F-370-11-NSDL- Update - May · SEBI’s Notifi cation of the NISM ... the associated persons...

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NSDL - Trusted by more than One Crore account holders Inside : May 2011 For Private circulation only the event by putting up a stall which showcased projects of NSDL like Depository, NPS, CRA, TIN, NSR, SEZ and UID. Over 100 different organisations from various industries including, finance, manufacturing, aviation, etc. also participated in the exhibition. (From L to R: Shri. Vithal Venkatesh Kamat, President, Maharashtra Economic Development Council (MEDC) with His Excellency Shri K. Sankaranarayanan, Hon’ble Governor of Maharashtra visiting NSDL stall on April 28, 2011) SEBI’s Notification of the NISM - Series – VI: Depository Operations Certification Examination (DOCE) SEBI has issued a notification dated March 29, 2011 regarding NISM-Series VI: Depository Operations Certification Examination(DOCE) launched by National Institute of Securities Markets (NISM) which states that Performance Summary Investor Accounts ..................... 1,15,91,447 Participants ...................................... 293 Participant Service Centres ............... 12,898 Demat Custody .................... ` 65,89,081 Cr. Settlement ........................... ` 1,08,491 Cr. Companies available for demat ............ 8,898 Instruments Debentures/Bonds ........................ 6,942 Securitised Instruments ................... 835 Commercial Papers ....................... 1,268 Certificates of Deposit ................... 1,250 Companies Name Change List of New Participant Centres Corporate Action Statistics Securities Admitted For Dematerialisation Calendar of Events Topic of Interest NSDL appointed as Registrar for UID National Securities Depository Limited (NSDL) has been appointed as a Registrar by Unique Identification Authority of India (UIDAI) for enrolling residents following the protocols, standards, processes and guidelines laid down by UIDAI. (NSDL commenced the enrollment process of Residents for AADHAAR conducted at Ghaziabad, Delhi) NSDL’s Participation in Golden Maharashtra-Mega Exhibition Maharashtra Economic Development Council (MEDC), Government of Maharashtra and Maharashtra Tourism Development Corporation (MTDC) in association with MultiNet Worldwide celebrated the 50 th year of Golden Maharashtra by hosting an exhibition at BKC Grounds, Bandra (E), Mumbai from April 28, 2011 to May 1, 2011. The Golden Maharashtra event was inaugurated on April 28, 2011 by His Excellency Shri K. Sankaranarayanan, Hon’ble Governor of Maharashtra. NSDL participated in

Transcript of F-370-11-NSDL- Update - May · SEBI’s Notifi cation of the NISM ... the associated persons...

Page 1: F-370-11-NSDL- Update - May · SEBI’s Notifi cation of the NISM ... the associated persons engaged or employed by a registered depository participant ... Jaipur, Kanpur, Kolhapur,

NSDL - Trusted by more than One Crore account holders

Inside :

May 2011

For

Priv

ate

circ

ulat

ion

only

the event by putting up a stall which showcased projects of NSDL like Depository, NPS, CRA, TIN, NSR, SEZ and UID. Over 100 different organisations from various industries including, fi nance, manufacturing, aviation, etc. also participated in the exhibition.

(From L to R: Shri. Vithal Venkatesh Kamat, President, Maharashtra Economic Development Council (MEDC) with His Excellency Shri K. Sankaranarayanan, Hon’ble Governor of Maharashtra visiting NSDL stall on April 28, 2011)

SEBI’s Notifi cation of the NISM - Series – VI: Depository Operations Certifi cation Examination (DOCE)

SEBI has issued a notifi cation dated March 29, 2011 regarding NISM-Series VI: Depository Operations Certification Examination(DOCE) launched by National Institute of Securities Markets (NISM) which states that

� Performance Summary Investor Accounts ..................... 1,15,91,447 Participants ...................................... 293 Participant Service Centres ............... 12,898 Demat Custody .................... ` 65,89,081 Cr. Settlement ...........................` 1,08,491 Cr. Companies available for demat ............ 8,898 Instruments

❖ Debentures/Bonds ........................ 6,942 ❖ Securitised Instruments ................... 835 ❖ Commercial Papers ....................... 1,268 ❖ Certifi cates of Deposit ................... 1,250

� Companies Name Change

� List of New Participant Centres

� Corporate Action Statistics

� Securities Admitted For Dematerialisation

� Calendar of Events

� Topic of Interest

NSDL appointed as Registrar for UID National Securities Depository Limited (NSDL) has been appointed as a Registrar by Unique Identifi cation Authority of India (UIDAI) for enrolling residents following the protocols, standards, processes and guidelines laid down by UIDAI.

(NSDL commenced the enrollment process of Residents for AADHAAR conducted at Ghaziabad, Delhi)

NSDL’s Participation in Golden Maharashtra-Mega Exhibition Maharashtra Economic Development Council (MEDC), Government of Maharashtra and Maharashtra Tourism Development Corporation (MTDC) in association with MultiNet Worldwide celebrated the 50th year of Golden Maharashtra by hosting an exhibition at BKC Grounds, Bandra (E), Mumbai from April 28, 2011 to May 1, 2011. The Golden Maharashtra event was inaugurated onApril 28, 2011 by His Excellency Shri K. Sankaranarayanan, Hon’ble Governor of Maharashtra. NSDL participated in

Page 2: F-370-11-NSDL- Update - May · SEBI’s Notifi cation of the NISM ... the associated persons engaged or employed by a registered depository participant ... Jaipur, Kanpur, Kolhapur,

NSDL Update May 2011 Demat-by-NSDL ... Towards a secure future !!! Visit our website at www.nsdl.co.in

NSDL UPDATENSDL UPDATENSDL UPDATEthe associated persons engaged or employed by a registered depository participant in:

(a) dealing or interacting with clients; (b) dealing with securities of clients; (c) handling redressal of investor grievances; (d) internal control or risk management; (e) activities having a bearing on operational risk, or (f) maintenance of books and records pertaining to the above activities, shall have certifi cation from the National Institute of Securities Markets (NISM) by passing the NISM-Series-VI: Depository Operations Certifi cation Examination (DOCE).

(Ref: Circular No. NSDL/POLICY/2011/0040 dated May 3, 2011)

Discontinuation of conversion of Mutual Fund Units represented by SoA into dematerialised form through AMC / RTA

Conversion of Mutual Fund Units represented by SoA into dematerialised form through Asset Management Company (AMC) / Registrar and Transfer Agent (RTA) for mutual fund ISINs (security type code ‘20’) has been discontinued.

Further, the existing procedure for conversion of Mutual Fund units represented by SoA into dematerialised form – through AMC / RTA for ISINs (security type code ‘13’) is also discontinued. Henceforth, conversion requests can be submitted only through Participants.

(Ref: Circular Nos. NSDL/POLICY/2010/0104 dated September 8, 2010 and NSDL/POLICY/2011/0039 dated April 29, 2011)

NCDO training / certifi cation programmes for Participants NSDL conducts training and certifi cation programmes for Participants to increase the availability of trained personnel for depository operations. In April 2011, such programmes were conducted in Agra, Ahmedabad, Chandigarh, Chennai, Hyderabad, Jaipur, Kanpur, Kolhapur, Kolkata, Mangalore, Mumbai, New Delhi, Varanasi and Vizag. In all, 1,185 persons attended the training programmes conducted at these locations.

Subscription to SPEED-eTwo more Participants have subscribed to the SPEED-e facility:� Indbank Merchant Banking Services Limited (DP ID IN300597)� Reliance Capital Limited (DP ID IN303132)

Clients of the above mentioned Participants can now avail of the facility of submitting various instructions through SPEED-e facility.

This takes the total number of Participants who have subscribed to SPEED-e to 106.

87654321

Performance Summary

Month -YearClient Accounts

No. of Accounts (lakh)Apr-09 97.15Apr-10 105.57Apr-11 115.91

Month -Year

No. of Participants

Service Centres

Cities /Towns

Apr-09 275 8,860 952Apr-10 286 11,288 1,283Apr-11 293 12,898 1,430

Investors : Participants :

Page 3: F-370-11-NSDL- Update - May · SEBI’s Notifi cation of the NISM ... the associated persons engaged or employed by a registered depository participant ... Jaipur, Kanpur, Kolhapur,

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List of Companies that have changed Names(During April 2011)

Sr. No. Old Name New Name1 Kiri Dyes and Chemicals Limited Kiri Industries Limited2 Parshwanath Housing Finance Corporation Limited Parshwanath Corporation Limited3 CCAP Limited Shelter Infra Projects Limited4 Indo Zinc Limited Trinetra Cement Limited5 Vijayeshwari Textiles Limited VTX Industries Limited6 Alembic Pharma Limited Alembic Pharmaceuticals Limited7 Man Aluminium Limited Maan Aluminium Limited8 New Horizon Leasing & Finance Limited Sri Arumuga Enterprise Limited9 Karma Ispat Limited Karma Industries Limited10 R M Mohite Textiles Limited R M Mohite Industries Limited11 LIC Mutual Fund Asset Management Company Limited LIC NOMURA Mutual Fund Asset Management Company Limited12 Elgi Rubber International Limited Elgi Rubber Company Limited13 LIC Mutual Fund LIC NOMURA Mutual Fund14 Anagram Comtrade Limited Edelweiss Comtrade Limited15 LIC Mutual Fund Trustee Company Private Limited LIC NOMURA Mutual Fund Trustee Company Private Limited16 Rain CII Carbon (India) Limited Rain Cements Limited17 Anagram Stockbroking Limited Edelweiss Stock Broking Limited18 Anagram Capital Limited Edelweiss Financial Advisors Limited19 Elpro Packaging Limited Acclaim Industries Limited20 Vaid Elastomer Processors Limited Vaid Elastomer Processors Private Limited21 Libord Infotech Limited Libord Finance Limited22 Akanksha Finvest Limited Akanksha Cellular Limited23 V. S. Dempo & Co Private Limited Sesa Resources Limited

SECURITISED INSTRUMENTS

Month -Year

No. of Issuers

No. of active instruments

Demat Value( ` Cr.)

Apr-09 123 588 54,870Apr-10 199 880 94,099Apr-11 214 1,268 1,24,694

COMMERCIAL PAPERS CERTIFICATES OF DEPOSIT

Month -Year

No. of Issuers

No. of active instruments

Demat Value( ` Cr.)

Apr-09 49 685 2,36,792Apr-10 43 734 3,51,268Apr-11 43 1,250 4,67,618

Month -Year

No. of Issuers

No. of active instruments

Demat Value( ` Cr.)

Apr-09 481 6,620 5,88,759Apr-10 535 6,656 7,27,803Apr-11 596 6,942 8,58,401

Month -Year

No. of Issuers

No. of active instruments

Demat Value( ` Cr.)

Apr-09 699 1,263 80,208Apr-10 550 859 48,397Apr-11 541 835 38,528

Month - YearNo. of

Companies Operational

Apr-09 7,819Apr-10 8,164Apr-11 8,898

Companies (Single Side)

Month -Year

No. of Dematerialised

Securities(Cr.)

Value of Dematerialised

Securities( ` Cr.)

Apr-09 28,623 34,71,004Apr-10 36,200 57,34,998Apr-11 47,446 65,89,081

Month -Year

Quantity of shares settled in

dematerialised form (Cr.)

Value of shares settled in

dematerialised form ( ` Cr.)

Apr-09 593 79,370Apr-10 683 1,17,875Apr-11 619 1,08,491

Settlement :Dematerialisation :

DEBENTURES / BONDSEQUITY

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New Participant CentresAGRA

Sharekhan LimitedB-3 Basant Vihar, Ph.: 09319292862

AHMEDABADASE Capital Markets LimitedAmbawadiASE Capital Markets LimitedNear Ankur School,Ph.: 079-26603089/26603071ASE Capital Markets LimitedPaldi, Ph.: 079-26604665Edelweiss Broking LimitedOpp. Navrangpura Telephone Exchange, Ph.: 079-40237021Nirmal Bang Securities Private LimitedNavarangpura, Ph.: 079-33000033/66631119Shah Investor’s Home LimitedGandhi Road, Ph.: 079-25383871Shah Investor’s Home LimitedNavarangpura, Ph.: 079-26565611Shah Investor’s Home LimitedVijay Cross Road, Ph.: 079-27911015Sharekhan LimitedNaroda, Ph.: 09909008586Sharekhan LimitedNavrangpura,Ph.: 079-26402497/09879089549Sharekhan LimitedChandkheda, Ph.: 09376476478Sharekhan LimitedPaldi Cross Road, Paldi,Ph.: 09879893678Sharekhan LimitedSicence City Road, Ph.: 09327030319The Saraswat Co-Operative Bank LimitedIndia Colony Road, Ph.: 079-22777754The Saraswat Co-Operative Bank LimitedIsanpur BranchThe Saraswat Co-Operative Bank Limited132 Ft., Ring Road - Wadaj, Ph.: 079-27492958The Saraswat Co-Operative Bank LimitedC. G. Road, Ph.: 079-26420313The Saraswat Co-Operative Bank LimitedPralhad Nagar Road, Ph.: 079-26769351

AJMERSharekhan LimitedKaiserganj,Ph.: 0145-2624162/09214225111

ALUVASharekhan LimitedMarket Road,Ph.: 09744275154/09847046346

ANANDSharekhan LimitedTarapur,Ph.: 02698-226611/09974120667/09428656173

BANGALOREEdelweiss Broking LimitedJayanagar, Ph.: 080-42350416Edelweiss Broking LimitedKoramangala, Ph.: 080-49014606Kotak Mahindra Bank LimitedJ P Nagar, Ph.: 080-42350019

BARDOLISharekhan LimitedM. G. Road, Ph.: 02622-325688/09879364470

BAREILLYSharekhan LimitedC/L BRL Kishore Bazar,Ph.: 0581-2552904/9897779376

BASTARSharekhan LimitedKondagaon,Ph.: 09713053559

BHACHAUHDFC Bank LimitedRamvadi, Ph.: 02837-224005

BHILWARAHDFC Bank LimitedSabun Marg, Ph.: 01482-513224

BHIWADIIDBI Bank LimitedAlwar Bypass Road, Ph.: 01493-230685

BHUBANESHWARKotak Securities LimitedCRPF Square, Nayapalli,Ph.: 0674-2560008

BIKANERSharekhan LimitedK E M Road, Ph.: 0151-2540318/09314659418/0935178330

BILIMORASharekhan LimitedGouhar Baug, Ph.: 09173297169

BONGAIGAONStock Holding Corporation of IndiaLimitedChapaguri Road, Ph.: 03664-230505

BONGAONSharekhan LimitedCourt Road, Ph.: 09332950086

CHANDIKHOLEAxis Bank LimitedSunguda, Ph.: 06725-220340/2/3

CHAPRASharekhan LimitedAnchal Sadar Chapra,Ph.: 06152-238037/09835261350Sharekhan LimitedGandhi Chowk,Ph.: 06152-245236/09525007820

CHENNAIEdelweiss Broking LimitedNungambakkam, Ph.: 044-42899103HDFC Bank LimitedAvadi, Ph.: 044-43831361HDFC Bank LimitedBypass Road, Ph.: 044-26326178HDFC Bank LimitedNungamabakkam, Ph.: 044-42059906HDFC Bank LimitedT Nagar, Ph.: 044-45011174ICICI Bank LimitedMount Poonamallee High Road,Ph.: 044-65719413ICICI Bank LimitedOliver Road,Ph.: 044-42107362

CHURUIDBI Bank LimitedStation Road, Ph.: 01572-645411

COIMBATOREEdelweiss Broking LimitedCowely Brown Road,Ph.: 0422-4521806

DEESASharekhan LimitedNear New Bus Stand,Ph.: 09879681312

DELHIICICI Bank LimitedPreet Vihar, Ph.: 011-64500708Sharekhan LimitedSector 15, Ph.: 09999071247

DHAMTARIStock Holding Corporation of IndiaLimitedJagdalpur Road,Ph.: 07722-238610/238611

DHARMANAGARHDFC Bank LimitedD K Road, Ph.: 03822-235363

DHENKANALHDFC Bank LimitedMeramandali By-Pass,Ph.: 06732-258400

DHRANGADHRAAxis Bank LimitedBazar Road, Ph.: 02754-280132

DIGBOIHDFC Bank LimitedChariyali, Ph.: 03751-270066

DULIAJANHDFC Bank LimitedNear Boc Gate, Ph.: 0374-2800009

ERNAKULAMAxis Bank LimitedPanampilly Nagar,Ph.: 0484-2324550-52

GHAZIABADIDBI Capital Market Services LimitedVaishali,Ph.: 0120-4566795/5528182/09871593134Sharekhan LimitedVijay Nagar, Ph.: 09716252555

GUNTURAxis Bank LimitedLakshmipuram Main Road,Ph.: 0863-2235111/2236111/2238111Sri Shirdi Capital Services Private LimitedBrodipet, Ph.: 0863-2261046-48

GUNUPURAxis Bank LimitedBalram Nagar, Ph.: 06857-251934-36

GURDASPURIDBI Bank LimitedCivil Lines Road,Ph.: 01874-221681-82

GURGAONEdelweiss Broking LimitedSector SCF Market 14,Ph.: 0124-4839610

HISSARSharekhan LimitedSisai Kalirawan, Ph.: 09253075978

HOWRAHSharekhan LimitedP.S. Domjur Subdivision,Ph.: 033-26708561 / 09433543370

HYDERABADEdelweiss Broking LimitedBanjara HillsSharekhan LimitedKothapet,Ph.: 040-65305569/09032580429

Sri Shirdi Capital Services Private LimitedDwarakapuri Colony, Panjagutta,Ph.: 040-23350791-92/66134874

INDORESharekhan LimitedM G Road, Ph.: 0731-4004401Sharekhan LimitedH. No 13/6 North Rajmohalla,Ph.: 09826330071

ITANAGARStock Holding Corporation of IndiaLimitedBank Tinali, Ph.: 03602-291984

JAIPURSharekhan LimitedTonk Road,Ph.: 0141-2717050 / 09983300299

JALANDHARHDFC Bank LimitedGT Road, Ph.: 0181-5042040

JAMMUHDFC Bank LimitedTrikuta Nagar, Ph.: 0191-2480461

JHARSUGUDASharekhan LimitedKisan Chowk,Ph.: 0663-2410508/9853041025

JHUNJHUNUIDBI Bank LimitedIndira Nagar, Ph.: 0151-283134

KADINARSharekhan LimitedDoctor House ComplexPh.: 09033369041

KANPURSharekhan LimitedBlock Saket NagarPh.: 0512-2604714/09451285185

KARIMNAGARSharekhan LimitedMarkandeya Colony,Ph.: 09985575999

KESHODIDBI Capital Market Services LimitedAmbawadi,Ph.: 09638433232

KHAGARIASharekhan LimitedAnchal Khagaria,Ph.: 06244-222252/09934459180

KOCHIICICI Bank LimitedEdappally,Ph.: 0484-6602283Nirmal Bang Securities Private LimitedChittoor Road, Ph.: 0484-3091300

KOLHAPURSharekhan LimitedHorkeri Street, Ph.: 09370074398Sharekhan LimitedBabujamal Road,Ph.: 0231-2541001/09422050102

KOLKATAEdelweiss Broking LimitedSavitri Towers, Ph.: 033-40104667Sharekhan Limited13 A Diamond Harbour Road,Ph.: 09230046212/09804300059

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LONAVALASharekhan LimitedBhangarwadi, Ph.: 09049009311

LUCKNOWSharekhan LimitedL.D.A Colony Kanpur Road,Ph.: 0522-4044194/09984864000Sharekhan LimitedRajajipuram,Ph.: 0522-2416583/09889371229

MADURAIHDFC Bank LimitedMadurai Main Road, Thirumangalam,Ph.: 0459-283222Sharekhan LimitedSambakulam,Ph.: 0452-2562548/09944322522

MIRZAPURStock Holding Corporation of IndiaLimitedRamai Patti Civil Lines

MORADABADIDBI Capital Market Services LimitedDelhi Road, Ph.: 09412354137Sharekhan LimitedShanker Dutt Sharma Marg,Ph.: 0591-2410674/09760048964

MUMBAIEdelweiss Broking LimitedBorivali (W),Ph.: 022-65181038Edelweiss Broking LimitedCooperage Road,Ph.: 022-66388796Edelweiss Broking LimitedDadar (E), Ph.: 022-61309501Edelweiss Broking LimitedMalad (W), Ph.: 022-66795603Edelweiss Broking LimitedSion (E), Ph.: 022-40886132IDBI Bank LimitedBandra Kurla Complex,Ph.: 022-65180984/65180225Kotak Mahindra Bank LimitedAndheri (E), Ph.: 022-67589347Oriental Bank Of CommercePrabhadevi, Ph.: 022-43434652/654Sharekhan LimitedDahisar (E),Ph.: 022-28965041/09969721921Sharekhan LimitedJogeshwari (W),Ph.: 022-26399491-92/09820329145

Sharekhan LimitedSaatrasta, Mahalaxmi,Ph.: 07666846282Sharekhan LimitedWadala (E), Ph.: 09870267133

NADIADSharekhan LimitedManjipura Road, Ph.: 09898083143

NAGAPATTINAMGeojit BNP Paribas Financial Services LimitedMuthu Vakkil Road, Ph.: 09952423241HDFC Bank Limited10 Neela South Street,Ph.: 04365-240930

NAGPUREdelweiss Broking LimitedCivil Line, Ph.: 0712-6659601Sharekhan LimitedSonegaon,Ph.: 0712-2288287/09422149188Stock Holding Corporation of IndiaLimitedC A Road, Ph.: 0712-6643469-70

NASHIKEdelweiss Broking LimitedThatte Wadi, College Road,Ph.: 0253-6610244Sharekhan LimitedIndira NagarSharekhan LimitedJanardhanswami Nagar,Ph.: 09225108631/09823098181

NAVI MUMBAIEdelweiss Broking LimitedVashi Railway Stn. Complex,Ph.: 022-41563513ICICI Bank LimitedNear Shilp Chowk,Ph.: 022-65975760Sharekhan LimitedNerul,Ph.: 022-27707927/27705938/09833665332

NEW DELHIEdelweiss Broking LimitedKarol Bagh, Ph.: 011-49804810HDFC Bank LimitedSouth Patel Nagar, Ph.: 09311282403ICICI Bank LimitedConnaught Place, Ph.: 011-43620260ICICI Bank LimitedGreater Kailash -2, Ph.: 011-41090059

ICICI Bank LimitedSaket, Ph.: 011-41007993Sharekhan LimitedKamla Nagar,Ph.: 011-45669888/09650063030Sharekhan LimitedUttam Nagar, Ph.: 08010192956Nirmal Bang Securities Private LimitedBarakhamba Road,Ph.: 011-49400700/08

NOIDAEdelweiss Broking LimitedOpp. Great India Palce,Ph.: 011-49531429

PALAKKADGeojit BNP Paribas Financial Services LimitedMain Road Nemmara, Ph.: 09496838029

PATNASharekhan LimitedRd No 1 North Patel Nagar,Ph.: 0612-2292709/09386502143Sharekhan LimitedBudh Marg, Ph.: 0612-2225213/6582761/0938666862

PILERSharekhan LimitedChittoor, Ph.: 08096296999

PUNEEdelweiss Broking LimitedKothrud, Ph.: 020-41477005Kotak Mahindra Bank LimitedPune Ahmednagar Road,Ph.: 020-65606010Sharekhan LimitedDhankawadi,Ph.: 020-66021301/09881099451Sharekhan LimitedVastushanti Residency,Ph.: 09503125599/09922996347

RAIGARHSharekhan Limited98 Krishna Vihar,Ph.: 09826179725

RAJAHMUNDRYSri Shirdi Capital Services Private LimitedDanavaipet,Ph.: 0883-2446544/46

RAJKOTSharekhan LimitedStand Chowk,Ph.: 02823-222444/09978175300

Sharekhan LimitedManila College Chowk,Ph.: 0281-3055305/09898689100

SAMASTIPURICICI Bank LimitedStation Road, Ph.: 06274-225503Sharekhan LimitedVia Birauli Rt, Ph.: 06274-264091/09334490029

SONBHADRASharekhan LimitedAnpara, Ph.: 09450817984

SURATKotak Mahindra Bank LimitedMagob Kumnharia Road,Ph.: 0261-6551588

TENALISri Shirdi Capital Services Private LimitedBose Road,Ph.: 08644-224506/226877/224713

THAMARASSERYGeojit BNP Paribas Financial Services LimitedOpp. KSRTC Bus Stand,Ph.: 0495-2225425-27/09995800117

TIRUPATTURGeojit BNP Paribas Financial Services LimitedPudupet Road,Ph.: 04179-220271/77/09361662704

TRICHYHDFC Bank LimitedPettavaithalai,Ph.: 0431-2612791

UNJHASharekhan LimitedStation Road,Ph.: 02767-252099/252399/09879681312

VADODARASharekhan LimitedDabhoi,Ph.: 02663-254837/09909390169Sharekhan LimitedOld Padra Road,Ph.: 0265-2322938/09898085995The Federal Bank LimitedR C Dutt Road, Alkapuri,Ph.: 0265-2350721

YEOLASharekhan Limited4159 Balaji LanePh.: 02559-268137/09890977957

Sr.No. Description

During April 2011 For F.Y. 2011 - 12 ( upto April 2011)No. of Allottees No. of Securities No. of Allottees No. of Securities

1 Equity Shares 186,730 2,623,576,839 186,730 2,623,576,839 2 Preference Shares 11 54,274,996 11 54,274,996 3 Bonds 53,618 982,586 53,618 982,586 4 Commercial Papers 524 1,153,596 524 1,153,596 5 Certifi cates of Deposit 358 4,751,300 358 4,751,300 6 Securitised Instruments 62 1,897,703 62 1,897,703 7 Mutual Fund Units 16,097 817,504,992 16,097 817,504,992 8 Commodities 375 2,820,826 375 2,820,826 9 Mutual Fund Units (Trase) 2,572 16,112,902 2,572 16,112,902

Total 260,347 3,523,075,740 260,347 3,523,075,740

Corporate Action Statistics

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Securities admitted for Dematerialisation during April 2011

COMPANY ISINAbhijeet Hazaribagh Toll Road Limited INE072M01016

Adani Power Rajasthan Limited INE059M01013

Apollo Computer Education Limited INE011M01014

Aurangabad Electricals Limited INE052M01018

Badarpur Faridabad Tollway Limited INE061M01019Bahadur Chand Investments Private Limited INE087M01014

Comfort Securities Limited INE964L01016

DB Power (Madhya Pradesh) Limited INE076M01017

DB Power Limited INE077M01015

Diligent Power Private Limited INE078M01013

Dunar Foods Limited INE044M01015

Ebix Software Asia SEZ Private Limited INE081M01017

Ebix Software India Private Limited INE080M01019

Elder Hides and Leather Private Limited INE009M01018

E-Mall Infotech Private Limited INE071M01018

Espiem Plasticss Limited INE125M01012

Essar Shipping Limited INE122M01019

Gajra Differential Gears Limited INE118M01017

Glittek Infrastructure Private Limited INE106M01012

Gujarat Meditech Limited INE010M01016

HM Export Limited INE962L01010IL&FS Maritime Infrastructure Company Limited INE127M01018

Indiabulls Wholesale Services Limited INE126M01010Interglobe Technology Quotient Private Limited INE041M01011

Ispat Infrastructure (India) Limited INE095M01017

Jag Heet Exports Private Limited INE086M01016

Jaypee Agra Vikas Limited INE115M01013

Jhajjar KT Transco Private Limited INE116M01011

K.T.V. Health Food Private Limited INE069M01012

Kenersys India Private Limited INE090M01018

L&T Metro Rail (Hyderabad) Limited INE128M01016

Luni Power Company Private Limited INE107M01010

Malwa Power Private Limited INE083M01013

COMPANY ISINMaverick Share Brokers Limited INE979L01014

Meghavaram Port Private Limited INE070M01010

Modern Tube Industries Limited INE066M01018

Mokama-Munger Highway Limited INE120M01013

Neogal Power Company Private Limited INE101M01013

New Chennai Township Private Limited INE091M01016

Omniactive Health Technologies Limited INE102M01011

Oxigen Services (India) Private Limited INE109M01016

Panasonic India Private Limited INE075M01019

PCH Retail Limited INE897I01014Pizzeria Fast Foods Restaurants (Madras) Private Ltd. INE062M01017

Pizzeria Pure Foods Restaurants (India) Private Limited INE063M01015

Prabhat Agri Biotech Limited INE060M01011Pradeep Sandeep Trading And Investment Private Limited INE067M01016

Prakash Constrowell Limited INE023M01019Ratna Infrastructure Projects Private Limited INE104M01017

RDB Rasayans Limited INE123M01017

Reliance Polycrete Limited INE085M01018

Sabari Inn Limited INE963L01018

Sagar Power Limited INE068M01014

Saicare Logistics Limited INE117M01019Siva Green Power Projects India Private Limited INE092M01014

Sree Metaliks Limited INE121M01011

Srinagar Banihal Expressway Limited INE114M01016

Stemcor India Private Limited INE110M01014

Sunil Industries Limited INE124M01015

Tarini Infrastructure Limited INE105M01014

Techno Shares & Stocks Limited INE108M01018

Tetron Commercial Limited INE112M01010

Varadaraja Agro Industries Private Limited INE119M01015

Westex Infotech Private Limited INE111M01012

White Water Mass Media Private Limited INE079M01011

ZF India Private Limited INE103M01019

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NSDL Update May 2011 Demat-by-NSDL ... Towards a secure future !!! Visit our website at www.nsdl.co.in

NSDL UPDATENSDL UPDATENSDL UPDATE87654321

NSDL Offi ces

NSDL Calendar of Events

Investor Relationship Cell NSDL Certifi cation ProgrammeOffi cer-In-Charge,National Securities Depository Ltd.4th Floor, A Wing, Trade World, Kamala Mills Compound,Senapati Bapat Marg, Lower Parel, Mumbai - 400013Tel: (022) 24994200 / 40904200Fax: (022) 24976351 Email: [email protected]

Offi cer-In-Charge,National Securities Depository Ltd.4th Floor, A Wing, Trade World, Kamala Mills Compound,Senapati Bapat Marg, Lower Parel, Mumbai - 400013Tel: (022) 24994200 / 40904200Fax: (022) 24976351Email: [email protected]

For more information, email us at [email protected]

Head Offi ce Branch Offi cesMumbai4th Floor, A Wing, Trade World, Kamala Mills Compound, Senapati Bapat Marg, Lower Parel,Mumbai - 400013Tel: (022) 24994200 / 40904200Fax: (022) 24976351

AhmedabadUnit No. 407, 4th fl oor, 3rd Eye One Commercial Complex Co-op. Soc. Ltd., Above Vijay Sales Stores, C. G. Road, Near Panchvati Circle,Ahmedabad - 380006Tel: (079) 26461376, Fax: (079) 26461375

Chennai6A, 6th Floor, Kences Towers,#1 Ramkrishna Street, North Usman Road,T. Nagar, Chennai - 600017Tel: (044) 28143917 / 18, Fax: (044) 28144593

Kolkata5th Floor, The Millenium, Flat No. 5W, 235 / 2A,Acharya Jagdish Chandra Bose Road, Kolkata - 700020Tel: (033) 22814661 / 62, Fax: (033) 22891945

New Delhi409 / 410, Ashoka Estate Building, 4th Floor, Barakhamba Road,Connaught Place,New Delhi - 110001Tel: (011) 23353815 / 17, Fax: (011) 23353756

Investor Depository Meets

May 19, 2011 Junagadh, GujaratMay 20, 2011 Dhrangadhra, GujaratMay 21, 2011 Bhavnagar, GujaratMay 26, 2011 Arrah, BiharMay 27, 2011 Muzaffarpur, BiharMay 28, 2011 Patna, BiharJune 2, 2011 Himatnagar, GujaratJune 3, 2011 Palanpur, Gujarat

June 4, 2011 Ankleshwar, GujaratJune 16, 2011 Faridkot, PunjabJune 17, 2011 Sangrur, PunjabJune 18, 2011 Patiala, PunjabJune 23, 2011 Tanuku, Andhra PradeshJune 24, 2011 Kovvur, Andhra PradeshJune 25, 2011 Kakinada, Andhra Pradesh

June 4, 2011 Kochi

June 4, 2011 Pune

June 11, 2011 Mumbai

June 11, 2011 Delhi

June 11, 2011 Kolkata

NSDL’s Certifi cation in Depository Operations (NCDO)

May 21, 2011 Madurai

May 28, 2011 Mumbai

May 28, 2011 Ahmedabad

May 28, 2011 Indore

June 4, 2011 Bangalore

Business Partner Training

June 18, 2011 Chennai

June 25, 2011 Mumbai

June 25, 2011 Ahmedabad

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NSDL Update May 2011 Demat-by-NSDL ... Towards a secure future !!! Visit our website at www.nsdl.co.in

NSDL UPDATENSDL UPDATENSDL UPDATE

“Printed & Published by Mr. Gopa Kumar T.N. on behalf of National Securities Depository Limited and Printed at Printography Systems (India)Pvt. Ltd., 28, Mumbai Samachar Marg, Raja Bahadur Building, Mumbai - 400 023 and Published from National Securities Depository Limited, 4th Floor,

‘A’ Wing, Trade World, Kamala Mills Compound, Senapati Bapat Marg, Lower Parel, Mumbai - 400 013. • Editor: Mr. Gopa Kumar T. N.”

TOPIC OF INTEREST

87654321 87654321

Submit delivery instructions on the internet through SPEED-e

(continued from April 2011 issue)

6. Is there any further benefi t of the e-token option in SPEED-e facility ?Ans. Following are the additional benefi ts of e-token option in SPEED-e facility: � e-token user can transfer securities to any account unlike password users where transfer

of securities is permitted only to three pre-notifi ed Clearing Member accounts. � Single e-token can be used to access all your demat accounts, opened with the

same DP. � Facility of multiple authorisation. � You can freeze your demat account or any particular ISIN or specifi c quantity within

an ISIN yourself, through SPEED-e. The account frozen using SPEED-e can be unfrozen only by you. Thereby you can deliver instructions and transfer securities when you wish, lock the account and unlock it only when you need to, i.e. complete control of your account in your hands.

7. How does one operate jointly held Demat Accounts through SPEED-e ?Ans. For password based operation, only one user can operate the account. Joint holders will

have to give a Power of Attorney to one joint holder among themselves. For e-token based operation, in addition to what is stated above, all the joint holders can operate the account independently or jointly using multiple authorisation facility.

8. What are the features of SIMPLE?Ans. SIMPLE (Submission of Instruction through Mobile Phone Login Easily) is a facility which

enables the password based users of SPEED-e facility to submit instructions on SPEED-e website through their mobile phones.

The Salient features of SIMPLE are as follows: � This facility is available for password based users of SPEED-e facility. � Users can submit Client to Clearing Member Pool Account transfer instructions on

SPEED-e website through their mobile phones. � Mobile phones of the Users with GPRS facility can be used for accessing SPEED-e

website.

Concluded