EvaBank Compliance Seminar

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To register contact Rhonda Marty at [email protected] or Andrea Guillon at [email protected] Phone: 256.255.2250 | For more info on TriNovus visit www.trinovus.com Advertising Lotteries Bonuses Rewards checking Non-deposit investment products Account Opening / Servicing FDIC Coverage Regulation DD – Truth in Savings Regulation D – Excess Transactions Regulation Q – Repeal Impact Regulation E – EFT Error Resolution Overdraft Protection ATM/POS New Guidance Periodic Statements Regulation CC – Funds Availability Remote Deposit Capture Regulations B (ECOA) & V (FCRA) Adverse Action & Risk Based Pricing Notices Branch Signage Branch Security BSA/AML OFAC USA PATRIOT Act Customer Information Program Identity Theft Currency Transaction Reporting (CTRs) Suspicious Activity Reporting (SARs) Advertising New Appraisal Rules Real Estate Standards Flood Regulation B (ECOA) Regulation C (HMDA) Regulation BB (CRA) Adverse Action Notices, Risk Based Pricing Notices, Notice to Home Loan Applicant HUD Notices Servicemembers Civil Relief Act (SCRA) SAFE Act Regulation Z MLO Compensation Anti-steering RESPA Fair Lending How to perform a BSA/AML Program Review Privacy Electronic Disclosures (ESIGN) Social Media Unfair or deceptive acts or practices (UDAP) Consumer Complaint Response Policies & Procedures Dodd-Frank Act How to perform a Compliance Program Review How to monitor for compliance How to write a Compliance Board Report INTERMEDIATE DEPOSITS BSA/AML, OFAC, USA PATRIOT ACT INTERMEDIATE LENDING GLOBAL BANKING ISSUES SPECIAL SESSION: COMPLIANCE OFFICER WORKSHOP Monday, Sept 12th 9 am - 4 pm Tuesday, Sept 13th 9 am - 12 noon Wednesday & Thursday, Sept 14-15 9 am - 4 pm Tuesday, Sept 13th 1 pm - 4 pm Friday, Sept 16th 9 am - 2 pm

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Transcript of EvaBank Compliance Seminar

Page 1: EvaBank Compliance Seminar

To register contact Rhonda Marty at [email protected] or Andrea Guillon at [email protected]: 256.255.2250 | For more info on TriNovus visit www.trinovus.com

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6th

9 am

- 2

pm

Page 2: EvaBank Compliance Seminar

EvaBank is pleased to announce its

2nd Annual Compliance Seminar Series

September 12 – 16th, 2011Cullman Hospital Auditorium, Cullman, AL

Cost per seat for the week: $350(seating is limited to 60)

The Comfort Suites, Cullman, AL

2048 St. Joseph Drive NW, Cullman, AL, US, 35055Phone: (256) 255-5999

Fax: (256) 255-5995

Mention the EvaBank Compliance Seminar and you should be entitled to a

reduced rate of $80.00 per night.

Where to Stay...

In order to keep you up-to-date on the ever-changing

and challenging compliance regulations, this year we

will focus on the regulatory changes and examiner

expectations with special added presentations. This

intermediate level series will cover (5) key areas:

� Intermediate Deposits

� BSA/AML

� Global Banking Issues

� Intermediate Lending

� Compliance Officer Workshop

Bonus presentations include:

� How to Perform a BSA/AML Program Review

� How to Perform a Compliance Program Review

� How to Monitor for Compliance

� How to Write a Board Report (which can be

leveraged for operations and examiners)

Once again Leah Hamilton will be our Guest Speaker!

Leah has fast become one of the nation’s sought after

compliance instructors. She brings her passion for com-

pliance and real world stories to offer levity in learning

very tough and challenging compliance topics. Leah is

a former banker and attorney who advises hundreds of

financial institutions nationwide in her role as VP of Com-

pliance with TriNovus’ TriComply Services. Leah also

leads TriComply’s compliance product development

efforts targeted for community bankers.

See reverse for full agenda!

To register contact Rhonda Marty at [email protected] or Andrea Guillon at [email protected]: 256.255.2250 | For more info on TriNovus visit www.trinovus.com