Efficient Simplification: The (im)possibilities

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Efficient Simplication: The (im)possibilities IMPECS 2010

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Page 1: Efficient Simplification: The (im)possibilities

Efficient Simplication:

The (im)possibilities

IMPECS 2010

Page 2: Efficient Simplification: The (im)possibilities

Discovering definitions.

kernelization

preprocessing, simplification, data reduction

KERNELS

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Lower Bounds

Upper Bounds

Combinatorial Toolsand applications towards

obtaining kernels.

Compositions, reductions,and beyond:

techniques with applications.

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Consider the following nightmare from high school algebra homework:

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Evaluate:

394x6 + 98x5y2 − 821x7y8 + 24x3

−14x3 + 600y8x7 + 6x6

−100x5y2 − 400x6 + 221x7y8

at x = (7+ 9i) and y = (24− 5i).

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Evaluate:

394x6 + 98x5y2 − 821x7y8 + 24x3

−14x3 + 600y8x7 + 6x6

−100x5y2 − 400x6 + 221x7y8

at x = (7+ 9i) and y = (24− 5i).

Page 7: Efficient Simplification: The (im)possibilities

Evaluate:

394x6 + 98x5y2 − 821x7y8 + 24x3

−14x3 + 600y8x7 + 6x6

−100x5y2 − 400x6 + 221x7y8

at x = (7+ 9i) and y = (24− 5i).

Page 8: Efficient Simplification: The (im)possibilities

Evaluate:

394x6 + 98x5y2 − 821x7y8 + 24x3

−14x3 + 600y8x7 + 6x6

−100x5y2 − 400x6 + 221x7y8

at x = (7+ 9i) and y = (24− 5i).

Page 9: Efficient Simplification: The (im)possibilities

Evaluate:

394x6 + 98x5y2 − 821x7y8 + 24x3

−14x3 + 600y8x7 + 6x6

−100x5y2 − 400x6 + 221x7y8

at x = (7+ 9i) and y = (24− 5i).

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Evaluate:

394x6 +98x5y2 − 821x7y8 + 10x3

−14x3 + 600y8x7 + 6x6

−102x5y2 − 400x6 + 221x7y8

at x = (7+ 9i) and y = (24− 5i).

Page 11: Efficient Simplification: The (im)possibilities

Evaluate:

394x6 + 98x5y2 − 821x7y8 + 24x3

−14x3 + 600y8x7 + 6x6

−100x5y2 − 400x6 + 221x7y8

at x = (7+ 9i) and y = (24− 5i).

Page 12: Efficient Simplification: The (im)possibilities

Evaluate:

394x6 +98x5y2 − 821x7y8 + 10x3

−14x3 + 600y8x7 + 6x6

−102x5y2 − 400x6 + 221x7y8

at x = (7+ 9i) and y = (24− 5i).

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Simplification is a good idea.

When you cannot simplify, your problem might be declared irreducible.

We want to think about coming up with a definition for the notion of agood simplification procedure.

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Simplification is a good idea.When you cannot simplify, your problem might be declared irreducible.

We want to think about coming up with a definition for the notion of agood simplification procedure.

Page 15: Efficient Simplification: The (im)possibilities

Simplification is a good idea.When you cannot simplify, your problem might be declared irreducible.

We want to think about coming up with a definition for the notion of agood simplification procedure.

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A simplification procedure is powerful if it works...

...all the time — on any input, however complicated.

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A simplification procedure is powerful if it works...

...all the time — on any input, however complicated.

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A simplification procedure is efficient if it beats...

...a brute-force approach hands-down — the faster, the better.

Page 19: Efficient Simplification: The (im)possibilities

A simplification procedure is efficient if it beats...

...a brute-force approach hands-down — the faster, the better.

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A simplification procedure is good if it ispowerful and efficient.

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Are there problems for which we can devise provably goodsimplification procedures?

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Notice that if there are problems with good simplification procedures,then such simplifications would be in great demand. Imagine solving allyour algebra homework quickly, every single time!

e performance guarantees make the simplification really special.

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Notice that if there are problems with good simplification procedures,then such simplifications would be in great demand. Imagine solving allyour algebra homework quickly, every single time!

e performance guarantees make the simplification really special.

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Are there problems for which we provably cannot devise goodsimplification procedures?

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Notice that showing such a negative result entails demonstrating some“inherent hardness” of the problem, because of which no simplificationprocedure can offer a performance guarantee.

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What does it mean to “simplify”?

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e natural idea of simplification is “to reduce”.

Make it smaller.

Let’s try to formalize this.

Page 28: Efficient Simplification: The (im)possibilities

e natural idea of simplification is “to reduce”.

Make it smaller.

Let’s try to formalize this.

Page 29: Efficient Simplification: The (im)possibilities

e natural idea of simplification is “to reduce”.

Make it smaller.

Let’s try to formalize this.

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Let us use n to denote the “size” of the problem.

Clearly, it is n that we wish to make smaller.

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Let us use n to denote the “size” of the problem.

Clearly, it is n that we wish to make smaller.

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Proposed Definition #1

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A simplification routine should:

• run in polynomial time,• take as input a problem instance of size n, and• return an equivalent instance of size n ′ < n.

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eoremA NP-complete problem cannot be simplified unless P = NP.

Proof.Let X be an instance of a NP-complete problem, and suppose it admits asimplification routine.

X−→X1−→ · · · −→Xn

In polynomial time, we have simplified too severely — we have solvedthe problem! is gives us P = NP.

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eoremA NP-complete problem cannot be simplified unless P = NP.

Proof.Let X be an instance of a NP-complete problem, and suppose it admits asimplification routine.

X−→X1−→ · · · −→Xn

In polynomial time, we have simplified too severely — we have solvedthe problem! is gives us P = NP.

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Proposed Definition #2

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Demanding that we reduce the instance with every run of thesimplification: unreasonable.

Let us try demanding that a simplification process reduces until somepoint, after which we might obtain something that cannot be reduced

further.

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Demanding that we reduce the instance with every run of thesimplification: unreasonable.

Let us try demanding that a simplification process reduces until somepoint, after which we might obtain something that cannot be reduced

further.

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A simplification routine should:

• run in polynomial time,• take as input a problem instance of size n, and• return an equivalent instance of size n ′ < n.

Does this work?

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A simplification routine should:

• run in polynomial time,• take as input a problem instance of size n, and• return an equivalent instance of size 100.

Does this work?

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A simplification routine should:

• run in polynomial time,• take as input a problem instance of size n, and• return an equivalent instance of size 100.

Does this work?

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A simplification routine should:

• run in polynomial time,• take as input a problem instance of size n, and• return an equivalent instance of size 100.

NO.

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A simplification routine should:

• run in polynomial time,• take as input a problem instance of size n, and• return an equivalent instance of size f(p).

Does this work?

Page 44: Efficient Simplification: The (im)possibilities

A simplification routine should:

• run in polynomial time,• take as input a problem instance of size n, and• return an equivalent instance of size f(p).

Does this work?

Page 45: Efficient Simplification: The (im)possibilities

A simplification routine should:

• run in polynomial time,• take as input a problem instance of size n, and• return an equivalent instance of size f(p).

Does this work?

Page 46: Efficient Simplification: The (im)possibilities

ere are people at a professor’s party.

e professor would like to locate a group of six people who are popular.

i.e, everyone is a friend of at least one of the six.

Being a busy man, he asks two of his students to find such a group.

e first grimaces and starts making a list of(256

)possibilities.

e second knows that no one in the party has more than three friends¹.

¹Academicians tend to be lonely.

Page 47: Efficient Simplification: The (im)possibilities

ere are people at a professor’s party.

e professor would like to locate a group of six people who are popular.

i.e, everyone is a friend of at least one of the six.

Being a busy man, he asks two of his students to find such a group.

e first grimaces and starts making a list of(256

)possibilities.

e second knows that no one in the party has more than three friends¹.

¹Academicians tend to be lonely.

Page 48: Efficient Simplification: The (im)possibilities

ere is a graph on n vertices.

e professor would like to locate a group of six people who are popular.

i.e, everyone is a friend of at least one of the six.

Being a busy man, he asks two of his students to find such a group.

e first grimaces and starts making a list of(256

)possibilities.

e second knows that no one in the party has more than three friends¹.

¹Academicians tend to be lonely.

Page 49: Efficient Simplification: The (im)possibilities

ere is a graph on n vertices.

Is there a dominating set of size at most k?

i.e, everyone is a friend of at least one of the six.

Being a busy man, he asks two of his students to find such a group.

e first grimaces and starts making a list of(256

)possibilities.

e second knows that no one in the party has more than three friends¹.

¹Academicians tend to be lonely.

Page 50: Efficient Simplification: The (im)possibilities

ere is a graph on n vertices.

Is there a dominating set of size at most k?

(Every vertex is a neighbor of at least one of the k vertices.)

Being a busy man, he asks two of his students to find such a group.

e first grimaces and starts making a list of(256

)possibilities.

e second knows that no one in the party has more than three friends¹.

¹Academicians tend to be lonely.

Page 51: Efficient Simplification: The (im)possibilities

ere is a graph on n vertices.

Is there a dominating set of size at most k?

(Every vertex is a neighbor of at least one of the k vertices.)

e problem is NP–complete,

e first grimaces and starts making a list of(256

)possibilities.

e second knows that no one in the party has more than three friends¹.

¹Academicians tend to be lonely.

Page 52: Efficient Simplification: The (im)possibilities

ere is a graph on n vertices.

Is there a dominating set of size at most k?

(Every vertex is a neighbor of at least one of the k vertices.)

e problem is NP–complete,

but is trivial on “large” graphs of bounded degree,

e second knows that no one in the party has more than three friends¹.

¹Academicians tend to be lonely.

Page 53: Efficient Simplification: The (im)possibilities

ere is a graph on n vertices.

Is there a dominating set of size at most k?

(Every vertex is a neighbor of at least one of the k vertices.)

e problem is NP–complete,

but is trivial on “large” graphs of bounded degree,

as you can say NO whenever n > kb.

Page 54: Efficient Simplification: The (im)possibilities

Notation

We denote a parameterized problem as a pair (Q, κ) consisting of a clas-sical problem Q ⊆ {0, 1}∗ and a parameterization κ : {0, 1}∗ → N.

Page 55: Efficient Simplification: The (im)possibilities

.

.Size of the Kernel

.

.Kernel

Problem Simplification

involves pruning down

a large input

into an equivalent,

significantly smaller object,

quickly.

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.

.Size of the Kernel

.

.Kernel

Problem Simplification

is a function f : {0, 1}∗ × N → {0, 1}∗ × N, such that

a large input

into an equivalent,

significantly smaller object,

quickly.

Page 57: Efficient Simplification: The (im)possibilities

.

.Size of the Kernel

.

.Kernel

Problem Simplification

is a function f : {0, 1}∗ × N → {0, 1}∗ × N, such that

for all (x, k), |x| = n

into an equivalent,

significantly smaller object,

quickly.

Page 58: Efficient Simplification: The (im)possibilities

.

.Size of the Kernel

.

.Kernel

Problem Simplification

is a function f : {0, 1}∗ × N → {0, 1}∗ × N, such that

for all (x, k), |x| = n

f(x), k ′ ∈ L iff (x, k) ∈ L,

significantly smaller object,

quickly.

Page 59: Efficient Simplification: The (im)possibilities

.

.Size of the Kernel

.

.Kernel

Problem Simplification

is a function f : {0, 1}∗ × N → {0, 1}∗ × N, such that

for all (x, k), |x| = n

f(x), k ′ ∈ L iff (x, k) ∈ L,

|f(x)| = g(k),

quickly.

Page 60: Efficient Simplification: The (im)possibilities

.

.Size of the Kernel

.

.Kernel

Problem Simplification

is a function f : {0, 1}∗ × N → {0, 1}∗ × N, such that

for all (x, k), |x| = n

f(x), k ′ ∈ L iff (x, k) ∈ L,

|f(x)| = g(k),

and f is polytime computable.

Page 61: Efficient Simplification: The (im)possibilities

.

.Size of the Kernel

.

.Kernel

A kernelization procedure

is a function f : {0, 1}∗ × N → {0, 1}∗ × N, such that

for all (x, k), |x| = n

f(x), k ′ ∈ L iff (x, k) ∈ L,

|f(x)| = g(k),

and f is polytime computable.

Page 62: Efficient Simplification: The (im)possibilities

.

.Size of the Kernel

.

.Kernel

A kernelization procedure

is a function f : {0, 1}∗ × N → {0, 1}∗ × N, such that

for all (x, k), |x| = n

(f(x), k ′) ∈ L iff (x, k) ∈ L,

|f(x)| = g(k),

and f is polytime computable.

Page 63: Efficient Simplification: The (im)possibilities

.

.Size of the Kernel

.

.Size of the Kernel

A kernelization procedure

is a function f : {0, 1}∗ × N → {0, 1}∗ × N, such that

for all (x, k), |x| = n

f(x), k ′ ∈ L iff (x, k) ∈ L,

|f(x)| = g(k),

and f is polytime computable.

Page 64: Efficient Simplification: The (im)possibilities

eorem

Having a kernelization procedure implies, and is implied by,parameterized tractability.

Definition

A parameterized problem L is fixed-parameter tractable if there exists analgorithm that decides in f (k) · nO(1) time whether (x, k) ∈ L, wheren := |x|, k := κ(x), and f is a computable function that does not dependon n.

Page 65: Efficient Simplification: The (im)possibilities

eorem

Having a kernelization procedure implies, and is implied by,parameterized tractability.

Definition

A parameterized problem L is fixed-parameter tractable if there exists analgorithm that decides in f (k) · nO(1) time whether (x, k) ∈ L, wheren := |x|, k := κ(x), and f is a computable function that does not dependon n.

Page 66: Efficient Simplification: The (im)possibilities

eorem

A problem admits a kernel if, and only if,it is fixed–parameter tractable.

Definition

A parameterized problem L is fixed-parameter tractable if there exists analgorithm that decides in f (k) · nO(1) time whether (x, k) ∈ L, wheren := |x|, k := κ(x), and f is a computable function that does not dependon n.

Page 67: Efficient Simplification: The (im)possibilities

eorem

A problem admits a kernel if, and only if,it is fixed–parameter tractable.

Given a kernel, a FPT algorithm is immediate (even brute–force on thekernel will lead to such an algorithm).

Page 68: Efficient Simplification: The (im)possibilities

eorem

A problem admits a kernel if, and only if,it is fixed–parameter tractable.

On the other hand, a FPT runtime of f(k)·nc gives us a f(k)–sized kernel.

We run the algorithm for nc+1 steps and either have a trivial kernel if thealgorithm stops, else:

nc+1 < f(k) · nc

Page 69: Efficient Simplification: The (im)possibilities

eorem

A problem admits a kernel if, and only if,it is fixed–parameter tractable.

On the other hand, a FPT runtime of f(k)·nc gives us a f(k)–sized kernel.

We run the algorithm for nc+1 steps and either have a trivial kernel if thealgorithm stops, else:

n < f(k)

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“Efficient” Kernelization

What is a reasonable notion of efficiency for kernelization?

e smaller, the better.

In particular,

Polynomial–sized kernels <arebetter than Exponential–sized Kernels

Page 71: Efficient Simplification: The (im)possibilities

“Efficient” Kernelization

What is a reasonable notion of efficiency for kernelization?e smaller, the better.

In particular,

Polynomial–sized kernels <arebetter than Exponential–sized Kernels

Page 72: Efficient Simplification: The (im)possibilities

“Efficient” Kernelization

What is a reasonable notion of efficiency for kernelization?e smaller, the better.

In particular,

Polynomial–sized kernels <arebetter than Exponential–sized Kernels

Page 73: Efficient Simplification: The (im)possibilities

e problem of finding Dominating Set of size k on graphs where thedegree is bounded by b, parameterized by k, has a linear kernel. is is anexample of a polynomial–sized kernel.

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UPPER BO

UN

DS

Examples of Polynomial Kernels

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UPPER BO

UN

DS

.

..

Vertex Cover

independent set

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UPPER BO

UN

DS

.

..

Vertex Cover

Input: A graph G = (V, E) and an integer k.

Question: Does there exist a subset S of at most k vertices such that:for every edge (u, v), either u ∈ S or v ∈ S?

Parameter: k

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UPPER BO

UN

DS

.

..

Vertex Cover

Input: A graph G = (V, E) and an integer k.

Question: Does there exist a subset S of at most k vertices such that:for every edge (u, v), either u ∈ S or v ∈ S?

Parameter: k

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UPPER BO

UN

DS

.

..

Vertex Cover

Input: A graph G = (V, E) and an integer k.

Question: Does there exist a subset S of at most k vertices such that:for every edge (u, v), either u ∈ S or v ∈ S?

Parameter: k

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UPPER BO

UN

DS

.

..

Vertex Cover

Let us simplify!

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UPPER BO

UN

DS

.

..

Vertex Cover

A vertex v of degree more than k is a part of any vertex cover of size atmost k.

ere is always a vertex cover that does not pick isolated vertices.

A graph with more than k2 edges, without isolated vertices and verticesof high degree, has no vertex cover of size at most k.

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UPPER BO

UN

DS

.

..

Vertex Cover

A vertex v of degree more than k is a part of any vertex cover of size atmost k.

ere is always a vertex cover that does not pick isolated vertices.

A graph with more than k2 edges, without isolated vertices and verticesof high degree, has no vertex cover of size at most k.

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UPPER BO

UN

DS

.

..

Vertex Cover

A vertex v of degree more than k is a part of any vertex cover of size atmost k.

ere is always a vertex cover that does not pick isolated vertices.

A graph with more than k2 edges, without isolated vertices and verticesof high degree, has no vertex cover of size at most k.

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UPPER BO

UN

DS

.

..

3-Hitting Set

Input: A set U and a family F of subsets of U, size three each.

Question: Does there exist a subset S of U, of size at most k, such that:for every set X ∈ F, X ∩ S 6= ∅?

Parameter: k

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UPPER BO

UN

DS

.

..

3-Hitting Set

Input: A set U and a family F of subsets of U, size three each.

Question: Does there exist a subset S of U, of size at most k, such that:for every set X ∈ F, X ∩ S 6= ∅?

Parameter: k

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UPPER BO

UN

DS

.

..

3-Hitting Set

Input: A set U and a family F of subsets of U, size three each.

Question: Does there exist a subset S of U, of size at most k, such that:for every set X ∈ F, X ∩ S 6= ∅?

Parameter: k

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UPPER BO

UN

DS

.

..

3-Hitting Set

Input: {a, b, x}, {x, s, r}, {s, i, l}, {p, q, a}, {z, r, c}

Solution: {a,s,r} “hits” every set.

Observation: No hitting set of size two.

Page 87: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

.

..

3-Hitting Set

Input: {a, b, x}, {x, s, r}, {s, i, l}, {p, q, a}, {z, r, c}

Solution: {a,s,r} “hits” every set.

Observation: No hitting set of size two.

Page 88: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

.

..

3-Hitting Set

Input: {a, b, x}, {x, s, r}, {s, i, l}, {p, q, a}, {z, r, c}

Solution: {a,s,r} “hits” every set.

Observation: No hitting set of size two.

Page 89: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

.

..

3-Hitting Set

Exercise: Is there an O(k3) kernel? An O(k2) kernel?

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UPPER BO

UN

DS

.

..

Connected Vertex Cover

Input: A graph G = (V, E) and an integer k.

Question: Does there exist a subset S of at most k vertices such that:for every edge (u, v), either u ∈ S or v ∈ S, and G[S] is connected?

Parameter: k

Page 91: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

.

..

Connected Vertex Cover

Input: A graph G = (V, E) and an integer k.

Question: Does there exist a subset S of at most k vertices such that:for every edge (u, v), either u ∈ S or v ∈ S, and G[S] is connected?

Parameter: k

Page 92: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

.

..

Connected Vertex Cover

Input: A graph G = (V, E) and an integer k.

Question: Does there exist a subset S of at most k vertices such that:for every edge (u, v), either u ∈ S or v ∈ S, and G[S] is connected?

Parameter: k

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UPPER BO

UN

DS

.

..

Connected Vertex Cover

Exercise: Is there an O(k2) kernel? An O(kO(1)) kernel?

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UPPER BO

UN

DS

.

..

Feedback Vertex Set

forest

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UPPER BO

UN

DS

.

..

Feedback Vertex Set

Input: A graph G = (V, E) and an integer k.

Question: Does there exist a subset S of at most k vertices such that:G[V \ S] is a forest?

Parameter: k

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UPPER BO

UN

DS

.

..

Feedback Vertex Set

Input: A graph G = (V, E) and an integer k.

Question: Does there exist a subset S of at most k vertices such that:G[V \ S] is a forest?

Parameter: k

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UPPER BO

UN

DS

.

..

Feedback Vertex Set

Input: A graph G = (V, E) and an integer k.

Question: Does there exist a subset S of at most k vertices such that:G[V \ S] is a forest?

Parameter: k

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UPPER BO

UN

DS

.

..

Feedback Vertex Set

Notice that in this problem, we are looking to hit cycles.

Since cycles never involve vertices of degree zero or one, such vertices donot participate in an optimal FVS.

e immediate simplification is to remove isolated (degree ) andpendant (degree ) vertices.

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UPPER BO

UN

DS

.

..

Feedback Vertex Set

Notice that in this problem, we are looking to hit cycles.

Since cycles never involve vertices of degree zero or one, such vertices donot participate in an optimal FVS.

e immediate simplification is to remove isolated (degree ) andpendant (degree ) vertices.

Page 100: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

.

..

Feedback Vertex Set

Notice that in this problem, we are looking to hit cycles.

Since cycles never involve vertices of degree zero or one, such vertices donot participate in an optimal FVS.

e immediate simplification is to remove isolated (degree ) andpendant (degree ) vertices.

Page 101: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

.

..

Feedback Vertex Set

What about vertices of degree two?

ese are also simple to handle...

Page 102: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

.

..

Feedback Vertex Set

What about vertices of degree two?

ese are also simple to handle...

Page 103: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

.

..

Feedback Vertex Set

Page 104: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

.

..

Feedback Vertex Set

Page 105: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

.

..

Feedback Vertex Set

Notice that we now have a graph whose minimumdegree is at least three.

What about vertices of high degree?

Page 106: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

.

..

Feedback Vertex Set

Notice that we now have a graph whose minimumdegree is at least three.

What about vertices of high degree?

Page 107: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

.

..

Feedback Vertex Set

Recall that we were lucky with high degree vertices forvertex cover.

Let’s be optimistic and assume that we will get luckyagain...

Page 108: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

.

..

Feedback Vertex Set

Recall that we were lucky with high degree vertices forvertex cover.

Let’s be optimistic and assume that we will get luckyagain...

Page 109: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

.

..

Feedback Vertex Set

So suppose X is a procedure for simplifying vertices ofdegree more than s.

What can we say about a graph that is simplified to the extent of beingdegree at least three, and not having vertices of degree more than s?

Page 110: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

.

..

Feedback Vertex Set

So suppose X is a procedure for simplifying vertices ofdegree more than s.

What can we say about a graph that is simplified to the extent of beingdegree at least three, and not having vertices of degree more than s?

Page 111: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

.

..

Feedback Vertex Set

FVS

forest

#of edges

Minimum degree three...

Page 112: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

.

..

Feedback Vertex Set

FVS

forest

#of edges

Page 113: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

.

..

Feedback Vertex Set

FVS

forest

#of edges

Page 114: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

.

..

Feedback Vertex Set

Now we simply have to target high-degree vertices, andtry to discover the procedure X that we assumed before.

Page 115: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

A

B

Consider a bipartite graph one of whose parts (say B) is at least twice asbig as the other (call this A).

Page 116: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

A

B

Assume that there are no isolated vertices in B.bleh

Page 117: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

Suppose, further, that for every subset S in A, N(S) is at least twice aslarge as |S|.

Page 118: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

S

N(S)

Suppose, further, that for every subset S in A, N(S) is at least twice aslarge as |S|.

Page 119: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

A

B

en there exist two matchings saturating A,bleh

Page 120: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

A

B

en there exist two matchings saturating A,bleh

Page 121: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

A

B

en there exist two matchings saturating A,and disjoint in B.

Page 122: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

Claim:

If N(A) > 2|A|, then there exists a subset S of A such that:

there 2 matchings saturating the subset Sthat are vertex-disjoint in B.

provided B does not have any isolated vertices.

Page 123: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

Claim:

If N(A) > 2|A|, then there exists a subset S of A such that:

there 2 matchings saturating the subset Sthat are vertex-disjoint in B.

provided B does not have any isolated vertices.

Page 124: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

Claim:

If |B| > 2|A|, then there exists a subset S of A such that:

there 2 matchings saturating the subset Sthat are vertex-disjoint in B,

provided B does not have any isolated vertices.

Page 125: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

If N(S) > 2|S| for all subsets S, thenthere are 2 matchings,

vertex-disjoint in B, saturating A.blah blah blah blah blah blah blahblah blah blah blah blah blah blah

Else: there exists a subset S forwhich N(S) is smaller than 2|S|.

In this case, S = A and we are done.

Page 126: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

If N(S) > 2|S| for all subsets S, thenthere are 2 matchings,

vertex-disjoint in B, saturating A.blah blah blah blah blah blah blahblah blah blah blah blah blah blah

Else: there exists a subset S forwhich N(S) is smaller than 2|S|.

In this case, S = A and we are done.

Page 127: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

If N(S) > 2|S| for all subsets S, thenthere are 2 matchings,

vertex-disjoint in B, saturating A.blah blah blah blah blah blah blahblah blah blah blah blah blah blah

Else: there exists a subset S forwhich N(S) is smaller than 2|S|.

In this case, S = A and we are done.

Page 128: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

If N(S) > 2|S| for all subsets S, thenthere are 2 matchings,

vertex-disjoint in B, saturating A.blah blah blah blah blah blah blahblah blah blah blah blah blah blah

Else: there exists a subset S forwhich N(S) is smaller than 2|S|.

row it away.

In this case, S = A and we are done.

Page 129: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

If N(S) > 2|S| for all subsets S, thenthere are 2 matchings,

vertex-disjoint in B, saturating A.blah blah blah blah blah blah blahblah blah blah blah blah blah blah

Else: there exists a subset S forwhich N(S) is smaller than 2|S|.

row it away.

Delete the vertices of S and the edges incident on it,

Page 130: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

If N(S) > 2|S| for all subsets S, thenthere are 2 matchings,

vertex-disjoint in B, saturating A.blah blah blah blah blah blah blahblah blah blah blah blah blah blah

Else: there exists a subset S forwhich N(S) is smaller than 2|S|.

row it away.

and remove any isolated vertices created in B.

Page 131: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

If N(S) > 2|S| for all subsets S, thenthere are 2 matchings,

vertex-disjoint in B, saturating A.blah blah blah blah blah blah blahblah blah blah blah blah blah blah

Else: there exists a subset S forwhich N(S) is smaller than 2|S|.

row it away.

and remove any isolated vertices created in B.

Page 132: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

If N(S) > 2|S| for all subsets S, thenthere are 2 matchings,

vertex-disjoint in B, saturating A.blah blah blah blah blah blah blahblah blah blah blah blah blah blah

Else: there exists a subset S forwhich N(S) is smaller than 2|S|.

row it away.In the graph that is left, |B| is still

larger than 2|A|.

and remove any isolated vertices created in B.

Page 133: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

If N(S) > 2|S| for all subsets S, thenthere are 2 matchings,

vertex-disjoint in B, saturating A.blah blah blah blah blah blah blahblah blah blah blah blah blah blah

Else: there exists a subset S forwhich N(S) is smaller than 2|S|.

row it away.In the graph that is left, |B| is still

larger than 2|A|.

|B|−N(S) 6|A|−2|S|

Page 134: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

If N(S) > 2|S| for all subsets S, thenthere are 2 matchings,

vertex-disjoint in B, saturating A.blah blah blah blah blah blah blahblah blah blah blah blah blah blah

Else: there exists a subset S forwhich N(S) is smaller than 2|S|.

row it away.In the graph that is left, |B| is still

larger than 2|A|.

|B|−N(S) >|A|− 2|S|

Page 135: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

If N(S) > 2|S| for all subsets S, thenthere are 2 matchings,

vertex-disjoint in B, saturating A.blah blah blah blah blah blah blahblah blah blah blah blah blah blah

Else: there exists a subset S forwhich N(S) is smaller than 2|S|.

row it away.In the graph that is left, |B| is still

larger than 2|A|.

|B|−N(S)> 2|A|− 2|S|

Page 136: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

If N(S) > 2|S| for all subsets S, thenthere are 2 matchings,

vertex-disjoint in B, saturating A.blah blah blah blah blah blah blahblah blah blah blah blah blah blah

Else: there exists a subset S forwhich N(S) is smaller than 2|S|.

row it away.In the graph that is left, |B| is still

larger than 2|A|.

|B|−N(S)> 2|A|− 2|S|

Page 137: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

If N(S) > 2|S| for all subsets S, thenthere are 2 matchings,

vertex-disjoint in B, saturating A.blah blah blah blah blah blah blahblah blah blah blah blah blah blah

Else: there exists a subset S forwhich N(S) is smaller than 2|S|.

row it away.In the graph that is left, |B| is still

larger than 2|A|.

|B|−N(S) > 2(|A|− |S|)

Page 138: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

If N(S) > 2|S| for all subsets S, thenthere are 2 matchings,

vertex-disjoint in B, saturating A.blah blah blah blah blah blah blahblah blah blah blah blah blah blah

Else: there exists a subset S forwhich N(S) is smaller than 2|S|.

row it away.Done: by repetition.

|B|−N(S) > 2(|A|− |S|)

Page 139: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

If N(S) > 2|S| for all subsets S, thenthere are 2 matchings,

vertex-disjoint in B, saturating A.blah blah blah blah blah blah blahblah blah blah blah blah blah blah

Else: there exists a subset S forwhich N(S) is smaller than 2|S|.

row it away.Done: by repetition.

(And you’ll never clear everythingout, because |B| is consistently

more than 2|A|.)

|B|−N(S) > 2(|A|− |S|)

Page 140: Efficient Simplification: The (im)possibilities

Ingredients

Page 141: Efficient Simplification: The (im)possibilities

Ingredients

a high-degree vertex, v

Page 142: Efficient Simplification: The (im)possibilities

Ingredients

a high-degree vertex, v

a small hitting set,sans v

Page 143: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

Given a high-degree vertex v, finding a small hitting set that does notcontain v.

Any hitting set whose size is a polynomial function of k.

When the largest collection of vertex disjoint paths from N(v) to N(v) issmall.

Page 144: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

Given a high-degree vertex v, finding a small hitting set that does notcontain v.

A subset whose removal makes the graph acyclic.

When the largest collection of vertex disjoint paths from N(v) to N(v) issmall.

Page 145: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

Given a high-degree vertex v, finding a small hitting set that does notcontain v.

A polynomial function of k.

When the largest collection of vertex disjoint paths from N(v) to N(v) issmall.

Page 146: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

Given a high-degree vertex v, finding a small hitting set that does notcontain v.

At least twice the size of the hitting set.

When the largest collection of vertex disjoint paths from N(v) to N(v) issmall.

Page 147: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

Given a high-degree vertex v, finding a small hitting set that does notcontain v.

Find an approximate hitting set S.

When the largest collection of vertex disjoint paths from N(v) to N(v) issmall.

Page 148: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

Given a high-degree vertex v, finding a small hitting set that does notcontain v.

If S does not contain v, we are done.

When the largest collection of vertex disjoint paths from N(v) to N(v) issmall.

Page 149: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

Given a high-degree vertex v, finding a small hitting set that does notcontain v.

Else: v ∈ S. Delete S \ v from G.

When the largest collection of vertex disjoint paths from N(v) to N(v) issmall.

Page 150: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

Given a high-degree vertex v, finding a small hitting set that does notcontain v.

e only remaining cycles pass through v.

When the largest collection of vertex disjoint paths from N(v) to N(v) issmall.

Page 151: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

Given a high-degree vertex v, finding a small hitting set that does notcontain v.

Find an optimal cut set for paths from N(v) to N(v).

When the largest collection of vertex disjoint paths from N(v) to N(v) issmall.

Page 152: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

Given a high-degree vertex v, finding a small hitting set that does notcontain v.

Why is this cut set small enough?

When the largest collection of vertex disjoint paths from N(v) to N(v) issmall.

Page 153: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

Given a high-degree vertex v, finding a small hitting set that does notcontain v.

When is this cut set small enough?

When the largest collection of vertex disjoint paths from N(v) to N(v) issmall.

Page 154: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

Given a high-degree vertex v, finding a small hitting set that does notcontain v.

When is this cut set small enough?

When the largest collection of vertex disjoint paths from N(v) to N(v) issmall.

Page 155: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

Given a high-degree vertex v, finding a small hitting set that does notcontain v.

When is this cut set small enough?

When the largest collection of vertex disjoint paths from N(v) to N(v) isnot small...

Page 156: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

Given a high-degree vertex v, finding a small hitting set that does notcontain v.

When is this cut set small enough?

When the largest collection of vertex disjoint paths from N(v) to N(v) isnot small... we get a reduction rule.

Page 157: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

Given a high-degree vertex v, finding a small hitting set that does notcontain v.

When is this cut set small enough?

More than k vertex-disjoint paths from N(v) to N(v)→ v belongs to any hitting set of size at most k.

Page 158: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

Given a high-degree vertex v, finding a small hitting set that does notcontain v.

When is this cut set small enough?

So either v “forced”, or we have hitting set of suitable size.Notice that we arrive at either situation in polynomial time.

Page 159: Efficient Simplification: The (im)possibilities

forest

hitting set that excludes v

v

Page 160: Efficient Simplification: The (im)possibilities

forest

hitting set that excludes v

v

Page 161: Efficient Simplification: The (im)possibilities

forest

hitting set that excludes v

v

Page 162: Efficient Simplification: The (im)possibilities

forest

hitting set that excludes v

v

Page 163: Efficient Simplification: The (im)possibilities

forest

hitting set that excludes v

v

Page 164: Efficient Simplification: The (im)possibilities

forest

hitting set that excludes v

v

Page 165: Efficient Simplification: The (im)possibilities

forest

hitting set that excludes v

v

Page 166: Efficient Simplification: The (im)possibilities

forest

hitting set that excludes v

v

Page 167: Efficient Simplification: The (im)possibilities

forest

hitting set that excludes v

v

Page 168: Efficient Simplification: The (im)possibilities

forest

hitting set that excludes v

v

Page 169: Efficient Simplification: The (im)possibilities

forest

hitting set that excludes v

v

by 2-expansion

lemma:

Page 170: Efficient Simplification: The (im)possibilities

forest

hitting set that excludes v

v

by 2-expansion

lemma:

Page 171: Efficient Simplification: The (im)possibilities

forest

hitting set that excludes v

v

by 2-expansion

lemma:

Page 172: Efficient Simplification: The (im)possibilities

forest

hitting set that excludes v

v

Page 173: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

e Forward Direction

FVS 6 k in G⇒ FVS 6 k in H

Page 174: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

e Forward Direction

FVS 6 k in G⇒ FVS 6 k in H

Page 175: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

If G has a FVS that either contains v or all of S, we are in good shape.

Page 176: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

Consider now a FVS that:• Does not contain v,• and omits at least one vertex of S.

Page 177: Efficient Simplification: The (im)possibilities
Page 178: Efficient Simplification: The (im)possibilities
Page 179: Efficient Simplification: The (im)possibilities
Page 180: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

Notice that this does not lead to a larger FVS:

For every vertex v in S that a FVS of G leaves out,

it must pick a vertex u that kills no more than all of S.

Page 181: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

Notice that this does not lead to a larger FVS:

For every vertex v in S that a FVS of G leaves out,

it must pick a vertex u that kills no more than all of S.

Page 182: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

Notice that this does not lead to a larger FVS:

For every vertex v in S that a FVS of G leaves out,

it must pick a vertex u that kills no more than all of S.

Page 183: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

e Reverse Direction

FVS 6 k in G⇐ FVS 6 k in H

Page 184: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

e Reverse Direction

FVS 6 k in G⇐ FVS 6 k in H

Page 185: Efficient Simplification: The (im)possibilities

forest

hitting set that excludes v

v

Page 186: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

e Only Danger

Cycles that:

• pass through v,• non-neighbors of v in H¹• and do not pass through S.

¹neighbors in G, however

Page 187: Efficient Simplification: The (im)possibilities
Page 188: Efficient Simplification: The (im)possibilities
Page 189: Efficient Simplification: The (im)possibilities

UPPER BO

UN

DS

.

..

Feedback Vertex Set

Having worked out the details, it turns out that verticeswhose degree is more than 8k can be handled, so this

leads to an O(k2) kernel.

Page 190: Efficient Simplification: The (im)possibilities

LOW

ER BO

UN

DS

Demonstrating non-existence ofPolynomial Kernels

Page 191: Efficient Simplification: The (im)possibilities

LOW

ER BO

UN

DS

Consider a number of instances of the boolean satisfiability problem:

Let’s say all instances are of size n

(

φ1

, p)

, , p)

(

φ2

, p)

, , p)

(

φ3

, p)

, , p) . . . , p), , p)

(

φt

, p)

Can we come up with a formula ψ that is equivalent to:

(

φ1

, p)

∨ , p)

(

φ2

, p)

∨ , p)

(

φ3

, p)

∨ , p) . . . , p)∨ , p)

(

φt

, p)

Polynomial in n, and independent of tIf we can write a long formula ψ: we cannot simplify it, because:

It turns out that:

a short

ψ cannot be obtained in polynomial time.

Page 192: Efficient Simplification: The (im)possibilities

LOW

ER BO

UN

DS

Consider a number of instances of the boolean satisfiability problem:

Let’s say all instances are of size n

(

φ1

, p)

, , p)

(

φ2

, p)

, , p)

(

φ3

, p)

, , p) . . . , p), , p)

(

φt

, p)

Can we come up with a short formula ψ that is equivalent to:

(

φ1

, p)

∨ , p)

(

φ2

, p)

∨ , p)

(

φ3

, p)

∨ , p) . . . , p)∨ , p)

(

φt

, p)

Polynomial in n, and independent of tIf we can write a long formula ψ: we cannot simplify it, because:

It turns out that:

a short

ψ cannot be obtained in polynomial time.

Page 193: Efficient Simplification: The (im)possibilities

LOW

ER BO

UN

DS

Consider a number of instances of the boolean satisfiability problem:

Let’s say all instances are of size n

(

φ1

, p)

, , p)

(

φ2

, p)

, , p)

(

φ3

, p)

, , p) . . . , p), , p)

(

φt

, p)

Can we come up with a short formula ψ that is equivalent to:

(

φ1

, p)

∨ , p)

(

φ2

, p)

∨ , p)

(

φ3

, p)

∨ , p) . . . , p)∨ , p)

(

φt

, p)

Polynomial in n, and independent of t

If we can write a long formula ψ: we cannot simplify it, because:

It turns out that:

a short

ψ cannot be obtained in polynomial time.

Page 194: Efficient Simplification: The (im)possibilities

LOW

ER BO

UN

DS

Consider a number of instances of the boolean satisfiability problem:

Let’s say all instances are of size n

(

φ1

, p)

, , p)

(

φ2

, p)

, , p)

(

φ3

, p)

, , p) . . . , p), , p)

(

φt

, p)

Can we come up with a short formula ψ that is equivalent to:

(

φ1

, p)

∨ , p)

(

φ2

, p)

∨ , p)

(

φ3

, p)

∨ , p) . . . , p)∨ , p)

(

φt

, p)

Polynomial in n, and independent of t

If we can write a long formula ψ: we cannot simplify it, because:

It turns out that:

a short

ψ cannot be obtained in polynomial time.

Page 195: Efficient Simplification: The (im)possibilities

LOW

ER BO

UN

DS

Consider a number of instances of the boolean satisfiability problem:

Let’s say all instances are of size n

(φ1, p), , p)(φ2, p), , p)(φ3, p), , p) . . . , p), , p)(φt, p)

Can we come up with a short formula ψ that is equivalent to:

(φ1, p)∨ , p)(φ2, p)∨ , p)(φ3, p)∨ , p) . . . , p)∨ , p)(φt, p)

Polynomial in n, and independent of tIf we can write a long formula ψ: we cannot simplify it, because:

It turns out that:

a short

ψ cannot be obtained in polynomial time.

Page 196: Efficient Simplification: The (im)possibilities

LOW

ER BO

UN

DS

Consider a number of instances of the boolean satisfiability problem:

Let’s say all instances are of size n

(φ1, p), , p)(φ2, p), , p)(φ3, p), , p) . . . , p), , p)(φt, p)

Can we come up with a short formula ψ that is equivalent to:

(φ1, p)∨ , p)(φ2, p)∨ , p)(φ3, p)∨ , p) . . . , p)∨ , p)(φt, p)

Polynomial in n, and independent of t

If we can write a long formula ψ: we cannot simplify it, because:

It turns out that: a short ψ cannot be obtained in polynomial time.

Page 197: Efficient Simplification: The (im)possibilities

LOW

ER BO

UN

DS

A composition algorithm A for a problem is designed to act as a fastBoolean OR of multiple problem-instances.

It receives as input a sequence of instances.x = (x1, . . . , xt) with xi ∈ {0, 1}∗ for i ∈ [t], such that

(k1 = k2 = · · · = kt = k)

It produces as output a yes-instance with a small parameter if and only ifat least one of the instances in the sequences is also a yes-instance.

κ(A(x)) = kO(1)

Running time polynomial in Σi∈[t]|xi|

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A composition algorithm A for a problem is designed to act as a fastBoolean OR of multiple problem-instances.

It receives as input a sequence of instances.x = (x1, . . . , xt) with xi ∈ {0, 1}∗ for i ∈ [t], such that

k1 = k2 = · · · = kt = k

It produces as output a yes-instance with a small parameter if and only ifat least one of the instances in the sequences is also a yes-instance.

κ(A(x)) = kO(1)

Running time polynomial in Σi∈[t]|xi|

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A composition algorithm A for a problem is designed to act as a fastBoolean OR of multiple problem-instances.

It receives as input a sequence of instances.x = (x1, . . . , xt) with xi ∈ {0, 1}∗ for i ∈ [t], such that

k1 = k2 = · · · = kt = k

It produces as output a yes-instance with a small parameter if and only ifat least one of the instances in the sequences is also a yes-instance.

k ′ = kO(1)

Running time polynomial in Σi∈[t]|xi|

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A composition algorithm A for a problem is designed to act as a fastBoolean OR of multiple problem-instances.

It receives as input a sequence of instances.x = (x1, . . . , xt) with xi ∈ {0, 1}∗ for i ∈ [t], such that

k1 = k2 = · · · = kt = k

It produces as output a yes-instance with a small parameter if and only ifat least one of the instances in the sequences is also a yes-instance.

k ′ = kO(1)

Running time polynomial in Σi∈[t]|xi|

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e Recipe for Hardness

Composition Algorithm + Polynomial Kernel

⇓Distillation Algorithm

⇓PH = Σp

3

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e Recipe for Hardness

Composition Algorithm + Polynomial Kernel

⇓Distillation Algorithm

⇓PH = Σp

3

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eorem. Let (P, k) be a compositional parameterized problem such thatP is NP-complete. If P has a polynomial kernel, then P also has adistillation algorithm.

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Transformations

Let (P, κ) and (Q,γ) be parameterized problems.

We say that there is a polynomial parameter transformation from P toQ ifthere exists a polynomial time computable function f : {0, 1}∗ −→ {0, 1}∗,and a polynomial p : N → N, such that, if f(x) = y, we have:

x ∈ P if and only if y ∈ Q,

and

γ(y) 6 p(κ(x))

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Transformations

Let (P, κ) and (Q,γ) be parameterized problems.

We say that there is a polynomial parameter transformation from P toQ ifthere exists a polynomial time computable function f : {0, 1}∗ −→ {0, 1}∗,and a polynomial p : N → N, such that, if f(x) = y, we have:

x ∈ P if and only if y ∈ Q,

and

γ(y) 6 p(κ(x))

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eorem: Suppose P is NP-complete, and Q ∈ NP. If f is a polynomialtime and parameter transformation from P to Q and Q has a polynomialkernel, then P has a polynomial kernel.

..

.f(x) = y

Instance of Q.

K(y)

.z ∈ P

.PPT Reduction

.NP–completeness

Reduction

.Kernelization

.x

Instance of P

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eorem: Suppose P is NP-complete, and Q ∈ NP. If f is a polynomialtime and parameter transformation from P to Q and Q has a polynomialkernel, then P has a polynomial kernel.

..

.f(x) = y

Instance of Q.

K(y)

.z ∈ P

.PPT Reduction

.NP–completeness

Reduction

.Kernelization

.x

Instance of P

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Recall

A composition for a parameterized language (Q, κ) is required to“merge” instances

x1, x2, . . . , xt,

into a single instance x in polynomial time, such that κ(x) is polynomialin k := κ(xi) for any i.

..e output of the algorithm belongs to(Q,κ(x))

if, and only ifthere exists at least one i ∈ [t] for which xi ∈ (Q,κ).

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k-Path

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k-Path

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Boolean satisfiability

φ1

φ2

φ3

φ4

φ5

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Boolean satisfiability

φ1 ∨ φ2 ∨ φ3 ∨ φ4 ∨ φ5

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Weighted SatisfiabilityGiven a CNF formula φ,

Is there a satisfying assignment of weight at most k?

Parameter: b+k.When the length of the longest clause is bounded by b,

there is an easy branching algorithm with runtime O(bk · p(n)).

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Weighted SatisfiabilityGiven a CNF formula φ,

Is there a satisfying assignment of weight at most k?

Parameter: b+k.When the length of the longest clause is bounded by b,

there is an easy branching algorithm with runtime O(bk · p(n)).

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Weighted Satisfiability.

.|bp(n)|||d|)

Given a CNF formula φ,Is there a satisfying assignment of weight at most k?

Parameter: b+k.When the length of the longest clause is bounded by b,

there is an easy branching algorithm with runtime O(bk · p(n)).

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Input: α1, α2, . . . , αt.

κ(αi) = b+ k.n := maxi∈[n] ni

If t > bk, then solve every αi individually.

Total time = t · bk · p(n)

If not, t < bk – this gives us a bound on the number of instances.

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Input: α1, α2, . . . , αt.κ(αi) = b+ k.

n := maxi∈[n] ni

If t > bk, then solve every αi individually.

Total time = t · bk · p(n)

If not, t < bk – this gives us a bound on the number of instances.

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Input: α1, α2, . . . , αt.κ(αi) = b+ k.n := maxi∈[n] ni

If t > bk, then solve every αi individually.

Total time = t · bk · p(n)

If not, t < bk – this gives us a bound on the number of instances.

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Input: α1, α2, . . . , αt.κ(αi) = b+ k.n := maxi∈[n] ni

If t > bk, then solve every αi individually.

Total time = t · bk · p(n)

If not, t < bk – this gives us a bound on the number of instances.

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Input: α1, α2, . . . , αt.κ(αi) = b+ k.n := maxi∈[n] ni

If t > bk, then solve every αi individually.

Total time = t · bk · p(n)Total time = t · bk · p(n)

If not, t < bk – this gives us a bound on the number of instances.

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Input: α1, α2, . . . , αt.κ(αi) = b+ k.n := maxi∈[n] ni

If t > bk, then solve every αi individually.

Total time = t · bk · p(n)Total time < t · t · p(n)

If not, t < bk – this gives us a bound on the number of instances.

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Input: α1, α2, . . . , αt.κ(αi) = b+ k.n := maxi∈[n] ni

If t > bk, then solve every αi individually.

Total time = t · bk · p(n)Total time < t · t · p(n)

If not, t < bk – this gives us a bound on the number of instances.

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..Level 1

.(β1 ∨ b0)∧ . . .∧ (βn ∨ b0) .(β ′1 ∨ b0)∧ . . .∧ (β ′

m ∨ b0)

is is the scene at the leaves, where the βjs are the clauses in αi forsome i and the β ′

js are clauses of αi+1.

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..Level j

.(β1 ∨ b)∧ . . .∧ (βn ∨ b) .(β ′1 ∨ b)∧ . . .∧ (β ′

m ∨ b)

is is the scene at the leaves, where the βjs are the clauses in αi forsome i and the β ′

js are clauses of αi+1.

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..(β1 ∨ b)∧ (β2 ∨ b)∧ . . .∧ (βn ∨ b) ∧

(β ′1 ∨ b)∧ (β ′

2 ∨ b)∧ . . .∧ (β ′m ∨ b)

.(β1 ∨ b)∧ . . .∧ (βn ∨ b) .(β ′1 ∨ b)∧ . . .∧ (β ′

m ∨ b)

Take the conjunction of the formulas stored at the child nodes.Take the conjunction of the formulas stored at the child nodes.

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..(β1 ∨ b∨ bj)∧ (β2 ∨ b∨ bj)∧ . . .∧ (βn ∨ b∨ bj)∧

(β ′1 ∨ b∨ bj)∧ (β ′

2 ∨ b∨ bj)∧ . . .∧ (β ′m ∨ b∨ bj)

.(β1 ∨ b)∧ . . .∧ (βn ∨ b) .(β ′1 ∨ b)∧ . . .∧ (β ′

m ∨ b)

where the βjs are the clauses in αi for some i and the.if the parent is a “left child”.

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..(β1 ∨ b∨ bj)∧ (β2 ∨ b∨ bj)∧ . . .∧ (βn ∨ b∨ bj)∧

(β ′1 ∨ b∨ bj)∧ (β ′

2 ∨ b∨ bj)∧ . . .∧ (β ′m ∨ b∨ bj)

.(β1 ∨ b)∧ . . .∧ (βn ∨ b) .(β ′1 ∨ b)∧ . . .∧ (β ′

m ∨ b)

where the βjs are the clauses in αi for some i and the.if the parent is a “right child”.

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adding a suffix to “control the weight”

α

(c0 ∨ b0)∧ (c0 ∨ b0)∧

(c1 ∨ b1)∧ (c1 ∨ b1)∧

. . .

(ci ∨ bi)∧ (ci ∨ bi)∧

. . .

(cl−1 ∨ bl−1)∧ (cl−1 ∨ bl−1)

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Claim

e composed instance α has a satisfying assignment of weight 2k

⇐⇒at least one of the input instances admit a satisfying assignment of

weight k.

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Proof of Correctness

... . .∧ (α∨ (b0 ∨ b1 ∨ b2))∧ . . .

.. . . α∨ b0 ∨ b1∨b2. . .

.. . . α∨ b0∨ b1. . .

.. . . α ∨ b0 . . .

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Disjoint FactorsLet Lk be the alphabet consisting of the letters {1, 2, . . . , k}.

A factor of a word w1 · · ·wr ∈ L∗k is a substring wi · · ·wj ∈ L∗k, with1 6 i < j 6 r, which starts and ends with the same letter.

123235443513

Disjoint factors do not overlap in the word.Are there k disjoint factors?

Does the word have all the k factors, mutually disjoint?

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Disjoint FactorsLet Lk be the alphabet consisting of the letters {1, 2, . . . , k}.

A factor of a word w1 · · ·wr ∈ L∗k is a substring wi · · ·wj ∈ L∗k, with1 6 i < j 6 r, which starts and ends with the same letter.

123235443513

Disjoint factors do not overlap in the word.Are there k disjoint factors?

Does the word have all the k factors, mutually disjoint?

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Disjoint FactorsLet Lk be the alphabet consisting of the letters {1, 2, . . . , k}.

A factor of a word w1 · · ·wr ∈ L∗k is a substring wi · · ·wj ∈ L∗k, with1 6 i < j 6 r, which starts and ends with the same letter.

123235443513

Disjoint factors do not overlap in the word.Are there k disjoint factors?

Does the word have all the k factors, mutually disjoint?

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Disjoint FactorsLet Lk be the alphabet consisting of the letters {1, 2, . . . , k}.

A factor of a word w1 · · ·wr ∈ L∗k is a substring wi · · ·wj ∈ L∗k, with1 6 i < j 6 r, which starts and ends with the same letter.

123235443513

Disjoint factors do not overlap in the word.Are there k disjoint factors?

Does the word have all the k factors, mutually disjoint?

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Disjoint FactorsLet Lk be the alphabet consisting of the letters {1, 2, . . . , k}.

A factor of a word w1 · · ·wr ∈ L∗k is a substring wi · · ·wj ∈ L∗k, with1 6 i < j 6 r, which starts and ends with the same letter.

123235443513

Disjoint factors do not overlap in the word.Are there k disjoint factors?

Does the word have all the k factors, mutually disjoint?

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Disjoint FactorsLet Lk be the alphabet consisting of the letters {1, 2, . . . , k}.

A factor of a word w1 · · ·wr ∈ L∗k is a substring wi · · ·wj ∈ L∗k, with1 6 i < j 6 r, which starts and ends with the same letter.

123235443513

Disjoint factors do not overlap in the word.Are there k disjoint factors?

Does the word have all the k factors, mutually disjoint?

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Disjoint FactorsLet Lk be the alphabet consisting of the letters {1, 2, . . . , k}.

A factor of a word w1 · · ·wr ∈ L∗k is a substring wi · · ·wj ∈ L∗k, with1 6 i < j 6 r, which starts and ends with the same letter.

123235443513

Disjoint factors do not overlap in the word.Are there k disjoint factors?

Does the word have all the k factors, mutually disjoint?

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Disjoint FactorsLet Lk be the alphabet consisting of the letters {1, 2, . . . , k}.

A factor of a word w1 · · ·wr ∈ L∗k is a substring wi · · ·wj ∈ L∗k, with1 6 i < j 6 r, which starts and ends with the same letter.

123235443513

Disjoint factors do not overlap in the word.Are there k disjoint factors?

Does the word have all the k factors, mutually disjoint?

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Disjoint FactorsLet Lk be the alphabet consisting of the letters {1, 2, . . . , k}.

A factor of a word w1 · · ·wr ∈ L∗k is a substring wi · · ·wj ∈ L∗k, with1 6 i < j 6 r, which starts and ends with the same letter.

123235443513

Disjoint factors do not overlap in the word.Are there k disjoint factors?

Does the word have all the k factors, mutually disjoint?

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Disjoint FactorsLet Lk be the alphabet consisting of the letters {1, 2, . . . , k}.

A factor of a word w1 · · ·wr ∈ L∗k is a substring wi · · ·wj ∈ L∗k, with1 6 i < j 6 r, which starts and ends with the same letter.

123235443513

Disjoint factors do not overlap in the word.Does the word have all the k factors, mutually disjoint?Does the word have all the k factors, mutually disjoint?

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Disjoint FactorsLet Lk be the alphabet consisting of the letters {1, 2, . . . , k}.

A factor of a word w1 · · ·wr ∈ L∗k is a substring wi · · ·wj ∈ L∗k, with1 6 i < j 6 r, which starts and ends with the same letter.

123235443513

Disjoint factors do not overlap in the word.Does the word have all the k factors, mutually disjoint?

Parameter: k

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A k! · O(n) algorithm is immediate.

A 2k · p(n) algorithm can be obtained by Dynamic Programming.

Let t be the number of instances input to the composition algorithm.Again, the non-trivial case is when t < 2k.

Let w1, w2, . . . , wt be words over L∗k.

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A k! · O(n) algorithm is immediate.A 2k · p(n) algorithm can be obtained by Dynamic Programming.

Let t be the number of instances input to the composition algorithm.Again, the non-trivial case is when t < 2k.

Let w1, w2, . . . , wt be words over L∗k.

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A k! · O(n) algorithm is immediate.A 2k · p(n) algorithm can be obtained by Dynamic Programming.

Let t be the number of instances input to the composition algorithm.Again, the non-trivial case is when t < 2k.

Let w1, w2, . . . , wt be words over L∗k.

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A k! · O(n) algorithm is immediate.A 2k · p(n) algorithm can be obtained by Dynamic Programming.

Let t be the number of instances input to the composition algorithm.Again, the non-trivial case is when t < 2k.

Let w1, w2, . . . , wt be words over L∗k.

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..Leaf Nodes

.b0w1b0 .b0w2b0 .. . . .b0wt−1b0 .b0wtb0

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Level j.

..bjbj−1ubj−1vbj−1bj

.bj−1ubj−1 .bj−1vbj−1

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Claim

e composed word has all the 2k disjoint factors

⇐⇒at least one of the input instances has all the k disjoint factors.

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Proof of Correctness

..b2b1b0pb0qb0b1b0rb0sb0b1b2b1b0wb0xb0b1b0yb0zb0b1b2

.b2b1b0pb0qb0b1b0rb0sb0b1b2

.b1b0pb0qb0b1

.b0pb0 .b0qb0

.b1b0rb0sb0b1

.b0rb0 .b0sb0

.b2b1b0wb0xb0b1b0yb0zb0b1b2

.b1b0wb0xb0b1

.b0wb0 .b0xb0

.b1b0pyb0zb0b1

.b0yb0 .b0zb0

Input words: p, q, r, s,w, x, y, z.

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Proof of Correctness

..b2b1b0pb0qb0b1b0rb0sb0b1b2b1b0wb0xb0b1b0yb0zb0b1b2

.b2b1b0pb0qb0b1b0rb0sb0b1b2

.b1b0pb0qb0b1

.b0pb0 .b0qb0

.b1b0rb0sb0b1

.b0rb0 .b0sb0

.b2b1b0wb0xb0b1b0yb0zb0b1b2

.b1b0wb0xb0b1

.b0wb0 .b0xb0

.b1b0pyb0zb0b1

.b0yb0 .b0zb0

Input words: p, q, r, s,w, x, y, z.

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Proof of Correctness

..b2b1b0pb0qb0b1b0rb0sb0b1b2b1b0wb0xb0b1b0yb0zb0b1b2

.b2b1b0pb0qb0b1b0rb0sb0b1b2

.b1b0pb0qb0b1

.b0pb0 .b0qb0

.b1b0rb0sb0b1

.b0rb0 .b0sb0

.b2b1b0wb0xb0b1b0yb0zb0b1b2

.b1b0wb0xb0b1

.b0wb0 .b0xb0

.b1b0pyb0zb0b1

.b0yb0 .b0zb0

Input words: p, q, r, s,w, x, y, z.

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Proof of Correctness

..b2b1b0pb0qb0b1b0rb0sb0b1b2b1b0wb0xb0b1b0yb0zb0b1b2

.b2b1b0pb0qb0b1b0rb0sb0b1b2

.b1b0pb0qb0b1

.b0pb0 .b0qb0

.b1b0rb0sb0b1

.b0rb0 .b0sb0

.b2b1b0wb0xb0b1b0yb0zb0b1b2

.b1b0wb0xb0b1

.b0wb0 .b0xb0

.b1b0pyb0zb0b1

.b0yb0 .b0zb0

Input words: p, q, r, s,w, x, y, z.

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Vertex-Disjoint Cycles

Input: G = (V, E)

Question: Are there k vertex–disjoint cycles?Parameter: k.

Related problems:FVS, has a O(k2) kernel.Edge–Disjoint Cycles, has a O(k2 log2 k) kernel.

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Vertex-Disjoint Cycles

Input: G = (V, E)

Question: Are there k vertex–disjoint cycles?

Parameter: k.

Related problems:FVS, has a O(k2) kernel.Edge–Disjoint Cycles, has a O(k2 log2 k) kernel.

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Vertex-Disjoint Cycles

Input: G = (V, E)

Question: Are there k vertex–disjoint cycles?Parameter: k.

Related problems:FVS, has a O(k2) kernel.Edge–Disjoint Cycles, has a O(k2 log2 k) kernel.

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Vertex-Disjoint Cycles

Input: G = (V, E)

Question: Are there k vertex–disjoint cycles?Parameter: k.

Related problems:FVS, has a O(k2) kernel.Edge–Disjoint Cycles, has a O(k2 log2 k) kernel.

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Vertex-Disjoint Cycles

Input: G = (V, E)

Question: Are there k vertex–disjoint cycles?Parameter: k.

Related problems:FVS, has a O(k2) kernel.Edge–Disjoint Cycles, has a O(k2 log2 k) kernel.

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In contrast, Disjoint Factors transforms into Vertex–Disjoint Cycles inpolynomial time.

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.

.w = 1123343422

.v1 .v2 .v3 .v4 .v5 .v6 .v7 .v8 .v9 .v10.1 .1 .2 .3 .3 .4 .3 .4 .2 .2

.1 .2 .3 .4

Disjoint Factors 4ppt Disjoint Cycles

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.

.w = 1123343422

.v1 .v2 .v3 .v4 .v5 .v6 .v7 .v8 .v9 .v10.1 .1 .2 .3 .3 .4 .3 .4 .2 .2

.1 .2 .3 .4

w has all k disjoint factors ⇐⇒ Gw has k vertex–disjoint cycles.

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STORIES FOR ANOTHER DAY

Colors and IDs

(Advanced techniques for the design of composition algorithms.)

Page 262: Efficient Simplification: The (im)possibilities

STORIES FOR ANOTHER DAY

Colors and IDs

(Advanced techniques for the design of composition algorithms.)

Page 263: Efficient Simplification: The (im)possibilities

STORIES FOR ANOTHER DAY

Finer lower bounds on kernel size.

Page 264: Efficient Simplification: The (im)possibilities

STORIES FOR ANOTHER DAY

Dealing with “hardness” of polynomial kernelization.

(Many poly kernels, approximative kernels, randomized kernels, etc.)

Page 265: Efficient Simplification: The (im)possibilities

STORIES FOR ANOTHER DAY

Dealing with “hardness” of polynomial kernelization.

(Many poly kernels, approximative kernels, randomized kernels, etc.)

Page 266: Efficient Simplification: The (im)possibilities

STORIES FOR ANOTHER DAY

For the many problems whose kernelization complexity is unkown,prove positive or negative results.

(Odd Cycle Traversal, Feedback Vertex Set on Directed Graphs)

Page 267: Efficient Simplification: The (im)possibilities

STORIES FOR ANOTHER DAY

For the many problems whose kernelization complexity is unkown,prove positive or negative results.

(Odd Cycle Traversal, Feedback Vertex Set on Directed Graphs)

Page 268: Efficient Simplification: The (im)possibilities

STORIES FOR ANOTHER DAY

Discover implications of the AND conjecture, and other ways ofshowing lower bounds.

Page 269: Efficient Simplification: The (im)possibilities

FIN