonus Units in Nov’ 2007 01:02Bonus Units in Nov’ 2010 01:03Bonus Units in Nov’ 2011 01:05

Tata Banking & Financial Services FundDate of Declaration of dividend Dividend p.u. (`) on Face Value of ` 10


19-01-2018 1.40 17.5941

Tata India Consumer FundDate of Declaration of dividend Dividend p.u. (`) on Face Value of ` 10


19-01-2018 1.45 18.0181

Tata Resources & Energy FundDate of Declaration of dividend Dividend p.u. (`) on Face Value of ` 10


19-01-2018 1.30 16.0031

Tata Arbitrage FundDate of Declaration of dividend Dividend p.u. (`) on Face Value of ` 10


19-06-201922-07-201916-08-201919-09-201922-10-201920-11-201920-12-201921-01-202018-02-202020-03-2020

0.03000.03000.04000.04000.04000.04000.05000.04000.06000.1000

10.344810.372110.392710.402510.410310.416910.422410.411410.421010.4373

0.03000.03000.04000.04000.04000.04000.05000.04000.06000.1000

10.379110.414110.440410.458410.474310.487910.500510.497210.513410.5376

04-07-201806-08-201804-09-201804-10-201801-11-201804-12-201803-01-201904-02-201905-03-201904-04-201903-05-201903-06-201904-07-201905-08-201903-09-201903-10-201904-11-201904-12-201903-01-202003-02-202003-03-202023-04-202006-05-2020

0.08300.08300.08300.08000.08000.08000.08000.08000.08000.08000.08000.08100.08100.07000.07000.07000.07000.07000.07000.07000.07000.04000.0420

13.889714.091914.082313.437613.414313.624213.521913.531013.524513.759713.728313.931213.894313.462213.368113.484913.690813.712913.714313.575913.411712.568012.4994

0.08300.08300.08300.0800

0.08000.08000.08000.08000.08000.08000.08100.08100.07000.07000.07000.07000.07000.07000.07000.0700

15.004015.242015.249914.5698

14.892214.800414.829814.844615.123515.109715.355115.337114.882514.798414.948615.199015.245015.268015.135814.9729


HOW TO READ A FACT SHEET

SCHEDULE 3

Fund Manager: An employee of the asset management company such as a mutual fund or life insurer, who manages investments of the scheme. He is usually part of a larger team of fund managers and research analysts.

Application Amount for Fresh Subscription: This is the minimum investment amount for a new investor in a mutual fund scheme.

Minimum Additional Amount: This is the minimum investment amount for an existing investor in a mutual fund scheme.

Yield to Maturity: The Yield to Maturity or the YTM is the rate of return anticipated on a bond if held until maturity. YTM is expressed as an annual rate. The YTM factors in the bond’s current market price, par value, coupon interest rate and time to maturity.

SIP: SIP or systematic investment plan works on the principle of making periodic investments of a fixed sum. It works similar to a recurring bank deposit. For instance, an investor may opt for an SIP that invests Rs 500 every 15th of the month in an equity fund for a period of three years.

NAV: The NAV or the net asset value is the total asset value per unit of the mutual fund after deducting all related and permissible expenses. The NAV is calculated at the end of every business day. It is the value at which the investor enters or exits the mutual fund.

Benchmark: A group of securities, usually a market index, whose performance is used as a standard or benchmark to measure investment performance of mutual funds, among other investments. Some typical benchmarks include the Nifty, Sensex, BSE200, BSE500, 10-Year Gsec.

Entry Load: A mutual fund may have a sales charge or load at the time of entry and/or exit to compensate the distributor/agent.

Entry load is charged at the time an investor purchases the units of a mutual fund. The entry load is added to the prevailing NAV at the time of investment. For instance, if the NAV is Rs. 100 and the entry load is 1%, the investor will enter the fund at Rs 101.

Exit Load: Exit load is charged at the time an investor redeems the units of a mutual fund. The exit load is reduced from the prevailing NAV at the time of redemption The investor will receive redemption proceeds at net value of NAV less Exit Load. For instance, if the NAV is Rs 100 and the exit load is 1%, the investor will receive Rs 99.

Modified Duration: Modified duration is the price sensitivity and the percentage change in price for a unit change in yield.

Standard Deviation: Standard deviation is a statistical measure of the range of an investment’s performance. When a mutual fund has a high standard deviation, its means its range of performance is wide, implying greater volatility.

Sharpe Ratio: The Sharpe Ratio, named after its founder, the Nobel Laureate William Sharpe, is a measure of risk-adjusted returns. It is calculated using standard deviation and excess return to determine reward per unit of risk.

Beta: Beta is a measure of an investment’s volatility vis-à-vis the market. Beta of less than 1 means that the security will be less volatile than the market. A beta of greater than 1 implies that the security’s price will be more volatile than the market.

AUM: AUM or assets under management refers to the recent / updated cumulative market value of investments managed by a mutual fund or any investment firm.

Holdings: The holdings or the portfolio is a mutual fund’s latest or updated reported statement of investments/securities. These are usually displayed in terms of percentage to net assets or the rupee value or both. The objective is to give investors an idea of where their money is being invested by the fund manager.

Nature of Scheme: The investment objective and underlying investments determine the nature of the mutual fund scheme. For instance, a mutual fund that aims at generating capital appreciation by investing in stock markets is an equity fund or growth fund. Likewise, a mutual fund that aims at capital preservation by investing in debt markets is a debt fund or income fund. Each of these categories may have sub-categories.

Rating Profile: Mutual funds invest in securities after evaluating their creditworthiness as disclosed by the ratings. A depiction of the mutual fund in various investments based on their ratings becomes the rating profile of the fund. Typically, this is a feature of debt funds.

R-Squared: R-squared measures the relationship between a portfolio and its benchmark. It is simply a measure of the correlation of the portfolio’s returns to the benchmark’s returns.

Treynor Ratio: Treynor Ratio is a measurement of efficiency utilizing the relationship between annualized risk-adjusted return and risk. Unlike Sharpe Ratio, Treynor Ratio utilizes “market” risk (beta) instead of tatal risk (standard deviation).

Jensen Alpha: A measure of the difference between a fund’s actual returns and its expected performance, given its level of risk as measured by beta. Jensen’s Alpha is equivalent to the alpha derived from regressing the same or portfolio’s returns in excess of the risk free rate against the market return in excess of the risk free rate.

Fact Sheet - January 2021 - Cover

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Transcript of Fact Sheet - January 2021 - Cover