Effective medium methods for optical properties of nanoparticlesweb.pdx.edu/~hopl/RASE_2014.pdf ·...
Transcript of Effective medium methods for optical properties of nanoparticlesweb.pdx.edu/~hopl/RASE_2014.pdf ·...
![Page 1: Effective medium methods for optical properties of nanoparticlesweb.pdx.edu/~hopl/RASE_2014.pdf · 2014-05-02 · Effective medium methods for optical properties of nanoparticles](https://reader034.fdocuments.net/reader034/viewer/2022042110/5e8b6ab8719e9a083f1a2ed0/html5/thumbnails/1.jpg)
1
Effective medium methods for optical properties of nanoparticles
H. Y. Chung1, P. T. Leung2,3 and D. P. Tsai1,4,5
1Reearch Center for Applied Sciences, Academia Sinica, Taipei 115, Taiwan, Republic of China
2Institute of Optoelectronic Sciences, National Taiwan Ocean University, Keelung, Taiwan, Republic of China
3Department of Physics, Portland State University, P. O. Box 751, Portland, Oregon 97207, U.S.A.
4Department of Physics, National Taiwan University, Taipei 106, Taiwan, Republic of China
5Graduate Institute of Applied Physics, National Taiwan University, Taipei 106, Taiwan, Republic of China
Abstract
Optical properties of nanoparticles, especially those of metallic nanoparticles, are known
to be intriguing which can deviate significantly from those of bulk materials, leading to
important novel applications in areas ranging from biosensing to enhancement of device
performance. These properties can be controlled to cover a wide range of possibilities via
manipulation of the geometry, size, and material of these particles. Hence theoretical
understanding of them is important in the development of nanoparticle technology. In this
review, we elaborate a powerful approach based on effective medium models which has been
found to be efficient for the characterization of these particles with sufficient accuracy. These
models can be formulated to account for different physical effects which are significant in
different ranges of particle size as compared to the optical wavelengths. Formulations and
numerical illustrations of this approach will be presented based mainly on several of our recent
works.
![Page 2: Effective medium methods for optical properties of nanoparticlesweb.pdx.edu/~hopl/RASE_2014.pdf · 2014-05-02 · Effective medium methods for optical properties of nanoparticles](https://reader034.fdocuments.net/reader034/viewer/2022042110/5e8b6ab8719e9a083f1a2ed0/html5/thumbnails/2.jpg)
2
Introduction
While empirically it has been known for many centuries that colored glass can be made
with the doping of fine metallic particles, the recent surge in the modern optical science of
nanoparticles (NP) – especially metallic nanoparticles (MNP) – has been due mainly to the
advances in various nanotech fabrication techniques, as well as in computational power in the
simulation of the optical properties of these particles.1-7 With the more precise characterization
and control in the making of these particles, many novel applications of them have been
developed in time – in various diversified areas from biosensing8-17 and enhanced spectroscopy18-
27 to improving the performance of optoelectronic device such as light emitting device.28-37
In the recent developments in the plasmonics of these MNP’s,38 researchers have focused
on the collective motion of the free electrons in these particles which has led to hugely-enhanced
local fields on resonance. These fields then provide enhancements for various optical and
spectroscopic processes in the vicinity of these MNP’s.18, 38 Since this resonance has sensitive
dependence on the geometry of the particles, various designs have been proposed for its control –
beyond that of a bare spherical or spheroidal particle. These include, for example, spherical
nanoshells,39-45 nanorice,46-54 and multilayered nanomatryoshka.55-58 These structures provide
great tunability for the plasmon resonance frequency as well as the enhanced field magnitude via
the control of the respective geometrical parameters such as the shell thickness and the aspect
ratio.
Besides experimental and technological developments, significant progress in the
theoretical understanding of the optical and spectroscopic properties of these MNP’s has also
taken place in recent time. For particle size greater than ~ 10 nm, classical electrodynamics will
![Page 3: Effective medium methods for optical properties of nanoparticlesweb.pdx.edu/~hopl/RASE_2014.pdf · 2014-05-02 · Effective medium methods for optical properties of nanoparticles](https://reader034.fdocuments.net/reader034/viewer/2022042110/5e8b6ab8719e9a083f1a2ed0/html5/thumbnails/3.jpg)
3
be accurate enough to account for most of these properties. One of these known as hybridization
theory (HT) was developed by the Rice group,55, 59-61 which has been found to be powerful in the
prediction of the coupled resonance modes in these complicated structures. However, the
enhanced fields are usually more complicated to be described by HT and most often numerical
methods have been adopted for their calculations. For particle size below ~ 10 nm, more
complicated quantum mechanical effects can manifest and the theoretical treatment becomes
more challenging. Although density functional theory is powerful for this treatment, it has been
limited to rather small particles (say, below a few nm) due to its high demand of computation
power. It is partially for this reason that nonlocal electrodynamics has been introduced to enable
the conventional electrodynamic theories to be applicable to smaller size particles with partial
account of the quantum effects.62-70
For particles of greater sizes, most of the microscopic features of the free electrons in the
MNP can be ignored and classical optics is sufficient for their characterization. Moreover,
although exact electrodynamic solutions or numerical methods are usually available depending
on the geometry of the MNP, these solutions are often of high complexity to be implemented.
For sizes within 5% to 20% of the wavelength of light, a simpler approach known as the
modified long wavelength approximation (MLWA) can be adopted. This was first introduced by
Meier and Wokaun in 198371 and contains first order corrections to the quasi-static theory which
has enough accuracy for particle size below ~ 20% of the wavelength. Although the original
theory71 was formulated for a single spherical particle, we shall see in the following review that
this approach can be extended to NP’s with more complicated structures and still retains its
simplicity and efficiency compared to the exact or numerical solutions.
![Page 4: Effective medium methods for optical properties of nanoparticlesweb.pdx.edu/~hopl/RASE_2014.pdf · 2014-05-02 · Effective medium methods for optical properties of nanoparticles](https://reader034.fdocuments.net/reader034/viewer/2022042110/5e8b6ab8719e9a083f1a2ed0/html5/thumbnails/4.jpg)
4
The main theme of our present review is to demonstrate the powerful treatment using
various effective medium models for single NP’s of complicated structure. While there have
many comprehensive reviews recently published on the science of nanoparticles,1, 8, 18, 28, 72 few
of them has focused on the application of effective medium theory (EMT) for the
characterization of these particles. We will see in the following that these effective methods are
indeed very powerful for the description of heterogeneous systems, as well as neutral and non-
neutral systems.
As for non-neutral systems, it turns out that it is not uncommon for the NP’s under study
to carry a net charge (mostly surface charges).73-79 This is the case for many naturally-occurring
particles such as cosmic dusts and ice crystals in stormy atmosphere; as well as particles in the
laboratory such as those found in colloidal solutions. Hence it is of relevance to account for
these charge effects on the optical response of these NP’s. For this purpose, we shall treat both
non-metallic NP’s and MNP’s in our following review, and shall see that although such charge
effects in general are small, they can be subtle to be elaborated.
With the formulation of various EMT’s, we shall illustrate their application for the
description of both optical and spectroscopic phenomena in the presence of these NP’s. These
will include the study of various extinction and scattering from these particles, as well as
different molecular spectroscopy observed in the vicinity of these MNP’s. This later
phenomenon refers to, in particular, the well-known surface enhanced Raman scattering
(SERS)80-87 and molecular fluorescence near MNP’s with emphasis on our own recent studies
which have looked at some novel aspects of these phenomena. Our review will hence be
organized as follows. In section 2, an account of the various effective medium theories will be
presented while applications of these theories to various optical and spectroscopic phenomena
![Page 5: Effective medium methods for optical properties of nanoparticlesweb.pdx.edu/~hopl/RASE_2014.pdf · 2014-05-02 · Effective medium methods for optical properties of nanoparticles](https://reader034.fdocuments.net/reader034/viewer/2022042110/5e8b6ab8719e9a083f1a2ed0/html5/thumbnails/5.jpg)
5
will be given in section 3. Discussion and a summary of the future prospects of the nanoparticle
sciences will be given to conclude our review.
Effective medium theory (EMT)
The optical properties of a nanoparticle can be in principle obtained via solving the
Maxwell’s equations with the appropriate boundary conditions. One typical example will be the
interaction of a plane wave with a solid sphere which was solved by G. Mie in 1908.88, 89
However, if the nanoparticle is inhomogeneous, such as a core-shell particle or a graded index
particle, the analytical calculation of such problems can be very complicated. The goal of the
EMT here is to seek an effective homogeneous nanoparticle which provides the same optical
responses of the original inhomogeneous nanoparticle, thus simplifying the calculation.
To introduce EMT let us first consider a case of core-shell particle, see Fig. 1(a). The
dielectric functions of the core, shell and surrounding medium are
EMT for core-shell and core-multishell particles
1 2,ε ε , and hε , respectively.
Our goal is to seek an effective particle of the same shape as that of the original core-shell
particle but with the homogeneous dielectric function effε , see Fig.1 (b), such that the optical
responses of the effective nanoparticle are identical to the original core-shell particle. Since in
quasistatic model, all the optical responses of a particle are represented by its polarizability α ,
the effective particle is required to have the same α of the original core-shell particle.
To determine effε , we replace the surrounding medium by 2ε as illustrated in Figs. 1(c)
and (d). In this situation the surrounding medium is the same material of the shell, so the
original core-shell particle is reduced to a solid sphere with a radius equal to that of the core.
![Page 6: Effective medium methods for optical properties of nanoparticlesweb.pdx.edu/~hopl/RASE_2014.pdf · 2014-05-02 · Effective medium methods for optical properties of nanoparticles](https://reader034.fdocuments.net/reader034/viewer/2022042110/5e8b6ab8719e9a083f1a2ed0/html5/thumbnails/6.jpg)
6
Because the equivalence relation between the original particle and the effective particle should
hold with any host medium, we have
2 12 1 2( ) (, ),S eff Sα ε α εε ε= , (1)
the effective dielectric function can hence be solved from this relation. Note that α is known if
the boundaries 1S and 2S are of certain simple shapes such as spheres or spheroids.
To apply this EMT process to case of the core-shell spheroid (known as “nanorice” ), we
apply the result for the polarizability of spheroid:
2 1
( ) ( )h
m mm h m
a CA B
ε εαε ξ ε ξ
+ −=
−
, (2)
where ξ and a are spheroidal coordinate and foci, and the coefficients mA
, mB
, and mC
are
expressed in terms of the associated Legendre functions. The effective dielectric function can
thus be obtained in the following form:
[ ] [ ][ ] [ ]
1 1 2 1 22
12 2
2
1 1 2
( ) ( ) ( ) ( )( ) ( ) ( ) ( )
m m m mm
m m m
eff
m
A B B BA A B A
ε εε ε
ξ ξ ξ ξξ ξ ξ ξε ε
− − −=
− − −
. (3)
(see Ref. 90 for more details).
For a core-multishell spheroid, a nanomatryoshka, the above EMT leads to the following
iterative formula for the polarizability:
( )( ) ( )( )
( )( ) ( )( )
1 1 1 1 1 12 1
1 1 1 1 1 1
n n n n n n n nn h h lm lm n lm lm h lm n lm n lm h lmn l
lm lm n n n n n n n n n nn lm h lm h lm lm n lm lm lm lm h lm n lm n h
A B B Aa C
A B A B A B
ε ε ε η ε ζ ε η ε ζ ε εα
ε ε ε η ε ζ ε η ε ζ ε ε
− − − − − −+
− − − − − −
− − − − −=
− − − − −,
(4)
where n is the number of shells (see Ref. 90 for more details).
![Page 7: Effective medium methods for optical properties of nanoparticlesweb.pdx.edu/~hopl/RASE_2014.pdf · 2014-05-02 · Effective medium methods for optical properties of nanoparticles](https://reader034.fdocuments.net/reader034/viewer/2022042110/5e8b6ab8719e9a083f1a2ed0/html5/thumbnails/7.jpg)
7
The above result can be generalized to the case of a graded index particle. For such a
particle of radius
EMT for graded index particles
a and a radial varying dielectric function ( )rε , the effective dielectric function
of the -th multipole mode satisfies the following equation:91, 92
,, ,( ) ( ) ( )
( )( ) ( 1) ( )eff ef
ff
ef
d r r rdr r
r rr
εε
εε ε
ε−
= − + +
. (5)
Here the effective dielectric function means that for the -th multipole mode, the original graded
sphere is equivalent to a homogeneous sphere of the same radius with a uniform dielectric
function , ( )eff aε
, i.e. the -th polarizability of the graded sphere can be expressed by the
effective dielectric function as follows:
, 2
,
1
( 1)( )
( )heff
ef hf
aa
aα
ε εεε
+−=
+ +
. (6)
Hence the homogenization of a graded index particle amounts to solving the differential
equations as given in (5).
The EMTs introduced above are based on the quasistatic theory, which is much simpler
than the full electrodynamic theory and is accurate when the particle size is much smaller than
the wavelength of the incident wave. However, such accuracy starts to degrade when the surface
plasmon resonance takes place. The contribution of dynamic effects becomes prominent around
the resonance leading to the suppression of the resonance strength predicted by quasistatic theory.
Modified long-wavelength approximation (MLWA)
Since the full dynamic theory will require complicated solutions of a boundary-value
problem involving both the electric and magnetic fields, Meier and Wokaun71 had introduced a
modified long-wavelength approximation (MLWA) to improve on the quasistatic model. Unlike
the quasistatic model in which the whole particle is treated as an oscillating dipole, MLWA treats
![Page 8: Effective medium methods for optical properties of nanoparticlesweb.pdx.edu/~hopl/RASE_2014.pdf · 2014-05-02 · Effective medium methods for optical properties of nanoparticles](https://reader034.fdocuments.net/reader034/viewer/2022042110/5e8b6ab8719e9a083f1a2ed0/html5/thumbnails/8.jpg)
8
the particle as a system composed of small dipole elements, and each dipole element is described
by the full dynamic theory. According to MLWA the quasistatic dipole polarizability is
modified and for a sphere, one has
32 3
12 ( 1)( 2 / 3)ML a
x i xεα
ε ε−
=+ − − +
, (7)
where the 2x term represents the dynamic depolarization and the 3x term is the radiation-
damping correction to the quasistatic model. Just by replacing the original polarizablity with this
modified result, the validity of the quasistatic model can be extended to larger particles of radius
from about 1% to 10% of the wavelength around the surface plasmon resonance region.
Note that though the MLWA provides a convenient route for correcting the quasistatic
model, it only considers the correction of the dipole oscillation, and hence is more useful for
studying the far field properties such as scattering, absorption, and extinction. For description of
near field properties in which the higher multipole modes may play a more important role, the
MLWA is hence more limited.
For studying the core-shell or core-multishell particles, the dynamic corrections can thus
be introduced into the EMT via replacing the polarizability in Eq. (1) by MLα in (7). Also for
graded-index particles, the MLWA modifies Eq. (5) to take the following form (for 1= ):91, 92
2 2 2 2( ) ( ) ( 1 11 ( ) 2 ( )3 3
)( )
eff eff
fef
d r r rdr r
k r r kr
r rε ε ε
εε ε − + +
− = −
. (8)
The classical Drude model is widely adopted for the study of the optical properties of
metallic particles. However, it has been known that if the size of the particle is smaller than
about 10nm, the classical theory has to be corrected to account for quantum effects. Since the
full quantum mechanical calculations, such as density functional theory, is strictly limited by the
Nonlocal effects for ultrasmall particles
![Page 9: Effective medium methods for optical properties of nanoparticlesweb.pdx.edu/~hopl/RASE_2014.pdf · 2014-05-02 · Effective medium methods for optical properties of nanoparticles](https://reader034.fdocuments.net/reader034/viewer/2022042110/5e8b6ab8719e9a083f1a2ed0/html5/thumbnails/9.jpg)
9
speed of computer, an alternative approach is desired. Nonlocal theory is one of the simple
methods that brings the quantum mechanical corrections into a classical system, via using
nonlocal dielectric functions which were derived from quantum many body theories93 and
therefore accounts for the quantum behavior.
In principal, to study the nonlocal effects, one has to start from the relation
3( ) ( , ) ( )d xε ′ ′ ′= ∫D x x x E x . (9)
However, for the case of solid sphere, Fuchs and Claro62, 94 had shown that under certain
assumptions, the nonlocal effects can be taken into account if one considers the following
effective dielectric function
12
, 0
( )2(2 )( ,
1)eff
j kaa dkk
επ ε ω
−∞
=+
∫
, (10)
where a is the radius of the sphere and j
is the spherical Bessel function of order .
One of the simplest nonlocal model is the hydrodynamic model:
2
2 2( , ) 1( )
p
i kk
ωω
ω ω γ βε
+ −= − , (11)
where 3 / 5 Fvβ = and Fv is the Fermi velocity. This model can be treated as the first order
approximation of the Lindhard-Mermin model.93, 95-98 Using this model in Eq. (10), one
obtains62
1
1/2 1
2
, /21 (2 ) ( )1 ( )e
pff
aI
uu K uε
εωβ + +
−
+
= +
, (12)
where 2 ( /)p iu a ω ω ω γ β− += , I
and K
are modified Bessel functions, and ε is the local
dielectric function obtained from Eq. (11) with 0β = .
![Page 10: Effective medium methods for optical properties of nanoparticlesweb.pdx.edu/~hopl/RASE_2014.pdf · 2014-05-02 · Effective medium methods for optical properties of nanoparticles](https://reader034.fdocuments.net/reader034/viewer/2022042110/5e8b6ab8719e9a083f1a2ed0/html5/thumbnails/10.jpg)
10
By using EMT, the result in Eq. (10) can be generalized to the core-multishell particle
case.99
Besides applying to neutral particles, the concept of EMT can also be used to study
particles with extraneous surface charges. Bohren and Hunt had solved the full dynamics of the
scattering problem of a charged sphere by considering the boundary conditions:73
EMT for charged spheres
( )2 1 0−× =n EE , (13)
and
( )2 1−× =n H H K , (14)
where K is the surface current caused by the extraneous surface charges. By solving the
boundary value problems, Bohren and Hunt had derived the modified Mie scattering coefficients,
thus extending the Mie scattering theory to the charged sphere case.
Though Bohren and Hunts’ theory is an exact full dynamic theory, it is useful to derive
its quasistatic version which will be less complicated. By considering the long-wavelength limit
and by comparing with the quasistatic model, one can find that the charged sphere can be
effectively replaced by a neutral sphere of the same size with an effective dielectric function
given by100-101
, ( /)1eff i xε ε τ+= +
, (15)
where τ is proportional to the number of extraneous charges on the sphere and x is the size
parameter of the sphere.
Applications
To demonstrate the usefulness of the above EMT, we here present some examples.
![Page 11: Effective medium methods for optical properties of nanoparticlesweb.pdx.edu/~hopl/RASE_2014.pdf · 2014-05-02 · Effective medium methods for optical properties of nanoparticles](https://reader034.fdocuments.net/reader034/viewer/2022042110/5e8b6ab8719e9a083f1a2ed0/html5/thumbnails/11.jpg)
11
Figure 2 shows the extinction cross section of a hollow silver spherical shell of inner
radius 60 nm and outer radius 70 nm placed in vacuum. The curve predicted by the Mie theory
is treated as a standard to verify the validity of the EMT models. As we can see that all of the
quasistatic models, including static, MLWA and IMLWA (“Improved MLWA”102-104) modify
only the dipole resonances. Each model has two resonances, which are the consequences of the
coupling between the dipole resonances of the inner and outer spheres. According to the
hybridization model,55, 59 the low frequency mode is referred to the bonding mode, while the high
frequency mode is referred to the antibonding mode.
By comparing with the results from the Mie theory, it is clearly seen that the dynamic
effects contained in the MLWA significantly modify the predictions from the static model. The
unreasonably high resonance peak predicted by the static model is due to the assumption of the
perfectly coherent oscillation of the electrons, this happens when the retardation effects and the
radiative loss are ignored as are accounted for in MLWA.
Figure 3 shows the corresponding results for core-multishell particles. Similar to the
core-shell particle case shown in Fig. 2, the four resonance modes are due to the coupling of the
dipole resonance at the four metal-dielectric interfaces. Again, the results predicted by the Mie
theory are treated as a standard. The MLWA again provides significant dynamic corrections to
the static model.
Besides application to far field scattering from a NP, the EMT can also be applied to
study near field interactions. Figure 4 shows some results from the study of the energy transfer
between a donor and an acceptor molecule, a process known as Forster resonance energy transfer
(FRET).105-107 The two molecules are placed in the vicinity of a core-shell spheroid (a nanorice)
to achieve enhancement in the energy transfer rate, which is defined by
![Page 12: Effective medium methods for optical properties of nanoparticlesweb.pdx.edu/~hopl/RASE_2014.pdf · 2014-05-02 · Effective medium methods for optical properties of nanoparticles](https://reader034.fdocuments.net/reader034/viewer/2022042110/5e8b6ab8719e9a083f1a2ed0/html5/thumbnails/12.jpg)
12
2
,AD AD ind
AD
U UR
U+
= , (16)
where ADU and ,AD indU are associated with the energy transfer between the donor and the
acceptor with and without the nanorice, respectively. Unlike the far field situation, the
contribution from the high multipole resonance modes are clearly present. For each case the
resonance modes split into the low frequency bonding and high frequency antibonding modes,
with the splitting more pronounced as the shell gets thinner due to stronger coupling between the
interface plasmons.
Figure 5 shows the application of the EMT to a graded-index sphere. The dielectric
function of the sphere is assumed to have the following form: 0( ) ( ) /Agr r rε ωε= , where
0 30 nmr = . The results are compared with the Mie theory obtained by approximating the sphere
as a stratified system of many layers. Again, the MLWA results are much closer to the Mie
results than the static model. Also, from Figure 5(b) we can see that the MLWA is more
significant for the larger particles since the dynamic effects become more important as the
particle size increases. By comparing with the Mie theory this figure shows that for the graded-
index spheres, the results from Eq. (8) which was formulated based on the concept of EMT are
reliable. In other words, the EMT can also be applied to inhomogeneous systems with a
continuously varying dielectric profile.
Figure 6 shows the results of the nonlocal effects for small core-multishell particles. It is
clearly seen that the dipole resonance in Figure 6(a) is manifested in the four coupling modes at
the four metal-dielectric interfaces. Similarly, in Figure 6(b), the three coupling modes at the
three metal-dielectric interfaces are manifested. The small blueshift of each resonance caused by
nonlocal effects is clearly observed.
![Page 13: Effective medium methods for optical properties of nanoparticlesweb.pdx.edu/~hopl/RASE_2014.pdf · 2014-05-02 · Effective medium methods for optical properties of nanoparticles](https://reader034.fdocuments.net/reader034/viewer/2022042110/5e8b6ab8719e9a083f1a2ed0/html5/thumbnails/13.jpg)
13
Figure 7 shows the application of the EMT to the study of the surface enhanced Raman
scattering (SERS) from a molecule near a MNP with extraneous surface charges. It is clear that
the extraneous surface charges lead to blueshifts in the resonance frequency. This can be
understood from the effective dielectric function in Eq. (15), from which if one adopts the Drude
model for the metal, the modified resonance frequency for the n -th multipole resonance can be
obtained in the form:
2
21 ( 1)2 1
sn p
p
n nn
ωω ωω
= + ++
, (17)
which can be interpreted as an effective increase in plasma frequency. From this formula one
can also note that the blueshift effect is more significant for higher multipoles.
In addition to the shifts in the resonance frequencies, the surface charge can also lead to
enhancement of the resonance scattering amplitude as well. This is due to the assumption of the
small damping in the motion of the surface charges via /s BTkγ = , with Bk T being the thermal
energy. This then leads to a reduction of the average damping for the whole system, resulting in
an enhanced resonance scattering amplitude.
Another molecular process of interest other than SERS is fluorescence. Figure 8 shows
the normalized fluorescence rate of a molecule in the vicinity of a charged sphere as a function
of distance from the sphere. Similar to Figure 7, the extraneous surface charges can enhance the
resonance amplitude for the rate. It can be seen that when the molecule is too close to the
particle, the resonance will be quenched. This quenching effect is due to the increase in
nonradiative loss. The results show that the optimal distance for maximizing the fluorescence
rate can be controlled by varying the amount of extraneous surface charges on the MNP.
![Page 14: Effective medium methods for optical properties of nanoparticlesweb.pdx.edu/~hopl/RASE_2014.pdf · 2014-05-02 · Effective medium methods for optical properties of nanoparticles](https://reader034.fdocuments.net/reader034/viewer/2022042110/5e8b6ab8719e9a083f1a2ed0/html5/thumbnails/14.jpg)
14
Conclusion
In this brief review, we have demonstrated, based mainly on our recent works, the
powerful role the EMT can play in the description and understanding of the various optical
properties of nanoparticles, especially MNP’s. We have seen, in order to extend the tunability of
the resonance frequency and the enhanced field amplitude in the vicinity of the MNP, particles of
richer geometrical content are desired. These then led to the developments of various nano-
structures in the past two decades to include systems like the metallic nanoshell, nanorice,
nanomatryoshka, and graded-index particles. However, the theoretical formulation of the optics
of these systems is far more complicated than that for a homogeneous spherical particle since the
electrodynamic equations for these heterogeneous systems (both in geometry and in material)
can be extremely difficult to solve.
We have hence shown how the EMT can account successfully for the properties of these
nano systems with enough accuracy, and can account effectively for various important optical
effects such as dynamical and nonlocal effects for particles with larger and smaller size,
respectively. In conclusion, we believe that even with the availability of various powerful
numerical software which can solve Maxwell’s equations for a highly heterogeneous and
inhomogeneous system efficiently, the EMT formalism is still of value as it can provide insight
into the physical origins of the various observed effects which are not always obvious from
numerical simulations.
Acknowledgement
The authors gratefully acknowledge the financial support of the National Science Council of
Taiwan (NSC 102-2745-M-002-005-ASP, 102-2911-I-002-505, 101-2911-I-002-107, 100-2923-
![Page 15: Effective medium methods for optical properties of nanoparticlesweb.pdx.edu/~hopl/RASE_2014.pdf · 2014-05-02 · Effective medium methods for optical properties of nanoparticles](https://reader034.fdocuments.net/reader034/viewer/2022042110/5e8b6ab8719e9a083f1a2ed0/html5/thumbnails/15.jpg)
15
M-002-007-MY3, 101-2112-M-002-023-, 100-2112-M-019 -003 -MY3). They are also grateful
to National Center for Theoretical Sciences, Taipei Office, Molecular Imaging Center of
National Taiwan University, National Center for High-Performance Computing, Taiwan, and
Research Center for Applied Sciences, Academia Sinica, Taiwan for their support
.
![Page 16: Effective medium methods for optical properties of nanoparticlesweb.pdx.edu/~hopl/RASE_2014.pdf · 2014-05-02 · Effective medium methods for optical properties of nanoparticles](https://reader034.fdocuments.net/reader034/viewer/2022042110/5e8b6ab8719e9a083f1a2ed0/html5/thumbnails/16.jpg)
16
References
[1] M. A. Garcia, J. Phys. D: Appl. Phys., 44, 283001 (2011)
[2] M. Brust, M. Walker, D. Bethell, D. J. Schiffirn, and R. Whyman, J. Chem. Soc. Chem.
Commu., 1994, 801 (1994)
[3] C. A. Mirkin, R. L. Letsinger, R. C. Mucic, and J. J. Storhoff, Nature, 382, 607 (1996)
[4] M. C. Daniel and D. Astruc, Chem. Rev., 104, 293 (2004)
[5] Y. Sun and Y. Xia, Science, 298, 2176 (2002)
[6] K. L. Kelly, E. Coronado, L. L. Zhao, and G. C. Schatz, J. Phys. Chem. B, 107, 668
(2003)
[7] R. Elghanian, J. J. Storhoff, R. C. Mucic, R. L. Letsinger, and C. A. Mirkin, Science, 277,
1078 (1997)
[8] S. Jiang et al., Nanoscale, 5, 3127 (2013)
[9] A. J. Haes and R. P. Van Duyne, J. Am. Chem. Soc., 124, 10596 (2002)
[10] S. Hrapovic, Y. Liu, K. B. Male, and J. H. T. Luong, Anal. Chem., 76, 1083 (2004)
[11] I. I. Slowing, B. G. Trewyn, S. Giri, and V. S. Y. Lin, Adv. Fun. Mat., 17, 1225 (2007)
[12] J. C. Riboh, A. J. Haes, A. D. McFarland, C. R. Yonzon, and R. P. Van Duyne, J. Phys.
Chem. B, 107, 1772 (2003)
[13] J. Liu and Y. Lu, J. Am. Chem. Soc., 125, 6642 (2003)
[14] N. Nath and A. Chikoti, Anal. Chem., 76, 5370 (2004)
[15] J. M. Pingarron, P. Yanez-Sedeno, and A. Gonzalez-Cortes, Electrochimica Acta, 53,
5848 (2008)
[16] J. Jia et al., Anal. Chem., 74, 2217 (2002)
![Page 17: Effective medium methods for optical properties of nanoparticlesweb.pdx.edu/~hopl/RASE_2014.pdf · 2014-05-02 · Effective medium methods for optical properties of nanoparticles](https://reader034.fdocuments.net/reader034/viewer/2022042110/5e8b6ab8719e9a083f1a2ed0/html5/thumbnails/17.jpg)
17
[17] M. Zayats, R. Baron, I. Popov, and I Willner, Nano Lett., 5, 21 (2005)
[18] K. A. Willets and R. P. Van Duyne, Ann. Rev. Phys. Chem., 58, 267 (2007)
[19] M. Moskovits, Rev. Mod. Phys., 57, 783 (1985)
[20] A. J. Haes et al., MRS Bulletin, 30, 368 (2005)
[21] G. Chumanov, K. Sokolov, B. W. Gregory, and T. M. Cotton, J. Phys. Chem., 99, 9466
(1995)
[22] G. C. Schatz and R. P. Van Duyne, Electromagnetic mechanism of surface-enhanced
spectroscopy, Wiley (2006)
[23] J. Aizpurua, G. W. Bryant, L. J. Richter, and F. J. Garcia de Abajo, Phys. Rev. B, 71,
235420 (2005)
[24] J. P. Camden, J. A. Dieringer, J. zhao, and R. P. Van Duyne, Acc. Chem. Res., 41, 1653
(2008)
[25] P. K. Aravind and H. Metiu, Surf. Sci., 124, 506 (1983)
[26] H. Metiu, Prog. Surf. Sci., 17, 153 (1984)
[27] H. Metiu and P. Das, Ann. Rev. Phys. Chem., 35, 507 (1984)
[28] M. K. Kwon et al., Adv. Mat., 20, 1253 (2008)
[29] R. J. Tseng, J. Ouyang, C. W. Chu, and J. Huang, Appl. Phys. Lett., 88, 123506 (2006)
[30] S. Sivakumar, F. C. J. M van Veggel, and M. Raudsepp, J. Am. Chem. Soc., 127, 12464
(2005)
[31] S. Nakamura, T. Mukai, and M. Senoh, Appl. Phys. Lett., 64, 1687 (1994)
[32] J. P. Duan, P. P. Sun, and C. H. Cheng, Adv. Mat., 15, 224 (2003)
[33] E. Nechataeva, T. Kummell, G. Bacher, and A. Ebbers, Appl. Phys. Lett., 94, 091115
(2009)
![Page 18: Effective medium methods for optical properties of nanoparticlesweb.pdx.edu/~hopl/RASE_2014.pdf · 2014-05-02 · Effective medium methods for optical properties of nanoparticles](https://reader034.fdocuments.net/reader034/viewer/2022042110/5e8b6ab8719e9a083f1a2ed0/html5/thumbnails/18.jpg)
18
[34] S. Pillai, K. R. Catchpole, T. Trupke, and G. Zhang, Appl. Phys. Lett., 88, 161102 (2006)
[35] K. G. Stamplecoskie and J. C. Scaiano, J. Am. Chem. Soc., 132, 1825 (2010)
[36] D. Braun and A. J. Heeger, Appl. Phys. Lett., 58, 1982 (1991)
[37] V. Bliznyuk, B. Ruhstaller, and P. J. Brock, Adv. Mat., 11, 1257 (1999)
[38] M. Pelton, J. Aizpurua, and G. Bryant, Laser & Photonics Reviews, 2, 136 (2008)
[39] S. Oldenburg, R. D. Averitt, S. Westcott, and N. J. Halas, Chem. Phys. Lett., 288, 243
(1998)
[40] Y. Yao et al., Nature Commu., 3, 664 (2012)
[41] G. Raschke et al., Nano Lett., 4, 1853 (2004)
[42] S. J. Oldenburg, G. D. Hale, J. B. Jackson, and N. J. Halas, Appl. Phys. Lett., 75, 1063
(1999)
[43] C. L. Nehl et al., Nano Lett., 4, 2355 (2004)
[44] H. Wang, D. W. Brandl, P. Nordlander, and N. J. Halas, Acc. Chem. Res., 40, 53 (2007)
[45] F. Le, N. Z. Lwin, N. J. Halas, and P. Nordlander, Phys. Rev. B, 76, 165410 (2007)
[46] H. Wang, D. W. Brandl, F. Le, P. Nordlander, and N. J. Halas, Nano Lett., 6, 827 (2006)
[47] B. J. Wiley et al., Nano Lett., 7, 1032 (2007)
[48] H. Wei, A. Reyes-Coronado, P. Nordlander, J. Aizpurua, and H. Xu, ACS Nano, 4, 2649
(2010)
[49] Y. Zheng et al., Small, 7, 2307 (2011)
[50] R. Bardhan, O. Neumann, N. Mirin, H. Wang, and N. J. Halas, ACS Nano, 3, 266 (2009)
[51] D. Srivastava and I. Lee, Adv. Mat., 18, 2471 (2006)
[52] P. Mohanty and K. Landskron, Nanoscale Res. Lett., 4, 169 (2009)
[53] H. Liang et al., Chem. Mater., 24, 2339 (2012)
![Page 19: Effective medium methods for optical properties of nanoparticlesweb.pdx.edu/~hopl/RASE_2014.pdf · 2014-05-02 · Effective medium methods for optical properties of nanoparticles](https://reader034.fdocuments.net/reader034/viewer/2022042110/5e8b6ab8719e9a083f1a2ed0/html5/thumbnails/19.jpg)
19
[54] H. Y. Chung, P. T. Leung, and D. P. Tsai, Plasmonics, 5, 363 (2010)
[55] E. Prodan, C. Radloff, N. J. Halas, and P. Nordlander, Science, 302, 419 (2003)
[56] A. Moroz, Chem. Phys., 317, 1 (2005)
[57] J. W. Liaw, H. C. Chen, and M. K. Kuo, Nano. Res. Lett., 8, 468 (2013)
[58] H. Y. Chung, P. T. Leung, and D. P. Tsai, Opt. Comm., 285, 2207 (2012)
[59] E. Prodan and P. Nordlander, J. Chem. Phys., 120, 5444 (2004)
[60] J. M. Steele, N. K. Grady, P. Nordlander, and N. J. Halas, Springer Ser. Opt. Sci., 131,
183 (2007)
[61] D. W. Brandl and P. Nordlander, J. Chem. Phys., 126, 144708 (2007)
[62] R. Fuchs and F. Claro, Phys. Rev. B, 35, 3722 (1987)
[63] R. Chang and P. T. Leung, Phys. Rev. B, 73, 125438 (2006)
[64] J. M. McMahon, S. K. Gray, and G. C. Schatz, Phys. Rev. Lett., 097403, 103 (2009)
[65] C. Ciraci et al., Science, 337, 1072 (2012)
[66] Y. Volokitin et al., Nature, 384, 621 (1996)
[67] H. S. Zhou, I. Honma, and H. Komiyama, Phys. Rev. B, 50, 12052 (1994)
[68] P. Claus, A. Bruckner, C. Mohr, and H. Hofmeister, J. Am. Chem. Soc., 122, 11430
(2000)
[69] W. Wernsdorfer et al., Phys. Rev. Lett., 79, 4014 (1997)
[70] K. Borgohain, J. B. Singh, M. V. Rama Rao, T. Tshripathi, and S. Mahamuni, Phys. Rev.
B, 61, 11093 (2000)
[71] M. Meir and A. Wokaun, Opt. Lett., 8, 581 (1983)
[72] J. T. Lue, J. Phys. Chem. Solids, 66, 1599 (2001)
[73] C. F. Bohren and A. J. Hunt, Can. J. Phys., 55, 1930 (1977)
![Page 20: Effective medium methods for optical properties of nanoparticlesweb.pdx.edu/~hopl/RASE_2014.pdf · 2014-05-02 · Effective medium methods for optical properties of nanoparticles](https://reader034.fdocuments.net/reader034/viewer/2022042110/5e8b6ab8719e9a083f1a2ed0/html5/thumbnails/20.jpg)
20
[74] J. Klacka and M. Kocifaj, J. Quant. Spectrosc. Radiat. Transfer, 106, 170 (2007)
[75] A. Heifetz, H. T. Chien, S. Liao, N. S. Gopalsami, and A. C. P. Raptis, Radiat. Transfer,
111, 2550 (2010)
[76] E. Rosenkrantz and S. Arnon, Opt. Lett., 35, 1178 (2010)
[77] Q. F. Dong and J. D. Xu, J. Electromagn. Waves Appl., 25, 315 (2011)
[78] X. Li, L. Xie, and X. Zheng, J. Quant. Spectrosc. Radiat. Transfer, 113, 251, 2012.
[79] M. Kocifaj and J. Klacka, Opt. Lett., 37, 265 (2012)
[80] S. Nie and S. R. Emory, Science, 275, 1102 (1997)
[81] A. Campion and P. Kambhampati, Chem. Soc. Rev., 27, 241 (1998)
[82] A. Otto, H. Grabhorn, and W. Akemann, J. Phys.: Condens. Matter, 4, 1143 (1992)
[83] C. L. Haynes, A. D. McFarland, and R. P. Van Duyne, Ana. Chem., 77, 338A (2005)
[84] S. L. McCall, P. M. Platzman, and P. A. Wolff, Phys. Lett. A, 77, 381 (1980)
[85] R. L. Garrell, Anal. Chem., 61, 401A (1989)
[86] A. Otto, Surface-enhanced Raman scattering, G. Bendedek, Ed. Springer (1982)
[87] R. L. Birke and J. R. Lombrdi, Spectroelectrochemistry, R. J. Gale, Ed. New York:
Plenum Press (1988)
[88] G. Mie, Ann. Phys., 330, 377 (1908)
[89] C. F. Bohren and D. R. Huffman, Absorption and Scattering of Light by Small Particles.:
Wiley (1983)
[90] H. Y. Chung, P. T. Leung, and D. P. Tsai, J. Chem. Phys., 131, 124122 (2009)
[91] H. Y. Chung, P. T. Leung, and D. P. Tsai, Plasmonics, 7, 13 (2012)
[92] H. Y. Chung, P. T. Leung, and D. P. Tsai, J. Opt. Soc. Am. B, 29, 970 (2012)
[93] G. D. Mahan, Many-Particle Physics, 3rd ed. New York: Plenum (2000)
![Page 21: Effective medium methods for optical properties of nanoparticlesweb.pdx.edu/~hopl/RASE_2014.pdf · 2014-05-02 · Effective medium methods for optical properties of nanoparticles](https://reader034.fdocuments.net/reader034/viewer/2022042110/5e8b6ab8719e9a083f1a2ed0/html5/thumbnails/21.jpg)
21
[94] B. B. Dasgupta and R. Fuchs, Phys. Rev. B, 24, 554 (1981)
[95] J. Lindhard and M. Scharff, Kgl. Danske Videnskab. Mat. Fys. Medd., 27, 15 (1953)
[96] N. D. Mermin, Phys. Rev. B, 1, 2362 (1970)
[97] N. W. Ashcroft and N. D. Mermin, Solid State Physics., Thomoson Learning, Inc. (1976)
[98] C. Kittel, Introduction to Solid State Physics 8th ed. John Wiley & Sons. Inc. (2005)
[99] H. Y. Chung, G. Y. Guo, H. P. Chiang, D. P. Tsai, and P. T. Leung, Phys. Rev. B, 82,
165440 (2010)
[100] H. Y. Chung, P. T. Leung, and D. P. Tsai, J. Chem. Phys., 138, 224101 (2013)
[101] H. Y. Chung, P. T. Leung, and D. P. Tsai, Opt. Express, 21, 26483 (2013)
[102] A. F. Stevenson, J. Appl. Phys., 24, 1134 (1953)
[103] A. F. Stevenson, J. Appl. Phys., 24, 1143 (1953)
[104] A. Moroz, J. Opt. Soc. Am. B, 26, 517 (2009)
[105] T. Forst, Ann. Phys., 2, 5 (1948)
[106] T. Forster, Discuss Faraday Soc., 27, 7 (1959)
[107] X. M. Hua, J. I. Gersten, and A. Nitzan, J. Chem. Phys., 83, 3650 (1985)
![Page 22: Effective medium methods for optical properties of nanoparticlesweb.pdx.edu/~hopl/RASE_2014.pdf · 2014-05-02 · Effective medium methods for optical properties of nanoparticles](https://reader034.fdocuments.net/reader034/viewer/2022042110/5e8b6ab8719e9a083f1a2ed0/html5/thumbnails/22.jpg)
22
Figure 1. Illustration of the EMT, see text. [Adapted from Ref. 90, with permission from the
publisher].
![Page 23: Effective medium methods for optical properties of nanoparticlesweb.pdx.edu/~hopl/RASE_2014.pdf · 2014-05-02 · Effective medium methods for optical properties of nanoparticles](https://reader034.fdocuments.net/reader034/viewer/2022042110/5e8b6ab8719e9a083f1a2ed0/html5/thumbnails/23.jpg)
23
300 400 500 600 700 800 900 10000.0
0.2
0.4
0.6
0.8
1.0
1.2
1.4
1.6
1.8
2.0
Extin
ctio
n cr
oss
sect
ion
(105 n
m2 )
Wavelength (nm)
Static MLWA IMLWA Mie
Figure 2. Comparison of the extinction cross sections obtained in the static limit, from MLWA,
and from IMLWA against the exact Mie theory results. The results are shown for a spherical
nanoshell with inner radius 60 nm and outer radius 70 nm. The silver nanoshell is hollow inside
and placed in vacuum. [Adapted from Ref. 90, with permission from the publisher].
![Page 24: Effective medium methods for optical properties of nanoparticlesweb.pdx.edu/~hopl/RASE_2014.pdf · 2014-05-02 · Effective medium methods for optical properties of nanoparticles](https://reader034.fdocuments.net/reader034/viewer/2022042110/5e8b6ab8719e9a083f1a2ed0/html5/thumbnails/24.jpg)
24
10-2
10-1
100
101
102
0.0 0.2 0.4 0.6 0.8 1.0 1.210-2
10-1
100
101
102
103
Ext
inct
ion
Effic
ienc
y
static MLWA Mie
(a)
Extin
ction
Effi
cienc
y
ω /ωp
(b)
Figure 3. Comparison of the extinction efficiencies according to the LWA, MLWA, and the
exact Mie results for a four-layer nanomatryushka composed of : glass/Ag/glass/Ag of
dimensions (a) 10 nm/15 nm/20 nm/25 nm, and (b) 10 nm/20 nm/30 nm/40 nm, respectively.
[Adapted from Ref. 99, with permission from the publisher].
![Page 25: Effective medium methods for optical properties of nanoparticlesweb.pdx.edu/~hopl/RASE_2014.pdf · 2014-05-02 · Effective medium methods for optical properties of nanoparticles](https://reader034.fdocuments.net/reader034/viewer/2022042110/5e8b6ab8719e9a083f1a2ed0/html5/thumbnails/25.jpg)
25
Figure 4. Comparison of the enhancement factor ( )R ω for different geometries of the nanorice.
The foci and the outer (surface) aspect ratio are fixed at 20 nm and 2/3, respectively. The inner
aspect ratios are set for three different values, which are 0.2, 0.4, and 0.6. The nanorice has a
hematite core ( 1ε = 9.5 ) with the silver shell embedded in the vacuum. The donor and the
acceptor are located at the two “poles” at (0, 0, 30 nm) and (0, 0, 30 nm)− in Cartesian
coordinates and aligned along the z direction. [Adapted from Ref. 54, with permission from the
publisher].
![Page 26: Effective medium methods for optical properties of nanoparticlesweb.pdx.edu/~hopl/RASE_2014.pdf · 2014-05-02 · Effective medium methods for optical properties of nanoparticles](https://reader034.fdocuments.net/reader034/viewer/2022042110/5e8b6ab8719e9a083f1a2ed0/html5/thumbnails/26.jpg)
26
Figure 5. Comparison of the extinction efficiencies computed using the quasi-static (dotted), the
MLWA (dashed) and the stratified Mie (solid) models, respectively, for a graded sphere with
radius of (a) 15 nm and (b) 30 nm. The dielectric function of the sphere is taken to have the form
0( ) ( ) /Agr r rε ωε= , where 0 30 nmr = . [Adapted from Ref. 91, with permission from the
publisher].
![Page 27: Effective medium methods for optical properties of nanoparticlesweb.pdx.edu/~hopl/RASE_2014.pdf · 2014-05-02 · Effective medium methods for optical properties of nanoparticles](https://reader034.fdocuments.net/reader034/viewer/2022042110/5e8b6ab8719e9a083f1a2ed0/html5/thumbnails/27.jpg)
27
0.0
0.2
0.4
0.6
0.8
1.0
0.0 0.2 0.4 0.6 0.8 1.0 1.20.0
0.1
0.2
0.3 (b)
Ex
tincti
on E
fficie
ncy Nonlocal
Local(a)
Ext
incti
on E
fficie
ncy
ω /ωp
Figure 6. Extinction efficiency for a four layer shell with the radii 1 1r = nm, 2 2r = nm, 3 3r =
nm, 4 4r = nm. The shell is made of (from core) glass/ silver/ glass/ silver for case (a), and
![Page 28: Effective medium methods for optical properties of nanoparticlesweb.pdx.edu/~hopl/RASE_2014.pdf · 2014-05-02 · Effective medium methods for optical properties of nanoparticles](https://reader034.fdocuments.net/reader034/viewer/2022042110/5e8b6ab8719e9a083f1a2ed0/html5/thumbnails/28.jpg)
28
silver/glass/ silver/ glass for case (b). [Adapted from Ref. 99, with permission from the
publisher].
Figure 7. The SERS enhancement ratio R of (a) radial and (b) tangential molecules near a silver
sphere of the radius 5 nma = with surface charges: 11
65 10 Cq −×= , 162 8.33 10 Cq −×= ,
153 1.67 10 Cq −×= and 15
4 1 5 C2 0.q −= × . The distance between the molecule and the sphere is
fixed at 5 nmd = . [Adapted from Ref. 100, with permission from the publisher].
![Page 29: Effective medium methods for optical properties of nanoparticlesweb.pdx.edu/~hopl/RASE_2014.pdf · 2014-05-02 · Effective medium methods for optical properties of nanoparticles](https://reader034.fdocuments.net/reader034/viewer/2022042110/5e8b6ab8719e9a083f1a2ed0/html5/thumbnails/29.jpg)
29
Figure 8. Normalized fluorescence rate as a function of distance from the silver sphere of radius
5nm. The molecule is along (a) radial and (b) tangential directions. The emission frequencies
are set at each of the dipole resonance for the cases 0 0q = , 161 1.67 10 Cq −×= , and
162 10 5 Cq −×= , with values equal to 0.57 pω , 0.58 pω , and 0.58 pω , respectively. [Adapted from
Ref. 101, with permission from the publisher].
.