EvaBank Compliance Seminar
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Transcript of EvaBank Compliance Seminar
![Page 1: EvaBank Compliance Seminar](https://reader035.fdocuments.net/reader035/viewer/2022081907/54983456ac79591d2e8b556e/html5/thumbnails/1.jpg)
To register contact Rhonda Marty at [email protected] or Andrea Guillon at [email protected]: 256.255.2250 | For more info on TriNovus visit www.trinovus.com
INTE
RMED
IATE
D
EPO
SITS
�
Adv
ertisi
ng
� Lo
tter
ies
� Bon
uses
�
Rew
ards
che
ckin
g �
Non
-dep
osit in
vest
men
t pr
oduc
ts
�
Acc
ount
Ope
ning
/ S
ervi
cing
�
FD
IC C
over
age
�
Reg
ulat
ion
DD
– T
ruth
in S
avin
gs
�
Reg
ulat
ion
D –
Exc
ess
Tran
sact
ions
�
Reg
ulat
ion
Q –
Rep
eal I
mpa
ct
�
Reg
ulat
ion
E –
EFT
Erro
r Res
olut
ion
�
Ove
rdra
ft P
rote
ctio
n
� ATM
/PO
S
� N
ew G
uida
nce
� Pe
riod
ic S
tate
men
ts
�
Reg
ulat
ion
CC –
Fun
ds A
vaila
bilit
y �
Rem
ote
Dep
osit C
aptu
re
�
Reg
ulat
ions
B (
ECO
A)
& V
(FC
RA)
� Adv
erse
Act
ion
& R
isk
Bas
ed
Pric
ing
Not
ices
�
Bra
nch
Sig
nage
�
Bra
nch
Sec
urity
�
BSA/A
ML
�
OFA
C
�
USA P
ATR
IOT
Act
�
Cus
tom
er I
nfor
mat
ion
Prog
ram
�
Id
entity
The
ft
�
Cur
renc
y Tr
ansa
ctio
n Rep
orting
(C
TRs)
�
Sus
pici
ous
Act
ivity
Rep
orting
(S
ARs)
�
Adv
ertisi
ng
�
New
App
rais
al R
ules
�
Rea
l Est
ate
Sta
ndar
ds
�
Floo
d
�
Reg
ulat
ion
B (
ECO
A)
�
Reg
ulat
ion
C (
HM
DA)
�
Reg
ulat
ion
BB (
CRA)
�
Adv
erse
Act
ion
Not
ices
, Ris
k Bas
ed P
rici
ng
Not
ices
, N
otic
e to
Hom
e Lo
an A
pplic
ant
�
HU
D N
otic
es
�
Ser
vice
mem
bers
Civ
il Rel
ief
Act
(SCRA)
�
SAFE
Act
�
Reg
ulat
ion
Z
�
MLO
Com
pens
atio
n �
Ant
i-st
eeri
ng
�
RES
PA
�
Fair
Len
ding
�
How
to p
erfo
rm a
BSA
/AM
L Pr
ogra
m R
evie
w
GLO
BAL
BSS
UES
�
Priv
acy
�
Elec
tron
ic D
iscl
osur
es (
ESIG
N)
�
Soc
ial M
edia
�
U
nfai
r or
dec
eptive
act
s or
pr
actice
s (U
DAP)
�
Con
sum
er C
ompl
aint
Res
pons
e �
Po
licie
s &
Pro
cedu
res
�
Dod
d-Fr
ank
Act
�
How
to p
erfo
rm a
Com
plia
nce
Prog
ram
Rev
iew
�
H
ow to
mon
itor f
or c
ompl
ianc
e
�
How
to w
rite
a Co
mpl
ianc
e Bo
ard
Repo
rt
INTE
RMED
IATE
DEP
OSI
TSBS
A/AM
L, O
FAC,
USA
PAT
RIO
T AC
TIN
TER
MED
IATE
LEN
DIN
G
GLO
BAL
BAN
KIN
G IS
SUES
SPEC
IAL
SESS
ION
: CO
MP
LIA
NC
EO
FFIC
ER W
OR
KSH
OP
Mon
day,
Sep
t 12t
h9
am -
4 pm
Tues
day,
Sep
t 13t
h9
am -
12 n
oon
Wed
nesd
ay &
Thu
rsda
y, S
ept 1
4-15
9 am
- 4
pm
Tues
day,
Sep
t 13t
h1
pm -
4 pm
Frid
ay, S
ept 1
6th
9 am
- 2
pm
![Page 2: EvaBank Compliance Seminar](https://reader035.fdocuments.net/reader035/viewer/2022081907/54983456ac79591d2e8b556e/html5/thumbnails/2.jpg)
EvaBank is pleased to announce its
2nd Annual Compliance Seminar Series
September 12 – 16th, 2011Cullman Hospital Auditorium, Cullman, AL
Cost per seat for the week: $350(seating is limited to 60)
The Comfort Suites, Cullman, AL
2048 St. Joseph Drive NW, Cullman, AL, US, 35055Phone: (256) 255-5999
Fax: (256) 255-5995
Mention the EvaBank Compliance Seminar and you should be entitled to a
reduced rate of $80.00 per night.
Where to Stay...
In order to keep you up-to-date on the ever-changing
and challenging compliance regulations, this year we
will focus on the regulatory changes and examiner
expectations with special added presentations. This
intermediate level series will cover (5) key areas:
� Intermediate Deposits
� BSA/AML
� Global Banking Issues
� Intermediate Lending
� Compliance Officer Workshop
Bonus presentations include:
� How to Perform a BSA/AML Program Review
� How to Perform a Compliance Program Review
� How to Monitor for Compliance
� How to Write a Board Report (which can be
leveraged for operations and examiners)
Once again Leah Hamilton will be our Guest Speaker!
Leah has fast become one of the nation’s sought after
compliance instructors. She brings her passion for com-
pliance and real world stories to offer levity in learning
very tough and challenging compliance topics. Leah is
a former banker and attorney who advises hundreds of
financial institutions nationwide in her role as VP of Com-
pliance with TriNovus’ TriComply Services. Leah also
leads TriComply’s compliance product development
efforts targeted for community bankers.
See reverse for full agenda!
To register contact Rhonda Marty at [email protected] or Andrea Guillon at [email protected]: 256.255.2250 | For more info on TriNovus visit www.trinovus.com