Evaluation of the BUILD UP Skills initiative under the Intelligent Energy Europe Programme ·...

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COWI Belgium May – 2016 Evaluation of the BUILD UP Skills initiative under the Intelligent Energy Europe Programme 2011 - 2015 Final report

Transcript of Evaluation of the BUILD UP Skills initiative under the Intelligent Energy Europe Programme ·...

  • COWI Belgium May – 2016

    Evaluation of the BUILD UP Skills initiative under the

    Intelligent Energy Europe Programme

    2011 - 2015

    Final report

  • EUROPEAN COMMISSION

    Executive Agency for Small and Medium-sized Enterprises (EASME) Unit: Unit B1 - H2020 Energy

    Contact: Mrs Zoé Wildiers

    E-mail: [email protected]

    European Commission B-1049 Brussels

  • Evaluation of the BUILD UP Skills Initiative (BUS)

    i

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  • ii Evaluation of BUILD UP Skills Initiative (BUS)

    CONTENTS

    1 Introduction 1

    1.1 Aim and objectives of the evaluation 2

    1.2 Methodology 3

    1.3 Structure of the report 7

    2 BUILD UP Skills Initiative in the context of the Intelligent Energy Europe programme 8

    2.1 Policy context 8

    2.2 The setting of the initiative 13

    2.3 BUILD UP Skills' contribution to policy implementation 16

    2.4 Pillar I projects 22

    2.5 Pillar II Projects 28

    2.6 EU Exchange meetings 29

    3 Outcomes of the BUILD UP Skills Initiative 32

    3.1 Pillar I projects 32

    3.2 Pillar II projects 47

    3.3 Priorities for the future 52

    4 Conclusions and recommendations 57

    4.1 Conclusions 57

    4.2 Recommendations 67

  • Evaluation of the BUILD UP Skills Initiative (BUS)

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    LIST OF ACRONYMS

    Acronym Description

    CEDEFOP European Centre for the Development of Vocational Training

    CfP Calls for Proposals

    CIF Competitiveness and Innovation Framework

    CVET Continuing Vocational Education and Training

    DG ENER Directorate General for Energy

    EACI Executive Agency for Competitiveness and Innovation

    EASME Executive Agency for Small and Medium-sized Enterprises

    EE Energy Efficiency

    EED Energy Efficiency Directive, Directive 2012/27/EU

    EPBD Energy Performance of Buildings Directive, Directive 2010/31/EC

    ESF European Social Fund

    EU European Union

    FYROM Former Yugoslav Republic of Macedonia

    IEE Intelligent Energy Europe Programme

    INTERREG Community initiative which aims to stimulate interregional cooperation

    IVET Initial Vocational Education and Training

    LLL Life Long Learning programme

    MS Member State(s)

    RES Renewable Energy Sources

    SME Small and Medium Sized Enterprise

    tCO2e Tons of CO2 equivalent

    TOR Terms of Reference

    VET Vocational Education and Training

  • Evaluation of the BUILD UP Skills Initiative (BUS)

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    1 Introduction

    This report presents the evaluation of the BUILD UP Skills Initiative Pillar I and

    identifies a methodology for the evaluation of the BUILD UP Skills Pillar II projects,

    commissioned by the Executive Agency for Small and Medium-Sized Enterprises

    (EASME) under the Framework Contract SRD MOVE/ENER/ SRD.1/2012-409, Lot

    3, Technical Assistance in the Field of Energy. The evaluation has been carried out

    by an Evaluation Team consisting of COWI Belgium and Viegand Maagøe Den-

    mark. The evaluation has been carried out between January and December 2015.

    The evaluation covers 30 Pillar I projects (one in each EU 28 Member State plus

    the Former Yugoslav Republic of Macedonia and Norway), 22 Pillar II projects (in

    21 Member States, Italy having 2 Pillar II projects) and the EU exchange meetings.

    Only two of the Pillar II projects were finalised at the time of the evaluation.

    The results of the evaluation will be used by EASME and DG Energy to report on

    the effectiveness and sustainability of the initiative, as well as to provide a basis for

    elaborating the future of the BUILD UP Skills Initiative under the Horizon 2020

    programme.

  • 2 Evaluation of BUILD UP Skills Initiative (BUS)

    Figure 1 - Countries participating in the BUILD UP SKILLS Initiative

    1.1 Aim and objectives of the evaluation

    EASME commissioned this evaluation with the objective of evaluating the impact of

    the BUILD UP Skills Initiative implemented under the Intelligent Energy Europe II

    programme (IEE II). In addition, the aim of the evaluation is to provide a forward

    looking set of recommendations in order to give input to the future orientation of the

    initiative, notably in the context of the Horizon 2020 Energy Challenge which aims

    at supporting the transition to a secure, clean and efficient energy system in

    Europe.

    The Horizon 2020 Energy Challenge is structured around seven specific objectives

    and research areas1:

    › Reducing energy consumption and carbon footprint; › Low-cost, low-carbon electricity supply;

    › Alternative fuels and mobile energy sources; › A single, smart European electricity grid; › New knowledge and technologies; › Robust decision making and public engagement; and › Market uptake of energy and ICT innovation.

    Under the energy efficiency area, energy efficiency in buildings holds an important

    role for the European Union to reach its objectives by 2020. On average the

    1 http://ec.europa.eu/programmes/horizon2020/en/h2020-section/secure-clean-and-efficient-energy

  • Evaluation of the BUILD UP Skills Initiative (BUS)

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    building sector represents 40% of the energy consumption of the European Union,

    and 36% of the total CO2 emissions2. With an ageing building stock, Member

    States will need to increase their refurbishment efforts in order to reach their

    expected EE targets under the effort sharing decision. In Europe, residential buil-

    dings represent 75% of the building stock against 25% for non-residential buil-

    dings. More than 40% of the residential building stock in Europe was constructed

    before the 1960’s when EE regulations hardly existed. In 2009, 68% of final energy

    use was in buildings3. As of 1

    st of January 2014, all Member States will need to

    renovate 3% of the surface area used by central government administration every

    year. In addition, all new public buildings after 31th December 2018 shall be nearly

    zero energy buildings. This outlines the importance of public sector buildings in

    achieving the 2020 EE objectives. Furthermore, all dwellings for sale or rent will

    need an energy performance certificate.

    1.2 Methodology

    The following approach was adopted to carry out the evaluation of the BUILD UP

    Skills initiative.

    A set of evaluation criteria had been developed by EASME as a basis for this

    evaluation report. During the phase of evaluation structuring, the Evaluation Team

    broke down each evaluation question into judgement criteria and indicators in order

    to scope the investigation under each question and provide a basis for the data

    collection and analysis. The evaluation criteria can be found at the end of this

    report. On the basis of these evaluation criteria an interview guide was developed

    in order to collect qualitative information through interviews to be carried out with

    EC staff and projects coordinators.

    The Evaluation Team has collected relevant information at policy, strategy and

    programme levels and also information concerning all Pillar I and Pillar II projects.

    Information was collected from these sources against the judgement criteria and

    indicators identified.

    Project documents have been reviewed in order to establish availability and identify

    information gaps, i.e. which information was not available and if there were specific

    needs for additional document collection. Missing or unreliable information has

    then been checked and collected through interviews and the e-survey.

    Overall, the team reviewed more than 400 different project documents4 in addition

    to the BUILD UP Skills project websites and other related IEE II funded projects5.

    The documentation reviewed includes all Pillar I and II documentation made

    2 European Commission, https://ec.europa.eu/energy/en/topics/energy-efficiency/buildings

    3 Europe’s buildings under the microscope - A country-by-country review of the energy performance of

    buildings, Buildings Performance Institute Europe (BPIE), 2011.

    4 See Appendix D for details of the documentation reviewed.

    5 Non-BUILD UP Skills projects' websites were visited when reference to them was found in BUILD UP

    Skills documentation.

    Evaluation

    structuring

    Document review

  • 4 Evaluation of BUILD UP Skills Initiative (BUS)

    available by EASME, the BUILD UP Skills initiative and project websites; EU policy

    and strategy documents and directives; etc.

    In order to facilitate the telephone interviews and to ensure that the same

    information was obtained from all the interviewees an interview manual was

    developed and used for all the interviews hereby ensuring that the interviews are

    documented in a coherent way.

    Interviews have been carried out with the consortium coordinators of Pillar I and

    Pillar II projects. In addition, the Evaluation Team also interviewed representative

    of EU wide organisations based in Brussels and active in building related training

    and vocational education.

    Parallel with the document review and the interviews, an e-survey was designed in

    order to collect information from a wider array of stakeholders thus reaching

    consortium and platform members of both Pillar I and Pillar II projects. Based on

    the analysis of the documents available and the preliminary interviews, the team

    identified the areas of investigation to be included in the e-survey. The question-

    naire contained both quantitative and qualitative (open and closed) questions. The

    survey was distributed to all project coordinators, who were asked to send the e-

    survey to the relevant platform members and stakeholders. Approx. 400 useful

    answers were received. In this number there are both respondents, who have

    answered all the questions and respondents who have only answered some of the

    questions, but where the individual answers were still usable.

    The following figures illustrate the background of the respondents of the e-survey.

    43.9% of the respondents are consortium members and 26.9% are platform

    members. The remainder of 29.2% are neither consortium member nor platform

    members. This remaining part is a mix of representatives from education

    institutions, energy agencies and other organisations.

    Figure 2 - Respondent categorisation

    Coordinators

    interviews

    e-survey

  • Evaluation of the BUILD UP Skills Initiative (BUS)

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    Figure 3 - Respondent's sector

    The majority of the respondents come from the training and education sector

    (41.2%), then from the building and construction sector (39.9 %) and there are 18.9

    % from the energy sector6.

    6 Since some respondents selected more than one sector, these figures are just a rough approximation.

  • 6 Evaluation of BUILD UP Skills Initiative (BUS)

    Figure 4 is illustrating the number of answers to the e-survey for each country

    divided into consortium members, platform members and those who have

    responded “others” to the question: “which sector do you represent?”.

    Figure 4 - Distribution of respondents broken down per country

    In order to validate and test the conclusions and recommendations of this evalua-

    tion, the Evaluation Team organised two workshops with key representatives. The

    first workshop gathered representatives of key EU institutions that have a stake or

    interest in the BUILD UP Skills initiative and its future. This focus group gathered in

    DG ENER on 30th November 2015 with representatives from DG ENER, DG

    EMPL, EASME, DG GROW and DG ENV.

    The second workshop was organised on 19 January 2016 during the 7th BUILD UP

    Skills EU exchange meeting in Brussels.

    The aim of both workshops was to gather or confirm information where feasible in

    order to strengthen the evidence base of the evaluation. It was also the occasion to

    present the initial conclusions and recommendations of the evaluation to the

    participants. These sessions provided an interesting perspective to the Evaluation

    Team to further strengthen the conclusions and recommendations, notably from an

    operational point of view.

    Focus groups

  • Evaluation of the BUILD UP Skills Initiative (BUS)

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    1.3 Structure of the report

    The present report is structured as follows:

    › Chapter 2 presents the BUILD UP Skills Initiative in the context of the Intelligent Energy Europe II programme and the evolving policy context of

    energy efficiency in Europe; in addition it presents the evaluation findings

    concerning the genesis of the initiative, its relevance and the adequacy of its

    specific structure – i.e. national consortia, Pillar I and Pillar II projects,

    standardised approach and the added value from EU exchange meetings.

    › Chapter 3 looks at the results of the initiative and its intermediate impacts (outcomes) and perspectives for the future.

    › Chapter 4 presents the conclusions and recommendations of the evaluation.

    This section also includes a summary table of the answers to the Evaluation

    Questions as well as a suggestion for a methodology for the evaluation of

    BUILD UP Skills Pillar II projects.

  • 8 Evaluation of BUILD UP Skills Initiative (BUS)

    2 BUILD UP Skills Initiative in the context of the Intelligent Energy Europe programme

    2.1 Policy context

    The Energy Policy for Europe, agreed by the European Council in March 2007,

    establishes the Union’s core energy policy objectives of competitiveness,

    sustainability and security of supply. By 2020 renewable energy sources have to

    contribute 20% to the final energy consumption; greenhouse gas emissions have

    to fall by 20% and energy efficiency gains have to deliver a 20% cut in Europe's

    annual primary energy consumption with respect to 1990.

    The European Commission has proposed several measures to increase efficiency

    at all stages of the energy chain i.e. generation, transformation, distribution and

    final consumption. There are measures for all end-use sectors.

    The Commission has established several regulatory frameworks in order to ensure

    that the objectives on energy efficiency are achieved. Among these are the Energy

    Efficiency Directive (EED) (2012/27/EU), the Energy Performance of Buildings

    Directive (EPBD) (2010/31/EU) and the Energy Services Directive (ESD)

    (2006/32/EC) which have established a common framework of measures for the

    promotion of energy efficiency within the Union in order to ensure the achievement

    of the Union’s 2020 20% headline target on energy efficiency7 and to ensure

    further energy efficiency improvements in the future.

    It lays down the rules designed to remove barriers in the energy market and

    overcome market failures that impede efficiency in the supply and use of energy,

    and provides for the establishment of indicative national energy efficiency targets

    for 2020. The EED includes under Article 8 on energy audits and energy

    management systems a provision requiring Member States to encourage training

    programmes for auditors "in order to facilitate sufficient availability of experts". The

    establishment of accreditation/certification schemes –where needed - is requested

    7 COM(2010)2020

    2020 Energy and

    climate goals

    Energy efficiency

    The Energy Efficiency

    Directive (EED) and

    the Energy

    Performance of Buil-

    dings Directive

    (EPBD)

  • Evaluation of the BUILD UP Skills Initiative (BUS)

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    by the Member States under Article 16, so that a certain level of technical

    competence, objectivity and reliability is maintained.

    In February 2016, the Commission proposed an EU Heating and Cooling strategy.

    Plans for this EU strategy were first launched in 2015 as part of the Energy Union

    strategy. This is a first step in exploring the issues and challenges in this sector,

    and solving them with EU energy policies. The Strategy is emphasising that cutting

    the energy consumed by heating and cooling in buildings and industry can be

    achieved through scaling-up the use of advanced construction and design

    techniques and high-performance insulation materials when renovating buildings.

    The Strategy8 also announced that, in the context of the ongoing review of the

    energy efficiency legislation, the Commission will extend the work of the BUILD UP

    Skills initiative to improve training for building professionals, in particular through a

    new module for energy experts and architects.

    The building sector accounts for about 40% of the energy use in Europe as stated

    in the Directive on Energy Performance of Buildings (EPBD, 2010/31/EU), which

    considers energy efficiency from buildings as an important measure in attaining the

    2020 goals. The EPBD promotes the improvement of the energy performance of

    buildings within the EU by setting a number of requirements for the energy

    performance of buildings. The appropriate level of competence of installers and

    builders is considered as critical in achieving the objectives of the EPBD, which

    therefore includes in Article 20 a requirement for Member States to ensure that

    "guidance and training is made available for those implementing this Directive".

    The European Energy Efficiency Plan9 from 2011 assessed that there is a large

    untapped energy saving potential in existing buildings. According to the Plan

    techniques exist to cut existing buildings' consumption by half or three quarters and

    to halve the energy consumption of typical appliances. But the renovation rate of

    buildings is too low, just like the uptake of the most efficient appliances. The

    Energy Plan stated that there is a lack of appropriate training for architects,

    engineers, auditors, craftsmen, technicians and installers, notably for those

    involved in refurbishment. When the Energy Plan was published in 2011 it was

    estimated that about 1.1 million qualified (in the field of energy efficiency and RES)

    workers were available, while it was estimated that 2.5 million would be needed by

    2015.

    The same year the Communication on Energy Roadmap 205010

    with regard to

    energy efficiency underlined that "Higher energy efficiency in new and existing

    buildings is key" calling for nearly zero energy buildings becoming the norm.

    8 COM(2016) 51 final

    9 Communication from the Commission to the European Parliament, the Council, the European

    Economic and Social Committee and the Committee of the Regions Energy Efficiency Plan 2011

    10 Communication from the Commission to the European Parliament, the Council, the European

    Economic and Social Committee and the Committee of the Regions Energy Roadmap 2050,

    COM(2011) 885

    The EU strategy for

    heating and cooling

    Energy consumption

    in the building sector

    https://ec.europa.eu/energy/en/news/commission-launches-plans-curb-energy-use-heating-and-cooling

  • 10 Evaluation of BUILD UP Skills Initiative (BUS)

    The 2012 Communication on Strategy for the sustainable competitiveness of the

    construction sector and its enterprises11

    underlined the importance of the

    construction sector, which it estimates brings around 10% of GDP, providing 20

    million jobs, mainly in micro and small enterprises. It further stated that "the energy

    performance of buildings and resource efficiency in manufacturing, transport and

    the use of products for the construction of buildings and infrastructures have an

    important impact on energy, climate change and the environment".

    As only a small percentage of the building stock consists of new buildings, there is

    therefore a large demand for quality energy renovation of the existing building

    stock. In fact, it is estimated that new buildings account for only 1% of the building

    stock each year, which means that almost two thirds of the buildings in use in 2050

    have already been built. At the same time the retrofit rate is considered to be

    between 0.5 and 2.5 % each year12

    .

    The construction sector is facing increasing challenges in terms of a shortfall of

    skilled workers, low attractiveness to young people, limited capacity for innovation

    and the phenomenon of undeclared work.

    The EC ran from 30 June 2015 to 1 October 2015 a public consultation on the

    EPBD and was assessing the contributions and evaluating whether the directive

    has met its objectives at the time this report was elaborated. The review of the

    directive is due by 1 January 2017 as required under its Article 19.

    The Renewable Energy Sources (RES) Directive 2009/28 establishes a common

    framework for the promotion of energy from renewable sources. The RES Directive

    mentions "information and training gaps, especially in the heating and cooling

    sector", which it considers should be dealt with. Article 14 of the RES Directive

    includes provisions regarding the information and training of all relevant actors

    including builders and installers. The introduction of certification schemes for

    installers of small-scale biomass boilers and stoves, solar photovoltaic and solar

    thermal systems, shallow geothermal systems and heat pumps are to be ensured

    by Member States.

    The training of construction workers and craftsmen is often an overseen link in the

    chain from overall measures, regulation, incentives etc. to the new or renovated

    buildings with lower energy consumption. The shortfall of qualified skilled workers

    and the need to improve the human-capital basis of the construction sector was

    also identified in the 2012 Strategy for the sustainable competitiveness13

    . The

    Strategy noted also the great variety between education and training systems

    across Europe.

    11

    Communication from the Commission to the European Parliament and the Council Strategy for the

    sustainable competitiveness of the construction sector and its enterprises, COM(2012) 433

    12 Europe’s buildings under the microscope, BPIE, 2011

    http://www.institutebe.com/InstituteBE/media/Library/Resources/Existing%20Building%20Retrofits/Euro

    pes-Buildings-Under-the-Microscope-BPIE.pdf

    13 Communication from the Commission to the European Parliament and the Council Strategy for the

    sustainable competitiveness of the construction sector and its enterprises COM(2012) 433

    The Renewable

    Energy Sources

    Directive (RES)

    Training of construc-

    tion workers and

    craftsmen

  • Evaluation of the BUILD UP Skills Initiative (BUS)

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    The lack of appropriate training represents one of the main non-technical barriers

    in reaching the energy efficiency objectives in buildings by 2020.

    Within the building industry, there is generally an increasing concern about the gap

    between the predicted energy performance of buildings and actual measured

    performance, typically addressed as ‘the performance gap’. According to the article

    “The gap between predicted and measured energy performance of buildings: A

    framework for investigation” by Pieter de Wilde from 2014, the measured energy

    consumption of low energy buildings can be up to 2.5 times the calculated energy

    consumption14

    .

    From the article “A review of the regulatory energy performance gap and its

    underlying causes in non-domestic buildings” published in the magazine Frontiers

    in Mechanical Engineering (only released provisionally on 21.12.201515

    ), one of the

    reasons for the deviation in energy performance is described as a result of poor

    on-site workmanship or lack of appropriate training. As building regulations

    become more stringent and new technologies are introduced, the quality of

    construction has to be improved. In the article it is argued that on-site workmanship

    needs to adapt and be trained to these increasing levels of complexity in building

    construction. One example is the increased focus on airtightness of buildings,

    where improved skills are needed. The increased demand for airtightness gives

    rise to performance issues as "airtightness is compromised during construction by

    discontinuous insulation or punctured airtight barriers". Furthermore installation of

    services, such as drainage systems, air ducts and electrical pipe work may leave

    gaps which also reduce the airtightness and induce thermal loss. Also the issues of

    junctions between roofs and walls insulation, incorrect positioning of windows and

    doors, which can reduce the actual performance of the thermal envelope, are

    frequently mentioned as problem areas.

    The EU has been developing policies to tackle the skills gap in several sectors in

    the Union, and for strengthening lifelong learning systems. The Lisbon strategy

    recognises the importance of adult training and a better access for higher

    education throughout the professional life of EU citizens. The Education and

    Training 2010 work programme was designed to reach this objective. It was

    followed by the new strategic framework for European cooperation in Education

    and Training (ET2020), which was adopted during the 12th May 2009 Council

    meeting. Part of this effort (started under the ET2010, and continued under the

    ET2020) is the Copenhagen Process launched in 2002. The priorities of the

    Barcelona Process included, among others, reinforcing the European dimension in

    VET and developing tools for the mutual recognition and validation of competences

    and qualifications.

    Over the period 2007-2013, the EC integrated numerous educational and training

    programmes under a single programme: The Life Long Learning programme (LLL).

    14

    The gap between predicted and measured energy performance of buildings: A framework for investigation Pieter de Wilde 15

    van_Dronkelaar C, Dowson M, Spataru C and Mumovic D(2015) A review of the regulatory energy performance gap and its underlying causes in non-domestic buildings.

  • 12 Evaluation of BUILD UP Skills Initiative (BUS)

    The construction workers and craftsmen typically work within the frame of many

    years of good practices and experiences for constructing and renovating buildings.

    It is however necessary to supplement with new knowledge and practices to

    handle low energy building construction projects and energy renovation building

    projects.

    One example of this is how to insulate buildings correctly in order to achieve the

    desired low heating and cooling consumption without damaging the building due to

    e.g. accumulated humidity in building components.

    Another example is natural and forced ventilation, where the right installation,

    insulation and adjustment related to the lower energy consumption and tighter

    buildings are necessities for correct functioning.

    Consequently, in every EU member state, there is a need for improving the skills of

    qualified workers in the building industry for the implementation of energy efficiency

    in renovation and new projects.

    In 2007 an Ex-Ante Assessment report16

    established the need for an initiative

    supporting the development of skills of the building workforce. Such an initiative

    was considered to be in line with the Intelligent Energy Europe (IEE) programme

    (Calls for proposals 2011-2012-2013) that aims at boosting the further education

    systems for workers in order to promote a high level of energy performance in

    buildings. The initiative is part the European Commission's Energy Efficiency Plan

    adopted in 2011. The Ex-Ante Assessment report proposed as a preferred action

    for MS specific projects reflecting the complex diversity of structures, issues and

    relative progress across the Member States. This would be done in two phases:

    the first would focus on data gathering, while the second would focus on the design

    and implementation of training courses.

    On this basis, the BUILD UP Skills initiative was planned and launched. The aim

    of the initiative as expressed in the Energy Efficiency Plan17

    is to "support Member

    States in assessing training needs for the construction sector, developing

    strategies to meet them, and fostering effective training schemes". The BUILD UP

    Skills Initiative has helped Member Stes in developing national qualificaton

    roadmaps for 2020 and providing assistance in the preparation and implementation

    of training and certification schemes. To attain these goals, support can be

    16

    ECORYS, 2007, Ex-ante evaluation of the initiative on the building workforce training and qualification

    in the field of energy efficiency and renewable energy within the Intelligent Energy Europe Programme:

    https://ec.europa.eu/energy/sites/ener/files/documents/Exante%20study%20-

    %20Construction%20skills.pdf

    17 Communication from the Commission to the European Parliament, the Council, the European

    Economic and Social Committee and the Committee of the Regions, Energy Efficiency Plan 2011

    COM(2011) 109

  • Evaluation of the BUILD UP Skills Initiative (BUS)

    13

    explored by funding instruments like the European Social Fund and the Lifelong

    Learning Programme and the Erasmus For All.18

    .

    2.2 The setting of the initiative

    The BUILD UP Skills Initiative consists of two pillars:

    Pillar I Supporting the development of national status-quo analysis and national

    roadmaps (2011-2013);

    Pillar II Supporting the setup or upgrade of qualification and training schemes

    (2013-2017).

    The two pillars are supplemented with Europe-wide coordinated support activities

    (EU exchange meetings) to support the exchange of best practices through

    meetings of all the participating BUILD UP Skills projects.

    Figure 5 – BUILD UP Skills components19

    18

    Communication from the Commission to the European Parliament and the Council Strategy for the

    sustainable competitiveness of the construction sector and its enterprises COM(2012) 433

    19 Adapted from BUILD UP Skills Initiative publication.

  • 14 Evaluation of BUILD UP Skills Initiative (BUS)

    In November 2011, 21 countries started working under Pillar I on their status-quo

    analysis and national roadmap. In June 2012 nine additional countries joined the

    initiative.

    The specific provisions for the BUILD UP Skills Initiative were set by the 2011

    Commission implementing decision20

    establishing the 2012 Work Programme for

    the implementation of the IEE II programme. The 2014 H2020 Work Programme

    on Energy Efficiency stated the following concerning the expected impacts of the

    construction skills projects: "Every million Euro of EU support is expected to

    increase the skills of at least 2,000 craftsmen, or 500 construction sector

    managers, resulting in energy savings and/or renewable energy production of at

    least 25 GWh per year and increasing the employability of the building

    workforce"21

    .Since this evaluation report only covers the Pillar I projects and not

    the Pillar II projects with pilot training programmes, it is not possible to evaluate

    whether the numbers from above will be reached. Pillar II covers only pilot training

    courses and therefore only a limited number of craftsmen and construction sector

    managers will be trained.

    20 Commission Implementing Decision of 20/12/2011 establishing the 2012 Work Programme for

    implementation of the 'Intelligent Energy - Europe II' programme

    21 Ex-Ante Assessment report

  • Evaluation of the BUILD UP Skills Initiative (BUS)

    15

    The following table shows which countries participated in the Pillar I and Pillar II

    projects.

    Table 1: Countries involved in Pillar I and Pillar II projects

    Country Pillar I project completed Proposal for Pillar II Pillar II ongoing

    Austria X X X

    Belgium X X

    Bulgaria X X X

    Croatia X X X

    Cyprus X X X

    Czech Rep. X X X

    Denmark X

    Estonia X X X

    Finland X X X (finished)

    France X X

    FYROM X X X

    Germany X X X

    Greece X X X

    Hungary X X X

    Ireland X X X

    Italy X X X

    Latvia X X X

    Lithuania X X X

    Luxembourg X X X

    Malta X X

    Norway X X

    Poland X

    Portugal X X X

    Romania X X X (finished)

    Slovakia X X X

    Slovenia X

    Spain X X X

    Sweden X X X

    The Netherlands X X X (finished)

    UK X

    At the time of this evaluation report two Pillar II projects have been finalized (Romania and the Netherlands).

  • 16 Evaluation of BUILD UP Skills Initiative (BUS)

    2.3 BUILD UP Skills' contribution to policy implementation

    In terms of Energy Efficiency and integration of Renewable Energy sources, the

    EU has set itself objectives that will only be reached if a number of identified

    barriers are lifted. The BUILD UP Skills Initiative, an upstream measure, was to

    contribute to enhancing the skills of on-site workers and craftsmen in the building

    sector in order to meet the EU 20-20-20 objectives. It also aimed at increasing the

    number of trained workers in these fields. The priorities of the BUILD UP Skills

    Initiative were set out each year in the respective IEE II work programme:

    › 2011, National qualification platforms and roadmaps to 2020; › 2012, National qualification platforms & Roadmaps to 202022 and Qualification

    & training schemes;

    › 2013, Establish or upgrade large-scale qualification and training schemes

    2.3.1 The BUILD UP Skills initiative

    This chapter investigates the genesis and

    structuring of the initiative and the extent to

    which it answered the needs and priorities

    of the beneficiaries in their respective

    countries. Also, this chapter looks into

    whether there was a need for public

    funding for this initiative, or whether it could

    have been initiated through other means.

    BUILD UP Skills was initiated in DG

    ENERGY, partly in response to concerns

    raised by Member States in meeting the

    EU 2020 objectives. The lack of skilled

    workforce had been raised in many

    countries as a major issue for reaching the

    efficiency and targets by 2020 both at

    national and EU levels. At the time, while

    often receiving proposals for training of

    craftsmen and on-site workers, the EC held

    very little information on the issue. Hence,

    DG ENER decided to investigate the topic.

    Initially the idea raised concern from several DG´s. DG ENERGY set up working

    groups in order to discuss the content and scope of the initiative. This led to the

    inclusion of skills pertaining to the installation of small scale renewable energy

    installations. In order to strengthen the case for a dedicated initiative supporting the

    development of skills of construction site workers and craftsmen, an Ex-Ante

    22 Only for countries for which no proposals were selected under the 2011 calls for proposals.

    1. Business as usual - no new additional

    EU initiative on training for EE and RES

    supported by IEE.

    2. Collaborative action - MS

    government level coordination / analysis

    (cf. EPBD) of the training needs,

    qualification harmonisation, future

    demands and delivery models. Risk of

    duplicating existing and ongoing

    government action at MS level

    3. Pilot schemes - possibly at

    centralised EU level – targeted on

    training providers who could design and

    pilot training provision targeted on areas

    of identified need and future demand.

    4. Awareness raising – at EU level - of

    need, demand and delivery models –

    targeted on training providers in order to

    increase the likelihood (and speed) of

    replication of suitable training.

    5. Combination of 2, 3 and 4.

    Box 1: Ex-ante evaluation option analysis

    summary

  • Evaluation of the BUILD UP Skills Initiative (BUS)

    17

    Assessment report23

    was commissioned. The report, delivered in April 2010, is

    based on a thorough situation analysis, literature review and desk research. The

    evaluation also included a high level consultation involving relevant EC services,

    MS representatives (Energy Agencies and professional organisations) and industry

    associations and stakeholders. The breadth of desk review of the Ex-Ante

    Assessment report was sufficient to capture the challenges throughout the Union,

    in terms of training of on-site workers in the building sector, with a specific focus on

    energy efficiency and renewable energy.

    The Ex-Ante Assessment report concluded on the needs, barriers and priority

    actions needed to overcome the shortage of qualified workers. It is worth

    mentioning that the scope of the Ex-Ante Assessment report was not to identify an

    initiative aiming at "providing training needed, but rather to identify financial support

    to create, strengthen or link structures and instruments aiming at boosting the

    vocational training and qualification schemes for the building workforce and to

    provide structures and instruments for leverage and align existing workforce

    training programmes and resources towards the energy efficiency and renewable

    energy topics".

    The Ex-Ante Assessment report also concluded that a mix of the different options

    identified (see box 1 on previous page) was the most appropriate way forward.

    This was proposed in order to mitigate the identified risks of each proposed option

    if implemented separately. The only identified priority from the Ex-Ante Assessment

    report that did not receive specific attention in the elaboration of the initiative was

    the emphasis on building synergies with other IEE projects. It is worth noting that

    despite this, several projects did develop ties with other relevant IEE projects

    through the inclusion of same consortium members or delivering presentations of

    the BUILD UP Skills activities in other IEE funded events.

    Overall, it can be concluded that the initiative was elaborated through a high level

    of consultation, including a non-compulsory Ex-Ante Assessment report.

    2.3.2 Standard approach of Pillar I projects

    The following could be identified as key features of the BUILD UP Skills initiative as

    compared to other IEE initiatives:

    › There is a national dimension of projects with EU exchange activities; › Standardised Pillar I projects approach (Specific and detailed guide for

    proposers, templates with outlines for roadmaps and Status Quo report).

    These are features of the BUILD UP Skills Initiative that differentiate it from other

    IEE programme funded projects. First of all, a key feature of Pillar I projects was

    the national dimension. It was considered at the time of elaborating the initiative

    that introducing a multinational dimension would have blurred the objectives which

    23 Ex-Ante evaluation of the initiative on the building workforce training and qualification in the field of

    energy efficiency and renewable energy within the Intelligent Energy Europe Programme

    TREN/A2/143-2007, Ecorys, 2010.

  • 18 Evaluation of BUILD UP Skills Initiative (BUS)

    were a stocktaking exercise. All stakeholders interviewed concur that this was an

    appropriate approach. It is commonly agreed that a multi-national approach would

    not have allowed mobilising such a wide range of stakeholders. In addition, the

    emphasis on the national dimension allowed for mobilisation of stakeholders that

    otherwise would not have exchanged on issues pertaining to the enhancement of

    skills of blue collars in the field of renewable energies and energy efficiency. This is

    particularly true for private sector representatives.

    Secondly, the standardised methodology for the Status Quo Analysis (SQA) and

    roadmaps, leaving certain latitude for adapting to the national contexts was very

    much appreciated by the project coordinators. Most project coordinators found it

    beneficial to be guided for the Status Quo Analysis while having sufficient leeway

    for adapting to their national context. This particular aspect was reinforced by the

    EU Exchange and peer review meetings. These also contributed to enhancing the

    coherence of the results, even though final results remain difficult to compare or

    aggregate coherently at EU level. The preparatory meetings in Member States

    raised the proponents' understanding of the initiative. This resulted in a high

    number of proposals submitted for Pillar I. The quality of proposals was also higher

    than foreseen.

    Need for public funding24

    Some countries had already undertaken activities with national stakeholders e.g.

    Germany, France, Sweden, Denmark, Norway, but there was generally no

    coordination of these activities between the various countries. The BUILD UP Skills

    initiative with the national focus has resulted in much more detailed studies than

    seen in other previous studies. Other countries mention in the e-survey that there

    would not have been the same level of involvement and commitment in the project

    if it had not been funded by the EU. Some stakeholders would most likely not have

    participated if it had not been an EU funded project.

    Some of the existing training initiatives in the areas of energy efficiency have also

    approached engineers and not only craftsmen.

    59% of the respondents of the e-survey have answered that they do not believe

    that the stocktaking could have taken place without EU funding whereas 21%

    believe that this could have taken place and 20% of the respondents do not have

    any opinion on this question.

    24 Evaluation question 3: Could the initiative be replicated by the EU without public/EU funding?

    Could this initiative

    have been carried

    out by the market

    without public

    funding?

  • Evaluation of the BUILD UP Skills Initiative (BUS)

    19

    Figure 6 - The situation analysis (Status Quo Report), as delivered under Pillar I, could have been

    carried out by the market players without EU or public funding

    In the e-survey there are respondents from the same country who believe that the

    stocktaking could have taken place without EU funding and others who believe that

    it could not have taken place, therefore it is not possible to make country specific

    conclusions on this subject. However in the following countries every respondent

    answered “no” to the question “could the initiative have been carried out without

    public/EU funding”: Croatia, Cyprus, Finland, Lithuania, Portugal, Slovakia and

    Slovenia.

    The interviewed project coordinators have answered that there would not have

    been resources for this work to be carried out on a national level without the EU

    funding. Furthermore the commitment, the motivation and the involvement from the

    stakeholders would not have been at the same level.

    Existence of systems for identifying training needs

    Prior to the BUILD UP Skills initiative, there were some existing involvements from

    the private sector in VET (e.g. in Spain, France and Germany); however there

    was not any coherence or coordination between these activities.

    The BUILD UP Skills initiative has increased this involvement and the communi-

    cation within the building sector. The countries answer that this would not have

    been the case without the EU funding. In addition, the flexibility built in the initiative

    has allowed some countries to create the National Qualification platform and carry

    out the Status Quo Analysis not only at national level, but also at regional level.

    This is the case of France which organised 6 inter-regional meetings. This is

    particularly important in the framework of decentralisation which devolves training

    and education responsibilities to regional or equivalent entities.

  • 20 Evaluation of BUILD UP Skills Initiative (BUS)

    Figure 7 - In my country there were already systems in place that identified training needs in the

    building sector prior to the BUILD UP Skills initiative

    Figure 8 - Market players of the construction sector are now (after the launch of the BUILD UP

    Skills initiative) more involved in training on sustainable energy in my country

    94% of the e-survey respondents agree to the fact that there was a need for

    mapping the existing workforce, only 6% disagree to this.

    The set-up of the initiative has ensured that a large amount of market players

    already involved in VET have been successfully involved in this initiative. The

    number of consortium members and platform members deducted from the lists of

    participants from the exchange meetings arranged by EASME and from the final

    country reports indicate that a total of approximately 1 800 people from different

    organisations have been involved in the Pillar I activities. The total number of

    coordinators is 30 (one for each country) and the number of consortium members

    is 196 (generally 6 to 7 consortium members per country). It is estimated that the

    total number of people involved in the BUILD UP Skills initiative is somewhat

    higher since some of the people have been replaced during the projects. Also there

    is a large group of people involved in the projects that is not listed in the reports.

    Furthermore the stakeholders mentioned above can have participated in different

    ways in the project e.g. by attending some of the stakeholder meetings or

    conferences or by endorsing the Roadmaps or by having more than one role in the

    initiative. It is the opinion of the evaluation team, that the total number of people

    involved in this project may be about 2500 people.

    The type of the stakeholders varies from country to country, but they cover

    organisations like national energy agencies, government or ministries,

    organisations for vocational training and education, associations of workers (e.g.

    electricians, insulation workers, workers with construction skills, plumbing, heating

    installations, carpenters, installers etc.) and financial institutions.

    Need for mapping

    the existing

    workforce

  • Evaluation of the BUILD UP Skills Initiative (BUS)

    21

    Table 2: Consortia size and composition

    Country Consortium

    members

    Number of people

    from organisations

    involved in the

    National Qualification

    Platform

    Total

    Austria 5 80 85

    Belgium 4 85 89

    Bulgaria 2 42 44

    Croatia 8 60 68

    Cyprus 7 10 17

    Czech Republic 14 58 72

    Denmark 8 24 32

    Estonia 7 12 19

    Finland 5 73 78

    France 7 192 199

    FYROM 6 80 86

    Germany 10 54 64

    Greece 8 47 55

    Hungary 5 31 36

    Ireland 6 12 18

    Italy 7 50 57

    Latvia 9 30 39

    Lithuania 5 25 30

    Luxembourg 10 16 26

    Malta 6 65 71

    Norway 8 10 18

    Poland 4 30 34

    Portugal 3 34 37

    Romania 8 271 279

    Slovakia 4 37 41

    Slovenia 5 31 36

    Spain 4 35 39

    Sweden 9 35 44

    The Netherlands 7 147 154

    UK 5 153 158

    Total 196 1 829 2 025

  • 22 Evaluation of BUILD UP Skills Initiative (BUS)

    Apart from these numbers there is also one project coordinator for each country i.e.

    30 people, making the total number of registered people involved in the BUILD UP

    Skills initiative at least 2055.

    The findings from the interviews and the e-survey all document that there was a

    significant need for stocktaking of the training needs in the building sector. Many of

    the respondents say that they were surprised that the findings revealed a very high

    number of unskilled workers and a large demand for training of workers. To many

    this was new and very useful information to the sector. This information would not

    have been gathered in this structured format without the EU funding.

    2.4 Pillar I projects

    In this section, the relevance of the BUILD UP Skills initiative design in relation to

    the sector needs is addressed.

    Identification of needs25

    The EASME has commissioned a detailed study (the Ex-Ante Assessment report26

    )

    prior to the launch of the initiative (finalised in April 2010). The assessment

    contains a thorough analysis of the situation in the building sector in terms of the

    employment trends and skills requirements; both subjects are evaluated in the

    analysis in terms of quality and quantity.

    Stakeholder consultations were conducted as part of the ex-ante study. In total 21

    interviews were conducted for the ex-ante assessment with people from different

    stakeholder groups. Also a survey of two groups was conducted with energy

    agencies and building sector trade associations.

    Based on the thorough situation analysis, the interviews, the literature review and

    desk research as well as a high level of consultation involving many EC services,

    MS representatives and industry associations and stakeholders, the Ex-Ante

    Assessment report identified needs, problems and principal barriers in the sector

    and provided recommendations that resulted in the BUILD UP Skills initiative.

    The main conclusions from the Ex-Ante Assessment report are:

    › There will in the future be a shortage of trained workers with skills in energy efficiency and renewable energy in buildings

    › There is a need for collection of data on the number of skilled workers in Europe and the need for training in the future.

    › There is a need for transparency on competences and qualifications in the building sector

    25 Evaluation question 1. Did the calls for proposals related to BUILD UP Skills respond to the needs,

    problems and challenges of the building sector?

    26 Ex-ante evaluation of the initiative on the building workforce training and qualification in the field of

    energy efficiency and renewable energy within the Intelligent Energy Europe Programme

    TREN/A2/143-2007, Ecorys, 2010.

    The BUILD UP Skills

    initiative is based on

    a thorough situation

    analysis

  • Evaluation of the BUILD UP Skills Initiative (BUS)

    23

    The Ex-Ante Assessment report pointed out the lack of EU level projects for

    training of craftsmen, as there were already many EU level projects for engineers

    and architects.

    The Ex-Ante Assessment report recommended two stages of work: the first being

    the collection of data and stakeholder consultation at individual MS level and the

    second being the development and promotion of pilot training schemes. This

    corresponds to the structure of Pillar I and Pillar calls for proposals under the

    BUILD Up Skills initiative.

    The synergy with other EU programmes was recommended to be improved by the

    Ex-Ante Assessment report.

    The assessment also identified key stakeholders and their positions in the market.

    According to the ex-ante assessment the main target groups were:

    › Technicians (non-graduate) › Installers (Renewable Energy, Energy Efficiency equipment, Insulation,

    HVAC)

    › Energy managers and auditors › Buildings inspectors › Plumbers › Carpenters › Electricians

    After conducting the interviews mentioned on the previous page, a large variety of

    stakeholders were asked to give their input to the actual call for proposals. For the

    Ex-Ante Assessment report, 22 energy agencies from different European countries

    were addressed, as well as 17 building associations, 13 EU organisations /

    programmes / policy makers and 2 European training foundations.

    According to the interviews made for this evaluation report with the staff of EASME,

    the level of involvement of MS and their stakeholders for preparing the initiative

    has been very high. A number of dialogue meetings and consultations with

    professional organisations have been organised before the launch of the Call for

    Proposals and the conclusion from these meetings were that there was a

    significant need for stocktaking of trained workers and training throughout the

    Union and beyond.

    Before the launch of the initiative, the main issue was the lack of data. The EASME

    staff state that this lack of data resulted in the fact that only few coordinated

    initiatives at Member State level were initiated before the BUILD UP Skills initiative.

    The different stakeholders in each country had very little dialogue with each other

    prior to the BUILD UP Skills initiative.

    Many stakeholders

    were consulted

    before the Call for

    Proposals

  • 24 Evaluation of BUILD UP Skills Initiative (BUS)

    The Ex-Ante Assessment report27

    also points out that there was a need for

    addressing the non-technical barrier of workforce training, skills and qualifications

    in the buildings energy efficiency and renewable energy workforce. The non-

    technical barriers are in the ex-ante report described as: the fragmentation of the

    buildings services and design markets; the owner dilemma (the landlord – tenant

    disincentive); energy market distortions; regulatory barriers (e.g. planning); lack of

    familiarity with, and risk aversion to, new technology; information barriers; cultural

    and lifestyle habits; and the availability of products and the skilled workers to

    design, build, install, operate and maintain them. These non-technical needs are

    not further elaborated as they are falling outside the scope of the initiative.

    The e-survey sent out under this evaluation to the stakeholders of the BUILD UP

    Skills initiative indicates that 84% of respondents agree to the statement that the

    BUILD UP Skills initiative addressed important needs in the building sector. 11%

    answer that they disagree to this statement and 5% have no opinion on this issue.

    Figure 9 - The BUILD UP Skills initiative addressed important needs in the building sector in my

    country

    Asked what was not addressed in the initiative, the answers from the respondent of

    the e-survey can be divided into these four groups:

    1 Other professions should also have been addressed like architects and

    engineers as well as policymakers, media people, NGOs, developers and

    property owners.

    2 Workers with no education could also have been addressed under this

    initiative.

    3 Focus on skills required for renovating of e.g. historical buildings in energy

    efficient ways.

    4 Activities aimed at stimulating demand for energy efficiency in the building

    sector.

    All of the interviewed consortium coordinators except Norway agree that the call

    responded to the needs, problems and challenges in their countries. Norway

    explains that similar activities like the BUILD UP Skills initiative already has been

    carried out in Norway.

    27

    Ex-ante evaluation of the initiative on the building workforce training and qualification in the field of

    energy efficiency and renewable energy within the Intelligent Energy Europe Programme

    TREN/A2/143-2007, Ecorys, 2010.

    Additional needs

    were identified

    The BUILD UP Skills

    initiative addressed

    important needs

  • Evaluation of the BUILD UP Skills Initiative (BUS)

    25

    While some of the above comments are country and context specific, there are

    certain remarks that seem to be shared by several of the respondents, notably on

    the need to extend the initiative to other professions/white collars professions.

    However, the evaluation team agrees that, while these needs exist, expanding the

    initiative at the moment will require further preparatory work in order not to dilute

    the efforts and disperse the resources.

    Based on the interviews with the project coordinators, the most important aspect

    for coordinators, proponents and stakeholders was to attain information about the

    number of craftsmen needing training (stocktaking). This information was generally

    not available prior to the initiative and few incentives were existent to carry out

    such an exercise.

    79% of the countries interviewed responded that the need for structured

    stocktaking was very high whereas 21% disagree to this. Those who disagree,

    argue that the information was not new to them but it was perhaps the first time it

    was collected in one place.

    The countries answering that there was a need for stocktaking argue that prior to

    the initiative, only scarce and partial data was available to assess the training

    needs of craftsmen in energy efficiency in their country. Where data was already

    available, these data were not compiled or summarised. For instance in Finland,

    France, Germany and Norway, some studies had already been carried out with

    regards to the training needs of craftsmen in energy efficiency. The approach used

    was, however not in line with the one used under the BUILD UP Skills initiative. In

    Bulgaria the industry sector had carried out some analysis, but it was not very

    coherent.

    Effort needed to prepare the Calls for Proposals28

    EASME staff describes the process of developing the Call for Proposals for the

    BUILD UP Skills Initiative generally as much more work intensive and time

    consuming than for other calls for proposals. The evaluation team has been

    informed that EASME does not register hours spent on individual projects and it is

    therefore not possible to validate whether more hours have been used preparing

    the Calls for Proposals for this initiative. Before the Call was launched several

    consultations with professional organisations were arranged with input from

    Member States (e.g. energy agencies and ministries). These inputs revealed that it

    was necessary to organise the initiative in a different way than EU projects are

    usually organised (e.g. min. three EU countries). It also became clear that there

    was a need for involving local stakeholders rather than involving organisations from

    different countries.

    The Calls for Proposals were made with fixed outcomes and pre-filled templates in

    order to facilitate an easy comparison of the proposals. This work has, as

    28 Evaluation question 9. How effective has the BUILD UP Skills approach (1 national project financed

    with EU exchange activities, specific and more detailed guide for proposers and templates, outlines for

    roadmaps and Status Quo report) been compared with the standard IEE type of projects (international

    consortia)?

    Perceived need from

    Coordinators -

    proponents,

    stakeholders

    Adequate time for

    preparing Calls for

    Proposals

  • 26 Evaluation of BUILD UP Skills Initiative (BUS)

    mentioned before, been time-consuming to the staff of EASME but also much

    appreciated by the proposers.

    Asked whether the pre-filled templates for the proposal where useful, 16 of the

    consortium coordinators, particularly those from countries with less experience in

    responding to this type of proposals, found them very useful. Two of the countries

    did not find the templates useful since they had already experience in completing

    proposals for EU funding. The rest of the countries did not have an opinion on this

    subject.

    Preparing the proposals

    The time from the launch of the Call for Proposals to the submission of the

    proposals has been about five months for each call (the 2011 WP IEE II, the 2012

    WP IEE II and the 2013 WP IEE calls). This meant that the proposers had

    relatively little time to prepare the proposals. Asked whether the coordinators spent

    more or less time preparing the proposals, nine countries answer they spent less

    time for preparing the proposal than compared to other similar proposals, three

    countries have spent more time and for two countries it was the same. Some of the

    remaining countries have not prepared a proposal before and can therefore not

    answer the question.

    Whether more or less time is spent, there is consent that all felt that there was a lot

    of pressure especially on finding suitable stakeholders and establish the platform

    before the proposal. However, the interviewed consortium coordinators answer that

    they had a very good understanding of what the Commission was looking for as

    well as on the expected outcome of the project.

    The staff of EASME estimated that they have used more internal resources

    preparing the Calls for Proposals and attending the meetings before the launch of

    the proposals than for other EU initiatives. However, as mentioned before, the

    project time and resource tracking system within EASME does not allow for

    registering time on individual projects. It is therefore difficult to assess the extent of

    extra resources spent under the BUILD UP Skills initiative. The staff do, however,

    express that the time spent before the launch has paid off, notably in the light of

    the large number of high quality proposals.

    After the launch of the first Call for Proposals in 2011, 41 proposals have been

    submitted, out of which 2 were not considered eligible. Of the proposals 21 have

    received funding. In 2012, 9 proposals have been submitted and all obtained

    funding.

    The objective of EASME in having one proposal per country (30 projects in total)

    was thereby reached. The large number of high quality proposals and the large

    number of projects accepted shows that the Call for Proposals addressed current

    needs in all the countries. It also indicates that the Call for Proposals had been well

    prepared and that the training of craftsmen in the areas of energy efficiency in the

    construction sector was in high focus in the Member State countries.

    Time from launching

    the calls to signing

    the contracts

    Cost of launch and

    selection procedure

    Success rate of

    BUILD UP Skills

    proposals is high

  • Evaluation of the BUILD UP Skills Initiative (BUS)

    27

    Before launching the Call for Proposals the expectations from EASME were not

    very high and the high number of quality proposals was therefore unexpected. This

    also outlines the relevance of the initiative.

    The interviewed consortium coordinators express their content with the

    communication with the EASME staff in the proposal phase. They are mainly

    pointing at the fact that the templates for the project were very helpful and that the

    coordinators knew exactly what was expected of them and what they should

    deliver. The management staff of EASME responded very quickly to questions

    about the Call and it was possible to get feedback during the process.

    The countries express that the information meetings before the launch of the Call

    for proposals were very good. A few of the coordinators mentioned that they had

    not attended the information meetings before preparing their proposal. The EASME

    Project Advisors took part in all meetings.

    From the interviews with the project managers, 10 countries have explicitly said

    that they think this initiative has been more effective than similar projects (this does

    not mean that the remaining project coordinators do not think that the initiative has

    been effective, they have just not expressed any opinion on the question).

    The fact that strict guidance and templates were provided was appreciated by the

    countries, as this allowed them to focus their efforts on the content of the proposals

    rather than the approach. Also, the elaboration of the consortia was reported to be

    time consuming and the selection of the most appropriate partners was a key

    success factor. This is especially true in larger countries.

    Good project

    management from

    the EASME staff

    Information meetings

    prior to launching the

    Calls for Proposals

    The approach was

    very effective

  • 28 Evaluation of BUILD UP Skills Initiative (BUS)

    2.5 Pillar II Projects

    The calls for proposals on Pillar II addressed support for the set-up or upgrade of

    large-scale qualification and training scheme workers in the field of energy

    efficiency and renewable energy in buildings after initial analysis of the situation –

    i.e. Pillar I results. This was first eligible in 2012; the 2013 Work Programme was

    the 2nd

    opening for support to the implementation of national roadmaps'

    recommendations.

    Pillar II Projects must demon-

    strate the extent to which

    they build upon the results of

    Pillar I projects in their re-

    spective country, more

    specifically highlighting their

    level of contribution to the im-

    plementation of the endorsed

    roadmaps. The proposal from

    Greece provides an excellent

    visual presentation of the

    linkages between the Pillar II

    activities and how they relate

    to the roadmap developed

    under the Pillar I project.

    Other proposals usually

    provide tables to compare the

    Pillar II intervention.

    Understanding by specialised craftsmen of other's craftsmen's role and constraints

    is a key factor to the successful implementation of technical solutions leading to

    energy efficient buildings (either in renovation or new constructions). Several Pillar

    II projects aim at tackling this cross craft dimension (e.g. Austria, Germany, Ireland,

    etc.). Another important aspect tackled by most Pillar II projects is the training of

    trainers. Indeed, most projects intend to achieve their impacts by the dissemination

    of knowledge through knock-on effect of training.

    Thanks to the interactions during the EU Exchange meetings, some Pillar II

    Projects are working together. This is the case between Slovakia and Austria Pillar

    II projects which are preparing a common dissemination event in 2016.

    Figure 10: Pillar II from Greece outlining the

    correspondence between the roadmaps (Pillar I)

    and proposed actions under the Pillar II project

  • Evaluation of the BUILD UP Skills Initiative (BUS)

    29

    Common and specific performance indicators

    Pillar II Projects are bound to report their progress (results) and expected

    outcomes (impacts) during the period of execution of activities and beyond (2020).

    Indicators common to all projects have been set and include:

    › Number of training courses triggered by the action › Number of people that will be trained › Number of hours taught in the frame of the courses triggered › Estimated specific cost to qualify each trainee › Renewable Energy production triggered › Primary energy savings compared to projections › Reduction of greenhouse gas emissions

    In addition, projects have defined their specific indicators against which they are

    due to report. In chapter 4 a methodology is suggested for the evaluation of the

    Pillar II projects. So far only two projects are completed, the rest of the Pillar II

    projects are ongoing and it is not possible to draw conclusions using the progress

    reports against these indicators.

    2.6 EU Exchange meetings

    Evaluation of the added-value of the EU exchange activities29

    Five European BUILD UP Skills exchange meetings have been arranged by

    EASME for Pillar I. Consortium coordinators and consortium members attended the

    exchange meetings.

    In the interviews with the project coordinators, the interviewees expressed that

    their expectations to the outcome of the first exchange meeting were not very high.

    They mainly expected to receive information from the Commission rather than to

    provide information themselves or to share knowledge. At the next meetings, the

    participants became much more active.

    The consortium coordinators were generally very content with the structure and the

    organisation of the meetings. EASME used an external consulting company to

    facilitate the support, the organisation and the logistics of the meetings; this has

    been appreciated by the participants, since it allowed the EASME Project Advisors

    to focus on the hosting of the meetings, exchanging and gathering the inputs from

    the participants. Some of the participants express the opinion that although the

    meetings were well prepared, not all the participants seemed to know what was

    expected from them and some time was spent on explaining this. The meeting

    language was in English with no translation. There are some comments on the lack

    of translation making it difficult to get all the points from the presentations.

    29 Evaluation question 2. Have EU exchange activities been an added-value for the targeted

    stakeholders?

    Five exchange

    meetings have been

    arranged

    Expectations before

    the meetings

    The meetings were

    effective and well

    prepared

  • 30 Evaluation of BUILD UP Skills Initiative (BUS)

    One of the recommendations from the project coordinators is to continue the work

    with the exchange meetings and to keep the number of meeting to at least two per

    year. The project coordinators also recommend continuing to split meetings in an

    administrative and a project based part. The exchange within the peer groups

    should also be continued. However, it is recommended to adapt the composition of

    the peer review groups more to the characteristics of the countries respectively.

    Due to the fact that 21 countries started before the last 9 countries, these first

    countries were further ahead in the project than the remaining 9 countries. This

    meant that at the exchange meetings, most of the first countries had a feeling of

    repetition of subjects they had already covered at earlier meetings, whereas the

    new countries could benefit from the experience from the other countries.

    The first meeting was new to everybody, but already at the next meeting there was

    a much better understanding of how the format of the meetings would be and what

    the expected outcome of the meeting should be. Some of the more experienced

    countries are expressing that they felt that they were giving more (information,

    ideas etc.) to the other participants than what they received back.

    Going through the meeting reports and the final reports from the participating

    countries, it can be concluded that the meetings have resulted in added-value for

    the participants in the form of the European dimension, exchange of information,

    sharing of knowledge and networking. The countries have learned a lot from each

    other and they have exchanged ideas e.g. on how to involve the stakeholders and

    how to facilitate the endorsement process. Furthermore they have met the other

    participants, which is also seen as very valuable.

    However, there are also answers indicating that there was a lot of repetition during

    the meetings, that the meetings could have been shorter and that the format with

    all the countries presenting their results should be changed since a lot of the

    information was the same from one country to the other. Some countries have

    suggested splitting the meetings up so that some sessions would be for the less

    experienced countries and some for the more experienced countries.

    After the first meeting, EASME decided to initiate a peer-review system, were

    groups with three countries were formed. In these groups, more in-depth

    discussions about the projects could take place. 17 of the interviewed countries

    found this a very good idea; some even considered the peer-groups to be one of

    the major benefits of the initiative. Three countries did not think that they benefited

    from the peer groups. While there is consent regarding the idea with the peer

    groups, some participants were less content with the countries they were grouped

    with. The participating countries had the possibility to make a wish for which

    country they preferred to be grouped with, but it was not possible to fulfil all the

    wishes and some countries did therefore not end up in the groups they had asked

    for.

    Some countries have on their own initiative arranged extra meetings with the

    countries in their peer group (Austria, Finland, FYROM, Germany, Ireland and

    Slovenia). Portugal thinks that the peer groups were more important than the

    exchange meetings.

    Some countries felt

    that they were giving

    more than they

    received

    The meeting

    resulted in added-

    value for the

    participants

    Peer groups have

    assisted in the

    exchange of

    information and best

    practices

  • Evaluation of the BUILD UP Skills Initiative (BUS)

    31

    The peer review groups were only active during the Pillar I projects. However,

    some countries have continued arranging meetings with the peer groups outside

    the project. For instance, Estonia who was in a group with Denmark and Lithuania

    has for Pillar II cooperated with Finland, because a number of Estonian workers

    travel to Finland to find work opportunities.

    The number of participants to the exchange meetings has been relatively steady

    from the first exchange meeting to the last under Pillar I. This indicates that the

    exchange activities have been an added-value for the participants. The number of

    people attending the last meeting (November 2013) was actually fairly low

    compared to the others. The drop in attendance in the last meeting can be

    explained by the lower number of Pillar II projects (22).

    Figure 11: Number of participants to EU Exchange meetings30

    According to the majority of the participants, the most important outcome of the

    meetings has been the possibilities for networking and exchanging ideas - e.g. on

    how to involve and motivate the stakeholders or how to get the Roadmap

    endorsed. The exchange of ideas meant that the participants could improve and

    adjust their own activities. The concept of the peer group is mentioned by the

    interviewed countries as a good practice and it is said that it was much easier to

    work in these smaller groups.

    30

    The number of participants is taken from different sources. When participants list was available, the

    number of participants does not include EC and EASME representatives. For the first meeting, the

    number of attendees is estimated as no exact figures could be found.

    0

    20

    40

    60

    80

    100

    120

    EU Exchange

    meeting N°1 -

    Nov-2011

    EU Exchange

    meeting N°2 -

    Jun-2012

    EU Exchange

    meeting N°3 -

    Nov-2012

    EU Exchange

    meeting N°4 -

    Apr-2013

    EU Exchange

    meeting N°5 -

    Nov-2013

    Number of participants

    Trends in

    attendance rate

    Exchange of ideas at

    the meetings

  • 32 Evaluation of BUILD UP Skills Initiative (BUS)

    3 Outcomes of the BUILD UP Skills Initiative

    In this chapter, the evaluation looks at the outcomes and impacts of the BUILD UP

    Skills initiative throughout the EU, FYROM and Norway. The analysis is split

    between Pillar I activities and Pillar II activities. This section also presents the

    identified factors of successes and failures (or underperformance) of the projects.

    3.1 Pillar I projects

    The expected outcomes of the Pillar I projects are specified in the Call for

    Proposals and are the same for each country:

    The set-up of a National Qualification Platform;

    A Status Quo Analysis (SQA) with an analysis of the workforces, the

    national education system for vocational training, an assessment of the

    training needs and an evaluation of the future lack of workforce in the area

    of energy efficiency and energy renovation.

    A fact sheet with a summary of the statistical information in each country;

    A roadmap of actions for future training and market activities needed to

    reach national objectives by 2020 with their level of priority and the key

    stakeholders to be involved.

    A Project Report summarising the implementation of the projects.

    In the following, the outcome of the projects is analysed through a review of the

    project documents and correlated to the answer from the interviews with the project

    coordinator and the answers from the e-survey.

    Establishment of National Qualification Platforms

    The objective of establishing National Qualification Platforms was to bring relevant

    stakeholders involved in the building sector, the education sector and the energy

    sector together in order to be able to obtain all the necessary information required

    for the Status Quo Analysis and also to serve as a framework for the development

    of recommendations for the roadmap.

    National Qualification Platforms

  • Evaluation of the BUILD UP Skills Initiative (BUS) 33

    The start of the Pillar I projects involved the establishment of a National

    Qualification Platform. Going through the final project reports from each country, it

    can be seen that the task has been addressed in different ways. However, the

    activities carried out under the National Qualification Platforms are more or less the

    same:

    › Gathering relevant stakeholders (representatives of the industry associations, educational and vocational training institutes, business entities, research

    institutes and relevant public authorities, social partners, etc.). Some of the

    stakeholders were identified before the project started and others have been

    identified after the start of the project.

    › Facilitating a website for the project with minutes from the meetings and information about the project.

    › Facilitate conferences/meetings where the Status Quo Analysis has been presented for the stakeholders and where they can comment on the analysis.

    › Bilateral meetings with e.g. guilds, chambers of commerce, training institutions etc.

    › Workshops with discussions and input to the Roadmaps with the aim of endorsing the Roadmaps.

    Some countries express that the work with the platform has been as planned, for

    others it turned out to be a challenge to include the relevant participants in the

    stakeholder platform partly due to the fact that the BUILD UP Skills Initiative was

    not known to them at that time and the project was therefore of low interest to the

    potential stakeholders (Denmark). This challenge was overcome by changing the

    plans for the meetings slightly and by spending more time than originally planned

    on information activities. According to the factsheets prepared by the project

    coordinators, about 1 800 people have been involved in the work with the National Qualification Platforms.

    In France the website was also used to collect documents to be used for the

    Status Quo Analysis. More than 130 documents were collected on the website.

    However, in France, it turned out to be rather difficult to get a total overview of the

    input of documents which made it difficult to manage priorities and sometimes

    made it necessary to redo the work using more recent or more relevant

    documents.

    Lithuania is pointing at the challenge of attracting and raising the interest of

    relevant stakeholders. The challenge was overcome by increasing the contact on

    telephone and e-mails to the potential stakeholders. This successfully resulted in

    the involvement of about 50 Lithuanian organisations.

    Malta also agrees to the difficulties of attaining the attention of the stakeholders:

    “many stakeholders have their own priorities and BUILD UP Skills would not

    necessarily be high up in that list of priorities”.

    For all the countries the set-up of the platforms has been crucial to the rest of the

    outcome of the project. The project coordinators have expressed that it has been a

    good support that the process of the platform was well-known right from the

    beginning.

  • 34 Evaluation of BUILD UP Skills Initiative (BUS)

    The Status Quo Analysis (SQA)

    The objective of the Status Quo Analysis was to establish information about the

    number of workers in each country and to be able to assess the need for training of

    workers in the building industry in energy efficient technologies.

    The work with the Status Quo Analysis contains the collection of national statistical

    information about numbers of employed workers in the construction sector and an

    estimate on the need for new blue collar workers until 2020. It also contains an

    estimate on the need for training of workers in energy efficient technologies as well

    as an analysis of the barriers and gaps.

    The report “BUILD UP Skills – EU overview report Staff working document” has

    analysed the content of the SQA reports and has compiled these findings:

    › The BUILD UP Skills target group (craftsmen and on-site workers) in the participating countries can be estimated at a total of about 7.6 million workers

    and make up for around 57% of the construction sector.

    › The construction sector is a major employer in the EU and is composed of a large majority of micro-companies.

    › The grey economy is an important factor in this sector although there seems to be large variations between countries.

    › The building workforce includes a relatively high proportion of lower-skilled workers.

    › The migration of the building workforce is an important issue. Some countries highlight the difficulties in keeping the highly specialised building workers in

    the country since it may be more attractive to work in other countries.

    › There is an increased demand for upgrading of qualifications.

    The collection of the statistical material proved more difficult than expected to

    many of the countries. However, once the numbers were gathered, it proved to be

    new information to most of the countries. A transverse conclusion across all the

    participating countries is that there in the near future will be a shortage of trained

    workers and that it will be a major challenge to reach the 20-20-20 targets without

    increased activities in the area of training of workers in energy efficient

    technologies.

    The major difficulties encountered for this work mainly concerned the significant

    lack of up-to-date data for the majority of the aspects examined in the Status Quo.

    Approximately 66% of the project coordinators have in the interviews answered

    that the SQA brought new information; about 33% thinks that this is not the case.

    Some of the countries, who do not think that the SQA brought new information,

    answer that it is however the first time this information is collected in this way and

    in one place. The new inform