Description of the apparatus, usually accompanied by block process diagram

General Arrangement drawing

Wiring and circuit diagrams

Description of control philosophy / logic

Identification of Essential Safety Requirements ESR's associated with machinery (see below)

Description of function and operating parameters of any safety devices provided.

Description of critical operating pressures, temperatures, speeds etc.

Datasheets for critical sub-assemblies and relevant fluids, gases etc.

List of any specific standards applied

Records of risk assessments and assessments made against specific standards

Copies of relevant test reports

Copies of quality control & commissioning procedures

Copy of instructions (user, maintenance, installation)

Materials and products Y N N/A CommentsThe materials used to construct machinery or products used or created during its usemust not endanger persons safety or health. In particular, where fluids are used,machinery must be designed and constructed to prevent risks due to filling, use,recovery or draining.

Lighting Y N N/A CommentsMachinery must be supplied with integral lighting suitable for the operations concernedwhere the absence thereof is likely to cause a risk despite ambient lighting of normal intensity.Machinery must be designed and constructed so that there is no area of shadow likely tocause nuisance, that there is no irritating dazzle and that there are no dangerousstroboscopic effects on moving parts due to the lighting.Internal parts requiring frequent inspection and adjustment, and maintenance areas,must be provided with appropriate lighting.

Design of machinery to facilitate its handling Y N N/A CommentsMachinery, or each component part thereof, must: be capable of being handled and transported safely, be packaged or designed so that it can be stored safely and without damage.During the transportation of the machinery and/or its component parts, there must be nopossibility of sudden movements or of hazards due to instability as long as themachinery and/or its component parts are handled in accordance with the instructions.Where the weight, size or shape of machinery or its various component parts preventsthem from being moved by hand, the machinery or each component part must: either be fitted with attachments for lifting gear, or be designed so that it can be fitted with such attachments, or be shaped in such a way that standard lifting gear can easily be attached.Where machinery or one of its component parts is to be moved by hand, it must: either be easily moveable, or be equipped for picking up and moving safely.Special arrangements must be made for the handling of tools and/or machinery partswhich, even if lightweight, could be hazardous.

Ergonomics Y N N/A CommentsUnder the intended conditions of use, the discomfort, fatigue and physical andpsychological stress faced by the operator must be reduced to the minimum possible,taking into account ergonomic principles such as: allowing for the variability of the operators physical dimensions, strength and stamina providing enough space for movements of the parts of the operators body, avoiding a machine-determined work rate, avoiding monitoring that requires lengthy concentration, adapting the man/machinery interface to the foreseeable characteristics of theoperators.

Operating positions Y N N/A CommentsThe operating position must be designed and constructed in such a way as to avoid anyrisk due to exhaust gases and/or lack of oxygen.If the machinery is intended to be used in a hazardous environment presenting risks tothe health and safety of the operator or if the machinery itself gives rise to a hazardousenvironment, adequate means must be provided to ensure that the operator has goodworking conditions and is protected against any foreseeable hazards.Where appropriate, the operating position must be fitted with an adequate cabindesigned, constructed and/or equipped to fulfil the above requirements. The exit mustallow rapid evacuation. Moreover, when applicable, an emergency exit must beprovided in a direction which is different from the usual exit.

Seating Y N N/A CommentsWhere appropriate and where the working conditions so permit, work stationsconstituting an integral part of the machinery must be designed for the installation of seats.If the operator is intended to sit during operation and the operating position is anintegral part of the machinery, the seat must be provided with the machinery.The operators seat must enable the operator to maintain a stable position. Furthermore,the seat and its distance from the control devices must be capable of being adapted to the operator.If the machinery is subject to vibrations, the seat must be designed and constructed insuch a way as to reduce the vibrations transmitted to the operator to the lowest levelthat is reasonably possible. The seat mountings must withstand all stresses to whichthey can be subjected. Where there is no floor beneath the feet of the operator, footrestscovered with a slip-resistant material must be provided.

CONTROL SYSTEMSSafety and reliability of control systems Y N N/A CommentsControl systems must be designed and constructed in such a way as to prevent

The University of Nottingham must be able to demonstrate that machinery, rigs or apparatus, collectively known as work equipment, constructed by the University is safe. To achieve this it has been decided toadopt the broad principles and requirements of the Supply of Machinery Safety Regulations which require the production of a Technical File which documents the design, manufacture and safe operation of suchmachinery, rig or apparatus. It is not envisaged that the application of CE certification will be sought.

The technical file should be assembled by a 'responsible person' and comprise the following:

Procedure to ensure the safety of 'in house' constructed machinery, rigs or apparatus

Identification of relevant Essential Safety Requirements ESR's associated with machinery

Relevance

hazardous situations from arising. Above all, they must be designed and constructed in such a way that: they can withstand the intended operating stresses and external influences, a fault in the hardware or the software of the control system does not lead to hazardous situations, errors in the control system logic do not lead to hazardous situations, reasonably foreseeable human error during operation does not lead to hazardous situations.Particular attention must be given to the following points: the machinery must not start unexpectedly, the parameters of the machinery must not change in an uncontrolled way, wheresuch change may lead to hazardous situations, the machinery must not be prevented from stopping if the stop command has already been given, no moving part of the machinery or piece held by the machinery must fall or be ejected, automatic or manual stopping of the moving parts, whatever they may be, must be unimpeded, the protective devices must remain fully effective or give a stop command, the safety-related parts of the control system must apply in a coherent way to thewhole of an assembly of machinery and/or partly completed machinery.For cable-less control, an automatic stop must be activated when correct control signalsare not received, including loss of communication.

Control devices Y N N/A CommentsControl devices must be: clearly visible and identifiable, using pictograms where appropriate, positioned in such a way as to be safely operated without hesitation or loss of timeand without ambiguity, designed in such a way that the movement of the control device is consistent with its effect, located outside the danger zones, except where necessary for certain control devicessuch as an emergency stop or a teach pendant, positioned in such a way that their operation cannot cause additional risk, designed or protected in such a way that the desired effect, where a hazard isinvolved, can only be achieved by a deliberate action, made in such a way as to withstand foreseeable forces; particular attention must bepaid to emergency stop devices liable to be subjected to considerable forces.Where a control device is designed and constructed to perform several different actions,namely where there is no one-to-one correspondence, the action to be performed mustbe clearly displayed and subject to confirmation, where necessary.Control devices must be so arranged that their layout, travel and resistance to operationare compatible with the action to be performed, taking account of ergonomic principles.Machinery must be fitted with indicators as required for safe operation. The operatormust be able to read them from the control position.From each control position, the operator must be able to ensure that no-one is in thedanger zones, or the control system must be designed and constructed in such a waythat starting is prevented while someone is in the danger zone.If neither of these possibilities is applicable, before the machinery starts, an acousticand/or visual warning signal must be given. The exposed persons must have time toleave the danger zone or prevent the machinery starting up.If necessary, means must be provided to ensure that the machinery can be controlledonly from control positions located in one or more predetermined zones or locations.Where there is more than one control position, the control system must be designed insuch a way that the use of one of them precludes the use of the others, except for stopcontrols and emergency stops.When machinery has two or more operating positions, each position must be providedwith all the required control devices without the operators hindering or putting eachother into a hazardous situation.

Starting Y N N/A CommentsIt must be possible to start machinery only by voluntary actuation of a control deviceprovided for the purpose.The same requirement applies: when restarting the machinery after a stoppage, whatever the cause, when effecting a significant change in the operating conditions.However, the restarting of the machinery or a change in operating conditions may beeffected by voluntary actuation of a device other than the control device provided forthe purpose, on condition that this does not lead to a hazardous situation.For machinery functioning in automatic mode, the starting of the machinery, restartingafter a stoppage, or a change in operating conditions may be possible withoutintervention, provided this does not lead to a hazardous situation.Where machinery has several starting control devices and the operators can thereforeput each other in danger, additional devices must be fitted to rule out such risks. Ifsafety requires that starting and/or stopping must be performed in a specific sequence,there must be devices which ensure that these operations are performed in the correct order.

StoppingNormal stop Y N N/A CommentsMachinery must be fitted with a control device whereby the machinery can be broughtsafely to a complete stop.Each workstation must be fitted with a control device to stop some or all of thefunctions of the machinery, depending on the existing hazards, so that the machinery isrendered safe.The machinerys stop control must have priority over the start controls.Once the machinery or its hazardous functions have stopped, the energy supply to theactuators concerned must be cut off.

Operational stop Y N N/A CommentsWhere, for operational reasons, a stop control that does not cut off the energy supply tothe actuators is required, the stop condition must be monitored and maintained.

Emergency stop Y N N/A CommentsMachinery must be fitted with one or more emergency stop devices to enable actual orimpending danger to be averted.The following exceptions apply: machinery in which an emergency stop device would not lessen the risk, eitherbecause it would not reduce the stopping time or because it would not enable thespecial measures required to deal with the risk to be taken, portable hand-held and/or hand-guided machinery.The device must: have clearly identifiable, clearly visible and quickly accessible control devices, stop the hazardous process as quickly as possible, without creating additional risks, where necessary, trigger or permit the triggering of certain safeguard movements.Once active operation of the emergency stop device has ceased following a stopcommand, that command must be sustained by engagement of the emergency stopdevice until that engagement is specifically overridden; it must not be possible toengage the device without triggering a stop command; it must be possible to disengagethe device only by an appropriate operation, and disengaging the device must not restartthe machinery but only permit restarting.The emergency stop function must be available and operational at all times, regardlessof the operating mode.Emergency stop devices must be a back-up to other safeguarding measures and not asubstitute for them.

Assembly of machinery Y N N/A CommentsIn the case of machinery or parts of machinery designed to work together, themachinery must be designed and constructed in such a way that the stop controls,including the emergency stop devices, can stop not only the machinery itself but also allrelated equipment, if its continued operation may be dangerous.

Selection of control or operating modes Y N N/A CommentsThe control or operating mode selected must override all other control or operatingmodes, with the exception of the emergency stop.If machinery has been designed and constructed to allow its use in several control oroperating modes requiring different protective measures and/or work procedures, itmust be fitted with a mode selector which can be locked in each position. Each positionof the selector must be clearly identifiable and must correspond to a single operating or control mode.The selector may be replaced by another selection method which restricts the use ofcertain functions of the machinery to certain categories of operator.If, for certain operations, the machinery must be able to operate with a guard displacedor removed and/or a protective device disabled, the control or operating mode selector must simultaneously: disable all other control or operating modes, permit operation of hazardous functions only by control devices requiring sustained action, permit the operation of hazardous functions only in reduced risk conditions whilepreventing hazards from linked sequences, prevent any operation of hazardous functions by voluntary or involuntary action onthe machines sensors.If these four conditions cannot be fulfilled simultaneously, the control or operatingmode selector must activate other protective measures designed and constructed toensure a safe intervention zone.In addition, the operator must be able to control operation of the parts which are beingworked on from the adjustment point.

Failure of the power supply Y N N/A CommentsThe interruption, the re-establishment after an interruption or the fluctuation inwhatever manner of the power supply to the machinery must not lead to dangerous situations.Particular attention must be given to the following points: the machinery must not start unexpectedly, the parameters of the machinery must not change in an uncontrolled way when suchchange can lead to hazardous situations, the machinery must not be prevented from stopping if the command has already been given, no moving part of the machinery or piece held by the machinery must fall or be ejected, automatic or manual stopping of the moving parts, whatever they may be, must be unimpeded, the protective devices must remain fully effective or give a stop command.

PROTECTION AGAINST MECHANICAL HAZARDSRisk of loss of stability Y N N/A CommentsMachinery and its components and fittings must be stable enough to avoid overturning,falling or uncontrolled movements during transportation, assembly, dismantling andany other action involving the machinery.If the shape of the machinery itself or its intended installation does not offer sufficientstability, appropriate means of anchorage must be incorporated and indicated in the instructions.

Risk of break-up during operation Y N N/A CommentsThe various parts of machinery and their linkages must be able to withstand the stressesto which they are subject when used.The durability of the materials used must be adequate for the nature of the workingenvironment foreseen by the responsible person, in particular as regards the phenomenaof fatigue, ageing, corrosion and abrasion.The instructions must indicate the type and frequency of inspections and maintenancerequired for safety reasons. They must, where appropriate, indicate the parts subject towear and the criteria for replacement.Where a risk of rupture or disintegration remains despite the measures taken, the partsconcerned must be mounted, positioned and/or guarded in such a way that anyfragments will be contained, preventing hazardous situations.Both rigid and flexible pipes carrying fluids, particularly those under high pressure,must be able to withstand the foreseen internal and external stresses and must be firmlyattached and/or protected to ensure that no risk is posed by a rupture.Where the material to be processed is fed to the tool automatically, the followingconditions must be fulfilled to avoid risks to persons: when the workpiece comes into contact with the tool, the latter must have attainedits normal working condition, when the tool starts and/or stops (intentionally or accidentally), the feed movementand the tool movement must be coordinated.

Risks due to falling or ejected objects Y N N/A CommentsPrecautions must be taken to prevent risks from falling or ejected objects.

Risks due to surfaces, edges or angles Y N N/A CommentsInsofar as their purpose allows, accessible parts of the machinery must have no sharpedges, no sharp angles and no rough surfaces likely to cause injury.

Risks related to combined machinery Y N N/A CommentsWhere the machinery is intended to carry out several different operations with manualremoval of the piece between each operation (combined machinery), it must bedesigned and constructed in such a way as to enable each element to be used separatelywithout the other elements constituting a risk for exposed persons.For this purpose, it must be possible to start and stop separately any elements that are not protected.

Risks related to variations in operating conditions Y N N/A CommentsWhere the machinery performs operations under different conditions of use, it must bedesigned and constructed in such a way that selection and adjustment of theseconditions can be carried out safely and reliably.

Risks related to moving parts Y N N/A CommentsThe moving parts of machinery must be designed and constructed in such a way as toprevent risks of contact which could lead to accidents or must, where risks persist, befitted with guards or protective devices.All necessary steps must be taken to prevent accidental blockage of moving partsinvolved in the work. In cases where, despite the precautions taken, a blockage is likelyto occur, the necessary specific protective devices and tools must, when appropriate, beprovided to enable the equipment to be safely unblocked.The instructions and, where possible, a sign on the machinery shall identify thesespecific protective devices and how they are to be used.

Choice of protection against risks arising from moving parts Y N N/A CommentsGuards or protective devices designed to protect against risks arising from moving partsmust be selected on the basis of the type of risk. The following guidelines must be usedto help to make the choice.

Moving transmission parts Y N N/A CommentsGuards designed to protect persons against the hazards generated by movingtransmission parts must be: either fixed guards interlocking movable guardsInterlocking movable guards should be used where frequent access is envisaged.

Moving parts involved in the process Y N N/A CommentsGuards or protective devices designed to protect persons against the hazards generatedby moving parts involved in the process must be: either fixed guards interlocking movable guards protective devices as referred to elsewhere in this document or a combination of the above.However, when certain moving parts directly involved in the process cannot be madecompletely inaccessible during operation owing to operations requiring operatorintervention, such parts must be fitted with: fixed guards or interlocking movable guards preventing access to those sections ofthe parts that are not used in the work, and adjustable guards restricting access to those sections of the moving parts where access is necessary.

Risks of uncontrolled movements Y N N/A CommentsWhen a part of the machinery has been stopped, any drift away from the stoppingposition, for whatever reason other than action on the control devices, must beprevented or must be such that it does not present a hazard.

REQUIRED CHARACTERISTICS OF GUARDS AND PROTECTIVE DEVICESGeneral requirementsGuards and protective devices must: be of robust construction, be securely held in place, not give rise to any additional hazard, not be easy to by-pass or render non-operational, be located at an adequate distance from the danger zone, cause minimum obstruction to the view of the production process, and enable essential work to be carried out on the installation and/or replacement oftools and for maintenance purposes by restricting access exclusively to the areawhere the work has to be done, if possible without the guard having to be removedor the protective device having to be disabled.In addition, guards must, where possible, protect against the ejection or falling ofmaterials or objects and against emissions generated by the machinery.

Special requirements for guardsFixed guards Y N N/A CommentsFixed guards must be fixed by systems that can be opened or removed only with tools.Their fixing systems must remain attached to the guards or to the machinery when the guards are removed.Where possible, guards must be incapable of remaining in place without their fixings.

Interlocking movable guards Y N N/A CommentsInterlocking movable guards must: as far as possible remain attached to the machinery when open, be designed and constructed in such a way that they can be adjusted only by meansof an intentional action.Interlocking movable guards must be associated with an interlocking device that: prevents the start of hazardous machinery functions until they are closed, and gives a stop command whenever they are no longer closed.Where it is possible for an operator to reach the danger zone before the risk due to thehazardous machinery functions has ceased, movable guards must be associated with aguard locking device in addition to an interlocking device that: prevents the start of hazardous machinery functions until the guard is closed and locked, and keeps the guard closed and locked until the risk of injury from the hazardousmachinery functions has ceased.Interlocking movable guards must be designed in such a way that the absence or failureof one of their components prevents starting or stops the hazardous machineryfunctions.

Adjustable guards restricting access Y N N/A CommentsAdjustable guards restricting access to those areas of the moving parts strictly necessaryfor the work must be: adjustable manually or automatically, depending on the type of work involved, and readily adjustable without the use of tools.

Special requirements for protective devices Y N N/A CommentsProtective devices must be designed and incorporated into the control system in such a way that: moving parts cannot start up while they are within the operators reach, persons cannot reach moving parts while the parts are moving, and the absence or failure of one of their components prevents starting or stops the moving parts.Protective devices must be adjustable only by means of an intentional action.

RISKS DUE TO OTHER HAZARDSElectricity supply Y N N/A CommentsWhere machinery has an electricity supply, it must be designed, constructed andequipped in such a way that all hazards of an electrical nature are or can be prevented.

Static electricity Y N N/A CommentsMachinery must be designed and constructed to prevent or limit the build-up ofpotentially dangerous electrostatic charges and/or be fitted with a discharging system.

Energy supply other than electricity Y N N/A CommentsWhere machinery is powered by sources of energy other than electricity, it must be sodesigned, constructed and equipped as to avoid all potential risks associated with such sources of energy.

Errors of fitting Y N N/A CommentsErrors likely to be made when fitting or refitting certain parts which could be a sourceof risk must be made impossible by the design and construction of such parts or, failingthis, by information given on the parts themselves and/or their housings. The sameinformation must be given on moving parts and/or their housings where the direction ofmovement needs to be known in order to avoid a risk.Where necessary, the instructions must give further information on these risks.Where a faulty connection can be the source of risk, incorrect connections must bemade impossible by design or, failing this, by information given on the elements to beconnected and, where appropriate, on the means of connection.

Extreme temperatures Y N N/A CommentsSteps must be taken to eliminate any risk of injury arising from contact with orproximity to machinery parts or materials at high or very low temperatures.

The necessary steps must also be taken to avoid or protect against the risk of hot or verycold material being ejected.

Fire Y N N/A CommentsMachinery must be designed and constructed in such a way as to avoid any risk of fireor overheating posed by the machinery itself or by gases, liquids, dust, vapours or othersubstances produced or used by the machinery.

Explosion Y N N/A CommentsMachinery must be designed and constructed in such a way as to avoid any risk ofexplosion posed by the machinery itself or by gases, liquids, dust, vapours or othersubstances produced or used by the machinery.Machinery must comply, as far as the risk of explosion due to its use in a potentiallyexplosive atmosphere is concerned, with the provisions of the specific guidance.

Noise Y N N/A CommentsMachinery must be designed and constructed in such a way that risks resulting from theemission of airborne noise are reduced to the lowest level, taking account of technicalprogress and the availability of means of reducing noise, in particular at source.The level of noise emission may be assessed with reference to comparative emissiondata for similar machinery.

Vibrations Y N N/A CommentsMachinery must be designed and constructed in such a way that risks resulting fromvibrations produced by the machinery are reduced to the lowest level, taking account oftechnical progress and the availability of means of reducing vibration, in particular at source.The level of vibration emission may be assessed with reference to comparativeemission data for similar machinery.

Radiation Y N N/A CommentsUndesirable radiation emissions from the machinery must be eliminated or be reducedto levels that do not have adverse effects on persons.Any functional ionising radiation emissions must be limited to the lowest level which issufficient for the proper functioning of the machinery during setting, operation andcleaning. Where a risk exists, the necessary protective measures must be taken.Any functional non-ionising radiation emissions during setting, operation and cleaningmust be limited to levels that do not have adverse effects on persons.

External radiation Y N N/A CommentsMachinery must be designed and constructed in such a way that external radiation doesnot interfere with its operation.

Laser radiation Y N N/A CommentsWhere laser equipment is used, the following should be taken into account: laser equipment on machinery must be designed and constructed in such a way as toprevent any accidental radiation, laser equipment on machinery must be protected in such a way that effectiveradiation, radiation produced by reflection or diffusion and secondary radiation do not damage health, optical equipment for the observation or adjustment of laser equipment onmachinery must be such that no health risk is created by laser radiation.

Emissions of hazardous materials and substances Y N N/A CommentsMachinery must be designed and constructed in such a way that risks of inhalation,ingestion, contact with the skin, eyes and mucous membranes and penetration throughthe skin of hazardous materials and substances which it produces can be avoided.Where a hazard cannot be eliminated, the machinery must be so equipped thathazardous materials and substances can be contained, evacuated, precipitated by waterspraying, filtered or treated by another equally effective method.Where the process is not totally enclosed during normal operation of the machinery, thedevices for containment and/or evacuation must be situated in such a way as to have the maximum effect.

Risk of being trapped in a machine Y N N/A CommentsMachinery must be designed, constructed or fitted with a means of preventing a personfrom being enclosed within it or, if that is impossible, with a means of summoning help.

Risk of slipping, tripping or falling Y N N/A CommentsParts of the machinery where persons are liable to move about or stand must bedesigned and constructed in such a way as to prevent persons slipping, tripping orfalling on or off these parts.Where appropriate, these parts must be fitted with handholds that are fixed relative tothe users and that enable them to maintain their stability.

Lightning Y N N/A CommentsMachinery in need of protection against the effects of lightning while being used mustbe fitted with a system for conducting the resultant electrical charge to earth.

MAINTENANCEMachinery maintenance Y N N/A CommentsAdjustment and maintenance points must be located outside danger zones. It must bepossible to carry out adjustment, maintenance, repair, cleaning and servicing operationswhile machinery is at a standstill.If one or more of the above conditions cannot be satisfied for technical reasons,measures must be taken to ensure that these operations can be carried out safelyIn the case of automated machinery and, where necessary, other machinery, aconnecting device for mounting diagnostic fault-finding equipment must be provided.Automated machinery components which have to be changed frequently must becapable of being removed and replaced easily and safely. Access to the componentsmust enable these tasks to be carried out with the necessary technical means inaccordance with a specified operating method.

Access to operating positions and servicing points Y N N/A CommentsMachinery must be designed and constructed in such a way as to allow access in safetyto all areas where intervention is necessary during operation, adjustment andmaintenance of the machinery.

Isolation of energy sources Y N N/A CommentsMachinery must be fitted with means to isolate it from all energy sources. Suchisolators must be clearly identified. They must be capable of being locked ifreconnection could endanger persons. Isolators must also be capable of being lockedwhere it is not possible, from any of the points to which the operator has access, tocheck that the energy is still cut off.In the case of machinery capable of being plugged into an electricity supply, removal ofthe plug is sufficient, provided that the operator can check from any of the points towhich the operator has access that the plug remains removed.After the energy is cut off, it must be possible to dissipate normally any energyremaining or stored in the circuits of the machinery without risk to persons.As an exception to the requirement laid down in the previous paragraphs, certain

circuits may remain connected to their energy sources in order, for example, to holdparts, to protect information, to light interiors, etc. In this case, special steps must betaken to ensure operator safety.

Operator intervention Y N N/A CommentsMachinery must be so designed, constructed and equipped that the need for operatorintervention is limited. If operator intervention cannot be avoided, it must be possible tocarry it out easily and safely.

Cleaning of internal parts Y N N/A CommentsThe machinery must be designed and constructed in such a way that it is possible toclean internal parts which have contained dangerous substances or preparations withoutentering them; any necessary unblocking must also be possible from the outside. If it isimpossible to avoid entering the machinery, it must be designed and constructed in sucha way as to allow cleaning to take place safely.

INFORMATIONInformation and warnings on the machinery Y N N/A CommentsInformation and warnings on the machinery should preferably be provided in the formof readily understandable symbols or pictograms. Any written or verbal informationand warnings must be expressed in a relevant Community language or languages,

Information and information devices Y N N/A CommentsThe information needed to control machinery must be provided in a form that isunambiguous and easily understood. It must not be excessive to the extent of overloading the operator.Visual display units or any other interactive means of communication between theoperator and the machine must be easily understood and easy to use.

Warning devices Y N N/A CommentsWhere the health and safety of persons may be endangered by a fault in the operation ofunsupervised machinery, the machinery must be equipped in such a way as to give anappropriate acoustic or light signal as a warning.Where machinery is equipped with warning devices these must be unambiguous andeasily perceived. The operator must have facilities to check the operation of suchwarning devices at all times.The requirements of the specific Community directives concerning colours and safetysignals must be complied with.

Warning of residual risks Y N N/A CommentsWhere risks remain despite the inherent safe design measures, safeguarding andcomplementary protective measures adopted, the necessary warnings, includingwarning devices, must be provided.

Marking of machinery Y N N/A CommentsAll machinery must be marked visibly, legibly and indelibly with the followingminimum particulars: the business name and full address of the manufacturer and, where applicable, themanufacturers authorised representative, designation of the machinery, designation of series or type, serial number, if any, the year of construction, that is the year in which the manufacturing process is completed.Furthermore, machinery designed and constructed for use in a potentially explosiveatmosphere must be marked accordingly.Machinery must also bear full information relevant to its type and essential for safe use.Where a machine part must be handled during use with lifting equipment, its mass mustbe indicated legibly, indelibly and unambiguously.

Instructions Y N N/A CommentsAll machinery must be accompanied by instructions in the official Communitylanguage or languages of the EEA state in which it is placed into service.The instructions accompanying the machinery must be either Original instructions ora Translation of the original instructions, in which case the translation must beaccompanied by the original instructions.By way of exception, the maintenance instructions intended for use by specialisedpersonnel mandated by the responsible person may be supplied in only one officialCommunity language which the specialised personnel understand.The instructions must be drafted in accordance with the principles set out below.

General principles for the drafting of instructions Y N N/A Comments(a) The instructions must be drafted in one or more official Community languages. Thewords Original instructions must appear on the language version(s) verified by the responsible person.(b) Where no Original instructions exist in the official language(s) of the countrywhere the machinery is to be used, a translation into that/those language(s) must beprovided by the responsible person or by the person bringing the machinery into thelanguage area in question. The translations must bear the words Translation of theoriginal instructions.(c) The contents of the instructions must cover not only the intended use of themachinery but also take into account any reasonably foreseeable misuse thereof.(d) In the case of machinery intended for use by non-professional operators, thewording and layout of the instructions for use must take into account the level ofgeneral education and acumen that can reasonably be expected from such operators.

Contents of the instructions Y N N/A CommentsEach instruction manual must contain, where applicable, at least the following information:(a) the business name and full address of the manufacturer and of the manufacturersauthorised representative;(b) the designation of the machinery as marked on the machinery itself, except for theserial number(c) the EC declaration of conformity, for major components and sub assemblies used.(d) a general description of the machinery;(e) the drawings, diagrams, descriptions and explanations necessary for the use,maintenance and repair of the machinery and for checking its correct functioning;(f) a description of the workstation(s) likely to be occupied by operators;(g) a description of the intended use of the machinery;(h) warnings concerning ways in which the machinery must not be used that experiencehas shown might occur;(i) assembly, installation and connection instructions, including drawings, diagramsand the means of attachment and the designation of the chassis or installation onwhich the machinery is to be mounted;(j) instructions relating to installation and assembly for reducing noise or vibration;(k) instructions for the putting into service and use of the machinery and, if necessary,instructions for the training of operators;(l) information about the residual risks that remain despite the inherent safe designmeasures, safeguarding and complementary protective measures adopted;(m) instructions on the protective measures to be taken by the user, including, whereappropriate, the personal protective equipment to be provided;

(n) the essential characteristics of tools which may be fitted to the machinery;(o) the conditions in which the machinery meets the requirement of stability duringuse, transportation, assembly, dismantling when out of service, testing or foreseeable breakdowns;(p) instructions with a view to ensuring that transport, handling and storage operationscan be made safely, giving the mass of the machinery and of its various parts wherethese are regularly to be transported separately;(q) the operating method to be followed in the event of accident or breakdown; if ablockage is likely to occur, the operating method to be followed so as to enable theequipment to be safely unblocked;(r) the description of the adjustment and maintenance operations that should be carriedout by the user and the preventive maintenance measures that should be observed;(s) instructions designed to enable adjustment and maintenance to be carried out safely,including the protective measures that should be taken during these operations;(t) the specifications of the spare parts to be used, when these affect the health and safety of operators;(u) information on airborne noise emissions expressed relative to: Lower Action Value (LAV) of 80dB(A) over 8 hours Upper Action Value of 85dB(A) over 8 hoursExposure Limit Value of 87dB (A) over 8 hours

Information/ research literatureInformation / research literature describing the machinery must not contradict the instructions asregards health and safety aspects. Any literature describing the performance characteristics ofmachinery must contain the same information on emissions as is contained in theinstructions.

SUPPLEMENTARY ESSENTIAL HEALTH AND SAFETY REQUIREMENTS FORCERTAIN CATEGORIES OF MACHINERYFoodstuffs machinery, machinery for cosmetics or pharmaceutical products, hand-heldand/or hand-guided machinery, portable fixing and other impact machinery, machineryfor working wood and material with similar physical characteristics must meet all theessential health and safety requirements described in this section

FOODSTUFFS MACHINERY AND MACHINERY FOR COSMETICS ORPHARMACEUTICAL PRODUCTSGeneral Y N N/A CommentsMachinery intended for use with foodstuffs or with cosmetics or pharmaceuticalproducts must be designed and constructed in such a way as to avoid any risk ofinfection, sickness or contagion.The following requirements must be observed:(a) materials in contact with, or intended to come into contact with, foodstuffs orcosmetics or pharmaceutical products must satisfy the conditions set down in therelevant Directives. The machinery must be designed and constructed in such a waythat these materials can be cleaned before each use. Where this is not possibledisposable parts must be used;(b) all surfaces in contact with foodstuffs or cosmetics or pharmaceutical products,other than surfaces of disposable parts, must: be smooth and have neither ridges nor crevices which could harbour organicmaterials. The same applies to their joinings, be designed and constructed in such a way as to reduce the projections, edgesand recesses of assemblies to a minimum, be easily cleaned and disinfected, where necessary after removing easilydismantled parts; the inside surfaces must have curves with a radius sufficientto allow thorough cleaning;(c) it must be possible for liquids, gases and aerosols deriving from foodstuffs,cosmetics or pharmaceutical products as well as from cleaning, disinfecting andrinsing fluids to be completely discharged from the machinery (if possible, in a cleaning position);(d) machinery must be designed and constructed in such a way as to prevent anysubstances or living creatures, in particular insects, from entering, or any organicmatter from accumulating in, areas that cannot be cleaned;(e) machinery must be designed and constructed in such a way that no ancillarysubstances hazardous to health, including the lubricants used, can come into contactwith foodstuffs, cosmetics or pharmaceutical products. Where necessary,machinery must be designed and constructed in such a way that continuingcompliance with this requirement can be checked.

InstructionsThe instructions for foodstuffs machinery and machinery for use with cosmetics orpharmaceutical products must indicate recommended products and methods forcleaning, disinfecting and rinsing, not only for easily accessible areas but also for areasto which access is impossible or inadvisable.

PORTABLE HAND-HELD AND/OR HAND-GUIDED MACHINERYGeneral Y N N/A CommentsPortable hand-held and/or hand-guided machinery must: depending on the type of machinery, have a supporting surface of sufficient size andhave a sufficient number of handles and supports of an appropriate size, arranged insuch a way as to ensure the stability of the machinery under the intended operating conditions, except where technically impossible, or where there is an independent controldevice, in the case of handles which cannot be released in complete safety, be fittedwith manual start and stop control devices arranged in such a way that the operatorcan operate them without releasing the handles, present no risks of accidental starting and/or continued operation after the operatorhas released the handles. Equivalent steps must be taken if this requirement is not technically feasible, permit, where necessary, visual observation of the danger zone and of the action ofthe tool with the material being processed.The handles of portable machinery must be designed and constructed in such a way asto make starting and stopping straightforward.

InstructionsThe instructions must give the following information concerning vibrations transmittedby portable hand-held and hand-guided machinery: the vibration total value to which the hand-arm system is subjected, if it exceeds 2.5m/s 2. Where this value does not exceed 2.5 m/s2, this must be mentioned, the uncertainty of measurement.These values must be either those actually measured for the machinery in question orthose established on the basis of measurements taken for technically comparablemachinery which is representative of the machinery to be produced.If harmonised standards are not applied, the vibration data must be measured using themost appropriate measurement code for the machinery.The operating conditions during measurement and the methods used for measurement,or the reference of the harmonised standard applied, must be specified.

Portable fixing and other impact machineryGeneral Y N N/A CommentsPortable fixing and other impact machinery must be designed and constructed in such a way that: energy is transmitted to the impacted element by the intermediary component thatdoes not leave the device,

an enabling device prevents impact unless the machinery is positioned correctlywith adequate pressure on the base material, involuntary triggering is prevented; where necessary, an appropriate sequence ofactions on the enabling device and the control device must be required to trigger an impact, accidental triggering is prevented during handling or in case of shock, loading and unloading operations can be carried out easily and safely.Where necessary, it must be possible to fit the device with splinter guard(s) and theappropriate guard(s) must be provided by the manufacturer of the machinery.

InstructionsThe instructions must give the necessary information regarding: the accessories and interchangeable equipment that can be used with the machinery, the suitable fixing or other impacted elements to be used with the machinery, where appropriate, the suitable cartridges to be used.