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SAS Publication Date: 28/05/2013 ID Number: © 2013 Gartner, Inc. and/or its affiliates. All rights reserved. Gartner is a registered trademark of Gartner, Inc. or its affiliates. This publication may not be reproduced or distributed in any form without Gartner’s prior written permission. The information contained in this publication has been obtained from sources believed to be reliable. Gartner disclaims all warranties as to the accuracy, completeness or adequacy of such information and shall have no liability for errors, omissions or inadequacies in such information. This publication consists of the opinions of Gartner’s research organisation and should not be construed as statements of fact. The opinions expressed herein are subject to change without notice. Although Gartner research may include a discussion of related legal issues, Gartner does not provide legal advice or services and its research should not be construed or used as such. Gartner is a public company, and its shareholders may include firms and funds that have financial interests in entities covered in Gartner research. Gartner’s Board of Directors may include senior managers of these firms or funds. Gartner research is produced independently by its research organisation without input or influence from these firms, funds or their managers. For further information on the independence and integrity of Gartner research, see “Guiding Principles on Independence and Objectivity” on its website, http://www.gartner.com/technology/about/ombudsman/omb_guide2.jsp Electronic Clinical Decision Support Systems Should be Integral to Any Healthcare System Zafar Chaudry, M.D. and Monique Koehler This paper reviews clinical decision support from an international best practice approach and makes recommendations on how healthcare delivery organisations should tackle it. Key Findings Implemented well, clinical decision support (CDS) has a favourable impact on: Clinician performance. Increased quality of care and enhanced health outcomes. Avoidance of errors and adverse events. Provider and patient satisfaction. Significant reduction in medication errors. Improved patient safety and care. Reduction in the costs of preventable harm. Successful CDS implementations require governance. The benefits realisation process for CDS will inform the business case and programme plan, and this needs to be synchronised. Executive leadership and support. Healthcare projects, which are typically invasive and disruptive, require sustained commitment from top leadership supported by a governance process that can quickly resolve issues. Medical and hospital staff engagement. Beyond the executive team, broad-based support from physicians, nurses, technicians and unit assistants is necessary. Input regarding every aspect of clinical care is vitally important. Change management. A systematic, comprehensive change management process is crucial to facilitate the transition and minimises chaos. IT prepares the system for the organisation. The change management process prepares the organisation for the new system.

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SAS

Publication Date: 28/05/2013 ID Number:

© 2013 Gartner, Inc. and/or its affiliates. All rights reserved. Gartner is a registered trademark of Gartner, Inc. or its

affiliates. This publication may not be reproduced or distributed in any form without Gartner’s prior written permission. The information contained in this publication has been obtained from sources believed to be reliable. Gartner disclaims all warranties as to the accuracy, completeness or adequacy of such information and shall have no liability for errors,

omissions or inadequacies in such information. This publication consists of the opinions of Gartner’s research organisation and should not be construed as statements of fact. The opinions expressed herein are subject to change without notice. Although Gartner research may include a discussion of related legal issues, Gartner does not provide legal advice or

services and its research should not be construed or used as such. Gartner is a public company, and its shareholders may include firms and funds that have financial interests in entities covered in Gartner research. Gartner’s Board of Directors may include senior managers of these firms or funds. Gartner research is produced independently by its research

organisation without input or influence from these firms, funds or their managers. For further information on the independence and integrity of Gartner research, see “Guiding Principles on Independence and Objectivity” on its website, http://www.gartner.com/technology/about/ombudsman/omb_guide2.jsp

Electronic Clinical Decision Support Systems Should be Integral to Any Healthcare System

Zafar Chaudry, M.D. and Monique Koehler

This paper reviews clinical decision support from an international best practice approach and makes recommendations on how healthcare delivery organisations should tackle it.

Key Findings

Implemented well, clinical decision support (CDS) has a favourable impact on:

Clinician performance.

Increased quality of care and enhanced health outcomes.

Avoidance of errors and adverse events.

Provider and patient satisfaction.

Significant reduction in medication errors.

Improved patient safety and care.

Reduction in the costs of preventable harm.

Successful CDS implementations require governance. The benefits realisation process for CDS will inform the business case and programme plan, and this needs to be synchronised.

Executive leadership and support. Healthcare projects, which are typically invasive and disruptive, require sustained commitment from top leadership supported by a governance process that can quickly resolve issues.

Medical and hospital staff engagement. Beyond the executive team, broad-based support from physicians, nurses, technicians and unit assistants is necessary. Input regarding every aspect of clinical care is vitally important.

Change management. A systematic, comprehensive change management process is crucial to facilitate the transition and minimises chaos. IT prepares the system for the organisation. The change management process prepares the organisation for the new system.

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Education and training. Robust medical and hospital staff training is critical for success. Training optimises the potential for efficiency and safer patient care delivery. The quality and effectiveness of training directly correlates to the speed of system stabilisation and user confidence.

IT is an enabler for business benefits. IT provides technology capabilities, but is insufficient by itself to deliver business benefits. Technology enables changes to the way people work, with new processes and new ways, and this needs to be managed as a programme of business change.

It is technically possible for the capability of a clinical decision support system to work across a distributed/community environment versus using a single integrated EMR, though no workable examples were found to support that an actual system was in production.

CDS becomes problematic and typically stalls in the planning stages due to poor project management, lack of clinical engagement and a lack of resources dedicated to it.

Recommendations

Develop specifications and find funding for a set of coordinated, collaborative projects aimed at demonstrating the feasibility, scalability, and value of a robust approach to CDS using a focused, top priority target. For example, pilot initiatives could include using specific, standardised CDS interventions and integration strategies, and best practice implementation approaches, to increase medication safety or effective management of high-impact clinical conditions such as diabetes or congestive heart failure.

Promote dissemination and application of best CDS implementation practices through development and promotion of CDS implementation guides and lessons learned from successful sites as a means of increasing use of currently available CDS interventions.

Conduct discussions with specific organisations that have a role in promoting healthcare quality on how CDS can advance their objectives and how such support can, in turn, facilitate execution.

Drive measurable progress toward priority performance goals for healthcare quality improvement through effective use of CDS.

Address initial legal, regulatory, and financial issues that impact broader dissemination of CDS.

Involve stakeholders and communicate goals.

Assess readiness for implementation.

Take necessary actions to achieve readiness.

Gauge stakeholder viewpoints and acceptance.

Assemble the right CDS implementation team.

Select effective clinical leaders and champions.

Achieve clinician buy-in and support.

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Integrate CDS into clinical workflow.

Plan adequately for a successful rollout.

Train and support.

Monitor and evaluate CDS’s clinical impact.

Set up the right governance.

Business intelligence – where does it fit?

Knowledge management.

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TABLE OF CONTENTS

Strategic Planning Assumption(s) ................................................................................................. 5

Analysis ....................................................................................................................................... 9 Develop a technology and process improvement model that demands executive leadership and sponsorship; involves key stakeholders, captures people’s hearts and minds to avoid alienation, depersonalisation, and staff turnover........................................ 9 Drive measurable progress toward priority performance goals for healthcare quality improvement through effective use of CDS. ..................................................................... 9 Involve stakeholders and communicate goals................................................................. 10 Assess readiness for implementation. ............................................................................ 11 Take necessary actions to achieve readiness................................................................. 11 Gauge stakeholder viewpoints and acceptance. ............................................................. 12 Assemble the right CDS implementation team. ............................................................... 12 Select effective clinical leaders and champions. ............................................................. 13 Achieve clinician buy-in and support. ............................................................................. 14 Integrate CDS into workflow. .......................................................................................... 15 Plan for a successful rollout. .......................................................................................... 15 Train and support. .......................................................................................................... 16 Monitor and evaluate CDS’s clinical impact. ................................................................... 17 Business intelligence – where does it fit? ....................................................................... 18 Set up the right governance. .......................................................................................... 18 Knowledge management. .............................................................................................. 19 It is technically possible for the capability of a clinical decision support system to work across a distributed/community environment versus using a single integrated EMR, though no workable examples were found to support that an actual system was in production. ..................................................................................................................... 21

Case Studies .............................................................................................................................. 24

Recommended Reading ............................................................................................................. 26

Appendices ................................................................................................................................ 26

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Strategic Planning Assumption(s)

This paper reviews clinical decision support from an international best practice approach and reviews case studies and literature to make recommendations on what success looks like in the clinical decision support (CDS) space. The Healthcare Information and Management Systems Society (HIMSS) broadly defines CDS as a clinical system, application or process that aids clinicians in making proper clinical decisions to enhance patient care. CDS is an application/knowledge management system that helps healthcare providers in making clinical decisions by analysing the patient’s data. It uses two or more items of patient data (e.g., signs, symptoms, lab results) to generate case-specific advice. There are two types of CDS:

CDS with a knowledge base

CDS without a knowledge base

Figure 1: Different Types of Clinical Decision Support Systems

CDS with a knowledge base. Basically, this system incorporates a medical knowledge database, an inference engine and a mechanism to communicate with the data provider, all these works together to come out with a specific suggestion/advice by processing patient’s information. The knowledge database comprises of “If-then” rules for data and the content of this database can be updated with the new developments. The inference engine plays the role of combining the rules from the knowledge database with the patient’s data. The communication mechanism works as an interface system to user; it allows inputting the data as well as displays the results to the provider.

CDS without a knowledge base. Whereas, systems without a knowledge base rely only on machine learning/artificial intelligence to analyse clinical data. This artificial intelligence allows system to learn from past experiences and/or to find patterns in clinical data.

The goal of CDS is to standardise processes and evidence. Evidence-based medicine (EBM) is the conscientious, explicit and judicious use of current best evidence in making decisions about the care of individual patients. The practice of EBM means integrating individual clinical expertise with the best available clinical evidence from systematic research. However, CDS is more inclusive than EBM. Research shows that two out of every three clinical encounters generate a question from a clinician about a diagnosis or treatment. Clinicians encounter about 11 clinical questions per day, but only 40% of their questions are ultimately answered. If all clinicians had their questions answered in real time, it would change approximately five to eight treatment decisions per day. Often these unanswered questions stem from a clinician’s lack of knowledge or an inability to access the appropriate information when making decisions. Today, there are a number of CDS solutions available in the market that are designed to break down these barriers

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and close the knowledge gaps. CDS is designed to bring best practices and evidence-based knowledge to the point of care. The best CDS solutions have robust content that is trusted by clinicians, are easy to navigate and use, and can integrate into the systems that clinicians use every day (see Appendices for vendor list).

Many recent initiatives in healthcare management have focussed on the cost effective provision of care and relevant outcome measures. However, there is now an increasing emphasis on the safety of the patient when they are in receipt of this care. Indeed, patient safety is now the top priority within healthcare indicating that unexpected adverse outcomes require closer management and scrutiny in the future. CDS provides clinicians, staff, patients or other individuals with knowledge and person-specific information, intelligently filtered or presented at appropriate times, to enhance health and healthcare. CDS encompasses a variety of tools to enhance decision-making in the clinical workflow. These tools include computerised alerts and reminders to care providers and patients; clinical guidelines; condition-specific order sets; focused patient data reports and summaries; documentation templates; diagnostic support, and contextually relevant reference information, among other tools. Growing consumerism throughout society, along with efforts to shift the costs of care to patients and expand patient participation in healthcare decisions, are driving increasing patient demand for access to reliable medical information. Achieving desirable levels of patient safety, care quality, patient centredness, and cost-effectiveness requires that healthcare delivery organisations (HDOs) optimise performance through consistent, systematic, and comprehensive application of available health-related knowledge—that is, through appropriate use of CDS.

CDS is a sophisticated health information system that requires computable biomedical knowledge, person-specific data, and a reasoning or inferencing mechanism that combines knowledge and data to generate and present helpful information to clinicians as care is being delivered. This information must be filtered, organised and presented in a way that supports the current workflow, allowing the user to make an informed decision quickly and take action. Different types of CDS may be ideal for different processes of care in different settings. Health information technologies designed to improve clinical decision making are particularly attractive for their ability to address the growing information overload clinicians face, and to provide a platform for integrating evidence-based knowledge into care delivery. The majority of CDS applications operate as components of comprehensive electronic medical record (EMR) systems, although stand-alone CDS systems are also used. Clinicians look to CDS solutions to answer questions quickly and easily. It is essential that the resource selected has robust content covering the majority of medical specialties. Drug information, graphics, medical calculators and patient information should be key elements included in the content. Some CDS solutions offer this content as part of the core product while others may provide these at an additional cost. The content should also be organised in a way which mirrors how clinicians think to make it easier for them to find the information they need quickly at the point-of-care. Links to related content, corresponding patient information topics, drug information, drug interaction information and original evidence should be integrated into the content. Above all, the CDS solution must provide treatment recommendations. When evaluating solutions, it is important to distinguish those that simply aggregate primary sources of medical evidence, and more comprehensive solutions that provide guidance for treatments under a range of scenarios. Even when there is contradictory evidence or the evidence is thin, clinicians still need to act. It is important they have a CDS solution to guide them in making decisions about how to best treat their patients.

The quality of a CDS system ultimately rests on the quality of the content. The creators of that content should be specialist clinicians, with expertise in the topic they author. Further, clinicians have a right to know the identity of the authors and editors for each topic. Make sure the CDS system selected provides information about authors in a transparent way including their specialty

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and their academic affiliations. By providing CDS that is evidence-based, clinicians have access to best practices, and can safely eliminate practices that are proven to be ineffective. Evaluation of the evidence, in and of itself, is a complex field. It is important that the evidence be evaluated by clinicians who are trained in evidence evaluation, clinical epidemiology and the proper application of EBM to clinical practice. It is also important that the CDS solution provides guidance when no high-quality evidence exists. Clinicians still need to treat patients when only low quality or conflicting evidence is available. The CDS system needs to present that evidence and provide a grade which makes the strength of the recommendation and the quality of the evidence transparent.

Clinicians need the most current evidence-based medical information when making critical decisions at the point-of-care. The CDS solution should update content continually and notify clinicians when new information suggests a change in practice. Keep in mind that merely adding systematic reviews and links to new studies is not particularly helpful to clinicians. The solution selected should summarise the evidence for your clinicians and direct them on how new evidence should be applied in practice. CDS solutions may claim to improve quality of care, but few actually offer evidence to support these claims. Effective CDS solutions should be able to prove an association with improved quality outcomes on high-priority health conditions, such as pneumonia, congestive heart failure and surgical infection prevention.

Challenges to solve in CDS:

Improve the human–computer interface;

Operational features to improve usability and measure performance, and management and governance structures;

Uniform standards, vocabularies, and centralised knowledge structures and services that could reduce rework by vendors and care providers;

Disseminate best practices in CDS design, development, and implementation;

Summarise patient-level information; prioritize and filter recommendations to the user;

Create an architecture for sharing executable CDS modules and services;

Combine recommendations for patients with co-morbidities;

Prioritise CDS content development and implementation;

Create internet-accessible clinical decision support repositories;

Use of free text information to drive CDS;

Appropriate financial and legal incentives to promote adoption;

Mine large clinical databases to create new CDS.

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Overall, a CDS solution should be able to:

Demonstrate changes in decision making that lead to better quality of care and patient outcomes.

Should impact the bottom line by saving clinician time, decreasing the length of stay, eliminating unnecessary diagnostic testing and referrals and even decreasing mortality rates.

Encourage shared decision making between clinicians and patients proving a continuum of care from what clinicians are reading and then sharing with patients.

Provide patient education materials at different reading levels to meet the varying needs of patients.

Answer the majority of clinical questions at the point of care, including the granular questions in complex areas of medicine.

Build clinician trust in the information to make clinical decisions.

The methodology used to create this report included:

Gartner secondary research services (SRS);

Literature review;

Case study review;

Direct conversations with healthcare CIOs (though they did not agree to be named for this report).

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Analysis

Develop a technology and process improvement model that demands executive leadership and sponsorship; involves key stakeholders, captures people’s hearts and minds to avoid alienation, depersonalisation, and staff turnover.

Selecting a CDS solution is more than providing information to your clinicians. It is about choosing a solution that can impact the overall quality of care. Knowing the right questions to ask CDS providers will help guide purchasing decisions. Involving the right people in the decision making process avoids alienation, depersonalisation, and staff turnover as well as building clinician trust. Healthcare projects are complex and developed over long timescales with a large number of stakeholders. This complexity often leads to the project not delivering what it planned to do from the early phases. This disparity can be due to either a lack of or poor benefits management.

Drive measurable progress toward priority performance goals

for healthcare quality improvement through effective use of CDS.

CDS interventions support clinicians and patients in making decisions and taking specific actions that have been identified as best practices for specific clinical conditions at key decision points in care delivery. In this manner, CDS promotes the delivery of care that is consistent with guidelines designed to improve quality, and promote adherence to best practices and guidelines for care. Priorities for development of CDS tools should be shaped by any national priorities for healthcare quality improvement. Based on broad stakeholder input, progress toward the identification of national priorities for healthcare quality improvement should be initiated. It is important to establish national priorities and performance goals for several common chronic conditions, to identify existing quality improvement measures that can be used to assess progress, and identify areas that need improved measurement of care within conditions targeted for quality improvement. If quality measures develop, CDS development, payment policy and evaluation efforts across various stakeholders can be better aligned, and system level changes to achieve a high performance healthcare system will be more likely to succeed. Identification and dissemination of the impact of CDS on the outcomes of clinical conditions targeted for quality improvement will foster information sharing and collaboration helping to accelerate progress toward effective adoption of CDS.

Exploring options to establish or leverage a public-private entity to facilitate collaboration across many CDS development and deployment activities is useful. Effective adoption of CDS on a national scale will require the efforts and participation of numerous HDOs. Some actions that would help facilitate CDS development and deployment:

Develop a model repository or repositories that will support the aggregation of readily accessible, reusable, computable knowledge, decrease duplication of knowledge management efforts, and promote broader utilization of CDS.

Consider formulating education efforts and business cases that promote integration of CDS within Electronic Health Records (EMR) systems and create incentives for use of CDS to support improved patient care quality.

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Describe mechanisms that can be employed to ensure that patients and clinicians can be confident that the knowledge and algorithms behind CDS applications provide solid, quality suggestions and guidance.

Develop a framework to optimise the delivery of CDS interventions so that advice is delivered at the right time, place and in a manner that enables patients and clinicians to act upon it in a timely manner.

Describe methods by which patient preferences surrounding care, treatment, and logistical matters can be accounted for, to support truly collaborative decision-making between consumers and care providers.

Establish a communication forum for CDS stakeholders to promote identification of common interests and execution of mutually beneficial activities that advance widespread and effective utilisation of CDS.

Figure 2: Key Steps To Successful CDS

Involve stakeholders and communicate goals.

CDS implementation is a system wide change, and as such, a range of stakeholders’ perspectives should be taken into account. Collaboration and communication are the glue that holds a successful CDS implementation in place. Implementation is an on-going and iterative process. Stakeholders, objectives, clinical knowledge, and technology may change, and a strong communication strategy can help an HDO manage change more effectively. Determining the type of collaboration and communication requires an understanding of who will be affected by the intervention and what their role will be. This may require mapping workflows to understand each stakeholder’s role in clinical processes affected by CDS and also building relationships to understand who will be essential to the implementation team. If possible, every stakeholder should be given the opportunity to weigh in on the goals of the HDO and how a CDS intervention might impact him or her. All affected stakeholders should agree upon these goals. No one should feel as though a change is being forced upon him or her without his or her input—this is where communication is imperative. It is important to recognise how the motivating factors might influence the implementation and acceptance of an intervention or a system. Agreeing and collaborating on specific goals will be easier if these motivations are recognised. There are many different motivators to adopt CDS. Both external and internal factors may push adoption of a CDS system of intervention.

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Assess readiness for implementation.

A readiness assessment is vital to the success of CDS implementation because it provides information about the degree to which the HDO can adapt to change. A well-executed readiness assessment can provide an understanding of the organisational culture and the viewpoints of end-users and other stakeholders. Importantly, assessment of these factors will point to weak areas that must be addressed. Routinely considering these principles and gaps will help to ensure a meaningful intervention. A formal assessment can also help to understand where each stakeholder stands in regard to the change. Some factors to be considered while assessing readiness:

Medical staff experience with existing clinical systems and information technology.

It is important to recognise the barriers presented by working with current or planned technology.

Some clinicians may be using clinical documentation at substandard levels, and additional CDS could exacerbate these issues. Once identified, these barriers can be addressed through additional trainings or technical support.

Opinions regarding a desirable “future state” for clinical system usage. Part of collaborating with stakeholders means coming to a consensus about the desired outcomes of the intervention(s). It is important to reach out to the end-users to discover how they might see a new system being beneficial or detrimental to themselves or the organisation as a whole.

The characteristics of optimal workflows to support efficient, safe, and cost-effective patient care. Knowing the desired workflow for the CDS intervention is an important step in a successful implementation. The use of CDS may require adjustments to workflow. Any new workflow must fit within the reality of an organisation’s existing culture and processes, not on wishful thinking about how is it imagined or specified on paper to supposedly or ideally be functioning.

Perceptions and experiences with barriers to achieving change and clinician buy-in in the organisation. Understanding an organisation’s culture and past history surrounding change is an important factor to consider. If psychological barriers to change are identified, it is important to acknowledge the issue and try to alleviate fears.

Factors determining readiness mirror the considerations for facilitating communication. The degree to which a CDS implementer can understand the varying viewpoints and gauge the organisational structures depends on how well the affected organisation can be canvassed. The size of the organisation and the available resources may affect the robustness of a readiness assessment.

Take necessary actions to achieve readiness.

If the assessment reveals lack of readiness, it is advisable to postpone the CDS implementation and work on areas where readiness is lacking. If there is initial user resistance to change due to new job roles and definitions, retraining may be required, which may incur costs. It may be necessary to spend time building expertise at accomplishing and sustaining change.

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Gauge stakeholder viewpoints and acceptance.

Get input from many stakeholders who will be affected by the CDS. Expose a wider spectrum of users to the new intervention(s) prelaunch than might have been engaged at earlier stages; listen carefully to their feedback and its implications for the workflow and other changes that will be needed after launch. Determine the extent to which end-users buy-in to achieving the targets on which the CDS interventions are focused. Several tools are useful in setting expectations and assessing institutional readiness. Tools to gather first hand experiences, such as surveys, interviews, and structured focus groups, form the core of the information capture. Some important dimensions to be captured by readiness tools are:

Whether there are specific goals linked to the CDS, previous experience with implementing health IT, or resources available to support the CDS implementation.

Is there sufficient internal and external IT staff to successfully implement and provide technical support.

Are there champions and leaders for the CDS. Are stakeholders committed to a successful CDS implementation.

Assemble the right CDS implementation team.

Making sure that goals are agreed upon, lines of communication are open and that a readiness assessment has been done are essential to assembling a CDS implementation team composed of clinicians, information technologists, managers, and evaluators to work together to develop, customise and implement the CDS. It is important to understand what support is needed and who is available to provide that support. Selecting this team must be about the role, but also the type of person who fills that role. Stakeholders dedicated to the objectives of an intervention, but flexible enough to consider and implement feedback, can be valuable members of the team. Stakeholders who are held in high regard by the end-users may be particularly helpful to achieving buy-in. The team must help to align all other stakeholders with the objectives of the intervention. They must be dedicated to managing the rollout and the training as well as handling feedback and knowledge management. They can be influential in facilitating open communication between themselves and other end-users. Collectively, the team should possess the following knowledge and qualities:

Understand the workflows and attitudes of the end-users and others affected by the CDS intervention.

Understand how to adapt the technology as much as able (either by ideally utilising “out of the box” vendor products, adapting vendor products, or writing in-house rules).

Have the right degree of flexibility to adapt well, but not lose sight of the objective.

At a high-level, determination of the size and members of the implementation team depends on two key factors: the size of the organisation and the robustness of the CDS programme. Organisations have found that as the number and complexity of interventions increase, the need for leadership does as well. There are many different roles that must be played in a successful implementation. Collaboration with outside sources to fill gaps in the implementation team may be needed. The stakeholders capable of playing these roles might not always be available within the HDO. Roles like clinical champion, CMIO, and super-users are essential to implementation. No one should have to reinvent the wheel. Reaching out to other HDOs or users in similar situations can be invaluable to an organisation’s success.

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Select effective clinical leaders and champions.

The CDS implementation clinical champions (CC) play a very important role in all organisational sizes and types. The CC helps to “lead the charge” and acts as the “change agent” for the CDS intervention, and as the liaison between the end-users and the technical staff. In fact, leadership is widely considered as important as the quality of the technology. The champion is usually not a “technical person,” but should have a basic understanding of the capabilities and limitations of the system. He or she should also understand the healthcare environment and be able to identify and understand the goals and priorities of the organisation. The most important skill of the CC is to be an effective communicator. The CC should also be clinically active—this will contribute to credibility with the targets of the intervention. Often it is desirable for the CC to have other leadership roles or traits and/or experience in quality improvement activities. The specialty of the CC is less important than having some form of rapport with the target audience. Clinical leaders and champions may include the chief medical officer and, in academic centres, the department chairs, for support similar to that given at the higher levels. Clinical leaders also include those whose leadership extends to IT (CMIO). Opinion leaders, who are respected clinical experts, are also critical. In addition, talented people who speak the languages of both medicine and technology are essential, and there needs to be enough of them. These are the staff members who can train, support, and make changes in the system.

Look for champions among formal governance and management leadership, but also consider other opinion leaders in the HDO to whom others will listen. This latter group can exert substantial influence over the collective attitude of an organisation toward the CDS strategies and tactics. These people may include leading clinicians, others who may have achieved recognition for their work, and prominent patient advocates. Successful sites put resources into identifying and sometimes even hiring clinicians to socialise the idea of CDS throughout the organisation. Seek the following characteristics of effective clinical champions, individuals who can:

Hold steadfast, and help remind the general users of the downstream CDS benefits, encouraging them to see beyond their immediate frustrations.

Influence peers;

Understand other clinicians;

Act as opinion leaders;

Provide a balanced view;

Furnish leadership;

Employ political skills;

Occupy both leadership and support positions;

Are well-respected.

Clinical opinion leaders must also be convinced and confident that the CDS applies well to their own patient population. Champions are necessary throughout all stages of the implementation and often at multiple levels in the HDO. Successful CDS implementations require effective leadership over extended time periods— in different forms and at multiple levels in the organisation. Ensure that the champions have time and other resources to fulfil this role. Ensure that the CC and leaders have the dedicated time to be successful—time to work with the

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technical team, time to communicate the impending intervention to the end-users, and time to refine the intervention after implementation.

Achieve clinician buy-in and support.

For CDS to be effective, clinicians must be motivated, excited, and committed to use these systems and take actions to achieve desired results. However, many features of the healthcare environment may decrease, rather than increase, this motivation. Even when efforts are made to engage clinicians and integrate CDS into clinician workflow, clinicians may still resist the use of CDS, especially if the use of CDS exacerbates the increasingly time-pressured patient care process. Further, CDS implementation may clash with the culture of medicine, which emphasises individual physician autonomy. System changes are not always well-received if clinicians are concerned about maintaining that autonomy. In addition to worries about autonomy, clinicians have been concerned about the legal and ethical ramifications of listening to, or overriding, the CDS. Often use of CDS is not currently part of the standard of care and, although the CDS systems can frequently provide useful advice, the advice is not fool proof. Because CDS is still fairly new, many clinicians today have misconceptions about how CDS systems work and may not be interested in using it. However, over time, as CDS is used more, and the legal situation in regard to liability for its use or non-use becomes clearer, clinicians’ resistance to CDS will lessen. Until the use of CDS is routine, it is important to be sensitive to resistance to using these systems. Clinical leaders and experts often facilitate buy-in.

Align the goals of CDS development and implementation with organisational priorities, and clinical goals and objectives. The organisational working environment should foster meaningful EMR usage, including not only software and hardware needs but also the attitudinal changes needed to support adoption. CDS should not be viewed as a technology or as a substitute for the clinician, but as a complex intervention requiring careful consideration of its goals, how it is delivered, and who receives it. To gain optimal benefit, clinician users need to understand its benefits and limitations, and the unique challenges of designing and implementing the different types of CDS. The relationship between CDS and clinical quality measurement and improvement goals is important to demonstrate. CDS is a powerful tool for improving performance on quality measures and, conversely, measurement is a powerful tool for evaluating and improving decision support. Successful implementation depends more on the existence and development of an organisational culture of collaboration and trust. Design the CDS to integrate with and support clinicians’ workflow. Developing CDS that directly integrates with their workflow and saves them time facilitates buy-in.

Clinicians must see benefit in the three major areas of their work lives: providing patient care, running their practices, and time management. Tools that emphasise the rationale behind new interventions, screen shots of what the intervention will look like, and a listing of user-specific benefits are a step towards building clinician consensus and support for CDS. Buy-in can be facilitated by early introduction of the project (i.e., at least a year prior to implementation) and by using materials to promote buy-in. Clinician buy-in for clinical guidelines should be increased. The most frequently cited resistance is the perceived negative impact on clinician workflow, likely from usability flaws contributing to user confusion and increased task duration. The design of CDS systems, however, is often perceived as a disruption of clinician workflow with contextual content that is fundamentally an interruption. Use of a marketing strategy can reduce resistance to change with an emphasis on patient safety as a primary goal.

Providing clinician focused help-desks and IT training is helpful in implementation with potential 24/7 IT support. Real time support can clear up many misconceptions and frustrations,

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particularly when simple answers to problems perceived as broad stroke failures of IT/CDS turn out to be simple matters to fix (either at the end user or system re-designer level).

Integrate CDS into workflow.

The importance of considering workflow issues during the development of CDS cannot be overstated. Studies have identified dimensions of workflow integration as critical to CDS success. Conversely, CDS systems that disrupt the workflow have been shown to be major barriers to acceptance and use. CDS should be designed to provide the right information to the right person in the right format through the right channel at the right time. This sentiment is essential to integrating CDS into workflow. Workflow is highly contextual to an organisation and for that reason it can be difficult to guess the impact of a certain system or intervention. In two similar settings with the same CDS interventions, the impact of the interventions would likely be different due to differences in workflow. Workflow considerations are integral to appropriate rollout. In addition, there is a delicate relationship between CDS and workflow. A CDS implementation that simply replicates pre-CDS, paper-based workflows will see little, if any improvements. On the other hand, many CDS implementations fail because the organisation tried to change their workflow and adjust to CDS at the same time, which strained the staff and the organisation. In addition, it is hard for HDOs and their staff to truly comprehend the impact and utility of CDS until it is implemented. Therefore, many “new and improved” workflows looked good on paper during the CDS implementation planning stage, but disappointed users in real life. What many experts advocate now is a two-phase or even multi-phased approach. In the two-phased approach, CDS is first implemented to match the pre-CDS workflow as much as possible. After the users had a few months to adjust to the use of CDS in patient care, they can then participate in a well-informed fashion in the design of new workflows and customisation of CDS. The most successful organisations also turn this into an iterative process for continual improvement.

Workflow considerations need to be an integral part of CDS selection and development. Consider (and minimise) the intrusiveness of the CDS and minimise interruptions unless clinically necessary. By knowing the intended audience, the CDS implementation can anticipate the needs of its users, and deliver timely assistance in real-time that improve the user’s workflow. Consider “inline” CDS that does not interfere with clinicians’ workflow. Also consider “background CDS” which works behind the scenes to consider data related to an individual patient along with rules for good care and makes recommendations such as what antibiotic to order. Another kind of “inline” CDS is that which notifies an intermediary such as a nurse or pharmacist rather than a physician. CDS Implementation teams should understand workflow and should consist of experts in system workflow design, clinicians, IT staff, and configuration experts. If the workflow is successful then the electronic process that mimics that workflow has the greatest likelihood of success. Any change in the pattern of the workflow can create disruption, and therefore requires early involvement of the users, careful planning, validation by clinician champions, and then education and training in advance of the change. Ultimately, CDS implementation should improve workflow for its users and should be able to decrease the cognitive load, simplify the complexity, and ultimately streamline and improve the workflow for its users. Improved workflow and outcome are the best motivators for adoption.

Plan for a successful rollout.

Even if the proposed interventions or systems are ideally matched with workflow and vetted by all pertinent stakeholders, these must be rolled out in a manner that fits the organisation. The rollout planning may have different considerations than the rollout of the interventions themselves. Rolling out an entire system often requires a more substantial change in workflow. The stakeholder roles and the change environment factor greatly into the rollout plan. A first step

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involves testing the system and its impact on workflow. Cognitive walkthroughs, think aloud studies, and heuristic evaluations are some examples of assessment tests. If rolling out a new system means switching from a paper process to an electronic process, it might be helpful to determine how the organisation will cope if the systems go down. Keeping the paper version available slows adoption. Some organisations have found a dual paper/electronic system helpful to easing adoption while others have found it to be a serious hindrance to clinician buy-in. An essential point for a planning a rollout of a system or intervention is that all stakeholders must not be overwhelmed. A recurring lesson is the finding that when a CDS system is being implemented, interventions should be rolled out in an incremental fashion. Overwhelming the users with many new CDS functions at once, often leads to the turning off of much of the CDS functionality. There are many different ways in which an organisation could roll out a system or an intervention. Rollout plans have ranged from a slow incremental introduction of CDS functionality, to a “big-bang” rollout. The rollout plan for a specific HDO often depends on the readiness for change and what kind of training and support can be offered at go-live. Develop and implement an intervention rollout plan that addresses user communications, training and feedback, as well as responsibility for monitoring implementation status. Careful and complete testing of all new CDS functionality, along with other systems that might be affected, is essential to ensure that the completed interventions perform as expected.

Train and support.

While CDS designers and developers continue to strive to make CDS as intuitive to use as possible, we are still far from the day when every clinician can instinctively use CDS in an optimal, efficient, or even correct fashion. Therefore, training and supportive activities are critical to CDS success, and must be an integral part of CDS implementation. However, with the exception of some CDS interventions, such as documentation forms and templates, CDS usually does not have distinct and isolatable training and support activities. Alerts and reminders, which account for the majority of CDS interventions, are usually considered a part of the underlying EMR system, and are not covered separately in training. It is important to recognise that training is not a goal in and of itself. Ultimately, the successful training approach leads to successful user adoption, system implementation, and improved patient outcomes. CDS efforts may fail if users are not properly trained on how to use the system, do not understand their roles and responsibilities, or the inappropriate or non-use of a CDS tool. The success of the CDS training is dependent on both individual and organisational strategies. At the individual level, the training programme must be tailored to the need of the user. In clinical settings, this is often accomplished through the help of a clinician champion who understands local clinical practices, and can help to customise the content to relevant local context and preferences. At the organisational level, there needs to be widespread commitment to the CDS adoption from the top level down.

Optimal CDS use and adoption do not occur by accident, it requires intentional effort from the user; organisational resolve and commitment is one major source of motivation for the user. CDS training materials need to be integrated into the context of EMR training, rather than a standalone activity. Clinicians are also extremely mindful of their time and availability. As such, many organisations have found traditional multi-day, in-classroom training to be poorly received. Successful HDOs have found ways to both demonstrate the importance of CDS training and to make the training as convenient for the clinicians as possible. And of course, requirements for lengthy training should serve as a red flag for warning that functionality is overly complex, non-intuitive, and/or poorly designed into logical clinical workflow. System end-users should be trained in the proper use of clinical applications, including correct data placement on electronic forms, why standardised data entry can improve data reliability and interoperability (and how to use system tools provided for entering these data), and methods for ensuring clinical orders are actually completed in a timely fashion. Training does not need to be in-person and in the

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classroom. Clinicians appreciate and enjoy the flexibilities of online self-paced modules and alternatives to classroom trainings. However, if there is not sufficient dedicated time for a focused and even hand-held walkthrough, this strategy could backfire and point to a need for dedicated sessions. Private 1-to-1 training sessions for clinicians can also help to tailor and customise aspects of the system, such as documentation templates, to the clinician to further enhance productivity. Internal resources, such as clinician champions and super-users, can contribute significantly to the success of the implementation. Successful organisations have made EMR and CDS training mandatory for all clinical staff.

Monitor and evaluate CDS’s clinical impact.

An important component of CDS implementation is monitoring and evaluating CDS interventions after they are deployed and improving them continuously. Measure everything that really impacts customers—clinicians, administrators, patients, and other stakeholders. This is where business intelligence and analytics tools really factor into the process. First, measures of clinical content are important, and may include the following: percentage of clinical content reviewed in a time period; number of order sets available; number of alerts in production; alert logic and suggestions; reference information available; reports of clinical content usage available; and median number of participants in specific CDS intervention discussions. Monitoring the intervention’s impact on clinical objectives such as quality measures and on clinician workflow helps to answer several very important questions:

Is the CDS achieving the clinical objectives;

How do end-users perceive the CDS’s usefulness, impact on care, and impact on workflow;

Is the CDS integrated with and does it support workflow;

Are there unintended consequences of the CDS.

The answers to these questions will help determine if the CDS intervention should be changed. The design or selection of interventions should take feedback mechanisms into account. Monitoring the system and responding to feedback with on-going and effective communication strategies reinforces the CDS goals and leads to a more successful CDS intervention. Monitoring and feedback also helps the implementation team gauge and address clinician buy-in. Indeed, a review of decision support in non-health care settings also noted the importance of continual improvement. It is important for systems to be flexible and adaptive, and to avoid perpetuating rules or data that are inaccurate or outdated. CDS systems should be continually re-evaluated and fine-tuned. Systems should not be viewed as final, since they must be adapted to suit advances in clinical knowledge and the changing needs of users and the environment. CDS development should follow a three-part cycle: initiation, analysis, and delivery; which should be continued once interventions are rolled out. This practice of continuous review and adjustment signals to the end users that CDS designers are listening and responding to user’s issues.

Monitoring the impact of these systems requires that the systems be designed in such a way to provide knowledge management tools, data, and techniques. Develop regular CDS feedback mechanisms. Surveys and interviews can be useful for this purpose. Analytics to review override rates and later review complaints is useful. Screen-capture systems are helpful in observing the effects of the system on clinician workflow. Evaluate intervention performance measured against clinical objectives. Key stakeholders and organisational leadership should help establish reasonable measurement intervals and expectations for improvement. Where CDS performance can be tied to broader quality metrics that are being evaluated by hospital leadership, CDS use

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and effectiveness can be tracked. Strongly encourage users to provide feedback and suggestions. If users are involved, they won’t be hesitant to call and provide suggestions or solutions to problems. Allows users to communicate with the system developers regarding alerts. Use a “change-control” checklist to request new interventions or changes to an existing intervention; the requestor must provide information on how the change fits into workflow.

Business intelligence – where does it fit?

Putting a CDS system in place without also installing a business intelligence (BI) tool is like building a home without the foundations in place. BI tools have the ability to provide HDOs with various predictive analytics, data modelling, forecasting, and trending for operational, financial data, and clinical data. There are a lot of tools to choose from, including offerings from mainstream software vendors such as Oracle, IBM, QlikView, and SAP, plus various BI and clinical analytics offerings from developers of health IT systems such as EPIC and Cerner. BI and analytics can offer an assortment of functionality, including analysis of financial and departmental data, including emergency, surgical, and pharmacy analytics, as well as insight into clinician quality, performance improvement, and patient outcomes. CDS is just the starting point for a more in-depth quality improvement initiative. By adding BI tools, customised clinical dashboards can be created. For instance, hypertension and diabetes dashboards help clinicians prioritise needs before a visit and provide a post-visit “missed opportunities” report. Retrospectively, HDOs can look back at how many patients missed receiving screenings they needed. Immediate feedback provides a powerful motivator for teams to drive the quality of care.

Set up the right governance.

CDS is a powerful tool for improving healthcare quality and ensuring patient safety; however, effective implementation of CDS requires effective clinical and technical governance structures. Delivering CDS requires addressing many governance issues. Among these are:

Defining who will determine if, when, and in what order new decision support will be added;

Developing a process for assessing the impact of new decision support on information systems' response time and reliability;

Building tools to enable tracking of what decision support is in place;

Developing an approach for testing decision support;

Defining approaches for dealing with rules that interact;

Developing solid processes for getting feedback from users and letting them know what changes have been made in the underlying systems;

Building tools for automated monitoring of decision support.

Recommended practices for governance:

Prioritise the order of development for new CDS and delegate content development to specialised working groups.

Consider the potential impact of new CDS on existing clinical information systems (e.g., the EMR application).

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Develop tools to monitor CDS inventory, facilitate updates, and ensure continuity.

Implement procedures for assessing the impact of changes and additions to CDS system on the system's own functionality.

Provide multiple robust channels for user feedback and the dissemination of systems-related information to end users.

Develop tools for on-going monitoring of CDS interventions (e.g., rule firings, user response).

Knowledge management.

All CDS interventions have a life cycle that requires an underlying technical and organisational infrastructure. CDS interventions rely on clinical knowledge that is constantly changing and so must be regularly reviewed and updated. Knowledge management is an important focus of successful CDS. There are two types of knowledge management essential to the successful use and deployment of CDS. First, organisations must make sure that the patient information within the EMR is up-to-date and accurate. This activity rests in the hands of those entering clinical information into the EMR. Information cannot be helpful if it is not correctly coded. CDS is essentially only as good as the information entered into the EMR. In addition, the clinical knowledge that informs the alerts must be updated as often as is necessary. This type of knowledge management is much more difficult to achieve. When the amount of content in an organisational system is small, keeping it current is usually manageable. However, as the amount of content increases, maintaining currency becomes increasingly difficult. Many of the clinical foci for various CDS interventions change quickly: new guidelines are published, new drugs are placed on the market, and new evidence becomes available. These, in turn, necessitate a change in decision support content. Implementing even apparently simple rules can be a significant institutional challenge and requires a commitment to maintain the rules and individuals dedicated to this task. HDOs must either dedicate staff and resources to maintaining clinical knowledge or outsource the activity to commercial vendors or other organisations. In general, good knowledge management depends on skilled IT staff (either in managing outsourced content or working with clinician experts), a well-developed and collaborative decision making structure, and appropriate technology to assist. The quality measures or clinical objectives which drive an organisation’s CDS interventions might be different based on patient population or location. Thus, the knowledge required might be more specific to a region, and therefore more rarified—making outsourcing difficult. Plan for knowledge management early in the CDS initiative. HDOs that developed their own CDS struggled to catch up in knowledge management. It is important to have a systematic approach to managing organisational knowledge assets. This includes policies (e.g., covering periodic content review) and infrastructure (e.g., committees and knowledge management tools) to ensure that the quality, currency, and appropriateness of all the content in CDS interventions.

The Clinical Decision Support Consortium (CDSC) uses a different approach: a web-based repository for knowledge management (Brigham and Women's Hospital, Harvard Medical School, and Partners HealthCare have formed the CDSC Consortium, using a grant from The Agency for Healthcare Research and Quality, with Regenstrief Institute, the Veterans Health Administration, The University of Texas Health Science Centre at Houston, Oregon Health and Science University, Kaiser Permanente, NextGen, Siemens Medical Solutions, GE Healthcare, Mayo Clinic, Duodecim Medical Publications, Philips, Wolters Kluwer Health, Accenture, AT&T, Geisinger, Meliorix, MITRE, the University of Utah Health Sciences Centre, Mount Sinai Medical Centre, newMentor, Main Line Health System, Evinance, Applied Pathways, InterSystems, Illinois

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Gastroenterology Group, Truven Health Analytics, EBSCO Publishing, and Vanderbilt University Medical Centre). Organisations would still be required to integrate the knowledge into its EMR. It can also be difficult to obtain consensus for clinical knowledge, making a centralised system potentially more difficult to manage. A movement toward more national and collaborative approaches may provide CDS knowledge management services to a wider range and greater number of care settings than would otherwise be possible.

It can be less time consuming and require fewer resources to use commercially available knowledge bases. Many organisations outsource some or all of their CDS content development and maintenance to external suppliers (see Appendices). While generally satisfied with this arrangement, some organisations strongly underscore the need to be able to customize the vendor content for their local needs. Users should also investigate the frequency of updates and the source of the knowledge. Organisations may share current CDS rules through vendor user groups or other consortiums. The most useful tools for knowledge management within successful implementations:

A multidisciplinary team responsible for creating and maintaining the clinical content.

An external repository of clinical content with a Web-based viewer that allows anyone to review it.

An online, interactive, Internet-based tool to facilitate content development and collaboration.

An enterprise-wide tool to maintain the controlled clinical terminology concepts.

Assigning an “expiration date” to the knowledge components of all CDS interventions can be a useful strategy to help keep the knowledge base current. These time limits should be set to correspond with the anticipated “shelf-life” of the intervention’s knowledge and trigger content review by an appropriate domain expert after a pre-determined time since the last review has elapsed. However merely fixing a date, without adequate resources to tackle the never-ending cycles of expiring alerts, will mainly serve to highlight local constraints and vulnerabilities to outdated CDS. Many organisations have annual (or otherwise periodic) reviews where content is checked against current practice and updated as needed. Some organisations also use tracking tools to keep content up to date. This best practice is also related to appropriate governance and oversight structures that include mechanisms for prioritising content review and ensuring that content is kept up to date. Rules and knowledge should be owned by clinicians or by a committee. Determine the level of consensus necessary to implement new knowledge. While compromise or accommodation may help to achieve consensus, these approaches were thought to produce undesirable outcomes. Thus, determining achievable levels of consensus is key. Organisations that decide to create or edit their own guidelines should ensure that they are easily translated for use in CDS interventions. Include patient-specific factors for disease management when supported by an evidence base. Incorporate differences among subsets of patients. Translate practice guidelines into machine-readable formats to integrate into CDS tools. Harmonise measure specifications with EMR standards and requirements. Ensure that EMRs are equipped to capture datasets to evaluate quality measures.

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It is technically possible for the capability of a clinical decision support system to work across a distributed/community environment versus using a single integrated EMR, though no workable examples were found to support that an actual system was in production.

Interfacing that allows a clinical decision support system to work across a distributed/community environment is technically possible (using various EMR vendors) but it is a more complex model to implement, maintain and sustain (as multiple parties are involved in its delivery). If any component of the interfacing fails, is not kept up-to-date or is not actively monitored, it may result in clinical risk, as key functionality will fail and information will not flow correctly across multiple systems. However, any approach taken will be influenced by the information technology strategy for application architecture. This is a critical decision that needs to involve executives and clinicians, guided by the chief information officer (s).

Technically system interfacing is possible. Practically it requires a dedicated interfacing team, as well as 24/7 monitoring to ensure interfaces do not fail. This adds complexity and cost to this type of project. Interfaced system (s) are extremely difficult to maintain, as a team of interface specialists is needed to keep all interfaces working correctly; vendors typically struggle to work together to deliver the appropriate interfaces within specified timescales, both of which adds costs and can delay projects. Implementation timeframes for interfaced systems can be lengthy and projects are complicated, risky and costly. Any upgrades to the core system will result in all live interfaces to the interfaced system (s) requiring recalibration and/or redesign. We have been unable to find workable examples where clinical decision support systems actually work across a distributed/community environment. Ultimately the decision to use interfacing to allow clinical decision support systems to work across a distributed/community environment needs to be a stakeholder based decision as part of the overall application strategy.

Figure 4: CDS Adoption Lifecycle

Implementation of CDS systems is a challenging task and gaining consensus among stakeholders for its standards is a big issue. When HDOs finally get it running, they have to keep it up-to-date with changes; maintenance is a big challenge for them. Furthermore, without clinician input, good governance and project management, CDS is often not implemented properly. Enabling HDOs to be ready to utilise shared CDS or submit patient information to a cloud-based CDS system poses yet another barrier. Identification of solutions to the challenges of

MOTIVATION

GOALS

WORKFLOWS

IMPACTS

ACCEPTANCE

RE-CONFIRM

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CDS (outlined in the Strategic Planning Assumptions section) is critical if CDS is to achieve its potential and improve the quality, safety and efficiency of healthcare. Gartner has synthesised information from case studies and literature review to identify a set of recommended practices for CDS including governance and content management. The literature and case studies were quite diverse; however, there were many overlapping and complementary lessons about CDS. Although the needs of every implementer of decision support are different, Gartner believes that many of these recommended practices may be nearly universal and that all implementers of decision support should consider employing them.

As part of our on-going research and advisory services, we will be pleased to elaborate on your inquiry, and to provide further assistance as you progress with your work.

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Figure 3: Summary: Key Steps To Successful CDS

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Case Studies

Based on literature and case studies data, here is some best practice learning on CDS deployments in HDOs.

Adventist Health System:

Adventist achieved 100% compliance with Meaningful Use criteria due to early engagement of stakeholders and online collaboration for CDS vetting.

Effectively used clinical champions in their implementation across multiple hospitals in various settings.

Adventist introduced the project early to key stakeholders, which helped to facilitate acceptance.

Adventist employed a “big-bang” rollout, which it found a successful method for implementation.

University of Illinois Medical Centre:

Redesign of organisational structure was a vital part of the success of its CDS program.

Worked with clinicians to support their workflow, which included customizing CDS tools when the vendor tools didn’t fit well.

Wishard Memorial Hospital: found the exchange of ideas outside of the own organisation important to the successful use of CDS.

Department of Veterans Affair (VA) Puget Sound: employed clinical application coordinators who helped to bridge the gap between the clinical environment and the implementers.

Memorial Hermann Healthcare System:

Successfully used clinical champions in both inpatient and outpatient settings.

Found that CDS is best optimised by having an understanding of how the user interacts with the intervention.

New York Presbyterian Hospital:

Successfully used a committee to facilitate new requests for alerts that played a key role in clinician acceptance of CDS.

Used a structured alerts request process to prioritize the way in which new interventions or changes are introduced.

Vanderbilt University Medical Centre:

To test the system prior to deployment Vanderbilt uses model walkthroughs.

Did not allow clinicians to opt out or to delay their adoption.

A rollout where all users were required to adopt was more effective.

Rolled out small numbers of alerts at a time so that each intervention could be assessed adequately.

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Brigham and Women’s Hospital:

Used a comment button so that feedback from clinicians can be easily provided.

Tracking quality measures and clinician use was important. Without the ability to track, it is difficult to gauge the effectiveness of the CDS intervention.

Cincinnati Children’s Hospital Medical Centre: did not implement any CDS intervention without an associated means by which to measure its effect.

Key Themes For Success:

Introduce the CDS implementation as a corporate-wide strategy.

Patient needs and safety are at the core of every project. Set realistic goals and manage expectations.

Never underestimate the ongoing cost for resources and people to keep CDS going 24/7.

Implementing CDS takes courage, resilience and support by leadership.

It is no easier moving from one electronic system to another than it is starting from scratch – in fact, it may be harder.

Recruit talented IT leadership. Engage board, executive, and medical staff leadership teams, as well as users throughout the project lifecycle. Clinicians and top management must lead this type of transformation.

Identify key performance indicators during planning phases, as well as project risks.

Communicate expansively to get everyone on board. Talk, talk, talk too everyone involved and use every means available. Listen, listen, listen to everyone involved. Give feedback on results. Communicate the improvement in the quality of care in successful EMR implementations.

Identify a core group of nurse, physician, and leadership champions. Physician leadership is important. Physician champions are the representatives of the physicians. They bridge the technical and clinical perspectives and provide important communication between the physicians, the implementation team and other users. It is imperative that clinicians play a significant role in the planning, design and implementation of a CDS system.

Recognise that change is hard. Be prepared for providers to go through some stages like denial, anger, bargaining, depression and acceptance. Have support lined up and be ready to adapt but still keep moving forward toward the goal of the project.

Build in training and practice early on to help users gain skills and confidence. Encourage them to share the screen with patients and document real time. Do it before bad habits form (like writing on a scrap of paper and entering documentation later).

Understand the processes you are trying to automate – don’t replicate from paper (e.g., printing simply to provide paper notifications of a new order).

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Develop a multidisciplinary task group to study peer-to-peer best practices. Undertake site visits for insight.

Create transparent tools for the provider community to monitor the progress towards electronic record enhancement so they understand the broader enterprise initiatives.

“Big bang” inpatient implementation for provider order entry and online clinical documentation (physicians and nursing/patient cares services) provided a more seamless experience for the patient.

Recommended Reading

Some documents may not be available as part of your current Gartner subscription.

"Magic Quadrant for Global Enterprise EHR Systems" G00237560

"Hype Cycle for Healthcare Provider Applications and Systems, 2012" G00234307

"Hype Cycle for Healthcare Provider Technologies and Standards, 2012" G00234308

Appendices

Some CDS tool vendors and their evidence-based clinical decision support systems are given below in the table.

Vendors Global Offices

Experience CDS Tool Features

Zynx Health* US Providing CDS Solutions since 1996 and according to the company as of 2011, it has provided clinical decision support to more than 1900 hospitals in the United States.

ZynxOrder

It includes evidence-based order sets, clinical decision support rules, and quality measures

Amirsys

US

-

STATdx, PathIQ Immunoquery

STATdx includes terminology, imaging, anatomy overview, anatomy imaging issues, and clinical implications PathIQ Immunoquery is the evidence-based, decision support system for immunohistochemistry

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ActiveHealth Management

US Providing CDS Solutions since 1998

CareEngine

It collects and analyzes clinical data on a daily basis (including medical claims, pharmacy and lab data) and matches it with the latest clinical standards.

McKesson US, Canada France, UK, Netherlands

-

InterQual

It drive appropriate care with rule-based, patient-specific decision support using evidence-based medicine (EBM)

Medicalis US, Canada Providing CDS Solutions since 2001

Utilization Solution

Utilization Solution's decision support server is a knowledge platform to evaluate the appropriateness of Radiology exams by delivering evidence-based clinical best-practice guidelines at the point of order entry.

Truven Health Analytics

US, India, UK, UAE

Its CDS solution is available in more than 15 languages

Micromedex 2.0

It is an evidence-based clinical referral tool and delivers relevant clinical knowledge for every stage of care.

Wolters Kluwer

Global As per company website, its CDS solution is already used by more than 20,000 hospital clinicians

Sentri7

It is a software as a service (SaaS) web-based platform that pulls information in real-time from disparate hospital information systems, stores, and analyzes it to assist in making decisions.

Allscripts US, Australia, Canada, Singapore, India,

-

Sunrise Performance Management

As part of the Sunrise Performance Management system, Sunrise Clinical Analytics is a business intelligence solution that helps healthcare organisations in monitoring clinical performance, improve patient outcomes and reduce costs.

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Elsevier Global

According to company website, physicians log over 1.7 million searches each month on MD Consult to find clinical answers.

MD Consult

It provides access to articles from over 80 medical journals and Clinics, 50 medical references across a wide range of specialties, clinically relevant drug information, and over 15,000 patient handouts in one online resource.

EBSCO Global -

DynaMed

It is a clinical reference tool. The evidence-based content from DynaMed is integrated into Isabel's diagnostic process, providing users with easy access to clinical decision support resources at the point-of-need.

Logical Images**

US

According to the company, more than 1,500 hospitals and large clinics use VisualDx

VisualDx

It is a web-based clinical decision support system to enhance diagnostic accuracy, aid therapeutic decisions, and improve patient safety.

HCL Global Launched its CDS solution in 2011

ACE SmartCare

The ACE (Active Care Excellence) Solution Suite utilizes a predictive analytics model to generate configurable alerts, responses, escalations mechanisms and dashboards to help Providers maintain compliance.

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Isabel Healthcare

US, UK

As per the company’s website, over 20,000 users from over 100 countries started using this tool within month of its launch in 2002. Also in 2009, The American Medical Association selected Isabel to be the diagnosis decision support tool within its new physician portal being launched in 2010.

Isabel

Isabel is a web based diagnosis checklist system. Signs and symptoms are entered, either by free text or taken directly from an electronic medical record and Isabel returns a list of possible diagnoses.

Alere Analytics

US -

SmartWatch

It offers one view into all of the patient data by eliminating discrepancies that occur with multiple vendors and enabling real-time analytics

*Zynx Health has been ranked the leading knowledge-based CDS solution vendor out of examined 42 vendors by Black Book Rankings in a 2012 survey.

**VisualDx has been recognized as a Category Leader in the Clinical Decision Support - Referential category in the 2012 Best in KLAS Awards: Software & Services.

A survey on CDS tools

KLAS, a healthcare research firm conducted a survey on CDS tool providers in 2011 and rated them by their influence on clinical decisions and standardizing care. It scrutinized the products of Cerner, EBSCO, Elsevier, First DataBank, Isabel, Logical Images, Thomson Reuters (Healthcare) Inc. (Now Truven Health Analytics), Wolters Kluwer, and Zynx and concluded that most of the products performed well in only one evaluated area but not in both i.e., influence on clinical decisions not standardisation of care.

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Figure 5: Clinical Impact by Clinical Decision Support Tools

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Acronym Key and Glossary Terms

BI Business intelligence

CC Clinical champion

CDS Clinical decision support

CMIO Chief medical information officer

EBM Evidence based medicine

EMR Electronic medical record

HDO Healthcare delivery organisation

Evidence

1 Ash JS, Berg M, Coiera EW. Some unintended consequences of information technology in health care: The nature of patient care information system-related errors. J Am Med Inform Assoc. 2004;11(2):104-12.

2 Ash JS, Fournier L, Stavri PZ, Dykstra R. Principles for a successful computerized physician order entry implementation. AMIA Annu Symp Proc. 2003:36-40.

3 Ash JS, Gorman PN, Lavelle M, Payne TH, Massaro TA, Frantz GL, Lyman JA. A cross-site qualitative study of physician order entry. J Am Med Inform Assoc. 2003 Mar-Apr;10(2):188-200.

4 Ash JS, Sittig DF, Dykstra R, Wright A, McMullen C, Richardson J, Middleton B. Identifying best practices for clinical decision support and knowledge management in the field. Stud HealthTechnol Inform. 2010;160(Pt 2):806-10.

5 Ash JS, Sittig DF, Poon EG, Guappone K, Campbell E, Dykstra RH. The extent and importance of unintended consequences related to computerized provider order entry. Journal of the American Medical Informatics Association. 2007 Jul-Aug;14(4):415-23.

6 Ash JS, Sittig DF, Seshadri V, Dykstra RH, Carpenter JD, Stavri PZ. Adding insight: A qualitative cross-site study of physician order entry. Int J Med Inform. 2005 Aug;74(7-8):623-8.

7 Ash JS, Sittig DF, Seshadri V, Dykstra RH, Carpenter JD, Stavri PZ. Adding insight: A qualitative cross-site study of physician order entry. Stud Health Technol Inform. 2004;107(Pt 2):1013-7.

8 Ash JS, Stavri PZ, Dykstra R, Fournier L. Implementing computerized physician order entry: The importance of special people. Int J Med Inform. 2003 Mar;69(2-3):235-50.

9 Ash JS, Stavri PZ, Kuperman GJ. A consensus statement on considerations for a successful CPOE implementation. J Am Med Inform Assoc. 2003 May-Jun;10(3):229-34.

10 Barron WM, Reed RL, Forsythe S, Hecht D, Glen J, Murphy B, Lach R, Flores S, Tu J, Concklin M. Implementing computerized provider order entry with an existing clinical information system. Jt Comm J Qual Patient Saf. 2006 Sep;32(9):506-16.

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11 Bates DW, Kuperman GJ, Wang S, Gandhi T, Kittler A, Volk L, Spurr C, Khorasani R, Tanasijevic M, Middleton B. Ten commandments for effective clinical decision support: Making the practice of evidence-based medicine a reality. J Am Med Inform Assoc. 2003 NovDec;10(6):523-30.

12 Berner ES. Clinical decision support systems: State of the Art. Rockville, MD: Agency for Healthcare Research and Quality; June 2009. Report No.: 09-0069-EF

13 Berner ES. Ethical and legal issues in the use of clinical decision support systems. J Healthc Inf Manag. 2002 Fall;16(4):34-7.

14 Campbell EM, Guappone KP, Sittig DF, Dykstra RH, Ash JS. Computerized provider order entry adoption: Implications for clinical workflow. J Gen Intern Med. 2009 Jan;24(1):21-6.

15 Campbell EM, Sittig DF, Guappone KP, Dykstra RH, Ash JS. Overdependence on technology: An unintended adverse consequence of computerized provider order entry. AMIA Annu Symp Proc. 2007:94-8.

16 Campion TR,Jr, Waitman LR, May AK, Ozdas A, Lorenzi NM, Gadd CS. Social, organisational, and contextual characteristics of clinical decision support systems for intensive insulin therapy: A literature review and case study. Int J Med Inform. 2010 Jan;79(1):31-43.

17 Chan W. Increasing the success of physician order entry through human factors engineering. J Healthc Inf Manag. 2002 Winter;16(1):71-9.

18 Chaudhry B, Wang J, Wu S, Maglione M, Mojica W, Roth E, Morton SC, Shekelle PG. Systematic review: Impact of health information technology on quality, efficiency, and costs of medical care. Ann Intern Med. 2006 May 16;144(10):742-52.

19 Degnan D, Merryfield D, Hultgren S. Reaching out to clinicians: Implementation of a computerized alert system. J Healthc Qual. 2004 Nov-Dec;26(6):26-30.

20 Detmer DE. Engineering information technology for actionable information and better health - balancing social values through desired outcomes, complementary standards and decision-support. Stud Health Technol Inform. 2010;153:107-18.

21 Downing GJ, Boyle SN, Brinner KM, Osheroff JA. Information management to enablepersonalized medicine: Stakeholder roles in building clinical decision support. BMC Med InformDecis Mak. 2009 Oct 8;9:44.

22 Eichner J, Das M. Challenges and Barriers to Clinical Decision Support (CDS) Design and Implementation Experienced in the Agency for Healthcare Research and Quality CDSDemonstrations. Rockville, MD: Agency for Healthcare Research and Quality; March 2010.Report No.: 10-0064-EF

23 Eom SB, Kim EB. A survey of decision support system applications (1995-2001). Journal of the Operational Research Society. 2006;57(11):1264-78.

24 Goldstein MK, Coleman RW, Tu SW, Shankar RD, O’Connor MJ, Musen MA, Martins SB, Lavori PW, Shlipak MG, Oddone E, Advani AA, Gholami P, Hoffman BB. Translating research into practice: Organisational issues in implementing automated decision support for hypertension in three medical centres. J Am Med Inform Assoc. 2004 Sep-Oct;11(5):368-76.

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25 Han YY, Carcillo JA, Venkataraman ST, Clark RS, Watson RS, Nguyen TC, Bayir H, Orr RA. Unexpected increased mortality after implementation of a commercially sold computerized physician order entry system. Pediatrics. 2005 Dec;116(6):1506-12.

26 Karsh B. Clinical practice improvement and redesign: How change in workflow can be supported by clinical decision support. Rockville, MD: Agency for Healthcare Research and Quality; 2009 June

27 Kawamoto K, Houlihan CA, Balas EA, Lobach DF. Improving clinical practice using clinical decision support systems: A systematic review of trials to identify features critical to success. BMJ. 2005 Apr 2;330(7494):765.

28 Ko Y, Ararca J, Malone DC, Dare DC, Geraets D, Houranieh A, Jones WN, Nichol WP, Schepers GP, Wilhardt M. Practitioners’ views on computerized drug-drug interaction alerts in the VA system. Journal of the American Medical Informatics Association. 2007 Jan-Feb;14(1):56-64.

29 Koppel R, Kreda DA. Healthcare IT usability and suitability for clinical needs: Challenges of design, workflow, and contractual relations. Stud Health Technol Inform. 2010;157:7-14.

30 Kuperman GJ, Bobb A, Payne TH, Avery AJ, Gandhi TK, Burns G, Classen DC, Bates DW. Medication-related clinical decision support in computerized provider order entry systems: A review. J Am Med Inform Assoc. 2007 Jan-Feb;14(1):29-40.

31 Lyman JA, Cohn WF, Bloomrosen M, Detmer DE. Clinical decision support: Progress and opportunities. J Am Med Inform Assoc. 2010 Sep-Oct;17(5):487-92.

32 Metzger J, Welebob E, Drazen E. Saving lives, saving money in practice: Strategies for computerized physician order entry in Massachusetts hospitals. Massachusetts Technology Collaborative and New England Healthcare Institute. February 2009

33 Miller RA, Waitman LR, Chen S, Rosenbloom ST. The anatomy of decision support during inpatient care provider order entry (CPOE): Empirical observations from a decade of CPOE experience at Vanderbilt. J Biomed Inform. 2005 Dec;38(6):469-85.

34 Osheroff JA, Teich JM, Middleton B, Steen EB, Wright A, Detmer DE. A roadmap for national action on clinical decision support. J Am Med Inform Assoc. 2007 Mar-Apr;14(2):141-5.

35 Osheroff, JA, Pifer, EA, Teich, JM, Sittig, DF, Jenders, R. Improving Outcomes with Clinical Decision Support: An Implementer’s Guide. [Internet]. Healthcare Information and Management Systems Society, editor. Chicago, IL: Healthcare Information and Management Systems Society; 2005. 142 p

36 Osheroff, JA, Teich, JM, Levick, D, Saldana, L, Velasco, FT, Sittig, DF, Rogers, K, Jenders, RA. Improving Outcomes with Clinical Decision Support: An Implementer’s Guide, Second Edition.Chicago, IL: Healthcare Information and Management Systems Society; 2011.

37 Osheroff, JA. Improving Medication Use and Outcomes with Clinical Decision Support: A Step by Step Guide. Chicago: HIMSS; 2009.

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38 Pan E, Byrne C, Sherry D, Mercincavage L, Emani S, Johnston D. Advancing clinical decision support: Compendium of exemplary practices. ONC Task Order HHSP23337009T. Forthcoming;2010

39 Payne TH, Nichol WP, Hoey P, Savarino J. Characteristics and override rates of order checks in a practitioner order entry system. Proc AMIA Symp. 2002:602-6.

40 Poon EG, Blumenthal D, Jaggi T, Honour MM, Bates DW, Kaushal R. Overcoming barriers to adopting and implementing computerized physician order entry systems in U.S. hospitals. Health Aff (Millwood). 2004 Jul-Aug;23(4):184-90.

41 Radecki R. Inappropriately designed clinical decision-support tools introduce error through primary task interruption. AMIA Annu Symp Proc. 2010:1228.

42 Romano MJ, Stafford RS. Electronic health records and clinical decision support systems: Impact on national ambulatory care quality. Arch Intern Med. 2011 May 23;171(10):897-903.

43 Saverno KR, Hines LE, Warholak TL, Grizzle AJ, Babits L, Clark C, Taylor AM, Malone DC. Ability of pharmacy clinical decision-support software to alert users about clinically important drug-drug interactions. J Am Med Inform Assoc. 2011 Jan 1;18(1):32-7.

44 Schedlbauer A, Prasad V, Mulvaney C, Phansalkar S, Stanton W, Bates DW, Avery AJ. What evidence supports the use of computerized alerts and prompts to improve clinicians’ prescribing behaviour? J Am Med Inform Assoc. 2009 Jul-Aug;16(4):531-8.

45 Scott IA, Denaro CP, Bennett CJ, Mudge AM. Towards more effective use of decision support in clinical practice: What the guidelines for guidelines don’t tell you. Intern Med J. 2004 Aug;34(8):492-500.

46 Sengstack PP, Gugerty B. CPOE systems: Success factors and implementation issues. J Healthc Inf Manag. 2004 Winter;18(1):36-45.

47 Shah NR, Seger AC, Seger DL, Fiskio JM, Kuperman GJ, Blumenfeld B, Recklet EG, Bates DW, Gandhi YK. Improving acceptance of computerized prescribing alerts in ambulatory care. Journal of the American Medical Informatics Association. 2006 Jan-Feb;13(1):5-11.

48 Shojania KG, Jennings A, Mayhew A, Ramsay C, Eccles M, Grimshaw J. Effect of point-of-care computer reminders on physician behaviour: A systematic review. CMAJ. 2010 Mar 23;182(5):E216-25.

49 Sirajuddin AM, Osheroff JA, Sittig DF, Chuo J, Velasco F, Collins DA. Implementation pearlsfrom a new guidebook on improving medication use and outcomes with clinical decision support. Effective CDS is essential for addressing health care performance improvement imperatives. JHealthc Inf Manag. 2009 Fall;23(4):38-45.

50 Sittig DF, Ash JS, Zhang J, Osheroff JA, Shabot MM. Lessons from “unexpected increased mortality after implementation of a commercially sold computerized physician order entry system”. Pediatrics. 2006 Aug;118(2):797-801.

51 Sittig DF, Krall M, Kaalaas-Sittig J, Ash JS. Emotional aspects of computer-based provider order entry: A qualitative study. J Am Med Inform Assoc. 2005 Sep 1;12(5):561-7.

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52 Sittig DF, Wright A, Osheroff JA, Middleton B, Teich JM, Ash JS, Campbell E, Bates DW. Grand challenges in clinical decision support. J Biomed Inform. 2008 Apr;41(2):387-92.

53 Sittig DF, Wright A, Simonaitis L, Carpenter JD, Allen GO, Doebbeling BN, Sirajuddin AM, AshJS, Middleton B. The state of the art in clinical knowledge management: An inventory of tools and techniques. Int J Med Inform. 2010 Jan;79(1):44-57.

54 Stablein D, Welebob E, Johnson E, Metzger J, Burgess R, Classen DC. Understanding hospital readiness for computerized physician order entry. Jt Comm J Qual Saf. 2003 Jul;29(7):336-44.

55 Strom BL, Schinnar R, Aberra F, Bilker W, Hennessy S, Leonard CE, Pifer E. Unintended effects of a computerized physician order entry nearly hard-stop alert to prevent a drug interaction: A randomized controlled trial. Arch Intern Med. 2010 Sep 27;170(17):1578-83.

56 Teich JM, Osheroff JA, Pifer EA, Sittig DF, Jenders RA, CDS Expert Review Panel. Clinical decision support in electronic prescribing: Recommendations and an action plan: Report of the joint clinical decision support workgroup. J Am Med Inform Assoc. 2005 Jul-Aug;12(4):365-76.

57 Trafton J, Martins S, Michel M, Lewis E, Wang D, Combs A, Scates N, Tu S, Goldstein MK. Evaluation of the acceptability and usability of a decision support system to encourage safe and effective use of opioid therapy for chronic, noncancer pain by primary care providers. Pain Med. 2010 Apr;11(4):575-85.

58 Van der Sijs H, Aarts J, van Gelder T, Berg M, Vulto A. Turning off frequently overridden drug alerts: Limited opportunities for doing it safely. Journal of the American Medical Informatics Association. 2008;15(4):439-48.

59 Van der Sijs H, Aarts J, Vulto A, Berg M. Overriding of drug safety alerts in computerized physician order entry. J Am Med Inform Assoc. 2006;13(2):138-47.

60 Varonen H, Kortteisto T, Kaila M, EBMeDS Study Group. What may help or hinder the implementation of computerized decision support systems (CDSSs): A focus group study with physicians. Fam Pract. 2008 Jun;25(3):162-7.

61 Ward MM, Yankey JW, Vaughn TE, BootsMiller BJ, Flach SD, Welke KF, Pendergast JF, Perlin J, Doebbeling BN. Physician process and patient outcome measures for diabetes care: Relationships to organisational characteristics. Med Care. 2004 Sep;42(9):840-50.

62 Williams RB. Successful computerized physician order entry system implementation. Tools to support physician-driven design and adoption. Healthc Leadersh Manag Rep. 2002 Oct;10(10):113.

63 Wright A, Phansalkar S, Bloomrosen M, Jenders RA, Bobb AM, Halamka JD, Kuperman GJ, Payne TH, Teasdale S, Vaida AJ, Bates DW. Best practices in clinical decision support: The case of preventive care reminders. Appl Clin Inf. 2010;1:331.

64 Wright A, Sittig DF, Carpenter JD, Krall MA, Pang JE, Middleton B. Order sets in computerized physician order entry systems: An analysis of seven sites. AMIA Annu Symp Proc. 2010:892.