Election Expenditure Monitoring [EEM] BRIEFING OF MASTER TRAINERS- Assembly Elections- 2013

Election Expenditure Monitoring [EEM]

BRIEFING OF MASTER TRAINERS-

Assembly Elections- 2013

USE OF MONEY POWER

Without Money, Multi-party democracy cannot function

But ‘Money Power’ involves certain risks:

Uneven Playing field and lack of fair competition,

Political Exclusion – Certain sectors face disadvantage,

Co-Opted politicians under campaign debts,

Tainted Governance and Rule of Law undermined.

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The spirit of democracy is not a mechanical thing to be adjusted by abolition of forms. It requires change of hearts. Democracy is something that gives the weak the same chance as strong. -Mahatma Gandhi

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MONITORING: RELATED ISSUES

Carrying cash is not illegal under any Law and is not anathema to regular business

But if it is undisclosed, Income Tax Department can seize

If it is out of illegal foreign exchange, ED can seize

If it is suspected to be for bribery, terror, theft, narcotics etc, Police authorities can seize

No new law for seizureNo new law for seizure

“MANIFESTO OR MONEYFESTO”

If you promise to give (Manifesto), it’s ok but if you actually give ( distribute), its not ok…

People know our politicians well.. so they don’t go by “manifesto” but they go by “ moneyfesto”

NOTHING OFFICIAL ABOUT IT…

Ceiling Limit for a candidate

Is there any Celing Limit for an Agent of Candidate?

So,….

!Excessive, illegal & illegitimate expenditure in elections is the root cause of corruption.

Where election expenses (legal/illegal) come from?

Through cash donations from large, medium and small companies

Through 'cuts' from funds allocated to public-private partnership (PPP) projects, large civic works

Funds from business houses in localityVarious funds meant for public works

and also from tender approvalsTransfers of officials

WHERE MONEY GOES? Posters and banners Wooing voters: gifts like food, clothes, trips and

individual benefits. Rent-a-crowd: price ranging from Rs 100 to Rs 500. Dummy candidates: to cut into the rival's votes. Commuting costs: Provision of petrol and diesel for

campaigners Temporary offices: On an average, Rs 10,000 to Rs

15,000 a day Full-time party workers: Each candidate has at least

100-150 full-time party workers - paid daily ranging from Rs 200 to Rs 1,500.

Transport: To ferry voters jeep/taxi costs from Rs 6,000 to Rs 10,000 a day for meetings/rallies.

Tamil Nadu elections : VIDEO

Let us watch a video on the cash seizures made during general elections to Tamil Nadu Assembly.

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LEGAL PROVISIONS :

The Representation of the People’s Act, 1951 The Conduct of Elections Rules, 1961Instructions of CommissionIndian Penal Code, 1860Income Tax laws

TYPES OF ELECTION EXPENDITURE

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Expenditure permissible under the law [public meetings, posters, banners, vehicle etc.]

Illegal expenditure [Distribution of money, Gifts, liquor or any other item among electors with the purpose of influencing them]

Ceiling for Expenditure

See rule 90 of the CE Rules, 1961

Such type of expenditure of election expenses of the candidate is stopped

Election expenditure can be classified into two types on the basis of legal provisions

MAJOR LEGAL PROVISIONS RELATED TO ELECTION EXPENDITURE MONITORING

Learning Module of RO/ARO 14

RP ACT, 1951

MAJOR LEGAL PROVISIONS RELATED TO EEM

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Conduct of Election Rules,

1961


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1961


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1961

TO RECALL THE MAJOR LEGAL PROVISIONS RELATED TO EEM

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Conduct of Election

Rules, 1961

THE LEGAL PROVISIONS RELATED TO ELECTION EXPENDITURE MONITORING

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RP ACT, 1951

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Learning Module of

DEO

PROVISIONS OF THE INDIAN PENAL CODE, 1860

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ELECTION EXPENDITURE: CASE LAW The Hon’ble Supreme Court in L. R.

Shivaramagowde Vs. T.M. Chandrashekhar - AIR 1999 SC 252 has observed that the Election Commission of India:

Can go into the correctness of the account of election expenses filed by the candidate, and

Disqualify a candidate under section 10 A of the Representation of the People Act, 1951 in case the account is found to be incorrect or untrue.

Grounds:1. The candidate does not lodge an account of

election expenses in time and manner.2. The account lodged by the candidate is incorrect

and untrue.22

1. Cash in envelopes in morning newspapers pushed beneath the door of the voter.

2. Inside Morning Milk pouch, along with cash in an envelope to the voter.3. Through Self Help Groups (SHG) for onward distribution among women

voters.4. Through pawnbrokers by reimbursing the short term loan taken by

voters, by mortgaging jewellery.5. Paying cash as incentive for not casting vote by the committed voters of

other rival candidate, if such voter shows his finger without indelible ink after election.

6. Cash given in advance before notification of election to the local leaders for distribution among voters.

7. Cash given through community feasts under the plate or banana leaf.8. Cash given in the name of MGREGA, DWACRA and other government

projects.9. Cash given to dummy candidates for using the permission obtained by

them for the campaign vehicles or political agents.10.Cash given to certain non-serious persons of a locality to contest to

divide votes of rivals.

11. Cash given to Leaders of rival political parties, rival candidates not to seriously campaign in elections.

12. Black Money raised by party/candidate in name of coupon sale.

13. Cash given to the polling agents of rivals candidates, to be silent, during counting.

14. Cash given to village headman for ensuring votes.15. Cash given to village fund on the eve of election for

construction of road or temple or school, etc.16. Distributing Cash among the Ladies who come for “Aarti” to

candidate.17. Distributing Cash for those who come to attend public rally

arranged by party or candidate.18. Making Cash payment for the vehicles or Trucks for ferrying the

voters to the place of rally or to the polling booth.19. Cash given to journalists or media men to write positively about

the candidate or to write pessimistic news of rivals.20. Cash given to journalists/media men to blackout the news

about the rivals or to publish negative news.

21. Cash transferred through RTGS route of banks to the a/c’s.22. Cash given to the youth clubs on the eve of elections for

organizing cricket match, football match.23. Cash given for charity like organizing medical camp, melody

party, theatres etc., on the eve of elections.24. Distributing TVs, video recorders & projectors to village clubs.25. Giving cash for constructing toilets, tubewells or mobile phone

with top up cards or laptops to the voters or local leaders.26. Organizing mass marriage functions during election process

and bearing the entire cost of marriage.27. Distributing SUVs or Luxurious vehicles to appease local party

leaders.28. Reimbursing fuel bills through negotiated deals with petrol

pumps.29. Promising jobs for the unemployed youth in the academic

institutes or companies of the candidate.30. Organizing religious functions like “Prabachan” Ramayan”

“Hanuman Chalisha” etc. before elections.

31. Distribution free books to the students, just before elections.32. Free admission to children of influential voters of a locality in

Engineering College or medical college run by the candidate.33. Distributing free cows or buffalos among voters before election.34. Distributing free agriculture seeds and manures among the

voters.35. Distributing free solar lamps among the rural voters.36. Distributing diaries, calendars, purse, T-shirt, sarees and vanity

bags.37. Using ‘Aarthiyas’ (commission agents) for distribution of cash

among farmers or waiving his commission demanded form the farmers.

38. Cash given to religious leaders or leaders of a caste for ensuring votes of their followers.

39. Distribution of liquor, drugs, poppy husks among the voters.40. Organizing rallies with film stars, musicians, orchestra,

important personalities in aircrafts or helicopters to the constituency and not showing the correct expenditure.

Modes of Transport of Cash

In ambulance vans In bonnet of the car Inside door panels of the car On roof top of buses In police vans In Helicopters

Preventive methods for curbing the use of Black Money

Campaign for “Ethical voting” through Media

Announcement through Public address system fitted on the vehicles of the Flying Squads

Separate Bank account by each candidate Involvement of school and college

students in spreading the message against bribery during elections

Involving Civil Society Organisations, RWA. NYKs etc

Let us watch a video on ethical voting!

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Mechanism for Election Expenditure Monitoring in Assembly Elections

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MEETING WITH POLITICAL PARTIES

DEO will have a meeting with all recognised Political Parties within 3 days of announcement of election about the Instructions of the Commission and explain the legal provisions and give a copy of the compendium of instructions,

He will also discuss the various rates of expenditure and consider their suggestions before notification of rates,

CEO will arrange facilitation training at State Level on Expenditure Monitoring Measures for the representatives of all registered political parties of the state, to explain various legal provisions including the procedures.

NOTIFICATION OF RATES FOR ASSESSMENT OF EXPENDITURE

1. The list of these rates would be given by the RO to the candidates at the time of filing of nomination papers,

2. If the rate of any item is not available in the list, the candidate/election agent, if they wish, may apply with the DEOs to notify the rates for such items as well and the DEOs will take appropriate steps to notify them,

3. Any objection regarding the quantum of such rates has to be made to the DEO within 24 hours of notification,

4. To obtain airing charges from media houses with reference to campaigning through electronic media.

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Learning Module of RO/ARO 34

RATES OF ITEMS TO BE FIXED AFTER CONSULATATION WITH POLITICAL PARTIES:

TWO TRAINING PROGRAMMES

The DEO will arrange two facilitation trainings at his own office for all election agents/candidates through the Exp. Monitoring cell ,

One, immediately on the day of scrutiny of nomination in presence of Expenditure Observers to acquaint them with the legal provisions, procedures for filling up the forms and registers and dates of inspection of accounts,

Second, within a week before the final date of submission of accounts in presence of Asst. Exp. Observers ( i.e., after 20 days of declaration of results) with all election agents/candidates/personnel engaged in his office for receiving the accounts, regarding the procedure for filling up the forms of Abstract Statements of Election Expenses and affidavits, consequences for failure and other legal provisions.

NEW EXPENDITURE MONITORING MACHINERY

Expenditure Observer (EO)Asst. Expenditure Observer (AEO)Flying Squad and Static Surveillance

Teams (FS and SST)Video Surveillance Team (VST)Video Viewing Team (VVT)Accounting TeamMedia Certification and Monitoring

Committee (MCMC)District Expenditure Monitoring

Committee (DEMC)- Liquor monitoring Team

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VST

Expenditure monitoring control

room

Expenditure Monitoring Cell

MCMC(Dist./ State Level)

DEMC Accounting Team

(SOR / FE )

VVT

F S- complaints of cash

transactions /freebies

24x7 Call Centre

DEO Expenditure Observer

R.O.

Public meeting/Rally

Illegal Expenditure.

AEO

SST – Check post

monitoring teams

EXPENDITURE OBSERVER (EO)To be appointed by the Commission. EO’s are responsible for overall supervision of

expenditure monitoring for two or more Assembly segments.

They will train the Asst. Expenditure Observers and inspect functioning of different teams engaged in expenditure monitoring in each constituency

They will coordinate with various law enforcement agencies of Income tax, Police, BSF/SSB, State Excise and DRI

They will assist the DEO in preparation of scrutiny report

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STRUCTURE AND FUNCTIONS

Expenditure Observers for each district not more than five Assembly constituencies

Assistant Expenditure Observer for each constituencyMore number of Observers and Assistant Observers in

ESC (Expenditure sensitive constituency)More number of Flying Squads and Static Surveillance

teams with man power from central Govt. and central PSUs and CPF

ROLE OF DEO He shall make appeal to public to avoid carrying

huge amount of cash during election process, He shall give wide publicity about the 24X7 -

Call centre and District Complaint monitoring Cell,

He shall involve NYKs, NSS and other citizen forums to get information about distribution of cash and other gift items for inducement of electors,

He shall appeal to public and students for ethical voting and educate them that both receiver and giver of bribe are punishable as per law,

He shall be responsible for training of the manpower engaged in Expenditure monitoring teams and election agents.

EXPENDITURE MONITORING CELL (EMC)

This cell at district level will consist of a Nodal Officer on behalf of DEO, of the rank of SDM/ADM and two officials, who will be in charge of Expenditure monitoring training and coordination with all other team heads engaged in expenditure monitoring,

It will be responsible for expenditure monitoring efforts in the district, providing manpower and logistical support like space and equipments,

First training of the Asstt. Expenditure Observers (AEO’s) and all the officials engaged in various teams should be done by these Nodal Officers of Expenditure Monitoring Cell in the District as soon as the elections are announced,

EXPENDITURE MONITORING CELL (EMC)

First training of the Asstt. Expenditure Observers (AEO’s)

and all the officials engaged in various teams should be done by these Nodal Officers of Expenditure Monitoring Cell in the District as soon as the elections are announced,

This cell will keep custody of all shadow observation registers and folders of evidence after the poll,

Nodal Officer of Expenditure Monitoring Cell shall act as the link between the DEO and the EO,

EMC will assist the DEO and Expenditure Observer in finalizing the scrutiny report to be submitted after declaration of result.

VIDEO SURVEILLANCE TEAM

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VIDEO VIEWING TEAM

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ACCOUNTING TEAM

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MONITORING OF CAMPAIGN THROUGH MEDIA:MCMC

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DISTRICT LEVEL MCMC – TO OPERATE 24X7

SEPARATE BANK ACCOUNT 1. The candidate is required to open a separate bank

account for election expenditure, at least one day prior to filing of his nomination papers.

2. It can be opened in joint name of the candidate and his election agent, anywhere in the state.

3. This Bank account can not be opened jointly by the candidate with spouse or other relatives, if they are not the election agent of the candidate.

4. The account can be opened in any bank, including co-operative banks and Post Office.

5. At the time of filing the nomination the candidate will communicate the account number of this bank account to the RO in writing.

6. All the election expenses of the candidate should be met from this bank account. The candidate shall also submit a certified copy of the account statement after the poll.

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SHADOW OBSERVATION REGISTER (SOR) & FOLDER OF EVIDENCE (FE)

SOR is for each Contesting Candidate in a constituency (ANNEXURE-11 of the Instructions). To record all expenses incurred on major events(public meetings/rallies etc.,) towards election campaign,

All expenditure recorded to be supported by CD/Video evidences(proper referencing) held in FE and to be cross- checked during Inspections

Signatures of candidate/ authorized agent to be taken

The SOR & FE to be handed to the Dy.DEO by the EO for safe custody before leaving the constituency, under receipt.

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PREVENTIVE MEASURES : FLYING SQUADS

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FLYING SQUADS

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STATIC SURVEILLANCE TEAMS (SST)

• There shall be two or more Static Surveillance Teams in each AC with one magistrate, 3-4 Police personnel and one videographer.

• They will be responsible for putting the check post on major road/arterial road to check movement of illegal cash/liquor/arms or gift items

• There should be surprise element in putting the check posts so that one can not anticipate about its placement. The Flying Squad of the district will supervise the posting of the Static Team/Check Post so as to avoid any harassment of public.

STATIC SURVEILLANCE TEAMS The entire activity at the check post should be video

graphed and the DVD handed over to Accounting Team, for keeping in `folder of evidence`.

Any member of public may ask and take copy the Video DVD/CD for a particular day by depositing Rs. 300/-.

It will submit a Daily Activity report in prescribed format (Annexure-9) to SP, RO and Assistant Expenditure Observer ,

The Nodal Officer at Police Headquarters at State level will compile the Daily Activity reports of Flying Squads and Surveillance Team and send to the CEO and Commission.

EO to have coordination meeting with all law enforcement agencies of district and the teams.

STANDARD OPERATING PROCEDURE : SOP

During checking by SSTs, if any cash exceeding Rs.50,000 is found in a vehicle carrying a candidate, or his agent or party worker or carrying posters or election materials or any drugs, liquor, arms or gift items(valued more than Rs. 10,000) which are likely to be used for inducement of electors or any other illicit articles are found in a vehicle, the same shall be subject to seizure. Whole event of checking/seizure to be video graphed by video team submitting CD to R.O.,

An Appeal is to be made by DEO and CEO in local language through Flying Squads / media regarding the enforcement measures & advising the public and political functionaries not to carry huge cash during election process.

Visit of Expenditure Observer To reach the constituency on the day of notification

of elections, EO to leave the constituency after submitting the

poll preparedness report-I, 2nd Visit on date immediately after the date of

withdrawal of candidature and remain in the constituency during entire campaign period and leave the constituency only after the completion of poll and sending his Report-III,

3rd visit after 30 days from declaration of results to assist in finalisation of scrutiny report prepared by DEO. He will send his final(IV) Report after that.

INSPECTION OF ACCOUNTS OF ELECTION EXPENDITURE

Candidates are required to produce their accounts for Inspection 3 times or more before the Expenditure Observer (EO) or any officer authorized by him. The RO will notify 3 dates & timing well in advance in consultation with EO for inspection of election expenditure accounts maintained by candidates,

RO will ensure that the latest Instructions of the Commission on expenditure monitoring are given to the candidates, in local language,

All the teams should be trained as per the latest Instructions on EEM.

INSPECTION OF ACCOUNTS

Gap between the two inspection should not be less than 3 days and inspection to be done in such a way that major portion of expenses are covered under inspection,

Candidate can have a separate agent for election expenses,

Inspection to be done in the office chamber of RO or any other Office room NOT AT THE GUEST HOUSE between 10AM to 5PM,

Publicity has to be given about the contact number of EO and time of inspection,

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The Accounting Team alongwith the AEO to be present with Shadow Observation Register and folder of evidence during inspections,

The details of excess expenditure, if any found based on evidences gathered, must be recorded in writing on the register maintained by the candidate and also on the SOR/EF and signatures of candidate/Agent obtained on both. It must be counter signed by EO/AEO and RO / Accounting team head,

Commission considers the comments of Expenditure Observer in the register at the time of disqualification proceedings.


Instances of suspected Paid News will also be noted in the register,

RO to issue notice to candidate on the same day on all such discrepancies and also on all advertisements / Paid News,

A photocopy of the accounts maintained by the candidates should be obtained after each inspection and RO will display a copy on the notice board

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INSPECTION OF ACCOUNTS Notice to be issued to candidate in case of failure to

produce accounts for inspection and FIR to be filed if failure continues (Sec 171-I of IPC),

Withdrawal of permission for use of campaign vehicle, if the failure continues in spite of notice,

Intimation of such withdrawal of permission to the Flying Squad to take the vehicle out of campaign,

Any member of Public can obtain copy of Shadow Observation Register after inspection, notices and replies by candidates on payment of Re. 1/- per page.

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REGISTRES MAINTAINED BY CANDIDATES TO BE CHECKED DURING INSPECTIONS

Register for maintenance of day to day a/c’s of election expenses by contesting candidates Refer annexure-14 of the

instructions :

DAILY REGISTER : PART -A (Color: WHITE PAGES)

CASH REGISTER: PART -B (Color: PINK PAGES)

BANK REGISTER: PART -C (Color: YELLOW PAGES)

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DISTRICT COMPLAINT MONITORING CELL

Copies of all complaints received and reports of inquiries conducted shall be put on the notice board of the RO for information of the Public. Any member of the Public can obtain copies of these documents on payment of a fee of Re. 1 per page.

All complaints filed with DISTRICT LEVEL Complaint Monitoring cell to be recorded and investigated

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ASSISTANT EXPENDITURE OBSERVER

One Asst. Expenditure Observer (AEO) for each Assembly segment: AEO’s should be from Income Tax,

Central Excise, Audit and Accounts or Central PSUs - of the rank Group ‘B’ Central Govt. Officers.

AEOs are appointed from date of announcement of election by DEO.

He would assist the Expenditure Observer and the DEO in scrutiny of the account election expenses submitted after the declaration of result.

STAR CAMPAIGNERS All Passengers going by private aircrafts and

helicopters will be frisked both in airports and airstrips

The candidate or Party shall inform about the travel plan of the aircraft or helicopter 24 hrs in advance for landing and take off in non commercial airports, to DEO for security purpose

Candidate shall inform the RO concerned within 5 days of landing about the hiring charges paid or payable for helicopter /air craft and name of the pol. Party incase hiring charges borne by it.

STAR CAMPAIGNER List of Star campaigners to be submitted to CEO or the

Commission within 7 days of the notification Travel expense of star campaigners of allied party are

not exempt If the Star campaigner travels with candidate or media

person, then 50% of the travel expense will be added to the candidate

If the candidate shares the Pandal with the Star Campaigner or his photo or poster with his name is exhibited in the meeting, then the meeting expense will be added to his account

If any attendant, Security Guard, Medical attendant or any person including any member of the party not being a candidate in the constituency and not playing any role in election campaign for the candidate

PUBLIC MEETINGS/RALLIESFormat for applying for permission to

hold public meeting/ rally is given in Annexure-16

Candidate has to mention date time, duration and location of such meeting/rally alongwith expenditure plan for obtaining due permission

This is necessary for maintenance of law and order and proper video recording of events.

RALLY EXPENSES

All public rallies and Public meetings (even before notification and after announcement) to be videographed

Rally expense for filing nomination to be included Public who attend the rally in their own vehicle

without receiving any payment or without any flag, banner or photo of candidate not to be included

Commercial vehicles used for rally to be included in expense

Notional cost of fuel and driver salary of one Personal vehicle used by the candidate to be added (Notional cost of hiring in case of more than one personal vehicle used)

One vehicle of district level party officer ( Not being the candidate) exempted

PRINTING PAMPHLETS, BANNERS AND POSTERS

The print and electronic media, cable network and FM radio will be closely monitored

Prior approval of CEO before any broadcast or telecast Press or publisher’s name and address, number of copies

and amount charged to be mentioned in all printed material including media advertisements and sent to DEO immediately

Advertisement in Print media to be covered under section 127A of RP Act,1951(copy of the printed material and declaration from the publisher to be sent by the printer to CEO or DEO)

MONITORING OF VEHICLES

Candidates to submit before the RO details of vehicles proposed to be used and obtain permission in writing

Permission letter to be displayed on the wind screen of vehicle

Permission given to a particular candidate being used by another, vehicle to be seized and exp. For entire period to be added

OTHER INSTRUCTIONS: If candidate attends a community kitchen, during

election campaign, (other than those organized by religious communities and normal ceremonies like marriage etc,) the entire expenditure will be added as his election expenditure,

If the vehicle permitted to any independent candidate or any other candidate is found carrying campaign material of another candidate or being used for campaign for any other candidate, the entire expenditure on the vehicle from the date of permission will be added to the candidate using it for his campaign and permission will be withdrawn

MONITORING PRODUCTION, STORAGE AND DISTRIBUTION OF LIQUOR

From the date of announcement of election, the production, off-take, stock limits of stockists and retailers of IMFL/Beer/country liquor are to be monitored district wise,

Opening and closing of liquor vending shops are to closely monitored,

Intensive vigil over inter state movement of vehicles at RTO check-posts and border check-posts by special enforcement staff of Excise Deptt.,

To conduct raids to seize illicit liquor, Inter state coordination of Excise Commissioners of the

bordering states, District level Nodal Officer to submit report every alternate day to

DEO, Exp. Observer and State Level Nodal Officer, who will compile the state level report to Commission and CEO (Annex.22).

Other Monitoring Measures

The bookings of marriage halls and Mandaps to be monitored,

Distribution of gift items and cash coupons to be closely monitored,

Unusual cash deposit/ withdrawal in account of SHGs and NGOs,

Disbursal of wages under ongoing Government schemes only in presence of Government officials during elections.

LODGING OF ACCOUNTS OF ELECTION EXPENSES:

Candidates are required to lodge their accounts of election expenses with the DEO within 30 days of declaration of result along with the register of election expenses (U/s. 78 of the RP Act,1951)

Documents required to be filed:1. Part I to Part VI of Abstract statement signed by the

candidate ,2. Certified Copy of Bank statement ,3. Affidavit signed by the candidate4. Register of Day-to-day Accounts with all bills and vouchers in

original duly signed,5. Copies of expenditure related notices issued by RO and

replies to such notices,6. Replies to discrepancies pointed out at the time of

Inspection,

AFFIDAVIT OF ASSET AND LIABILITY

To file Affidavit of Asset and Liability along with nomination of self, spouse and dependant children as per revised format,

Affidavit to contain: I. Actual value and cost of addition to

Immovable assets along with Market value, II. Bank Deposits and Shares,III. Actual liabilities including Govt. dues and disputed liabilitiesIV. PAN of self, spouse and children and Income Tax paid as per last return,V. Cases pending and Conviction Orders obtained

Affidavit are to be scanned and uploaded to web site of CEO within 24 hrs of receiving.

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NOT LODGING ACCOUNT IN MANNER

o Election Expenditure Register comprising of Day to Day Account Register + Cash Register+ Bank Register + Abstract Statement (Part I to Part VI) + Bills and Vouchers (serially numbered) if not lodged with the DEO office,

o Abstract Statement ( Part I to Part VI ) as well as Affidavit annexed with it not signed by the candidate himself. (both these should be singed by the candidate himself).

NOT LODGING ACCOUNT IN MANNER

o Bills and vouchers are not signed by the candidate or his election agent,

o In case of discrepancy on any item of expenditure, pointed out by RO/Expenditure Observer/designated officer during inspection of register, the explanation along with reason for the discrepancy on such items not enclosed,

o Self certified copy of the bank statement not submitted,

o Any amount not correctly reflected by the candidate or understatement of any amount of expenditure.

DEO’S SCRUTINY REPORT : ( ANNEX-21) At Sl. no.8, prescribed format:- whether

candidate has submitted his Expenditure Register ( Part A, B,C), Abstract Statement (Part I to VI) along with Affidavit sworn by candidate before Magistrate of first class or Oath Commissioner or Notary Public, vouchers of expenses singed by candidate/Agent, Self certified copies of the Bank Account,

Sl. no.10(a) of DEO`s Report:- The most important column which may cause the issue of Notice for disqualification to candidate- by the Commission. DEO has to mention as to whether items of expenses reported by candidate tally with those shown in Shadow Observation Register. If there is understatement or candidate has not mentioned any expenses then it has to be shown in relevant columns of 10(b) with proper evidences collected by various teams on Expenditure Monitoring kept with the DEO.

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AFFIDAVITS OF ASSETS AND LIABILITIES ETC. The DEO/RO must get a scanned copy of such affidavits filed by the candidates uploaded on the website preferably within 24 hrs. of receipt.Lear

ning Module of

DEO

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DISTRICT EXPENDITURE MONITORING COMMITTEE (DEMC)


Where no reply is submitted by candidate / his election agent within 48 hours of receipt of the notice, then suppressed amount shall be treated as final and shall be added to his election expenses.

If candidate / his election agent disputes the suppressed expenditure, he shall submit the reply mentioning the reasons for disagreement and the same shall be forwarded to the District Expenditure Monitoring Committee (DEMC) consisting of the following: (a)Expenditure Observer in charge of the Constituency (b)DEO (c) Dy. DEO/Officer in charge of Expenditure Monitoring of the District.

The DEMC shall decide the case after examining the evidence mentioned in the notice and reply of the candidate, preferably within 72 hours from the date of receipt of the reply from the candidate, whether such suppressed expenditure shall be added or not

After the order by DEMC, the DEO may consider to include such expenses in the account of such candidate while sending the scrutiny report of the candidate to the Commission after election.

Learning Module of

DEO

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If any item of expenditure authorized/ incurred by the candidate / his agent after the last date of inspection of his account is not shown correctly in his account submitted within 30 days of declaration of result, as recorded in the Shadow Observation Register, a notice is issued/ served on the candidate/ his agent by DEO within 24 hours. The candidate shall submit his reply to DEO within 48 hours of the receipt of such notice explaining his position.

If candidate does not submit any reply on the suppressed amount of election expense or disagrees with such suppressed amount, the DEO, in consultation with the Expenditure Observer, shall decide the case after considering such reply and intimate his decision to the candidate/agent and also mention the same in his scrutiny report submitted to the Commission. The notice, the reply by the candidate to the notice and decision of the DEO shall be displayed on the Notice Board.

If candidate does not file his statement of election expenses without any valid reasons within the stipulated period of 30 days from the day of declaration of result, then the DEO shall send the report to the Commission mentioning such default with his recommendation.

Learning Module of

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SOP: CHECKING OF HELICOPTERS/ AIRCRAFT

The Bureau of Civil Aviation Authority Instruction vide its OM dt. 14.02.12

During election process proper frisking and preembarkation, checking of all persons, screening/ phy. Checking of baggage to be done,

CISF to inform the Income Tax dept. if cash above 10lacs/ bullion is detected in poll bound states,

No prior permission for landing/ takeoff at commercial airports from DEO. But ATC to keep records of all such pvt. Aircrafts/ helicopters and make available such info. To the CEO within 3 days of landing or takeoff. The CEO to share this info. With EO for accounting purpose.

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SOP: CHECKING OF HELICOPTERS/ AIRCRAFT

For airstrips not used for commercial purposes applications to be made to the DEO concerned 24 hrs in advance by candidate or pol. Party,

Every candidate shall inform the RO concerned in writing, regarding the details of expenditure incurred on hiring such crafts and name of pol. Party if party has borne the expenses

Pol. Parties to inform the ECI in 75 days (for AC) and in 90 days ( for PC) after completion of poll, details of expenses borne on such hiring of crafts.

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ROLE ASSIGNED TO: INCOME TAX DEPARTMENT

To gather intelligence/ keep watch over movement of cash in the constituency and take necessary action under IT Laws

To watch all airports of the state, major railway stations, hotels, farm houses, hawala agents, financial brokers, Cash couriers, Pawn brokers

IT Deptt. will open Air Intelligence Units in all airports of the poll bound states and also shall keep vigil over movement of cash through aircrafts/ helicopters leading to poll bound states,

TRY THIS

Expenditure will never exceed the ceiling limit !He will know how to balance earnings & expenditure!

TELEFAX NO. / E-MAIL ID FOR REPORTING

Sh. Avinash Kumar, Under Secretary (EE Div.)

- Tel: 011 23052055, 9868911976 [email protected] . Sh. Malay Mallick, Under Secretary (EE Div.)

- Tel: 011 23052058, 9868113451 [email protected] . Address- Nirvachan Sadan, Ashoka Road, New Delhi-01

Sh. S.K. Rudola, Secretary , Fax: 011- 23052049, 9013308437

(e-mail: [email protected]) Sh. B. B. Garg, Jt. Director, Fax: 011- 23052003,

08130920555

(e-mail: [email protected])

In case of urgency:- Sh. P. K. Dash, DG (Exp.) Tel. 011 23356025, Fax: 011-

23318506, 09868301742

e-mail: [email protected]

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धन्यवा�द !THANKS

Election Expenditure Monitoring [EEM] BRIEFING OF MASTER TRAINERS- Assembly Elections- 2013

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