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    Metallic industrialPar t 7: Guidance on the use ofconformity assessment procedures

    The Technical report TR 13480-7:2002 has the status of aPublished Document

    IC s 23.040.01

    PD TR13480-72002

    British StandardsO COPYING WITHOUT BSI PE RMISSION EXCEPT AS PERMITTED BY COPYRIGHT LAWPYRIGHT 2003; European Committee for Standardization Document provided by IHS Licensee=Shell Services International B.V./5924979112,User=, 07/28/2003 23:34:11 MDT Questions or comments about this message: pleasecall the Document Policy Management Group at 1-800-451-1584.

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    PD TR 13480-712002Nationa l forewordThis Published Document is the official English language version ofThe UKparticip ation in its preparation was en trus ted to Technical CommitteePVEAO, Industria l piping, which has the responsibility to:TR 13480-712002.

    This Published Document,having been prepared underthe directionofthe EngineeringSector Policy and StrategyCommittee, was publishedunder the author ity of theStand ards Policy and StrategyCommittee on 24 July 2002

    -- aid enquirers to understand the text;presen t to the responsible European committee any enquiries on theinterpretation, or proposals for change, a nd keep the UK in terestsinformed;monitor related internatio nal and European developments andpromulgate them in the UK.-

    A list of organizations represented on th is committee can be obtained onrequest to its secretary.Cros s-r e fere nc esThe British Standards which implement international or Europeanpublications referred to in this document may be found in the BS I C a t a l o g u eunder the section entitled ?International Standards Correspondence Index?, orby using the ?Search?faci1ity of the BS I Elec t ron ic C a ta logue or ofBritish Standards OnlineThis publication does not purport to include all the necessary provisions of acontract. Users are responsible for its correct application.

    Sum mar y of pagesThis document comprises a front cover, an inside front cover, the CEN/TR titlepage, pages 2 to 28, an inside back cover and a back cover.The BSI copyright date displayed in this document indicates when thedocument was l ast issued.

    Amendm ents issued since publicationAmd.No. IDate IComments

    O BSI 24 July 2002

    ISBN O 580 40081 6

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    TECHNICA L REPORTRAPPORT TECHNIQUETECHNISCHER BERICHT

    CEN/TR 13480-712002May 2002

    ICs 23.040.01

    English versionMetallic industrial piping- Part 7: Guidance on the use ofconformity assessment procedures

    This Technical Report was approved by CEN on 22 May 2002. It has been drawn up by the Technical Committee CEN/TC 267.CEN members are the national standards bodies of Austria, Belgium, Czech Republic, Denmark, Finland, France, Germany, Greece,Iceland, Ireland, Italy, Luxembourg, Malta, Netherlands, Norway, Portugal, Spain, Sweden, Switzerland and United Kingdom.

    EUROPEAN COMMITTEE FOR STANDARDIZATIONEUROPIS CHES KOMITEE FR NORMUNGCOMIT EUROPEN DE NORMALISATION

    Management Centre: rue de Stassar t, 36 B-1050 Brussels

    O 2002 CEN All rights of exploitation in any form and by any means reservedworldwide for CEN national Members. Ref. No. CENTTR 13480-7:2002 E

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    CEN/TR 13480-712002 (E)

    ContentsForeword..................................................................................................................................................................... 31 Scope.............................................................................................................................................................. 42 Normative references ................................................................................................................................... 43 Terms and definitions ................................................................................................................................... 44 Application of the PED ................................................................................................................................. 44.1 General........................................................................................................................................................... 44.2 Classif ication of pressure equipment in hazard categories ..................................................................... 54.3 Conformity assessment procedures........................................................................................................... 55 Subcontracting .............................................................................................................................................. 6Annex A Conformity assessment tables ................................................................................................................. 7Annex B Conformity o f industrial piping to the essential safety requirements of Directive 97/23/EC(Pressure equipment directive) ................................................................................................................. 11Annex C Summary of inspection and testing activities ....................................................................................... 21

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    CEN/TR 13480-712002 (E)

    ForewordThis document (CENPTR 13480-7:2002) has been prepared by Technical Committee CENPTC 267 "Industrial pipingand pipelines", he secretariat of which is held by AFNOR.This European Standard consists of the following Parts:

    - Part 1: General- Part 2: Materials- Part3: Design- Part 4: Fabrication and installation- Part 5: Testing and Inspection- Part 6:Additional requirements for buried piping- Part 7: Guidance on the use of conformity assessment procedures

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    CEN/TR 13480-712002 (E)

    1 ScopeThis Technical Report gives guidance on the use of conformity assessment procedures for industrial piping andpipelines as covered by Article 1, 2.1 I of the Pressure Equipment Directive (PED). The PED requires all pres-sure equipment falling within its scope to have its design and manufacture assessed for conformity in accordancewith a series of conformity assessment procedures given in Article 10 of the PED. These procedures are describedin detail in Annex III of the PED to which reference must be made in order to ensure compliance. The followingsummary is given for guidance purposes only.

    2 Normative referencesThis Technical Report incorporates, by dated or undated reference, provisions from other publications. These nor-mative references are cited at the appropriate places in the text, and the publications are listed hereafter. For datedreferences, subsequent amendments to or revisions of any of these publications apply to this Technical Report onlywhen incorporated in it by amendment or revision. For undated references the latest edition of the publication re-ferred to applies (including amendments).EN IS 0 9000:2000, Quality management systems- undamentals and vocabulary ( IS0 9OOO:ZOOO).EN IS 0 9001 2000, Quality management systems- equirements ( IS0 9001:ZOOO).3 Terms and definitionsFor the purposes of this Technical Report, the following terms and definitions apply.3.1respons ib le author i t ycompetent organisation which is independent of the manufacturer. For application within the jurisdiction of theEuropean Union this organisation may be a Notified Body, a recognised third-party organisation or a user inspec-torate where appropriate, according to module chosen and designated by a member state. For the purpose of thisstandard all these organisations have been collectively termed "responsible authorities"3.2f lu idgases, liquids and vapours in pure phase as well as mixtures thereof. A fluid my contain a suspension of solids

    4 Application of the PED4.1 GeneralAccording to the PED the manufacturer shall determine for each industrial piping and pipelinea) the hazard category of the industrial piping and pipeline;b) the procedures to be applied to assess conformity of the industrial piping and pipeline with the requirements ofthe PED.

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    CEN/TR 13480-712002 (E)4.3 .2 Choice o f con formi ty assessm ent procedu resThe conformity assessment procedures to be applied to an item or pressure equipment with a view to affixing theCE marking shall be determined by the hazard category in which the equipment is classified. The procedure thatare to be applied for the various hazard categories are given in table B.2-1.The piping manufacturer has the option of selecting between a procedure of conformity assessment involving acertified quality assurance system (if available) and one which does not.The manufacturer may also choose to apply one of the procedures which apply to a higher category, if available.4.3 .3 Conform i ty assessment procedures and the invo lvement o f Respons ib le Autho r i t iesThe manufacturer is responsible for ensuring that the requirements of this Technical Report, including inspectionand testing activities, are fully applied. If a CE marking is sought, it is a requirement of the PED that (in manycases) there is a supplementary involvement of a Responsible Authority (e.g. Notified Body) to ensure the require-ments of the PED are met.The kind and extent of responsible authority involvement in inspection and testing activities will depend upon theconformity assessment procedure chosen by the manufacturer. For each appropriate conformity assessment pro-cedure the participation is indicated in Table C.1.Annex C has been provided in order to give guidance to the manufacturer so that he may be aware of the variousstages where a responsible authority may be involved. Details of the inspection and testing activities are describedin subsequent sub-clauses, the reference of which is given in Table C.1.

    5 Subcontrac t ingWhere the manufacturer is producing the equipment under a conformity assessment procedure requiring interven-tion of a responsible authority, the manufacturer shall inform the responsible authority of his intention to subcontractso that the responsible authority has the opportunity to take part in the subcontractor surveillance.NOTE Where the manufacturer is producing the equipment under a conformity assessment procedure based on qualityassurance, e.g. D, H, H I , the controls the manufacturer applies over subcontractors shall be described in his appropriate qualitysystem.

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    CEN/TR 13480-712002 (E)

    A nnex AConformi ty assessm ent tab les

    PS (ba r )

    10 O00

    1 O00

    100

    10

    1 10 100 1000 10 O00 D NGases, liquefied gases, gases dissolved under pressure, vapours and those liquids whose vapor pressure at the maximum al-lowable temperature is greater than 0,5 ar above normal atmospheric pressure (1013 mbar) for fluids in group l.(A ) se e 4.2 and (B) see 4.3

    Figure A.l - l ass i f i ca tion o f p ip ing system for gro up 1 gases

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    CEN/TR 13480-712002 (E)

    I

    PS ( b a r )

    10 O00 II III

    1 O00

    100

    10

    1

    1 10 100 1000 10 O00 DNGases, liquified gases, gases dissolved under pressure, vapours and those liquids whose vapour pressure at the maximum al-lowable temperature is greater than 0,5 ar above normal atmospheric pressure (1013 mbar) for fluids in group 2.(A) see 4.2 and (B) see 4.3

    Figure A.2- l ass i f i cat ion of p ip ing system for gro up 2 gases

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    CEN/TR 13480-712002 (E)

    Category(PED)

    Annex B

    Piping class Conformity assessment module(EN 13480)

    Confo rm i ty o f i ndust r ial p ip ing to the essential sa fe ty requ i rements o f D irec-t ive 97/23/EC (Pressu re equi pm ent di rect ive)

    -II III

    B . l Introduction

    -OII I BI+D, BI+F,II A I , D I , E l a

    B+Ea, B+Cla,H

    This annex describes the conformity assessment requirements of Directive 97/23/EC. It is applicable to piping sys-tems which are to be installed in an EU Member State.In the EU Member States, the authorized inspection bodies are identical to the notified bodies1).

    B .2 Conformity assessment procedureWhere piping is subject to the conformity assessment procedure, the manufacturer shall identify the appropriate pip-ing category based upon the classification of the piping as defined in table4.1-1 of prEN 13480-1 and subsequentlyshall select one of the conformity assessment modules available for that piping category in accordance with table B.2-1.NOTEcategory.

    The conformity assessment procedure attributed to a higher category may be applied to piping classified in a lower

    The activities to be performed by the parties involved in each of the conformity assessment procedures during de-sign and fabrication/installation of the piping in accordance with this European Standard are summarised in An-nex C.

    Table B.2-1- i p ing categor ies and c onform i ty assessment mo dules

    I I Ala Not considered in EN 13480

    B.3 Management of manufactureThe conformity assessment procedures specified in Annex C provide the manufacturer with a choice between veri-fication of conformance by an authorized inspection body or conformance by operating an approved quality man-agement system.

    For intervention of user inspectorates see Article 14 of Directive 97/23/EC (Pressure Equipment Directive)11PYRIGHT 2003; European Committee for Standardization Document provided by IHS Licensee=Shell Services International B.V./5924979112,User=, 07/28/2003 23:34:11 MDT Questions or comments about this message: please

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    CEN/TR 13480-712002 (E)DES GN EXAM NATION D ECLARATION/CERTIF CATE

    Description of p ipingIdentification no./drawings no.designed by

    for(company)

    (plant/purchaser/purpose)Design conditions:

    design pressure [bar]design temperature [OC]category

    We hereby declare that the above pip ing has been designed in accordance with the requirements of the Di-rective 97/23/EC (Pressure Equipment Directive).Company:

    Signature(name, position, date)

    Under module B I the following certificate shall be completed:We hereby certify that we have examined the design and the manufacturing procedures and have verified theapproval of the personnel undertaking the permanent joining and the qualification of the personnel under-taking the non-destructive ests for the above piping and that they conform to the requirements of the Direc-tive 97/23/EC (Pressure Equipment Directive).Notified Body:certificate number:Conditions:

    Signature(name, position, date)

    Figure B.4-1- pecimen for design examination declarationlcertificate

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    CEN/TR 13480-712002 (E)DECLARATION/CERTIFICATE OF DESIGN COMPLIANCE

    Description of pipingIdentification no./drawings no.designed by

    for(company)

    (plant/purchaser/purpose)Design conditions:

    design pressure [bar]design temperature [CIpiping category

    We hereby declare that the above piping has been designed in accordance with EN 13480Company:

    Signature(name, posit ion, date)

    Where applicable, the following certificate shall be completed:We hereby certify that we have examined the design and the manufacturing procedures and have verifiedthe approval of the personnel undertaking the permanent oining and the qualification of the personnel un-dertaking the non destructive tests for the above piping and that they comply with EN 13480.Authorized inspection body/Responsible person (as applicable):Certificate number (if applicable):Conditions:

    Signature(name, position, date)

    Figure B.5-1- pecimen of declarationlcertificate of design compliance

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    CEN/TR 13480-712002 (E)

    DEC LARATIONKERTI FICATE OF COM PLIAN CEFOR PIPING FABRICATION AND INSTALLATION

    Descr ip tion o f p ip ingIdentification no./Drawings no.installed by

    for(company)

    (plant/purchaser/purpose)Design conditions:

    design pressure [bar]design temperature [?CImedium conta nedconformity assessment modu edesign examination certificate no./by

    We hereby declare that the abov e piping has b een fabr icated, instal led, examined and tested in acc ordanc ewith EN 13480Company:

    Signature(name, position, date)

    Where applicable, the following certificate shall be completed:We hereby cert i fy that we have inspected the instal lat ion of the above piping and that i t compl ies wi thEN 13480.Authorized inspection body/Responsible person (as applicable):Certificate number(if applicable):Conditions:

    Signature(name, position, date)

    Figure B.5-2- pecimen o f declarat ionlcert i f icate of comp l iance for p ip ing fabr icat ion and instal lation

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    CEN/TR 13480-712002 (E)DECLARATION/CERTIFICATEOF COMPLIANCE FOR THE PIPING PROOF TEST

    Descr ipt ion of p ip ingIdentification no./Drawings no.installed by

    for(company)

    (plant/purchaser/purpose)Design conditions:

    design pressure [bar]design temperature [CItest pressure [bar]test mediumcertificate of compliance for piping fabrication and installation no./by

    We h ereby declare that the above p iping has b een proof tested in accordanc e wi th EN 13480Company:

    Signature(name, position, date)

    Where applicable, the following certificate shall be completed:We hereby cert i fy that we have wi tnessed the pro of test ing of the above pip ing and that the test ing resul tscom ply wi th EN 13480.Authorized inspection body/Responsible person (as applicable):Certificate number (if applicable):

    Conditions:

    Signature(name, position, date)

    Figur e B.5-3- pecimen for declarat ionlcert i f icate of compl iance for the pip ing p roof test

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    CEN/TR 13480-712002 (E)DECLARATION/CERTIFICATE OF COMPLIANCE FOR PIPING

    Descr ip tion o f p ip ingIdentification no./drawings no.manufactured by

    for(company)

    (plant/purchaser/purpose)Design conditions:

    design pressure [bar]design temperature [CIpiping categoryconformity assessment modu ecertificate of compliance for piping fabrication and installationno./bypressure test certificate of piping no./by

    We h ereby declare that the above pip ing com pl ies wi th the requi rements of EN 13480Company:

    Signature(name, position, date)

    Where applicable, the following certificate shall be completed:We h ereby cert ify that we have performed f inal inspect ion of the abov e piping and that the tests carr ied outcon form wi th EN 13480.Authorized inspection body/Responsible person (as applicable):Certificate number (if applicable):Conditions:

    Signature(name, position, date)

    Figur e B.5-4- pecimen for declarat ionlcert i f icate of com pl iance for p ip ing

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    CEN/TR 13480-712002 (E)DECLARATION/CERTIFICATE OF CONFORMITYFOR PIPING FABRICATION AND INSTALLATION

    Description of pipingIdentification no./Drawings no.installed by(company)for(plant/purchaser/purpose)Design conditions:

    design pressure [bar]design temperature [OC]med um containedconformity assessment moduledesign examination certificate no./by

    We hereby declare that the above piping has been fabricated, installed, examined and tested in accordancewith the requirements of the Directive 97/23/EC (Pressure Equipment Directive).Company:

    Signature(name, position, date)

    Under module F the following certificate shall be completed:We hereby certify that we have inspected the installation of the above pip ing and that it conforms to the re-quirements of the Directive 97/23/EC (Pressure Equipment Directive).Notified Body:Certificate number:Conditions:

    Signature(name, position, date)

    Figure B.5-5- pecimen for declarationlcertificate of conformity fo r piping fabrication and installation

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    CEN/TR 13480-712002 (E)DECLARATION/CERTIFICATE OF CONFORMITY FOR THEPIPING PROOF TEST

    Description of p ipingIdentification nodDrawings no.installed by

    for(plant/purchaser/purpose)

    Design conditions:design pressure [bar]

    design temperature [OC]test pressure [bar]test med u mcertificate of compliance for piping fabrication and installation no./by

    We hereby declare that the above piping has been proof tested in accordance with the requirements of theDirective 97/23/EC (Pressure Equipment Directive).Company:

    Signature(name, position, date)

    Under module F the following certificate shall be completed:We hereby certify that we have carried out the proof test of the above piping and that the test results con-form to the requirements of the Directive 97/23/EC (Pressure Equipment Directive).Notified Body:Certificate number:Conditions:

    Signature(name, position, date)

    Figure B.5-6- pecimen for test declarationlcertificate of conformity fo r the pip ing proof test

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    CEN/TR 13480-712002 (E)DECLARATION/CERTIFICATE OF CONFORMITY FOR FINAL INSPECTIONFOR PIPING

    Description of pipingIdentification no./drawings no.manufactured by

    for(plant/purchaser/purpose)

    Design conditions:design pressure [bar]

    design temperature [OC]categoryconformity assessment modulecertificate of compliance for piping fabrication and installation no./bypressure test certificate of piping no./by

    We hereby declare that we have performed final inspection of the abov piping e and that the tests carried outconform w ith the requirements of the Directive 97/23/EC (Pressure Equipment Directive).Company:

    Signature(name, position, date)

    Under module F the following certificate shall be completed:We hereby certify that we have carried out the final inspection of the above piping and that the piping con-forms to the requirements of the Direct ive 97/23/EC (Pressure Equipment Directive).Notified Body:certificate number:

    Signature(name, position, date)

    Figure B.5-7- pecimen for declarationlcertificate of conformity of final inspection for p iping

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    CEN/TR 13480-712002 (E)

    A nnex CSum m ary o f inspect ion and tes t ing ac t iv i t ies

    The required involvement of the parties concerned is indicated in table C . l by letters in the appropriate conformityassessment columns as follows.(M l action performed by fabricator/installer, where specified in his manufacturing documents.M action performed by fabricator/installerM/RA, action performed by fabricator/installer and checked by responsible authority.M/RA, action performed by fabricator/installer and monitored by responsible authority. Amount depends oncomplexity and familiarity of the piping fabricator/instaIler with that type of piping manufacture and theknowledge and experience of the responsible authority with the manufacturer.M/RA, action performed by fabricator/installer and monitored by responsible authority during visits within the

    quality system. Amount depends on complexity and familiarity of the piping fabricator/installer with thattype of piping manufacture and the knowledge and experience of the responsible authority with themanufacturer's quality system.M/RA, action performed by fabricator/installer and checked by responsible authority during assessment ofquality system/type examination.RA action performed by responsible authority.The participation of the manufacturer and the responsible authority with respect to conformity assessment proce-dures (right part of the table) is given for information only.

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    PD TR13480-712002

    BSI389 Chiswick High RoadLondon

    BSI -British Stand ard s Ins titutio nBSI is the independent national body responsible for preparingBritish Standards. It presents the UK view on standards in Europe and at theinterna tional level. It is incorporated by Royal Charter.RevisionsBritish Standa rds are updated by amendment or revision. Users ofBritish S tandard s should make sure tha t they possess the latest amendments oreditions.It is the constant aim of BSI to improve the quality of our products a nd services.We would be grateful i f anyone finding an inaccuracy or ambiguity while usingthis British Standard would inform the Secretary of the technical committeeresponsible, the identity of which can be found on the inside front cover.Tel: +44 (0)20 8996 9000. Fax: +44 (0)20 8996 7400.BSI offers members an individual updating service called PLUS which ensuresth at subscribers automatically receive the latest editions of standards .Buying s tandardsOrders for all BSI, internationa l and foreign standards publications should beaddressed to Customer Services. Tel: +44 (0)20 8996 9001.Fax: +44 (0)20 8996 7001. Email: [email protected]. Standards are alsoavailable from the BSI website at http://www.bsi-dobal.com.In response to orders for internationa l standards , it is BSI policy to supply theBSI implementation of those tha t have been published as British Standards ,unless otherwise requested.In format ion on s tandardsBSI provides a wide range of information on national, European andinterna tional standards through its Library and its Technical Help to ExportersService. Various BSI electronic information services are also available which givedetails on all its products and services. Contact the Information Centre.Tel: +44 (0)20 8996 7111. Fax: +44 (0)20 8996 7048. Email: infomi-global.com.Subscribing members of BSI are kept up to date with standards developmentsan d receive sub stantial discounts on the purchase price of standards. For detailsofthese and other benefits contact Membership Administration.Tel: +44 (0)20 8996 7002. Fax: +44 (0)20 8996 7001.Email: [email protected] regarding online access to British Standards via British StandardsOnline can be found at http://www.bsi-dobal.com/bsonline.Fur ther information about BSI is available on the BSI website athttp://www.bsi-global.com.CopyrightCopyright subsists in all BSI publications. BSI also holds the copyright, in theUK, of th e publications of the in ternationa l standardization bodies. Except aspermitted under the Copyright, Designs and Paten ts Act 1988 no extract may bereproduced, stored in a retrieval system or transmitted in any form or by anymeans - electronic, photocopying, recording or otherwise -wi thout prior writtenpermission from BSI.This does not preclude the free use, in the course ofimplementing the standard,ofnecessary details such as symbols, and size, type or grade designations. Ifthesedetails are to be used for any other purpose than implementation then the priorwritten permission of BSI must be obtained.Details a nd advice can be obtained from the Copyright & Licensing Manager.Tel: +44 (0)20 8996 7070. Fax: +44 (0)20 8996 7553.

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