ENVIRONMENTAL PROTECTION AGENCY...Coating of Metal Cans, and Docket ID No. EPA-HQ-OAR-2017-0685 for...
Transcript of ENVIRONMENTAL PROTECTION AGENCY...Coating of Metal Cans, and Docket ID No. EPA-HQ-OAR-2017-0685 for...
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The EPA Administrator, Andrew R. Wheeler, signed the following notice on 12/20/2019, and EPA is submitting it for publication in the Federal Register (FR). While we have taken steps to ensure the accuracy of this Internet version of the rule, it is not the official version of the rule for purposes of compliance. Please refer to the official version in a forthcoming FR publication, which will appear on the Government Printing Office's govinfo website (https://www.govinfo.gov/app/collection/fr) and on Regulations.gov (https://www.regulations.gov) in Docket Nos. EPA-HQ-OAR-2017-0684, and EPA-HQ-OAR-2017-0685. Once the official version of this document is published in the FR, this version will be removed from the Internet and replaced with a link to the official version.
6560-50-P
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 63
[EPA-HQ-OAR-2017-0684, EPA-HQ-OAR-2017-0685; FRL]
RIN 2060–AT51
National Emission Standards for Hazardous Air Pollutants: Surface Coating of Metal Cans
and Surface Coating of Metal Coil Residual Risk and Technology Reviews
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule.
SUMMARY: The U.S. Environmental Protection Agency (EPA) is taking final action on
the residual risk and technology reviews (RTRs) conducted for the Surface Coating of Metal
Cans and Surface Coating of Metal Coil source categories regulated under national emission
standards for hazardous air pollutants (NESHAP). The EPA is also taking final action on
amendments for the two source categories to address emissions during periods of startup,
shutdown, and malfunction (SSM); electronic reporting of performance test results and
compliance reports; the addition of EPA Method 18 and updates to several measurement
methods; and the addition of requirements for periodic performance testing. Additionally, several
miscellaneous technical amendments are being made to improve the clarity of the rule
requirements. We are making no revisions to the numerical emission limits for the two source
categories based on the residual risk and technology reviews.
https://www.govinfo.gov/app/collection/frhttps://www.regulations.gov/
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DATES: This final rule is effective on [INSERT DATE OF PUBLICATION IN THE
FEDERAL REGISTER]. The incorporation by reference (IBR) of certain publications listed in
the rule is approved by the Director of the Federal Register as of [INSERT DATE OF
PUBLICATION IN THE FEDERAL REGISTER].
ADDRESSES: The EPA has established dockets for this action under Docket ID No. EPA-HQ-
OAR-2017-0684 for 40 Code of Federal Regulations (CFR) part 63, subpart KKKK, Surface
Coating of Metal Cans, and Docket ID No. EPA-HQ-OAR-2017-0685 for 40 CFR part 63,
subpart SSSS, Surface Coating of Metal Coil. All documents in the docket are listed on the
https://www.regulations.gov/ website. Although listed, some information is not publicly
available, e.g., confidential business information (CBI) or other information whose disclosure is
restricted by statute. Certain other material, such as copyrighted material, is not placed on the
Internet and will be publicly available only in hard copy form. Publicly available docket
materials are available either electronically through https://www.regulations.gov/, or in hard
copy at the EPA Docket Center, WJC West Building, Room Number 3334, 1301 Constitution
Ave., NW, Washington, DC. The Public Reading Room hours of operation are 8:30 a.m. to 4:30
p.m. Eastern Standard Time (EST), Monday through Friday. The telephone number for the
Public Reading Room is (202) 566-1744, and the telephone number for the EPA Docket Center
is (202) 566-1742.
FOR FURTHER INFORMATION CONTACT: For questions about this final action,
contact Ms. Paula Hirtz, Minerals and Manufacturing Group, Sector Policies and Programs
Division (D243-04), Office of Air Quality Planning and Standards, U.S. Environmental
Protection Agency, Research Triangle Park, North Carolina 27711; telephone number: (919)
541-2618; fax number: (919) 541-4991; and email address: [email protected]. For specific
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information regarding the risk modeling methodology, contact Mr. Chris Sarsony, Health and
Environmental Impacts Division (C539-02), Office of Air Quality Planning and Standards, U.S.
Environmental Protection Agency, Research Triangle Park, North Carolina 27711; telephone
number: (919) 541-4843; fax number: (919) 541-0840; and email address:
[email protected]. For information about the applicability of these NESHAP to a particular
entity, contact Mr. John Cox, Office of Enforcement and Compliance Assurance, U.S.
Environmental Protection Agency, WJC South Building (Mail Code 2227A), 1200 Pennsylvania
Avenue, NW, Washington DC 20460; telephone number: (202) 564-1395; and email address:
SUPPLEMENTARY INFORMATION:
Preamble acronyms and abbreviations. We use multiple acronyms and terms in this
preamble. While this list may not be exhaustive, to ease the reading of this preamble and for
reference purposes, the EPA defines the following terms and acronyms here:
ASTM American Society for Testing and Materials BPA bisphenol A BPA-NI not intentionally containing BPA CAA Clean Air Act CBI Confidential Business Information CDX Central Data Exchange CEDRI Compliance and Emissions Data Reporting Interface CEMS continuous emissions monitoring systems CFR Code of Federal Regulations DGME diethylene glycol monobutyl ether EPA Environmental Protection Agency ERT Electronic Reporting Tool HAP hazardous air pollutant(s) HCl hydrochloric acid HF hydrogen fluoride HI hazard index HQ hazard quotient HQREL hazard quotient recommended exposure limit
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IBR incorporation by reference ICR Information Collection Request kg kilogram km kilometer MACT maximum achievable control technology MIR maximum individual risk NAAQS National Ambient Air Quality Standards NAICS North American Industry Classification System NESHAP national emission standards for hazardous air pollutants NSPS new source performance standard NSR New Source Review NTTAA National Technology Transfer and Advancement Act OAQPS Office of Air Quality Planning and Standards OMB Office of Management and Budget OSHA Occupational Safety and Health Administration PB-HAP hazardous air pollutants known to be persistent and
bio- accumulative in the environment PDF portable document format PRA Paperwork Reduction Act PTE permanent total enclosure REL reference exposure level RFA Regulatory Flexibility Act RTR residual risk and technology review SSM startup, shutdown, and malfunction TOSHI target organ-specific hazard index tpy tons per year µg/m3 micrograms per cubic meter UMRA Unfunded Mandates Reform Act VCS voluntary consensus standards
Background information. On June 4, 2019, the EPA proposed revisions to the Surface
Coating of Metal Cans NESHAP and the Surface Coating of Metal Coil NESHAP based on our
RTRs. In this action, we are finalizing decisions and revisions to the rules. In this preamble, we
summarize some of the more significant comments we timely received regarding the proposed
rule and provide our responses. A summary of all the public comments on the proposed rules and
the EPA’s responses to those comments is available in the “Summary of Public Comments and
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Responses for the Risk and Technology Reviews for the Surface Coating of Metal Cans and the
Surface Coating of Metal Coil NESHAP,” in Docket ID Nos. EPA-HQ-OAR-2017-0684 and
EPA-HQ-OAR-2017-0685. A “track changes” version of the regulatory language that
incorporates the changes in this action is available in the docket for each rule.
Organization of this document. The information in this preamble is organized as follows:
I. General Information A. Does this action apply to me? B. Where can I get a copy of this document and other related information? C. Judicial Review and Administrative Reconsideration II. Background A. What is the statutory authority for this action? B. What are the source categories and how does the NESHAP regulate HAP emissions from the source categories? C. What changes did we propose for the source categories in our June 4, 2019, RTR proposal? III. What is included in these final rules? A. What are the final rule amendments based on the risk reviews for the Surface Coating of Metal Cans and Surface Coating of Metal Coil source categories? B. What are the final rule amendments based on the technology reviews for the Surface Coating of Metal Cans and Surface Coating of Metal Coil source categories? C. What are the final rule amendments addressing emissions during periods of SSM? D. What other changes have been made to the NESHAP? E. What are the effective and compliance dates of the revisions to the standards? F. What are the requirements for submission of performance test data to the EPA? IV. What is the rationale for our final decisions and amendments for the Surface Coating of Metal Cans and Surface Coating of Metal Coil source categories? A. Residual Risk Reviews B. Technology Reviews C. Electronic Reporting Provisions D. SSM Provisions E. Ongoing Compliance Demonstrations V. Summary of Cost, Environmental, and Economic Impacts and Additional Analyses Conducted A. What are the affected sources? B. What are the air quality impacts? C. What are the cost impacts? D. What are the economic impacts? E. What are the benefits? F. What analysis of environmental justice did we conduct? G. What analysis of children’s environmental health did we conduct? VI. Statutory and Executive Order Reviews
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A. Executive Order 12866: Regulatory Planning and Review and Executive Order 13563: Improving Regulation and Regulatory Review B. Executive Order 13771: Reducing Regulations and Controlling Regulatory Costs C. Paperwork Reduction Act (PRA) D. Regulatory Flexibility Act (RFA) E. Unfunded Mandates Reform Act (UMRA) F. Executive Order 13132: Federalism G. Executive Order 13175: Consultation and Coordination with Indian Tribal Governments H. Executive Order 13045: Protection of Children From Environmental Health Risks and Safety Risks I. Executive Order 13211: Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use J. National Technology Transfer and Advancement Act (NTTAA) and 1 CFR Part 51 K. Executive Order 12898: Federal Actions to Address Environmental Justice in Minority Populations and Low-Income Populations L. Congressional Review Act (CRA) I. General Information
A. Does this action apply to me?
Regulated entities. Categories and entities potentially regulated by this action are shown
in Table 1 of this preamble.
TABLE 1. NESHAP AND INDUSTRIAL SOURCE CATEGORIES AFFECTED BY THIS FINAL ACTION
NESHAP Source Category
NAICS1 Code
Regulated Entities2
Surface Coating of Metal Cans
332431 332115 332116 332812 332999 332431 332812
Two-piece Beverage Can Facilities, Three-piece Food Can Facilities, Two-piece Draw and Iron Facilities, One-piece Aerosol Can Facilities. Can Assembly Facilities. End Manufacturing Facilities.
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Surface Coating of Metal Coil
325992 326199 331110 331221 331315 331318 331420 332311 332312 332322 3328123
332999 333249 337920
Photographic Film, Paper, Plate, and Chemical Manufacturing. All Other Plastics Product Manufacturing. Iron and Steel Mills and Ferroalloy Manufacturing. Rolled Steel Shape Manufacturing. Aluminum Sheet, Plate, and Foil Manufacturing. Other Aluminum Rolling, Drawing, and Extruding. Copper Rolling, Drawing, Extruding, and Alloying. Prefabricated Metal Building and Component Manufacturing. Fabricated Structural Metal Manufacturing. Sheet Metal Work Manufacturing. Metal Coating, Engraving (except Jewelry and Silverware), and Allied Services to Manufacturers. All Other Miscellaneous Fabricated Metal Product Manufacturing. Other Industrial Machinery Manufacturing. Blind and Shade Manufacturing.
1 North American Industry Classification System. 2 Regulated entities are major source facilities that apply surface coatings to these parts or products. 3 The majority of coil coating facilities are included in NAICS Code 332812.
Table 1 of this preamble is not intended to be exhaustive, but rather to provide a guide for
readers regarding entities likely to be affected by the final action for the source categories listed.
To determine whether your facility is affected, you should examine the applicability criteria in
the appropriate NESHAP. If you have any questions regarding the applicability of any aspect of
these NESHAP, please contact the appropriate person listed in the preceding FOR FURTHER
INFORMATION CONTACT section of this preamble.
B. Where can I get a copy of this document and other related information?
In addition to being available in the dockets, an electronic copy of this final action will
also be available on the Internet. Following signature by the EPA Administrator, the EPA will
post copies of this final action at: https://www.epa.gov/stationary-sources-air-pollution/surface-
coating-metal-cans-national-emission-standards-hazardous and https://www.epa.gov/stationary-
sources-air-pollution/surface-coating-metal-coil-national-emission-standards-hazardous.
Following publication in the Federal Register, the EPA will post the Federal Register version
and key technical documents at these same websites.
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Additional information is available on the RTR website at
https://www.epa.gov/stationary-sources-air-pollution/risk-and-technology-review-national-
emissions-standards-hazardous. This information includes an overview of the RTR program,
links to project websites for the RTR source categories, and detailed emissions data and other
data we used as inputs to the risk assessments.
C. Judicial Review and Administrative Reconsideration
Under Clean Air Act (CAA) section 307(b)(1), judicial review of this final action is
available only by filing a petition for review in the United States Court of Appeals for the
District of Columbia Circuit (the Court) by [INSERT DATE 60 DAYS AFTER DATE OF
PUBLICATION IN THE FEDERAL REGISTER]. Under CAA section 307(b)(2), the
requirements established by these final rules may not be challenged separately in any civil or
criminal proceedings brought by the EPA to enforce the requirements.
Section 307(d)(7)(B) of the CAA further provides that only an objection to a rule or
procedure which was raised with reasonable specificity during the period for public comment
(including any public hearing) may be raised during judicial review. This section also provides a
mechanism for the EPA to reconsider the rule if the person raising an objection can demonstrate
to the Administrator that it was impracticable to raise such objection within the period for public
comment or if the grounds for such objection arose after the period for public comment (but
within the time specified for judicial review) and if such objection is of central relevance to the
outcome of the rule. Any person seeking to make such a demonstration should submit a Petition
for Reconsideration to the Office of the Administrator, U.S. EPA, Room 3000, WJC South
Building, 1200 Pennsylvania Ave., NW, Washington, DC 20460, with a copy to both the
person(s) listed in the preceding FOR FURTHER INFORMATION CONTACT section, and
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the Associate General Counsel for the Air and Radiation Law Office, Office of General Counsel
(Mail Code 2344A), U.S. EPA, 1200 Pennsylvania Ave., NW, Washington, DC 20460.
II. Background
A. What is the statutory authority for this action?
Section 112 of the CAA establishes a two-stage regulatory process to address emissions
of hazardous air pollutants (HAP) from stationary sources. In the first stage, we must identify
categories of sources emitting one or more of the HAP listed in CAA section 112(b) and then
promulgate technology-based NESHAP for those sources. “Major sources” are those that emit,
or have the potential to emit, any single HAP at a rate of 10 tons per year (tpy) or more, or 25 tpy
or more of any combination of HAP. For major sources, these standards are commonly referred
to as maximum achievable control technology (MACT) standards and must reflect the maximum
degree of emission reductions of HAP achievable (after considering cost, energy requirements,
and non-air quality health and environmental impacts). In developing MACT standards, CAA
section 112(d)(2) directs the EPA to consider the application of measures, processes, methods,
systems, or techniques, including, but not limited to, those that reduce the volume of or eliminate
HAP emissions through process changes, substitution of materials, or other modifications;
enclose systems or processes to eliminate emissions; collect, capture, or treat HAP when released
from a process, stack, storage, or fugitive emissions point; are design, equipment, work practice,
or operational standards; or any combination of the above.
For these MACT standards, the statute specifies certain minimum stringency
requirements, which are referred to as MACT floor requirements, and which may not be based
on cost considerations. See CAA section 112(d)(3). For new sources, the MACT floor cannot be
less stringent than the emission control achieved in practice by the best-controlled similar source.
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The MACT floor for existing sources can be less stringent than floors for new sources, but they
cannot be less stringent than the average emission limitation achieved by the best-performing 12
percent of existing sources in the category or subcategory (or the best-performing five sources
for categories or subcategories with fewer than 30 sources). In developing MACT standards, we
must also consider control options that are more stringent than the floor under CAA section
112(d)(2). We may establish standards more stringent than the floor, based on the consideration
of the cost of achieving the emissions reductions, any non-air quality health and environmental
impacts, and energy requirements.
In the second stage of the regulatory process, the CAA requires the EPA to undertake two
different analyses, which we refer to as the technology review and the residual risk review.
Under the technology review, we must review the technology-based standards and revise them
“as necessary (taking into account developments in practices, processes, and control
technologies)” no less frequently than every 8 years, pursuant to CAA section 112(d)(6). Under
the residual risk review, we must evaluate the risk to public health remaining after application of
the technology-based standards and revise the standards, if necessary, to provide an ample
margin of safety to protect public health or to prevent, taking into consideration costs, energy,
safety, and other relevant factors, an adverse environmental effect. The residual risk review is
required within 8 years after promulgation of the technology-based standards, pursuant to CAA
section 112(f). In conducting the residual risk review, if the EPA determines that the current
standards provide an ample margin of safety to protect public health, it is not necessary to revise
the MACT standards pursuant to CAA section 112(f).1 For more information on the statutory
1 The Court has affirmed this approach of implementing CAA section 112(f)(2)(A): NRDC v. EPA, 529 F.3d 1077, 1083 (D.C. Cir. 2008) (“If EPA determines that the existing technology-
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authority for this rule, see the proposal preamble (84 FR 25908, June 4, 2019) and the
memorandum, CAA Section 112 Risk and Technology Reviews: Statutory Authority and
Methodology, December 14, 2017, in the Surface Coating of Metal Cans Docket and the Surface
Coating of Metal Coil Docket.
B. What are the source categories and how do the NESHAP regulate HAP emissions from the
source categories?
1. What is the Surface Coating of Metal Cans source category and how does the current
NESHAP regulate its HAP emissions?
The EPA promulgated the Surface Coating of Metal Cans NESHAP on November 13,
2003 (68 FR 64432). The standards are codified at 40 CFR part 63, subpart KKKK. The Surface
Coating of Metal Cans industry consists of facilities that are engaged in the surface coating of
metal cans and ends (including decorative tins) and metal crowns and closures. The source
category covered by this MACT standard currently includes five facilities.
The Surface Coating of Metal Cans NESHAP (40 CFR 63.3561) defines a “metal can” as
“a single-walled container manufactured from metal substrate equal to or thinner than 0.3785
millimeter (mm) (0.0149 inch)” and includes coating operations for four subcategories: (1) one-
and two- piece draw and iron can body coating; (2) sheetcoating; (3) three-piece can body
assembly coating; and (4) end coating. The Surface Coating of Metal Cans NESHAP also
defines a “coating” as “a material that is applied to a substrate for decorative, protective, or
functional purposes. Such materials include, but are not limited to, paints, sealants, caulks, inks,
based standards provide an ’ample margin of safety,’ then the Agency is free to readopt those standards during the residual risk rulemaking.”).
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adhesives, and maskants.” This source category is further described in the June 4, 2019, RTR
proposal. See 84 FR 25908.
The primary HAP emitted from this source category are organic HAP and include glycol
ethers, formaldehyde, xylenes, toluene, methyl isobutyl ketone, 2-(hexyloxy) ethanol, ethyl
benzene, and methanol. These HAP account for 99 percent of the HAP emissions from the
source category. The HAP emissions from the Surface Coating of Metal Cans source category
are emitted from the coating materials which include the coatings, thinners, and cleaning
materials used in the coating operations. The coating operations include: the equipment used to
apply the coatings; the equipment to dry or cure the coatings after application; all storage
containers and mixing vessels; all manual and automated equipment and containers used to
convey the coating materials; and all storage containers and manual and automated equipment
used for conveying waste materials generated by the coating operations. The coating application
lines and the drying and curing ovens are the largest sources of HAP emissions. The coating
application lines apply an exterior base coat to two- and three-piece cans using a
lithographic/printing (i.e., roll) application process. The inside, side seam, and repair coatings are
spray applied using airless spray equipment and are a minor portion of the can coating
operations. As indicated by the name, repair spray coatings are used to cover breaks in the
coating that are caused during the formation of the score in easy-open ends or to provide, after
the manufacturing process, an additional protective layer for corrosion resistance.
The Surface Coating of Metal Cans NESHAP specifies numerical emission limits for
existing sources and for new or reconstructed sources for organic HAP emissions from four
subcategories of can coating operations. Within the four subcategories are several different types
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of coatings with separate emission limits. The specific organic HAP emission limits are provided
in Tables 1 and 2 of 40 CRF part 63, subpart KKKK.
The Surface Coating of Metal Cans NESHAP provides that emission limits can be
achieved using several different options, including a compliant material option, an emission rate
without add-on controls option (averaging option), an emission rate with add-on controls option,
or a control efficiency/outlet concentration option. For any coating operation(s) on which the
facility uses the compliant material option or the emission rate without add-on controls option,
the facility is not required to meet any work practice standards.
If the facility uses the emission rate with add-on controls option, the facility must develop
and implement a work practice plan to minimize organic HAP emissions from the storage,
mixing, and conveying of coatings, thinners, and cleaning materials used in, and waste materials
generated by, the coating operation(s) using that option. The plan must specify practices and
procedures to ensure that a set of minimum work practices specified in the NESHAP are
implemented. The facility must also comply with site-specific operating limits for the emission
capture and control system.
2. What is the Surface Coating of Metal Coil source category and how does the current NESHAP
regulate its HAP emissions?
The EPA promulgated the Surface Coating of Metal Coil source category NESHAP on
June 10, 2002 (67 FR 39794). The standards are codified at 40 CFR part 63, subpart SSSS. The
Surface Coating of Metal Coil industry consists of facilities that operate a metal coil coating line.
The source category covered by this MACT standard currently includes 48 facilities.
The Surface Coating of Metal Coil NESHAP (40 CFR 63.5110) defines a “coil coating
line” as “a process and the collection of equipment used to apply an organic coating to the
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surface of metal coil.” A coil coating line includes a web unwind or feed section, a series of one
or more work stations, and any associated curing oven, wet section, and quench station. A work
station is “a unit on a coil coating line where the coating material is deposited onto the metal coil
substrate” or a coating application station. This source category is further described in the June 4,
2019, RTR proposal. See 84 FR 25909.
The primary HAP emitted from metal coil coating operations are organic HAP and
include xylenes, glycol ethers, naphthalene, isophorone, toluene, diethylene glycol monobutyl
ether (DGME), and ethyl benzene. The majority of organic HAP emissions are from the coating
application stations and the curing ovens.
The Surface Coating of Metal Coil NESHAP specifies numerical emission limits for
organic HAP emissions from the coating application stations and associated curing ovens. The
Surface Coating of Metal Coil NESHAP provides that emission limits can be achieved using
several different options: (1) use only individually compliant coatings with an organic HAP
content that does not exceed 0.046 kilogram (kg)/liter of solids applied, (2) use coatings with an
average organic HAP content that does not exceed 0.046 kg/liter of solids on a rolling 12-month
average, (3) use a capture system and add-on control device to either reduce emissions by 98
percent or use a 100-percent efficient capture system (permanent total enclosure (PTE)) and an
oxidizer to reduce organic HAP emissions to no more than 20 parts per million by volume as
carbon, or (4) use a combination of compliant coatings and control devices to maintain an
average equivalent emission rate of organic HAP not exceeding 0.046 kg/liter of solids on a
rolling 12-month average basis. These compliance options apply to an individual coil coating
line, to multiple lines as a group, or to the entire affected source.
C. What changes did we propose for the source categories in our June 4, 2019, RTR proposal?
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On June 4, 2019, the EPA published proposed rule amendments in the Federal Register
for the Surface Coating of Metal Cans NESHAP, 40 CFR part 63, subpart KKKK, and the
Surface Coating of Metal Coil NESHAP, 40 CFR part 63, subpart SSSS, that took into
consideration the RTR analyses.
For each source category, we proposed that the risks are acceptable, and that additional
emission controls for each source category are not necessary to provide an ample margin of
safety. For the technology reviews, we did not identify any developments in practices, processes,
or control technologies, and, therefore, we did not propose any changes to the standards under
CAA section 112(d)(6).
We also proposed the following amendments:
• for each source category, a requirement for electronic submittal of notifications, semi-
annual reports, and compliance reports (which include performance test reports);
• for each source category, revisions to the SSM provisions of each NESHAP in order to
ensure that they are consistent with the Court decision in Sierra Club v. EPA, 551 F. 3d
1019 (D.C. Cir. 2008), which vacated two provisions that exempted source owners and
operators from the requirement to comply with otherwise applicable CAA section 112(d)
emission standards during periods of SSM;
• for the Surface Coating of Metal Coil NESHAP, adding the option of conducting EPA
Method 18 of appendix A to 40 CFR part 60, “Measurement of Gaseous Organic
Compound Emissions by Gas Chromatography,” to measure and then subtract methane
emissions from measured total gaseous organic mass emissions as carbon;
• for the Surface Coating of Metal Coil NESHAP, revising 40 CFR 63.5090 to clarify that
the NESHAP does not apply to the application of markings (including letters, numbers,
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or symbols) to bare metal coils that are used for product identification or for product
inventory control;
• for each source category, removing references to paragraph (d)(4) of the Occupational
Safety and Health Administration’s (OSHA’s) Hazard Communication standard (29 CFR
1910.1200), which dealt with OSHA-defined carcinogens, and replacing that reference
with a list of HAP that must be regarded as potentially carcinogenic based on EPA
guidelines;
• for each source category, a requirement to conduct performance testing and reestablish
operating limits no less frequently than every 5 years for sources that are using add-on
controls to demonstrate compliance; and
• for each source category, Incorporation by Reference (IBR) of alternative test methods
and references to updated alternative test methods; and several minor editorial and
technical changes in each subpart.
III. What is included in these final rules?
This action finalizes the EPA’s determinations pursuant to the RTR provisions of CAA
section 112 for the Surface Coating of Metal Cans source category and the Surface Coating of
Metal Coil source category. This action also finalizes other changes to the NESHAP for each
source category, including:
• a requirement for electronic submittal of notifications, semi-annual reports, and
compliance reports (which include performance test reports);
• revisions to the SSM provisions;
• removing references to paragraph (d)(4) of OSHA’s Hazard Communication standard (29
CFR 1910.1200), which dealt with OSHA-defined carcinogens, and replacing that
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reference with a list of HAP that must be regarded as potentially carcinogenic based on
EPA guidelines;
• adding a requirement to conduct performance testing and reestablish operating limits no
less frequently than every 5 years for sources that are using add-on controls to
demonstrate compliance, unless they are already required to perform comparable periodic
testing as a condition of renewing their title V operating permit;
• IBR of alternative test methods and references to updated alternative test methods; and
• several minor editorial and technical changes.
This action also finalizes the proposed changes to the NESHAP for the Surface Coating of
Metal Coil source category by adding the option of conducting EPA Method 18 of appendix
A to 40 CFR part 60, “Measurement of Gaseous Organic Compound Emissions by Gas
Chromatography,” to measure and then subtract methane emissions from measured total
gaseous organic mass emissions as carbon; and by revising 40 CFR 63.5090 to clarify that
the NESHAP does not apply to the application of markings (including letters, numbers, or
symbols) to bare metal coils that are used for product identification or for product inventory
control.
A. What are the final rule amendments based on the risk reviews for the Surface Coating of
Metal Cans and Surface Coating of Metal Coil source categories?
This section describes the final amendments to the Surface Coating of Metal Cans
NESHAP (subpart KKKK) and the Surface Coating of Metal Coil NESHAP (subpart SSSS)
being promulgated pursuant to CAA section 112(f). In this action, we are finalizing our proposed
determinations that risks from these two subparts are acceptable, and that the standards provide
an ample margin of safety to protect public health and to prevent an adverse environmental
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effect. The EPA proposed no changes to these two subparts based on the risk reviews conducted
pursuant to CAA section 112(f). The EPA received no new data or other information during the
public comment period that causes us to change those proposed determinations. Therefore, we
are not requiring additional controls under CAA section 112(f)(2) for either of the two subparts
in this action.
B. What are the final rule amendments based on the technology reviews for the Surface Coating
of Metal Cans and the Surface Coating of Metal Coil source categories?
We determined that there are no developments in practices, processes, and control
technologies that warrant revisions to the MACT standards for these source categories.
Therefore, we are not finalizing revisions to the MACT standards under CAA section 112(d)(6).
C. What are the final rule amendments addressing emissions during periods of startup,
shutdown, and malfunction?
We are finalizing the proposed amendments to the Surface Coating of Metal Cans
NESHAP and the Surface Coating of Metal Coil NESHAP to eliminate the SSM exemption.
Consistent with Sierra Club v. EPA, 551 F. 3d 1019 (D.C. Cir. 2008), the EPA is establishing
standards in these rules that apply at all times. As detailed in section IV.C of the proposal
preamble (84 FR 2592, June 4, 2019), Table 5 to Subpart KKKK of Part 63 and Table 2 to
Subpart SSSS of Part 63 (General Provisions applicability tables) are being revised to change
several references related to the provisions that apply during periods of SSM. We also eliminated
or revised certain recordkeeping and reporting requirements related to the eliminated SSM
exemption. The EPA also made other harmonizing changes to remove or modify inappropriate,
unnecessary, or redundant language in the absence of the SSM exemption. We determined that
facilities in both of these source categories can meet the applicable emission standards in the
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Surface Coating of Metal Cans NESHAP and the Surface Coating of Metal Coil NESHAP at all
times, including periods of startup and shutdown. Therefore, the EPA determined that no
additional standards are needed to address emissions during these periods. The legal rationale
and explanation of the changes for SSM periods are set forth in the proposed rule. See 84 FR
25925 through 25929 and 25936 through 25939.
Further, the EPA is not finalizing standards for malfunctions. As discussed in section
IV.C of the June 4, 2019, proposal preamble, the EPA interprets CAA section 112 as not
requiring emissions that occur during periods of malfunction to be factored into development of
CAA section 112 standards, although the EPA has the discretion to set standards for
malfunctions where feasible. For these source categories, it is unlikely that a malfunction would
result in a violation of the standards, and no comments or information were submitted that
support a contrary conclusion. Refer to section IV.C of the June 4, 2019 proposal preamble for
further discussion of the EPA's rationale for the decision not to set standards for malfunctions, as
well as a discussion of the actions a source could take in the unlikely event that a source fails to
comply with the applicable CAA section 112(d) standards as a result of a malfunction event,
given that administrative and judicial procedures for addressing exceedances of the standards
fully recognize that violations may occur despite good faith efforts to comply and the EPA can
consider all relevant information when determining the appropriate response to those situations.
We are finalizing a revision to the performance testing requirements at 40 CFR 63.4164
and 40 CFR 63.5160. The final performance testing provisions prohibit performance testing
during startup, shutdown, or malfunction as these conditions are not representative of steady
state operating conditions. The final rules also require that operators maintain records to
document that operating conditions during performance tests represent steady state conditions.
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D. What other changes have been made to the NESHAPs?
For both the Surface Coating of Metal Cans NESHAP and the Surface Coating of Metal
Coil NESHAP, the EPA is finalizing, as proposed, several other revisions that are described in
the following paragraphs.
To increase the ease and efficiency of data submittal and data accessibility, we are
finalizing a requirement that owners and operators of facilities in the Surface Coating of Metal
Cans and Surface Coating of Metal Coil source categories submit electronic copies of required
performance test reports through the EPA’s Central Data Exchange (CDX) website using an
electronic performance test report tool called the Electronic Reporting Tool (ERT). We also are
finalizing, as proposed, provisions that allow facility operators the ability to seek extensions for
submitting electronic reports for circumstances beyond the control of the facility, i.e., for a
possible outage in the CDX or Compliance and Emissions Data Reporting Interface (CEDRI) or
for a force majeure event in the time just prior to a report’s due date, as well as the process to
assert such a claim.
For each subpart, we also are changing the format of references to test methods in 40
CFR part 60, appendix A to indicate where, in the eight sections of appendix A, each method is
found.
For each subpart, we are finalizing the proposal to re-designate the list of applicable
organic HAP that must be used when a facility chooses to use the compliant material option (i.e.,
for calculating total organic HAP content of a coating material present at 0.1 percent or greater
by mass). To specify the applicable HAP, we are changing the rule to remove the reference to
paragraph (d)(4) of OSHA’s Hazard Communication standard (29 CFR 1910.1200) and replace
it with a new table in each subpart (Table 8 in 40 CFR part 63, subpart KKKK and Table 3 in 40
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CFR part 63, subpart SSSS) that lists the applicable HAP. The organic HAP in these new tables
are those HAP that were categorized in the EPA’s “Prioritized Chronic Dose-Response Values
for Screening Risk Assessments” (dated May 9, 2014) as a “human carcinogen,” “probable
human carcinogen,” or “possible human carcinogen” according to The Risk Assessment
Guidelines of 1986 (EPA/600/8-87/045, August 1987)2 or as “carcinogenic to humans,” “likely
to be carcinogenic to humans,” or with “suggestive evidence of carcinogenic potential”
according to the Guidelines for Carcinogen Risk Assessment (EPA/630/P-03/001F, March 2005).
We are including in the final rule for each subpart a requirement for facilities that use
control devices to conduct control device performance testing no less frequently than once every
5 years. For facilities with title V permits that require comparable periodic testing prior to permit
renewal, no additional testing is required, and we included provisions in the rule to allow sources
to harmonize the NESHAP testing schedule with a facility’s current title V testing schedule.
1. Technical Amendments to the Surface Coating of Metal Cans NESHAP
In the final rule, we are amending 40 CFR 63.3481(c)(5), as proposed, to revise the
reference to “future subpart MMMM” of this part by removing the word “future” because
subpart MMMM was promulgated in 2004.
We are revising the monitoring provisions for thermal and catalytic oxidizers, as
proposed, to clarify that a thermocouple is part of the temperature sensor referred to in 40 CFR
63.3547(c)(3) and 40 CFR 63.3557(c)(3) for purposes of performing periodic calibration and
verification checks.
2 See https://www.epa.gov/fera/dose-response-assessment-assessing-health-risks-associated-exposure-hazardous-air-pollutants.
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Currently, 40 CFR 63.3513(a) allows records, “where appropriate,” to be maintained as
“electronic spreadsheets” or a “database.” As proposed, we are adding a clarification to this
provision that the allowance to retain electronic records applies to all records that were submitted
as reports electronically via the EPA’s CEDRI. We are also adding text to the same provision, as
proposed, clarifying that this ability to maintain electronic copies does not affect the requirement
for facilities to make records, data, and reports available upon request to a delegated air agency
or the EPA as part of an on-site compliance evaluation.
In the final rule, as proposed, we are adding and updating test methods that are
incorporated by reference. In accordance with requirements of 1 CFR 51.5, the EPA is
incorporating by reference the following voluntary consensus standards (VCS) described in the
amendments to 40 CFR 63.14:
• ASTM D1475-13, Standard Test Method for Density of Liquid Coatings, Inks, and Related Products, proposed to be IBR approved for 40 CFR 63.3521 (c) and 63.3531(c);
• ASTM D2111-10 (2015), Standard Test Methods for Specific Gravity and Density of Halogenated Organic Solvents and Their Admixtures, proposed to be IBR approved for 40 CFR 63.3521(c) and 63.3531(c);
• ASTM D2369-10 (2015), Test Method for Volatile Content of Coatings, proposed to be IBR approved for 40 CFR 63.3521(a)(2);
• ASTM D2697-03 (2014), Standard Test Method for Volume Nonvolatile Matter in Clear or Pigmented Coatings, proposed to be IBR approved for 40 CFR 63.3521(b)(1); and
• ASTM D6093-97 (2016), Standard Test Method for Percent Volume Nonvolatile Matter in Clear or Pigmented Coatings Using Helium Gas Pycnometer, proposed to be IBR approved for 40 CFR 63.3521(b)(1).
2. Technical Amendments to the Surface Coating of Metal Coil NESHAP
We are finalizing, as proposed, changes to 40 CFR 63.5090 to clarify that 40 CFR part
63, subpart SSSS does not apply to the application to bare metal coils of markings (including
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letters, numbers, or symbols) that are used for product identification or for product inventory
control.
We are finalizing amendments to 40 CFR 63.5160(d) in 40 CFR part 63, subpart SSSS,
as proposed, to add the option of conducting EPA Method 18 of appendix A to 40 CFR part 60,
“Measurement of Gaseous Organic Compound Emissions by Gas Chromatography,” to measure
and then subtract methane emissions from measured total gaseous organic mass emissions, as
carbon, for those facilities using the emission rate with add-on control compliance option and
EPA Method 25A to measure control device destruction efficiency.
Currently 40 CFR 63.5190 specifies records that must be maintained. We are adding, as
proposed, clarification to 40 CFR 63.5190(c) that specifies the allowance to retain electronic
records applies to all records that were submitted as reports electronically via the EPA’s CEDRI.
We are also adding text to the same provision clarifying that this ability to maintain electronic
copies does not affect the requirement for facilities to make records, data, and reports available
upon request to a delegated air agency or the EPA as part of an on-site compliance evaluation.
We are clarifying and harmonizing, as proposed, the general duty requirement in 40 CFR
63.5140(a) with the reporting requirements in 40 CFR 63.5180(g)(2)(v) and 40 CFR
63.5180(h)(4) and the recordkeeping requirement in 40 CFR 63.5190(a)(5), by including new
language in 40 CFR 63.5140(a) to read as, “… you must be in compliance with the applicable
emission standards in §63.5120 and the operating limits in Table 1 of this subpart at all times.”
We are revising, as proposed, the text in the semi-annual reporting provisions of 40 CFR
63.5180(g)(2)(v) to read, “A statement that there were no deviations from the applicable
emission limit in §63.5120 or the applicable operating limit(s) established according to §63.5121
during the reporting period, and that no continuous emissions monitoring systems (CEMS) were
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inoperative, inactive, malfunctioning, out-of-control, repaired, or adjusted.” Conforming changes
are also being made to the reporting requirement at 40 CFR 63.5180(h)(4) and the recordkeeping
requirement at 40 CFR 63.5190(a)(5).
We are revising, as proposed, one instance in 40 CFR 63.5160(e) in which an erroneous
rule citation, “§63.5170(h)(2) through (4),” is made by correcting the citation to “§63.5170(g)(2)
through (4).”
We are amending, as proposed, 40 CFR 63.5130(a) to clarify that the compliance date for
existing affected sources is June 10, 2005.
We are amending, as proposed, 40 CFR 63.5160(d)(3)(ii)(D) to correct a typographical
error in a reference to paragraphs “(d)(3)(ii)(D)(1 (3).” The correct reference is to paragraphs
(d)(3)(ii)(D)(1)-(3).
We are amending, as proposed, 40 CFR 63.5170(c)(1) and (2) to correct the cross
references to 40 CFR 63.5120(a)(1) or (2). The correct cross references are to 40 CFR
63.5120(a)(1) or (3).
We are amending, as proposed, Equation 11 in 40 CFR 63.5170 so that the value
calculated by the equation is correctly identified as “He” instead of just “e.”
In the final rule, as proposed, we are adding and updating test methods that are
incorporated by reference. In accordance with requirements of 1 CFR 51.5, the EPA is
incorporating by reference the following methods and VCS described in the amendments to 40
CFR 63.14:
• ASTM D1475-13, Standard Test Method for Density of Liquid Coatings, Inks, and Related Products, proposed to be IBR approved for 40 CFR 63.5160(c);
• ASTM D2111-10 (2015), Standard Test Methods for Specific Gravity and Density of Halogenated Organic Solvents and Their Admixtures, proposed to be IBR approved for 40 CFR 63.5160(c);
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• ASTM D2369-10 (2015), Test Method for Volatile Content of Coatings, proposed to be IBR approved for 40 CFR 63.5160(b)(2);
• ASTM D2697-03 (2014), Standard Test Method for Volume Nonvolatile Matter in Clear or Pigmented Coatings, proposed to be IBR approved for 40 CFR 63.5160(c); and
• ASTM D6093-97 (2016), Standard Test Method for Percent Volume Nonvolatile Matter in Clear or Pigmented Coatings Using Helium Gas Pycnometer, proposed to be IBR approved for 40 CFR 63.5160(c).
E. What are the effective and compliance dates of the revisions to the standards?
The revisions to the MACT standards being promulgated in this action are effective on
[INSERT DATE OF PUBLICATION IN THE FEDERAL REGISTER].
The compliance date for existing affected sources in both the Surface Coating of Metal
Cans and Surface Coating of Metal Coil source categories is [INSERT DATE 181 DAYS
AFTER DATE OF PUBLICATION IN THE FEDERAL REGISTER], with the exception of
the electronic format for submitting semiannual compliance reports. New sources must comply
with all of the standards immediately upon the effective date of the standard, [INSERT DATE
OF PUBLICATION IN THE FEDERAL REGISTER], or upon startup, whichever is later,
with the exception of the electronic format for submitting semiannual compliance reports. For
the electronic format for submitting semiannual compliance reports, both existing and new
affected sources will have 1 year after the electronic reporting templates are available on CEDRI,
or 1 year after [INSERT DATE OF PUBLICATION IN THE FEDERAL REGISTER],
whichever is later. The EPA selected these compliance dates based on experience with similar
industries and the EPA’s detailed justification for the selected compliance dates is included in the
preamble to the proposed rule (84 FR 25931 and 25942).
F. What are the requirements for submission of performance test data to the EPA?
As proposed, the EPA is taking a step to increase the ease and efficiency of data
submittal and data accessibility. Specifically, the EPA is finalizing the requirement for owners
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and operators of facilities in the Surface Coating of Metal Cans and Surface Coating of Metal
Coil source categories to submit electronic copies of certain required performance test reports.
Data will be collected by direct computer-to-computer electronic transfer using EPA-
provided software. This EPA-provided software is an electronic performance test report tool
called the ERT. The ERT will generate an electronic report package which will be submitted to
CEDRI and then archived to the EPA’s CDX. A description of the ERT and instructions for
using ERT can be found at https://www3.epa.gov/ttn/chief/ert/index.html. The CEDRI interface
can be accessed through the CDX website (https://cdx.epa.gov/).
The requirement to submit performance test data electronically to the EPA does not
create any additional performance testing requirements and will apply only to those performance
tests conducted using test methods that are supported by the ERT. A listing of the pollutants and
test methods supported by the ERT is available at the ERT website. Through this approach,
industry will save time in the performance test submittal process. Additionally, this rulemaking
will benefit industry by reducing recordkeeping costs, as the performance test reports that are
submitted to the EPA using CEDRI are no longer required to be kept in hard copy.
State, local, and tribal agencies may benefit from a more streamlined and accurate review
of performance test data that will become available to the public through WebFIRE. Having such
data publicly available enhances transparency and accountability. For a more thorough
discussion of electronic reporting of performance tests using direct computer-to-computer
electronic transfer and using EPA-provided software, see the discussion in the preamble of the
proposed rules (84 FR 25904, June 24, 2019) and the memorandum, Electronic Reporting
Requirements for New Source Performance Standards (NSPS) and National Emission Standards
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for Hazardous Air Pollutants (NESHAP) Rules, August 8, 2018, in the Surface Coating of Metal
Cans and Surface Coating of Metal Coil Dockets.
In summary, in addition to supporting regulation development, control strategy
development, and other air pollution control activities, having an electronic database populated
with performance test data will save industry, state/local/tribal agencies, and the EPA significant
time, money, and effort while improving the quality of emission inventories and air quality
regulations.
IV. What is the rationale for our final decisions and amendments for the Surface Coating
of Metal Cans and Surface Coating of Metal Coil source categories?
For each issue, this section provides a description of what we proposed and what we are
finalizing for the issue, the EPA’s rationale for the final decisions and amendments, and a
summary of key comments and responses. For all comments not discussed in this preamble,
comment summaries and the EPA’s responses can be found in the comment summary and
response document available in the Surface Coating of Metal Cans and Surface Coating of Metal
Coil Dockets.
A. Residual Risk Reviews
1. What did we propose pursuant to CAA section 112(f)?
a. Surface Coating of Metal Cans (40 CFR Part 63, Subpart KKKK) Source Category Pursuant to CAA section 112(f), the EPA conducted a residual risk review and presented
the results of this review, along with our proposed decisions regarding risk acceptability and
ample margin of safety, in sections IV.A.2.a and b of the proposed rule preamble (84 FR 25904,
June 24, 2019). The results of this review are presented briefly below in Table 2 of this
preamble. Additional detail is provided in the residual risk technical support document titled,
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Residual Risk Assessment for the Surface Coating of Metal Cans Source Category in Support of
the 2019 Risk and Technology Review Proposed Rule, which is available in the Surface Coating
of Metal Cans Docket.
TABLE 2. SURFACE COATING OF METAL CANS SOURCE CATEGORY INHALATION RISK ASSESSMENT RESULTS AT PROPOSAL
1 The target organ-specific hazard index (TOSHI) is the sum of the chronic noncancer hazard quotients (HQ) values for substances that affect the same target organ or organ system. 2 The maximum estimated acute exposure concentration was divided by available short-term threshold values to develop HQ values (HQREL = hazard quotient reference exposure level).
The results of the proposal inhalation risk modeling using actual emissions data, as
shown in Table 2 of this preamble, indicate that the maximum individual cancer risk based on
actual emissions (lifetime) is 3-in-1 million (driven by formaldehyde), the maximum chronic
noncancer TOSHI value based on actual emissions is 0.02 (driven by formaldehyde), and the
maximum screening acute noncancer HQ value (off-facility site) could be up to 0.4 (driven by
formaldehyde). At proposal, the total annual cancer incidence (national) from these facilities
based on actual emission levels was estimated to be 0.0009 excess cancer cases per year, or one
case in every 1,100 years.
The results of the proposal inhalation risk modeling using allowable emissions data, as
shown in Table 2 of this preamble, indicate that the maximum individual cancer risk based on
Risk Assessment
Maximum individual cancer risk (in 1 million)
Estimated population at
increased risk of cancer ≥ 1-in-1
million
Estimated annual cancer incidence (cases per year)
Maximum chronic noncancer TOSHI1 Maximum
screening acute
noncancer HQ2
Based on actual
emissions
Based on
allowable emissions
Based on actual
emissions
Based on allowable emissions
Based on actual
emissions
Based on allowable emissions
Based on actual
emissions
Based on allowable emissions
Source Category 3 3 700 800 0.0009 0.001 0.02 0.02
HQREL = 0.4
Whole Facility 8 - 1,500 - 0.002 - 0.2 - -
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allowable emissions (lifetime) is 3-in-1 million (driven by formaldehyde), and the maximum
chronic noncancer TOSHI value based on allowable emissions is 0.02 (driven by formaldehyde).
At proposal, the total annual cancer incidence (national) from these facilities based on allowable
emissions was estimated to be 0.001 excess cancer cases per year, or one case in every 1,000
years.
The maximum individual cancer risk (lifetime) for the whole facility was determined to
be 8-in-1 million at proposal, driven by formaldehyde from miscellaneous industrial processes
(other/not classified) and acetaldehyde from beer production (brew kettle). At proposal, the total
estimated cancer incidence from the whole facility was determined to be 0.002 excess cancer
cases per year, or one excess case in every 500 years. Approximately 1,500 people were
estimated to have cancer risks above 1-in-1 million from exposure to HAP emitted from both
MACT and non-MACT sources at three of the five facilities in this source category. The
maximum facility-wide TOSHI for the source category was estimated to be 0.2, mainly driven by
emissions of acetaldehyde from beer production (brew kettle) and formaldehyde from
miscellaneous industrial processes (other/not classified).
There are no persistent and bioaccumulative HAP (PB HAP) emitted by facilities in this
source category; therefore, we did not estimate any human health multi-pathway risks from this
source category. Two environmental HAP are emitted by sources within this source category:
hydrochloric acid (HCl) and hydrogen fluoride (HF). Therefore, at proposal, we conducted a
screening-level evaluation of the potential adverse environmental risks associated with emissions
of HCl and HF. Based on this evaluation, we proposed that we do not expect an adverse
environmental effect as a result of HAP emissions from this source category.
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We weighed all health risk factors, including those shown in Table 2 of this preamble, in
our risk acceptability determination and proposed that the residual risks from the Surface
Coating of Metal Cans source category are acceptable (section IV.A.2.a of proposal preamble, 84
FR 25922, June 4, 2019).
We then considered whether 40 CFR part 63, subpart KKKK provides an ample margin
of safety to protect public health and prevents, taking into consideration costs, energy, safety,
and other relevant factors, an adverse environmental effect. In considering whether the standards
should be tightened to provide an ample margin of safety to protect public health, we considered
the same risk factors that we considered for our acceptability determination and also considered
the costs, technological feasibility, and other relevant factors related to emissions control options
that might further reduce risk associated with emissions from the source category. Related to
risk, the baseline risks were low, and regardless of the availability of further control options,
little risk reduction could be realized. As discussed further in section IV.B of this preamble, the
only development identified in the technology review was the ongoing development and the
potential future conversion from conventional interior can coatings that contain bisphenol A
(BPA) to interior coatings that do not intentionally contain BPA (BPA–NI). Since BPA and
BPA–NI are not HAP, this change would have no effect on the HAP emissions. There were no
other technological developments identified that affect HAP emissions for the Surface Coating of
Metal Cans source category. Therefore, given the low baseline risks and lack of options for
further risk reductions, we proposed that additional emission controls for this source category are
not necessary to provide an ample margin of safety (section IV.A.2.b of proposal preamble, 84
FR 25922, June 4, 2019).
b. Surface Coating of Metal Coil (40 CFR Part 63, Subpart KKKK) Source Category
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Pursuant to CAA section 112(f), the EPA conducted a residual risk review and presented
the results of this review, along with our proposed decisions regarding risk acceptability and
ample margin of safety, in sections IV.B.2.a and b of the proposed rule preamble (84 FR 25904,
June 24, 2019). The results of this review are presented briefly below in Table 3 of this
preamble. Additional detail is provided in the residual risk technical support document titled,
Residual Risk Assessment for the Surface Coating of Metal Coil Source Category in Support of
the 2019 Risk and Technology Review Proposed Rule, which is available in the Surface Coating
of Metal Coil Docket.
TABLE 3. SURFACE COATING OF METAL COIL SOURCE CATEGORY INHALATION RISK ASSESSMENT RESULTS AT PROPOSAL
1 The TOSHI is the sum of the chronic noncancer HQ values for substances that affect the same target organ or organ system. 2 The maximum estimated acute exposure concentration was divided by available short-term threshold values to develop HQ values (HQREL = hazard quotient reference exposure level).
The results of the proposal inhalation risk modeling using actual emissions data, as
shown in Table 3 of this preamble, indicate that the maximum individual cancer risk based on
actual emissions (lifetime) is 10-in-1 million (driven by naphthalene from solvent storage), the
maximum chronic noncancer TOSHI value based on actual emissions is 0.1 (driven by glycol
ethers from prime and finish coating application), and the maximum screening acute noncancer
Risk Assessment
Maximum individual cancer risk (in 1 million)
Estimated population at
increased risk of cancer ≥ 1-in-1
million
Estimated annual cancer incidence (cases per year)
Maximum chronic noncancer TOSHI1 Maximum
screening acute
noncancer HQ2
Based on actual
emissions
Based on
allowable emissions
Based on actual
emissions
Based on allowable emissions
Based on actual
emissions
Based on allowable emissions
Based on actual
emissions
Based on allowable emissions
Source Category 10 10 19,000 24,000 0.005 0.006 0.1 0.1
HQREL = 3
Whole Facility 40 - 270,000 - 0.03 - 5 - -
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HQ value (off-facility site) could be up to 3 (driven by DGME). At proposal, the total annual
cancer incidence (national) from these facilities based on actual emission levels was estimated to
be 0.005 excess cancer cases per year, or one case in every 200 years.
The results of the proposal inhalation risk modeling using allowable emissions data, as
shown in Table 3 of this preamble, indicate that the maximum individual cancer risk based on
allowable emissions (lifetime) is 10-in-1 million (driven by naphthalene from solvent storage),
and the maximum chronic noncancer TOSHI value based on allowable emissions is 0.1 (driven
by glycol ethers from prime and finish coating application). At proposal, the total annual cancer
incidence (national) from these facilities based on allowable emissions was estimated to be 0.006
excess cancer cases per year, or one case in every 167 years.
The maximum individual cancer risk (lifetime) for the whole facility was determined to
be 40-in-1 million at proposal, driven by naphthalene from equipment cleanup of metal coil
coating processes. At proposal, the total estimated cancer incidence from the whole facility was
determined to be 0.03 excess cancer cases per year, or one excess case in every 30 years.
Approximately 270,000 people were estimated to have cancer risks above 1-in-1 million from
exposure to HAP emitted from both MACT and non-MACT sources of the 48 facilities in this
source category. The maximum facility-wide TOSHI for the source category was estimated to be
5, driven by emissions of chlorine from a secondary aluminum fluxing process.
One PB HAP is emitted by facilities in the source category: lead. In evaluating the
potential for multipathway effects from emissions of lead, the modeled maximum annual lead
concentration of 0.0004 micrograms per cubic meter (µg/m3 ) was compared to the National
Ambient Air Quality Standards (NAAQS) for lead of 0.15 microgram per cubic meter (µg/m3).
Results of this analysis confirmed that the NAAQS for lead would not be exceeded by any
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facility. Based on this evaluation, we proposed that there is no significant potential for human
health multi-pathway risks as a result of HAP emissions from this source category. Two
environmental HAP are emitted by sources within this source category: HF and lead. Therefore,
at proposal we conducted a screening-level evaluation of the potential adverse environmental
risks associated with emissions of HF and lead. Based on this evaluation, we proposed that we do
not expect an adverse environmental effect as a result of HAP emissions from this source
category.
We weighed all health risk factors, including those shown in Table 3 of this preamble, in
our risk acceptability determination and proposed that the residual risks from the Surface
Coating of Metal Coil source category are acceptable (section IV.B.2.a of proposal preamble, 84
FR 25933 June 4, 2019).
We then considered whether 40 CFR part 63, subpart SSSS provides an ample margin of
safety to protect public health and prevents, taking into consideration costs, energy, safety, and
other relevant factors, an adverse environmental effect. In considering whether the standards
should be tightened to provide an ample margin of safety to protect public health, we considered
the same risk factors that we considered for our acceptability determination and also considered
the costs, technological feasibility, and other relevant factors related to emissions control options
that might further reduce risk associated with emissions from the source category. As discussed
further in section IV.B of this preamble, based on our technology review, we did not identify any
developments in practices, processes, or control technologies, and, therefore, we did not propose
any changes to the standards under CAA section 112(d)(6).
Due to the low baseline risks for the Surface Coating of Metal Coil source category and
lack of options for further risk reductions, we proposed that additional emission controls for this
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source category are not necessary to provide an ample margin of safety (section IV.B.2.b of
proposal preamble, 84 FR 25934, June 4, 2019).
2. How did the risk reviews change?
We have not changed any aspect of the risk assessment for either of these two source
categories as a result of public comments received on the June 2019 proposal.
3. What key comments did we receive on the risk reviews, and what are our responses?
We received comments in support of and against the proposed residual risk reviews and
our determinations that no revisions were warranted under CAA section 112(f)(2) for either
source category. Generally, the comments that were not supportive of our determinations based
on the risk reviews suggested changes to the underlying risk assessment methodology. For
example, one commenter stated that the EPA should lower the acceptability benchmark so that
risks below 100-in-1 million are deemed unacceptable, include emissions outside of the source
categories in question in the risk assessment, and assume that pollutants with noncancer health
risks have no safe level of exposure. After review of all the comments received, we determined
that no changes to our Science Advisory Board-approved residual risk review process were
necessary. The comments and our specific responses can be found in the document, Summary of
Public Comments and Responses for the Risk and Technology Reviews for Surface Coating of
Metal Cans and Surface Coating of Metal Coil, available in the dockets for these actions (Docket
ID Nos. EPA-HQ-OAR-2017-0684 and EPA-HQ-OAR-2017-0685).
4. What is the rationale for our final approach and final decisions for the risk reviews?
As noted in our proposal, the EPA sets standards under CAA section 112(f)(2) using “a
two-step standard-setting approach, with an analytical first step to determine an ‘acceptable risk’
that considers all health information, including risk estimation uncertainty, and includes a
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presumptive limit on the maximum individual risk (MIR) of “approximately 1-in-10 thousand”
(see 54 FR 38045, September 14, 1989). We weigh all health risk factors in our risk acceptability
determination, including the cancer MIR, cancer incidence, the maximum chronic noncancer
TOSHI, the maximum acute noncancer HQ, the extent of noncancer risks, the distribution of
cancer and noncancer risks in the exposed population, and the risk estimation uncertainties.
Since proposal, neither the risk assessment nor our determinations regarding risk
acceptability, ample margin of safety, or adverse environmental effects have changed. For the
reasons explained in the proposed rule, we determined that the risks from the Surface Coating of
Metal Cans and the Surface Coating of Metal Coil source categories are acceptable, and that the
current standards provide an ample margin of safety to protect public health and prevent an
adverse environmental effect. Therefore, we are not revising either subpart to require additional
controls pursuant to CAA section 112(f)(2) based on the residual risk review, and we are
readopting the existing standards under CAA section 112(f)(2).
B. Technology Reviews
1. What did we propose pursuant to CAA section 112(d)(6)?
Based on our review, we did not identify any developments in practices, processes, or
control technologies for the Surface Coating of Metal Cans source category, and, therefore, we
did not propose any changes to the standards under CAA section 112(d)(6). A brief summary of
the EPA’s findings in conducting the technology review of metal can coating operations was
included in the preamble to the proposed rule (84 FR 25922, June 4, 2019), and a detailed
discussion of the EPA’s technology review and findings was included in the memorandum,
Technology Review for Surface Coating Operations in the Metal Can Category, April 24, 2019,
in the Surface Coating of Metal Cans Docket.
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Based on our review, we did not identify any developments in practices, processes, or
control technologies for the Surface Coating of Metal Coil source category, and, therefore, we
did not propose any changes to the standards under CAA section 112(d)(6). A brief summary of
the EPA’s findings in conducting the technology review of coil coating operations was included
in the preamble to the proposed rule (84 FR 25934, June 4, 2019), and a detailed discussion of
the EPA’s technology review and findings was included in the memorandum, Technology Review
for Surface Coating Operations in the Metal Coil Category, September 2017, in the Surface Coating
of Metal Coil Docket.
2. How did the technology reviews change?
We are making no changes to the conclusions of the technology reviews and are
finalizing the results of the technology reviews for the Surface Coating of Metal Cans and
Surface Coating of Metal Coil source categories as proposed.
3. What key comments did we receive on the technology reviews, and what are our responses?
We received two general comments supporting the results of our technology reviews for
metal cans and metal coil surface coating and one comment objecting to our conclusions that
there have been no technology developments in these two source categories.
Comment: One commenter alleged that the EPA has not met the legal obligation under
CAA section 112(d)(6) to review and revise emission standards “as necessary” to account for
“developments in practices, processes, and control technologies.” The commenter objected that
the EPA proposed no revisions to the emission limits and claimed the EPA provided no legally
valid or rational explanation for its determination of a lack of “developments” for these two
source categories. The commenter pointed out that the EPA identified several HAP control
advancements, including alternative coatings, developments for similar source categories, and
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work practices and housekeeping measures for metal coil facilities, which would reduce
emissions and are in use at a number of facilities, yet failed to determine that it was “necessary”
to revise the standard. In addition, the commenter alleged that the EPA technology review
analysis did not consider some relevant sources to determine “developments.” As examples, the
commenter stated that the EPA did not analyze any control methods or requirements from other
national or state or local jurisdictions that might have proven more effective; did not appear to
analyze the different methods or brands of emission controls implemented to see which was most
effective, efficient, or reliable; and did not examine facility procedures or best practices,
including records of malfunctions, to identify best practices to mitigate malfunctions.
Response: We disagree with the commenter that the EPA has failed to meet the CAA’s
legal obligation to complete the technology reviews for the Surface Coating of Metal Cans and
Surface Coating of Metal Coil source categories. The EPA concluded there were no HAP control
advancements for these source categories as a result of the technology reviews. The technology
reviews included review of coatings currently used by these source categories and any
advancements in the coatings; review of HAP control requirements in NESHAP for similar
coating source categories and application of those HAP controls to the Surface Coating of Metal
Cans and Surface Coating of Metal Coil source categories; state and local HAP control
requirements in facility title V operating permits and application of those HAP controls to the
Surface Coating of Metal Cans and Surface Coating of Metal Coil source categories; and work
practices and housekeeping measures currently used by these source categories and any advances
that were applicable to these source categories.
As stated in the proposal preamble (84 FR 25935) for the Surface Coating of Metal Coil
source category, alternatives to solvent borne coatings have been in use by the coil coating
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industry since development of the 2002 Surface Coating of Metal Coil NESHAP but are not
considered to be suitable for all end-product applications. The 2002 proposed NESHAP provided
an alternative facility HAP emission limit of 0.24 pounds of HAP per gallon of solids applied
which was established to provide a compliance option for facilities that chose to limit their
coating line HAP emissions either through a combination of low-HAP coatings and add-on
controls or through the use of waterborne, high solids, or other pollution prevention coatings.
The EPA found no developments in alternative coating technologies during the technology
review that would result in achievable emission rates that are substantially lower than those
reflected in the current emission limits.
The commenter also asserted that the EPA did not consider developments in control
methods for similar source categories and did not analyze the regulations set by state or local
jurisdictions that might have proven more effective than the NESHAP requirements. We
disagree with the commenter and refer the commenter to the technology review memorandums
titled Technology Review for Surface Coating Operations in the Metal Can Category and
Technology Review for Surface Coating Operations in the Metal Coil Category which
summarizes the EPA’s review of the title V operating permits for the five metal can facilities and
for 39 metal coil facilities that are major sources and subject to these NESHAP. The title V
operating permits incorporate all relevant local, state, or Regional emission limitations, as well as
federal limitations. In no case did the EPA find a facility subject to a HAP limit more stringent
than the limits in the current NESHAP or a facility using a control technology that was not
considered during development of the NESHAP and reflected in the current standards. The
results of the technology reviews were documented in these memorandums in the respective
docket for each proposed rule.
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The technology basis for MACT for metal coil coating operations in the 2002 Surface
Coating of Metal Coil NESHAP was emission capture and add on control with an overall control
ef